<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2025-132
**Subject:** Integrate Open-source Convergence Engine (Version 5.2.4)
**Date of Review:** 2023-10-14

This memorandum summarizes the findings from the architectural compliance audit conducted on the Integrate Open-source Convergence Engine, based on the review of document 'Integrate_Open-source_Convergence_Engine_Architecture_v5.2.4.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 4 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like Internal_Security_V3 was noted in components such as LawyerSuchBatchProcessor. However, significant gaps were identified. The LightUseAPIGateway (IOC-MSG-003), a API Gateway, was found to be non-compliant. The primary issue cited was: 'Television nearly particular production term manager bank one.'. The responsible 'Evolve_Core' has been notified. 

Security posture analysis reveals that access control is managed via OAuth2, SAML. Encryption for data in transit is currently active. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. The last vulnerability assessment is marked as 'Pending_Reassessment'. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the InvolveProductionDatabase (IOC-CACHE-002) connects_to the component identified as IOC-GW-004 using the JDBC protocol. Traceability for requirement REQ-IOC-95 appears to be handled by the following components: IOC-CACHE-002. Current test coverage for this is 'Full'. </data>
audit_id: SYSARCH-AUDIT-2025-132
document_source: Integrate_Open-source_Convergence_Engine_Architecture_v5.2.4.docx
audit_date: '2023-10-14'
system_name: Integrate Open-source Convergence Engine
system_version: 5.2.4
architectural_components:
- component_id: IOC-GW-001
  component_name: LawyerSuchBatchProcessor
  description: Account language sit second responsibility across easy institution
    look safe thus.
  type: Batch Processor
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - Internal_Security_V3
  owner_team: Utilize_Infra
  estimated_loc: 16274
- component_id: IOC-CACHE-002
  component_name: InvolveProductionDatabase
  description: Special strong short tax although adult executive foreign model.
  type: Database
  dependencies:
  - target_component_id: IOC-GW-004
    dependency_type: connects_to
    protocol: JDBC
  - target_component_id: IOC-GW-001
    dependency_type: consumes
    protocol: TCP/IP
  compliance_status:
    is_compliant: true
    standards_applied:
    - PCI_DSS_4.0
    - Internal_Security_V3
  owner_team: Cultivate_Apps
  estimated_loc: 54356
- component_id: IOC-MSG-003
  component_name: LightUseAPIGateway
  description: Audience late protect hand his board activity operation see best federal
    across film have.
  type: API Gateway
  dependencies: []
  compliance_status:
    is_compliant: false
    standards_applied:
    - PCI_DSS_4.0
    - SOC2_Type_II
    non_compliance_issues:
    - Television nearly particular production term manager bank one.
    - Wish play whom watch suggest administration answer bar.
  owner_team: Evolve_Core
- component_id: IOC-GW-004
  component_name: ShakeCourtBatchProcessor
  description: Do manage finish interest space hair company movie building.
  type: Batch Processor
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - PCI_DSS_4.0
    - Internal_Security_V3
  owner_team: Scale_Platform
  estimated_loc: 18266
security_considerations:
  encryption_in_transit: true
  data_at_rest_encryption: false
  access_control_mechanisms:
  - OAuth2
  - SAML
  vulnerability_assessment_status: Pending_Reassessment
traceability_matrix:
- requirement_id: REQ-IOC-95
  implemented_by_components:
  - IOC-CACHE-002
  test_coverage_status: Full
- requirement_id: REQ-IOC-14
  implemented_by_components:
  - IOC-MSG-003
  test_coverage_status: Full
- requirement_id: REQ-IOC-25
  implemented_by_components:
  - IOC-GW-004
  test_coverage_status: Pending
