<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2024-553
**Subject:** Embrace Sticky Markets System (Version 3.6.2)
**Date of Review:** 2024-05-27

This memorandum summarizes the findings from the architectural compliance audit conducted on the Embrace Sticky Markets System, based on the review of document 'Embrace_Sticky_Markets_System_Architecture_v3.6.2.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 3 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like ISO27001 was noted in components such as InterestSignAPIGateway. 

Security posture analysis reveals that access control is managed via JWT, RBAC, OAuth2. Encryption for data in transit is currently inactive and requires immediate attention. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. The last vulnerability assessment is marked as 'Pending_Reassessment'. The projected annual operational overhead for these security measures is approximately $19107.31 USD. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the InterestSignAPIGateway (ESM-SVC-001) depends_on the component identified as ESM-DB-002 using the AMQP protocol. Traceability for requirement REQ-ESM-23 appears to be handled by the following components: ESM-SVC-001. Current test coverage for this is 'Pending'. </data>
audit_id: SYSARCH-AUDIT-2024-553
document_source: Embrace_Sticky_Markets_System_Architecture_v3.6.2.docx
audit_date: '2024-05-27'
system_name: Embrace Sticky Markets System
system_version: 3.6.2
architectural_components:
- component_id: ESM-SVC-001
  component_name: InterestSignAPIGateway
  description: Especially apply rest lose boy discuss follow provide probably one
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  type: API Gateway
  dependencies:
  - target_component_id: ESM-DB-002
    dependency_type: depends_on
    protocol: AMQP
  - target_component_id: ESM-CACHE-003
    dependency_type: depends_on
    protocol: gRPC
  compliance_status:
    is_compliant: true
    standards_applied:
    - ISO27001
    - PCI_DSS_4.0
  owner_team: Scale_Infra
  estimated_loc: 74786
- component_id: ESM-DB-002
  component_name: DriveFireDatabase
  description: Play up plant success age lay appear ball wind six collection guess
    group dream he Mrs.
  type: Database
  dependencies:
  - target_component_id: ESM-SVC-001
    dependency_type: consumes
  compliance_status:
    is_compliant: true
    standards_applied:
    - SOC2_Type_II
    - PCI_DSS_4.0
  owner_team: Disintermediate_Platform
  estimated_loc: 5802
- component_id: ESM-CACHE-003
  component_name: LittleControlCache
  description: May worry everything suffer series citizen region story.
  type: Cache
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - GDPR
    - PCI_DSS_4.0
  estimated_loc: 36402
security_considerations:
  encryption_in_transit: false
  data_at_rest_encryption: false
  access_control_mechanisms:
  - JWT
  - RBAC
  - OAuth2
  vulnerability_assessment_status: Pending_Reassessment
  estimated_cost_usd_annual: 19107.31
traceability_matrix:
- requirement_id: REQ-ESM-23
  implemented_by_components:
  - ESM-SVC-001
  test_coverage_status: Pending
