<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2025-120
**Subject:** Scale Mission-critical Roi Engine (Version 1.9.9)
**Date of Review:** 2024-02-17

This memorandum summarizes the findings from the architectural compliance audit conducted on the Scale Mission-critical Roi Engine, based on the review of document 'Scale_Mission-critical_Roi_Engine_Architecture_v1.9.9.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 2 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like Internal_Security_V3 was noted in components such as ListCongressDatabase. However, significant gaps were identified. The ChallengeRecognizeBatchProcessor (SMR-MSG-002), a Batch Processor, was found to be non-compliant. The primary issue cited was: 'From away marriage per challenge other wide peace.'. The responsible 'Productize_Core' has been notified. 

Security posture analysis reveals that access control is managed via OAuth2. Encryption for data in transit is currently inactive and requires immediate attention. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the ListCongressDatabase (SMR-DB-001) provides the component identified as SMR-MSG-002 using the REST_API protocol. Traceability for requirement REQ-SMR-38 appears to be handled by the following components: SMR-MSG-002. Current test coverage for this is 'Partial'. </data>
audit_id: SYSARCH-AUDIT-2025-120
document_source: Scale_Mission-critical_Roi_Engine_Architecture_v1.9.9.docx
audit_date: '2024-02-17'
system_name: Scale Mission-critical Roi Engine
system_version: 1.9.9
architectural_components:
- component_id: SMR-DB-001
  component_name: ListCongressDatabase
  description: Note what ask need hold occur performance.
  type: Database
  dependencies:
  - target_component_id: SMR-MSG-002
    dependency_type: provides
    protocol: REST_API
  - target_component_id: SMR-MSG-002
    dependency_type: consumes
    protocol: TCP/IP
  compliance_status:
    is_compliant: true
    standards_applied:
    - Internal_Security_V3
  owner_team: Matrix_Apps
  estimated_loc: 42722
- component_id: SMR-MSG-002
  component_name: ChallengeRecognizeBatchProcessor
  description: Present common only top left cost laugh ever attorney.
  type: Batch Processor
  dependencies:
  - target_component_id: SMR-DB-001
    dependency_type: consumes
    protocol: AMQP
  - target_component_id: SMR-DB-001
    dependency_type: depends_on
    protocol: REST_API
  compliance_status:
    is_compliant: false
    standards_applied:
    - SOC2_Type_II
    non_compliance_issues:
    - From away marriage per challenge other wide peace.
    - Nature movement good able probably trade.
  owner_team: Productize_Core
security_considerations:
  encryption_in_transit: false
  data_at_rest_encryption: false
  access_control_mechanisms:
  - OAuth2
traceability_matrix:
- requirement_id: REQ-SMR-38
  implemented_by_components:
  - SMR-MSG-002
  test_coverage_status: Partial
- requirement_id: REQ-SMR-74
  implemented_by_components:
  - SMR-MSG-002
  - SMR-DB-001
  test_coverage_status: Partial
