<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2024-613
**Subject:** Syndicate Customized Web Services Engine (Version 3.9.8)
**Date of Review:** 2024-04-26

This memorandum summarizes the findings from the architectural compliance audit conducted on the Syndicate Customized Web Services Engine, based on the review of document 'Syndicate_Customized_Web_Services_Engine_Architecture_v3.9.8.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 5 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like PCI_DSS_4.0 was noted in components such as SafeOrderAPIGateway. However, significant gaps were identified. The ParticipantWindDatabase (SCWS-DB-004), a Database, was found to be non-compliant. The primary issue cited was: 'Decision type bed book.'. 

Security posture analysis reveals that access control is managed via JWT, OAuth2, SAML. Encryption for data in transit is currently inactive and requires immediate attention. The status of data-at-rest encryption is noted as implemented. The projected annual operational overhead for these security measures is approximately $48550.33 USD. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the GiveCardAPIGateway (SCWS-GW-002) consumes the component identified as SCWS-SVC-003 using the JDBC protocol. Traceability for requirement REQ-SCWS-41 appears to be handled by the following components: SCWS-MSG-005, SCWS-DB-001. Current test coverage for this is 'Pending'. 

**Auditor's Closing Remarks:** Community science actually.</data>
audit_id: SYSARCH-AUDIT-2024-613
document_source: Syndicate_Customized_Web_Services_Engine_Architecture_v3.9.8.docx
audit_date: '2024-04-26'
system_name: Syndicate Customized Web Services Engine
system_version: 3.9.8
architectural_components:
- component_id: SCWS-DB-001
  component_name: SafeOrderAPIGateway
  description: Live another question receive news agree analysis player.
  type: API Gateway
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - PCI_DSS_4.0
  estimated_loc: 61285
- component_id: SCWS-GW-002
  component_name: GiveCardAPIGateway
  description: Fear tend doctor specific small respond Mrs positive.
  type: API Gateway
  dependencies:
  - target_component_id: SCWS-SVC-003
    dependency_type: consumes
    protocol: JDBC
  compliance_status:
    is_compliant: true
    standards_applied:
    - Internal_Security_V3
  owner_team: Leverage_Platform
  estimated_loc: 56401
- component_id: SCWS-SVC-003
  component_name: WriteEconomicAPIGateway
  description: Citizen send science whether interesting reflect among change require
    production rise address space television community.
  type: API Gateway
  dependencies:
  - target_component_id: SCWS-MSG-005
    dependency_type: connects_to
  compliance_status:
    is_compliant: true
    standards_applied:
    - Internal_Security_V3
  estimated_loc: 68232
- component_id: SCWS-DB-004
  component_name: ParticipantWindDatabase
  description: Business data stop system class analysis wide look group others sense
    film action great partner.
  type: Database
  dependencies: []
  compliance_status:
    is_compliant: false
    standards_applied:
    - PCI_DSS_4.0
    non_compliance_issues:
    - Decision type bed book.
  estimated_loc: 50428
- component_id: SCWS-MSG-005
  component_name: StockCareerMicroservice
  description: Television arm season scientist talk scientist investment fly add easy
    sell clear kind development.
  type: Microservice
  dependencies:
  - target_component_id: SCWS-DB-004
    dependency_type: consumes
    protocol: REST_API
  - target_component_id: SCWS-GW-002
    dependency_type: consumes
  compliance_status:
    is_compliant: true
    standards_applied:
    - GDPR
    - SOC2_Type_II
    - Internal_Security_V3
  estimated_loc: 22803
security_considerations:
  encryption_in_transit: false
  data_at_rest_encryption: true
  access_control_mechanisms:
  - JWT
  - OAuth2
  - SAML
  estimated_cost_usd_annual: 48550.33
traceability_matrix:
- requirement_id: REQ-SCWS-41
  implemented_by_components:
  - SCWS-MSG-005
  - SCWS-DB-001
  test_coverage_status: Pending
- requirement_id: REQ-SCWS-93
  implemented_by_components:
  - SCWS-DB-004
  test_coverage_status: None
- requirement_id: REQ-SCWS-45
  implemented_by_components:
  - SCWS-DB-001
  - SCWS-MSG-005
  test_coverage_status: Partial
auditor_notes: Community science actually.
