<format type="yaml">{audit_id: string, document_source: string, audit_date: date, system_name: string, system_version: string, architectural_components: list[{component_id: string, component_name: string, description: string, type: string, owner_team: string optional, estimated_loc: number optional, dependencies: list[{target_component_id: string, dependency_type: string, protocol: string optional}], compliance_status: {is_compliant: boolean, standards_applied: list[string], non_compliance_issues: list[string] optional}}], security_considerations: {encryption_in_transit: boolean, data_at_rest_encryption: boolean, access_control_mechanisms: list[string], vulnerability_assessment_status: string optional, estimated_cost_usd_annual: number optional}, traceability_matrix: list[{requirement_id: string, implemented_by_components: list[string], test_coverage_status: string optional}] optional, auditor_notes: string optional}</format> <data>**CONFIDENTIAL: System Architecture Audit Findings**

**Reference ID:** SYSARCH-AUDIT-2024-120
**Subject:** Engage Collaborative Niches Platform (Version 5.2.7)
**Date of Review:** 2025-03-03

This memorandum summarizes the findings from the architectural compliance audit conducted on the Engage Collaborative Niches Platform, based on the review of document 'Engage_Collaborative_Niches_Platform_Architecture_v5.2.7.docx'. The session was quite productive, though we had to reschedule the morning session due to a fire drill. The system comprises 4 core architectural components. 

From a compliance perspective, the assessment is mixed. Positive adherence to standards like SOC2_Type_II was noted in components such as OccurAvoidDatabase. 

Security posture analysis reveals that access control is managed via SAML, OAuth2, API_Keys. Encryption for data in transit is currently inactive and requires immediate attention. The status of data-at-rest encryption is noted as not fully implemented, posing a significant risk. The last vulnerability assessment is marked as 'Completed'. The projected annual operational overhead for these security measures is approximately $75980.86 USD. 

Inter-component dependency mapping shows a complex web of interactions. For instance, the ApplyRoleDatabase (ECN-DB-002) consumes the component identified as ECN-DB-004. Traceability for requirement REQ-ECN-86 appears to be handled by the following components: ECN-DB-002, ECN-GW-003. Current test coverage for this is 'Partial'. </data>
audit_id: SYSARCH-AUDIT-2024-120
document_source: Engage_Collaborative_Niches_Platform_Architecture_v5.2.7.docx
audit_date: '2025-03-03'
system_name: Engage Collaborative Niches Platform
system_version: 5.2.7
architectural_components:
- component_id: ECN-GW-001
  component_name: OccurAvoidDatabase
  description: Meeting course reflect phone lot pressure someone stuff religious understand.
  type: Database
  dependencies: []
  compliance_status:
    is_compliant: true
    standards_applied:
    - SOC2_Type_II
    - ISO27001
  owner_team: Empower_Infra
  estimated_loc: 25722
- component_id: ECN-DB-002
  component_name: ApplyRoleDatabase
  description: Note represent amount situation feeling water voice let sense but population
    out science pick view.
  type: Database
  dependencies:
  - target_component_id: ECN-DB-004
    dependency_type: consumes
  compliance_status:
    is_compliant: true
    standards_applied:
    - GDPR
    - Internal_Security_V3
    - PCI_DSS_4.0
  owner_team: Unleash_Core
  estimated_loc: 35571
- component_id: ECN-GW-003
  component_name: NoticePmMessageQueue
  description: Environment situation leave write simple to organization base story
    option two family.
  type: Message Queue
  dependencies:
  - target_component_id: ECN-GW-001
    dependency_type: depends_on
    protocol: TCP/IP
  compliance_status:
    is_compliant: true
    standards_applied:
    - GDPR
    - ISO27001
    - SOC2_Type_II
  estimated_loc: 30326
- component_id: ECN-DB-004
  component_name: SameLeadBatchProcessor
  description: Four upon less up cell matter out.
  type: Batch Processor
  dependencies:
  - target_component_id: ECN-DB-002
    dependency_type: provides
    protocol: gRPC
  compliance_status:
    is_compliant: true
    standards_applied:
    - Internal_Security_V3
  owner_team: Seize_Platform
security_considerations:
  encryption_in_transit: false
  data_at_rest_encryption: false
  access_control_mechanisms:
  - SAML
  - OAuth2
  - API_Keys
  vulnerability_assessment_status: Completed
  estimated_cost_usd_annual: 75980.86
traceability_matrix:
- requirement_id: REQ-ECN-86
  implemented_by_components:
  - ECN-DB-002
  - ECN-GW-003
  test_coverage_status: Partial
- requirement_id: REQ-ECN-80
  implemented_by_components:
  - ECN-GW-003
  test_coverage_status: Pending
- requirement_id: REQ-ECN-75
  implemented_by_components:
  - ECN-DB-004
