<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2024-267
**Subject:** Innovate Holistic Schemas System (Version 3.6.13)
**Date of Review:** 2024-01-04

This memorandum summarizes the findings from the architectural compliance audit conducted on the Innovate Holistic Schemas System, based on the review of document 'Innovate_Holistic_Schemas_System_Architecture_v3.6.13.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 5 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like GDPR was noted in components such as SourceReadyBatchProcessor. However, significant gaps were identified. The SideLeftCache (IHS-GW-004), a Cache, was found to be non-compliant. The primary issue cited was: 'For must more reality.'. The responsible 'Synthesize_Platform' has been notified. 

Security posture analysis reveals that access control is managed via API_Keys, OAuth2. Encryption for data in transit is currently active. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. The last vulnerability assessment is marked as 'In_Progress'. The projected annual operational overhead for these security measures is approximately $73472.73 USD. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the SourceReadyBatchProcessor (IHS-CACHE-001) connects_to the component identified as IHS-CACHE-003 using the TCP/IP protocol. Traceability for requirement REQ-IHS-90 appears to be handled by the following components: IHS-CACHE-003, IHS-GW-005. Current test coverage for this is 'Partial'. </data>
audit_id: SYSARCH-AUDIT-2024-267
document_source: Innovate_Holistic_Schemas_System_Architecture_v3.6.13.docx
audit_date: '2024-01-04'
system_name: Innovate Holistic Schemas System
system_version: 3.6.13
architectural_components:
- component_id: IHS-CACHE-001
  component_name: SourceReadyBatchProcessor
  description: House against this open let impact reason production peace be sort
    side husband fine ground idea.
  type: Batch Processor
  dependencies:
  - target_component_id: IHS-CACHE-003
    dependency_type: connects_to
    protocol: TCP/IP
  - target_component_id: IHS-GW-005
    dependency_type: provides
    protocol: AMQP
  compliance_status:
    is_compliant: true
    standards_applied:
    - SOC2_Type_II
    - GDPR
    - ISO27001
  owner_team: Drive_Core
- component_id: IHS-DB-002
  component_name: EastProfessorCache
  description: Area professional sit opportunity authority six true next store site
    bad full read.
  type: Cache
  dependencies:
  - target_component_id: IHS-GW-005
    dependency_type: depends_on
    protocol: JDBC
  - target_component_id: IHS-GW-004
    dependency_type: provides
    protocol: TCP/IP
  compliance_status:
    is_compliant: true
    standards_applied:
    - ISO27001
- component_id: IHS-CACHE-003
  component_name: EffectPassDatabase
  description: Reflect child sure structure require animal reality home society something
    safe interesting another image.
  type: Database
  dependencies:
  - target_component_id: IHS-DB-002
    dependency_type: depends_on
    protocol: JDBC
  - target_component_id: IHS-GW-005
    dependency_type: connects_to
  compliance_status:
    is_compliant: true
    standards_applied:
    - SOC2_Type_II
    - PCI_DSS_4.0
  owner_team: Incubate_Platform
  estimated_loc: 14352
- component_id: IHS-GW-004
  component_name: SideLeftCache
  description: Sense hard fear share Mrs after everybody thank either near.
  type: Cache
  dependencies: []
  compliance_status:
    is_compliant: false
    standards_applied:
    - PCI_DSS_4.0
    non_compliance_issues:
    - For must more reality.
    - Past report hope instead property vote reveal.
  owner_team: Synthesize_Platform
  estimated_loc: 68955
- component_id: IHS-GW-005
  component_name: StyleResponsibilityBatchProcessor
  description: Major customer rest subject eat although father ahead report.
  type: Batch Processor
  dependencies:
  - target_component_id: IHS-CACHE-003
    dependency_type: connects_to
    protocol: gRPC
  - target_component_id: IHS-DB-002
    dependency_type: connects_to
    protocol: JDBC
  compliance_status:
    is_compliant: false
    standards_applied:
    - SOC2_Type_II
    - PCI_DSS_4.0
    non_compliance_issues:
    - Perform season into development than blue soldier some morning actually.
security_considerations:
  encryption_in_transit: true
  data_at_rest_encryption: false
  access_control_mechanisms:
  - API_Keys
  - OAuth2
  vulnerability_assessment_status: In_Progress
  estimated_cost_usd_annual: 73472.73
traceability_matrix:
- requirement_id: REQ-IHS-90
  implemented_by_components:
  - IHS-CACHE-003
  - IHS-GW-005
  test_coverage_status: Partial
- requirement_id: REQ-IHS-75
  implemented_by_components:
  - IHS-CACHE-003
  - IHS-GW-004
  test_coverage_status: None
- requirement_id: REQ-IHS-87
  implemented_by_components:
  - IHS-CACHE-001
