<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2025-545
**Subject:** Utilize Clicks-and-mortar Users Engine (Version 4.5.14)
**Date of Review:** 2024-01-28

This memorandum summarizes the findings from the architectural compliance audit conducted on the Utilize Clicks-and-mortar Users Engine, based on the review of document 'Utilize_Clicks-and-mortar_Users_Engine_Architecture_v4.5.14.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 2 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like ISO27001 was noted in components such as AirKnowAPIGateway. However, significant gaps were identified. The PushStepMicroservice (UCU-DB-002), a Microservice, was found to be non-compliant. The primary issue cited was: 'Method the spring may tax policy adult.'. 

Security posture analysis reveals that access control is managed via JWT, API_Keys, OAuth2. Encryption for data in transit is currently active. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. The last vulnerability assessment is marked as 'Completed'. The projected annual operational overhead for these security measures is approximately $94740.04 USD. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the AirKnowAPIGateway (UCU-GW-001) depends_on the component identified as UCU-DB-002 using the REST_API protocol. Traceability for requirement REQ-UCU-11 appears to be handled by the following components: UCU-DB-002, UCU-GW-001. Current test coverage for this is 'Pending'. </data>
audit_id: SYSARCH-AUDIT-2025-545
document_source: Utilize_Clicks-and-mortar_Users_Engine_Architecture_v4.5.14.docx
audit_date: '2024-01-28'
system_name: Utilize Clicks-and-mortar Users Engine
system_version: 4.5.14
architectural_components:
- component_id: UCU-GW-001
  component_name: AirKnowAPIGateway
  description: Bag should author discuss friend whether southern significant ago.
  type: API Gateway
  dependencies:
  - target_component_id: UCU-DB-002
    dependency_type: depends_on
    protocol: REST_API
  - target_component_id: UCU-DB-002
    dependency_type: provides
    protocol: AMQP
  compliance_status:
    is_compliant: true
    standards_applied:
    - ISO27001
  owner_team: Engage_Core
- component_id: UCU-DB-002
  component_name: PushStepMicroservice
  description: Carry arm wonder size create of hope.
  type: Microservice
  dependencies:
  - target_component_id: UCU-GW-001
    dependency_type: connects_to
    protocol: REST_API
  - target_component_id: UCU-GW-001
    dependency_type: provides
    protocol: TCP/IP
  compliance_status:
    is_compliant: false
    standards_applied:
    - SOC2_Type_II
    - GDPR
    - ISO27001
    non_compliance_issues:
    - Method the spring may tax policy adult.
security_considerations:
  encryption_in_transit: true
  data_at_rest_encryption: false
  access_control_mechanisms:
  - JWT
  - API_Keys
  - OAuth2
  vulnerability_assessment_status: Completed
  estimated_cost_usd_annual: 94740.04
traceability_matrix:
- requirement_id: REQ-UCU-11
  implemented_by_components:
  - UCU-DB-002
  - UCU-GW-001
  test_coverage_status: Pending
