<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2025-276
**Subject:** Architect Real-time Channels System (Version 3.2.0)
**Date of Review:** 2024-05-17

This memorandum summarizes the findings from the architectural compliance audit conducted on the Architect Real-time Channels System, based on the review of document 'Architect_Real-time_Channels_System_Architecture_v3.2.0.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 4 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like SOC2_Type_II was noted in components such as StockWrongAPIGateway. However, significant gaps were identified. The GoalStockCache (ARC-GW-002), a Cache, was found to be non-compliant. The primary issue cited was: 'Design above indicate issue industry.'. The responsible 'Iterate_Infra' has been notified. 

Security posture analysis reveals that access control is managed via OAuth2. Encryption for data in transit is currently inactive and requires immediate attention. The status of data-at-rest encryption is noted as implemented. The last vulnerability assessment is marked as 'Scheduled_Q4'. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the CivilBeDatabase (ARC-DB-003) connects_to the component identified as ARC-GW-002 using the JDBC protocol. Traceability for requirement REQ-ARC-78 appears to be handled by the following components: ARC-DB-003, ARC-GW-004. </data>
audit_id: SYSARCH-AUDIT-2025-276
document_source: Architect_Real-time_Channels_System_Architecture_v3.2.0.docx
audit_date: '2024-05-17'
system_name: Architect Real-time Channels System
system_version: 3.2.0
architectural_components:
- component_id: ARC-GW-001
  component_name: StockWrongAPIGateway
  description: Grow appear speak matter including a impact appear she bill staff former
    Republican.
  type: API Gateway
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - SOC2_Type_II
  estimated_loc: 62532
- component_id: ARC-GW-002
  component_name: GoalStockCache
  description: Ok number within you deal blood contain.
  type: Cache
  dependencies: []
  compliance_status:
    is_compliant: false
    standards_applied:
    - SOC2_Type_II
    non_compliance_issues:
    - Design above indicate issue industry.
    - Short build bill personal data officer couple condition card.
  owner_team: Iterate_Infra
- component_id: ARC-DB-003
  component_name: CivilBeDatabase
  description: Worker method dream now kid several this blood after really deal however
    strategy rule.
  type: Database
  dependencies:
  - target_component_id: ARC-GW-002
    dependency_type: connects_to
    protocol: JDBC
  - target_component_id: ARC-GW-002
    dependency_type: consumes
    protocol: JDBC
  compliance_status:
    is_compliant: true
    standards_applied:
    - Internal_Security_V3
    - GDPR
    - SOC2_Type_II
  owner_team: Implement_Infra
  estimated_loc: 12164
- component_id: ARC-GW-004
  component_name: NorInterestBatchProcessor
  description: Tv low travel child teacher many somebody situation bag reality realize
    shoulder than produce quality.
  type: Batch Processor
  dependencies:
  - target_component_id: ARC-GW-001
    dependency_type: consumes
    protocol: REST_API
  compliance_status:
    is_compliant: true
    standards_applied:
    - SOC2_Type_II
  estimated_loc: 9178
security_considerations:
  encryption_in_transit: false
  data_at_rest_encryption: true
  access_control_mechanisms:
  - OAuth2
  vulnerability_assessment_status: Scheduled_Q4
traceability_matrix:
- requirement_id: REQ-ARC-78
  implemented_by_components:
  - ARC-DB-003
  - ARC-GW-004
