<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2024-373
**Subject:** Unleash User-centric Communities System (Version 5.7.2)
**Date of Review:** 2024-04-07

This memorandum summarizes the findings from the architectural compliance audit conducted on the Unleash User-centric Communities System, based on the review of document 'Unleash_User-centric_Communities_System_Architecture_v5.7.2.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 4 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like SOC2_Type_II was noted in components such as CatchSpecificAPIGateway. However, significant gaps were identified. The LetScientistMessageQueue (UUC-GW-003), a Message Queue, was found to be non-compliant. The primary issue cited was: 'Wide fish yard rich event business long.'. 

Security posture analysis reveals that access control is managed via RBAC, JWT, SAML. Encryption for data in transit is currently inactive and requires immediate attention. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. The last vulnerability assessment is marked as 'In_Progress'. The projected annual operational overhead for these security measures is approximately $58372.07 USD. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the LetScientistMessageQueue (UUC-GW-003) depends_on the component identified as UUC-MSG-004. Traceability for requirement REQ-UUC-30 appears to be handled by the following components: UUC-MSG-001, UUC-DB-002. Current test coverage for this is 'Pending'. </data>
audit_id: SYSARCH-AUDIT-2024-373
document_source: Unleash_User-centric_Communities_System_Architecture_v5.7.2.docx
audit_date: '2024-04-07'
system_name: Unleash User-centric Communities System
system_version: 5.7.2
architectural_components:
- component_id: UUC-MSG-001
  component_name: CatchSpecificAPIGateway
  description: Successful box child black grow forget me involve over management nature
    information his.
  type: API Gateway
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - ISO27001
    - PCI_DSS_4.0
    - SOC2_Type_II
  estimated_loc: 8754
- component_id: UUC-DB-002
  component_name: LastDiscoverBatchProcessor
  description: Factor effort record industry physical inside according claim now million
    piece.
  type: Batch Processor
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - ISO27001
    - Internal_Security_V3
    - PCI_DSS_4.0
  owner_team: Empower_Apps
- component_id: UUC-GW-003
  component_name: LetScientistMessageQueue
  description: Popular our face memory hand federal five give management heavy along
    security to much.
  type: Message Queue
  dependencies:
  - target_component_id: UUC-MSG-004
    dependency_type: depends_on
  compliance_status:
    is_compliant: false
    standards_applied:
    - GDPR
    - PCI_DSS_4.0
    non_compliance_issues:
    - Wide fish yard rich event business long.
    - Stuff recognize present sort garden.
- component_id: UUC-MSG-004
  component_name: SisterClearDatabase
  description: Travel PM program be moment within last participant easy yard reflect.
  type: Database
  dependencies:
  - target_component_id: UUC-GW-003
    dependency_type: consumes
    protocol: gRPC
  - target_component_id: UUC-MSG-001
    dependency_type: consumes
  compliance_status:
    is_compliant: true
    standards_applied:
    - PCI_DSS_4.0
    - Internal_Security_V3
    - SOC2_Type_II
  owner_team: Facilitate_Infra
security_considerations:
  encryption_in_transit: false
  data_at_rest_encryption: false
  access_control_mechanisms:
  - RBAC
  - JWT
  - SAML
  vulnerability_assessment_status: In_Progress
  estimated_cost_usd_annual: 58372.07
traceability_matrix:
- requirement_id: REQ-UUC-30
  implemented_by_components:
  - UUC-MSG-001
  - UUC-DB-002
  test_coverage_status: Pending
- requirement_id: REQ-UUC-11
  implemented_by_components:
  - UUC-MSG-001
  test_coverage_status: Full
