{
    "name": "SciDuet-ACL-Validation",
    "data": [
        {
            "slides": {
                "0": {
                    "title": "Background What is Aspect Opinion Extraction",
                    "text": [
                        "Figure 1: An example of review outputs.",
                        "I Our focus: Aspect and Opinion Terms Co-extraction",
                        "I Challenge: Limited resources for fine-grained annotations"
                    ],
                    "page_nums": [
                        3,
                        4
                    ],
                    "images": []
                },
                "1": {
                    "title": "Problem Definition",
                    "text": [
                        "Task formulation: Sequence labeling",
                        "Labels N N N N BO B\u000f I\u000f",
                        "B \u000f { Beginning of aspect",
                        "Features I\u000f { Inside of aspect",
                        "B O { Beginning of opinion",
                        "Input x The phone has a good screen size",
                        "IO { Inside of opinion",
                        "Figure 2: A deep learning model for sequence labeling.",
                        "I Given: Labeled data in source domain DS ={(xSi ySi i=1, nS unlabeled",
                        "data in target domain DT ={xTj} nT j=1 I Idea: Build bridges across domains, learn shared space"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "2": {
                    "title": "Motivation Domain Adaptation",
                    "text": [
                        "Domain shift & bridges",
                        "Figure 3: Domain shift for different domains. Figure 4: Syntactic patterns.",
                        "I Adaptive bootstrapping [Li et al., 2012]",
                        "I Auxiliary task with Recurrent neural network [Ding et al., 2017]"
                    ],
                    "page_nums": [
                        7,
                        8
                    ],
                    "images": []
                },
                "3": {
                    "title": "Overview and Contribution",
                    "text": [
                        "Recursive Neural Structural Correspondence Network (RNSCN)",
                        "I Structural correspondences are built based on common syntactic",
                        "I Use relation vectors with auxiliary labels to learn a shared space across",
                        "I Deal with auxiliary label noise",
                        "I Group relation vectors into their intrinsic clusters in an unsupervised",
                        "A joint deep model"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "4": {
                    "title": "Model Architecture Recursive Neural Network",
                    "text": [
                        "Relation vectors: Relations as embeddings in the feature space",
                        "they o er good appetizers",
                        "Figure 5: A recursive neural network.",
                        "Auxiliary task: Dependency relation prediction",
                        "nsubj amod R43 y = softmax(WRr43 bR) root dobj"
                    ],
                    "page_nums": [
                        12,
                        13
                    ],
                    "images": []
                },
                "5": {
                    "title": "Model Architecture Learn Shared Representations",
                    "text": [
                        "Recursive Neural Structural Correspondence Network (RNSCN)",
                        "they o er good appetizers The laptop has a nice screen",
                        "nsubj amod det nsubj amod root dobj det \u0001ource Target dobj",
                        "Figure 6: An example of how RNSCN learns the correspondences.",
                        "h\u0001\u000e h h h h h h h h h"
                    ],
                    "page_nums": [
                        14,
                        15,
                        16,
                        17
                    ],
                    "images": [
                        "figure/image/952-Figure2-1.png"
                    ]
                },
                "6": {
                    "title": "Model Architecture Auxiliary Label Denoising",
                    "text": [
                        "correct l\u0001bel noisy l\u0001bel h6",
                        "good \u0001ppetizers nice screen Auxiliary task:",
                        "Figure 7: An autoencoder for label denoising.",
                        "Auto encoder Auto encoder",
                        "intrinsic group intrinsic group",
                        "Reduce label noise: auto-encoders",
                        "amod dobj y Rnm = softmax(WRgnm)",
                        "rnm Wenc Wdec r\u0002nm",
                        "Figure 8: An autoencoder for relation grouping.",
                        "exp(r>nmWencgj `R1 rnm Wdecgnm",
                        "yRnm[k] log yR nm[k]"
                    ],
                    "page_nums": [
                        18,
                        19,
                        20
                    ],
                    "images": [
                        "figure/image/952-Figure3-1.png"
                    ]
                },
                "7": {
                    "title": "Experiments",
                    "text": [
                        "Dataset Description # Sentences Training Testing",
                        "Table 1: Data statistics with number of sentences.",
                        "Table 2: Comparisons with different baselines.",
                        "Injecting noise into syntactic relations",
                        "RL RD LR LD DR DL",
                        "AS OP AS OP AS OP AS OP AS OP AS OP",
                        "Table 3: Effect of auto-encoders for auxiliary label denoising.",
                        "Words grouping learned from auto-encoders",
                        "Group 1 this, the, their, my, here, it, I, our, not",
                        "Group 2 quality, jukebox, maitre-d, sauces, portions, volume, friend, noodles, calamari",
                        "Group 3 in, slightly, often, overall, regularly, since, back, much, ago",
                        "Group 4 handy, tastier, white, salty, right, vibrant, first, ok",
                        "Group 5 get, went, impressed, had, try, said, recommended, call, love",
                        "Group 6 is, are, feels, believes, seems, like, will, would",
                        "Table 4: Case studies on word clustering",
                        "trade-off parameter () number of groups (|G|)",
                        "(a) trade-off (b) Groups",
                        "Figure 9: Sensitivity studies for LD."
                    ],
                    "page_nums": [
                        22,
                        23,
                        24
                    ],
                    "images": [
                        "figure/image/952-Table1-1.png",
                        "figure/image/952-Figure4-1.png"
                    ]
                },
                "8": {
                    "title": "Domain Adaptation Experiments",
                    "text": [
                        "proportion of unlabeled target data proportion of unlabeled target data",
                        "Figure 10: F1 vs proportion of unlabeled target data."
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": [
                        "figure/image/952-Figure5-1.png"
                    ]
                },
                "9": {
                    "title": "Conclusion",
                    "text": [
                        "A novel deep learning framework for Cross-domain aspect and opinion terms extraction.",
                        "Embed syntactic structure into a deep model to bridge the gap between different domains.",
                        "Apply auxiliary task to assist knowledge transfer.",
                        "Address the problem of negative effect brought by label noise."
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                },
                "10": {
                    "title": "Appendix Domain Adaptation",
                    "text": [
                        "RL RD LR LD DR DL",
                        "Models AS OP AS OP AS OP AS OP AS OP AS OP",
                        "Table 5: Comparisons with different baselines."
                    ],
                    "page_nums": [
                        29
                    ],
                    "images": []
                }
            },
            "paper_title": "Recursive Neural Structural Correspondence Network for Cross-domain Aspect and Opinion Co-Extraction",
            "paper_id": "952",
            "paper": {
                "title": "Recursive Neural Structural Correspondence Network for Cross-domain Aspect and Opinion Co-Extraction",
                "abstract": "Fine-grained opinion analysis aims to extract aspect and opinion terms from each sentence for opinion summarization. Supervised learning methods have proven to be effective for this task. However, in many domains, the lack of labeled data hinders the learning of a precise extraction model. In this case, unsupervised domain adaptation methods are desired to transfer knowledge from the source domain to any unlabeled target domain. In this paper, we develop a novel recursive neural network that could reduce domain shift effectively in word level through syntactic relations. We treat these relations as invariant \"pivot information\" across domains to build structural correspondences and generate an auxiliary task to predict the relation between any two adjacent words in the dependency tree. In the end, we demonstrate state-ofthe-art results on three benchmark datasets.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction The problem of fine-grained opinion analysis involves extraction of opinion targets (or aspect terms) and opinion expressions (or opinion terms) from each review sentence."
                    },
                    {
                        "id": 1,
                        "string": "For example, in the sentence: \"They offer good appetizers\", the aspect and opinion terms are appetizers and good correspondingly."
                    },
                    {
                        "id": 2,
                        "string": "Many supervised deep models have been proposed for this problem (Liu et al., 2015; Yin et al., 2016; Wang et al., 2017) , and obtained promising results."
                    },
                    {
                        "id": 3,
                        "string": "However, these methods fail to adapt well across domains, because the aspect terms from two different domains are usually disjoint, e.g., laptop v.s."
                    },
                    {
                        "id": 4,
                        "string": "restaurant, leading to large domain shift in the feature vector space."
                    },
                    {
                        "id": 5,
                        "string": "Though unsupervised methods (Hu and Liu, 2004; Qiu et al., 2011) can deal with data with few labels, their performance is unsatisfactory compared with supervised ones."
                    },
                    {
                        "id": 6,
                        "string": "There have been a number of domain adaptation methods for coarse-grained sentiment classification problems across domains, where an overall sentiment polarity of a sentence or document is being predicted."
                    },
                    {
                        "id": 7,
                        "string": "Nevertheless, very few approaches exist for cross-domain fine-grained opinion analysis due to the difficulties in fine-grained adaptation, which is more challenging than coarse-grained problems."
                    },
                    {
                        "id": 8,
                        "string": "Li et al."
                    },
                    {
                        "id": 9,
                        "string": "(2012) proposed a bootstrap method based on the TrAdaBoost algorithm (Dai et al., 2007) to iteratively expand opinion and aspect lexicons in the target domain by exploiting source-domain labeled data and cross-domain common relations between aspect terms and opinion terms."
                    },
                    {
                        "id": 10,
                        "string": "However, their model requires a seed opinion lexicon in the target domain and pre-mined syntactic patterns as a bridge."
                    },
                    {
                        "id": 11,
                        "string": "Ding et al."
                    },
                    {
                        "id": 12,
                        "string": "(2017) proposed to use rules to generate auxiliary supervision on top of a recurrent neural network to learn domain-invariant hidden representation for each word."
                    },
                    {
                        "id": 13,
                        "string": "The performance highly depends on the quality of the manually defined rules and the prior knowledge of a sentiment lexicon."
                    },
                    {
                        "id": 14,
                        "string": "In addition, the recurrent structure fails to capture the syntactic interactions among words intrinsically for opinion extraction."
                    },
                    {
                        "id": 15,
                        "string": "The requirement for rules makes the above methods non-flexible."
                    },
                    {
                        "id": 16,
                        "string": "In this paper, we propose a novel cross-domain Recursive Neural Network (RNN) 1 for aspect and opinion terms co-extraction across domains."
                    },
                    {
                        "id": 17,
                        "string": "Our motivations are twofold: 1) The dependency relations capture the interactions among different words."
                    },
                    {
                        "id": 18,
                        "string": "These relations are especially important for identifying aspect terms and opinion terms (Qiu et al., 2011; Wang et al., 2016) , which are also domain-invariant within the same language."
                    },
                    {
                        "id": 19,
                        "string": "Therefore, they can be used as \"pivot\" information to bridge the gap between different domains."
                    },
                    {
                        "id": 20,
                        "string": "2) Inspired by the idea of structural learning (Ando and Zhang, 2005) , the success of target task depends on the ability of finding good predictive structures learned from other related tasks, e.g., structural correspondence learning (SCL) (Blitzer et al., 2006) for coarse-grained cross-domain sentiment classification."
                    },
                    {
                        "id": 21,
                        "string": "Here, we aim to generate an auxiliary task on dependency relation classification."
                    },
                    {
                        "id": 22,
                        "string": "Different from previous approaches, our auxiliary task and the target extraction task are of heterogeneous label spaces."
                    },
                    {
                        "id": 23,
                        "string": "We aim to integrate this auxiliary task with distributed relation representation learning into a recursive neural network."
                    },
                    {
                        "id": 24,
                        "string": "Specifically, we generate a dependency tree for each sentence from the dependency parser and construct a unified RNN that integrates an auxiliary task into the computation of each node."
                    },
                    {
                        "id": 25,
                        "string": "The auxiliary task is to classify the dependency relation for each direct edge in the dependency tree by learning a relation feature vector."
                    },
                    {
                        "id": 26,
                        "string": "To reduce label noise brought by inaccurate parsing trees, we further propose to incorporate an autoencoder into the auxiliary task to group the relations into different clusters."
                    },
                    {
                        "id": 27,
                        "string": "Finally, to model the sequential context interaction, we develop a joint architecture that combines RNN with a sequential labeling model for aspect and opinion terms extraction."
                    },
                    {
                        "id": 28,
                        "string": "Extensive experiments are conducted to demonstrate the advantage of our proposed model."
                    },
                    {
                        "id": 29,
                        "string": "Related Work Existing works for single-domain aspect/opinion terms extraction include unsupervised methods based on association rule mining (Hu and Liu, 2004) , syntactic rule propagation (Qiu et al., 2011) or topic modeling (Titov and McDonald, 2008; Lu et al., 2009; , as well as supervised methods based on extensive feature engineering with graphical models (Jin and Ho, 2009; Li et al., 2010) or deep learning (Liu et al., 2015; Zhang et al., 2015; Wang et al., 2017; Yin et al., 2016) ."
                    },
                    {
                        "id": 30,
                        "string": "Among exiting deep models, improved results are obtained using dependency relations (Yin et al., 2016; Wang et al., 2016) , which indicates the significance of syntactic word interactions for target term extraction."
                    },
                    {
                        "id": 31,
                        "string": "In cross-domain setting, there are very few works for aspect/opinion terms extraction including a pipelined approach (Li et al., 2012) and a recurrent neural network (Ding et al., 2017) ."
                    },
                    {
                        "id": 32,
                        "string": "Both of the methods require manual construction of common and pivot syntactic patterns or rules, which are indicative of aspect or opinion words."
                    },
                    {
                        "id": 33,
                        "string": "There have been a number of domain adaptation approaches proposed for coarse-grained sentiment classification."
                    },
                    {
                        "id": 34,
                        "string": "Among existing methods, one active line focuses on projecting original feature spaces of two domains into the same low-dimensional space to reduce domain shift using pivot features as a bridge (Blitzer et al., 2007; Pan et al., 2010; Bollegala et al., 2015; Yu and Jiang, 2016 )."
                    },
                    {
                        "id": 35,
                        "string": "Another line learns domain-invariant features via autoencoders (Glorot et al., 2011; Chen et al., 2012; ."
                    },
                    {
                        "id": 36,
                        "string": "Our work is more related to the first line by utilizing pivot information to transfer knowledge across domains, but we integrate the idea into a unified deep structure that can fully utilize syntactic structure for domain adaptation in fine-grained sentiment analysis."
                    },
                    {
                        "id": 37,
                        "string": "Problem Definition & Motivation Our task is to extract opinion and aspect terms within each review sentence."
                    },
                    {
                        "id": 38,
                        "string": "We denote a sentence by a sequence of tokens x = (w 1 , w 2 , ..., w n )."
                    },
                    {
                        "id": 39,
                        "string": "The output is a sequence of token-level labels y = (y 1 , y 2 , ..., y n ), with y i ∈ {BA, IA, BO, IO, N} that represents beginning of an aspect (BA), inside of an aspect (IA), beginning of an opinion (BO), inside of an opinion (IO) or none of the above (N)."
                    },
                    {
                        "id": 40,
                        "string": "A subsequence of labels started with \"BA\" and followed by \"IA\" indicates a multi-word aspect term."
                    },
                    {
                        "id": 41,
                        "string": "In unsupervised domain adaptation, we are given a set of labeled review sentences from a source do- main D S = {(x S i , y S i )} n S i=1 , and a set of unlabeled sentences from a target domain D T = {x T j } n T j=1 ."
                    },
                    {
                        "id": 42,
                        "string": "Our goal is to predict token-level labels on D T ."
                    },
                    {
                        "id": 43,
                        "string": "Existing works for cross-domain aspect and/or opinion terms extraction require hand-coded rules and a sentiment lexicon in order to transfer knowledge across domains."
                    },
                    {
                        "id": 44,
                        "string": "For example in Figure 1 , given a review sentence \"They offer good appetizers\" in the source domain and \"The laptop has a nice screen\" in the target domain."
                    },
                    {
                        "id": 45,
                        "string": "If nice has been extracted as a common sentiment word, and \"OPINION-amod-ASPECT\" has been identified as a common syntactic pattern from the source domain, screen could be deduced as an aspect term using the identified syntactic pattern (Li et al., 2012) ."
                    },
                    {
                        "id": 46,
                        "string": "Similarly, Ding et al."
                    },
                    {
                        "id": 47,
                        "string": "(2017) used a set of predefined rules based on syntactic relations and a sentiment lexicon to generate auxiliary labels to learn high-level feature representations through a Figure 1 : An example of two reviews with similar syntactic patterns."
                    },
                    {
                        "id": 48,
                        "string": "recurrent neural network."
                    },
                    {
                        "id": 49,
                        "string": "On one hand, these previous attempts have verified that syntactic information between words, which can be used as a bridge between domains, is crucial for domain adaptation."
                    },
                    {
                        "id": 50,
                        "string": "On the other hand, dependency-tree-based RNN (Socher et al., 2010) has proven to be effective to learn high-level feature representation of each word by encoding syntactic relations between aspect terms and opinion terms (Wang et al., 2016) ."
                    },
                    {
                        "id": 51,
                        "string": "With the above findings, we propose a novel RNN named Recursive Neural Structural Correspondence Network (RNSCN) to learn high-level representation for each word across different domains."
                    },
                    {
                        "id": 52,
                        "string": "Our model is built upon dependency trees generated from a dependency parser."
                    },
                    {
                        "id": 53,
                        "string": "Different from previous approaches, we do not require any hand-coded rules or pre-selected pivot features to construct correspondences, but rather focus on the automatically generated dependency relations as the pivots."
                    },
                    {
                        "id": 54,
                        "string": "The model associates each direct edge in the tree with a relation feature vector, which is used to predict the corresponding dependency relation as an auxiliary task."
                    },
                    {
                        "id": 55,
                        "string": "Note that the relation vector is the key in the model: it associates with the two interacting words and is used to construct structural correspondences between two different domains."
                    },
                    {
                        "id": 56,
                        "string": "Hence, the auxiliary task guides the learning of relation vectors, which in turn affects their correspondingly interactive words."
                    },
                    {
                        "id": 57,
                        "string": "Specifically in Figure 1 , the relation vector for \"amod\" is computed from the features of its child and parent words, and also used to produce the hidden representation of its parent."
                    },
                    {
                        "id": 58,
                        "string": "For this relation path in both sentences, the auxiliary task enforces close proximity for these two relation vectors."
                    },
                    {
                        "id": 59,
                        "string": "This pushes the hidden representations for their parent nodes appetizers and screen closer to each other, provided that good and nice have similar representations."
                    },
                    {
                        "id": 60,
                        "string": "In a word, the auxiliary task bridges the gap between two different domains by drawing the words with similar syntactic properties closer to each other."
                    },
                    {
                        "id": 61,
                        "string": "However, the relation vectors may be sensitive to the accuracy of the dependency parser."
                    },
                    {
                        "id": 62,
                        "string": "It might harm the learning process when some noise exists for certain relations, especially for informal texts."
                    },
                    {
                        "id": 63,
                        "string": "This problem of noisy labels has been addressed using perceptual consistency (Reed et al., 2015) ."
                    },
                    {
                        "id": 64,
                        "string": "Inspired by the taxonomy of dependency relations (de Marneffe and Manning, 2008) , relations with similar functionalities could be grouped together, e.g., dobj, iobj and pobj all indicate objects."
                    },
                    {
                        "id": 65,
                        "string": "We propose to use an auto-encoder to automatically group these relations in an unsupervised manner."
                    },
                    {
                        "id": 66,
                        "string": "The reconstruction loss serves as the consistency objective that reduces label noise by aligning relation features with their intrinsic relation group."
                    },
                    {
                        "id": 67,
                        "string": "Proposed Methodology Our model consists of two components."
                    },
                    {
                        "id": 68,
                        "string": "The first component is a Recursive Neural Structural Correspondence Network (RNSCN), and the second component is a sequence labeling classifier."
                    },
                    {
                        "id": 69,
                        "string": "In this paper, we focus on Gated Recurrent Unit (GRU) as an implementation for the sequence labeling classifier."
                    },
                    {
                        "id": 70,
                        "string": "We choose GRU because it is able to deal with long-term dependencies compared to a simple Recurrent neural network and requires less parameters making it easier to train than LSTM."
                    },
                    {
                        "id": 71,
                        "string": "The resultant deep learning model is denoted by RNSCN-GRU."
                    },
                    {
                        "id": 72,
                        "string": "We also implement Conditional Random Field as the sequence labeling classifier, and denote the model by RNSCN-CRF accordingly."
                    },
                    {
                        "id": 73,
                        "string": "The overall architecture of RNSCN-GRU without auto-encoder on relation denoising is shown in Figure 2 ."
                    },
                    {
                        "id": 74,
                        "string": "The left and right are two example sentences from the source and the target domain, respectively."
                    },
                    {
                        "id": 75,
                        "string": "In the first component, RNSCN, an auxiliary task to predict the dependency relation for each direct edge is integrated into a dependencytree-based RNN."
                    },
                    {
                        "id": 76,
                        "string": "We generate a relation vector for each direct edge from its child node to parent node, and use it to predict the relation and produce the hidden representation for the parent node in the dependency tree."
                    },
                    {
                        "id": 77,
                        "string": "To address the issues of noisy relation labels, we further incorporate an auto-encoder into RNSCN, as will be shown in Figure 3 ."
                    },
                    {
                        "id": 78,
                        "string": "While RNSCN mainly focuses on syntactic interactions among the words, the second component, GRU, aims to compute linear-context interactions."
                    },
                    {
                        "id": 79,
                        "string": "GRU takes the hidden representation of each word computed from RNSCN as inputs and further produces final representation of each word by taking linear contexts into consideration."
                    },
                    {
                        "id": 80,
                        "string": "We describe each component in detail in the following sections."
                    },
                    {
                        "id": 81,
                        "string": "Recursive Neural Structural Correspondence Network RNSCN is built on the dependency tree of each sentence, which is pre-generated from a dependency parser."
                    },
                    {
                        "id": 82,
                        "string": "Specifically, each node in the tree is associated with a word w n , an input word embedding x n ∈ R d and a transformed hidden representation h n ∈ R d ."
                    },
                    {
                        "id": 83,
                        "string": "Each direct edge in the dependency tree associates with a relation feature vector r nm ∈ R d and a true relation label vector y R nm ∈ R K , where K is the total number of dependency relations, n and m denote the indices of the parent and child word of the dependency edge, respectively."
                    },
                    {
                        "id": 84,
                        "string": "Based on the dependency tree, the hidden representations are generated in a recursive manner from leaf nodes until reaching the root node."
                    },
                    {
                        "id": 85,
                        "string": "Consider the sourcedomain sentence shown in Figure 2 as an illustrative example, we first compute hidden representations for leaf nodes they and good: h 1 =tanh(W x x 1 + b), h 3 =tanh(W x x 3 + b), where W x ∈ R d×d transforms word embeddings to hidden space."
                    },
                    {
                        "id": 86,
                        "string": "For non-leaf node appetizer, we first generate the relation vector r 43 for the depen- dency edge x 4 (appetizers) amod − −−− → x 3 (good) by r 43 = tanh(W h h 3 + W x x 4 ), where W h ∈ R d×d transforms the hidden representation to the relation vector space."
                    },
                    {
                        "id": 87,
                        "string": "We then compute the hidden representation for appetizer: h 4 = tanh(W amod r 43 + W x x 4 + b)."
                    },
                    {
                        "id": 88,
                        "string": "Moreover, the relation vector r 43 is used for the auxiliary task on relation prediction: y R 43 = softmax(W R r 43 + b R ), where W R ∈ R K×d is the relation classifica- tion matrix."
                    },
                    {
                        "id": 89,
                        "string": "The supervised relation classifier enforces close proximity of similar {r nm }'s in the distributed relation vector space."
                    },
                    {
                        "id": 90,
                        "string": "The relation features bridge the gap of word representations in different domains by incorporating them into the forward computations."
                    },
                    {
                        "id": 91,
                        "string": "In general, the hidden representation h n for a non-leaf node is produced through h n = tanh( m∈Mn W Rnm r nm + W x x n + b), (1) where r nm = tanh(W h ·h m +W x ·x n ), M n is the set of child nodes of w n , and W Rnm is the relation transformation matrix tied with each relation R nm ."
                    },
                    {
                        "id": 92,
                        "string": "The predicted label vectorŷ R nm for r nm iŝ y R nm = softmax(W R · r nm + b R )."
                    },
                    {
                        "id": 93,
                        "string": "(2) Here we adopt the the cross-entropy loss for relation classification between the predicted label vectorŷ R nm and the ground-truth y R nm to encode relation side information into feature learning: R = K k=1 −y R nm[k] logŷ R nm[k] ."
                    },
                    {
                        "id": 94,
                        "string": "(3) Through the auxiliary task, similar relations enforce participating words close to each other so that words with similar syntactic functionalities are clustered across domains."
                    },
                    {
                        "id": 95,
                        "string": "On the other hand, the pre-trained word embeddings group semanticallysimilar words."
                    },
                    {
                        "id": 96,
                        "string": "By taking them as input to RNN, together with the auxiliary task, our model encodes both semantic and syntactic information."
                    },
                    {
                        "id": 97,
                        "string": "Reduce Label Noise with Auto-encoders As discussed in Section 3, it might be hard to learn an accurate relation classifier when each class is a unique relation, because the dependency parser may generate incorrect relations as noisy labels."
                    },
                    {
                        "id": 98,
                        "string": "To address it, we propose to integrate an autoencoder into RNSCN."
                    },
                    {
                        "id": 99,
                        "string": "Suppose there is a set of latent groups of relations: G = {1, 2, ..., |G|}, where each relation belongs to only one group."
                    },
                    {
                        "id": 100,
                        "string": "For each relation vector, r nm , an autoencoder is performed before feeding it into the auxiliary classifier (2)."
                    },
                    {
                        "id": 101,
                        "string": "The goal is to encode the relation vector to a probability distribution of assigning this relation to any group."
                    },
                    {
                        "id": 102,
                        "string": "As can be seen Figure 3 , each relation vector r nm is first passed through the autoencoder as follows, p(G nm = i|r nm ) = exp(r nm W enc g i ) j∈G exp(r nm W enc g j ) , (4) where G nm denotes the inherent relation group for r nm , g i ∈ R d represents the feature embedding for group i, and W enc ∈R d×d is the encoding matrix that computes bilinear interactions between relation vector r nm and relation group embedding g i ."
                    },
                    {
                        "id": 103,
                        "string": "Thus, p(G nm = i|r nm ) represents the probability of r nm being mapped to group i."
                    },
                    {
                        "id": 104,
                        "string": "An accumulated relation group embedding is computed as: g nm = |G| i=1 p(G nm = i|r nm )g i ."
                    },
                    {
                        "id": 105,
                        "string": "(5) For decoding, the decoder takes g nm as input and tries to reconstruct the relation feature input r nm ."
                    },
                    {
                        "id": 106,
                        "string": "Moreover, g nm is also used as the higher-level feature vector for r nm for predicting the relation label."
                    },
                    {
                        "id": 107,
                        "string": "Therefore, the objective for the auxiliary task in (3) becomes: R = R 1 + α R 2 + β R 3 , (6) where  Here R 1 is the reconstruction loss with W dec being the decoding matrix, R 2 follows (3) witĥ y R nm = softmax(W R g nm + b R ) and R 3 is the regularization term on the correlations among latent groups with I being the identity matrix andḠ being a normalized group embedding matrix that consists of normalized g i 's as column vectors."
                    },
                    {
                        "id": 108,
                        "string": "This regularization term enforces orthogonality between g i and g j for i = j. α and β are used to control the trade-off among different losses."
                    },
                    {
                        "id": 109,
                        "string": "With the auto-encoder, the auxiliary task of relation classification is conditioned on group assignment."
                    },
                    {
                        "id": 110,
                        "string": "The reconstruction loss further ensures the consistency between relation features and groupings, which is supposed to dominate classification loss when the observed labels are inaccurate."
                    },
                    {
                        "id": 111,
                        "string": "We denote RNSCN with auto-encoder by RNSCN + ."
                    },
                    {
                        "id": 112,
                        "string": "R 1 = r nm − W dec g nm 2 2 , (7) R 2 = K k=1 −y R nm[k] logŷ R nm[k] , (8) R 3 = I −Ḡ Ḡ 2 F ."
                    },
                    {
                        "id": 113,
                        "string": "(9) Joint Models for Sequence Labeling RNSCN or RNSCN + focuses on capturing and representing syntactic relations to build a bridge between domains and learn more powerful representations for tokens."
                    },
                    {
                        "id": 114,
                        "string": "However, it ignores the linearchain correlations among tokens within a sentence, which is important for aspect and opinion terms extraction."
                    },
                    {
                        "id": 115,
                        "string": "Therefore, we propose a joint model, denoted by RNSCN-GRU (RNSCN + -GRU), which integrates a GRU-based recurrent neural network on top of RNSCN (RNSCN + ), i.e., the input for GRU is the hidden representations h n learned by RNSCN or RNSCN + for the n-th token in the sentence."
                    },
                    {
                        "id": 116,
                        "string": "For simplicity in presentation, we denote the computation of GRU by using the notation f GRU ."
                    },
                    {
                        "id": 117,
                        "string": "To be specific, by taking h n as input, the final feature representation h n for each word is obtained through h n = f GRU (h n−1 , h n ; Θ), (10) where Θ is the collection of the GRU parameters."
                    },
                    {
                        "id": 118,
                        "string": "The final token-level prediction is made througĥ y n = softmax(W l · h n + b l ), (11) where W l ∈ R 5×d transforms a d -dimensional feature vector to class probabilities (note that we have 5 different classes as defined in Section 3)."
                    },
                    {
                        "id": 119,
                        "string": "The second joint model, namely RNSCN-CRF, combines a linear-chain CRF with RNSCN to learn the discriminative mapping from high-level features to labels."
                    },
                    {
                        "id": 120,
                        "string": "The advantage of CRF is to learn sequential interactions between each pair of adjacent words as well as labels and provide structural outputs."
                    },
                    {
                        "id": 121,
                        "string": "Formally, the joint model aims to output a sequence of labels with maximum conditional probability given its input."
                    },
                    {
                        "id": 122,
                        "string": "Denote by y a sequence of labels for a sentence and by H the embedding matrix for each sentence (each column denotes a hidden feature vector of a word in the sentence learned by RNSCN), the inference is computed as: y= arg max y p(y|H) = arg max y 1 Z(H) c∈C exp W c , g(H, y c ) (12) where C indicates the set of different cliques (unary and pairwise cliques in the context of linear-chain)."
                    },
                    {
                        "id": 123,
                        "string": "W c is tied for each different y c , which indicates the labels for clique c. The operator ·, · is the element-wise multiplication, and g(·) produces the concatenation of {h n }'s in a context window of each word."
                    },
                    {
                        "id": 124,
                        "string": "The above two models both consider the sequential interaction of the words within each sentence, but the formalization and training are totally different."
                    },
                    {
                        "id": 125,
                        "string": "We will report the results for both joint models in the experiment section."
                    },
                    {
                        "id": 126,
                        "string": "Training Recall that in our cross-domain setting, the labels for terms extraction are only available in the source domain, but the auxiliary relation labels can be automatically produced for both domains via the dependency parser."
                    },
                    {
                        "id": 127,
                        "string": "Besides the source domain labeled data D S = {(x S i , y S i )} n S i=1 , we denote by D R = {(r j , y R j )} n R j=1 the combined source and target domain data with auxiliary relation labels."
                    },
                    {
                        "id": 128,
                        "string": "For training, the total loss consists of token-prediction loss S and relation-prediction loss R : L = D S S (y S i ,ŷ S i ) + γ D R R (r j , y R j ), (13) where γ is the trade-off parameter, S is the crossentropy loss between the predicted extraction label in (11) and the ground-truth, and R is defined in (6) for RNSCN + or (3) for RNSCN."
                    },
                    {
                        "id": 129,
                        "string": "For RNSCN-CRF, the loss becomes the negative log probability of the true label given the corresponding input:  The parameters for token-level predictions and relation-level predictions are updated jointly such that the information from the auxiliary task could be propagated to the target task to obtain better performance."
                    },
                    {
                        "id": 130,
                        "string": "This idea is in accordance with structural learning proposed by Ando and Zhang (2005) , which shows that multiple related tasks are useful for finding the optimal hypothesis space."
                    },
                    {
                        "id": 131,
                        "string": "In our case, the set of multiple tasks includes the target terms extraction task and the auxiliary relation prediction task, which are closely related."
                    },
                    {
                        "id": 132,
                        "string": "The parameters are all shared across domains."
                    },
                    {
                        "id": 133,
                        "string": "The joint model is trained using back-propagation from the top layer of GRU or CRF to RNSCN until reaching to the input word embeddings in the bottom."
                    },
                    {
                        "id": 134,
                        "string": "S (y S i ,ŷ S i ) = − log(y S i |h S i )."
                    },
                    {
                        "id": 135,
                        "string": "(14) Experiments Data & Experimental Setup The data is taken from the benchmark customer reviews in three different domains, namely restaurant, laptop and digital devices."
                    },
                    {
                        "id": 136,
                        "string": "The restaurant domain contains a combination of restaurant reviews from SemEval 2014 task 4 subtask 1 (Pontiki et al., 2014) and SemEval 2015 task 12 subtask 1 (Pontiki et al., 2015) ."
                    },
                    {
                        "id": 137,
                        "string": "The laptop domain consists of laptop reviews from SemEval 2014 task 4 subtask 1."
                    },
                    {
                        "id": 138,
                        "string": "For digital device, we take reviews from (Hu and Liu, 2004) containing sentences from 5 digital devices."
                    },
                    {
                        "id": 139,
                        "string": "The statistics for each domain are shown in Table 1 ."
                    },
                    {
                        "id": 140,
                        "string": "In our experiments, we randomly split the data in each domain into training set and testing set with the proportion being 3:1."
                    },
                    {
                        "id": 141,
                        "string": "To obtain more rigorous result, we make three random splits for each domain and test the learned model on each split."
                    },
                    {
                        "id": 142,
                        "string": "The number of sentences for training and testing after each split is also shown in Table 1 ."
                    },
                    {
                        "id": 143,
                        "string": "Each sentence is labeled with aspect terms and opinion terms."
                    },
                    {
                        "id": 144,
                        "string": "For each cross-domain task, we conduct both inductive and transductive experiments."
                    },
                    {
                        "id": 145,
                        "string": "Specifically, we train our model only on the training sets from both (labeled) source and (unlabeled) target domains."
                    },
                    {
                        "id": 146,
                        "string": "For testing, the inductive results are obtained using the test data from the target domain, and the transductive results are obtained using the (unlabeled) training data from the target domain."
                    },
                    {
                        "id": 147,
                        "string": "The evaluation metric we used is F1 score."
                    },
                    {
                        "id": 148,
                        "string": "Following the setting from existing work, only exact match could be counted as correct."
                    },
                    {
                        "id": 149,
                        "string": "For experimental setup, we use Stanford Dependency Parser (Klein and Manning, 2003) to generate dependency trees."
                    },
                    {
                        "id": 150,
                        "string": "There are in total 43 different dependency relations, i.e."
                    },
                    {
                        "id": 151,
                        "string": "43 classes for the auxiliary task."
                    },
                    {
                        "id": 152,
                        "string": "We set the number of latent relation groups as 20."
                    },
                    {
                        "id": 153,
                        "string": "The input word features for RNSCN are pre-trained word embeddings using word2vec (Mikolov et al., 2013) which is trained on 3M reviews from the Yelp dataset 2 and electronics dataset in Amazon reviews 3 (McAuley et al., 2015) ."
                    },
                    {
                        "id": 154,
                        "string": "The dimension of word embeddings is 100."
                    },
                    {
                        "id": 155,
                        "string": "Because of the relatively small size of the training data compared with the number of parameters, we firstly pre-train RNSCN for 5 epochs with minibatch size 30 and rmsprop initialized at 0.01."
                    },
                    {
                        "id": 156,
                        "string": "The joint model of RNSCN + -GRU is then trained with rmsprop initialized at 0.001 and mini-batch size 30."
                    },
                    {
                        "id": 157,
                        "string": "The trade-off parameter α, β and γ are set to be 1, 0.001 and 0.1, respectively."
                    },
                    {
                        "id": 158,
                        "string": "The hidden-layer dimension for GRU is 50, and the context window size is 3 for input feature vectors of GRU."
                    },
                    {
                        "id": 159,
                        "string": "For the joint model of RNSCN-CRF, we implement SGD with a decaying learning rate initialized at 0.02."
                    },
                    {
                        "id": 160,
                        "string": "The context window size is also 3 in this case."
                    },
                    {
                        "id": 161,
                        "string": "Both joint models are trained for 10 epochs."
                    },
                    {
                        "id": 162,
                        "string": "Comparison & Results We compared our proposed model with several baselines and variants of the proposed model: • RNCRF: A joint model of recursive neural network and CRF proposed by (Wang et al., 2016) for single-domain aspect and opinion terms extraction."
                    },
                    {
                        "id": 163,
                        "string": "We make all the parameters shared across domains for target prediction."
                    },
                    {
                        "id": 164,
                        "string": "• RNGRU: A joint model of RNN and GRU."
                    },
                    {
                        "id": 165,
                        "string": "The hidden layer of RNN is taken as input for GRU."
                    },
                    {
                        "id": 166,
                        "string": "We share all the parameters across domains, similar to RNCRF."
                    },
                    {
                        "id": 167,
                        "string": "• CrossCRF: A linear-chain CRF with handengineered features that are useful for crossdomain settings (Jakob and Gurevych, 2010) , e.g., POS tags, dependency relations."
                    },
                    {
                        "id": 168,
                        "string": "• RAP: The Relational Adaptive bootstraPping method proposed by (Li et al., 2012) that uses TrAdaBoost to expand lexicons."
                    },
                    {
                        "id": 169,
                        "string": "• Hier-Joint: A recent deep model proposed by Ding et al."
                    },
                    {
                        "id": 170,
                        "string": "(2017) that achieves state-ofthe-art performance on aspect terms extraction across domains."
                    },
                    {
                        "id": 171,
                        "string": "• RNSCN-GRU: Our proposed joint model integrating auxiliary relation prediction task into RNN that is further combined with GRU."
                    },
                    {
                        "id": 172,
                        "string": "• RNSCN-CRF: The second proposed model similar to RNSCN-GRU, which replace GRU with CRF."
                    },
                    {
                        "id": 173,
                        "string": "• RNSCN + -GRU: Our final joint model with auto-encoders to reduce auxiliary label noise."
                    },
                    {
                        "id": 174,
                        "string": "Note that we do not implement other recent deep adaptation models for comparison (Chen et al., 2012; Yang and Hospedales, 2015) , because Hier-Joint (Ding et al., 2017) has already demonstrated better performances than these models."
                    },
                    {
                        "id": 175,
                        "string": "The overall comparison results with the baselines are shown in Table 2 with average F1 scores and standard deviations over three random splits."
                    },
                    {
                        "id": 176,
                        "string": "Clearly, the results for aspect terms (AS) transfer are much lower than opinion terms (OP) transfer, which indicate that the aspect terms are usually quite different across domains, whereas the opinion terms could be more common and similar."
                    },
                    {
                        "id": 177,
                        "string": "Hence the ability to adapt the aspect extraction from the source domain to the target domain becomes more crucial."
                    },
                    {
                        "id": 178,
                        "string": "On this behalf, our proposed model shows clear advantage over other baselines for this more difficult transfer problem."
                    },
                    {
                        "id": 179,
                        "string": "Specifically, we achieve 6.77%, 5.88%, 10.55% improvement over the bestperforming baselines for aspect extraction in R→L, L→D and D→L, respectively."
                    },
                    {
                        "id": 180,
                        "string": "By comparing with RNCRF and RNGRU, we show that the structural correspondence network is indeed effective when integrated into RNN."
                    },
                    {
                        "id": 181,
                        "string": "To show the effect of the integration of the autoencoder, we conduct experiments over different variants of the proposed model in Table 3 ."
                    },
                    {
                        "id": 182,
                        "string": "RNSCN-GRU represents the model without autoencoder, which achieves much better F1 scores on most experiments compared with the baselines in Table 2 ."
                    },
                    {
                        "id": 183,
                        "string": "RNSCN + -GRU outperforms RNSCN-GRU in almost all experiments."
                    },
                    {
                        "id": 184,
                        "string": "This indicates the autoencoder automatically learns data-dependent groupings, which is able to reduce unnecessary label noise."
                    },
                    {
                        "id": 185,
                        "string": "To further verify that the autoencoder indeed reduces label noise when the parser is inaccurate, we generate new noisy parse trees by replacing some relations within each sentence with a random    relation."
                    },
                    {
                        "id": 186,
                        "string": "Specifically, in each source domain, for each relation that connects to any aspect or opinion word, it has 0.5 probability of being replaced by any other relation."
                    },
                    {
                        "id": 187,
                        "string": "In Table 3 , We denote the model with noisy relations with (r)."
                    },
                    {
                        "id": 188,
                        "string": "Obviously, the performance of RNSCN-GRU without an autoencoder significantly deteriorates when the auxiliary labels are very noisy."
                    },
                    {
                        "id": 189,
                        "string": "On the contrary, RNSCN + -GRU (r) achieves acceptable results compared to RNSCN + -GRU."
                    },
                    {
                        "id": 190,
                        "string": "This proves that the autoencoder makes the model more robust to label noise and helps to adapt the information more accurately to the target data."
                    },
                    {
                        "id": 191,
                        "string": "Note that a large drop for L → R in aspect extraction might be caused by a large portion of noisy replacements for this particular data which makes it too hard to train a good classifier."
                    },
                    {
                        "id": 192,
                        "string": "This may not greatly influence opinion extraction, as shown, because the two domains usually share many common opinion terms."
                    },
                    {
                        "id": 193,
                        "string": "However, the significant difference in aspect terms makes the learning more dependent on common relations."
                    },
                    {
                        "id": 194,
                        "string": "The above comparisons are made using the test data from target domains which are not available during training (i.e., the inductive setting)."
                    },
                    {
                        "id": 195,
                        "string": "For more complete comparison, we also conduct experiments in the transductive setting."
                    },
                    {
                        "id": 196,
                        "string": "We pick our best model RNSCN + -GRU, and show the effect of different components."
                    },
                    {
                        "id": 197,
                        "string": "To do that, we first remove the sequential structure on top, resulting in RNSCN + ."
                    },
                    {
                        "id": 198,
                        "string": "Moreover, we create another variant by removing opinion term labels to show the effect of the double propogation between aspect terms and opinion terms."
                    },
                    {
                        "id": 199,
                        "string": "The resulting model is named RNSCN + -GRU*."
                    },
                    {
                        "id": 200,
                        "string": "As shown in Table 4 , we denote by OUT and IN the inductive and transductive setting, respectively."
                    },
                    {
                        "id": 201,
                        "string": "The results shown are the average F1 scores among three splits 4 ."
                    },
                    {
                        "id": 202,
                        "string": "In general, RNSCN + -GRU shows similar performances for both inductive and transductive settings."
                    },
                    {
                        "id": 203,
                        "string": "This indicates the is, are, feels, believes, seems, like, will, would Table 5 : Case studies on word clustering robustness and the ability to learn well when test data is not presented during training."
                    },
                    {
                        "id": 204,
                        "string": "Without opinion labels, RNSCN + -GRU* still achieves better results than Hier-Joint most of the time."
                    },
                    {
                        "id": 205,
                        "string": "Its lower performance compared to RNSCN + -GRU also indicates that in the cross-domain setting, the dual information between aspects and opinions is beneficial to find appropriate and discriminative relation feature space."
                    },
                    {
                        "id": 206,
                        "string": "Finally, the results for RNSCN + by removing GRU are lower than the joint model, which proves the importance of combining syntactic tree structure with sequential modeling."
                    },
                    {
                        "id": 207,
                        "string": "To qualitatively show the effect of the auxiliary task with auto-encoders for clustering syntactically similar words across domains, we provide some case studies on the predicted groups of some words in Table 5 ."
                    },
                    {
                        "id": 208,
                        "string": "Specifically, for each relation in the dependency tree, we use (4) to obtain the most probable group to assign the word in the child node."
                    },
                    {
                        "id": 209,
                        "string": "The left column shows the predicted group index with the right column showing the corresponding words."
                    },
                    {
                        "id": 210,
                        "string": "Clearly, the words in the same group have similar syntactic functionalities, whereas the word types vary across groups."
                    },
                    {
                        "id": 211,
                        "string": "In the end, we verify the robustness and capability of the model by conducting sensitivity studies and experiments with varying number of unlabeled target data for training, respectively."
                    },
                    {
                        "id": 212,
                        "string": "Figure 4 shows the sensitivity test for L→D, which indicates that changing of the trade-off parameter γ or the number of groups |G| does not affect the model's performance greatly, i.e., less than 1% for aspect extraction and 2% for opinion extraction."
                    },
                    {
                        "id": 213,
                        "string": "This proves that our model is robust and stable against small variations."
                    },
                    {
                        "id": 214,
                        "string": "Figure 5 compares the results of RNSCN + -GRU with Hier-Joint when increasing the proportion of unlabeled target training data from 0 to 1."
                    },
                    {
                        "id": 215,
                        "string": "Obviously, our model shows steady improvement with the increasing number of unlabeled target data."
                    },
                    {
                        "id": 216,
                        "string": "This pattern proves our Conclusion We propose a novel dependency-tree-based RNN, namely RNSCN (or RNSCN + ), for domain adaptation."
                    },
                    {
                        "id": 217,
                        "string": "The model integrates an auxiliary task into representation learning of nodes in the dependency tree."
                    },
                    {
                        "id": 218,
                        "string": "The adaptation takes place in a common relation feature space, which builds the structural correspondences using syntactic relations among the words in each sentence."
                    },
                    {
                        "id": 219,
                        "string": "We further develop a joint model to combine RNSCN/RNSCN + with a sequential labeling model for terms extraction."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 28
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 29,
                        "end": 36
                    },
                    {
                        "section": "Problem Definition & Motivation",
                        "n": "3",
                        "start": 37,
                        "end": 66
                    },
                    {
                        "section": "Proposed Methodology",
                        "n": "4",
                        "start": 67,
                        "end": 80
                    },
                    {
                        "section": "Recursive Neural Structural Correspondence Network",
                        "n": "4.1",
                        "start": 81,
                        "end": 96
                    },
                    {
                        "section": "Reduce Label Noise with Auto-encoders",
                        "n": "4.2",
                        "start": 97,
                        "end": 112
                    },
                    {
                        "section": "Joint Models for Sequence Labeling",
                        "n": "4.3",
                        "start": 113,
                        "end": 125
                    },
                    {
                        "section": "Training",
                        "n": "4.4",
                        "start": 126,
                        "end": 134
                    },
                    {
                        "section": "Data & Experimental Setup",
                        "n": "5.1",
                        "start": 135,
                        "end": 161
                    },
                    {
                        "section": "Comparison & Results",
                        "n": "5.2",
                        "start": 162,
                        "end": 215
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 216,
                        "end": 219
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/952-Table1-1.png",
                        "caption": "Table 1: Data statistics with number of sentences.",
                        "page": 5,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 63.839999999999996,
                            "y2": 112.32
                        }
                    },
                    {
                        "filename": "../figure/image/952-Figure1-1.png",
                        "caption": "Figure 1: An example of two reviews with similar syntactic patterns.",
                        "page": 2,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.879999999999995,
                            "y2": 120.96
                        }
                    },
                    {
                        "filename": "../figure/image/952-Table4-1.png",
                        "caption": "Table 4: Comparisons with different transfer setting.",
                        "page": 7,
                        "bbox": {
                            "x1": 85.92,
                            "x2": 511.2,
                            "y1": 347.52,
                            "y2": 437.28
                        }
                    },
                    {
                        "filename": "../figure/image/952-Table2-1.png",
                        "caption": "Table 2: Comparisons with different baselines.",
                        "page": 7,
                        "bbox": {
                            "x1": 92.64,
                            "x2": 504.0,
                            "y1": 62.879999999999995,
                            "y2": 213.12
                        }
                    },
                    {
                        "filename": "../figure/image/952-Table3-1.png",
                        "caption": "Table 3: Comparisons with different variants of the proposed model.",
                        "page": 7,
                        "bbox": {
                            "x1": 96.96,
                            "x2": 501.12,
                            "y1": 252.48,
                            "y2": 308.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/952-Figure2-1.png",
                        "caption": "Figure 2: The architecture of RNSCN-GRU.",
                        "page": 3,
                        "bbox": {
                            "x1": 103.67999999999999,
                            "x2": 490.08,
                            "y1": 62.879999999999995,
                            "y2": 309.12
                        }
                    },
                    {
                        "filename": "../figure/image/952-Figure4-1.png",
                        "caption": "Figure 4: Sensitivity studies for L→D.",
                        "page": 8,
                        "bbox": {
                            "x1": 309.59999999999997,
                            "x2": 517.4399999999999,
                            "y1": 70.08,
                            "y2": 171.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/952-Figure5-1.png",
                        "caption": "Figure 5: F1 vs proportion of unlabeled target data.",
                        "page": 8,
                        "bbox": {
                            "x1": 309.59999999999997,
                            "x2": 516.96,
                            "y1": 218.88,
                            "y2": 320.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/952-Table5-1.png",
                        "caption": "Table 5: Case studies on word clustering",
                        "page": 8,
                        "bbox": {
                            "x1": 76.8,
                            "x2": 285.12,
                            "y1": 62.879999999999995,
                            "y2": 168.0
                        }
                    },
                    {
                        "filename": "../figure/image/952-Figure3-1.png",
                        "caption": "Figure 3: An autoencoder for relation grouping.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 132.0
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-1"
        },
        {
            "slides": {
                "0": {
                    "title": "Numeracy",
                    "text": [
                        "brown sleeping three sat",
                        "four jumped numbers two"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Literate Language Models",
                    "text": [
                        "A apple eats I I eats an apple An apple eats meI eat an apple"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Numerate Language Models",
                    "text": [
                        "John is m tall John is m tall John is m tall John is m tall"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Numeracy Matters",
                    "text": [
                        "Unemployment of the US is",
                        "Patients temperature is degrees",
                        "Our model is times better than the baseline"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "5": {
                    "title": "Evaluation Adjusted Perplexity",
                    "text": [
                        "John is m tall",
                        "Perplexity Adjusted Perplexity [Ueberla, 1994]",
                        "BUT from test data"
                    ],
                    "page_nums": [
                        9,
                        10
                    ],
                    "images": []
                },
                "6": {
                    "title": "Datasets",
                    "text": [
                        "Clinical Dataset Scientific Dataset",
                        "16,015 clinical patient reports",
                        "Source: London Chest Hospital from scientific papers"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "7": {
                    "title": "Results Adjusted Perplexity",
                    "text": [
                        "all tokens words numerals"
                    ],
                    "page_nums": [
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "8": {
                    "title": "Strategy Softmax and Hierarchical Softmax",
                    "text": [
                        "cat ht s numeral cat mat mat",
                        "UNK ht V UNK",
                        "h-softmax digit-by-digit from PDF etc. UNKNUM"
                    ],
                    "page_nums": [
                        16,
                        17,
                        18
                    ],
                    "images": []
                },
                "12": {
                    "title": "Results Language Modelling 1",
                    "text": [
                        "(lower is better) softmax h-softmax d-RNN MoG combination"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                },
                "13": {
                    "title": "Results Language Modelling 2",
                    "text": [
                        "softmax h-softmax d-RNN MoG combination (lower is better)"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                },
                "14": {
                    "title": "Results Number Prediction",
                    "text": [
                        "(lower is better) mean median softmax h-softmax d-RNN MoG combination",
                        "Clinical mean softmax d-RNN combination"
                    ],
                    "page_nums": [
                        27,
                        28
                    ],
                    "images": []
                },
                "15": {
                    "title": "Softmax versus Hierarchical Softmax",
                    "text": [
                        "cosine similarities softmax h-softmax"
                    ],
                    "page_nums": [
                        29
                    ],
                    "images": []
                },
                "16": {
                    "title": "Analysis d RNN and Benfords Law",
                    "text": [
                        "1st digit 4th digit",
                        "cosine similarities d-RNN d-RNN Benford"
                    ],
                    "page_nums": [
                        30,
                        31
                    ],
                    "images": [
                        "figure/image/953-Figure4-1.png"
                    ]
                },
                "18": {
                    "title": "Analysis Strategy Selection",
                    "text": [
                        "Small integers, percentiles, years",
                        "2-digit integers, some ids",
                        "HIP and GL reals, some ids"
                    ],
                    "page_nums": [
                        33
                    ],
                    "images": []
                },
                "19": {
                    "title": "Conclusion 1",
                    "text": [
                        "Are existing LMs numerate? Johns height is ___"
                    ],
                    "page_nums": [
                        34,
                        35
                    ],
                    "images": []
                },
                "20": {
                    "title": "Conclusion 2",
                    "text": [
                        "the numeracy of LMs?",
                        "Johns height is ___"
                    ],
                    "page_nums": [
                        36,
                        37
                    ],
                    "images": []
                }
            },
            "paper_title": "Numeracy for Language Models: Evaluating and Improving their Ability to Predict Numbers",
            "paper_id": "953",
            "paper": {
                "title": "Numeracy for Language Models: Evaluating and Improving their Ability to Predict Numbers",
                "abstract": "Numeracy is the ability to understand and work with numbers. It is a necessary skill for composing and understanding documents in clinical, scientific, and other technical domains. In this paper, we explore different strategies for modelling numerals with language models, such as memorisation and digit-by-digit composition, and propose a novel neural architecture that uses a continuous probability density function to model numerals from an open vocabulary. Our evaluation on clinical and scientific datasets shows that using hierarchical models to distinguish numerals from words improves a perplexity metric on the subset of numerals by 2 and 4 orders of magnitude, respectively, over nonhierarchical models. A combination of strategies can further improve perplexity. Our continuous probability density function model reduces mean absolute percentage errors by 18% and 54% in comparison to the second best strategy for each dataset, respectively.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Language models (LMs) are statistical models that assign a probability over sequences of words."
                    },
                    {
                        "id": 1,
                        "string": "Language models can often help with other tasks, such as speech recognition (Mikolov et al., 2010; Prabhavalkar et al., 2017) , machine translation (Luong et al., 2015; Gülçehre et al., 2017) , text summarisation (Filippova et al., 2015; Gambhir and Gupta, 2017) , question answering (Wang et al., 2017) , semantic error detection (Rei and Yannakoudakis, 2017; Spithourakis et al., 2016a) , and fact checking (Rashkin et al., 2017) ."
                    },
                    {
                        "id": 2,
                        "string": "Numeracy and literacy refer to the ability to comprehend, use, and attach meaning to numbers and words, respectively."
                    },
                    {
                        "id": 3,
                        "string": "Language models exhibit literacy by being able to assign higher probabilities to sentences that Figure 1: Modelling numerals with a categorical distribution over a fixed vocabulary maps all out-ofvocabulary numerals to the same type, e.g."
                    },
                    {
                        "id": 4,
                        "string": "UNK, and does not reflect the smoothness of the underlying continuous distribution of certain attributes."
                    },
                    {
                        "id": 5,
                        "string": "are both grammatical and realistic, as in this example: 'I eat an apple' (grammatical and realistic) 'An apple eats me' (unrealistic) 'I eats an apple ' (ungrammatical) Likewise, a numerate language model should be able to rank numerical claims based on plausibility: 'John's height is 1.75 metres' (realistic) 'John's height is 999.999 metres ' (unrealistic) Existing approaches to language modelling treat numerals similarly to other words, typically using categorical distributions over a fixed vocabulary."
                    },
                    {
                        "id": 6,
                        "string": "However, this maps all unseen numerals to the same unknown type and ignores the smoothness of continuous attributes, as shown in Figure 1 ."
                    },
                    {
                        "id": 7,
                        "string": "In that respect, existing work on language modelling does not explicitly evaluate or optimise for numeracy."
                    },
                    {
                        "id": 8,
                        "string": "Numerals are often neglected and low-resourced, e.g."
                    },
                    {
                        "id": 9,
                        "string": "they are often masked (Mitchell and Lapata, 2009) , and there are only 15,164 (3.79%) numerals among GloVe's 400,000 embeddings pretrained on 6 billion tokens (Pennington et al., 2014) ."
                    },
                    {
                        "id": 10,
                        "string": "Yet, numbers appear ubiquitously, from children's magazines (Joram et al., 1995) to clinical reports (Bigeard et al., 2015) , and grant objectivity to sciences (Porter, 1996) ."
                    },
                    {
                        "id": 11,
                        "string": "Previous work finds that numerals have higher out-of-vocabulary rates than other words and proposes solutions for representing unseen numerals as inputs to language models, e.g."
                    },
                    {
                        "id": 12,
                        "string": "using numerical magnitudes as features (Spithourakis et al., 2016b,a) ."
                    },
                    {
                        "id": 13,
                        "string": "Such work identifies that the perplexity of language models on the subset of numerals can be very high, but does not directly address the issue."
                    },
                    {
                        "id": 14,
                        "string": "This paper focuses on evaluating and improving the ability of language models to predict numerals."
                    },
                    {
                        "id": 15,
                        "string": "The main contributions of this paper are as follows: 1."
                    },
                    {
                        "id": 16,
                        "string": "We explore different strategies for modelling numerals, such as memorisation and digit-bydigit composition, and propose a novel neural architecture based on continuous probability density functions."
                    },
                    {
                        "id": 17,
                        "string": "2."
                    },
                    {
                        "id": 18,
                        "string": "We propose the use of evaluations that adjust for the high out-of-vocabulary rate of numerals and account for their numerical value (magnitude)."
                    },
                    {
                        "id": 19,
                        "string": "3."
                    },
                    {
                        "id": 20,
                        "string": "We evaluate on a clinical and a scientific corpus and provide a qualitative analysis of learnt representations and model predictions."
                    },
                    {
                        "id": 21,
                        "string": "We find that modelling numerals separately from other words can drastically improve the perplexity of LMs, that different strategies for modelling numerals are suitable for different textual contexts, and that continuous probability density functions can improve the LM's prediction accuracy for numbers."
                    },
                    {
                        "id": 22,
                        "string": "Language Models Let s 1 ,s 2 ,...,s L denote a document, where s t is the token at position t. A language model estimates the probability of the next token given previous tokens, i.e."
                    },
                    {
                        "id": 23,
                        "string": "p(s t |s 1 ,...,s t−1 )."
                    },
                    {
                        "id": 24,
                        "string": "Neural LMs estimate this probability by feeding embeddings, i.e."
                    },
                    {
                        "id": 25,
                        "string": "vectors that represent each token, into a Recurrent Neural Network (RNN) (Mikolov et al., 2010) ."
                    },
                    {
                        "id": 26,
                        "string": "Token Embeddings Tokens are most commonly represented by a D-dimensional dense vector that is unique for each word from a vocabulary V of known words."
                    },
                    {
                        "id": 27,
                        "string": "This vocabulary includes special symbols (e.g."
                    },
                    {
                        "id": 28,
                        "string": "'UNK') to handle out-of-vocabulary tokens, such as unseen words or numerals."
                    },
                    {
                        "id": 29,
                        "string": "Let w s be the one-hot representation of token s, i.e."
                    },
                    {
                        "id": 30,
                        "string": "a sparse binary vector with a single element set to 1 for that token's index in the vocabulary, and E ∈R D×|V| be the token embeddings matrix."
                    },
                    {
                        "id": 31,
                        "string": "The token embedding for s is the vector e token s =Ew s ."
                    },
                    {
                        "id": 32,
                        "string": "Character-Based Embeddings A representation for a token can be build from its constituent characters (Luong and Manning, 2016; Santos and Zadrozny, 2014) ."
                    },
                    {
                        "id": 33,
                        "string": "Such a representation takes into account the internal structure of tokens."
                    },
                    {
                        "id": 34,
                        "string": "Let d 1 ,d 2 ,...,d N be the characters of token s. A character-based embedding for s is the final hidden state of a D-dimensional character-level RNN: e chars s =RNN(d 0 ,d 1 ,...d L )."
                    },
                    {
                        "id": 35,
                        "string": "Recurrent and Output Layer The computation of the conditional probability of the next token involves recursively feeding the embedding of the current token e st and the previous hidden state h t−1 into a D-dimensional token-level RNN to obtain the current hidden state h t ."
                    },
                    {
                        "id": 36,
                        "string": "The output probability is estimated using the softmax function, i.e."
                    },
                    {
                        "id": 37,
                        "string": "p(s t |h t )=softmax(ψ(s t ))= 1 Z e ψ(st) Z = s ∈V e ψ(s ) , (1) where ψ(.)"
                    },
                    {
                        "id": 38,
                        "string": "is a score function."
                    },
                    {
                        "id": 39,
                        "string": "Training and Evaluation Neural LMs are typically trained to minimise the cross entropy on the training corpus: H train =− 1 N st∈train logp(s t |s <t ) (2) A common performance metric for LMs is per token perplexity (Eq."
                    },
                    {
                        "id": 40,
                        "string": "3), evaluated on a test corpus."
                    },
                    {
                        "id": 41,
                        "string": "It can also be interpreted as the branching factor: the size of an equally weighted distribution with equivalent uncertainty, i.e."
                    },
                    {
                        "id": 42,
                        "string": "how many sides you need on a fair die to get the same uncertainty as the model distribution."
                    },
                    {
                        "id": 43,
                        "string": "P P test =exp(H test ) (3) Strategies for Modelling Numerals In this section we describe models with different strategies for generating numerals and propose the use of number-specific evaluation metrics that adjust for the high out-of-vocabulary rate of numerals and account for numerical values."
                    },
                    {
                        "id": 44,
                        "string": "We draw inspiration from theories of numerical cognition."
                    },
                    {
                        "id": 45,
                        "string": "The triple code theory (Dehaene et al., 2003) postulates that humans process quantities through two exact systems (verbal and visual) and one approximate number system that semantically represents a number on a mental number line."
                    },
                    {
                        "id": 46,
                        "string": "Tzelgov et al."
                    },
                    {
                        "id": 47,
                        "string": "(2015) identify two classes of numbers: i) primitives, which are holistically retrieved from long-term memory; and ii) non-primitives, which are generated online."
                    },
                    {
                        "id": 48,
                        "string": "An in-depth review of numerical and mathematical cognition can be found in Kadosh and Dowker (2015) and Campbell (2005) ."
                    },
                    {
                        "id": 49,
                        "string": "Softmax Model and Variants This class of models assumes that numerals come from a finite vocabulary that can be memorised and retrieved later."
                    },
                    {
                        "id": 50,
                        "string": "The softmax model treats all tokens (words and numerals) alike and directly uses Equation 1 with score function: ψ(s t )=h T t e token st =h T t E out w st , (4) where E out ∈ R D×|V| is an output embeddings matrix."
                    },
                    {
                        "id": 51,
                        "string": "The summation in Equation 1 is over the complete target vocabulary, which requires mapping any out-of-vocabulary tokens to special symbols, e.g."
                    },
                    {
                        "id": 52,
                        "string": "'UNK word ' and 'UNK numeral '."
                    },
                    {
                        "id": 53,
                        "string": "Softmax with Digit-Based Embeddings The softmax+rnn variant considers the internal syntax of a numeral's digits by adjusting the score function: ψ(s t )=h T t e token st +h T t e chars st =h T t E out w st +h T t E RNN out w st , (5) where the columns of E RNN out are composed of character-based embeddings for in-vocabulary numerals and token embeddings for the remaining vocabulary."
                    },
                    {
                        "id": 54,
                        "string": "The character set comprises digits (0-9), the decimal point, and an end-of-sequence character."
                    },
                    {
                        "id": 55,
                        "string": "The model still requires normalisation over the whole vocabulary, and the special unknown tokens are still needed."
                    },
                    {
                        "id": 56,
                        "string": "Hierarchical Softmax A hierarchical softmax (Morin and Bengio, 2005a) can help us decouple the modelling of numerals from that of words."
                    },
                    {
                        "id": 57,
                        "string": "The probability of the next token s t is decomposed to that of its class c t and the probability of the exact token from within the class: p(s t |h t )= ct∈C p(c t |h t )p(s t |c t ,h t ) p(c t |h t )=σ h T t b (6) where the valid token classes are C = {word, numeral}, σ is the sigmoid function and b is a D-dimensional vector."
                    },
                    {
                        "id": 58,
                        "string": "Each of the two branches of p(s t |c t ,h t ) can now be modelled by independently normalised distributions."
                    },
                    {
                        "id": 59,
                        "string": "The hierarchical variants (h-softmax and h-softmax+rnn) use two independent softmax distributions for words and numerals."
                    },
                    {
                        "id": 60,
                        "string": "The two branches share no parameters, and thus words and numerals will be embedded into separate spaces."
                    },
                    {
                        "id": 61,
                        "string": "The hierarchical approach allows us to use any well normalised distribution to model each of its branches."
                    },
                    {
                        "id": 62,
                        "string": "In the next subsections, we examine different strategies for modelling the branch of numerals, i.e."
                    },
                    {
                        "id": 63,
                        "string": "p(s t |c t = numeral,h t )."
                    },
                    {
                        "id": 64,
                        "string": "For simplicity, we will abbreviate this to p(s)."
                    },
                    {
                        "id": 65,
                        "string": "Digit-RNN Model Let d 1 ,d 2 ...d N be the digits of numeral s. A digit-bydigit composition strategy estimates the probability of the numeral from the probabilities of its digits: p(s)=p(d 1 )p(d 2 |d 1 )...p(d N |d <N ) (7) The d-RNN model feeds the hidden state h t of the token-level RNN into a character-level RNN (Graves, 2013; Sutskever et al., 2011) to estimate this probability."
                    },
                    {
                        "id": 66,
                        "string": "This strategy can accommodate an open vocabulary, i.e."
                    },
                    {
                        "id": 67,
                        "string": "it eliminates the need for an UNK numeral symbol, as the probability is normalised one digit at a time over the much smaller vocabulary of digits (digits 0-9, decimal separator, and end-of-sequence)."
                    },
                    {
                        "id": 68,
                        "string": "Mixture of Gaussians Model Inspired by the approximate number system and the mental number line (Dehaene et al., 2003) , our proposed MoG model computes the probability of numerals from a probability density function (pdf) over real numbers, using a mixture of Gaussians for the underlying pdf: q(v)= K k=1 π k N k (v;µ k ,σ 2 k ) π k =softmax B T h t , (8) where K is the number of components, π k are mixture weights that depend on hidden state h t of the token-level RNN, N k is the pdf of the normal distribution with mean µ k ∈ R and variance σ 2 k ∈ R, and B ∈R D×K is a matrix."
                    },
                    {
                        "id": 69,
                        "string": "The difficulty with this approach is that for any continuous random variable, the probability that it equals a specific value is always zero."
                    },
                    {
                        "id": 70,
                        "string": "To resolve this, Figure 2 : Mixture of Gaussians model."
                    },
                    {
                        "id": 71,
                        "string": "The probability of a numeral is decomposed into the probability of its decimal precision and the probability that an underlying number will produce the numeral when rounded at the given precision."
                    },
                    {
                        "id": 72,
                        "string": "we consider a probability mass function (pmf) that discretely approximates the pdf: Q(v|r)= v+ r v− r q(u)du=F (v+ r )−F (v− r ), (9) where F (.)"
                    },
                    {
                        "id": 73,
                        "string": "is the cumulative density function of q(."
                    },
                    {
                        "id": 74,
                        "string": "), and r = 0.5×10 −r is the number's precision."
                    },
                    {
                        "id": 75,
                        "string": "The level of discretisation r, i.e."
                    },
                    {
                        "id": 76,
                        "string": "how many decimal digits to keep, is a random variable in N with distribution p(r)."
                    },
                    {
                        "id": 77,
                        "string": "The mixed joint density is: p(s)=p(v,r)=p(r) Q(v|r) (10) Figure 2 summarises this strategy, where we model the level of discretisation by converting the numeral into a pattern and use a RNN to estimate the probability of that pattern sequence: p(r)=p(SOS INT_PART ."
                    },
                    {
                        "id": 78,
                        "string": "r decimal digits \\d ... \\d EOS) (11) Combination of Strategies Different mechanisms might be better for predicting numerals in different contexts."
                    },
                    {
                        "id": 79,
                        "string": "We propose a combination model that can select among different strategies for modelling numerals: p(s)= ∀m∈M α m p(s|m) α m =softmax A T h t , (12) where M={h-softmax, d-RNN, MoG}, and A∈R D×|M| ."
                    },
                    {
                        "id": 80,
                        "string": "Since both d-RNN and MoG are openvocabulary models, the unknown numeral token can now be removed from the vocabulary of h-softmax."
                    },
                    {
                        "id": 81,
                        "string": "Evaluating the Numeracy of LMs Numeracy skills are centred around the understanding of numbers and numerals."
                    },
                    {
                        "id": 82,
                        "string": "A number is a mathematical object with a specific magnitude, whereas a numeral is its symbolic representation, usually in the positional decimal Hindu-Arabic numeral system (McCloskey and Macaruso, 1995) ."
                    },
                    {
                        "id": 83,
                        "string": "In humans, the link between numerals and their numerical values boosts numerical skills (Griffin et al., 1995) ."
                    },
                    {
                        "id": 84,
                        "string": "Perplexity Evaluation Test perplexity evaluated only on numerals will be informative of the symbolic component of numeracy."
                    },
                    {
                        "id": 85,
                        "string": "However, model comparisons based on naive evaluation using Equation 3 might be problematic: perplexity is sensitive to outof-vocabulary (OOV) rate, which might differ among models, e.g."
                    },
                    {
                        "id": 86,
                        "string": "it is zero for open-vocabulary models."
                    },
                    {
                        "id": 87,
                        "string": "As an extreme example, in a document where all words are out of vocabulary, the best perplexity is achieved by a trivial model that predicts everything as unknown."
                    },
                    {
                        "id": 88,
                        "string": "Ueberla (1994) proposed Adjusted Perplexity (APP; Eq."
                    },
                    {
                        "id": 89,
                        "string": "14), also known as unknown-penalised perplexity , to cancel the effect of the out-of-vocabulary rate on perplexity."
                    },
                    {
                        "id": 90,
                        "string": "The APP is the perplexity of an adjusted model that uniformly redistributes the probability of each out-of-vocabulary class over all different types in that class: p (s)= p(s) 1 |OOVc| if s∈OOV c p(s) otherwise (13) where OOV c is an out-of-vocabulary class (e.g."
                    },
                    {
                        "id": 91,
                        "string": "words and numerals), and |OOV c | is the cardinality of each OOV set."
                    },
                    {
                        "id": 92,
                        "string": "Equivalently, adjusted perplexity can be calculated as: 14) where N is the total number of tokens in the test set and |s ∈ OOV c | is the count of tokens from the test set belonging in each OOV set."
                    },
                    {
                        "id": 93,
                        "string": "AP P test =exp H test + c H c adjust H c adjust =− t |s t ∈OOV c | N log 1 |OOV c | ( Evaluation on the Number Line While perplexity looks at symbolic performance on numerals, this evaluation focuses on numbers and particularly on their numerical value, which is their most prominent semantic content (Dehaene et al., 2003; Dehaene and Cohen, 1995) ."
                    },
                    {
                        "id": 94,
                        "string": "Let v t be the numerical value of token s t from the test corpus."
                    },
                    {
                        "id": 95,
                        "string": "Also, letv t be the value of the most probable numeral under the model s t = argmax (p(s t |h t ,c t =num))."
                    },
                    {
                        "id": 96,
                        "string": "Any evaluation metric from the regression literature can be used to measure the models performance."
                    },
                    {
                        "id": 97,
                        "string": "To evaluate on the number line, we can use any evaluation metric from the regression literature."
                    },
                    {
                        "id": 98,
                        "string": "In reverse order of tolerance to extreme errors, some of the most popular are Root Mean Squared Error (RMSE), Mean Absolute Error (MAE), and Median Absolute Error (MdAE): e i = v i −v i RMSE = 1 N N i=1 e 2 i MAE = 1 N N i=1 |e i | MdAE = median{|e i |} (15) The above are sensitive to the scale of the data."
                    },
                    {
                        "id": 99,
                        "string": "If the data contains values from different scales, percentage metrics are often preferred, such as the Mean/Median Absolute Percentage Error (MAPE/MdAPE): pe i = v i −v i v i MAP E = 1 N N i=1 |pe i | MdAP E = median{|pe i |} (16) Data To evaluate our models, we created two datasets with documents from the clinical and scientific domains, where numbers abound (Bigeard et al., 2015; Porter, 1996) ."
                    },
                    {
                        "id": 100,
                        "string": "Furthermore, to ensure that the numbers will be informative of some attribute, we only selected texts that reference tables."
                    },
                    {
                        "id": 101,
                        "string": "Clinical Data Our clinical dataset comprises clinical records from the London Chest Hospital."
                    },
                    {
                        "id": 102,
                        "string": "The records where accompanied by tables with 20 numeric attributes (age, heart volumes, etc.)"
                    },
                    {
                        "id": 103,
                        "string": "that they partially describe, as well as include numbers not found in the tables."
                    },
                    {
                        "id": 104,
                        "string": "Numeric tokens constitute only a small proportion of each sentence (4.3%), but account for a large part of the unique tokens vocabulary (>40%) and suffer high OOV rates."
                    },
                    {
                        "id": 105,
                        "string": "Scientific Data Our scientific dataset comprises paragraphs from Cornell's ARXIV 1 repository of scientific articles, with more than half a million converted papers in 37 scientific sub-fields."
                    },
                    {
                        "id": 106,
                        "string": "We used the preprocessed ARXMLIV (Stamerjohanns et al., 2010; Stamerjohanns and Kohlhase, 2008 ) 2 version, where papers have been converted from LATEX into a custom XML format using the LATEXML 3 tool."
                    },
                    {
                        "id": 107,
                        "string": "We then kept all paragraphs with at least one reference to a table and a number."
                    },
                    {
                        "id": 108,
                        "string": "For both datasets, we lowercase tokens and normalise numerals by omitting the thousands separator (\"2,000\" becomes \"2000\") and leading zeros (\"007\" becomes \"7\")."
                    },
                    {
                        "id": 109,
                        "string": "Special mathematical symbols are tokenised separately, e.g."
                    },
                    {
                        "id": 110,
                        "string": "negation (\"-1\" as \"-\", \"1\"), fractions (\"3/4\" as \"3\", \"/\", \"4\"), etc."
                    },
                    {
                        "id": 111,
                        "string": "For this reason, all numbers were non-negative."
                    },
                    {
                        "id": 112,
                        "string": "Table 1 shows descriptive statistics for both datasets."
                    },
                    {
                        "id": 113,
                        "string": "Experimental Results and Discussion We set the vocabularies to the 1,000 and 5,000 most frequent token types for the clinical and scientific datasets, respectively."
                    },
                    {
                        "id": 114,
                        "string": "We use gated token-character embeddings (Miyamoto and Cho, 2016) for the input of numerals and token embeddings for the input and output of words, since the scope of our paper is numeracy."
                    },
                    {
                        "id": 115,
                        "string": "We set the models' hidden dimensions to D = 50 and initialise all token embeddings to pretrained GloVe (Pennington et al., 2014) ."
                    },
                    {
                        "id": 116,
                        "string": "All our   RNNs are LSTMs (Hochreiter and Schmidhuber, 1997) with the biases of LSTM forget gate were initialised to 1.0 (Józefowicz et al., 2015) ."
                    },
                    {
                        "id": 117,
                        "string": "We train using mini-batch gradient decent with the Adam optimiser (Kingma and Ba, 2014) and regularise with early stopping and 0.1 dropout rate (Srivastava, 2013) in the input and output of the token-based RNN."
                    },
                    {
                        "id": 118,
                        "string": "For the mixture of Gaussians, we select the mean and variances to summarise the data at different granularities by fitting 7 separate mixture of Gaussian models on all numbers, each with twice as many components as the previous, for a total of 2 7+1 − 1 = 256 components."
                    },
                    {
                        "id": 119,
                        "string": "These models are initialised at percentile points from the data and trained with the expectation-minimisation algorithm."
                    },
                    {
                        "id": 120,
                        "string": "The means and variances are then fixed and not updated when we train the language model."
                    },
                    {
                        "id": 121,
                        "string": "Quantitative Results Perplexities Table 2 shows perplexities evaluated on the subsets of words, numerals and all tokens of the test data."
                    },
                    {
                        "id": 122,
                        "string": "Overall, all models performed better on the clinical than on the scientific data."
                    },
                    {
                        "id": 123,
                        "string": "On words, all models achieve similar perplexities in each dataset."
                    },
                    {
                        "id": 124,
                        "string": "On numerals, softmax variants perform much better than other models in PP, which is an artefact of the high OOV-rate of numerals."
                    },
                    {
                        "id": 125,
                        "string": "APP is significantly worse, especially for non-hierarchical variants, which perform about 2 and 4 orders of magnitude worse than hierarchical ones."
                    },
                    {
                        "id": 126,
                        "string": "For open-vocabulary models, i.e."
                    },
                    {
                        "id": 127,
                        "string": "d-RNN, MoG, and combination, PP is equivalent to APP."
                    },
                    {
                        "id": 128,
                        "string": "On numerals, d-RNN performed better than softmax variants in both datasets."
                    },
                    {
                        "id": 129,
                        "string": "The MoG model performed twice as well as softmax variants on the clinical dataset, but had the third worse performance in the scientific dataset."
                    },
                    {
                        "id": 130,
                        "string": "The combination model had the best overall APP results for both datasets."
                    },
                    {
                        "id": 131,
                        "string": "Evaluations on the Number Line To factor out model specific decoding processes for finding the best next numeral, we use our models to rank a set of candidate numerals: we compose the union of in-vocabulary numbers and 100 percentile points from the training set, and we convert numbers into numerals by considering all formats up to n decimal points."
                    },
                    {
                        "id": 132,
                        "string": "We select n to represent 90% of numerals seen at training, which yields n=3 and n=4 for the clinical and scientific data, respectively."
                    },
                    {
                        "id": 133,
                        "string": "Table 3 shows evaluation results, where we also include two naive baselines of constant predictions: with the mean and median of the training data."
                    },
                    {
                        "id": 134,
                        "string": "For both datasets, RMSE and MAE were too sensitive to extreme errors to allow drawing safe conclusions, particularly for the scientific dataset, where both metrics were in the order of 10 9 ."
                    },
                    {
                        "id": 135,
                        "string": "MdAE can be of some use, as 50% of the errors are absolutely smaller than that."
                    },
                    {
                        "id": 136,
                        "string": "Along percentage metrics, MoG achieved the best MAPE in both datasets (18% and 54% better that the second best) and was the only model to perform better than the median baseline for the clinical data."
                    },
                    {
                        "id": 137,
                        "string": "However, it had the worst MdAPE, which means that MoG mainly reduced larger percentage errors."
                    },
                    {
                        "id": 138,
                        "string": "The d-RNN model came third and second in the clinical and scientific datasets, respectively."
                    },
                    {
                        "id": 139,
                        "string": "In the latter it achieved the best MdAPE, i.e."
                    },
                    {
                        "id": 140,
                        "string": "it was effective at reducing errors for 50% of the numbers."
                    },
                    {
                        "id": 141,
                        "string": "The combination model did not perform better than its constituents."
                    },
                    {
                        "id": 142,
                        "string": "This is possibly because MoG is the only strategy that takes into account the numerical magnitudes of the numerals."
                    },
                    {
                        "id": 143,
                        "string": "Learnt Representations Softmax versus Hierarchical Softmax Figure 3 visualises the cosine similarities of the output token embeddings of numerals for the softmax and h-softmax models."
                    },
                    {
                        "id": 144,
                        "string": "Simple softmax enforced high similarities among all numerals and the unknown numeral token, so as to make them more dissimilar to words, since the model embeds both in the same space."
                    },
                    {
                        "id": 145,
                        "string": "This is not the case for h-softmax that uses two different spaces: similarities are concentrated along the diagonal and fan out as the magnitude grows, with the exception of numbers with special meaning, e.g."
                    },
                    {
                        "id": 146,
                        "string": "years and percentile points."
                    },
                    {
                        "id": 147,
                        "string": "Figure 4 shows the cosine similarities between the digits of the d-RNN output mode."
                    },
                    {
                        "id": 148,
                        "string": "We observe that each primitive digit is mostly similar to its previous and next digit."
                    },
                    {
                        "id": 149,
                        "string": "Similar behaviour was found for all digit embeddings of all models."
                    },
                    {
                        "id": 150,
                        "string": "Digit embeddings Predictions from the Models Next Numeral Figure 5 shows the probabilities of different numerals under each model for two  Probabilities rapidly decrease for more decimal digits, which is reminiscent of the theoretical expectation that the probability of en exact value for a continuous variable is zero."
                    },
                    {
                        "id": 151,
                        "string": "Table 4 shows development set examples with high selection probabilities for each strategy of the combination model, along with numerals with the highest average selection per mode."
                    },
                    {
                        "id": 152,
                        "string": "The h-softmax model is responsible for mostly integers with special functions, Table 4 : Examples of numerals with highest probability in each strategy of the combination model."
                    },
                    {
                        "id": 153,
                        "string": "showed affinity to different indices from catalogues of astronomical objects: d-RNN mainly to NGC (Dreyer, 1888) and MoG to various other indices, such as GL (Gliese, 1988) and HIP (Perryman et al., 1997) ."
                    },
                    {
                        "id": 154,
                        "string": "In this case, MoG was wrongly selected for numerals with a labelling function, which also highlights a limitation of evaluating on the number line, when a numeral is not used to represent its magnitude."
                    },
                    {
                        "id": 155,
                        "string": "Figure 5 shows the distributions of the most significant digits under the d-RNN model and from data counts."
                    },
                    {
                        "id": 156,
                        "string": "The theoretical estimate has been overlayed, according to Benford's law (Benford, 1938) , also called the first-digit law, which applies to many real-life numerals."
                    },
                    {
                        "id": 157,
                        "string": "The law predicts that the first digit is 1 with higher probability (about 30%) than 9 (< 5%) and weakens towards uniformity at higher digits."
                    },
                    {
                        "id": 158,
                        "string": "Model probabilities closely follow estimates from the data."
                    },
                    {
                        "id": 159,
                        "string": "Violations from Benford's law can be due to rounding (Beer, 2009 ) and can be used as evidence for fraud detection (Lu et al., 2006) ."
                    },
                    {
                        "id": 160,
                        "string": "Selection of Strategy in Combination Model Significant Digits Related Work Numerical quantities have been recognised as important for textual entailment (Lev et al., 2004; Dagan et al., 2013) ."
                    },
                    {
                        "id": 161,
                        "string": "Roy et al."
                    },
                    {
                        "id": 162,
                        "string": "(2015) proposed a quantity entailment sub-task that focused on whether a given quantity can be inferred from a given text and, if so, what its value should be."
                    },
                    {
                        "id": 163,
                        "string": "A common framework for acquiring common sense about numerical attributes of objects has been to collect a corpus of numerical values in pre-specified templates and then model attributes as a normal distribution (Aramaki et al., 2007; Davidov and Rappoport, 2010; Iftene and Moruz, 2010; Narisawa et al., 2013; de Marneffe et al., 2010) ."
                    },
                    {
                        "id": 164,
                        "string": "Our model embeds these approaches into a LM that has a sense for numbers."
                    },
                    {
                        "id": 165,
                        "string": "Other tasks that deal with numerals are numerical information extraction and solving mathematical problems."
                    },
                    {
                        "id": 166,
                        "string": "Numerical relations have at least one argument that is a number and the aim of the task is to extract all such relations from a corpus, which can range from identifying a few numerical attributes (Nguyen and Moschitti, 2011; Intxaurrondo et al., 2015) to generic numerical relation extraction (Hoffmann et al., 2010; Madaan et al., 2016) ."
                    },
                    {
                        "id": 167,
                        "string": "Our model does not extract values, but rather produces an probabilistic estimate."
                    },
                    {
                        "id": 168,
                        "string": "Much work has been done in solving arithmetic (Mitra and Baral, 2016; Hosseini et al., 2014; Roy and Roth, 2016) , geometric (Seo et al., 2015) , and algebraic problems (Zhou et al., 2015; Koncel-Kedziorski et al., 2015; Shi et al., 2015; expressed in natural language."
                    },
                    {
                        "id": 169,
                        "string": "Such models often use mathematical background knowledge, such as linear system solvers."
                    },
                    {
                        "id": 170,
                        "string": "The output of our model is not based on such algorithmic operations, but could be extended to do so in future work."
                    },
                    {
                        "id": 171,
                        "string": "In language modelling, generating rare or unknown words has been a challenge, similar to our unknown numeral problem."
                    },
                    {
                        "id": 172,
                        "string": "Gulcehre et al."
                    },
                    {
                        "id": 173,
                        "string": "(2016) and Gu et al."
                    },
                    {
                        "id": 174,
                        "string": "(2016) adopted pointer networks  to copy unknown words from the source in translation and summarisation tasks."
                    },
                    {
                        "id": 175,
                        "string": "Merity et al."
                    },
                    {
                        "id": 176,
                        "string": "(2016) and Lebret et al."
                    },
                    {
                        "id": 177,
                        "string": "(2016) have models that copy from context sentences and from Wikipedia's infoboxes, respectively."
                    },
                    {
                        "id": 178,
                        "string": "proposed a LM that retrieves unknown words from facts in a knowledge graph."
                    },
                    {
                        "id": 179,
                        "string": "They draw attention to the inappropriateness of perplexity when OOV-rates are high and instead propose an adjusted perplexity metric that is equivalent to APP."
                    },
                    {
                        "id": 180,
                        "string": "Other methods aim at speeding up LMs to allow for larger vocabularies , such as hierarchical softmax (Morin and Bengio, 2005b) , target sampling (Jean et al., 2014) , etc., but still suffer from the unknown word problem."
                    },
                    {
                        "id": 181,
                        "string": "Finally, the problem is resolved when predicting one character at a time, as done by the character-level RNN (Graves, 2013; Sutskever et al., 2011) used in our d-RNN model."
                    },
                    {
                        "id": 182,
                        "string": "Conclusion In this paper, we investigated several strategies for LMs to model numerals and proposed a novel openvocabulary generative model based on a continuous probability density function."
                    },
                    {
                        "id": 183,
                        "string": "We provided the first thorough evaluation of LMs on numerals on two corpora, taking into account their high out-of-vocabulary rate and numerical value (magnitude)."
                    },
                    {
                        "id": 184,
                        "string": "We found that modelling numerals separately from other words through a hierarchical softmax can substantially improve the perplexity of LMs, that different strategies are suitable for different contexts, and that a combination of these strategies can help improve the perplexity further."
                    },
                    {
                        "id": 185,
                        "string": "Finally, we found that using a continuous probability density function can improve prediction accuracy of LMs for numbers by substantially reducing the mean absolute percentage metric."
                    },
                    {
                        "id": 186,
                        "string": "Our approaches in modelling and evaluation can be used in future work in tasks such as approximate information extraction, knowledge base completion, numerical fact checking, numerical question answering, and fraud detection."
                    },
                    {
                        "id": 187,
                        "string": "Our code and data are available at: https://github.com/uclmr/ numerate-language-models."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 21
                    },
                    {
                        "section": "Language Models",
                        "n": "2",
                        "start": 22,
                        "end": 42
                    },
                    {
                        "section": "Strategies for Modelling Numerals",
                        "n": "3",
                        "start": 43,
                        "end": 48
                    },
                    {
                        "section": "Softmax Model and Variants",
                        "n": "3.1",
                        "start": 49,
                        "end": 64
                    },
                    {
                        "section": "Digit-RNN Model",
                        "n": "3.2",
                        "start": 65,
                        "end": 67
                    },
                    {
                        "section": "Mixture of Gaussians Model",
                        "n": "3.3",
                        "start": 68,
                        "end": 77
                    },
                    {
                        "section": "Combination of Strategies",
                        "n": "3.4",
                        "start": 78,
                        "end": 80
                    },
                    {
                        "section": "Evaluating the Numeracy of LMs",
                        "n": "3.5",
                        "start": 81,
                        "end": 98
                    },
                    {
                        "section": "Data",
                        "n": "4",
                        "start": 99,
                        "end": 112
                    },
                    {
                        "section": "Experimental Results and Discussion",
                        "n": "5",
                        "start": 113,
                        "end": 120
                    },
                    {
                        "section": "Quantitative Results",
                        "n": "5.1",
                        "start": 121,
                        "end": 142
                    },
                    {
                        "section": "Learnt Representations",
                        "n": "5.2",
                        "start": 143,
                        "end": 149
                    },
                    {
                        "section": "Predictions from the Models",
                        "n": "5.3",
                        "start": 150,
                        "end": 159
                    },
                    {
                        "section": "Related Work",
                        "n": "6",
                        "start": 160,
                        "end": 181
                    },
                    {
                        "section": "Conclusion",
                        "n": "7",
                        "start": 182,
                        "end": 187
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/953-Figure1-1.png",
                        "caption": "Figure 1: Modelling numerals with a categorical distribution over a fixed vocabulary maps all out-ofvocabulary numerals to the same type, e.g. UNK, and does not reflect the smoothness of the underlying continuous distribution of certain attributes.",
                        "page": 0,
                        "bbox": {
                            "x1": 317.76,
                            "x2": 515.04,
                            "y1": 221.76,
                            "y2": 499.2
                        }
                    },
                    {
                        "filename": "../figure/image/953-Table2-1.png",
                        "caption": "Table 2: Test set perplexities for the clinical and scientific data. Adjusted perplexities (APP) are directly comparable across all data and models, but perplexities (PP) are sensitive to the varying out-of-vocabulary rates.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 524.16,
                            "y1": 68.64,
                            "y2": 193.92
                        }
                    },
                    {
                        "filename": "../figure/image/953-Table3-1.png",
                        "caption": "Table 3: Test set regression evaluation for the clinical and scientific data. Mean absolute percentage error (MAPE) is scale independent and allows for comparison across data, whereas root mean square and mean absolute errors (RMSE, MAE) are scale dependent. Medians (MdAE, MdAPE) are informative of the distribution of errors.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 524.16,
                            "y1": 245.28,
                            "y2": 406.08
                        }
                    },
                    {
                        "filename": "../figure/image/953-Figure4-1.png",
                        "caption": "Figure 4: Cosine similarities for d-RNN’s output digit embeddings trained on the scientific data.",
                        "page": 6,
                        "bbox": {
                            "x1": 344.64,
                            "x2": 488.15999999999997,
                            "y1": 373.44,
                            "y2": 495.35999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/953-Figure3-1.png",
                        "caption": "Figure 3: Numeral embeddings for the softmax (top) and h-softmax (bottom) models on the clinical data. Numerals are sorted by value.",
                        "page": 6,
                        "bbox": {
                            "x1": 339.84,
                            "x2": 493.44,
                            "y1": 61.44,
                            "y2": 310.08
                        }
                    },
                    {
                        "filename": "../figure/image/953-Table4-1.png",
                        "caption": "Table 4: Examples of numerals with highest probability in each strategy of the combination model.",
                        "page": 7,
                        "bbox": {
                            "x1": 81.6,
                            "x2": 516.0,
                            "y1": 68.64,
                            "y2": 346.08
                        }
                    },
                    {
                        "filename": "../figure/image/953-Figure5-1.png",
                        "caption": "Figure 5: Example model predictions for the h-softmax (top), d-RNN (middle) and MoG (bottom) models. Examples from the clinical development set.",
                        "page": 7,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 289.44,
                            "y1": 390.71999999999997,
                            "y2": 624.0
                        }
                    },
                    {
                        "filename": "../figure/image/953-Figure6-1.png",
                        "caption": "Figure 6: Distributions of significant digits from d-RNN model, data, and theoretical expectation (Benford’s law).",
                        "page": 7,
                        "bbox": {
                            "x1": 316.32,
                            "x2": 498.24,
                            "y1": 411.84,
                            "y2": 523.1999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/953-Figure2-1.png",
                        "caption": "Figure 2: Mixture of Gaussians model. The probability of a numeral is decomposed into the probability of its decimal precision and the probability that an underlying number will produce the numeral when rounded at the given precision.",
                        "page": 3,
                        "bbox": {
                            "x1": 81.6,
                            "x2": 280.32,
                            "y1": 61.44,
                            "y2": 297.12
                        }
                    },
                    {
                        "filename": "../figure/image/953-Table1-1.png",
                        "caption": "Table 1: Statistical description of the clinical and scientific datasets: Number of instances (i.e. paragraphs), maximum and average lengths, proportions of words and numerals, descriptive statistics of numbers.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 524.16,
                            "y1": 241.44,
                            "y2": 363.36
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-2"
        },
        {
            "slides": {
                "0": {
                    "title": "Semantic Similarity Task",
                    "text": [
                        "Given two texts, rate the degree of equivalence in meaning",
                        "Dataset: pairs of text & human annotated similarity, e.g. 0 5 scale",
                        "I will give her a ride to work.",
                        "I will drive her to the company.",
                        "Output: A machine predicts similarity scores for all pairs"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Multi Relational Semantic Similarity Task",
                    "text": [
                        "Similarity can be defined in different ways, i.e. relations",
                        "Some datasets are annotated in multiple relations of similarity",
                        "Human Activity: similarity, relatedness, motivation, actor (Wilson",
                        "SICK: relatedness, entailment (Marelli et al. 2014)",
                        "Typed Similarity: general, author, people, time, location, event, action, subject, description (Agirre et al. 2013)"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Human Activity",
                    "text": [
                        "Similarity: do the two activities describe the same thing?",
                        "Relatedness: are the two activities related to one another?",
                        "Motivation: are the two activities done with the same motivation?",
                        "Actor: are the two activities likely to done by the same person?",
                        "Check email vs. write email (scale of 0-4):",
                        "Similarity Relatedness Motivation Actor"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Sick",
                    "text": [
                        "Sentences Involving Compositional Knowledge",
                        "Relatedness: are the two texts related to one another? (scale 1-5)",
                        "Entailment: does one text entail the other? (three-way)",
                        "Two dogs are wrestling and hugging vs. There is no dog wrestling and hugging"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Typed Similarity",
                    "text": [
                        "A collection of meta-data describing books, paintings, films, museum objects and archival records (scale of 0-5)",
                        "Title: London Bridge, City of London",
                        "Description: A view of London Bridge which is packed with horse-drawn traffic and pedestrians.",
                        "This bridge replaced the earlier medieval bridge upstream. It was built by John Rennie in 1823-31.",
                        "A new bridge, built in the late 1960s now stands on this site today.",
                        "Title: Serpentine Bridge, Hyde Park, Westminster,",
                        "Creator: de Mare, Eric",
                        "Subject: Waterscape Animals Bridge Gardens And",
                        "Description: The Serpentine Bridge in Hyde Park seen from the bank. It was built by George and John",
                        "Rennie, the sons of the geat architect John Rennie, in",
                        "general author people time location event subject description"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Existing Model Single Task",
                    "text": [
                        "Fine-tuning with pre-trained sentence encoder / sentence embeddings",
                        "InferSent: Bi-LSTM with max pooling",
                        "A logistic regression layer is used as the output layer",
                        "All parameters are being tuned during transfer learning",
                        "Treats each relation as a single separate task Relation A: LSTM Out",
                        "No parameter or information is shared among relations of similarity",
                        "Question: can we learn across different relations, by sharing parameters?"
                    ],
                    "page_nums": [
                        6,
                        7
                    ],
                    "images": [
                        "figure/image/960-Figure1-1.png"
                    ]
                },
                "6": {
                    "title": "Proposed Multi Label Model",
                    "text": [
                        "Same sentence encoder model",
                        "All relations share the lower-level parameters in the LSTM",
                        "Each relation has its own output layers",
                        "Each output layer makes a prediction at the same time",
                        "Assuming 2 relations (A and B)",
                        "One output layer per relation Relation A: Out",
                        "The rest of the parameters are shared between the 2 relations",
                        "The 2 losses are summed as the final loss",
                        "All parameters in the model are updated"
                    ],
                    "page_nums": [
                        8,
                        9
                    ],
                    "images": [
                        "figure/image/960-Figure1-1.png"
                    ]
                },
                "7": {
                    "title": "Alternative Multi Task Model",
                    "text": [
                        "Same sentence encoder model",
                        "Alternate between batches of different relations",
                        "Update the related parameters each time",
                        "Assuming 2 relations (A and B) Relation A: Out",
                        "Still 2 output layers LSTM",
                        "Take a batch of pairs, predict relation A Relation B: Out",
                        "Relation A: Out Update parameters",
                        "LSTM The Multi-Task model"
                    ],
                    "page_nums": [
                        10,
                        11,
                        12
                    ],
                    "images": [
                        "figure/image/960-Figure1-1.png"
                    ]
                },
                "8": {
                    "title": "Comparison Between the Models",
                    "text": [
                        "Relation A: LSTM Out",
                        "A: Out A: Out",
                        "Multi-Task Learning LSTM LSTM",
                        "B: Out B: Out"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "9": {
                    "title": "Results",
                    "text": [
                        "means MLL underperforms by a statistically significant margin",
                        "Human Activity dataset (Spearmans correlation)",
                        "Multi-Label Learning (MLL) setting has the best performance mostly SICK dataset (Pearsons correlation)",
                        "Typed-Similarity dataset (Pearsons correlation)"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": [
                        "figure/image/960-Table1-1.png",
                        "figure/image/960-Table3-1.png"
                    ]
                },
                "10": {
                    "title": "Discussion and Conclusion",
                    "text": [
                        "Multi-Label Learning is a simple but effective way to approach multi- relational semantic similarity tasks",
                        "Learning from one similarity relation helps with learning another",
                        "The idea can be applied to any kind of fine-tuning setting (e.g. graph encoder, language model) used in any multi-label datasets",
                        "Further questions and discussions can be directed to Li Zhang"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                }
            },
            "paper_title": "Multi-Label Transfer Learning for Multi-Relational Semantic Similarity",
            "paper_id": "960",
            "paper": {
                "title": "Multi-Label Transfer Learning for Multi-Relational Semantic Similarity",
                "abstract": "Multi-relational semantic similarity datasets define the semantic relations between two short texts in multiple ways, e.g., similarity, relatedness, and so on. Yet, all the systems to date designed to capture such relations target one relation at a time. We propose a multi-label transfer learning approach based on LSTM to make predictions for several relations simultaneously and aggregate the losses to update the parameters. This multi-label regression approach jointly learns the information provided by the multiple relations, rather than treating them as separate tasks. Not only does this approach outperform the single-task approach and the traditional multi-task learning approach, it also achieves state-of-the-art performance on all but one relation of the Human Activity Phrase dataset.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Semantic similarity, or relating short texts or sentences 1 in a semantic space -be those phrases, sentences or short paragraphs -is a task that requires systems to determine the degree of equivalence between the underlying semantics of the two sentences."
                    },
                    {
                        "id": 1,
                        "string": "Although relatively easy for humans, this task remains one of the most difficult natural language understanding problems."
                    },
                    {
                        "id": 2,
                        "string": "The task has been receiving significant interest from the research community."
                    },
                    {
                        "id": 3,
                        "string": "For instance, from 2012 to 2017, the International Workshop on Semantic Evaluation (SemEval) has been holding the Semantic Textual Similarity (STS) shared tasks (Agirre et al., 2012 (Agirre et al., , 2013b (Agirre et al., , 2015 (Agirre et al., , 2016 Cer et al., 2017) , dedicated to tackling this problem, with close to 100 team submissions each year."
                    },
                    {
                        "id": 4,
                        "string": "In some semantic similarity datasets, an example consists of a sentence pair and a single annotated similarity score, while in others, each pair 1 In this work, we do not consider word level similarity."
                    },
                    {
                        "id": 5,
                        "string": "comes with multiple annotations."
                    },
                    {
                        "id": 6,
                        "string": "We refer to the latter as multi-relational semantic similarity tasks."
                    },
                    {
                        "id": 7,
                        "string": "The inclusion of multiple annotations per example is motivated by the fact that there can be different relations, namely different types of similarity between two sentences."
                    },
                    {
                        "id": 8,
                        "string": "So far, these relations have been treated as separate tasks, where a model trains and tests on one relation at a time while ignoring the rest."
                    },
                    {
                        "id": 9,
                        "string": "However, we hypothesize that each relation may contain useful information about the others, and training on only one relation inevitably neglects some relevant information."
                    },
                    {
                        "id": 10,
                        "string": "Thus, training jointly on multiple relations may improve performance on one or more relations."
                    },
                    {
                        "id": 11,
                        "string": "We propose a joint multi-label transfer learning setting based on LSTM, and show that it can be an effective solution for the multi-relational semantic similarity tasks."
                    },
                    {
                        "id": 12,
                        "string": "Due to the small size of multirelational semantic similarity datasets and the recent success of LSTM-based sentence representations (Wieting and Gimpel, 2018; Conneau et al., 2017) , the model is pre-trained on a large corpus and transfer learning is applied using fine-tuning."
                    },
                    {
                        "id": 13,
                        "string": "In our setting, the network is jointly trained on multiple relations by outputting multiple predictions (one for each relation) and aggregating the losses during back-propagation."
                    },
                    {
                        "id": 14,
                        "string": "This is different from the traditional multi-task learning setting where the model makes one prediction at a time, switching between the tasks."
                    },
                    {
                        "id": 15,
                        "string": "We treat the multi-task setting and the single-task setting (i.e., where a separate model is learned for each relation) as baselines, and show that the multi-label setting outperforms them in many cases, achieving state-of-the-art performance on all but one relation of the Human Activity Phrase dataset (Wilson and Mihalcea, 2017 )."
                    },
                    {
                        "id": 16,
                        "string": "In addition to success on multi-relational semantic similarity tasks, the multi-label transfer learning setting that we propose can easily be paired with other neural network architectures and applied to any dataset with multiple annotations available for each training instance."
                    },
                    {
                        "id": 17,
                        "string": "Multi-Label Transfer Learning We introduce a multi-label transfer learning setting by modifying the architecture of the LSTMbased sentence encoder, specifically designed for multi-relational semantic similarity tasks."
                    },
                    {
                        "id": 18,
                        "string": "Architecture We employ the \"hard-parameter sharing\" setting (Caruana, 1998) , where some hidden layers are shared across multiple tasks while each task has its own specific output layer."
                    },
                    {
                        "id": 19,
                        "string": "As shown in Figure 1 , using an example of a semantic similarity dataset with two relations, sentence L and sentence R in a pair are first mapped to word vector sequences and then encoded as sentence embeddings."
                    },
                    {
                        "id": 20,
                        "string": "Up to this step, the choice of the word embedding matrix and sentence encoder is flexible, and we outline our choice in the sections to follow."
                    },
                    {
                        "id": 21,
                        "string": "For each relation that has been annotated with a ground-truth label, a dedicated output dense layer takes the two sentence embeddings as input and outputs a probability distribution across the range of possible scores."
                    },
                    {
                        "id": 22,
                        "string": "The output dense layers follow the methods of Tai et al."
                    },
                    {
                        "id": 23,
                        "string": "(2015) ."
                    },
                    {
                        "id": 24,
                        "string": "With two such dense output layers, two losses are calculated, one for each relation."
                    },
                    {
                        "id": 25,
                        "string": "The total loss is calculated as the sum of the two losses for backpropagation which updates all parameters in the end-to-end network."
                    },
                    {
                        "id": 26,
                        "string": "Model We use InferSent (Conneau et al., 2017) as the sentence encoder due to its outstanding performances reported on various semantic similarity tasks."
                    },
                    {
                        "id": 27,
                        "string": "Due to the small sizes of the evaluation datasets, we use the sentence encoder pre-trained on the Stanford Natural Language Inference corpus (Bowman et al., 2015) and Multi-Genre Natural Language Inference corpus (Williams et al., 2018) , and transfer to the semantic similarity tasks using fine-tuning."
                    },
                    {
                        "id": 28,
                        "string": "In this process, the output layers for multi-label learning discussed above are stacked on top of the InferSent network, forming an end-to-end model for training and testing on semantic similarity tasks."
                    },
                    {
                        "id": 29,
                        "string": "Comparison with Multi-Task Learning Neither multi-task nor multi-label learning have been used for multi-relational semantic similarity datasets."
                    },
                    {
                        "id": 30,
                        "string": "For these datasets, either multi-task or multi-label learning can be achieved by treating each relation as a \"task.\""
                    },
                    {
                        "id": 31,
                        "string": "The key differences between the two are the relations involved in each forward-backward pass and the timing of the parameter updates."
                    },
                    {
                        "id": 32,
                        "string": "Consider a training step in the two-relation example in Figure 1 : A multi-task learning model would pick a batch of sentences pairs, only consider Label L, only calculate Loss L, and all parameters except those of dense layer d R are updated."
                    },
                    {
                        "id": 33,
                        "string": "Then, within the same batch, 2 the model would only consider Label R, only calculate Loss R, and all parameters except those of dense layer d L are updated."
                    },
                    {
                        "id": 34,
                        "string": "A multi-label learning model (our model) would pick a batch of sentences pairs, consider both Label L and Label R, calculate Loss L and Loss R, aggregate them as the total loss, and update all parameters."
                    },
                    {
                        "id": 35,
                        "string": "Experiments To show the effectiveness of the multi-label transfer learning setting, we experiment on three semantic similarity datasets with multiple relations annotated, and use one LSTM-based sentence encoder that has been very successful in many downstream tasks."
                    },
                    {
                        "id": 36,
                        "string": "Datasets We study three semantic similarity datasets with multiple relations with texts of different lengths, spanning phrases, sentences, and short paragraphs."
                    },
                    {
                        "id": 37,
                        "string": "Human Activity Phrase (Wilson and Mihalcea, 2017) : a collection of pairs of phrases regarding human activities, annotated with the following four different relations."
                    },
                    {
                        "id": 38,
                        "string": "• Similarity (SIM): The degree to which the two activity phrases describe the same thing, semantic similarity in a strict sense."
                    },
                    {
                        "id": 39,
                        "string": "Example of high similarity phrases: to watch a film and to see a movie."
                    },
                    {
                        "id": 40,
                        "string": "• Relatedness (REL): The degree to which the activities are related to one another, a general semantic association between two phrases."
                    },
                    {
                        "id": 41,
                        "string": "Example of strongly related phrases: to give a gift and to receive a present."
                    },
                    {
                        "id": 42,
                        "string": "• Motivational alignment (MA): The degree to which the activities are (typically) done with similar motivations."
                    },
                    {
                        "id": 43,
                        "string": "Example of phrases with potentially similar motivations: to eat dinner with family members and to visit relatives."
                    },
                    {
                        "id": 44,
                        "string": "• Perceived actor congruence (PAC): The degree to which the activities are expected to be done by the same type of person."
                    },
                    {
                        "id": 45,
                        "string": "An example of a pair with a high PAC score: to pack a suitcase and to travel to another state."
                    },
                    {
                        "id": 46,
                        "string": "The phrases are generated, paired and scored on Amazon Mechanical Turk."
                    },
                    {
                        "id": 47,
                        "string": "3 The annotated input."
                    },
                    {
                        "id": 48,
                        "string": "3 https://www.mturk.com/ scores range from 0 to 4 for SIM, REL and MA, and −2 to 2 for PAC."
                    },
                    {
                        "id": 49,
                        "string": "The evaluation is based on the Spearman's ρ correlation coefficient between the systems' predicted scores and the human annotations."
                    },
                    {
                        "id": 50,
                        "string": "There are 1,000 pairs in the dataset."
                    },
                    {
                        "id": 51,
                        "string": "We also use the supplemental 1,373 pairs from Zhang et al."
                    },
                    {
                        "id": 52,
                        "string": "(2018) in which 1,000 pairs are randomly selected for training and the rest are used for development."
                    },
                    {
                        "id": 53,
                        "string": "We then treat the original 1,000 pairs as a held-out test set so that our results are directly comparable with those previously reported."
                    },
                    {
                        "id": 54,
                        "string": "SICK (Marelli et al., 2014b,a) : the Sentences Involving Compositional Knowledge benchmark, which includes a large number of sentence pairs that are rich in the lexical, syntactic and semantic phenomena."
                    },
                    {
                        "id": 55,
                        "string": "Each pair of sentences is annotated in two dimensions: relatedness and entailment."
                    },
                    {
                        "id": 56,
                        "string": "The relatedness score ranges from 1 to 5, and Pearson's r is used for evaluation; the entailment relation is categorical, consisting of entailment, contradiction, and neutral."
                    },
                    {
                        "id": 57,
                        "string": "There are 4439 pairs in the train split, 495 in the trial split used for development and 4906 in the test split."
                    },
                    {
                        "id": 58,
                        "string": "The sentence pairs are generated from image and video caption datasets before being paired up using some algorithm."
                    },
                    {
                        "id": 59,
                        "string": "Due to the lack of human supervision in the process, some sentence pairs display minimal difference in semantic components, making the SICK tasks simpler than the others we study."
                    },
                    {
                        "id": 60,
                        "string": "Typed-Similarity (Agirre et al., 2013b): a collection of meta-data describing books, paintings, films, museum objects and archival records taken from Europeana, 4 presented as the pilot track in the SemEval 2013 STS shared task."
                    },
                    {
                        "id": 61,
                        "string": "Typically, the items consist of title, subject, description, and so on, describing a cultural heritage item and, sometimes, a thumbnail of the item itself."
                    },
                    {
                        "id": 62,
                        "string": "For the purpose of measuring semantic similarity, we concatenate all the textual entries such as title, creator, subject and description into a short paragraph that is used as input, although the annotations might be informed of the image aspects of the meta-data."
                    },
                    {
                        "id": 63,
                        "string": "Each pair of items is annotated on eight dimensions of similarity: general similarity, author, people involved, time, location, event or action involved, subject and description."
                    },
                    {
                        "id": 64,
                        "string": "There are 750 pairs in the train split, of which we randomly sample 500 for training and 250 for development, and 721 in the test split."
                    },
                    {
                        "id": 65,
                        "string": "Pearson's r is used for evaluation."
                    },
                    {
                        "id": 66,
                        "string": "Baselines We compare the multi-label setting with two baselines: • Single-task, where each relation is treated as an individual task."
                    },
                    {
                        "id": 67,
                        "string": "For each relation, a model with only one output dense layer is trained and tested, ignoring the annotations of all other relations."
                    },
                    {
                        "id": 68,
                        "string": "• Multi-task, where only one relation is involved during each round of feed-forward and back-propagation."
                    },
                    {
                        "id": 69,
                        "string": "Experimental Details In each experiment, we use stochastic gradient descent and a batch size of 16."
                    },
                    {
                        "id": 70,
                        "string": "We tune the learning rate over {0.1, 0.5, 1, 5} and number of epochs over {10, 20}."
                    },
                    {
                        "id": 71,
                        "string": "For each dataset discussed above, we tune these hyperparameters on the development set."
                    },
                    {
                        "id": 72,
                        "string": "All other hyperparameters maintain their values from the original code."
                    },
                    {
                        "id": 73,
                        "string": "5 In the single-task setting, the model is trained and tested on each relation, ignoring the annotations of other relations."
                    },
                    {
                        "id": 74,
                        "string": "In the multi-task settings, the model is trained and tested on all the relations in a dataset."
                    },
                    {
                        "id": 75,
                        "string": "In the multitask setting, relations are presented to the model in the order they are listed in the result tables within each batch."
                    },
                    {
                        "id": 76,
                        "string": "Evaluation The results are shown in Tables 1, 2 and 3."
                    },
                    {
                        "id": 77,
                        "string": "For every experiment (represented by a cell in the tables), 30 runs with different random seeds are recorded and the average is reported."
                    },
                    {
                        "id": 78,
                        "string": "For each relation (each column in the tables), let the true mean performance of multi-label learning, singletask baseline and multi-task baseline be µ MLL , µ single , µ MTL , respectively."
                    },
                    {
                        "id": 79,
                        "string": "Two one-sided Student's t-tests are conducted to test if multi-label learning outperforms the baselines for that relation."
                    },
                    {
                        "id": 80,
                        "string": "The significance level is chosen to be 0.05."
                    },
                    {
                        "id": 81,
                        "string": "A down-arrow ↓ indicates that our proposed multilabel learning underperforms a baseline, while an up-arrow ↑ indicates that our proposed multi-label learning outperforms a baseline."
                    },
                    {
                        "id": 82,
                        "string": "5 https://github.com/facebookresearch/InferSent 5 Discussion Results For the Human Activity Phrase dataset, the singletask setting already achieves state-of-the-art performances on SIM, REL and PAC relations, surpassing the previous best results reported by Zhang et al."
                    },
                    {
                        "id": 83,
                        "string": "(2018) , which achieved Spearman's correlation coefficient of .710 in SIM, .715 in REL, .690 in MA and .549 in PAC."
                    },
                    {
                        "id": 84,
                        "string": "This approach is based on fine-tuning a bi-directional LSTM with average-pooling pre-trained on translated texts (Wieting and Gimpel, 2018) ."
                    },
                    {
                        "id": 85,
                        "string": "Using multi-label learning, our model is able to gain a statistically significant improvement in the performance of REL compared to the single-task setting, while maintaining performance for the other relations."
                    },
                    {
                        "id": 86,
                        "string": "The traditional multi-task setting, however, performs significantly worse than the other settings."
                    },
                    {
                        "id": 87,
                        "string": "For the entailment task on the SICK dataset, our multi-label setting outperforms the singletask baseline and the previous best results of In-ferSent."
                    },
                    {
                        "id": 88,
                        "string": "These best results consisted of an accuracy of 86.3% achieved using a logistic regression classifier and sentence embeddings generated by pre-trained InferSent as features (Conneau et al., 2017 )."
                    },
                    {
                        "id": 89,
                        "string": "In the relatedness task, this setting achieved a Pearson's correlation coefficient of .885, which even our our multi-label setting is unable to beat."
                    },
                    {
                        "id": 90,
                        "string": "However, the multi-label setting does have a statistically significant performance gain compared to the single-task setting in the relatedness task, while the traditional multi-task setting underperforms the other settings."
                    },
                    {
                        "id": 91,
                        "string": "For the Typed-Similarity dataset, the previous best results are achieved using rich feature engineering without the use of sentence embeddings, with a different scoring scheme for each relation (Agirre et al., 2013a) ."
                    },
                    {
                        "id": 92,
                        "string": "While this method yielded better results than all of the transfer learning approaches we compare, it should be noted that this approach is specific to tackling this dataset, unlike the transfer learning settings that are generalizable to other scenarios."
                    },
                    {
                        "id": 93,
                        "string": "One potential reason for the discrepancy in performance is that some relations such as time, people involved, or events may be easily or sometimes trivially captured by information retrieval techniques such as named entity recognition."
                    },
                    {
                        "id": 94,
                        "string": "Using sentence embeddings and transfer learning for all the relations, though simpler, may face greater challenge in the rela-   tions mentioned above."
                    },
                    {
                        "id": 95,
                        "string": "Among the three transfer learning approaches, our multi-label setting is still superior, outperforming the single-task setting in over half of the relations, and outperforming the multi-task setting in all relations."
                    },
                    {
                        "id": 96,
                        "string": "Empirical Recommendation While our results above show that multi-label learning is almost always the most effective way to transfer sentence embeddings in multi-relational semantic similarity tasks, in some situations simply training with one relation might yield better performance (such as the general similarity relation in the Typed-Similarity dataset)."
                    },
                    {
                        "id": 97,
                        "string": "This suggests that the choice of multi-label learning or single-task learning can be tuned as a hyperparameter empirically for the optimal performance on a task."
                    },
                    {
                        "id": 98,
                        "string": "Other Considerations and Discussions In the multi-label setting, we calculate the total loss by summing the loss from each dimension."
                    },
                    {
                        "id": 99,
                        "string": "We also explore weighting the loss from each di-mension by factors of 2, 5 and 10, but doing so hurts the performance for all dimensions."
                    },
                    {
                        "id": 100,
                        "string": "In the multi-task setting, we attempt different ordering of the dimensions when presenting them to the model within a batch of examples, but the difference in performance is not statistically significant."
                    },
                    {
                        "id": 101,
                        "string": "Furthermore, the multi-task setting takes about n times longer to train than the multi-label setting, where n is number of dimensions of annotations."
                    },
                    {
                        "id": 102,
                        "string": "Conclusions We introduced a multi-label transfer learning setting designed specifically for semantic similarity tasks with multiple relations annotations."
                    },
                    {
                        "id": 103,
                        "string": "By experimenting with a variety of relations in three datasets, we showed that the multi-label setting can outperform single-task and traditional multitask settings in many cases."
                    },
                    {
                        "id": 104,
                        "string": "Future work includes exploring the performance of this setting with other sentence encoders, as well as multi-label datasets outside of the domain of semantic similarity."
                    },
                    {
                        "id": 105,
                        "string": "This may include NLP datasets annotated with author information for multiple dimensions, or computer vision datasets with multiple annotations for scenes."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 16
                    },
                    {
                        "section": "Multi-Label Transfer Learning",
                        "n": "2",
                        "start": 17,
                        "end": 17
                    },
                    {
                        "section": "Architecture",
                        "n": "2.1",
                        "start": 18,
                        "end": 25
                    },
                    {
                        "section": "Model",
                        "n": "2.2",
                        "start": 26,
                        "end": 28
                    },
                    {
                        "section": "Comparison with Multi-Task Learning",
                        "n": "2.3",
                        "start": 29,
                        "end": 34
                    },
                    {
                        "section": "Experiments",
                        "n": "3",
                        "start": 35,
                        "end": 35
                    },
                    {
                        "section": "Datasets",
                        "n": "3.1",
                        "start": 36,
                        "end": 65
                    },
                    {
                        "section": "Baselines",
                        "n": "3.2",
                        "start": 66,
                        "end": 68
                    },
                    {
                        "section": "Experimental Details",
                        "n": "3.3",
                        "start": 69,
                        "end": 75
                    },
                    {
                        "section": "Evaluation",
                        "n": "4",
                        "start": 76,
                        "end": 81
                    },
                    {
                        "section": "Results",
                        "n": "5.1",
                        "start": 82,
                        "end": 95
                    },
                    {
                        "section": "Empirical Recommendation",
                        "n": "5.2",
                        "start": 96,
                        "end": 97
                    },
                    {
                        "section": "Other Considerations and Discussions",
                        "n": "5.3",
                        "start": 98,
                        "end": 101
                    },
                    {
                        "section": "Conclusions",
                        "n": "6",
                        "start": 102,
                        "end": 105
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/960-Table2-1.png",
                        "caption": "Table 2: The performance in Spearman’s ρ on the Human Activity Phrase dataset.",
                        "page": 4,
                        "bbox": {
                            "x1": 86.88,
                            "x2": 275.03999999999996,
                            "y1": 200.64,
                            "y2": 257.28
                        }
                    },
                    {
                        "filename": "../figure/image/960-Table3-1.png",
                        "caption": "Table 3: The performance in Pearson’s r on the SICK dataset, in accordance with the specification of the dataset to allow for direct comparison with previous results.",
                        "page": 4,
                        "bbox": {
                            "x1": 94.56,
                            "x2": 268.32,
                            "y1": 307.68,
                            "y2": 364.32
                        }
                    },
                    {
                        "filename": "../figure/image/960-Table1-1.png",
                        "caption": "Table 1: The performance in Pearson’s r on the Typed-Similarity dataset, in accordance with the specification of the dataset to allow for direct comparison with previous results. The results of single task and multi-task learning (MTL) are followed by ↑ if it is statically significantly lower than those of multi-label learning (MLL), and they are followed by ↓ otherwise.",
                        "page": 4,
                        "bbox": {
                            "x1": 94.56,
                            "x2": 503.03999999999996,
                            "y1": 62.879999999999995,
                            "y2": 119.03999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/960-Figure1-1.png",
                        "caption": "Figure 1: Overview of the multi-label architecture.",
                        "page": 1,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 286.08,
                            "y1": 61.44,
                            "y2": 490.08
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-3"
        },
        {
            "slides": {
                "0": {
                    "title": "Why document level machine translation",
                    "text": [
                        "Most state-of-the-art NMT models translate sentences independently",
                        "Discourse phenomena are ignored, e.g., pronominal anaphora and coherence, which may have long-range dependency",
                        "Most of the works in document NMT focus on using a few previous sentences as context ignoring the rest of the document",
                        "The global document context for MT [Maruf and Haffari, 2018]"
                    ],
                    "page_nums": [
                        3,
                        4,
                        5,
                        6,
                        7
                    ],
                    "images": []
                },
                "1": {
                    "title": "Why selective attention for document MT",
                    "text": [
                        "Soft attention over words in the document context",
                        "Forms a long-tail absorbing significant probability mass",
                        "Incapable of ignoring irrelevant words",
                        "Not scalable to long documents"
                    ],
                    "page_nums": [
                        8,
                        9,
                        10,
                        11,
                        12,
                        13
                    ],
                    "images": []
                },
                "2": {
                    "title": "This Work",
                    "text": [
                        "We propose a sparse and hierarchical attention approach for document",
                        "identifies the key sentences in the global document context, and",
                        "attends to the key words within those sentences"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "3": {
                    "title": "Hierarchical Selective Context Attention",
                    "text": [
                        "For each query word:",
                        "s : attention weights given to sentences in context",
                        "w : attention weights given to words in context",
                        "hier : re-scaled attention weights of words in context",
                        "Vw : from words in context"
                    ],
                    "page_nums": [
                        16,
                        17,
                        18,
                        19,
                        20
                    ],
                    "images": []
                },
                "4": {
                    "title": "Hierarchical Selective Attention over Source Document",
                    "text": [
                        "Sparse sentence-level key matching: identify relevant sentences",
                        "Qs : representation of words in current sentence Ks : representation of sentences in context",
                        "Sparse word-level key matching: identify relevant words in relevant sentences",
                        "Qw : representation of words in current sentence Kw : representation of words in context",
                        "Read the word-level values with the attention weights"
                    ],
                    "page_nums": [
                        21,
                        22,
                        23,
                        24,
                        25,
                        26,
                        27,
                        28,
                        29,
                        30,
                        31,
                        32
                    ],
                    "images": [
                        "figure/image/963-Figure1-1.png"
                    ]
                },
                "5": {
                    "title": "Flat Attention over Source Document",
                    "text": [
                        "Soft sentence-level attention over all sentences in the document context",
                        "K V : representation of sentences in context",
                        "Comparison to [Maruf and Haffari, 2018]:",
                        "Soft word-level attention over all words in the document context",
                        "K V : representation of words in context"
                    ],
                    "page_nums": [
                        33,
                        34,
                        35,
                        36,
                        37,
                        38,
                        39,
                        40
                    ],
                    "images": [
                        "figure/image/963-Figure1-1.png"
                    ]
                },
                "6": {
                    "title": "Document level Context Layer",
                    "text": [
                        "Hierarchical selective or Flat",
                        "Monolingual context (source) integrated in encoder",
                        "Bilingual context (source & target) integrated in decoder"
                    ],
                    "page_nums": [
                        41,
                        42,
                        43,
                        44
                    ],
                    "images": [
                        "figure/image/963-Figure2-1.png",
                        "figure/image/963-Figure3-1.png"
                    ]
                },
                "7": {
                    "title": "Our Models and Settings",
                    "text": [
                        "Hierarchical Attention over context",
                        "sparse at sentence-level, soft at word-level sparse at both sentence and word-level",
                        "Flat Attention over context"
                    ],
                    "page_nums": [
                        45,
                        46,
                        47,
                        48,
                        49
                    ],
                    "images": []
                },
                "8": {
                    "title": "Experimental Setup",
                    "text": [
                        "Training/dev/test corpora statistics for En-De:",
                        "Domain #Sentences Document length",
                        "Context-agnostic baselines (RNNSearch, Transformer)",
                        "Local source context baselines for online document MT:",
                        "Evaluation Metrics: BLEU, METEOR"
                    ],
                    "page_nums": [
                        51
                    ],
                    "images": []
                },
                "9": {
                    "title": "Bilingual Context integration in Decoder Online Setting",
                    "text": [
                        "Transformer [Miculicich et al., 2018] Attention(sent) Attention(word) H-Attention(sp-soft) H-Attention(sp-sp)"
                    ],
                    "page_nums": [
                        52,
                        53,
                        54,
                        55,
                        56,
                        57,
                        58
                    ],
                    "images": []
                },
                "10": {
                    "title": "Analyses",
                    "text": [
                        "Automatic evaluation metrics for translation do not assess how well models translate inter-sentential phenomena",
                        "Measure accuracy of translating English pronoun it to its German counterparts es, er and sie using a contrastive test set",
                        "Perform subjective evaluation in terms of adequacy and fluency"
                    ],
                    "page_nums": [
                        59,
                        60,
                        61
                    ],
                    "images": []
                },
                "11": {
                    "title": "Accuracy of pronoun translation vs antecedent distance",
                    "text": [
                        "Transformer [Miculicich et al., 2018] Attention(sent) Attention(word) H-Attention(sp-soft) H-Attention(sp-sp)"
                    ],
                    "page_nums": [
                        62,
                        63,
                        64,
                        65,
                        66
                    ],
                    "images": []
                },
                "12": {
                    "title": "Model Complexity",
                    "text": [
                        "Model #Params Speed (words/sec.)"
                    ],
                    "page_nums": [
                        67,
                        68,
                        69,
                        70,
                        71
                    ],
                    "images": []
                },
                "13": {
                    "title": "Qualitative Analysis",
                    "text": [
                        "Src: Croatia is their homeland , too .",
                        "Tgt: Kroatien ist auch ihre Heimat .",
                        "Transformer: Kroatien ist auch seine Heimat .",
                        "Our Model: Kroatien ist auch ihr Heimatland .",
                        "Head 8: Top sentences with attention to words related to the antecedent",
                        "s j1: to name but a few , these include cooperation with the Hague Tribunal efforts",
                        "made so far in prosecuting corruption restructuring the economy and finances",
                        "and greater commitment and sincerity in eliminating the obstacles to the return",
                        "of Croatia s Serbian population",
                        "s j4: by signing a border arbitration agreement with its neighbour Slovenia",
                        "the new Croatian Government has not only eliminated an obstacle to the",
                        "negotiating process but has also paved the way for the resolution of other",
                        "Src: my thoughts are also with the victims .",
                        "Our Model: meine Gedanken sind auch bei den Opfern .",
                        "Transformer: ich denke auch an die Opfer .",
                        "Head 2: Top sentences with attention to related words",
                        "s j2: ( FR ) Madam President , many things have already been said , but I would",
                        "like to echo all the words of sympathy and support that have already been",
                        "addressed to the peoples of Tunisia and Egypt",
                        "s j+4: it must implement a strong strategy towards these countries",
                        "s j1: they are a symbol of hope for all those who defend freedom"
                    ],
                    "page_nums": [
                        72,
                        73,
                        74,
                        75,
                        76,
                        86,
                        87
                    ],
                    "images": []
                },
                "14": {
                    "title": "Summary",
                    "text": [
                        "Proposed a novel and scalable top-down approach to hierarchical attention for document NMT",
                        "Our experiments in two document MT settings show that our approach surpasses context-agnostic and context-aware baselines in majority cases",
                        "Investigate benefits of sparse attention in terms of better interpretability of context-aware NMT models"
                    ],
                    "page_nums": [
                        78,
                        79,
                        80
                    ],
                    "images": []
                },
                "15": {
                    "title": "Implementation and Hyperparameters",
                    "text": [
                        "DyNet C++ interface [Neubig et al., 2017], using Transformer-DyNet"
                    ],
                    "page_nums": [
                        83
                    ],
                    "images": []
                }
            },
            "paper_title": "Selective Attention for Context-aware Neural Machine Translation",
            "paper_id": "963",
            "paper": {
                "title": "Selective Attention for Context-aware Neural Machine Translation",
                "abstract": "Despite the progress made in sentence-level NMT, current systems still fall short at achieving fluent, good quality translation for a full document. Recent works in context-aware NMT consider only a few previous sentences as context and may not scale to entire documents. To this end, we propose a novel and scalable top-down approach to hierarchical attention for context-aware NMT which uses sparse attention to selectively focus on relevant sentences in the document context and then attends to key words in those sentences. We also propose single-level attention approaches based on sentence or word-level information in the context. The document-level context representation, produced from these attention modules, is integrated into the encoder or decoder of the Transformer model depending on whether we use monolingual or bilingual context. Our experiments and evaluation on English-German datasets in different document MT settings show that our selective attention approach not only significantly outperforms context-agnostic baselines but also surpasses context-aware baselines in most cases.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Neural machine translation has grown immensely in the past few years, from the simplistic RNNbased encoder-decoder models (Sutskever et al., 2014; Bahdanau et al., 2015) to the state-of-the-art Transformer architecture (Vaswani et al., 2017) ."
                    },
                    {
                        "id": 1,
                        "string": "Most of these models rely on the attention mechanism as a major component, which involves focusing on different parts of a sequence to compute new representations, and has proven to be quite effective in improving the translation quality (Vaswani et al., 2017) ."
                    },
                    {
                        "id": 2,
                        "string": "However, all of these models share the same inherent problem: the translation is still performed on a sentence-by-sentence * * Work initiated during an internship at Unbabel."
                    },
                    {
                        "id": 3,
                        "string": "basis, thus ignoring the long-range dependencies which may be useful when it comes to translating discourse phenomena."
                    },
                    {
                        "id": 4,
                        "string": "More recently, context-aware NMT has been gaining significant traction from the MT community with majority of works coming out in the past two years."
                    },
                    {
                        "id": 5,
                        "string": "Most of these focus on using a few previous sentences as context (Jean et al., 2017; Wang et al., 2017; Tu et al., 2018; Miculicich et al., 2018) and neglect the rest of the document."
                    },
                    {
                        "id": 6,
                        "string": "Only one existing work has endeavoured to consider the full document context , thus proposing a more generalised approach to document-level NMT."
                    },
                    {
                        "id": 7,
                        "string": "However, the model is restrictive as the document-level attention computed is sentence-based and static (computed only once for the sentence being translated)."
                    },
                    {
                        "id": 8,
                        "string": "A more recent work (Miculicich et al., 2018) proposes to use a hierarchical attention network (HAN) (Yang et al., 2016) to model the contextual information in a structured manner using word-level and sentencelevel abstractions; yet, it uses a limited number of past source and target sentences as context and is not scalable to entire document."
                    },
                    {
                        "id": 9,
                        "string": "In this work, we propose a selective attention approach to first selectively focus on relevant sentences in the global document-context and then attend to key words in those sentences, while ignoring the rest."
                    },
                    {
                        "id": 10,
                        "string": "1 Towards this goal, we use sparse attention, enabling an efficient and scalable use of the context."
                    },
                    {
                        "id": 11,
                        "string": "The intuition behind this is the way humans translate a sentence containing ambiguous words."
                    },
                    {
                        "id": 12,
                        "string": "They may look for sentences in the whole document which contain similar words and just focus on those for the translation."
                    },
                    {
                        "id": 13,
                        "string": "This attention, which we call Hierarchical Attention, is computed dynamically for each query word."
                    },
                    {
                        "id": 14,
                        "string": "Furthermore, we propose a Flat Attention approach which is based on either sentence or word-level information in the context."
                    },
                    {
                        "id": 15,
                        "string": "We integrate the document-level context representation, produced from these attention modules, into the encoder or decoder of the Transformer model depending on whether we consider monolingual (source-side) or bilingual (both source and target-side) context."
                    },
                    {
                        "id": 16,
                        "string": "Our contributions are as follows: (i) we propose a novel and efficient top-down approach to hierarchical attention for context-aware NMT, (ii) we compare variants of selective attention with both context-agnostic and context-aware baselines, and (iii) we run experiments in both online (only past context) and offline (both past and future context) settings on three English-German datasets."
                    },
                    {
                        "id": 17,
                        "string": "Experiments show that our approach improves upon the Transformer by an overall +1.34, +2.06 and +1.18 BLEU for TED Talks, News-Commentary and Europarl, respectively."
                    },
                    {
                        "id": 18,
                        "string": "It also outperforms two recent context-aware baselines Miculicich et al., 2018) in majority of the cases."
                    },
                    {
                        "id": 19,
                        "string": "Background Neural Machine Translation Generic NMT models are based on an encoderdecoder architecture (Bahdanau et al., 2015; Vaswani et al., 2017) ."
                    },
                    {
                        "id": 20,
                        "string": "The encoder reads the source sentence denoted by x = (x 1 , x 2 , ..., x M ) and maps it to a continuous representation z = (z 1 , z 2 , ..., z M )."
                    },
                    {
                        "id": 21,
                        "string": "Given z, an attentional decoder generates the target translation y = (y 1 , y 2 , ..., y N ) one word at a time in a left-to-right fashion."
                    },
                    {
                        "id": 22,
                        "string": "The popular Transformer architecture (Vaswani et al., 2017) follows the same structure by using stacked self-attention and point-wise, fully connected layers for both the encoder and decoder."
                    },
                    {
                        "id": 23,
                        "string": "Encoder The encoder stack is composed of L identical layers, each containing two sub-layers."
                    },
                    {
                        "id": 24,
                        "string": "The first, a multi-head self-attention sub-layer, allows each position in the encoder to attend to all positions in the previous layer of the encoder, while the second, a feed-forward network, uses two linear transformations with a ReLU activation."
                    },
                    {
                        "id": 25,
                        "string": "Decoder The decoder stack is also composed of L identical layers."
                    },
                    {
                        "id": 26,
                        "string": "In addition to the two sublayers, the decoder inserts a third sub-layer, which performs multi-head attention over the output of the encoder stack."
                    },
                    {
                        "id": 27,
                        "string": "Masking is used in the selfattention sub-layer to prevent positions from attending to subsequent positions thus avoiding leftward flow of information."
                    },
                    {
                        "id": 28,
                        "string": "Document-level Machine Translation In general, the probability of a document translation Y given the source document X is given by: P θ (Y |X) = J j=1 P θ (y j |x j , D −j ) (1) where y j and x j denote the j th target and source sentence, respectively, and D −j = {X −j , Y −j } is the collection of all other sentences in the source and target document."
                    },
                    {
                        "id": 29,
                        "string": "Since generic NMT models translate one word at a time, Eq."
                    },
                    {
                        "id": 30,
                        "string": "1 becomes: P θ (Y |X) = J j=1 N n=1 P θ (y j n |y j <n , x j , D −j ) (2) where y j n is the n th word of the j th target sentence and y j <n are the previously generated words."
                    },
                    {
                        "id": 31,
                        "string": "Training The document-conditioned NMT model P θ (y j |x j , D −j ) is realised using a neural architecture and usually trained via a two-step procedure Miculicich et al., 2018) ."
                    },
                    {
                        "id": 32,
                        "string": "The first step involves pre-training a standard sentence-level NMT model, and the second step involves optimising the parameters of the whole model, i.e., both the document-level and the sentence-level parameters."
                    },
                    {
                        "id": 33,
                        "string": "Decoding To generate the best translation for a full document according to the document MT model, the problem of maximizing Eq."
                    },
                    {
                        "id": 34,
                        "string": "1 is solved using a two-pass Iterative Decoding strategy : first, the translation of each sentence is initialised using the sentence-based NMT model; then, each translation is updated using the context-aware NMT model fixing the other sentences' translations."
                    },
                    {
                        "id": 35,
                        "string": "Proposed Approach The main goal of this paper is to have a documentlevel NMT model which is memory-efficient, scalable, and capable of listening to the entire document."
                    },
                    {
                        "id": 36,
                        "string": "To achieve this, we augment a sentencelevel NMT model (the Transformer (Vaswani et al., 2017) ) with an efficient hierarchical attention mechanism which has the ability to identify the key sentences in the document context and then attend to the key words within those sentences."
                    },
                    {
                        "id": 37,
                        "string": "As mentioned previously, we want to maximise P θ (y j |x j , D −j ), where we take D −j to be either the monolingual source or bilingual source and target-side context in two settings: offlinethe context comes from both past and future, and online-the context comes from only the past."
                    },
                    {
                        "id": 38,
                        "string": "In this section, we show how to represent the document-level context using our Context Layer, how to regulate the information at the sentence and document-level using context gating and finally we present our integrated model."
                    },
                    {
                        "id": 39,
                        "string": "Document-level Context Layer The context D −j is modeled via a single Document-level Context Layer comprising of two sub-layers: (i) a Multi-Head Context Attention sub-layer, and (ii) a Feed-Forward sub-layer, where the former consists of either a top-down Hierarchical Attention module or a Flat Attention module (explained shortly), and the latter is similar to the Feed-Forward network in the original Transformer architecture."
                    },
                    {
                        "id": 40,
                        "string": "Each sub-layer is followed by a layer normalisation."
                    },
                    {
                        "id": 41,
                        "string": "2 Let us now describe the attention modules which independently form the Multi-Head Context Attention sub-layer."
                    },
                    {
                        "id": 42,
                        "string": "Hierarchical Attention Our hierachical attention module H-Attention(Q s , Q w , K s , K w , V w ) ( Figure 1 ) is a reformulation of the Scaled Dot-Product Attention of Vaswani et al."
                    },
                    {
                        "id": 43,
                        "string": "(2017) ."
                    },
                    {
                        "id": 44,
                        "string": "Here, we have five inputs consisting of two types of keys and queries, one each for the sentences and the words, while the values are based only on words in the context."
                    },
                    {
                        "id": 45,
                        "string": "The Hierarchical Attention module has four operations: 1."
                    },
                    {
                        "id": 46,
                        "string": "Sentence-level Key Matching: This is performed on a set of queries simultaneously, packed together into a matrix Q s ."
                    },
                    {
                        "id": 47,
                        "string": "The sentencelevel keys are also packed into a matrix K s ."
                    },
                    {
                        "id": 48,
                        "string": "We will describe in §3.3 how Q s and K s are computed."
                    },
                    {
                        "id": 49,
                        "string": "The attention weights are computed as: where d k is the dimension of the keys, and α s has dimensions equal to the total number of sentences in the document."
                    },
                    {
                        "id": 50,
                        "string": "We propose to use sparsemax (Martins and Astudillo, 2016), instead of softmax, as this gives us the intended selective attention behavior, that is identifying the key sentences that may potentially be relevant to the current sentence, hence making the model more efficient in compressing its memory."
                    },
                    {
                        "id": 51,
                        "string": "A softmax attention, on the other hand, can still assign low probability to sentences, forming a long-tail and absorbing significant probability mass, and it cannot fully ignore those sentences."
                    },
                    {
                        "id": 52,
                        "string": "An additive mask is used (before the sparsemax operation) based on whether we train for offline or online setting by masking out only the current sentence or current and future sentences, respectively."
                    },
                    {
                        "id": 53,
                        "string": "α s = sparsemax(Q s K s T / d k ) (3) 2."
                    },
                    {
                        "id": 54,
                        "string": "Word-level Key Matching: Here the query and key matrices, Q w and K w , are word-level."
                    },
                    {
                        "id": 55,
                        "string": "We perform a word-level key matching for each sentence j in the document: α j w = sparsemax(Q w K j w T / d k ) (4) where α j w is the word-level attention vector for j th sentence."
                    },
                    {
                        "id": 56,
                        "string": "3 We can also use softmax, instead of sparsemax, for a coarser key matching."
                    },
                    {
                        "id": 57,
                        "string": "We explore the two variants in our experiments."
                    },
                    {
                        "id": 58,
                        "string": "3."
                    },
                    {
                        "id": 59,
                        "string": "Re-scaling attention weights: The word-level attention is further re-weighted by the cor-responding sentence-level attention (Nallapati et al., 2016) such that the probability of j th sentence in a document is given by: α j hier = α s (j)α j w (5) where α s (j) is the attention weight for the j th sentence obtained via Eq."
                    },
                    {
                        "id": 60,
                        "string": "3 and α j w is as in Eq."
                    },
                    {
                        "id": 61,
                        "string": "4."
                    },
                    {
                        "id": 62,
                        "string": "The re-weighting, thus, produces a scaled attention vector α hier = Concat(α 1 hier , ..., α J hier ), each entry of which corresponds to the attention weight for a specific word in the document."
                    },
                    {
                        "id": 63,
                        "string": "Value Reading: The set of word-level values is packed together into a matrix V w and the matrix of outputs is given by α hier V w ."
                    },
                    {
                        "id": 64,
                        "string": "This multiplication, combined with sparsemax attention, allows to prune the hierarchy."
                    },
                    {
                        "id": 65,
                        "string": "We further extend the MULTIHEAD attention function proposed by Vaswani et al."
                    },
                    {
                        "id": 66,
                        "string": "(2017) for our Hierarchical Attention module as: H-MULTIHEAD(Q s , K s , Q w , K w , V w ) = Concat(head 1 , ..., head H )W O where head h = H-Attention(Q s W Qs h , Q w W Qw h , K s W Ks h , K w W Kw h , V w W Vw h ) , W 's are parameter matrices and all (five) inputs are transformed using separate linear layers."
                    },
                    {
                        "id": 67,
                        "string": "Flat Attention Another way to model the context D −j is via single-level attention by re-using the Scaled Dot-Product Attention in Vaswani et al."
                    },
                    {
                        "id": 68,
                        "string": "(2017) , Attention(Q, K, V ) = softmax(QK T / d k )V (6) The attention 4 here is of two types: (i) sentencelevel if K, V are computed for sentences in the document, or (ii) word-level if K, V are computed for words in the document."
                    },
                    {
                        "id": 69,
                        "string": "The former module is similar to the Memory Networks architecture of  in that it uses sentencelevel information."
                    },
                    {
                        "id": 70,
                        "string": "However, there are two key differences: (i) we use MultiHead attention as in the Transformer architecture, and (ii) our context attention is dynamic such that we have a separate attention for each query word."
                    },
                    {
                        "id": 71,
                        "string": "4 We plan to investigate sparse flat attention in future work."
                    },
                    {
                        "id": 72,
                        "string": "Context Gating As mentioned previously, the Multi-Head Context Attention sub-layer is part of the Context Layer (Figure 2 ), the output of which is fed into the Transformer architecture through context gating (Tu et al., 2018) ."
                    },
                    {
                        "id": 73,
                        "string": "For i th word in source or target: γ i = σ(W r r i + W d d i ) (7) r i = γ i r i + (1 − γ i ) d i (8) where W's are parameter matrices, r i is the output of encoder or decoder stack for i th word, d i is the output from the context layer for i th word andr i is the final hidden representation for the same."
                    },
                    {
                        "id": 74,
                        "string": "Integrated Model The context can be integrated into the encoder or decoder of the NMT model depending on if it is monolingual or bilingual."
                    },
                    {
                        "id": 75,
                        "string": "5 Monolingual context integration in Encoder We add the Document-level Context Layer alongside the encoder stack as shown in Figure 2 ."
                    },
                    {
                        "id": 76,
                        "string": "The Encoder Context Encoding block stores the keys and values produced from the pre-trained sentence-level NMT model."
                    },
                    {
                        "id": 77,
                        "string": "For word-level attention, the keys K w and values V w are composed of vector representations (from last encoder layer) of source words in the document, while for the sentence-level attention, the keys K s and values V s are composed of vector representations of sentences in the document where the vector representation of each sentence is an average of the word representations in that sentence."
                    },
                    {
                        "id": 78,
                        "string": "The queries Q w , Q s are linear transformations of the output of the L th encoder layer which are then matched with the corresponding keys and values stored in the Encoder Context Encoding block just described."
                    },
                    {
                        "id": 79,
                        "string": "Bilingual context integration in Decoder We again add the Document-level Context Layer alongside the decoder stack as in Figure 3 ."
                    },
                    {
                        "id": 80,
                        "string": "However, instead of choosing the keys and values to be monolingual as in the encoder, we follow Tu et al."
                    },
                    {
                        "id": 81,
                        "string": "(2018) in choosing the key to match to the sourceside context, while designing the value to match to the target-side context."
                    },
                    {
                        "id": 82,
                        "string": "Hence, the keys (in the Decoder Context Encoding block) are composed of context vectors from the Source Attention sublayer, while the values are composed of the hidden representations of the target words, both from the last decoder layer."
                    },
                    {
                        "id": 83,
                        "string": "Again the keys K w and K s are either for individual target words or target sentences, and same goes for V w and V s ."
                    },
                    {
                        "id": 84,
                        "string": "The queries Q w , Q s for the Context Layer come from the Source Attention sub-layer in the L th layer of the decoder (Figure 3 )."
                    },
                    {
                        "id": 85,
                        "string": "in genre, style and level of formality: • TED This corpus is from the IWSLT 2017 MT track (Cettolo et al., 2012) and contains transcripts of TED talks aligned at sentence level."
                    },
                    {
                        "id": 86,
                        "string": "Each talk is considered to be a document."
                    },
                    {
                        "id": 87,
                        "string": "We combine tst2016-2017 into the test set and the rest are used for development."
                    },
                    {
                        "id": 88,
                        "string": "• News-Commentary We obtain the sentencealigned document-delimited News Commentary v11 corpus for training."
                    },
                    {
                        "id": 89,
                        "string": "6 The WMT'16 news-test2015 and news-test2016 are used for development and testing, respectively."
                    },
                    {
                        "id": 90,
                        "string": "• Europarl This dataset is extracted from Europarl v7 (Koehn, 2005) ."
                    },
                    {
                        "id": 91,
                        "string": "The source and target sentences are aligned using the links provided by Tiedemann (2012) ."
                    },
                    {
                        "id": 92,
                        "string": "Following , we use the SPEAKER tag as the document delimiter."
                    },
                    {
                        "id": 93,
                        "string": "Documents longer than 5 sentences are kept and the resulting corpus is randomly split into training, dev and test sets."
                    },
                    {
                        "id": 94,
                        "string": "The corpora statistics are provided in Table 1 ."
                    },
                    {
                        "id": 95,
                        "string": "All datasets are tokenised and truecased using the Moses toolkit (Koehn et al., 2007) , and split into subword units using a joint BPE model with 30K merge operations (Sennrich et al., 2016) ."
                    },
                    {
                        "id": 96,
                        "string": "Models and Baselines For offline document MT, we have two context-agnostic baselines: (i) a modified version of RNNSearch (Bahdanau et al., 2015) , which incorporates dropout on the output layer and improves the attention model by feeding the previously generated word, and (ii) the stateof-the-art Transformer architecture."
                    },
                    {
                        "id": 97,
                        "string": "For the online case, we again have the Transformer as a contextagnostic baseline and two context-aware baselines Miculicich et al., 2018) ."
                    },
                    {
                        "id": 98,
                        "string": "All models are implemented in C++ using DyNet (Neubig et al., 2017) ."
                    },
                    {
                        "id": 99,
                        "string": "For RNNSearch, we modify the sentence-based NMT implementation in mantis (Cohn et al., 2016) ."
                    },
                    {
                        "id": 100,
                        "string": "The encoder is a single layer bidirectional GRU (Cho et al., 2014) and   the decoder is a 2-layer GRU with embeddings and hidden dimensions set to 512."
                    },
                    {
                        "id": 101,
                        "string": "The dropout rate for the output layer is set to 0.2."
                    },
                    {
                        "id": 102,
                        "string": "For the Transformer, we use Transformer-DyNet 7 implementation and extend it for our context-aware NMT model."
                    },
                    {
                        "id": 103,
                        "string": "8 The hidden dimensions and feed-forward layer size is set to 512 and 2048 respectively."
                    },
                    {
                        "id": 104,
                        "string": "We use 4 layers 9 each in the encoder and decoder with 8 attention heads and employ label smoothing with a value of 0.1."
                    },
                    {
                        "id": 105,
                        "string": "We also employ all four types of dropouts as in the original Transformer with a rate of 0.1 for the sentence-based model and 0.2 for our contextaware model."
                    },
                    {
                        "id": 106,
                        "string": "For training all models, we use the default Adam optimiser (Kingma and Ba, 2015) with an initial learning rate of 0.0001 and employ early stopping."
                    },
                    {
                        "id": 107,
                        "string": "For our context-aware NMT model, we use a two-stage training strategy as described in §2.2."
                    },
                    {
                        "id": 108,
                        "string": "For inference, we use Iterative Decoding only when using the bilingual context."
                    },
                    {
                        "id": 109,
                        "string": "All experiments are run on a single Nvidia P100 GPU with 16GBs of memory."
                    },
                    {
                        "id": 110,
                        "string": "10 7 https://github.com/duyvuleo/Transformer-DyNet 8 The code is available at https://github.com/ sameenmaruf/selective-attn 9 We found this configuration to be much more stable than using 6 layers with almost no difference in performance as reported by Xia et al."
                    },
                    {
                        "id": 111,
                        "string": "(2018) ."
                    },
                    {
                        "id": 112,
                        "string": "10 The experiments can also be run on GPUs with 10-12GBs of memory by reducing the batch size at the expense Evaluation Metrics For evaluation, we use BLEU (Papineni et al., 2002) and Meteor (Lavie and Agarwal, 2007) scores on tokenised text, and measure statistical significance with respect to the baselines, p < 0.05 (Clark et al., 2011) ."
                    },
                    {
                        "id": 113,
                        "string": "Main Results We divide our experiments into two parts: offline and online document MT."
                    },
                    {
                        "id": 114,
                        "string": "Offline Document MT From the scores of the two context-agnostic baselines in Table 2 , we can see that the Transformer beats the RNNSearch model in all cases by atleast +2.5 BLEU and +2.1 Meteor scores showing that our hyperparameter choice for the Transformer is indeed effective."
                    },
                    {
                        "id": 115,
                        "string": "For the Encoder Context integration, our Hierarchical Attention models perform the (near) best for News and Europarl datasets with +1.98 and +1 BLEU and +1.99 and +0.82 Meteor improvements with respect to the Transformer."
                    },
                    {
                        "id": 116,
                        "string": "For TED talks, however, we find the Flat Attention based models (sentence and word-level) to be the best with +1.27 BLEU and +1.08 METEOR improvements."
                    },
                    {
                        "id": 117,
                        "string": "For Decoder Context integration, we find the Hierarchical Attention to be the best in majority of the cases both in terms of BLEU and Meteor."
                    },
                    {
                        "id": 118,
                        "string": "of increased computational cost."
                    },
                    {
                        "id": 119,
                        "string": "Table 3 , all our models significantly outperform the contextagnostic baseline and are significantly better than  in majority cases."
                    },
                    {
                        "id": 120,
                        "string": "For Encoder Context integration, the HAN encoder (Miculicich et al., 2018) is the best for TED and News datasets, however, the results are statistically insignificant with respect to our best model."
                    },
                    {
                        "id": 121,
                        "string": "For Europarl, our Hierarchical Attention model performs significantly better than Miculicich et al."
                    },
                    {
                        "id": 122,
                        "string": "(2018) with a gain of +1.15 BLEU and +1.13 Meteor."
                    },
                    {
                        "id": 123,
                        "string": "For Decoder Context integration, our Hierachical Attention models are the winner in majority cases and our best models beat Miculicich et al."
                    },
                    {
                        "id": 124,
                        "string": "(2018) for all datasets based upon BLEU and Meteor."
                    },
                    {
                        "id": 125,
                        "string": "The main conclusion we draw from these results is that efficiently using the context information at hand is crucial when it comes to improving the performance of context-aware NMT."
                    },
                    {
                        "id": 126,
                        "string": "Furthermore, shorter pieces of text (e.g., the ones in Europarl) benefit more from using global context because their sentences may exhibit higher interdependency than those in a longer piece of text."
                    },
                    {
                        "id": 127,
                        "string": "Online Document MT From Offline vs. Online Document MT Let us compare the overall results for the offline and online document MT settings."
                    },
                    {
                        "id": 128,
                        "string": "For all datasets and model variants, we find the best BLEU and Meteor scores in Tables 2 and 3 (highlighted in bold) to be quite close to each other with those for the online setting slightly better."
                    },
                    {
                        "id": 129,
                        "string": "This is quite self-explanatory, because in essence, all of the datasets comprise of talks, speeches or commentaries, which are in fact produced in an online manner and hence we do not see drastic improvements in terms of BLEU and Meteor when conditioning on the future context."
                    },
                    {
                        "id": 130,
                        "string": "This, in our opinion, does not mean that we should never look into the future, but just that NMT models in general are highly subjective to data, and whether context-aware models benefit from future context is also dependent on that."
                    },
                    {
                        "id": 131,
                        "string": "Analysis Evaluation on Contrastive Pronoun Test Set It has been argued that evaluation metrics which quantify the overall translation quality are somewhat ill-equipped to assess how well models translate inter-sentential phenomena such as pronouns."
                    },
                    {
                        "id": 132,
                        "string": "Hence, we use a test suite of contrastive translations designed to measure accuracy of translating the English pronoun it to its German counterparts es, er and sie (Müller et al., 2018) ."
                    },
                    {
                        "id": 133,
                        "string": "We are inter-  ested to see if our global document-context models surpass the local context-aware baselines."
                    },
                    {
                        "id": 134,
                        "string": "Table 4 shows that not only our global-context models are quite effective but our Hierarchical Attention model is most useful when the antecedent is farther than three previous sentences."
                    },
                    {
                        "id": 135,
                        "string": "We also conclude that models for offline MT perform better when antecedent distance is greater than two."
                    },
                    {
                        "id": 136,
                        "string": "Subjective Evaluation We conduct a subjective evaluation to validate the benefit of exploiting document-level context."
                    },
                    {
                        "id": 137,
                        "string": "Three native German speakers were asked to choose the better (with ties allowed) of two translations for each of 18 documents (randomly sampled from Europarl test set)."
                    },
                    {
                        "id": 138,
                        "string": "The two translations, one produced by the Transformer and the other by our Hierarchical Attention model, were evaluated in terms of: adequacy (Which translation expresses the meaning of the source text more adequately?)"
                    },
                    {
                        "id": 139,
                        "string": "and fluency (Which text has better German?)"
                    },
                    {
                        "id": 140,
                        "string": "(Läubli et al., 2018) ."
                    },
                    {
                        "id": 141,
                        "string": "Let a, b be number of ratings in favour of Transformer or our model, respectively, and t be number of ties, then number of successes x = b + 0.5t and trials n = a + b + t. We test for statistically significant preference of our model over the Transformer by means of two-sided Sign Tests and find that our model is better than the Transformer both in terms of document-level adequacy (x = 39, n = 54, p = 0.0015) and fluency (x = 38, n = 54, p = 0.0038)."
                    },
                    {
                        "id": 142,
                        "string": "Model Complexity Model complexity is reported in Table 5 ."
                    },
                    {
                        "id": 143,
                        "string": "Our context-aware models introduce only 8% more parameters to the original  Transformer model."
                    },
                    {
                        "id": 144,
                        "string": "In comparison to the Transformer, our Hierarchical Attention model is slow in training, dropping the speed by almost 50% 11 , but it is still almost 40% faster than Miculicich et al."
                    },
                    {
                        "id": 145,
                        "string": "(2018) ."
                    },
                    {
                        "id": 146,
                        "string": "At decoding time, our Hierarchical Attention model is almost equivalent to Miculicich et al."
                    },
                    {
                        "id": 147,
                        "string": "(2018) and only 13% slower than ."
                    },
                    {
                        "id": 148,
                        "string": "Hence, attending to the whole document (instead of few previous sentences) does not add to the time complexity of the model on average."
                    },
                    {
                        "id": 149,
                        "string": "Qualitative Analysis To analyse the effect of using sparse attention at both the sentence and word-level, we looked at the attention weights computed by sparsemax."
                    },
                    {
                        "id": 150,
                        "string": "Table 6 shows an example where our model helped generate a correct translation of the noun \"thoughts\" (highlighted in bold)."
                    },
                    {
                        "id": 151,
                        "string": "The context sentences shown in the bottom box had the highest attention weights as assigned by sparsemax."
                    },
                    {
                        "id": 152,
                        "string": "It seems that this particular attention head focuses more on phrases like \"words of sympathy\", \"support', \"symbol of hope\" which are related to the query \"thoughts\"."
                    },
                    {
                        "id": 153,
                        "string": "Another example in Table 7 shows how our model correctly translates the pronoun \"their\"."
                    },
                    {
                        "id": 154,
                        "string": "Upon looking at the words in the context sentences, it seems that this particular attention head focuses on the words related to the antecedent \"Croatia's Serbian population\" with most of the weight concentrated around neighbouring words in sentence s j−1 ."
                    },
                    {
                        "id": 155,
                        "string": "It is evident from both examples that word-level sparsity is more prevalent in longer sentences in the context."
                    },
                    {
                        "id": 156,
                        "string": "The same holds for sparsity at sentence-level."
                    },
                    {
                        "id": 157,
                        "string": "Related Work The body of work in document-level MT can be broadly classified into two categories: conventional MT and neural MT."
                    },
                    {
                        "id": 158,
                        "string": "Src: my thoughts are also with the victims ."
                    },
                    {
                        "id": 159,
                        "string": "Ref: meine Gedanken sind auch bei den Opfern ."
                    },
                    {
                        "id": 160,
                        "string": "Transformer: ich denke auch an die Opfer ."
                    },
                    {
                        "id": 161,
                        "string": ": ich denke auch an die Opfer ."
                    },
                    {
                        "id": 162,
                        "string": "Miculicich et al."
                    },
                    {
                        "id": 163,
                        "string": "(2018) : ich denke auch an die Opfer ."
                    },
                    {
                        "id": 164,
                        "string": "Our Model: meine Gedanken sind auch bei den Opfern ."
                    },
                    {
                        "id": 165,
                        "string": "Head 2: Attention to related words sympathy, support, hope s j−2 : ( FR ) Madam President , many things have already been said , but I would like to echo all the words of sympathy and support that have already been addressed to the peoples of Tunisia and Egypt ."
                    },
                    {
                        "id": 166,
                        "string": "s j+4 : it must implement a strong strategy towards these countries ."
                    },
                    {
                        "id": 167,
                        "string": "s j−1 : they are a symbol of hope for all those who defend freedom ."
                    },
                    {
                        "id": 168,
                        "string": "Head 8: Attention to words related to the antecedent."
                    },
                    {
                        "id": 169,
                        "string": "s j−1 : to name but a few , these include cooperation with the Hague Tribunal , efforts made so far in prosecuting corruption , restructuring the economy and finances and greater commitment and sincerity in eliminating the obstacles to the return of Croatia 's Serbian population ."
                    },
                    {
                        "id": 170,
                        "string": "s j−4 : by signing a border arbitration agreement with its neighbour Slovenia , the new Croatian Government has not only eliminated an obstacle to the negotiating process , but has also paved the way for the resolution of other issues ."
                    },
                    {
                        "id": 171,
                        "string": "Conventional Document-level MT These can further be classified into two main categories."
                    },
                    {
                        "id": 172,
                        "string": "The first, which use cache-based memories (Tiedemann, 2010; Gong et al., 2011) and the second, which focus on specific discourse phenomema like anaphora (Hardmeier and Federico, 2010) , lexical cohesion (Xiong et al., 2013; Gong et al., 2015; Mascarell, 2017) and coreference (Miculicich Werlen and Popescu-Belis, 2017) to name a few."
                    },
                    {
                        "id": 173,
                        "string": "Most of these approaches are, however, restrictive as they mostly involve using handcrafted features similar to the conventional MT approaches."
                    },
                    {
                        "id": 174,
                        "string": "Document-level Neural MT The works here can again be divided into two categories: onlineuse previous context only, and offline-use both past and future contexts."
                    },
                    {
                        "id": 175,
                        "string": "Most works fall into the former category, with those that use only a single previous sentence in the source (Jean et al., 2017; Tiedemann and Scherrer, 2017; ; one previous sentence both in source and target (Bawden et al., 2018) ; more than one previous source sentence (Wang et al., 2017; ; or a few previous source and target sentences (Miculicich et al., 2018) ."
                    },
                    {
                        "id": 176,
                        "string": "Apart from fixing the context length, there are few works which use cache-based memories to store contextual information (Tu et al., 2018; Kuang et al., 2018) and use that to improve the MT system performance."
                    },
                    {
                        "id": 177,
                        "string": "A recent work  reports promising results when using the complete history for translating online conversations."
                    },
                    {
                        "id": 178,
                        "string": "For the offline setting, however, there is only one work that effectively uses the full documentcontext on both source and target-side using memory networks ."
                    },
                    {
                        "id": 179,
                        "string": "The debate in document-level NMT today is mostly about how much of the previous context to use and there has been no comparison between the online and offline setting except using only one previous and following sentence ."
                    },
                    {
                        "id": 180,
                        "string": "Sparse Attention Sparse attention and its constrained variants have been used to address the coverage problem in NMT (Malaviya et al., 2018) by limiting the amount of attention that each source word can receive."
                    },
                    {
                        "id": 181,
                        "string": "Apart from NMT, sparse attention has been shown to yield promising results for NLP tasks of textual entailment (Martins and Astudillo, 2016) and summarization (Niculae and Blondel, 2017) ."
                    },
                    {
                        "id": 182,
                        "string": "Conclusion We have proposed a novel approach to hierarchical attention for context-aware NMT, based on sparse attention, which is both scalable and efficient."
                    },
                    {
                        "id": 183,
                        "string": "Experiments and evaluation on three English→German datasets in offline and online document MT settings show that our approach surpasses context-agnostic and two recent contextaware baselines."
                    },
                    {
                        "id": 184,
                        "string": "The qualitative analysis shows that the sparsity at sentence-level allows our model to identify key sentences in the document context and the sparsity at word-level allows it to focus on key words in those sentences allowing for an efficient compression of memory."
                    },
                    {
                        "id": 185,
                        "string": "In future work, we plan to dig deeper on the benefits of sparse attention in terms of better interpretability of contextaware NMT models."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 18
                    },
                    {
                        "section": "Neural Machine Translation",
                        "n": "2.1",
                        "start": 19,
                        "end": 27
                    },
                    {
                        "section": "Document-level Machine Translation",
                        "n": "2.2",
                        "start": 28,
                        "end": 34
                    },
                    {
                        "section": "Proposed Approach",
                        "n": "3",
                        "start": 35,
                        "end": 38
                    },
                    {
                        "section": "Document-level Context Layer",
                        "n": "3.1",
                        "start": 39,
                        "end": 41
                    },
                    {
                        "section": "Hierarchical Attention",
                        "n": "3.1.1",
                        "start": 42,
                        "end": 62
                    },
                    {
                        "section": "Value Reading: The set of word-level values",
                        "n": "4.",
                        "start": 63,
                        "end": 66
                    },
                    {
                        "section": "Flat Attention",
                        "n": "3.1.2",
                        "start": 67,
                        "end": 70
                    },
                    {
                        "section": "Context Gating",
                        "n": "3.2",
                        "start": 71,
                        "end": 73
                    },
                    {
                        "section": "Integrated Model",
                        "n": "3.3",
                        "start": 74,
                        "end": 112
                    },
                    {
                        "section": "Main Results",
                        "n": "4.2",
                        "start": 113,
                        "end": 156
                    },
                    {
                        "section": "Related Work",
                        "n": "5",
                        "start": 157,
                        "end": 181
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 182,
                        "end": 185
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/963-Table2-1.png",
                        "caption": "Table 2: BLEU and Meteor scores for variants of our model and two context-agnostic baselines for offline document MT. bold: Best performance. All reported results for our model are significantly better than both baselines.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 527.04,
                            "y1": 61.44,
                            "y2": 156.0
                        }
                    },
                    {
                        "filename": "../figure/image/963-Table3-1.png",
                        "caption": "Table 3: BLEU and Meteor scores for variants of our model and three baselines for online document MT. bold: Best performance. F, ♦, ♣: Statistically significantly better than our implementations of Zhang et al. (2018), Miculicich et al. (2018), or both. All reported results for our model are significantly better than the Transformer.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 527.04,
                            "y1": 201.6,
                            "y2": 310.08
                        }
                    },
                    {
                        "filename": "../figure/image/963-Table4-1.png",
                        "caption": "Table 4: Accuracy on contrastive test set with regard to antecedent distance (in sentences) on TED Talks. Antecedent distance 0 means the pronoun occurs in the same sentence as the antecedent.",
                        "page": 6,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 528.0,
                            "y1": 61.44,
                            "y2": 240.0
                        }
                    },
                    {
                        "filename": "../figure/image/963-Figure1-1.png",
                        "caption": "Figure 1: Hierarchical Context Attention module.",
                        "page": 2,
                        "bbox": {
                            "x1": 338.88,
                            "x2": 494.4,
                            "y1": 61.44,
                            "y2": 256.32
                        }
                    },
                    {
                        "filename": "../figure/image/963-Table6-1.png",
                        "caption": "Table 6: Example of noun disambiguation. Source context sentences are ordered in decreasing probability mass. The intensity of color corresponds to the attention given to a specific word before rescaling.",
                        "page": 7,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 62.879999999999995,
                            "y2": 224.16
                        }
                    },
                    {
                        "filename": "../figure/image/963-Table7-1.png",
                        "caption": "Table 7: Example of pronoun disambiguation. Context sentences are ordered in decreasing probability mass.",
                        "page": 7,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 294.71999999999997,
                            "y2": 457.91999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/963-Table5-1.png",
                        "caption": "Table 5: Model complexity for Encoder Context integration models (News-Commentary).",
                        "page": 7,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 286.08,
                            "y1": 61.44,
                            "y2": 136.32
                        }
                    },
                    {
                        "filename": "../figure/image/963-Figure2-1.png",
                        "caption": "Figure 2: Encoder-side context integration.",
                        "page": 3,
                        "bbox": {
                            "x1": 324.96,
                            "x2": 508.32,
                            "y1": 61.44,
                            "y2": 245.28
                        }
                    },
                    {
                        "filename": "../figure/image/963-Table1-1.png",
                        "caption": "Table 1: Training/development/test corpora statistics: number of sentences (K stands for thousands and M for millions), and average document length (in sentences).",
                        "page": 4,
                        "bbox": {
                            "x1": 316.8,
                            "x2": 513.12,
                            "y1": 61.44,
                            "y2": 106.08
                        }
                    },
                    {
                        "filename": "../figure/image/963-Figure3-1.png",
                        "caption": "Figure 3: Decoder-side context integration.",
                        "page": 4,
                        "bbox": {
                            "x1": 89.75999999999999,
                            "x2": 272.15999999999997,
                            "y1": 61.44,
                            "y2": 301.92
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-4"
        },
        {
            "slides": {
                "0": {
                    "title": "Motivation",
                    "text": [
                        "User attribute prediction from text is successful:",
                        "I Gender (Burger et al. 2011 EMNLP)",
                        "I Location (Eisenstein et al. 2010 EMNLP)",
                        "I Personality (Schwartz et al. 2013 PLoS One)",
                        "I Impact (Lampos et al. 2014 EACL)",
                        "I Political Orientation (Volkova et al. 2014 ACL)",
                        "I Mental Illness (Coppersmith et al. 2014 ACL)",
                        "I Occupation (Preotiuc-Pietro et al. 2015 ACL)",
                        "I Income (Preotiuc-Pietro et al. 2015 PLoS One)"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "However",
                    "text": [
                        "Most text prediction methods uncover topical differences",
                        "correlation strength relative frequency"
                    ],
                    "page_nums": [
                        2,
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Stylistic differences",
                    "text": [
                        "We need to be aware of style differences, rather than topical",
                        "Not useful for many practical applications that adapt to traits:",
                        "I machine translation (Mirkin et al. 2015 EMNLP, Rabinovich et al 2017 EACL)",
                        "I agents (e.g. customer service, tutoring)",
                        "I controlling for gender or racial bias",
                        "One type of stylistic difference is phrase choice in context."
                    ],
                    "page_nums": [
                        4,
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Data",
                    "text": [
                        "We study the Big Five personality traits:",
                        "I Personality scores obtained through the MyPersonality",
                        "I For each trait, take top and bottom 20% of users"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "4": {
                    "title": "Paraphrasing",
                    "text": [
                        "Paraphrases alternative ways to convey the same information",
                        "I annotated with type and confidence (filter equivalent",
                        "paraphrases with >.2 confidence)",
                        "I >6M automatically derived paraphrase pairs",
                        "I we use only 13 grams",
                        "I difference in a pair more than just change of stopwords or",
                        "root form of word"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "Prediction",
                    "text": [
                        "Openness Conscientiousness Extraversion Agreeableness Neuroticism",
                        "Paraphrases only Phrases w/o paraphrases All Phrases",
                        "Accuracy, Naive Bayes, 90-10 training-testing, balanced data"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "6": {
                    "title": "Quantifying Preference",
                    "text": [
                        "Within a paraphrase pair (w1,w2), the difference",
                        "Extraversion(w1) Extraversion(w2) is the stylistic distance.",
                        "Used previously to study paraphrase preference across age, gender and occupational class (Preotiuc-Pietro, Xu & Ungar, AAAI 2016)."
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "7": {
                    "title": "Linguistic Theories",
                    "text": [
                        "Study which attributes of words in a pair are preferred by one group:",
                        "I Word Length in Characters",
                        "I Word Length in Syllables",
                        "Simple proxies for word complexity",
                        "I Affective Norms: Valence, Arousal, Dominance",
                        "I Age of Acquisition",
                        "I More in the paper ...",
                        "Openess Conscientiousness Extraversion Agreeableness Neuroticism",
                        "Correlation coefficients between paraphrase pair preference and user group usage."
                    ],
                    "page_nums": [
                        10,
                        11,
                        12
                    ],
                    "images": []
                },
                "8": {
                    "title": "Take Aways",
                    "text": [
                        "I Stylistic difference between user groups have important",
                        "I Paraphrase choice contains valuable information",
                        "I Shed light on psycholinguistic theories",
                        "I Potential way to generate text perceived to be from a",
                        "See our EMNLP 2017 paper (Preotiuc-Pietro, Guntuku, Ungar - Controlling",
                        "Human Perception of Basic User Traits)"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                }
            },
            "paper_title": "Personality Driven Differences in Paraphrase Preference",
            "paper_id": "973",
            "paper": {
                "title": "Personality Driven Differences in Paraphrase Preference",
                "abstract": "Personality plays a decisive role in how people behave in different scenarios, including online social media. Researchers have used such data to study how personality can be predicted from language use. In this paper, we study phrase choice as a particular stylistic linguistic difference, as opposed to the mostly topical differences identified previously. Building on previous work on demographic preferences, we quantify differences in paraphrase choice from a massive Facebook data set with posts from over 115,000 users. We quantify the predictive power of phrase choice in user profiling and use phrase choice to study psycholinguistic hypotheses. This work is relevant to future applications that aim to personalize text generation to specific personality types.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction The task of user trait prediction from text has increased in popularity and importance with the availability of user generated content which encodes various information about the author of the text."
                    },
                    {
                        "id": 1,
                        "string": "Using machine learning techniques and large data sets, past research managed to predict with varying degrees of accuracy a series of both demographic traits such as age (Rao et al., 2010; Sap et al., 2014) , gender (Burger et al., 2011; Rangel et al., 2015; Flekova et al., 2016a) , location (Eisenstein et al., 2010) , political affiliation (Volkova et al., 2014; Preoţiuc-Pietro et al., 2017) , popularity (Lampos et al., 2014) , occupation (Preoţiuc-Pietro et al., 2015b; Liu et al., 2016) , income (Preoţiuc-Pietro et al., 2015c; Flekova et al., 2016b) and psychological traits such as personality dimensions (Schwartz et al., 2013; or mental states (De Choudhury et al., 2013; Preoţiuc-Pietro et al., 2015a) ."
                    },
                    {
                        "id": 2,
                        "string": "For psychological traits of users, a key set of traits is represented by personality, with the Five Factor Model or the 'Big Five' being the most widely used model for representing personality."
                    },
                    {
                        "id": 3,
                        "string": "This posits the existence of five traits in which people vary: openness to experience, conscientiousness, extraversion, agreeableness and neuroticism (McCrae and John, 1992) ."
                    },
                    {
                        "id": 4,
                        "string": "Methods for user trait prediction can uncover sociological insight into user behaviour or implicit biases and also improve a range of applications in recommender systems, targeted marketing or in natural language processing where they can lead to improvements in tasks such as text classification (Hovy, 2015) or sentiment analysis (Volkova et al., 2013) ."
                    },
                    {
                        "id": 5,
                        "string": "While these methods achieve good predictive performance, they pose significant challenges to the anonymization of identity online."
                    },
                    {
                        "id": 6,
                        "string": "Most differences in language use across traits are topical."
                    },
                    {
                        "id": 7,
                        "string": "For example, users high in extraversion post more about social activities ('party', 'cant wait', 'weekend'), while introverts prefer to post more about computer related activities ('Internet', 'computer', 'anime') ."
                    },
                    {
                        "id": 8,
                        "string": "Users high in neuroticism post about their negative feelings ('depressed', 'sick of', 'lonely'), while users low in neuroticism post more about religion ('blessings', 'praise') or sports ('basketball', 'soccer', 'success') (Park et al., 2015) ."
                    },
                    {
                        "id": 9,
                        "string": "However, stylistic rather than topical differences are needed in some applications."
                    },
                    {
                        "id": 10,
                        "string": "For example, (Mirkin et al., 2015) propose that the output text of machine translation systems should reproduce the traits of the author of the source text."
                    },
                    {
                        "id": 11,
                        "string": "In this case, topical information is fixed, and the trait information can be transmitted only using stylistic cues."
                    },
                    {
                        "id": 12,
                        "string": "Following the work of (Preoţiuc-Pietro et al., 2016b) who studied demographic traits, we study in this paper user personality differences in paraphrase choice -a specific type of stylistic difference."
                    },
                    {
                        "id": 13,
                        "string": "Paraphrases represent alternative ways to convey the same information (Barzilay, 2003) , using either single words or short phrases."
                    },
                    {
                        "id": 14,
                        "string": "Table 1 presents a couple of motivating examples of two group of words and phrases which are all paraphrases of each other ordered by the frequency of use for each personality trait."
                    },
                    {
                        "id": 15,
                        "string": "In this study, we measure for the first time the differences in paraphrase usage between personality types from a large social media data set in an attempt to obtain language differences isolated from topical influence."
                    },
                    {
                        "id": 16,
                        "string": "Our analysis measures similarities between personality traits, the predictive power of stylistic words and a number of psycholinguistic theories about word choice."
                    },
                    {
                        "id": 17,
                        "string": "The paraphrase scores for each of the five personality traits are available online."
                    },
                    {
                        "id": 18,
                        "string": "1 Data Our complete data set consists of approximately 15 million Facebook status updates posted by 115,312 users, representing the full MyPersonality data set ."
                    },
                    {
                        "id": 19,
                        "string": "Participants volunteered to share their status updates as part of the MyPersonality application, providing informed consent for data collection."
                    },
                    {
                        "id": 20,
                        "string": "In the MyPersonality application they took a variety of questionnaires, including the International Personality Item Pool proxy for the NEO Personality Inventory Revised (NEO-PI-R) (McCrae and John, 1992; Costa and McCrae, 2008) , based on which the five personality trait scores are computed for each user (ranging from 1 to 5)."
                    },
                    {
                        "id": 21,
                        "string": "We split our users into binary groups for each personality trait."
                    },
                    {
                        "id": 22,
                        "string": "In order to have non-overlapping groups, we selected the top 20% users as being high in one trait and the bottom 20% as low in that trait."
                    },
                    {
                        "id": 23,
                        "string": "Data set statistics are presented in Table 2 ."
                    },
                    {
                        "id": 24,
                        "string": "Our methodology requires a split of users into dichotomous groups in order to compute paraphrase preference."
                    },
                    {
                        "id": 25,
                        "string": "We acknowledge that this split represents a simplification of personality traits and of the subsequent personality prediction task, although this was also used in some previous research (Mairesse et al., 2007; Celli et al., 2014) and, due to the ordinal nature of the personality scores, is highly unlikely to qualitatively affect our results."
                    },
                    {
                        "id": 26,
                        "string": "Quantifying Personality Differences We use the Paraphrase Database (PPDB) (Ganitkevitch et al., 2013) as our source of paraphrases, owing to its very large size and quality."
                    },
                    {
                        "id": 27,
                        "string": "PPDB 2.0 (Pavlick et al., 2015b) contains 23.820.422 paraphrases derived from a large collection of bilingual texts by pivoting methods."
                    },
                    {
                        "id": 28,
                        "string": "The phrases part of paraphrases are up to three tokens in length (1-3 grams)."
                    },
                    {
                        "id": 29,
                        "string": "In PPDB 2.0, each paraphrase pair comes with predicted scores for the relation type between the two phrases ('Equivalence', 'Entailment', 'Exclusion', 'Other relation', 'Unrelated') obtained using a supervised regression model using lexical, distributional and other features (Pavlick et al., 2015a) ."
                    },
                    {
                        "id": 30,
                        "string": "While there is no inarguable definition of the paraphrase term (Androutsopoulos and Malakasiotis, 2010; Bhagat and Hovy, 2013) , in this work we are most interested in the most restrictive type of relationship ('Equivalence') as described in (Pavlick et al., 2015a) ."
                    },
                    {
                        "id": 31,
                        "string": "We thus use paraphrase pairs that have an equivalence score of at least 0.2 (chosen based upon the inspection of the pairs), leaving us with 6.157.570 paraphrase pairs."
                    },
                    {
                        "id": 32,
                        "string": "Given a paraphrase pair, we use phrase occurrence statistics computed over our data set to measure the phrase choice difference over user attributes."
                    },
                    {
                        "id": 33,
                        "string": "For the rest of this paragraph, we exemplify with the trait of extraversion, but the computation is analogous for the other four traits."
                    },
                    {
                        "id": 34,
                        "string": "To score how much a user group favors a phrase w, we compute the scores Extravert(w) and Introvert(w)."
                    },
                    {
                        "id": 35,
                        "string": "These are computed by counting the number of times phrase w was used by a user divided by the total number of words of that used, then averaging across all users high or low extraversion respectively."
                    },
                    {
                        "id": 36,
                        "string": "For each phrase we then compute a score: Extraversion(w) = log Extravert(w) Introvert(w) (1) Within a paraphrase pair (w 1 , w 2 ), the difference Extraversion(w 1 )−Extraversion(w 2 ) measures the Table 1 : Two example groups of phrases that are all paraphrases of each other."
                    },
                    {
                        "id": 37,
                        "string": "Words and phrases are ordered by frequency of use."
                    },
                    {
                        "id": 38,
                        "string": "The top words are more frequently used by users low in each personality trait, with words further down the list being more specific of users high in the respective personality trait."
                    },
                    {
                        "id": 39,
                        "string": "The number in brackets represents the score with which the word is related to each trait (described in Section 3)."
                    },
                    {
                        "id": 40,
                        "string": "stylistic distance between users high in extraversion compared to users low in extraversion."
                    },
                    {
                        "id": 41,
                        "string": "This method of computing stylistic distance is similar to the work of Pavlick and Nenkova (2015) who studied paraphrasing in the context of formality and complexity and to that of Preoţiuc-Pietro et al."
                    },
                    {
                        "id": 42,
                        "string": "(2016b) who looked at differences between gender, age and occupational class groups."
                    },
                    {
                        "id": 43,
                        "string": "In a few experiments, we also use paraphrase clusters which are created by using the transitive closure of pairwise paraphrases, as the supervised model for scoring equivalence combined with our threshold leads to transitivity not holding in our list of pairs."
                    },
                    {
                        "id": 44,
                        "string": "Within these clusters, we subtract the mean phrase score to adjusts for topic prevalence and to lead to a score of 0 representing a point of alignment across all clusters."
                    },
                    {
                        "id": 45,
                        "string": "In total, we derive 785.226 paraphrase clusters (mean = 7.43 words, median = 4 words, st.dev = 11.06 words)."
                    },
                    {
                        "id": 46,
                        "string": "Out of these, on average 171.788 clusters (mean = 5.20 words) across the five personality traits contain at least two words scored for phrase choice, as we remove words with low frequency in our data (a relative frequency of under 10 −5 in our data set)."
                    },
                    {
                        "id": 47,
                        "string": "Predicting Personality We first test the predictive power of paraphrases in the prediction task of whether a user is high or low in each personality trait."
                    },
                    {
                        "id": 48,
                        "string": "We randomly select 90% of the users to build the scores for all phrases and keep 10% of users for evaluating prediction accuracy."
                    },
                    {
                        "id": 49,
                        "string": "We use the Naïve Bayes classifier to assign a score to each user."
                    },
                    {
                        "id": 50,
                        "string": "We use this classifier as this computes for each word the log probability of the word belonging to one class (similar to the measure we previously defined) and computes the dot product between this distribution and the user phrase frequency vector."
                    },
                    {
                        "id": 51,
                        "string": "We chose this algorithm over others to directly tests the viability of our metric."
                    },
                    {
                        "id": 52,
                        "string": "The prior class distribution is estimated based on the training data and we use Laplace smoothing."
                    },
                    {
                        "id": 53,
                        "string": "To measure the influence of paraphrase choice, we compare the performance of the model using only phrases appearing in at least one paraphrase pair (a proxy for stylistic choice, 62.919 phrases), the rest of the phrases separately (a proxy for topical information, 54.197 phrses) as well as the combined set of phrases."
                    },
                    {
                        "id": 54,
                        "string": "The vocabulary consists of 117.117 phrases (1-3 grams) which have a relative frequency of over 10 −5 in our data set."
                    },
                    {
                        "id": 55,
                        "string": "Results on predicting personality for unseen users measured in accuracy are shown in Table 3 ."
                    },
                    {
                        "id": 56,
                        "string": "Table 3 : User attribute prediction results evaluated in accuracy."
                    },
                    {
                        "id": 57,
                        "string": "Using only paraphrases that capture more stylistic rather than topical differences between different personality trait groups, our method still shows good predictive power comparing to using all phrase (1-3 grams) features."
                    },
                    {
                        "id": 58,
                        "string": "We notice that overall personality can be predicted with significant margins even when using a simple Naive Bayes approach without any feature selection."
                    },
                    {
                        "id": 59,
                        "string": "Both phrases part of paraphrase pairs and not part of paraphrase pairs significantly improve on the random baseline with one exception (Extraversion and paraphrases)."
                    },
                    {
                        "id": 60,
                        "string": "However, the numbers are lower than in the case of user demographics (Preoţiuc-Pietro et al., 2016b) , which is to be expected when predicting psychological traits (Schwartz et al., 2013; Rangel et al., 2015) ."
                    },
                    {
                        "id": 61,
                        "string": "We highlight that in the case of openness to experience, the phrases that are part of paraphrase pairs obtain better prediction performance in accuracy than the other set of phrases."
                    },
                    {
                        "id": 62,
                        "string": "The latter perform better when predicting conscientiousness, extraversion and neuroticism and comparable in case of agreeableness."
                    },
                    {
                        "id": 63,
                        "string": "Combining all phrases consistently obtains the best results."
                    },
                    {
                        "id": 64,
                        "string": "Trait Differences A very revealing aspect of paraphrase choice for each trait is the order of preference within a para-phrase cluster, as exemplified in Table 1 ."
                    },
                    {
                        "id": 65,
                        "string": "To quantify this preference across all clusters, we compute the cluster rank similarity between all pairs of user traits."
                    },
                    {
                        "id": 66,
                        "string": "The average Kendall τ rank correlation coefficient across all clusters is presented in Table 4 ."
                    },
                    {
                        "id": 67,
                        "string": "As certain personality trait scores are correlated and some users might be part of multiple groups, we also show the correlations between the trait scores in Table 5 ."
                    },
                    {
                        "id": 68,
                        "string": "As the number of users is very large (>100.000), all correlations in Tables 4 and 5 are significant."
                    },
                    {
                        "id": 69,
                        "string": "The results on paraphrase choice show a few distinctive patterns."
                    },
                    {
                        "id": 70,
                        "string": "In both paraphrase choice and actual personality scores, neuroticism is anticorrelated with all other four traits, albeit more strongly in case of personality scores."
                    },
                    {
                        "id": 71,
                        "string": "Openness to experience is weakly negatively correlated with all four traits in paraphrase choice, while it is overall weakly positively correlated with the other traits in personality scores."
                    },
                    {
                        "id": 72,
                        "string": "Paraphrase choice is positively correlated across the other three traits (conscientiousness, extraversion, agreeableness), similarly to actual personality scores and with comparable correlations numbers."
                    },
                    {
                        "id": 73,
                        "string": "Overall, this analysis demonstrates that overall, stylistic paraphrase choice largely reflects user level differences with some variation in case of openness to experience."
                    },
                    {
                        "id": 74,
                        "string": "Ope Con Ext Table 5 : Correlation between personality traits in our data set."
                    },
                    {
                        "id": 75,
                        "string": "Linguistic Hypotheses We investigate a number of psycholinguistic hypotheses about language choice and style by using our paraphrase based method."
                    },
                    {
                        "id": 76,
                        "string": "We argue that word choice within a paraphrase pair excludes the topical influence that confounds studies using all words (Sarawgi et al., 2011) Word Properties Using unigram paraphrases, we study if any user group is more likely to use a word based on the following properties: Word Length We compute the difference in word length in a paraphrase pair as a simple proxy for word complexity."
                    },
                    {
                        "id": 77,
                        "string": "Number of Syllables We compute the difference in the number of syllables in a paraphrase pair as another simple proxy for word complexity."
                    },
                    {
                        "id": 78,
                        "string": "Word Rareness To measure word frequency, we use a reference corpus retrieved from the 10% sample of the Twitter stream between 2 January -28 February 2011 (∼ 400 million tweets), filtered for English using the Trendminer pipeline (Preoţiuc-Pietro et al., 2012) ."
                    },
                    {
                        "id": 79,
                        "string": "We measure which word from a pair is more frequently used overall by computing a ratio between the frequencies of the two words within a pair."
                    },
                    {
                        "id": 80,
                        "string": "Perceived Happiness We use the Hedonometer (Dodds et al., 2011 (Dodds et al., , 2015 to obtain happiness ratings for single words."
                    },
                    {
                        "id": 81,
                        "string": "The Hedonometer consists of crowdsourced happiness ratings for 10,221 of the most frequent English words."
                    },
                    {
                        "id": 82,
                        "string": "The ratings range between 8.5 and 1.3 (µ = 5.37, σ = 1.08)."
                    },
                    {
                        "id": 83,
                        "string": "Note these do not only infer the emotional polarity of words (e.g., 'happiness' is more positive than 'terror'), but also how words are perceived by the reader individually without text context (e.g., 'mommy' is perceived happier than 'mom')."
                    },
                    {
                        "id": 84,
                        "string": "We compare the user group preference with the difference in happiness ratings."
                    },
                    {
                        "id": 85,
                        "string": "Affective Norms To compliment the happiness ratings, we use information about the affective norms of words."
                    },
                    {
                        "id": 86,
                        "string": "In the dimensional model of emotions, any particular emotion can be defined as a set of values on a number of different dimensions."
                    },
                    {
                        "id": 87,
                        "string": "One of the most popular models consists of three dimensions (Mehrabian and Russell, 1974) : Valence -pleasant vs. unpleasant; Arousal -excited vs. calm; Dominance -controlled vs. in-control."
                    },
                    {
                        "id": 88,
                        "string": "We use a list of ∼14,000 words rated in all three affective norms introduced in (Warriner et al., 2013) ."
                    },
                    {
                        "id": 89,
                        "string": "For words rated in both perceived happiness and valence, the correlation is very high (r = .918)."
                    },
                    {
                        "id": 90,
                        "string": "Concreteness Concreteness evaluates the degree to which the concept denoted by a word refers to a perceptible entity (Brysbaert et al., 2014) ."
                    },
                    {
                        "id": 91,
                        "string": "Although the paraphrase pairs refer to the same entity, some words are perceived as more concrete (or conversely more abstract) than others."
                    },
                    {
                        "id": 92,
                        "string": "The dual-coding theory posits that humans process and represent verbal and non-verbal information in separate, related systems."
                    },
                    {
                        "id": 93,
                        "string": "According to this, both concrete and abstract words are represented in the verbal system, but only concrete words are represented in the non-verbal system."
                    },
                    {
                        "id": 94,
                        "string": "Thus, concrete words are more easily learned, remembered and processed than abstract words (Paivio, 2013) ."
                    },
                    {
                        "id": 95,
                        "string": "We use a list of 37,058 English words with ratings of concreteness on a scale from 5 (e.g., 'tiger' -5) to 1 (e.g., 'spirituality' -1.07) introduced in (Brysbaert et al., 2014) ."
                    },
                    {
                        "id": 96,
                        "string": "Imageability The construct of imageability represents how easily a particular word elicits a mental picture of the word's referent (Toglia and Bat tig, 1978) ."
                    },
                    {
                        "id": 97,
                        "string": "Imagery is thought to be an important aspect of the non-verbal system in the dualcoding theory and is correlated with concreteness (r = .78) (Gilhooly and Logie, 1980)."
                    },
                    {
                        "id": 98,
                        "string": "We use 6,000 ratings on the ease or difficulty with which words arouse mental images for mono-and disyllabic words (Cortese and Fugett, 2004; Schock et al., 2012) , ranging from e.g., 1.2 -'an' to 7 -'blizzard'."
                    },
                    {
                        "id": 99,
                        "string": "Sensory Experience Sensory experience ratings reflect the extent to which a word evokes a sensory and/or perceptual experience in the mind of the reader (Juhasz and Yap, 2013) ."
                    },
                    {
                        "id": 100,
                        "string": "In contrast to imageability which explicitly refers to visual and sound images and asks raters to attempt to build a mental image of the concept, the sensory experience ratings measures the ability for a word to evoke an actual sensation (taste, touch, sight, sound, or smell) that occurs when reading the word."
                    },
                    {
                        "id": 101,
                        "string": "Although sensory experience and imageability are correlated (r = .586) (Juhasz and Yap, 2013), the two variables independently predict unique variance in lexical-decision latencies (Juhasz et al., 2011) ."
                    },
                    {
                        "id": 102,
                        "string": "We use the ratings from (Juhasz and Yap, 2013) which consist of 5,000 word ratings (e.g., 1 -'those'; 3 - Table 6 : Correlation coefficients between word property differences and word preference by users high in each personality trait across all paraphrase pairs -p < 0.05, two tailed t-test, significant after false discovery rate multi-comparison corrections: Benjamini-Hochberg ( * ), Bonferroni ( * * )."
                    },
                    {
                        "id": 103,
                        "string": "'relief'; 6 -'music')."
                    },
                    {
                        "id": 104,
                        "string": "Age-of-Acquisition Age-of-Acquisition is a psycholinguistic variable referring to the age at which a word is typically learned (Kuperman et al., 2012) ."
                    },
                    {
                        "id": 105,
                        "string": "Words with higher age-of-acquisition are anticorrelated to sensory experience (r = −.586), imageability (r = −.440) (Juhasz and Yap, 2013) and correlated with length in letters (r = .549), syllables (r = .528) and, to a lesser extent, to abstractness (r = .166) (Kuperman et al., 2012) ."
                    },
                    {
                        "id": 106,
                        "string": "We use the age-of-acquisition ratings for 30,000 words rated with the year in which the words are acquired (e.g., 'momma' -1.58; 'foot' -3.44; 'bipartisan' -16.2) introduced in (Kuperman et al., 2012) ."
                    },
                    {
                        "id": 107,
                        "string": "Paraphrase Entropy Additionally, we are interesting in identifying which personality groups prefer using a more diverse set of alternative phrases, rather than using a few idiosyncratic phrases."
                    },
                    {
                        "id": 108,
                        "string": "Using all paraphrase clusters (1-3 grams), we compute the average entropy over paraphrase cluster distributions."
                    },
                    {
                        "id": 109,
                        "string": "A higher entropy means the distribution is less peaked towards a specific word, thus showing higher variety in choice."
                    },
                    {
                        "id": 110,
                        "string": "Results We establish if a group of users prefers words within paraphrase pairs with one of the characteristics presented in the previous section using the following method."
                    },
                    {
                        "id": 111,
                        "string": "For each trait and paraphrase pair, we compute the stylistic difference between the words within a pair (see Section 3)."
                    },
                    {
                        "id": 112,
                        "string": "Then, for each trait, we run a Pearson correlation between the vector of stylistic difference scores for each pair and the vector containing the differences in word characteristics (e.g."
                    },
                    {
                        "id": 113,
                        "string": "the difference between the number of syllables of the two words)."
                    },
                    {
                        "id": 114,
                        "string": "For each word property, we only retain the paraphrase pairs where we can measure both words, which leads to different numbers of pairs (and hence difference significance thresholds) for each test."
                    },
                    {
                        "id": 115,
                        "string": "The Pearson correlation results are shown in Table 6 ."
                    },
                    {
                        "id": 116,
                        "string": "We observe there are several statistically significant differences in paraphrase choice between the user groups."
                    },
                    {
                        "id": 117,
                        "string": "Paraphrase entropy by personality trait groups are presented in Table 7 ."
                    },
                    {
                        "id": 118,
                        "string": "Personality Trait Low High Openness ( * * ) .838 .924 Conscientiousness .893 .894 Extroversion ( * * ) .901 .891 Agreeableness ( * ) .899 .894 Neuroticism ( * * ) .900 .892 Table 7 : Average paraphrase cluster entropies for each personality trait."
                    },
                    {
                        "id": 119,
                        "string": "The higher the entropy, the more diverse is the paraphrase choice of the specific group of users."
                    },
                    {
                        "id": 120,
                        "string": "Mean differences are tested for significance using the Mann-Whitney Test: p ≤ .05 ( * ) , p ≤ .001 ( * * ) ."
                    },
                    {
                        "id": 121,
                        "string": "The trait that leads to the largest number of significant correlations with phrase choice is openness to experience."
                    },
                    {
                        "id": 122,
                        "string": "Users high in openness prefer words which are longer and with more syllables."
                    },
                    {
                        "id": 123,
                        "string": "These patterns are consistent with the theory that open people are intellectually attuned, creative, and curious (McCrae and Costa Jr, 1997) ."
                    },
                    {
                        "id": 124,
                        "string": "Simultaneously, openness to experience was negatively related to concreteness, dominance, valence and happiness."
                    },
                    {
                        "id": 125,
                        "string": "This indicates that users who are high in openness are more likely to express themselves in indirect and abstract ways, and they are less likely to prefer explicitly happier words."
                    },
                    {
                        "id": 126,
                        "string": "Again, these are consistent with a more cerebral or artistic mode of communication."
                    },
                    {
                        "id": 127,
                        "string": "Word rareness is anti-correlated with high in openness."
                    },
                    {
                        "id": 128,
                        "string": "However, we noticed that word rareness captures in a large extent also misspellings and alternative spellings."
                    },
                    {
                        "id": 129,
                        "string": "In terms of entropy however, openness to experience generates by far the largest difference in group means for entropy."
                    },
                    {
                        "id": 130,
                        "string": "Those interested in novelty and new experiences may especially dislike phrasing the same concept in the same way over time when other options are available, prefer idiosyncratic words and may have larger vocabularies."
                    },
                    {
                        "id": 131,
                        "string": "Conscientiousness, extraversion and agreeableness have similar correlations across all phrase choice traits."
                    },
                    {
                        "id": 132,
                        "string": "Users high in these three traits prefer words that are longer and have more syllables."
                    },
                    {
                        "id": 133,
                        "string": "However, for extraversion and agreeableness, ageof-acquisition results show that these groups tend not to choose words acquired later and entropy results show a more limited breadth in usage, both indicative of less complex word choice."
                    },
                    {
                        "id": 134,
                        "string": "Especially, introverts score higher in these choices, perhaps because introverts prefer solitary activities such as reading and may therefore have larger and more sophisticated vocabularies (Furnham, 1981) ."
                    },
                    {
                        "id": 135,
                        "string": "All three traits prefer happier and more dominant words, which, at least for extraversion, is unsurprising as these qualities are part of the definition of the trait (Watson and Clark, 1997) ."
                    },
                    {
                        "id": 136,
                        "string": "Users high in agreeableness are also known to express higher positive valence and conscientious users tend to be more dominant."
                    },
                    {
                        "id": 137,
                        "string": "Despite the opposite patterns in language use associated with these three traits and openness, these are positively correlated in the user population."
                    },
                    {
                        "id": 138,
                        "string": "Therefore, the two sets of correlations are not simply the same effect explained in two different ways."
                    },
                    {
                        "id": 139,
                        "string": "Neuroticism exhibits the fewest correlations with phrase choice."
                    },
                    {
                        "id": 140,
                        "string": "Users high in this trait prefer words that are shorter, have fewer syllables and have a slightly lower entropy, which indicates a mild tendency for simpler, idionsyncratic words."
                    },
                    {
                        "id": 141,
                        "string": "Finally, users high the neuroticism prefer words that are higher in sensory experience, and to a lesser de-gree, that are more concrete."
                    },
                    {
                        "id": 142,
                        "string": "This underlines the preference of this group of users to use social media as a means of communicating about the immediate context."
                    },
                    {
                        "id": 143,
                        "string": "Conclusions We have studied phrase choice, a particular type of stylistic language difference, across the Big Five personality traits for the first time."
                    },
                    {
                        "id": 144,
                        "string": "We used a large data-driven paraphrase dictionary as our source of paraphrases in combination with statistics computed over large volumes of Facebook status updates."
                    },
                    {
                        "id": 145,
                        "string": "We have shown paraphrase words are, with one exception, predictive of the personality traits and that differences exist in phrase choices."
                    },
                    {
                        "id": 146,
                        "string": "Our analysis of several psycholinguistic word characteristics showed that personality correlates with many systematic word choices and these are intuitive and correspond to theories of personality."
                    },
                    {
                        "id": 147,
                        "string": "Differences in paraphrase choice are likely to be useful in text-to-text generation and dialogues systems."
                    },
                    {
                        "id": 148,
                        "string": "Tailoring automatically generated text based on personality traits might be desirable in multiple scenarios, such as for tutoring or customer support."
                    },
                    {
                        "id": 149,
                        "string": "However, in most of these cases, the topic is fixed and personalization can be achieved only at a stylistic level."
                    },
                    {
                        "id": 150,
                        "string": "To this end, we make our scored paraphrase choices across personality traits publicly available."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 17
                    },
                    {
                        "section": "Data",
                        "n": "2",
                        "start": 18,
                        "end": 25
                    },
                    {
                        "section": "Quantifying Personality Differences",
                        "n": "3",
                        "start": 26,
                        "end": 46
                    },
                    {
                        "section": "Predicting Personality",
                        "n": "4",
                        "start": 47,
                        "end": 63
                    },
                    {
                        "section": "Trait Differences",
                        "n": "5",
                        "start": 64,
                        "end": 73
                    },
                    {
                        "section": "Linguistic Hypotheses",
                        "n": "6",
                        "start": 74,
                        "end": 74
                    },
                    {
                        "section": "Word Properties",
                        "n": "6.1",
                        "start": 74,
                        "end": 106
                    },
                    {
                        "section": "Paraphrase Entropy",
                        "n": "6.2",
                        "start": 107,
                        "end": 109
                    },
                    {
                        "section": "Results",
                        "n": "6.3",
                        "start": 110,
                        "end": 142
                    },
                    {
                        "section": "Conclusions",
                        "n": "7",
                        "start": 143,
                        "end": 150
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/973-Table1-1.png",
                        "caption": "Table 1: Two example groups of phrases that are all paraphrases of each other. Words and phrases are ordered by frequency of use. The top words are more frequently used by users low in each personality trait, with words further down the list being more specific of users high in the respective personality trait. The number in brackets represents the score with which the word is related to each trait (described in Section 3).",
                        "page": 2,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 524.16,
                            "y1": 62.879999999999995,
                            "y2": 412.32
                        }
                    },
                    {
                        "filename": "../figure/image/973-Table6-1.png",
                        "caption": "Table 6: Correlation coefficients between word property differences and word preference by users high in each personality trait across all paraphrase pairs – p < 0.05, two tailed t-test, significant after false discovery rate multi-comparison corrections: Benjamini-Hochberg (∗), Bonferroni (∗∗).",
                        "page": 5,
                        "bbox": {
                            "x1": 132.0,
                            "x2": 466.08,
                            "y1": 62.879999999999995,
                            "y2": 227.04
                        }
                    },
                    {
                        "filename": "../figure/image/973-Table7-1.png",
                        "caption": "Table 7: Average paraphrase cluster entropies for each personality trait. The higher the entropy, the more diverse is the paraphrase choice of the specific group of users. Mean differences are tested for significance using the Mann-Whitney Test: p ≤ .05(∗), p ≤ .001(∗∗) .",
                        "page": 5,
                        "bbox": {
                            "x1": 334.56,
                            "x2": 498.24,
                            "y1": 483.84,
                            "y2": 569.28
                        }
                    },
                    {
                        "filename": "../figure/image/973-Table2-1.png",
                        "caption": "Table 2: Personality score thresholds and number of users in each personality trait group for the analysis.",
                        "page": 1,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 524.16,
                            "y1": 62.879999999999995,
                            "y2": 119.03999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/973-Table4-1.png",
                        "caption": "Table 4: Average Kendall τ rank correlation between paraphrase cluster usage compared across different user traits. Spearman rank correlation and Pearson correlation reveal similar patterns.",
                        "page": 3,
                        "bbox": {
                            "x1": 312.0,
                            "x2": 521.28,
                            "y1": 456.47999999999996,
                            "y2": 540.0
                        }
                    },
                    {
                        "filename": "../figure/image/973-Table3-1.png",
                        "caption": "Table 3: User attribute prediction results evaluated in accuracy. Using only paraphrases that capture more stylistic rather than topical differences between different personality trait groups, our method still shows good predictive power comparing to using all phrase (1–3 grams) features.",
                        "page": 3,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 289.44,
                            "y1": 291.84,
                            "y2": 346.08
                        }
                    },
                    {
                        "filename": "../figure/image/973-Table5-1.png",
                        "caption": "Table 5: Correlation between personality traits in our data set.",
                        "page": 3,
                        "bbox": {
                            "x1": 312.0,
                            "x2": 521.28,
                            "y1": 629.76,
                            "y2": 713.28
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-5"
        },
        {
            "slides": {
                "1": {
                    "title": "Motivation",
                    "text": [
                        "I Most errors are due to over-generation",
                        "I System correctly outputs a keyphrase because it contains an important word, but",
                        "erroneously predicts other candidates as keyphrases because they contain the same word",
                        "I e.g. olympics, olympic movement, international olympic comittee",
                        "I Why over-generation errors are frequent?",
                        "I Candidates are ranked independently, often according to their component words",
                        "I We propose a global inference model to tackle the problem of over-generation errors"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Proposed method",
                    "text": [
                        "I Weighting candidates vs. weighting component words",
                        "I Words are easier to extract, match and weight",
                        "I Useful for reducing over-generation errors",
                        "I Ensure that the importance of each word is counted only once in the set of keyphrases",
                        "I Keyphrases should be extracted as a set rather than independently",
                        "I Finding the optimal set of keyphrases combinatorial optimisation problem",
                        "I Formulated as an integer linear problem (ILP)",
                        "I Solved exactly using off-the-shelf solvers"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "3": {
                    "title": "ILP model definition",
                    "text": [
                        "I Based on the concept-based model for summarization [Gillick and Favre, 2009]",
                        "I The value of a set of keyphrases is the sum of the weights of its unique words",
                        "Word weights Candidates Olympic games"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "ILP model definition cont",
                    "text": [
                        "I Let xi and cj be binary variables indicating the presence of word i and candidate j in",
                        "the set of extracted keyphrases",
                        "wixi Summing over unique word weights",
                        "s.t. cj N Number of extracted keyphrases",
                        "cjOccij xi, i, j Constraints for consistency",
                        "cjOccij xi, i Occij if word i is in candidate j",
                        "I By summing over word weights, the model overly favors long candidates",
                        "I e.g. olympics < olympic games < modern olympic games",
                        "I To correct this bias in the model",
                        "Adding constraints to prefer shorter candidates",
                        "Adding a regularization term to the objective function"
                    ],
                    "page_nums": [
                        6,
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "Regularization",
                    "text": [
                        "I Let lj be the size, in words, of candidate j , and substrj the number of times cj occurs",
                        "as a subtring in other candidates",
                        "candidates that occur frequently as substrings"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "6": {
                    "title": "Experimental parameters",
                    "text": [
                        "I Experiments are carried out on the SemEval dataset [Kim et al., 2010]",
                        "I Scientific articles from the ACM Digital Library",
                        "I Keyphrase candidates are sequences of nouns and adjectives",
                        "I Evaluation in terms of precision, recall and f -measure at the top N keyphrases",
                        "I Sets of combined author- and reader-assigned keyphrases as reference keyphrases",
                        "I Extracted/reference keyphrases are stemmed",
                        "I Regularization parameter tuned on the training set"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Word weighting functions",
                    "text": [
                        "I IDF weights are computed on the training set",
                        "I TextRank [Mihalcea and Tarau, 2004]",
                        "I Window is sentence, edge weights are co-occurrences",
                        "I Logistic regression [Hong and Nenkova, 2014]",
                        "I Reference keyphrases in training data are used to generate positive/negative examples",
                        "I Features: position first occurrence, TFIDF, presence in first sentence"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "8": {
                    "title": "Baselines",
                    "text": [
                        "I norm : ranking candidates using the sum of the weights of their component words",
                        "normalized by their lengths",
                        "I Redundant keyphrases are pruned from the ranked lists"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "9": {
                    "title": "Results",
                    "text": [
                        "Top-5 candidates Top-10 candidates",
                        "Weighting + Ranking P R F P R F",
                        "TFIDF + sum norm ilp",
                        "TextRank + sum norm ilp",
                        "Logistic regression + sum norm ilp"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "10": {
                    "title": "Results cont",
                    "text": [
                        "Top-5 candidates Top-10 candidates",
                        "Method P R F rank P R F rank",
                        "Logistic regression + ilp"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "11": {
                    "title": "Example J 3txt",
                    "text": [
                        "TFIDF + sum (P advertis bid; certain advertis budget; keyword bid; convex hull landscap; budget optim bid; uniform bid strategi; advertis slot; advertis campaign; ward advertis; searchbas advertis",
                        "TFIDF + norm (P advertis; advertis bid; keyword; keyword bid; landscap; advertis slot; advertis cam- paign; ward advertis; searchbas advertis; advertis random",
                        "TFIDF + ilp (P click; advertis; uniform bid; landscap; auction; convex hull; keyword; budget optim; single-bid strategi; queri"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "12": {
                    "title": "Conclusion",
                    "text": [
                        "I Proposed ILP model",
                        "I Can be applied on top of any word weighting function",
                        "I Reduces over-generation errors by weighting candidates as a set",
                        "I Substancial improvement over commonly used word-based ranking approaches",
                        "I Phrase-based model regularized by word redundancy"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                }
            },
            "paper_title": "Reducing Over-generation Errors for Automatic Keyphrase Extraction using Integer Linear Programming",
            "paper_id": "974",
            "paper": {
                "title": "Reducing Over-generation Errors for Automatic Keyphrase Extraction using Integer Linear Programming",
                "abstract": "We introduce a global inference model for keyphrase extraction that reduces overgeneration errors by weighting sets of keyphrase candidates according to their component words. Our model can be applied on top of any supervised or unsupervised word weighting function. Experimental results show a substantial improvement over commonly used word-based ranking approaches.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Keyphrases are words or phrases that capture the main topics discussed in a document."
                    },
                    {
                        "id": 1,
                        "string": "Automatically extracted keyphrases have been found to be useful for many natural language processing and information retrieval tasks, such as summarization (Litvak and Last, 2008) , opinion mining (Berend, 2011) or text categorization (Hulth and Megyesi, 2006) ."
                    },
                    {
                        "id": 2,
                        "string": "Despite considerable research effort, the automatic extraction of keyphrases that match those of human experts remains challenging (Kim et al., 2010) ."
                    },
                    {
                        "id": 3,
                        "string": "Recent work has shown that most errors made by state-of-the-art keyphrase extraction systems are due to over-generation (Hasan and Ng, 2014) ."
                    },
                    {
                        "id": 4,
                        "string": "Over-generation errors occur when a system correctly outputs a keyphrase because it contains an important word, but at the same time erroneously predicts other keyphrase candidates as keyphrases because they contain the same word."
                    },
                    {
                        "id": 5,
                        "string": "One reason these errors are frequent is that many unsupervised systems rank candidates according to the weights of their component words, e.g."
                    },
                    {
                        "id": 6,
                        "string": "(Wan and Xiao, 2008a; Liu et al., 2009) , and many supervised systems use unigrams as features, e.g."
                    },
                    {
                        "id": 7,
                        "string": "(Turney, 2000; Nguyen and Luong, 2010) ."
                    },
                    {
                        "id": 8,
                        "string": "While weighting words instead of phrases may seem rather blunt, it offers several advantages."
                    },
                    {
                        "id": 9,
                        "string": "In practice, words are usually much easier to extract, match and weight, especially for short documents where many phrases may not be statistically frequent (Liu et al., 2011) ."
                    },
                    {
                        "id": 10,
                        "string": "Selecting keyphrase candidates according to their component words may also turn out to be useful for reducing over-generation errors if one can ensure that the importance of each word is counted only once in the set of extracted keyphrases."
                    },
                    {
                        "id": 11,
                        "string": "To do so, keyphrases should be extracted as a set rather than independently."
                    },
                    {
                        "id": 12,
                        "string": "Finding the optimal set of keyphrases is a combinatorial optimisation problem, and can be formulated as an integer linear program (ILP) which can be solved exactly using off-the-shelf solvers."
                    },
                    {
                        "id": 13,
                        "string": "In this work, we propose an ILP formulation for keyphrase extraction that can be applied on top of any word weighting scheme."
                    },
                    {
                        "id": 14,
                        "string": "Through experiments carried out on the SemEval dataset (Kim et al., 2010) , we show that our model increases the performance of both supervised and unsupervised word weighting keyphrase extraction methods."
                    },
                    {
                        "id": 15,
                        "string": "The rest of this paper is organized as follows."
                    },
                    {
                        "id": 16,
                        "string": "In Section 2, we describe our ILP model for keyphrase extraction."
                    },
                    {
                        "id": 17,
                        "string": "Our experiments are presented in Section 3."
                    },
                    {
                        "id": 18,
                        "string": "In Section 4, we briefly review the previous work, and we conclude in Section 5."
                    },
                    {
                        "id": 19,
                        "string": "Method Our global inference model for keyphrase extraction consists of three steps."
                    },
                    {
                        "id": 20,
                        "string": "First, keyphrase candidates are extracted from the document using heuristic rules."
                    },
                    {
                        "id": 21,
                        "string": "Second, words are weighted using either supervised or unsupervised methods."
                    },
                    {
                        "id": 22,
                        "string": "Third, finding the optimal subset of keyphrase candidates is cast as an ILP and solved using an off-the-shelf solver."
                    },
                    {
                        "id": 23,
                        "string": "Keyphrase candidate selection Candidate selection is the task of identifying the words or phrases that have properties similar to those of manually assigned keyphrases."
                    },
                    {
                        "id": 24,
                        "string": "First, we apply the following pre-processing steps to the document: sentence segmentation 1 , word tokenization 2 and Part-Of-Speech (POS) tagging 3 ."
                    },
                    {
                        "id": 25,
                        "string": "Following previous work (Wan and Xiao, 2008a; Bougouin et al., 2013) , we use the sequences of nouns and adjectives as keyphrase candidates."
                    },
                    {
                        "id": 26,
                        "string": "Candidates that have less than three characters, that contain only adjectives, or that contain stop-words 4 are filtered out."
                    },
                    {
                        "id": 27,
                        "string": "These heuristic rules are designed to avoid spurious instances and keep the number of candidates to a minimum (Hasan and Ng, 2014) ."
                    },
                    {
                        "id": 28,
                        "string": "All words are stemmed using Porter's stemmer (Porter, 1980) ."
                    },
                    {
                        "id": 29,
                        "string": "Word weighting functions The performance of our model depends on how word weights are estimated."
                    },
                    {
                        "id": 30,
                        "string": "Here, we experiment with three methods for assigning importance weights to words."
                    },
                    {
                        "id": 31,
                        "string": "The first two are unsupervised weighting functions, namely TF×IDF (Spärck Jones, 1972) and TextRank (Mihalcea and Tarau, 2004) , which have been extensively used in prior work (Hasan and Ng, 2010) ."
                    },
                    {
                        "id": 32,
                        "string": "We also apply a supervised model for predicting word importance based on (Hong and Nenkova, 2014) ."
                    },
                    {
                        "id": 33,
                        "string": "TF×IDF The weight of each word t is estimated using its frequency tf (t, d) in the document d and how many other documents include t (inverse document frequency), and is defined as: TF × IDF(t, d) = tf (t, d) × log(D/D t ) where D is the total number of documents and D t is the number of documents containing t. TextRank A co-occurrence graph is first built from the document in which nodes are words and edges represent the number of times two words co-occur in the same sentence."
                    },
                    {
                        "id": 34,
                        "string": "TextRank (Mihalcea and Tarau, 2004 ), a graph-based ranking algorithm, is then used to compute the importance weight of each word."
                    },
                    {
                        "id": 35,
                        "string": "Let d be a damping factor 5 , the Tex-tRank score S(V i ) of a node V i is initialized to a default value and computed iteratively until convergence using the following equation: S(V i ) = (1 − d) + d × V j ∈N (V i ) w ji × S(V j ) V k ∈N (V j ) w jk where N (V i ) is the set of nodes connected to V i and w ji is the weight of the edge between nodes V j and V i ."
                    },
                    {
                        "id": 36,
                        "string": "TextRank implements the concept of \"voting\", i.e."
                    },
                    {
                        "id": 37,
                        "string": "a word is important if it is highly connected to other words and if it is connected to important words."
                    },
                    {
                        "id": 38,
                        "string": "Logistic regression We train a logistic regression model 6 for assigning importance weights to words in the document based on (Hong and Nenkova, 2014) ."
                    },
                    {
                        "id": 39,
                        "string": "Reference keyphrases in the training data are used to generate positive and negative examples."
                    },
                    {
                        "id": 40,
                        "string": "For a word in the document (restricted to adjectives and nouns), we assign label 1 if the word appears in the corresponding reference keyphrases, otherwise we assign 0."
                    },
                    {
                        "id": 41,
                        "string": "We use the relative position of the first occurrence, the presence in the first sentence and the TF×IDF weight as features."
                    },
                    {
                        "id": 42,
                        "string": "These features have been extensively used in supervised keyphrase extraction approaches, and have been shown to perform consistently well (Hasan and Ng, 2014)."
                    },
                    {
                        "id": 43,
                        "string": "ILP model definition Our model is an adaptation of the conceptbased ILP model for summarization introduced by (Gillick and Favre, 2009) , in which sentence selection is cast as an instance of the budgeted maximum coverage problem 7 ."
                    },
                    {
                        "id": 44,
                        "string": "The key assumption of our model is that the value of a set of keyphrase candidates is defined as the sum of the weights of the unique words it contains."
                    },
                    {
                        "id": 45,
                        "string": "That way, a set of candidates only benefits from including each word once."
                    },
                    {
                        "id": 46,
                        "string": "Words are thus assumed to be independent, that is, the value of including a word is not affected by the presence of any other word in the set of keyphrases."
                    },
                    {
                        "id": 47,
                        "string": "Formally, let w i be the weight of word i, x i and c j two binary variables indicating the pres-ence of word i and candidate j in the set of extracted keyphrases, Occ ij an indicator of the occurrence of word i in candidate j and N the maximum number of extracted keyphrases, our model is described as: max i w i x i (1) s.t."
                    },
                    {
                        "id": 48,
                        "string": "j c j ≤ N (2) c j Occ ij ≤ x i , ∀i, j (3) j c j Occ ij ≥ x i , ∀i (4) x i ∈ {0, 1} ∀i c j ∈ {0, 1} ∀j The constraints formalized in equations 3 and 4 ensure the consistency of the solution: selecting a candidate leads to the selection of all the words it contains, and selecting a word is only possible if it is present in at least one selected candidate."
                    },
                    {
                        "id": 49,
                        "string": "By summing over word weights, this model overly favors long candidates."
                    },
                    {
                        "id": 50,
                        "string": "Indeed, given two keyphrase candidates, one being included in the other (e.g."
                    },
                    {
                        "id": 51,
                        "string": "uddi registries and multiple uddi registries), this model always selects the longest one as its contribution to the objective function is larger."
                    },
                    {
                        "id": 52,
                        "string": "To correct this bias, a regularization term is added to the objective function: max i w i x i − λ j (l j − 1)c j 1 + substr j (5) where l j is the size, in words, of candidate j, and substr j the number of times c j occurs as a subtring in the other candidates."
                    },
                    {
                        "id": 53,
                        "string": "This regularization penalizes the candidates that are composed of more than two words, and is dampened for candidates that occur frequently as substrings in other candidates."
                    },
                    {
                        "id": 54,
                        "string": "Here, we assume that for multiple candidates of the same size, the one that is less frequent in the document should be stressed first."
                    },
                    {
                        "id": 55,
                        "string": "The resulting ILP is then solved exactly using an off-the-shelf solver 8 ."
                    },
                    {
                        "id": 56,
                        "string": "The solving process takes less than a second per document on average."
                    },
                    {
                        "id": 57,
                        "string": "The N candidate keyphrases returned by the solver are selected as keyphrases."
                    },
                    {
                        "id": 58,
                        "string": "8 We use GLPK, http://www.gnu.org/ software/glpk/ 3 Experiments Experimental settings We carry out our experiments on the SemEval dataset (Kim et al., 2010) , which is composed of scientific articles collected from the ACM Digital Library."
                    },
                    {
                        "id": 59,
                        "string": "The dataset is divided into training (144 documents) and test (100 documents) sets."
                    },
                    {
                        "id": 60,
                        "string": "We use the set of combined author-and reader-assigned keyphrases as reference keyphrases."
                    },
                    {
                        "id": 61,
                        "string": "We follow the common practice (Kim et al., 2010) and evaluate the performance of our method in terms of precision (P), recall (R) and f-measure (F) at the top N keyphrases 9 ."
                    },
                    {
                        "id": 62,
                        "string": "Extracted and reference keyphrases are stemmed to reduce the number of mismatches."
                    },
                    {
                        "id": 63,
                        "string": "For each word weighting function, namely TF×IDF, TextRank and Logistic regression, we compare the performance of our ILP model (hereafter ilp) with that of two word-based weighting baselines."
                    },
                    {
                        "id": 64,
                        "string": "The first baseline (hereafter sum) simply ranks keyphrase candidates according to the sum of the weights of their component words as in (Wan and Xiao, 2008b; Wan and Xiao, 2008a) ."
                    },
                    {
                        "id": 65,
                        "string": "The second baseline (hereafter norm) consists in scoring keyphrase candidates by computing the sum of the weights of their component words normalized by their length as in (Boudin, 2013) ."
                    },
                    {
                        "id": 66,
                        "string": "As a post-processing step, we remove redundant keyphrases from the ranked lists generated by both baselines."
                    },
                    {
                        "id": 67,
                        "string": "A keyphrase is considered redundant if it is included in another keyphrase that is ranked higher in the list."
                    },
                    {
                        "id": 68,
                        "string": "IDF weights are computed on the training set."
                    },
                    {
                        "id": 69,
                        "string": "The regularization parameter λ is set, for all the experiments, to the value that achieves the best performance on the training set, that is 0.3 for TF×IDF, 0.4 for TextRank and 1.2 for Logistic regression."
                    },
                    {
                        "id": 70,
                        "string": "Results The performance of our model on top of different word weighting functions is shown in Table 1 ."
                    },
                    {
                        "id": 71,
                        "string": "Overall, our model consistently improves the performance over the baselines."
                    },
                    {
                        "id": 72,
                        "string": "We observe that the results for sum are very low."
                    },
                    {
                        "id": 73,
                        "string": "Summing the word weights favors long candidates and is prone to over-generation errors, as illustrated by the example in Table 2 ."
                    },
                    {
                        "id": 74,
                        "string": "Normalizing the candidate scores by their lengths (norm) produces shorter candidates but does not limit the number of over-generation errors."
                    },
                    {
                        "id": 75,
                        "string": "As we can see from the example in Table 2 , 9 out of 10 extracted keyphrases are containing the word nugget."
                    },
                    {
                        "id": 76,
                        "string": "Our ILP model removes these redundant keyphrases by controlling the impact of each word on the set of extracted keyphrases."
                    },
                    {
                        "id": 77,
                        "string": "The resulting set of keyphrases is more diverse and thus increases the coverage of the topics addressed in the document."
                    },
                    {
                        "id": 78,
                        "string": "Note that the reported results are not on par with keyphrase extraction systems that use adhoc pre-processing, involve structural features and leverage external resources."
                    },
                    {
                        "id": 79,
                        "string": "Rather our goal in this work is to demonstrate a simple and intuitive model for reducing over-generation errors."
                    },
                    {
                        "id": 80,
                        "string": "Related Work In recent years, keyphrase extraction has attracted considerable attention and many different approaches were proposed."
                    },
                    {
                        "id": 81,
                        "string": "Generally speaking, keyphrase extraction methods can be divided into two main categories: supervised and unsupervised approaches."
                    },
                    {
                        "id": 82,
                        "string": "Supervised approaches treat keyphrase extraction as a binary classification task, where each phrase is labeled as keyphrase or nonkeyphrase (Witten et al., 1999; Turney, 2000; Kim and Kan, 2009; Lopez and Romary, 2010 clude graph-based ranking (Mihalcea and Tarau, 2004; Wan and Xiao, 2008a; Wan and Xiao, 2008b; Bougouin et al., 2013; Boudin, 2013) , topic-based clustering (Liu et al., 2009; Liu et al., 2010; Bougouin et al., 2013) , statistical models (Paukkeri and Honkela, 2010; El-Beltagy and Rafea, 2010) and language modeling (Tomokiyo and Hurst, 2003) ."
                    },
                    {
                        "id": 83,
                        "string": "The work of (Ding et al., 2011) is perhaps the closest to our present work."
                    },
                    {
                        "id": 84,
                        "string": "They proposed an ILP formulation of the keyphrase extraction prob-lem that combines TF×IDF and position features in an objective function subject to constraints of coherence and coverage."
                    },
                    {
                        "id": 85,
                        "string": "In their model, coherence is measured by Mutual Information and coverage is estimated using Latent Dirichlet Allocation (LDA) (Blei et al., 2003) ."
                    },
                    {
                        "id": 86,
                        "string": "Their work differs from ours in that (1) it is phrased-based and thus does not penalize redundant keyphrases, and (2) it requires estimating a large number of hyperparameters which makes it difficult to generalize."
                    },
                    {
                        "id": 87,
                        "string": "Conclusion and Future Work In this paper, we proposed an ILP formulation for keyphrase extraction that reduces over-generation errors by weighting keyphrase candidates as a set rather than independently."
                    },
                    {
                        "id": 88,
                        "string": "In our model, keyphrases are selected according to their component words, and the weight of each unique word is counted only once."
                    },
                    {
                        "id": 89,
                        "string": "Experiments show a substantial improvement over commonly used wordbased ranking approaches using either supervised and unsupervised weighting schemes."
                    },
                    {
                        "id": 90,
                        "string": "In future work, we intend to extend our model to include word relatedness through the use of association measures."
                    },
                    {
                        "id": 91,
                        "string": "By doing so, we expect to better differentiate semantically related keyphrase candidates according to the association strength between their component words."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 18
                    },
                    {
                        "section": "Method",
                        "n": "2",
                        "start": 19,
                        "end": 22
                    },
                    {
                        "section": "Keyphrase candidate selection",
                        "n": "2.1",
                        "start": 23,
                        "end": 28
                    },
                    {
                        "section": "Word weighting functions",
                        "n": "2.2",
                        "start": 29,
                        "end": 31
                    },
                    {
                        "section": "TF×IDF",
                        "n": "2.2.1",
                        "start": 32,
                        "end": 33
                    },
                    {
                        "section": "TextRank",
                        "n": "2.2.2",
                        "start": 34,
                        "end": 37
                    },
                    {
                        "section": "Logistic regression",
                        "n": "2.2.3",
                        "start": 38,
                        "end": 42
                    },
                    {
                        "section": "ILP model definition",
                        "n": "2.3",
                        "start": 43,
                        "end": 57
                    },
                    {
                        "section": "Experimental settings",
                        "n": "3.1",
                        "start": 58,
                        "end": 69
                    },
                    {
                        "section": "Results",
                        "n": "3.2",
                        "start": 70,
                        "end": 79
                    },
                    {
                        "section": "Related Work",
                        "n": "4",
                        "start": 80,
                        "end": 86
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "5",
                        "start": 87,
                        "end": 91
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/974-Table2-1.png",
                        "caption": "Table 2: Example of the top-10 extracted keyphrases for the document J-3 of the SemEval dataset. Keyphrases are stemmed and whose that match reference keyphrases are marked bold.",
                        "page": 3,
                        "bbox": {
                            "x1": 310.56,
                            "x2": 510.24,
                            "y1": 296.15999999999997,
                            "y2": 507.35999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/974-Table1-1.png",
                        "caption": "Table 1: Comparison of TF×IDF, TextRank and Logistic regression for different ranking strategies when extracting a maximum of 5 and 10 keyphrases. Results are expressed as a percentage of precision (P), recall (R) and f-measure (F). † indicates significance at the 0.05 level using Student’s t-test.",
                        "page": 3,
                        "bbox": {
                            "x1": 117.6,
                            "x2": 479.03999999999996,
                            "y1": 63.36,
                            "y2": 232.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-6"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "Name pronunciations can be fickle",
                        "- Speech synthesis systems must handle them",
                        "- Best G2P system can't account for how | decide my name is pronounced",
                        "Existing transliterations encode this info",
                        "- Ample data that can be easily mined from the"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "2": {
                    "title": "Applying transliterations",
                    "text": [
                        "Assume existing G2P base systems",
                        "- Produce n-best output lists",
                        "e Assume available transliteration",
                        "Pick candidate output that is most similar to"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Data",
                    "text": [
                        "~ Provides name annotations",
                        "e Transliterations: NEWS Shared Task 2010"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Base systems",
                    "text": [
                        "- Popular end-to-end speech synthesis",
                        "- Generative joint n-grams",
                        "- Discriminative phrasal decoding"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Similarity",
                    "text": [
                        "bey i 00) | t= Tai N an aalsys el Rosse",
                        "- ALINE phoneme-to-phoneme aligner score",
                        "Rule-based G2P converter for Hindi",
                        "- M2M-Aligner alignment system score",
                        "e Extension of learned edit distance algorithm",
                        "- Use highest similarity score",
                        "- Combine similarity score with system score"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Similarity results",
                    "text": [
                        "Sie ls\\s) ~ ALINE LWA ALINE+Base _ M2M+Base"
                    ],
                    "page_nums": [
                        7,
                        8,
                        9,
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Similarity post mortem",
                    "text": [
                        "Can't follow transliterations exactly",
                        "- Differences in languages (phonologies)",
                        "Need to smooth out this volatility",
                        "Limited to one language"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "8": {
                    "title": "SVM re ranking",
                    "text": [
                        "- Similarity scores (M2M-Aligner)",
                        "- N-grams based on alignments between transcriptions and",
                        "Similar to features used in",
                        "- English-to-{Bengali, Chinese, Hindi, Thai,",
                        "Japanese, Kannada, Korean, Russian, Tamil}",
                        "- Features repeated for each transliteration",
                        "Te Yael sol CM Le LH ha VA e eH DU V eee Vi io) ee datdbtcse-leCeyit TICs eye 2",
                        "1S- tio) _ SVM-score = SVM-ngram SVIV-all"
                    ],
                    "page_nums": [
                        12,
                        13,
                        14,
                        15,
                        16,
                        17,
                        18,
                        19
                    ],
                    "images": [
                        "figure/image/976-Table3-1.png"
                    ]
                },
                "9": {
                    "title": "Analysis",
                    "text": [
                        "SVM re-ranking gives significant improvements",
                        "Festival and Sequitur get higher improvement",
                        "- The better the base system, the harder it is to",
                        "n-gram features styled after DirecTL+",
                        "This benefits Festival and Sequitur",
                        "Similar features in a novel direction can lead",
                        "N-gram features most useful",
                        "mm J er-la10lt-lmmist lib lasso"
                    ],
                    "page_nums": [
                        20,
                        21
                    ],
                    "images": []
                },
                "10": {
                    "title": "Multiple languages",
                    "text": [
                        "Absolute improvement in word accuracy"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                },
                "11": {
                    "title": "Future work",
                    "text": [
                        "Apply same re-ranking approach to different tasks (e.g. transliteration) and different data",
                        "- Very successful results so far",
                        "Leverage noisy web transcriptions",
                        "Incorporate supplemental information directly in system"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                },
                "12": {
                    "title": "Conclusion",
                    "text": [
                        "First use of transliterations for G2P",
                        "Basic similarity-based methods don't work",
                        "SVM re-ranking improves all tested base systems",
                        "Multiple languages are vital",
                        "Relevant scripts, etc. are online"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                }
            },
            "paper_title": "How do you pronounce your name? Improving G2P with transliterations",
            "paper_id": "976",
            "paper": {
                "title": "How do you pronounce your name? Improving G2P with transliterations",
                "abstract": "Grapheme-to-phoneme conversion (G2P) of names is an important and challenging problem. The correct pronunciation of a name is often reflected in its transliterations, which are expressed within a different phonological inventory. We investigate the problem of using transliterations to correct errors produced by state-of-the-art G2P systems. We present a novel re-ranking approach that incorporates a variety of score and n-gram features, in order to leverage transliterations from multiple languages. Our experiments demonstrate significant accuracy improvements when re-ranking is applied to n-best lists generated by three different G2P programs.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Grapheme-to-phoneme conversion (G2P), in which the aim is to convert the orthography of a word to its pronunciation (phonetic transcription), plays an important role in speech synthesis and understanding."
                    },
                    {
                        "id": 1,
                        "string": "Names, which comprise over 75% of unseen words (Black et al., 1998) , present a particular challenge to G2P systems because of their high pronunciation variability."
                    },
                    {
                        "id": 2,
                        "string": "Guessing the correct pronunciation of a name is often difficult, especially if they are of foreign origin; this is attested by the ad hoc transcriptions which sometimes accompany new names introduced in news articles, especially for international stories with many foreign names."
                    },
                    {
                        "id": 3,
                        "string": "Transliterations provide a way of disambiguating the pronunciation of names."
                    },
                    {
                        "id": 4,
                        "string": "They are more abundant than phonetic transcriptions, for example when news items of international or global significance are reported in multiple languages."
                    },
                    {
                        "id": 5,
                        "string": "In addition, writing scripts such as Arabic, Korean, or Hindi are more consistent and easier to identify than various phonetic transcription schemes."
                    },
                    {
                        "id": 6,
                        "string": "The process of transliteration, also called phonetic translation (Li et al., 2009b) , involves \"sounding out\" a name and then finding the closest possible representation of the sounds in another writing script."
                    },
                    {
                        "id": 7,
                        "string": "Thus, the correct pronunciation of a name is partially encoded in the form of the transliteration."
                    },
                    {
                        "id": 8,
                        "string": "For example, given the ambiguous letter-to-phoneme mapping of the English letter g, the initial phoneme of the name Gershwin may be predicted by a G2P system to be either /g/ (as in Gertrude) or /Ã/ (as in Gerald)."
                    },
                    {
                        "id": 9,
                        "string": "The transliterations of the name in other scripts provide support for the former (correct) alternative."
                    },
                    {
                        "id": 10,
                        "string": "Although it seems evident that transliterations should be helpful in determining the correct pronunciation of a name, designing a system that takes advantage of this insight is not trivial."
                    },
                    {
                        "id": 11,
                        "string": "The main source of the difficulty stems from the differences between the phonologies of distinct languages."
                    },
                    {
                        "id": 12,
                        "string": "The mappings between phonemic inventories are often complex and context-dependent."
                    },
                    {
                        "id": 13,
                        "string": "For example, because Hindi has no /w/ sound, the transliteration of Gershwin instead uses a symbol that represents the phoneme /V/, similar to the /v/ phoneme in English."
                    },
                    {
                        "id": 14,
                        "string": "In addition, converting transliterations into phonemes is often non-trivial; although few orthographies are as inconsistent as that of English, this is effectively the G2P task for the particular language in question."
                    },
                    {
                        "id": 15,
                        "string": "In this paper, we demonstrate that leveraging transliterations can, in fact, improve the graphemeto-phoneme conversion of names."
                    },
                    {
                        "id": 16,
                        "string": "We propose a novel system based on discriminative re-ranking that is capable of incorporating multiple transliterations."
                    },
                    {
                        "id": 17,
                        "string": "We show that simplistic approaches to the problem fail to achieve the same goal, and that transliterations from multiple languages are more helpful than from a single language."
                    },
                    {
                        "id": 18,
                        "string": "Our approach can be combined with any G2P system that produces n-best lists instead of single outputs."
                    },
                    {
                        "id": 19,
                        "string": "The experiments that we perform demonstrate significant error reduction for three very different G2P base systems."
                    },
                    {
                        "id": 20,
                        "string": "2 Improving G2P with transliterations 2.1 Problem definition In both G2P and machine transliteration, we are interested in learning a function that, given an input sequence x, produces an output sequence y."
                    },
                    {
                        "id": 21,
                        "string": "In the G2P task, x is composed of graphemes and y is composed of phonemes; in transliteration, both sequences consist of graphemes but they represent different writing scripts."
                    },
                    {
                        "id": 22,
                        "string": "Unlike in machine translation, the monotonicity constraint is enforced; i.e., we assume that x and y can be aligned without the alignment links crossing each other ."
                    },
                    {
                        "id": 23,
                        "string": "We assume that we have available a base G2P system that produces an n-best list of outputs with a corresponding list of confidence scores."
                    },
                    {
                        "id": 24,
                        "string": "The goal is to improve the base system's performance by applying existing transliterations of the input x to re-rank the system's n-best output list."
                    },
                    {
                        "id": 25,
                        "string": "Similarity-based methods A simple and intuitive approach to improving G2P with transliterations is to select from the n-best list the output sequence that is most similar to the corresponding transliteration."
                    },
                    {
                        "id": 26,
                        "string": "For example, the Hindi transliteration in Figure 1 is arguably closest in perceptual terms to the phonetic transcription of the second output in the n-best list, as compared to the other outputs."
                    },
                    {
                        "id": 27,
                        "string": "One obvious problem with this method is that it ignores the relative ordering of the n-best lists and their corresponding scores produced by the base system."
                    },
                    {
                        "id": 28,
                        "string": "A better approach is to combine the similarity score with the output score from the base system, allowing it to contribute an estimate of confidence in its output."
                    },
                    {
                        "id": 29,
                        "string": "For this purpose, we apply a linear combination of the two scores, where a single parameter λ, ranging between zero and one, determines the relative weight of the scores."
                    },
                    {
                        "id": 30,
                        "string": "The exact value of λ can be optimized on a training set."
                    },
                    {
                        "id": 31,
                        "string": "This approach is similar to the method used by Finch and Sumita (2010) to combine the scores of two different machine transliteration systems."
                    },
                    {
                        "id": 32,
                        "string": "Measuring similarity The approaches presented in the previous section crucially depend on a method for computing the similarity between various symbol sequences that represent the same word."
                    },
                    {
                        "id": 33,
                        "string": "If we have a method of converting transliterations to phonetic representations, the similarity between two sequences of phonemes can be computed with a simple method such as normalized edit distance or the longest common subsequence ratio, which take into account the number and position of identical phonemes."
                    },
                    {
                        "id": 34,
                        "string": "Alternatively, we could apply a more complex approach, such as ALINE (Kondrak, 2000) , which computes the distance between pairs of phonemes."
                    },
                    {
                        "id": 35,
                        "string": "However, the implementation of a conversion program would require ample training data or language-specific expertise."
                    },
                    {
                        "id": 36,
                        "string": "A more general approach is to skip the transcription step and compute the similarity between phonemes and graphemes directly."
                    },
                    {
                        "id": 37,
                        "string": "For example, the edit distance function can be learned from a training set of transliterations and their phonetic transcriptions (Ristad and Yianilos, 1998) ."
                    },
                    {
                        "id": 38,
                        "string": "In this paper, we apply M2M-ALIGNER (Jiampojamarn et al., 2007) , an unsupervised aligner, which is a many-to-many generalization of the learned edit distance algorithm."
                    },
                    {
                        "id": 39,
                        "string": "M2M-ALIGNER was originally designed to align graphemes and phonemes, but can be applied to discover the alignment between any sets of symbols (given training data)."
                    },
                    {
                        "id": 40,
                        "string": "The logarithm of the probability assigned to the optimal alignment can then be interpreted as a similarity measure between the two sequences."
                    },
                    {
                        "id": 41,
                        "string": "Discriminative re-ranking The methods described in Section 2.2, which are based on the similarity between outputs and transliterations, are difficult to generalize when multiple transliterations of a single name are available."
                    },
                    {
                        "id": 42,
                        "string": "A linear combination is still possible but in this case optimizing the parameters would no longer be straightforward."
                    },
                    {
                        "id": 43,
                        "string": "Also, we are interested in utilizing other features besides sequence similarity."
                    },
                    {
                        "id": 44,
                        "string": "The SVM re-ranking paradigm offers a solution  to the problem."
                    },
                    {
                        "id": 45,
                        "string": "Our re-ranking system is informed by a large number of features, which are based on scores and n-grams."
                    },
                    {
                        "id": 46,
                        "string": "The scores are of three types: 1."
                    },
                    {
                        "id": 47,
                        "string": "The scores produced by the base system for each output in the n-best list."
                    },
                    {
                        "id": 48,
                        "string": "2."
                    },
                    {
                        "id": 49,
                        "string": "The similarity scores between the outputs and each available transliteration."
                    },
                    {
                        "id": 50,
                        "string": "3."
                    },
                    {
                        "id": 51,
                        "string": "The differences between scores in the n-best lists for both (1) and (2) ."
                    },
                    {
                        "id": 52,
                        "string": "Our set of binary n-gram features includes those used for DIRECTL+ ."
                    },
                    {
                        "id": 53,
                        "string": "They can be divided into four types: 1."
                    },
                    {
                        "id": 54,
                        "string": "The context features combine output symbols (phonemes) with n-grams of varying sizes in a window of size c centred around a corresponding position on the input side."
                    },
                    {
                        "id": 55,
                        "string": "2."
                    },
                    {
                        "id": 56,
                        "string": "The transition features are bigrams on the output (phoneme) side."
                    },
                    {
                        "id": 57,
                        "string": "The linear chain features combine the context features with the bigram transition features."
                    },
                    {
                        "id": 58,
                        "string": "4."
                    },
                    {
                        "id": 59,
                        "string": "The joint n-gram features are n-grams containing both input and output symbols."
                    },
                    {
                        "id": 60,
                        "string": "We apply the features in a new way: instead of being applied strictly to a given input-output set, we expand their use across many languages and use all of them simultaneously."
                    },
                    {
                        "id": 61,
                        "string": "We apply the n-gram features across all transliteration-transcription pairs in addition to the usual input-output pairs corresponding to the n-best lists."
                    },
                    {
                        "id": 62,
                        "string": "Figure 1 illustrates the set of pairs used for feature generation."
                    },
                    {
                        "id": 63,
                        "string": "In this paper, we augment the n-gram features by a set of reverse features."
                    },
                    {
                        "id": 64,
                        "string": "Unlike a traditional G2P generator, our re-ranker has access to the outputs produced by the base system."
                    },
                    {
                        "id": 65,
                        "string": "By swapping the input and the output side, we can add reverse context and linear-chain features."
                    },
                    {
                        "id": 66,
                        "string": "Since the n-gram features are also applied to transliteration-transcription pairs, the reverse features enable us to include features which bind a variety of n-grams in the transliteration string with a single corresponding phoneme."
                    },
                    {
                        "id": 67,
                        "string": "The construction of n-gram features presupposes a fixed alignment between the input and output sequences."
                    },
                    {
                        "id": 68,
                        "string": "If the base G2P system does not provide input-output alignments, we use M2M-ALIGNER for this purpose."
                    },
                    {
                        "id": 69,
                        "string": "The transliteration-transcription pairs are also aligned by M2M-ALIGNER, which at the same time produces the corresponding similarity scores."
                    },
                    {
                        "id": 70,
                        "string": "(We set a lower limit of -100 on the M2M-ALIGNER scores.)"
                    },
                    {
                        "id": 71,
                        "string": "If M2M-ALIGNER is unable to produce an alignment, we indicate this with a binary feature that is included with the n-gram features."
                    },
                    {
                        "id": 72,
                        "string": "Experiments We perform several experiments to evaluate our transliteration-informed approaches."
                    },
                    {
                        "id": 73,
                        "string": "We test simple similarity-based approaches on single-transliteration data, and evaluate our SVM re-ranking approach against this as well."
                    },
                    {
                        "id": 74,
                        "string": "We then test our approach using all available transliterations."
                    },
                    {
                        "id": 75,
                        "string": "Relevant code and scripts required to reproduce our experimental results are available online 1 ."
                    },
                    {
                        "id": 76,
                        "string": "Data & setup For pronunciation data, we extracted all names from the Combilex corpus (Richmond et al., 2009) ."
                    },
                    {
                        "id": 77,
                        "string": "We discarded all diacritics, duplicates and multi-word names, which yielded 10,084 unique names."
                    },
                    {
                        "id": 78,
                        "string": "Both the similarity and SVM methods require transliterations for identifying the best candidates in the nbest lists."
                    },
                    {
                        "id": 79,
                        "string": "They are therefore trained and evaluated on the subset of the G2P corpus for which transliterations available."
                    },
                    {
                        "id": 80,
                        "string": "Naturally, allowing transliterations from all languages results in a larger corpus than the one obtained by the intersection with transliterations from a single language."
                    },
                    {
                        "id": 81,
                        "string": "For our experiments, we split the data into 10% for testing, 10% for development, and 80% for training."
                    },
                    {
                        "id": 82,
                        "string": "The development set was used for initial tests and experiments, and then for our final results the training and development sets were combined into one set for final system training."
                    },
                    {
                        "id": 83,
                        "string": "For SVM reranking, during both development and testing we split the training set into 10 folds; this is necessary when training the re-ranker as it must have system output scores that are representative of the scores on unseen data."
                    },
                    {
                        "id": 84,
                        "string": "We ensured that there was never any overlap between the training and testing data for all trained systems."
                    },
                    {
                        "id": 85,
                        "string": "Our transliteration data come from the shared tasks on transliteration at the 2009 and 2010 Named Entities Workshops (Li et al., 2009a; ."
                    },
                    {
                        "id": 86,
                        "string": "We use all of the 2010 English-source data plus the English-to-Russian data from 2009, which makes nine languages in total."
                    },
                    {
                        "id": 87,
                        "string": "In cases where the data provide alternative transliterations for a given input, we keep only one; our preliminary experiments indicated that including alternative transliterations did not improve performance."
                    },
                    {
                        "id": 88,
                        "string": "It should be noted that these transliteration corpora are noisy: Jiampojamarn et al."
                    },
                    {
                        "id": 89,
                        "string": "(2009) English-to-Hindi transliteration performance with a simple cleaning of the data."
                    },
                    {
                        "id": 90,
                        "string": "Our tests involving transliterations from multiple languages are performed on the set of names for which we have both the pronunciation and transliteration data."
                    },
                    {
                        "id": 91,
                        "string": "There are 7,423 names in the G2P corpus for which at least one transliteration is available."
                    },
                    {
                        "id": 92,
                        "string": "Table 1 lists the total size of the transliteration corpora as well as the amount of overlap with the G2P data."
                    },
                    {
                        "id": 93,
                        "string": "Note that the base G2P systems are trained using all 10,084 names in the corpus as opposed to only the 7,423 names for which there are transliterations available."
                    },
                    {
                        "id": 94,
                        "string": "This ensures that the G2P systems have more training data to provide the best possible base performance."
                    },
                    {
                        "id": 95,
                        "string": "For our single-language experiments, we normalize the various scores when tuning the linear combination parameter λ so that we can compare values across different experimental conditions."
                    },
                    {
                        "id": 96,
                        "string": "For SVM re-ranking, we directly implement the method of Joachims (2002) to convert the re-ranking problem into a classification problem, and then use the very fast LIBLINEAR (Fan et al., 2008) to build the SVM models."
                    },
                    {
                        "id": 97,
                        "string": "Optimal hyperparameter values were determined during development."
                    },
                    {
                        "id": 98,
                        "string": "We evaluate using word accuracy, the percentage of words for which the pronunciations are correctly predicted."
                    },
                    {
                        "id": 99,
                        "string": "This measure marks pronunciations that are even slightly different from the correct one as incorrect, so even a small change in pronunciation that might be acceptable or even unnoticeable to humans would count against the system's performance."
                    },
                    {
                        "id": 100,
                        "string": "Base systems It is important to test multiple base systems in order to ensure that any gain in performance applies to the task in general and not just to a particular system."
                    },
                    {
                        "id": 101,
                        "string": "We use three G2P systems in our tests: 1."
                    },
                    {
                        "id": 102,
                        "string": "FESTIVAL (FEST), a popular speech synthesis package, which implements G2P conversion with CARTs (decision trees) (Black et al., 1998) ."
                    },
                    {
                        "id": 103,
                        "string": "2."
                    },
                    {
                        "id": 104,
                        "string": "SEQUITUR (SEQ), a generative system based on the joint n-gram approach (Bisani and Ney, 2008) ."
                    },
                    {
                        "id": 105,
                        "string": "3."
                    },
                    {
                        "id": 106,
                        "string": "DIRECTL+ (DTL), the discriminative system on which our n-gram features are based ."
                    },
                    {
                        "id": 107,
                        "string": "All systems are capable of providing n-best output lists along with scores for each output, although for FESTIVAL they had to be constructed from the list of output probabilities for each input character."
                    },
                    {
                        "id": 108,
                        "string": "We run DIRECTL+ with all of the features described in ) (i.e., context features, transition features, linear chain features, and joint n-gram features)."
                    },
                    {
                        "id": 109,
                        "string": "System parameters, such as maximum number of iterations, were determined during development."
                    },
                    {
                        "id": 110,
                        "string": "For SEQUITUR, we keep default options except for the enabling of the 10 best outputs and we convert the probabilities assigned to the outputs to log-probabilities."
                    },
                    {
                        "id": 111,
                        "string": "We set SEQUITUR's joint n-gram order to 6 (this was also determined during development)."
                    },
                    {
                        "id": 112,
                        "string": "Note that the three base systems differ slightly in terms of the alignment information that they provide in their outputs."
                    },
                    {
                        "id": 113,
                        "string": "FESTIVAL operates letter-byletter, so we use the single-letter inputs with the phoneme outputs as the aligned units."
                    },
                    {
                        "id": 114,
                        "string": "DIRECTL+ specifies many-to-many alignments in its output."
                    },
                    {
                        "id": 115,
                        "string": "For SEQUITUR, however, since it provides no information regarding the output structure, we use M2M-ALIGNER to induce alignments for n-gram feature generation."
                    },
                    {
                        "id": 116,
                        "string": "Transliterations from a single language The goal of the first experiment is to compare several similarity-based methods, and to determine how they compare to our re-ranking approach."
                    },
                    {
                        "id": 117,
                        "string": "In order to find the similarity between phonetic transcriptions, we use the two different methods described in Section 2.2: ALINE and M2M-ALIGNER."
                    },
                    {
                        "id": 118,
                        "string": "We further test the use of a linear combination of the similarity scores with the base system's score so that its confidence information can be taken into account; the linear combination weight is determined from the training set."
                    },
                    {
                        "id": 119,
                        "string": "These methods are referred to as ALINE+BASE and M2M+BASE."
                    },
                    {
                        "id": 120,
                        "string": "For these experiments, our training and testing sets are obtained by intersecting our G2P training and testing sets respectively with the Hindi transliteration corpus, yielding 1,950 names for training and 229 names for testing."
                    },
                    {
                        "id": 121,
                        "string": "Since the similarity-based methods are designed to incorporate homogeneous same-script transliterations, we can only run this experiment on one language at a time."
                    },
                    {
                        "id": 122,
                        "string": "Furthermore, ALINE operates on phoneme sequences, so we first need to convert the transliterations to phonemes."
                    },
                    {
                        "id": 123,
                        "string": "An alternative would be to train a proper G2P system, but this would require a large set of word-pronunciation pairs."
                    },
                    {
                        "id": 124,
                        "string": "For this experiment, we choose Hindi, for which we constructed a rule-based G2P converter."
                    },
                    {
                        "id": 125,
                        "string": "Aside from simple one-to-one mapping (romanization) rules, the converter has about ten rules to adjust for context."
                    },
                    {
                        "id": 126,
                        "string": "For these experiments, we apply our SVM reranking method in two ways: 1."
                    },
                    {
                        "id": 127,
                        "string": "Using only Hindi transliterations (referred to as SVM-HINDI)."
                    },
                    {
                        "id": 128,
                        "string": "2."
                    },
                    {
                        "id": 129,
                        "string": "Using all available languages (referred to as SVM-ALL)."
                    },
                    {
                        "id": 130,
                        "string": "In both cases, the test set is restricted to the same 229 names, in order to provide a valid comparison."
                    },
                    {
                        "id": 131,
                        "string": "Table 2 presents the results."
                    },
                    {
                        "id": 132,
                        "string": "Regardless of the choice of the similarity function, the simplest approaches fail in a spectacular manner, significantly reducing the accuracy with respect to the base system."
                    },
                    {
                        "id": 133,
                        "string": "The linear combination methods give mixed results, improving the accuracy for FESTIVAL but not for SEQUITUR or DIRECTL+ (although the differences are not statistically significant)."
                    },
                    {
                        "id": 134,
                        "string": "However, they perform much better than the methods based on similarity scores alone as they are able to take advantage of the base system's output scores."
                    },
                    {
                        "id": 135,
                        "string": "If we look at the values of λ that provide the best performance  on the training set, we find that they are higher for the stronger base systems, indicating more reliance on the base system output scores."
                    },
                    {
                        "id": 136,
                        "string": "For example, for ALINE+BASE the FESTIVAL-based system has λ = 0.58 whereas the DIRECTL+-based system has λ = 0.81."
                    },
                    {
                        "id": 137,
                        "string": "Counter-intuitively, the ALINE+BASE and M2M+BASE methods are unable to improve upon SEQUITUR or DIRECTL+."
                    },
                    {
                        "id": 138,
                        "string": "We would expect to achieve at least the base system's performance, but disparities between the training and testing sets prevent this."
                    },
                    {
                        "id": 139,
                        "string": "The two SVM-based methods achieve much better results."
                    },
                    {
                        "id": 140,
                        "string": "SVM-ALL produces impressive accuracy gains for all three base systems, while SVM-HINDI yields smaller (but still statistically significant) improvements for FESTIVAL and SEQUITUR."
                    },
                    {
                        "id": 141,
                        "string": "These results suggest that our re-ranking method provides a bigger boost to systems built with different design principles than to DIRECTL+ which utilizes a similar set of features."
                    },
                    {
                        "id": 142,
                        "string": "On the other hand, the results also show that the information obtained by consulting a single transliteration may be insufficient to improve an already high-performing G2P converter."
                    },
                    {
                        "id": 143,
                        "string": "Transliterations from multiple languages Our second experiment expands upon the first; we use all available transliterations instead of being restricted to one language."
                    },
                    {
                        "id": 144,
                        "string": "This rules out the simple similarity-based approaches, but allows us to test our re-ranking approach in a way that fully utilizes the available data."
                    },
                    {
                        "id": 145,
                        "string": "We test three variants of our transliteration-informed SVM re-ranking approach, Table 3 : Word accuracy of the base system versus the reranking variants with transliterations from multiple languages."
                    },
                    {
                        "id": 146,
                        "string": "which differ with respect to the set of included features: 1."
                    },
                    {
                        "id": 147,
                        "string": "SVM-SCORE includes only the three types of score features described in Section 2.4."
                    },
                    {
                        "id": 148,
                        "string": "2."
                    },
                    {
                        "id": 149,
                        "string": "SVM-N-GRAM uses only the n-gram features."
                    },
                    {
                        "id": 150,
                        "string": "3."
                    },
                    {
                        "id": 151,
                        "string": "SVM-ALL is the full system that combines the score and n-gram features."
                    },
                    {
                        "id": 152,
                        "string": "The objective is to determine the degree to which each of the feature classes contributes to the overall results."
                    },
                    {
                        "id": 153,
                        "string": "Because we are using all available transliterations, we achieve much greater coverage over our G2P data than in the previous experiment; in this case, our training set consists of 6,660 names while the test set has 763 names."
                    },
                    {
                        "id": 154,
                        "string": "Table 3 presents the results."
                    },
                    {
                        "id": 155,
                        "string": "Note that the baseline accuracies are somewhat lower than in Table 2 because of the different test set."
                    },
                    {
                        "id": 156,
                        "string": "We find that, when using all features, the SVM re-ranker can provide a very impressive error reduction over FESTIVAL (26.7%) and SEQUITUR (20.7%) and a smaller but still significant (p < 0.01 with the McNemar test) error reduction over DIRECTL+ (12.1%)."
                    },
                    {
                        "id": 157,
                        "string": "When we consider our results using only the score and n-gram features, we can see that, interestingly, the n-gram features are most important."
                    },
                    {
                        "id": 158,
                        "string": "We draw a further conclusion from our results: consider the large disparity in improvements over the base systems."
                    },
                    {
                        "id": 159,
                        "string": "This indicates that FESTIVAL and SEQUITUR are benefiting from the DIRECTL+-style features used in the re-ranking."
                    },
                    {
                        "id": 160,
                        "string": "Without the n-gram features, however, there is still a significant improvement over FESTIVAL, demonstrating that the scores do provide useful information."
                    },
                    {
                        "id": 161,
                        "string": "In this case there is no way for DIRECTL+-style information to make its way into the re-ranking; the process is based purely on the transliterations and their similarities with the transcriptions in the output lists, indicating that the system is capable of extracting useful information directly from transliterations."
                    },
                    {
                        "id": 162,
                        "string": "In the case of DIRECTL+, the transliterations help through the n-gram features rather than the score features; this is probably because the crucial feature that signals the inability of M2M-ALIGNER to align a given transliteration-transcription pair belongs to the set of the n-gram features."
                    },
                    {
                        "id": 163,
                        "string": "Both the n-gram features and score features are dependent on the alignments, but they differ in that the n-gram features allow weights to be learned for local n-gram pairs whereas the score features are based on global information, providing only a single feature for a given transliteration-transcription pair."
                    },
                    {
                        "id": 164,
                        "string": "The two therefore overlap to some degree, although the score features still provide useful information via probabilities learned during the alignment training process."
                    },
                    {
                        "id": 165,
                        "string": "A closer look at the results provides additional insight into the operation of our re-ranking system."
                    },
                    {
                        "id": 166,
                        "string": "For example, consider the name Bacchus, which DI-RECTL+ incorrectly converts into /baekÙ@s/."
                    },
                    {
                        "id": 167,
                        "string": "The most likely reason why our re-ranker selects instead the correct pronunciation /baek@s/ is that M2M-ALIGNER fails to align three of the five available transliterations with /baekÙ@s/."
                    },
                    {
                        "id": 168,
                        "string": "Such alignment failures are caused by a lack of evidence for the mapping of the grapheme representing the sound /k/ in the transliteration training data with the phoneme /Ù/."
                    },
                    {
                        "id": 169,
                        "string": "In addition, the lack of alignments prevents any n-gram features from being enabled."
                    },
                    {
                        "id": 170,
                        "string": "Considering the difficulty of the task, the top accuracy of almost 75% is quite impressive."
                    },
                    {
                        "id": 171,
                        "string": "In fact, many instances of human transliterations in our corpora are clearly incorrect."
                    },
                    {
                        "id": 172,
                        "string": "For example, the Hindi transliteration of Bacchus contains the /Ù/ consonant instead of the correct /k/."
                    },
                    {
                        "id": 173,
                        "string": "Moreover, our strict evaluation based on word accuracy counts all system outputs that fail to exactly match the dictionary data as errors."
                    },
                    {
                        "id": 174,
                        "string": "The differences are often very minor and may reflect an alternative pronunciation."
                    },
                    {
                        "id": 175,
                        "string": "The phoneme accuracy 2 of our best result is 93.1%, 2 The phoneme accuracy is calculated from the minimum edit distance between the predicted and correct pronunciations."
                    },
                    {
                        "id": 176,
                        "string": "which provides some idea of how similar the predicted pronunciation is to the correct one."
                    },
                    {
                        "id": 177,
                        "string": "Effect of multiple transliterations One motivating factor for the use of SVM re-ranking was the ability to incorporate multiple transliteration languages."
                    },
                    {
                        "id": 178,
                        "string": "But how important is it to use more than one language?"
                    },
                    {
                        "id": 179,
                        "string": "To examine this question, we look particularly at the sets of names having at most k transliterations available."
                    },
                    {
                        "id": 180,
                        "string": "Table 4 shows the results with DIRECTL+ as the base system."
                    },
                    {
                        "id": 181,
                        "string": "Note that the number of names with more than five transliterations was small."
                    },
                    {
                        "id": 182,
                        "string": "Importantly, we see that the increase in performance when only one transliteration is available is so small as to be insignificant."
                    },
                    {
                        "id": 183,
                        "string": "From this, we can conclude that obtaining improvement on the basis of a single transliteration is difficult in general."
                    },
                    {
                        "id": 184,
                        "string": "This corroborates the results of the experiment described in Section 3.3, where we used only Hindi transliterations."
                    },
                    {
                        "id": 185,
                        "string": "Previous work There are three lines of research that are relevant to our work: (1) G2P in general; (2) G2P on names; and (3) combining diverse data sources and/or systems."
                    },
                    {
                        "id": 186,
                        "string": "The two leading approaches to G2P are represented by SEQUITUR (Bisani and Ney, 2008) and DIRECTL+ ."
                    },
                    {
                        "id": 187,
                        "string": "Recent comparisons suggests that the former obtains somewhat higher accuracy, especially when it includes joint n-gram features ."
                    },
                    {
                        "id": 188,
                        "string": "Systems based on decision trees are far behind."
                    },
                    {
                        "id": 189,
                        "string": "Our results confirm this ranking."
                    },
                    {
                        "id": 190,
                        "string": "Names can present a particular challenge to G2P systems."
                    },
                    {
                        "id": 191,
                        "string": "Kienappel and Kneser (2001) reported a higher error rate for German names than for general words, while on the other hand Black et al."
                    },
                    {
                        "id": 192,
                        "string": "(1998) report similar accuracy on names as for other types of English words."
                    },
                    {
                        "id": 193,
                        "string": "Yang et al."
                    },
                    {
                        "id": 194,
                        "string": "(2006) and van den Heuvel et al."
                    },
                    {
                        "id": 195,
                        "string": "(2007) post-process the output of a general G2P system with name-specific phonemeto-phoneme (P2P) systems."
                    },
                    {
                        "id": 196,
                        "string": "They find significant improvement using this method on data sets consisting of Dutch first names, family names, and geographical names."
                    },
                    {
                        "id": 197,
                        "string": "However, it is unclear whether such an approach would be able to improve the performance of the current state-of-the-art G2P systems."
                    },
                    {
                        "id": 198,
                        "string": "In addition, the P2P approach works only on single outputs, whereas our re-ranking approach is designed to handle n-best output lists."
                    },
                    {
                        "id": 199,
                        "string": "Although our approach is (to the best of our knowledge) the first to use different tasks (G2P and transliteration) to inform each other, this is conceptually similar to model and system combination approaches."
                    },
                    {
                        "id": 200,
                        "string": "In statistical machine translation (SMT), methods that incorporate translations from other languages (Cohn and Lapata, 2007) have proven effective in low-resource situations: when phrase translations are unavailable for a certain language, one can look at other languages where the translation is available and then translate from that language."
                    },
                    {
                        "id": 201,
                        "string": "A similar pivoting approach has also been applied to machine transliteration ."
                    },
                    {
                        "id": 202,
                        "string": "Notably, the focus of these works have been on cases in which there are less data available; they also modify the generation process directly, rather than operating on existing outputs as we do."
                    },
                    {
                        "id": 203,
                        "string": "Ultimately, a combination of the two approaches is likely to give the best results."
                    },
                    {
                        "id": 204,
                        "string": "Finch and Sumita (2010) combine two very different approaches to transliteration using simple linear interpolation: they use SEQUITUR's n-best outputs and re-rank them using a linear combination of the original SEQUITUR score and the score for that output of a phrased-based SMT system."
                    },
                    {
                        "id": 205,
                        "string": "The linear weights are hand-tuned."
                    },
                    {
                        "id": 206,
                        "string": "We similarly use linear combinations, but with many more scores and other features, necessitating the use of SVMs to determine the weights."
                    },
                    {
                        "id": 207,
                        "string": "Importantly, we combine different data types where they combine different systems."
                    },
                    {
                        "id": 208,
                        "string": "Conclusions & future work In this paper, we explored the application of transliterations to G2P."
                    },
                    {
                        "id": 209,
                        "string": "We demonstrated that transliterations have the potential for helping choose between n-best output lists provided by standard G2P systems."
                    },
                    {
                        "id": 210,
                        "string": "Simple approaches based solely on similarity do not work when tested using a single transliteration language (Hindi), necessitating the use of smarter methods that can incorporate multiple transliteration languages."
                    },
                    {
                        "id": 211,
                        "string": "We apply SVM reranking to this task, enabling us to use a variety of features based not only on similarity scores but on n-grams as well."
                    },
                    {
                        "id": 212,
                        "string": "Our method shows impressive error reductions over the popular FESTIVAL system and the generative joint n-gram SEQUITUR system."
                    },
                    {
                        "id": 213,
                        "string": "We also find significant error reduction using the state-of-the-art DIRECTL+ system."
                    },
                    {
                        "id": 214,
                        "string": "Our analysis demonstrated that it is essential to provide the re-ranking system with transliterations from multiple languages in order to mitigate the differences between phonological inventories and smooth out noise in the transliterations."
                    },
                    {
                        "id": 215,
                        "string": "In the future, we plan to generalize our approach so that it can be applied to the task of generating transliterations, and to combine data from distinct G2P dictionaries."
                    },
                    {
                        "id": 216,
                        "string": "The latter task is related to the notion of domain adaptation."
                    },
                    {
                        "id": 217,
                        "string": "We would also like to apply our approach to web data; we have shown that it is possible to use noisy transliteration data, so it may be possible to leverage the noisy ad hoc pronunciation data as well."
                    },
                    {
                        "id": 218,
                        "string": "Finally, we plan to investigate earlier integration of such external information into the G2P process for single systems; while we noted that re-ranking provides a general approach applicable to any system that can generate n-best lists, there is a limit as to what re-ranking can do, as it relies on the correct output existing in the n-best list."
                    },
                    {
                        "id": 219,
                        "string": "Modifying existing systems would provide greater potential for improving results even though the changes would be necessarily system-specific."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 24
                    },
                    {
                        "section": "Similarity-based methods",
                        "n": "2.2",
                        "start": 25,
                        "end": 31
                    },
                    {
                        "section": "Measuring similarity",
                        "n": "2.3",
                        "start": 32,
                        "end": 40
                    },
                    {
                        "section": "Discriminative re-ranking",
                        "n": "2.4",
                        "start": 41,
                        "end": 57
                    },
                    {
                        "section": "The linear chain features combine the context features with the bigram transition features.",
                        "n": "3.",
                        "start": 58,
                        "end": 71
                    },
                    {
                        "section": "Experiments",
                        "n": "3",
                        "start": 72,
                        "end": 75
                    },
                    {
                        "section": "Data & setup",
                        "n": "3.1",
                        "start": 76,
                        "end": 99
                    },
                    {
                        "section": "Base systems",
                        "n": "3.2",
                        "start": 100,
                        "end": 115
                    },
                    {
                        "section": "Transliterations from a single language",
                        "n": "3.3",
                        "start": 116,
                        "end": 142
                    },
                    {
                        "section": "Transliterations from multiple languages",
                        "n": "3.4",
                        "start": 143,
                        "end": 176
                    },
                    {
                        "section": "Effect of multiple transliterations",
                        "n": "3.5",
                        "start": 177,
                        "end": 184
                    },
                    {
                        "section": "Previous work",
                        "n": "4",
                        "start": 185,
                        "end": 207
                    },
                    {
                        "section": "Conclusions & future work",
                        "n": "5",
                        "start": 208,
                        "end": 219
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/976-Figure1-1.png",
                        "caption": "Figure 1: An example name showing the data used for feature construction. Each arrow links a pair used to generate features, including n-gram and score features. The score features use similarity scores for transliteration-transcription pairs and system output scores for input-output pairs. One feature vector is constructed for each system output.",
                        "page": 2,
                        "bbox": {
                            "x1": 83.03999999999999,
                            "x2": 519.84,
                            "y1": 144.96,
                            "y2": 224.16
                        }
                    },
                    {
                        "filename": "../figure/image/976-Table2-1.png",
                        "caption": "Table 2: Word accuracy (in percentages) of various methods when only Hindi transliterations are used.",
                        "page": 5,
                        "bbox": {
                            "x1": 96.0,
                            "x2": 272.15999999999997,
                            "y1": 60.96,
                            "y2": 199.2
                        }
                    },
                    {
                        "filename": "../figure/image/976-Table3-1.png",
                        "caption": "Table 3: Word accuracy of the base system versus the reranking variants with transliterations from multiple languages.",
                        "page": 5,
                        "bbox": {
                            "x1": 331.68,
                            "x2": 513.12,
                            "y1": 60.96,
                            "y2": 159.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/976-Table1-1.png",
                        "caption": "Table 1: The number of unique single-word entries in the transliteration corpora for each language and the amount of common data (overlap) with the pronunciation data.",
                        "page": 3,
                        "bbox": {
                            "x1": 339.84,
                            "x2": 505.44,
                            "y1": 62.879999999999995,
                            "y2": 197.76
                        }
                    },
                    {
                        "filename": "../figure/image/976-Table4-1.png",
                        "caption": "Table 4: Absolute improvement in word accuracy (%) over the base system (DIRECTL+) of the SVM re-ranker for various numbers of available transliterations.",
                        "page": 6,
                        "bbox": {
                            "x1": 344.64,
                            "x2": 500.15999999999997,
                            "y1": 62.879999999999995,
                            "y2": 196.79999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-7"
        },
        {
            "slides": {
                "0": {
                    "title": "Authors",
                    "text": [
                        "Amulya Gupta Zhu (Drew) Zhang",
                        "Email: guptaam@iastate.edu Email: zhuzhang@iastate.edu"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "2": {
                    "title": "Problem Statement",
                    "text": [
                        "Given two sentences, determine the semantic similarity between them."
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Tasks",
                    "text": [
                        "Semantic relatedness for sentence pairs.",
                        "Paraphrase detection for question pairs.",
                        "Predict relatedness score (real value) for a pair of sentences",
                        "Given a pair of questions, classify them as paraphrase or not",
                        "Higher score implies higher semantic similarity among sentences",
                        "Essence: Given two sentences, determine the semantic similarity between them."
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Datasets used",
                    "text": [
                        "Semantic relatedness for sentence pairs.",
                        "Paraphrase detection for question pairs."
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Examples",
                    "text": [
                        "The badger is burrowing a hole A hole is being burrowed by the badger",
                        "The reading for both August and July is the best seen since the survey began in August",
                        "It is the highest reading since the index was created in August 1997.",
                        "Quora What is bigdata? Is bigdata really doing well?"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Linear",
                    "text": [
                        "Generally, a sentence is read in a linear form.",
                        "English (Left to Right): Traditional Chinese",
                        "The badger is burrowing a hole. (Top to Bottom):",
                        "Urdu (Right to Left):"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "7": {
                    "title": "Long Short Term Memory LSTM",
                    "text": [
                        "LSTM cell LSTM cell LSTM cell LSTM cell LSTM cell LSTM cell",
                        "e_The e_badger e_is e_burrowing e_a e_hole"
                    ],
                    "page_nums": [
                        8,
                        9
                    ],
                    "images": []
                },
                "8": {
                    "title": "Attention mechanism",
                    "text": [
                        "Neural Machine Translation (NMT) Global Attention Model (GAM)"
                    ],
                    "page_nums": [
                        10,
                        13
                    ],
                    "images": [
                        "figure/image/979-Figure4-1.png"
                    ]
                },
                "10": {
                    "title": "Tree LSTM Tai et al 2015",
                    "text": [
                        "Introduction Classical world Alternate world"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "11": {
                    "title": "Decomposable Attention Parikh et al",
                    "text": [
                        "e1 e2 e3 e4 e5 e6 e7 e8 Sentence L Attend: Attention matrix e1 e2 e3 e4 Sentence R",
                        "Introduction Classical world Alternate world"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "12": {
                    "title": "Modified Decomposable Attention MDA",
                    "text": [
                        "(Absolute Distance similarity: (Sign similarity:",
                        "Element wise absolute difference) Element wise multiplication)",
                        "MDA is employed after encoding sentences.",
                        "T-LSTM cell T-LSTM cell o1 o2 Modification 1 T-LSTM cell T-LSTM cell T-LSTM cell T-LSTM cell",
                        "Sentence L Sentence R",
                        "Introduction Classical world Alternate Our contribution world"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "13": {
                    "title": "Testset Results",
                    "text": [
                        "w/o Attention MDA w/o Attention MDA w/o Attention MDA",
                        "Introduction Classical world Alternate world Our contribution",
                        "Attention MDA PA w/o"
                    ],
                    "page_nums": [
                        16,
                        21
                    ],
                    "images": []
                },
                "14": {
                    "title": "Progressive Attention PA",
                    "text": [
                        "T-LSTM cell T-LSTM cell T-LSTM cell T-LSTM cell",
                        "Start Sentence L Phase 1 Sentence R",
                        "Introduction Classical world Alternate world Our contribution",
                        "T-LSTM cell T-LSTM cell T- T- T-LSTM cell T-LSTM cell T- T-",
                        "PA is employed during encoding sentences.",
                        "(Absolute Distance similarity: (Sign similarity:",
                        "Element wise absolute difference) Element wise multiplication)"
                    ],
                    "page_nums": [
                        17,
                        18,
                        19
                    ],
                    "images": []
                },
                "15": {
                    "title": "Effectiveness of PA",
                    "text": [
                        "ID Sentence 1 Sentence 2 Gold Linear Constituency Dependency",
                        "PA No attn PA",
                        "The badger is burrowing a hole",
                        "A hole is being burrowed by the badger",
                        "Introduction Classical world Alternate world Our contribution"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "16": {
                    "title": "Discussion",
                    "text": [
                        "Is it because attention can be considered as an implicit form of structure which complements the explicit form of syntactic structure?",
                        "If yes, does there exist some tradeoff between modeling efforts invested in syntactic and attention sDtoruecst uthreis? mean there is a closer affinity between dependency structure and compositional semantics?",
                        "If yes, is it because dependency structure embody more semantic information?",
                        "Introduction Classical world Alternate world Our contribution"
                    ],
                    "page_nums": [
                        22,
                        23
                    ],
                    "images": []
                },
                "17": {
                    "title": "Summary",
                    "text": [
                        "Proposed a modified decomposable attention (MDA) and a novel progressive attention (PA) model on tree based structures.",
                        "Investigated the impact of proposed attention models on syntactic structures in linguistics."
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                }
            },
            "paper_title": "To Attend or not to Attend: A Case Study on Syntactic Structures for Semantic Relatedness",
            "paper_id": "979",
            "paper": {
                "title": "To Attend or not to Attend: A Case Study on Syntactic Structures for Semantic Relatedness",
                "abstract": "With the recent success of Recurrent Neural Networks (RNNs) in Machine Translation (MT), attention mechanisms have become increasingly popular. The purpose of this paper is two-fold; firstly, we propose a novel attention model on Tree Long Short-Term Memory Networks (Tree-LSTMs), a tree-structured generalization of standard LSTM. Secondly, we study the interaction between attention and syntactic structures, by experimenting with three LSTM variants: bidirectional-LSTMs, Constituency Tree-LSTMs, and Dependency Tree-LSTMs. Our models are evaluated on two semantic relatedness tasks: semantic relatedness scoring for sentence pairs (SemEval 2012, Task 6 and SemEval 2014, Task 1) and paraphrase detection for question pairs (Quora, 2017). 1",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Recurrent Neural Networks (RNNs), in particular Long Short-Term Memory Networks (LSTMs) (Hochreiter and Schmidhuber, 1997) , have demonstrated remarkable accomplishments in Natural Language Processing (NLP) in recent years."
                    },
                    {
                        "id": 1,
                        "string": "Several tasks such as information extraction, question answering, and machine translation have benefited from them."
                    },
                    {
                        "id": 2,
                        "string": "However, in their vanilla forms, these networks are constrained by the sequential order of tokens in a sentence."
                    },
                    {
                        "id": 3,
                        "string": "To mitigate this limitation, structural (dependency or constituency) information in a sentence was exploited and witnessed partial success in various tasks (Goller and Kuchler, 1996; Yamada and Knight, 2001; Quirk et al., 2005; Socher et al., 2011; Tai et al., 2015) ."
                    },
                    {
                        "id": 4,
                        "string": "On the other hand, alignment techniques (Brown et al., 1993) and attention mechanisms (Bahdanau et al., 2014) act as a catalyst to augment the performance of classical Statistical Machine Translation (SMT) and Neural Machine Translation (NMT) models, respectively."
                    },
                    {
                        "id": 5,
                        "string": "In short, both approaches focus on sub-strings of source sentence which are significant for predicting target words while translating."
                    },
                    {
                        "id": 6,
                        "string": "Currently, the combination of linear RNNs/LSTMs and attention mechanisms has become a de facto standard architecture for many NLP tasks."
                    },
                    {
                        "id": 7,
                        "string": "At the intersection of sentence encoding and attention models, some interesting questions emerge: Can attention mechanisms be employed on tree structures, such as Tree-LSTMs (Tai et al., 2015) ?"
                    },
                    {
                        "id": 8,
                        "string": "If yes, what are the possible tree-based attention models?"
                    },
                    {
                        "id": 9,
                        "string": "Do different tree structures (in particular constituency vs. dependency) have different behaviors in such models?"
                    },
                    {
                        "id": 10,
                        "string": "With these questions in mind, we present our investigation and findings in the context of semantic relatedness tasks."
                    },
                    {
                        "id": 11,
                        "string": "Background 2.1 Long Short-Term Memory Networks (LSTMs) Concisely, an LSTM network (Hochreiter and Schmidhuber, 1997) (Figure 1 ) includes a memory cell at each time step which controls the amount of information being penetrated into the cell, neglected, and yielded by the cell."
                    },
                    {
                        "id": 12,
                        "string": "Various LSTM networks (Greff et al., 2017) have been explored till now; we focus on one representative form."
                    },
                    {
                        "id": 13,
                        "string": "To be more precise, we consider a LSTM memory cell involving: an input gate i t , a forget gate f t , and an output gate o t at time step t. Apart from ..."
                    },
                    {
                        "id": 14,
                        "string": "Figure 1 : A linear LSTM network."
                    },
                    {
                        "id": 15,
                        "string": "w t is the word embedding, h t is the hidden state vector, c t is the memory cell vector and y t is the final processed output at time step t. the hidden state h t−1 and input embedding w t of the current word, the recursive function in LSTM also takes the previous time's memory cell state, c t−1 , into account, which is not the case in simple RNN."
                    },
                    {
                        "id": 16,
                        "string": "The following equations summarize a LSTM memory cell at time step t: i t = σ(w t W i + h t−1 R i + b i ) (1) f t = σ(w t W f + h t−1 R f + b f ) (2) o t = σ(w t W o + h t−1 R o + b o ) (3) u t = tanh(w t W u + h t−1 R u + b u ) (4) c t = i t u t + f t c t−1 (5) h t = o t tanh(c t ) (6) where: • (W i , W f , W o , W u ) ∈ R D x d represent in- put weight matrices, where d is the dimension of the hidden state vector and D is the dimension of the input word embedding, w t ."
                    },
                    {
                        "id": 17,
                        "string": "• (R i , R f , R o , R u ) ∈ R d x d represent recur- rent weight matrices and (b i , b f , b o , b u ) ∈ R d represent biases."
                    },
                    {
                        "id": 18,
                        "string": "• c t ∈ R d is the new memory cell vector at time step t. As can be seen in Eq."
                    },
                    {
                        "id": 19,
                        "string": "5, the input gate i t limits the new information, u t , by employing the element wise multiplication operator ."
                    },
                    {
                        "id": 20,
                        "string": "Moreover, the forget gate f t regulates the amount of information from the previous state c t−1 ."
                    },
                    {
                        "id": 21,
                        "string": "Therefore, the current memory state c t includes both new and previous time step's information but partially."
                    },
                    {
                        "id": 22,
                        "string": "A natural extension of LSTM network is a bidirectional LSTM (bi-LSTM), which lets the sequence pass through the architecture in both directions and aggregate the information at each time step."
                    },
                    {
                        "id": 23,
                        "string": "Again, it strictly preserves the sequential nature of LSTMs."
                    },
                    {
                        "id": 24,
                        "string": "Linguistically Motivated Sentence Structures Most computational linguists have developed a natural inclination towards hierarchical structures of natural language, which follow guidelines collectively referred to as syntax."
                    },
                    {
                        "id": 25,
                        "string": "Typically, such structures manifest themselves in parse trees."
                    },
                    {
                        "id": 26,
                        "string": "We investigate two popular forms: Constituency and Dependency trees."
                    },
                    {
                        "id": 27,
                        "string": "Constituency structure Briefly, constituency trees ( Figure 2 :a) indicate a hierarchy of syntactic units and encapsulate phrase grammar rules."
                    },
                    {
                        "id": 28,
                        "string": "Moreover, these trees explicitly demonstrate groups of phrases (e.g., Noun Phrases) in a sentence."
                    },
                    {
                        "id": 29,
                        "string": "Additionally, they discriminate between terminal (lexical) and non-terminal nodes (non-lexical) tokens."
                    },
                    {
                        "id": 30,
                        "string": "Dependency structure In short, dependency trees ( Figure 2 :b) describe the syntactic structure of a sentence in terms of the words (lemmas) and associated grammatical relations among the words."
                    },
                    {
                        "id": 31,
                        "string": "Typically, these dependency relations are explicitly typed, which makes the trees valuable for practical applications such as information extraction, paraphrase detection and semantic relatedness."
                    },
                    {
                        "id": 32,
                        "string": "Tree Long Short-Term Memory Network (Tree-LSTM) Child-Sum Tree-LSTM (Tai et al., 2015) is an epitome of structure-based neural network which explicitly capture the structural information in a sentence."
                    },
                    {
                        "id": 33,
                        "string": "Tai a parent node can be consolidated selectively from each of its child node."
                    },
                    {
                        "id": 34,
                        "string": "Architecturally, each gated vector and memory state update of the head node is dependent on the hidden states of its children in the Tree-LSTM."
                    },
                    {
                        "id": 35,
                        "string": "Assuming a good tree structure of a sentence, each node j of the structure incorporates the following equations."
                    },
                    {
                        "id": 36,
                        "string": ": h j = k∈C(j) h k (7) i j = σ(w j W i +h j R i + b i ) (8) f jk = σ(w j W f + h k R f + b f ) (9) o j = σ(w j W o +h j R o + b o ) (10) u j = tanh(w j W u +h j R u + b u ) (11) c j = i j u j + k∈C(j) f jk c k (12) h j = o j tanh(c j ) (13) where: • w j ∈ R D represents word embedding of all nodes in Dependency structure and only terminal nodes in Constituency structure."
                    },
                    {
                        "id": 37,
                        "string": "2 • (W i , W f , W o , W u ) ∈ R D x d represent in- put weight matrices."
                    },
                    {
                        "id": 38,
                        "string": "• (R i , R f , R o , R u ) ∈ R d x d represent recur- rent weight matrices, and (b i , b f , b o , b u ) ∈ R d represent biases."
                    },
                    {
                        "id": 39,
                        "string": "2 wj is ignored for non-terminal nodes in a Constituency structure by removing the wW terms in Equations 8-11."
                    },
                    {
                        "id": 40,
                        "string": "• C(j) is the set of children of node j."
                    },
                    {
                        "id": 41,
                        "string": "• f jk ∈ R d is the forget gate vector for child k of node j."
                    },
                    {
                        "id": 42,
                        "string": "Referring to Equation 12, the new memory cell state, c j of node j, receives new information, u j , partially."
                    },
                    {
                        "id": 43,
                        "string": "More importantly, it includes the partial information from each of its direct children, set C(j), by employing the corresponding forget gate, f jk ."
                    },
                    {
                        "id": 44,
                        "string": "When the Child-Sum Tree model is deployed on a dependency tree, it is referred to as Dependency Tree-LSTM, whereas a constituency-treebased instantiation is referred to as Constituency Tree-LSTM."
                    },
                    {
                        "id": 45,
                        "string": "Attention Mechanisms Alignment models were first introduced in statistical machine translation (SMT) (Brown et al., 1993) , which connect sub-strings in the source sentence to sub-strings in the target sentence."
                    },
                    {
                        "id": 46,
                        "string": "Recently, attention techniques (which are effectively soft alignment models) in neural machine translation (NMT) (Bahdanau et al., 2014) came into prominence, where attention scores are calculated by considering words of source sentence while decoding words in target language."
                    },
                    {
                        "id": 47,
                        "string": "Although effective attention mechanisms (Luong et al., 2015) such as Global Attention Model (GAM) ( Figure 4 ) and Local Attention Model (LAM) have been developed, such techniques have not been explored over Tree-LSTMs."
                    },
                    {
                        "id": 48,
                        "string": "Inter-Sentence Attention on Tree-LSTMs We present two types of tree-based attention models in this section."
                    },
                    {
                        "id": 49,
                        "string": "With trivial adaptation, they can be deployed in the sequence setting (degenerated trees)."
                    },
                    {
                        "id": 50,
                        "string": "Modified Decomposable Attention (MDA) Parikh et al."
                    },
                    {
                        "id": 51,
                        "string": "(2016)'s original decomposable intersentence attention model only used word embeddings to construct the attention matrix, without any structural encoding of sentences."
                    },
                    {
                        "id": 52,
                        "string": "Essentially, the model incorporated three components: Attend: Input representations (without sequence or structural encoding) of both sentences, L and R, are soft-aligned."
                    },
                    {
                        "id": 53,
                        "string": "Compare: A set of vectors is produced by separately comparing each sub-phrase of L to subphrases in R. Vector representation of each subphrase in L is a non-linear combination of representation of word in sentence L and its aligned sub-phrase in sentence R. The same holds true for the set of vectors for sentence R. Aggregate: Both sets of sub-phrases vectors are summed up separately to form final sentence representation of sentence L and sentence R. We decide to augment the original decomposable inter-sentence attention model and generalize it into the tree (and sequence) setting."
                    },
                    {
                        "id": 54,
                        "string": "To be more specific, we consider two input sequences: L = (l 1 , l 2 ....l len L ), R = (r 1 , r 2 ....r len R ) and their corresponding input representations:L = (l 1 , l 2 ....l len L ),R = (r 1 ,r 2 ....r len R ); where len L and len R represents number of words in L and R, respectively."
                    },
                    {
                        "id": 55,
                        "string": "MDA on dependency structure Let's assume sequences L and R have dependency tree structures D L and D R ."
                    },
                    {
                        "id": 56,
                        "string": "In this case, len L and len R represents number of nodes in D L and D R , respectively."
                    },
                    {
                        "id": 57,
                        "string": "After using a Tree-LSTM to encode tree representations, which results in: D L = (l 1 , l 2 ....l len L ), D R = (r 1 ,r 2 ....r len R ), we gather unnormalized attention weights, e ij and normalize them as follows: e ij =l i (r j ) T (14) β i = len R j=1 exp(e ij ) len R k=1 exp(e ik ) * r j (15) α j = len L i=1 exp(e ij ) len L k=1 exp(e kj ) * l i (16) From the equations above, we can infer that the attention matrix will have a dimension len L x len R ."
                    },
                    {
                        "id": 58,
                        "string": "In contrast to the original model, we compute the final representations of the each sentence by concatenating the LSTM-encoded representation of root with the attention-weighted representation of the root 3 : h L = G([l root L ; β root L ]) (17) h R = G([r root R ; α root R ]) (18) where G is a feed-forward neural network."
                    },
                    {
                        "id": 59,
                        "string": "h L and h R are final vector representations of input sequences L and R, respectively."
                    },
                    {
                        "id": 60,
                        "string": "MDA on constituency structure Let's assume sequences L and R have constituency tree structures C L and C R ."
                    },
                    {
                        "id": 61,
                        "string": "Moreover, assume C L and C R have total number of nodes as N L (> len L ) and N R (> len R ), respectively."
                    },
                    {
                        "id": 62,
                        "string": "As in 3.1.1, the attention mechanism is employed after encoding the trees C L and C R ."
                    },
                    {
                        "id": 63,
                        "string": "While encoding trees, terminal and non-terminal nodes are handled in the same way as in the original Tree-LSTM model (see 2."
                    },
                    {
                        "id": 64,
                        "string": "3)."
                    },
                    {
                        "id": 65,
                        "string": "It should be noted that we collect hidden states of all the nodes (N L and N R ) individually in C L and C R during the encoding process."
                    },
                    {
                        "id": 66,
                        "string": "Hence, hidden states matrix will have dimension N L x d for tree C L whereas for tree C R , it will have dimension N R x d; where d is dimension of each hidden state."
                    },
                    {
                        "id": 67,
                        "string": "Therefore, attention matrix will have a dimension N L x N R ."
                    },
                    {
                        "id": 68,
                        "string": "Finally, we employ Equations 14-18 to compute the final representations of sequences L and R. Progressive Attention (PA) In this section, we propose a novel attention mechanism on Tree-LSTM, inspired by (Quirk et al., 2005) and (Yamada and Knight, 2001) ."
                    },
                    {
                        "id": 69,
                        "string": "PA on dependency structure Let's assume a dependency tree structure of sentence L = (l 1 , l 2 ....l len L ) is available as D L ; where len L represents number of nodes in D L ."
                    },
                    {
                        "id": 70,
                        "string": "Similarly, tree D R corresponds to the sentence R = (r 1 , r 2 ....r len R ); where len R represents number of nodes in D R ."
                    },
                    {
                        "id": 71,
                        "string": "In PA, the objective is to produce the final vector representation of tree D R conditional on the hidden state vectors of all nodes of D L ."
                    },
                    {
                        "id": 72,
                        "string": "Similar to the encoding process in NMT, we encode R by attending each node of D R to all nodes in D L ."
                    },
                    {
                        "id": 73,
                        "string": "Let's name this process Phase1."
                    },
                    {
                        "id": 74,
                        "string": "Next, Phase2 is performed where L is encoded in the similar way to get the final vector representation of D L ."
                    },
                    {
                        "id": 75,
                        "string": "Referring to Figure 5 and assuming Phase1 is being executed, a hidden state matrix, H L , is obtained by concatenating the hidden state vector of every node in tree D L , where the number of nodes in D L = 3."
                    },
                    {
                        "id": 76,
                        "string": "Next, tree D R is processed by calculating the hidden state vector at every node."
                    },
                    {
                        "id": 77,
                        "string": "Assume that the current node being processed is n R2 of D R , which has a hidden state vector, h R2 ."
                    },
                    {
                        "id": 78,
                        "string": "Before further processing, normalized weights are calculated based on h R2 and H L ."
                    },
                    {
                        "id": 79,
                        "string": "Formally, H pj = stack[h pj ] (19) con pj = concat[H pj , H q ] (20) a pj = sof tmax(tanh(con pj W c + b) * W a ) (21) where: • p, q ∈ {L, R} and q = p • H q ∈ R x x d represents a matrix obtained by concatenating hidden state vectors of nodes in tree D q ; x is len q of sentence q."
                    },
                    {
                        "id": 80,
                        "string": "• H pj ∈ R x x d represents a matrix obtained by stacking hidden state, h pj , vertically x times."
                    },
                    {
                        "id": 81,
                        "string": "• con pj ∈ R x x 2d represents the concatenated matrix."
                    },
                    {
                        "id": 82,
                        "string": "• a pj ∈ R x represents the normalized attention weights at node j of tree D p ; where D p is the dependency structure of sentence p. • W c ∈ R 2d x d and W a ∈ R d represent learned weight matrices."
                    },
                    {
                        "id": 83,
                        "string": "The normalized attention weights in above equations provide an opportunity to align the subtree at the current node, n R2 , in D R to sub-trees available at all nodes in D L ."
                    },
                    {
                        "id": 84,
                        "string": "Next, a gated mechanism is employed to compute the final vector representation at node n R2 ."
                    },
                    {
                        "id": 85,
                        "string": "Formally, h pj = (x−1) 0 ((1 − a pj ) * H q + (a pj ) * H pj ) (22) where: • h pj ∈ R d represents the final vector representation of node j in tree D p • (x−1) 0 represents column-wise sum Assuming the final vector representation of tree D R is h R , the exact same steps are followed for Phase2 with the exception that the entire process is now conditional on tree D R ."
                    },
                    {
                        "id": 86,
                        "string": "As a result, the final vector representation of tree D L , h L , is computed."
                    },
                    {
                        "id": 87,
                        "string": "Lastly, the following equations are applied to vectors h L and h R , before calculating the angle and distance similarity (see Section 4)."
                    },
                    {
                        "id": 88,
                        "string": "h L = tanh(h L + h L ) (23) h R = tanh(h R + h R ) (24) where: • h L ∈ R d represents the vector representation of tree D L without attention."
                    },
                    {
                        "id": 89,
                        "string": "• h R ∈ R d represents the vector representation of tree D R without attention."
                    },
                    {
                        "id": 90,
                        "string": "PA on constituency structure Let C L and C R represent constituency trees of L and R, respectively; where C L and C R have total number of nodes N L (> len L ) and N R (> len R )."
                    },
                    {
                        "id": 91,
                        "string": "Additionally, let's assume that trees C L and C R have the same configuration of nodes as in Section 3.1.2, and the encoding of terminal and nonterminal nodes follow the same process as in Section 3.1.2."
                    },
                    {
                        "id": 92,
                        "string": "Assuming we have already encoded all N L nodes of tree C L using Tree-LSTM, we will have the hidden state matrix, H L , with dimension N L x d. Next, while encoding any node of C R , we consider H L which results in an attention vector having shape N L ."
                    },
                    {
                        "id": 93,
                        "string": "Using Equations 19-22 4 , we retrieve the final hidden state of the current node."
                    },
                    {
                        "id": 94,
                        "string": "Finally, we compute the representation of sentence R based on attention to sentence L. We perform Phase2 with the same process, except that we now condition on sentence R. In summary, the progressive attention mechanism refers to all nodes in the other tree while encoding a node in the current tree, instead of waiting till the end of the structural encoding to establish cross-sentence attention, as was done in the decomposable attention model."
                    },
                    {
                        "id": 95,
                        "string": "Evaluation Tasks We evaluate our models on two tasks: (1) semantic relatedness scoring for sentence pairs (SemEval 2012, Task 6 and SemEval 2014, Task 1) and (2) paraphrase detection for question pairs (Quora, 2017)."
                    },
                    {
                        "id": 96,
                        "string": "Semantic Relatedness for Sentence Pairs In SemEval 2012, Task 6 and SemEval 2014, Task 1, every sentence pair has a real-valued score that depicts the extent to which the two sentences are semantically related to each other."
                    },
                    {
                        "id": 97,
                        "string": "Higher score implies higher semantic similarity between the two sentences."
                    },
                    {
                        "id": 98,
                        "string": "Vector representations h L and h R are produced by using our Modified Decomp-Attn or Progressive-Attn models."
                    },
                    {
                        "id": 99,
                        "string": "Next, a similarity score,ŷ between h L and h R is computed using the same neural network (see below), for the sake of fair comparison between our models and the original Tree-LSTM (Tai et al., 2015) ."
                    },
                    {
                        "id": 100,
                        "string": "h x = h L h R (25) h + = |h L − h R | (26) h s = σ(h x W x + h + W + + b h ) (27) p θ = sof tmax(h s W p + b p ) (28)ŷ = r Tp θ (29) where: • r T = [1, 2..S] • h x ∈ R d measures the sign similarity between h L and h R • h + ∈ R d measures the absolute distance between h L and h R Following (Tai et al., 2015) , we convert the regression problem into a soft classification."
                    },
                    {
                        "id": 101,
                        "string": "We also use the same sparse distribution, p, which was defined in the original Tree-LSTM to transform the gold rating for a sentence pair, such that y = r T p andŷ = r Tp θ ≈ y."
                    },
                    {
                        "id": 102,
                        "string": "The loss function is the KLdivergence between p andp: J(θ) = m k=1 KL(p k ||p k θ ) m + λ||θ|| 2 2 2 (30) • m is the number of sentence pairs in the dataset."
                    },
                    {
                        "id": 103,
                        "string": "• λ represents the regularization penalty."
                    },
                    {
                        "id": 104,
                        "string": "Paraphrase Detection for Question Pairs In this task, each question pair is labeled as either paraphrase or not, hence the task is binary classification."
                    },
                    {
                        "id": 105,
                        "string": "We use Eqs."
                    },
                    {
                        "id": 106,
                        "string": "25 -28 to compute the predicted distributionp θ ."
                    },
                    {
                        "id": 107,
                        "string": "The predicted label,ŷ, will be:ŷ = arg max ypθ (31) The loss function is the negative log-likelihood: J(θ) = − m k=1 y k logŷ k m + λ||θ|| 2 2 2 (32) 5 Experiments Semantic Relatedness for Sentence Pairs We utilized two different datasets: • The Sentences Involving Compositional Knowledge (SICK) dataset (Marelli et al."
                    },
                    {
                        "id": 108,
                        "string": "(2014) ), which contains a total of 9,927 sentence pairs."
                    },
                    {
                        "id": 109,
                        "string": "Specifically, the dataset has a split of 4500/500/4927 among training, dev, and test."
                    },
                    {
                        "id": 110,
                        "string": "Each sentence pair has a score S ∈ [1,5], which represents an average of 10 different human judgments collected by crowd-sourcing techniques."
                    },
                    {
                        "id": 111,
                        "string": "• The MSRpar dataset (Agirre et al., 2012) , which consists of 1,500 sentence pairs."
                    },
                    {
                        "id": 112,
                        "string": "In this dataset, each pair is annotated with a score S ∈ [0,5] and has a split of 750/750 between training and test."
                    },
                    {
                        "id": 113,
                        "string": "We used the Stanford Parsers (Chen and Manning, 2014; Bauer) to produce dependency and constituency parses of sentences."
                    },
                    {
                        "id": 114,
                        "string": "Moreover, we initialized the word embeddings with 300dimensional Glove vectors (Pennington et al., 2014) ; the word embeddings were held fixed during training."
                    },
                    {
                        "id": 115,
                        "string": "We experimented with different optimizers, among which AdaGrad performed the best."
                    },
                    {
                        "id": 116,
                        "string": "We incorporated a learning rate of 0.025 and regularization penalty of 10 −4 without dropout."
                    },
                    {
                        "id": 117,
                        "string": "Paraphrase Detection for Question Pairs For this task, we utilized the Quora dataset (Iyer; Kaggle, 2017) ."
                    },
                    {
                        "id": 118,
                        "string": "Given a pair of questions, the objective is to identify whether they are semantic duplicates."
                    },
                    {
                        "id": 119,
                        "string": "It is a binary classification problem where a duplicate question pair is labeled as 1 otherwise as 0."
                    },
                    {
                        "id": 120,
                        "string": "The training set contains about 400,000 labeled question pairs, whereas the test set consists of 2.3 million unlabeled question pairs."
                    },
                    {
                        "id": 121,
                        "string": "Moreover, the training dataset has only 37% positive samples; average length of a question is 10 words."
                    },
                    {
                        "id": 122,
                        "string": "Due to hardware and time constraints, we extracted 50,000 pairs from the original training while maintaining the same positive/negative ratio."
                    },
                    {
                        "id": 123,
                        "string": "A stratified 80/20 split was performed on this subset to produce the training/test set."
                    },
                    {
                        "id": 124,
                        "string": "Finally, 5% of the training set was used as a validation set in our experiments."
                    },
                    {
                        "id": 125,
                        "string": "We used an identical training configuration as for the semantic relatedness task since the essence of both the tasks is practically the same."
                    },
                    {
                        "id": 126,
                        "string": "We also performed pre-processing to clean the data and then parsed the sentences using Stanford Parsers."
                    },
                    {
                        "id": 127,
                        "string": "Table 1 summarizes our results."
                    },
                    {
                        "id": 128,
                        "string": "According to (Marelli et al., 2014) , we compute three evaluation metrics: Pearson's r, Spearman's ρ and Mean Squared Error (MSE)."
                    },
                    {
                        "id": 129,
                        "string": "We compare our attention models against the original Tree-LSTM (Tai et al., 2015) , instantiated on both constituency trees and dependency trees."
                    },
                    {
                        "id": 130,
                        "string": "We also compare earlier baselines with our models, and the best results are in bold."
                    },
                    {
                        "id": 131,
                        "string": "Since Tree-LSTM is a generalization of Linear LSTM, we also implemented our attention models on Linear Bidirectional LSTM (Bi-LSTM)."
                    },
                    {
                        "id": 132,
                        "string": "All results are average of 5 runs."
                    },
                    {
                        "id": 133,
                        "string": "It is witnessed that the Progressive-Attn mechanism combined with Constituency Tree-LSTM is overall the strongest contender, but PA failed to yield any performance gain on Dependency Tree-LSTM in either dataset."
                    },
                    {
                        "id": 134,
                        "string": "Table 2 summarizes our results where best results are highlighted in bold within each category."
                    },
                    {
                        "id": 135,
                        "string": "It should be noted that Quora is a new dataset and we have done our analysis on only 50,000 samples."
                    },
                    {
                        "id": 136,
                        "string": "Therefore, to the best of our knowledge, there is no published baseline result yet."
                    },
                    {
                        "id": 137,
                        "string": "For this task, we considered four standard evaluation metrics: Accuracy, F1-score, Precision and Recall."
                    },
                    {
                        "id": 138,
                        "string": "The Progressive-Attn + Constituency Tree-LSTM model still exhibits the best performance by a small margin, but the Progressive-Attn mechanism works surprisingly well on the linear bi-LSTM."
                    },
                    {
                        "id": 139,
                        "string": "Table 3 illustrates how various models operate on two sentence pairs from SICK test dataset."
                    },
                    {
                        "id": 140,
                        "string": "As we can infer from the table, the first pair demonstrates an instance of the active-passive voice phenomenon."
                    },
                    {
                        "id": 141,
                        "string": "In this case, the linear LSTM and vanilla Tree-LSTMs really struggle to perform."
                    },
                    {
                        "id": 142,
                        "string": "(2015) Second, the performance gap between the two attention models is quite striking, in the sense that the progressive model completely dominate its decomposable counterpart."
                    },
                    {
                        "id": 143,
                        "string": "The difference between the two models is the pacing of attention, i.e., when to refer to nodes in the other tree while encoding a node in the current tree."
                    },
                    {
                        "id": 144,
                        "string": "The progressive attention model garners it's empirical superiority by attending while encoding, instead of waiting till the end of the structural encoding to establish cross-sentence attention."
                    },
                    {
                        "id": 145,
                        "string": "In retrospect, this may justify why the original decomposable attention model in (Parikh et al., 2016) achieved competitive results without any LSTM-type encoding."
                    },
                    {
                        "id": 146,
                        "string": "Effectively, they implemented a naive version of our progressive attention model."
                    },
                    {
                        "id": 147,
                        "string": "Third, do structures matter/help?"
                    },
                    {
                        "id": 148,
                        "string": "The overall trend in our results is quite clear: the tree-based models exhibit convincing empirical strength; linguistically motivated structures are valuable."
                    },
                    {
                        "id": 149,
                        "string": "Admittedly though, on the relatively large Quora dataset, we observe some diminishing returns of incorporating structural information."
                    },
                    {
                        "id": 150,
                        "string": "It is not counter-intuitive that the sheer size of data can possibly allow structural patterns to emerge, hence lessen the need to explicitly model syntactic structures in neural architectures."
                    },
                    {
                        "id": 151,
                        "string": "Results Semantic Relatedness for Sentence Pairs Paraphrase Detection for Question Pairs Effect of the Progressive Attention Model Last but not least, in trying to assess the impact of attention mechanisms (in particular the progressive attention model), we notice that the extra mileage gained on different structural encodings is different."
                    },
                    {
                        "id": 152,
                        "string": "Specifically, performance lift on Linear Bi-LSTM > performance lift on Constituency Tree-LSTM, and PA struggles to see performance lift on dependency Tree-LSTM."
                    },
                    {
                        "id": 153,
                        "string": "Interestingly enough, this observation is echoed by an earlier study (Gildea, 2004) , which showed that tree-based alignment models work better on con-stituency trees than on dependency trees."
                    },
                    {
                        "id": 154,
                        "string": "In summary, our results and findings lead to several intriguing questions and conjectures, which call for investigation beyond the scope of our study: • Is it reasonable to conceptualize attention mechanisms as an implicit form of structure, which complements the representation power of explicit syntactic structures?"
                    },
                    {
                        "id": 155,
                        "string": "• If yes, does there exist some trade-off between the modeling efforts invested into syntactic and attention structures respectively, which seemingly reveals itself in our empirical results?"
                    },
                    {
                        "id": 156,
                        "string": "• The marginal impact of attention on dependency Tree-LSTMs suggests some form of saturation effect."
                    },
                    {
                        "id": 157,
                        "string": "Does that indicate a closer affinity between dependency structures (relative to constituency structures) and compositional semantics (Liang et al., 2013) ?"
                    },
                    {
                        "id": 158,
                        "string": "• If yes, why is dependency structure a better stepping stone for compositional semantics?"
                    },
                    {
                        "id": 159,
                        "string": "Is it due to the strongly lexicalized nature of the grammar?"
                    },
                    {
                        "id": 160,
                        "string": "Or is it because the dependency relations (grammatical functions) embody more semantic information?"
                    },
                    {
                        "id": 161,
                        "string": "Conclusion In conclusion, we proposed a novel progressive attention model on syntactic structures, and demonstrated its superior performance in semantic relatedness tasks."
                    },
                    {
                        "id": 162,
                        "string": "Our work also provides empirical ingredients for potentially profound questions and debates on syntactic structures in linguistics."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 10
                    },
                    {
                        "section": "Background 2.1 Long Short-Term Memory Networks (LSTMs)",
                        "n": "2",
                        "start": 11,
                        "end": 23
                    },
                    {
                        "section": "Linguistically Motivated Sentence Structures",
                        "n": "2.2",
                        "start": 24,
                        "end": 26
                    },
                    {
                        "section": "Constituency structure",
                        "n": "2.2.1",
                        "start": 27,
                        "end": 28
                    },
                    {
                        "section": "Dependency structure",
                        "n": "2.2.2",
                        "start": 29,
                        "end": 31
                    },
                    {
                        "section": "Tree Long Short-Term Memory Network (Tree-LSTM)",
                        "n": "2.3",
                        "start": 32,
                        "end": 44
                    },
                    {
                        "section": "Attention Mechanisms",
                        "n": "2.4",
                        "start": 45,
                        "end": 47
                    },
                    {
                        "section": "Inter-Sentence Attention on Tree-LSTMs",
                        "n": "3",
                        "start": 48,
                        "end": 49
                    },
                    {
                        "section": "Modified Decomposable Attention (MDA)",
                        "n": "3.1",
                        "start": 50,
                        "end": 54
                    },
                    {
                        "section": "MDA on dependency structure",
                        "n": "3.1.1",
                        "start": 55,
                        "end": 59
                    },
                    {
                        "section": "MDA on constituency structure",
                        "n": "3.1.2",
                        "start": 60,
                        "end": 65
                    },
                    {
                        "section": "Progressive Attention (PA)",
                        "n": "3.2",
                        "start": 66,
                        "end": 68
                    },
                    {
                        "section": "PA on dependency structure",
                        "n": "3.2.1",
                        "start": 69,
                        "end": 89
                    },
                    {
                        "section": "PA on constituency structure",
                        "n": "3.2.2",
                        "start": 90,
                        "end": 94
                    },
                    {
                        "section": "Evaluation Tasks",
                        "n": "4",
                        "start": 95,
                        "end": 95
                    },
                    {
                        "section": "Semantic Relatedness for Sentence Pairs",
                        "n": "4.1",
                        "start": 96,
                        "end": 103
                    },
                    {
                        "section": "Paraphrase Detection for Question Pairs",
                        "n": "4.2",
                        "start": 104,
                        "end": 106
                    },
                    {
                        "section": "Semantic Relatedness for Sentence Pairs",
                        "n": "5.1",
                        "start": 107,
                        "end": 116
                    },
                    {
                        "section": "Paraphrase Detection for Question Pairs",
                        "n": "5.2",
                        "start": 117,
                        "end": 150
                    },
                    {
                        "section": "Effect of the Progressive Attention Model",
                        "n": "6.3",
                        "start": 151,
                        "end": 158
                    },
                    {
                        "section": "Conclusion",
                        "n": "8",
                        "start": 159,
                        "end": 162
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/979-Figure5-1.png",
                        "caption": "Figure 5: Progressive Attn-Tree-LSTM model",
                        "page": 5,
                        "bbox": {
                            "x1": 84.96,
                            "x2": 511.2,
                            "y1": 68.64,
                            "y2": 336.96
                        }
                    },
                    {
                        "filename": "../figure/image/979-Figure1-1.png",
                        "caption": "Figure 1: A linear LSTM network. wt is the word embedding, ht is the hidden state vector, ct is the memory cell vector and yt is the final processed output at time step t.",
                        "page": 1,
                        "bbox": {
                            "x1": 85.92,
                            "x2": 262.56,
                            "y1": 68.64,
                            "y2": 181.92
                        }
                    },
                    {
                        "filename": "../figure/image/979-Figure2-1.png",
                        "caption": "Figure 2: a. Left: A constituency tree; b. Right: A dependency tree",
                        "page": 1,
                        "bbox": {
                            "x1": 329.76,
                            "x2": 496.32,
                            "y1": 62.879999999999995,
                            "y2": 150.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/979-Figure4-1.png",
                        "caption": "Figure 4: Global attention model",
                        "page": 2,
                        "bbox": {
                            "x1": 332.64,
                            "x2": 498.24,
                            "y1": 65.28,
                            "y2": 179.04
                        }
                    },
                    {
                        "filename": "../figure/image/979-Figure3-1.png",
                        "caption": "Figure 3: A compositional view of parent node in Tree-LSTM network.",
                        "page": 2,
                        "bbox": {
                            "x1": 100.8,
                            "x2": 264.48,
                            "y1": 71.52,
                            "y2": 263.03999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/979-Table1-1.png",
                        "caption": "Table 1: Results on test dataset for SICK and MSRpar semantic relatedness task. Mean scores are presented based on 5 runs (standard deviation in parenthesis). Categories of results: (1) Previous models (2) Dependency structure (3) Constituency structure (4) Linear structure",
                        "page": 7,
                        "bbox": {
                            "x1": 108.0,
                            "x2": 490.08,
                            "y1": 114.72,
                            "y2": 413.28
                        }
                    },
                    {
                        "filename": "../figure/image/979-Table2-1.png",
                        "caption": "Table 2: Results on test dataset for Quora paraphrase detection task. Mean scores are presented based on 5 runs (standard deviation in parenthesis). Categories of results: (1) Dependency structure (2) Constituency structure (3) Linear structure",
                        "page": 7,
                        "bbox": {
                            "x1": 94.56,
                            "x2": 502.08,
                            "y1": 481.44,
                            "y2": 597.12
                        }
                    },
                    {
                        "filename": "../figure/image/979-Table3-1.png",
                        "caption": "Table 3: Effect of the progressive attention model",
                        "page": 8,
                        "bbox": {
                            "x1": 74.88,
                            "x2": 522.24,
                            "y1": 87.84,
                            "y2": 160.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-8"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "Degree of self-disclosure in a relationship depends on the strength of the relationship",
                        "Strategic self-disclosure can strengthen the relationship",
                        "Youre my best friend!",
                        "I like you too!",
                        "I want to Korea. Where are be your"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3
                    ],
                    "images": []
                },
                "1": {
                    "title": "Hypothesis",
                    "text": [
                        "Twitter conversations also show a similar pattern",
                        "Dyads with high relationship strength show more self- disclosure behavior",
                        "Dyads with low relationship strength show less self-disclosure behavior",
                        "Youre my best friend!",
                        "I like you too! Hello~"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "2": {
                    "title": "Methodology",
                    "text": [
                        "Analysis with Topic Models",
                        "Latent Dirichlet allocation (LDA, [Blei, JMLR 2003])",
                        "Aspect and sentiment unification model (ASUM, [Jo, WSDM 2011])"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Twitter Conversation",
                    "text": [
                        "Example of a conversation chain",
                        "3 or more tweets at least one reply by each user"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "4": {
                    "title": "Relationship Strength",
                    "text": [
                        "Social psychology literature states relationship strength can be measured by communication frequency and length",
                        "The number of conversational chains between the dyad averaged per month",
                        "A high CF or CL for a dyad means the relationship is strong",
                        "A low CF or CL for a dyad means the relationship is weak"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "Self Disclosure",
                    "text": [
                        "Open communication - Openness",
                        "Receptive openness difficult to find in tweets",
                        "General-style openness not clearly defined in the literature",
                        "Personally Identifiable Information (PII)",
                        "Personally Embarrassing Information (PEI)",
                        "nigga, ass, wtf, lmao"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "6": {
                    "title": "Self Disclosure Openness",
                    "text": [
                        "We use ASUM with emoticons as seed words",
                        "Aspect and sentiment unification model for online review analysis, Jo, WSDM11]",
                        "ASUM is LDA-based joint model of topic and sentiment",
                        "ASUM takes unannotated data and classifies each sentence (tweet) as positive/negative/neutral",
                        "We look for emoticons, lol, xxx",
                        "Emoticons are like facial expressions -- :P lol (laughing out loud) and xxx (kisses) are very frequently used in a similar manner to nonverbal openness",
                        "Look for tweets that contain common expressions of feeling words"
                    ],
                    "page_nums": [
                        9,
                        10,
                        11
                    ],
                    "images": []
                },
                "7": {
                    "title": "Self Disclosure Personal Information",
                    "text": [
                        "Personally Identifiable Information (PII)",
                        "Ex) name, location, email address, job, social security number",
                        "Personally Embarrassing Information (PEI)",
                        "Ex) clinical history, sexual life, job loss, family problem",
                        "Discover topics in each conversation",
                        "LDA outputs a topic proportion for each conversation",
                        "LDA outputs a multinomial word distribution for each topic",
                        "Annotate conversations that best represent each topic",
                        "Use Amazon Mechanical Turk",
                        "Turkers annotated conversations for",
                        "existence of PII existence of PEI keywords",
                        "Example of PII, PEI and Profanity topics",
                        "Shown by high probability words in each topic",
                        "PII 1 PII 2 PEI 1 PEI 2 PEI 3 Profanity",
                        "san tonight pants teeth family nigga",
                        "live time wear doctor brother lmao",
                        "state tomorrow boobs dr sister shit",
                        "texas good naked dentist uncle ass",
                        "south ill wearing tooth cousin bitch"
                    ],
                    "page_nums": [
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "8": {
                    "title": "Results",
                    "text": [
                        "Analyzing outliers: a dyad linked weakly but shows high self- disclosure"
                    ],
                    "page_nums": [
                        15,
                        20
                    ],
                    "images": [
                        "figure/image/981-Figure2-1.png"
                    ]
                },
                "11": {
                    "title": "Results Interpretation",
                    "text": [
                        "When they are not very close, they express frequent encouragements, or polite reactions to baby or pets",
                        "When they meet new acquaintances, they use PII to introduce themselves",
                        "When they are not very close, they express frequent greetings, encouragements, or polite reactions to baby or pets",
                        "Top 3 topics in weak relationships",
                        "greeting encourage ment baby/pets"
                    ],
                    "page_nums": [
                        18,
                        19,
                        24
                    ],
                    "images": [
                        "figure/image/981-Figure2-1.png"
                    ]
                },
                "12": {
                    "title": "Conclusion",
                    "text": [
                        "Collected a large corpus of Twitter conversations",
                        "Measured relationship strength by conversation frequency and conversation length",
                        "Negative, nonverbal, emotional openness",
                        "Annotated PII and PEI using Mturk",
                        "Confirmed hypothesis that stronger relationships show more self-disclosure behaviors",
                        "Found some exceptions in emotional openness and PII"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "14": {
                    "title": "Future work",
                    "text": [
                        "Network distance, community, relationship duration",
                        "Suggest new semi-supervised model",
                        "Structure of questions and answers"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": [
                        "figure/image/981-Figure2-1.png"
                    ]
                },
                "15": {
                    "title": "Method",
                    "text": [
                        "Information that can be used to uniquely identify a person",
                        "Information that the damage that can be done by people that they know, the people for whom they might be embarrassed in front of"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                }
            },
            "paper_title": "Self-Disclosure and Relationship Strength in Twitter Conversations",
            "paper_id": "981",
            "paper": {
                "title": "Self-Disclosure and Relationship Strength in Twitter Conversations",
                "abstract": "In social psychology, it is generally accepted that one discloses more of his/her personal information to someone in a strong relationship. We present a computational framework for automatically analyzing such self-disclosure behavior in Twitter conversations. Our framework uses text mining techniques to discover topics, emotions, sentiments, lexical patterns, as well as personally identifiable information (PII) and personally embarrassing information (PEI). Our preliminary results illustrate that in relationships with high relationship strength, Twitter users show significantly more frequent behaviors of self-disclosure.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction We often self-disclose, that is, share our emotions, personal information, and secrets, with our friends, family, coworkers, and even strangers."
                    },
                    {
                        "id": 1,
                        "string": "Social psychologists say that the degree of self-disclosure in a relationship depends on the strength of the relationship, and strategic self-disclosure can strengthen the relationship (Duck, 2007) ."
                    },
                    {
                        "id": 2,
                        "string": "In this paper, we study whether relationship strength has the same effect on self-disclosure of Twitter users."
                    },
                    {
                        "id": 3,
                        "string": "To do this, we first present a method for computational analysis of self-disclosure in online conversations and show promising results."
                    },
                    {
                        "id": 4,
                        "string": "To accommodate the largely unannotated nature of online conversation data, we take a topic-model based approach (Blei et al., 2003) for discovering latent patterns that reveal self-disclosure."
                    },
                    {
                        "id": 5,
                        "string": "A similar approach was able to discover sentiments (Jo and Oh, 2011) and emotions (Kim et al., 2012) from user contents."
                    },
                    {
                        "id": 6,
                        "string": "Prior work on self-disclosure for online social networks has been from communications research (Jiang et al., 2011; Humphreys et al., 2010) which relies on human judgements for analyzing self-disclosure."
                    },
                    {
                        "id": 7,
                        "string": "The limitation of such research is that the data is small, so our approach of automatic analysis of selfdisclosure will be able to show robust results over a much larger data set."
                    },
                    {
                        "id": 8,
                        "string": "Analyzing relationship strength in online social networks has been done for Facebook and Twitter in (Gilbert and Karahalios, 2009; Gilbert, 2012) and for enterprise SNS (Wu et al., 2010) ."
                    },
                    {
                        "id": 9,
                        "string": "In this paper, we estimate relationship strength simply based on the duration and frequency of interaction."
                    },
                    {
                        "id": 10,
                        "string": "We then look at the correlation between self-disclosure and relationship strength and present the preliminary results that show a positive and significant correlation."
                    },
                    {
                        "id": 11,
                        "string": "Data and Methodology Twitter is widely used for conversations (Ritter et al., 2010) , and prior work has looked at Twitter for different aspects of conversations (Boyd et al., 2010; Danescu-Niculescu-Mizil et al., 2011; Ritter et al., 2011) ."
                    },
                    {
                        "id": 12,
                        "string": "Ours is the first paper to analyze the degree of self-disclosure in conversational tweets."
                    },
                    {
                        "id": 13,
                        "string": "In this section, we describe the details of our Twitter conversation data and our methodology for analyzing relationship strength and self-disclosure."
                    },
                    {
                        "id": 14,
                        "string": "Twitter Conversation Data A Twitter conversation is a chain of tweets where two users are consecutively replying to each other's tweets using the Twitter reply button."
                    },
                    {
                        "id": 15,
                        "string": "We identified dyads of English-tweeting users who had at least three conversations from October, 2011 to December, 2011 and collected their tweets for that duration."
                    },
                    {
                        "id": 16,
                        "string": "To protect users' privacy, we anonymized the data to remove all identifying information."
                    },
                    {
                        "id": 17,
                        "string": "This dataset consists of 131,633 users, 2,283,821 chains and 11,196,397 tweets."
                    },
                    {
                        "id": 18,
                        "string": "Relationship Strength Research in social psychology shows that relationship strength is characterized by interaction frequency and closeness of a relationship between two people (Granovetter, 1973; Levin and Cross, 2004) ."
                    },
                    {
                        "id": 19,
                        "string": "Hence, we suggest measuring the relationship strength of the conversational dyads via the following two metrics."
                    },
                    {
                        "id": 20,
                        "string": "Chain frequency (CF) measures the number of conversational chains between the dyad averaged per month."
                    },
                    {
                        "id": 21,
                        "string": "Chain length (CL) measures the length of conversational chains between the dyad averaged per month."
                    },
                    {
                        "id": 22,
                        "string": "Intuitively, high CF or CL for a dyad means the relationship is strong."
                    },
                    {
                        "id": 23,
                        "string": "Self-Disclosure Social psychology literature asserts that selfdisclosure consists of personal information and open communication composed of the following five elements (Montgomery, 1982) ."
                    },
                    {
                        "id": 24,
                        "string": "Negative openness is how much disagreement or negative feeling one expresses about a situation or the communicative partner."
                    },
                    {
                        "id": 25,
                        "string": "In Twitter conversations, we analyze sentiment using the aspect and sentiment unification model (ASUM) (Jo and Oh, 2011) , based on LDA (Blei et al., 2003) ."
                    },
                    {
                        "id": 26,
                        "string": "ASUM uses a set of seed words for an unsupervised discovery of sentiments."
                    },
                    {
                        "id": 27,
                        "string": "We use positive and negative emoticons from Wikipedia.org 1 ."
                    },
                    {
                        "id": 28,
                        "string": "Nonverbal openness includes facial expressions, vocal tone, bodily postures or movements."
                    },
                    {
                        "id": 29,
                        "string": "Since tweets do not show these, we look at emoticons, 'lol' (laughing out loud) and 'xxx' (kisses) for these nonverbal elements."
                    },
                    {
                        "id": 30,
                        "string": "According to Derks et al."
                    },
                    {
                        "id": 31,
                        "string": "(2007) , emoticons are used as substitutes for facial expressions or vocal tones in socio-emotional contexts."
                    },
                    {
                        "id": 32,
                        "string": "We also consider profanity as nonverbal openness."
                    },
                    {
                        "id": 33,
                        "string": "The methodology used for identifying profanity is described in the next section."
                    },
                    {
                        "id": 34,
                        "string": "Emotional openness is how much one discloses his/her feelings and moods."
                    },
                    {
                        "id": 35,
                        "string": "To measure this, 1 http://en.wikipedia.org/wiki/List of emoticons we look for tweets that contain words that are identified as the most common expressions of feelings in blogs as found in Harris and Kamvar (2009) ."
                    },
                    {
                        "id": 36,
                        "string": "Receptive openness and General-style openness are difficult to get from tweets, and they are not defined precisely in the literature, so we do not consider these here."
                    },
                    {
                        "id": 37,
                        "string": "PII, PEI, and Profanity PII and PEI are also important elements of selfdisclosure."
                    },
                    {
                        "id": 38,
                        "string": "Automatically identifying these is quite difficult, but there are certain topics that are indicative of PII and PEI, such as family, money, sickness and location, so we can use a widely-used topic model, LDA (Blei et al., 2003) to discover topics and annotate them using MTurk 2 for PII and PEI, and profanity."
                    },
                    {
                        "id": 39,
                        "string": "We asked the Turkers to read the conversation chains representing the topics discovered by LDA and have them mark the conversations that contain PII and PEI."
                    },
                    {
                        "id": 40,
                        "string": "From this annotation, we identified five topics for profanity, ten topics for PII, and eight topics for PEI."
                    },
                    {
                        "id": 41,
                        "string": "Fleiss kappa of MTurk result is 0.07 for PEI, and 0.10 for PII, and those numbers signify slight agreement (Landis and Koch, 1977 To verify the topic-model based approach to discovering PII and PEI, we tried supervised classification using SVM on document-topic proportions."
                    },
                    {
                        "id": 42,
                        "string": "Precision and recall are 0.23 and 0.21 for PII, and 0.30 and 0.23 for PEI."
                    },
                    {
                        "id": 43,
                        "string": "These results are not quite good, but this is a difficult task even for humans, and we had a low agreement among the Turkers."
                    },
                    {
                        "id": 44,
                        "string": "So our current work is in improving this."
                    },
                    {
                        "id": 45,
                        "string": "Results and Discussions Chain frequency (CF) and chain length (CL) reflect the dyad's tweeting behaviors."
                    },
                    {
                        "id": 46,
                        "string": "In figure 1 , we can see that the two metrics show similar patterns of self-disclosure."
                    },
                    {
                        "id": 47,
                        "string": "When two users have stronger relationships, they show more negative openness, nonverbal openness, profanity, and PEI."
                    },
                    {
                        "id": 48,
                        "string": "These patterns are expected."
                    },
                    {
                        "id": 49,
                        "string": "However, weaker relationships tend to show more PII and emotions."
                    },
                    {
                        "id": 50,
                        "string": "A closer look at the data reveals that PII topics are related to cities where they live, time of day, and birthday."
                    },
                    {
                        "id": 51,
                        "string": "This shows that the weaker relationships, usually new acquaintances, use PII to introduce themselves or send trivial greetings for birthdays."
                    },
                    {
                        "id": 52,
                        "string": "Higher emotional openness in weaker relationships looks strange at first, but similar to PII, emotion in weak relationships is usually expressed as greetings, reactions to baby or pet photos, or other shallow expressions."
                    },
                    {
                        "id": 53,
                        "string": "It is interesting to look at outliers, dyads with very strong and very weak relationship groups."
                    },
                    {
                        "id": 54,
                        "string": "Table 3 summarizes the self-disclosure behaviors of these outliers."
                    },
                    {
                        "id": 55,
                        "string": "There is a clear pattern that stronger relationships show more nonverbal openness, nega-str1 str2 weak1 weak2 weak3 lmao sleep following ill love lmfao bed thanks sure thanks shit night followers soon cute ass tired welcome better aww smh awake follow want pretty tive openness, profanity use, and PEI."
                    },
                    {
                        "id": 56,
                        "string": "In figure 1 , emotional openness does not differ for the strong and weak relationship groups."
                    },
                    {
                        "id": 57,
                        "string": "We can see why this is when we look at the topics for the strong and weak groups."
                    },
                    {
                        "id": 58,
                        "string": "Table 2 shows the topics that are most prominent in the strong relationships, and they include daily greetings, plans, nonverbal emotions such as 'lol', 'omg', and profanity."
                    },
                    {
                        "id": 59,
                        "string": "In weak relationships, the prominent topics illustrate the prevalence of initial getting-to-know conversations in Twitter."
                    },
                    {
                        "id": 60,
                        "string": "They welcome and greet each other about kids and pets, and offer sympathies about feeling bad."
                    },
                    {
                        "id": 61,
                        "string": "One interesting way to use our analysis is in iden-  tifying a rare situation that deviates from the general pattern, such as a dyad linked weakly but shows high self-disclosure."
                    },
                    {
                        "id": 62,
                        "string": "We find several such examples, most of which are benign, but some do show signs of risk for one of the parties."
                    },
                    {
                        "id": 63,
                        "string": "In figure 2, we show an example of a conversation with a high degree of self-disclosure by a dyad who shares only one conversation in our dataset spanning two months."
                    },
                    {
                        "id": 64,
                        "string": "Conclusion and Future Work We looked at the relationship strength in Twitter conversational partners and how much they selfdisclose to each other."
                    },
                    {
                        "id": 65,
                        "string": "We found that people disclose more to closer friends, confirming the social psychology studies, but people show more positive sentiment to weak relationships rather than strong relationships."
                    },
                    {
                        "id": 66,
                        "string": "This reflects the social norm toward first-time acquaintances on Twitter."
                    },
                    {
                        "id": 67,
                        "string": "Also, emotional openness does not change significantly with relationship strength."
                    },
                    {
                        "id": 68,
                        "string": "We think this may be due to the inherent difficulty in truly identifying the emotions on Twitter."
                    },
                    {
                        "id": 69,
                        "string": "Identifying emotion merely based on keywords captures mostly shallow emotions, and deeper emotional openness either does not occur much on Twitter or cannot be captures very well."
                    },
                    {
                        "id": 70,
                        "string": "With our automatic analysis, we showed that when Twitter users have conversations, they control self-disclosure depending on the relationship strength."
                    },
                    {
                        "id": 71,
                        "string": "We showed the results of measuring the relationship strength of a Twitter conversational dyad with chain frequency and length."
                    },
                    {
                        "id": 72,
                        "string": "We also showed the results of automatically analyzing self-disclosure behaviors using topic modeling."
                    },
                    {
                        "id": 73,
                        "string": "This is ongoing work, and we are looking to improve methods for analyzing relationship strength and self-disclosure, especially emotions, PII and PEI."
                    },
                    {
                        "id": 74,
                        "string": "For relationship strength, we will consider not only interaction frequency, but also network distance and relationship duration."
                    },
                    {
                        "id": 75,
                        "string": "For finding emotions, first we will adapt existing models (Vaassen and Daelemans, 2011; Tokuhisa et al., 2008) and suggest a new semi-supervised model."
                    },
                    {
                        "id": 76,
                        "string": "For finding PII and PEI, we will not only consider the topics, but also time, place and the structure of questions and answers."
                    },
                    {
                        "id": 77,
                        "string": "This paper is a starting point that has shown some promising research directions for an important problem."
                    },
                    {
                        "id": 78,
                        "string": "Acknowledgment We thank the anonymous reviewers for helpful comments."
                    },
                    {
                        "id": 79,
                        "string": "This research is supported by Korean Ministry of Knowledge Economy and Microsoft Research Asia (N02110403)."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 10
                    },
                    {
                        "section": "Data and Methodology",
                        "n": "2",
                        "start": 11,
                        "end": 13
                    },
                    {
                        "section": "Twitter Conversation Data",
                        "n": "2.1",
                        "start": 14,
                        "end": 17
                    },
                    {
                        "section": "Relationship Strength",
                        "n": "2.2",
                        "start": 18,
                        "end": 22
                    },
                    {
                        "section": "Self-Disclosure",
                        "n": "2.3",
                        "start": 23,
                        "end": 36
                    },
                    {
                        "section": "PII, PEI, and Profanity",
                        "n": "2.4",
                        "start": 37,
                        "end": 44
                    },
                    {
                        "section": "Results and Discussions",
                        "n": "3",
                        "start": 45,
                        "end": 63
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "4",
                        "start": 64,
                        "end": 75
                    },
                    {
                        "section": "Acknowledgment",
                        "n": "5",
                        "start": 76,
                        "end": 79
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/981-Figure1-1.png",
                        "caption": "Figure 1: Degree of self-disclosure depending on various relationship strength metrics. The x axis shows relationship strength according to tweeting behavior (chain frequency and chain length), and the y axis shows proportion of selfdisclosure in terms of negative openness, emotional openness, profanity, and PII and PEI.",
                        "page": 2,
                        "bbox": {
                            "x1": 100.32,
                            "x2": 515.04,
                            "y1": 62.879999999999995,
                            "y2": 320.64
                        }
                    },
                    {
                        "filename": "../figure/image/981-Table2-1.png",
                        "caption": "Table 2: Topics that are most prominent in strong (‘str’) and weak relationships.",
                        "page": 2,
                        "bbox": {
                            "x1": 319.68,
                            "x2": 531.36,
                            "y1": 388.8,
                            "y2": 470.4
                        }
                    },
                    {
                        "filename": "../figure/image/981-Table1-1.png",
                        "caption": "Table 1: PII and PEI topics represented by the highranked words in each topic.",
                        "page": 1,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 536.16,
                            "y1": 444.96,
                            "y2": 527.04
                        }
                    },
                    {
                        "filename": "../figure/image/981-Table3-1.png",
                        "caption": "Table 3: Comparing the top 1% and the bottom 1% relationships as measured by the combination of CF and CL. From ‘Emotion’ to PEI, all values are average proportions of tweets containing each self-disclosure behavior. Strong relationships show more negative sentiment, profanity, and PEI, and weak relationships show more positive sentiment and PII. ‘Emotion’ is the sum of all emotion categories and shows little difference.",
                        "page": 3,
                        "bbox": {
                            "x1": 114.72,
                            "x2": 259.2,
                            "y1": 60.96,
                            "y2": 252.0
                        }
                    },
                    {
                        "filename": "../figure/image/981-Figure2-1.png",
                        "caption": "Figure 2: Example of Twitter conversation in a weak relationship that shows a high degree of self-disclosure.",
                        "page": 3,
                        "bbox": {
                            "x1": 313.92,
                            "x2": 537.12,
                            "y1": 60.96,
                            "y2": 217.44
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-9"
        },
        {
            "slides": {
                "0": {
                    "title": "Constructicon",
                    "text": [
                        "A collection of conventionalized (learned) pairings of form and meaning",
                        "Semantics is associated directly with the surface form vs. Lexical units in a dictionary: pairings of word and meaning (frame)",
                        "Including fixed multi-word units",
                        "Each construction (cx) contains at least one variable element",
                        "Often at least one fixed element as well",
                        "Thus, somewhere in-between the syntax and the lexicon",
                        "Structure: {Motion verb [Verb] [PossNP]}",
                        "[ThemeThey] {hacked their way} [Sourceout] [Goalinto the open].",
                        "[ThemeWe] {sang our way} [Pathacross Europe]."
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Constructicons",
                    "text": [
                        "A pilot project (around 70 cx), linked to Berkeley FrameNet",
                        "An ongoing project (nearly 400 cx so far), partially linked to FrameNet",
                        "ToDo: links to BCxn",
                        "A multilingual (interlingual) constructicon would allow for non-",
                        "compositional translation in a compositional way"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "SweCcn",
                    "text": [
                        "Partially schematic multi-word units/expressions",
                        "Particularly addresses constructions of relevance for second-language learning, but also covers argument structure constructions",
                        "Descriptions are manually derived from corpus examples",
                        "Internal CEs are a part of the cx",
                        "External CEs are a part of the valency of the cx",
                        "Described in more detail by attribute-value matrices specifying their syntactic and semantic features",
                        "A central part of cx descriptions is the free text definitions",
                        "eat himself full vs. feel himself tired (ata sig matt vs. kanna sig trott)"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": [
                        "figure/image/983-Table1-1.png"
                    ]
                },
                "3": {
                    "title": "SweCcn GF",
                    "text": [
                        "Task: convert the semi-formal SweCcn into a computational CxG",
                        "Test Grammatical Framework (GF) as a framework for implementing CxG",
                        "There is no formal distinction between lexical and syntactic functions in GF fits the nature of constructicons",
                        "The potential support for multilinguality",
                        "Based on GF Resource Grammar Library (RGL) / an extension to RGL",
                        "An extension to a FrameNet-based grammar and lexicon in GF",
                        "From the linguistic point of view",
                        "Improve insights into the interaction between the lexicon and the grammar Allow for testing the linguistic descriptions of constructions",
                        "From the language technology point of view: Facilitate the language processing in both mono- and multilingual settings e.g. Information Extraction, Machine Translation"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "Conversion steps",
                    "text": [
                        "Automatic normalization and consistency checking",
                        "Automatic rewriting of the original structures in case of optional CEs and",
                        "alternative types of CEs, so that each combination has a separate GF function",
                        "Does not apply to alternative LUs (either free variants or should be split into alternative constructions, or the CE should be made more general)",
                        "Automatic conversion of SweCcn categories to RGL categories",
                        "May result in more rewriting",
                        "Automatic generation of the abstract syntax",
                        "Automatic generation of the concrete syntax",
                        "By systematically applying the high-level RGL constructors",
                        "And limited low-level means",
                        "Manual verification and completion (ToDo)",
                        "Requires a good knowledge and linguistic intuition of the language"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Preprocessing examples",
                    "text": [
                        "behova NP1 till NP2|VP behovaV NP1 tillPrep NP2 behovaV NP tillPrep VP",
                        "snacka|prata|tala NPindef snackaV|prataV|talaV aSg_Det CN snackaV|prataV|talaV aPl_Det CN snackaV|prataV|talaV CN",
                        "(~synonyms of to talk)",
                        "V av Pnrefl (NP)",
                        "V avPrep reflPron NP V avPrep reflPron",
                        "N stadaV A stadaV"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "Abstract syntax",
                    "text": [
                        "Each construction is represented by one or more functions depending on how many alternative structures are produced in the preprocessing steps",
                        "Each function takes one or more arguments that correspond to the variable CEs of the respective alternative construction",
                        "behova_nagot_till_nagot_VP1 NP -> NP -> VP behova_nagot_till_nagot_VP2 NP -> VP -> VP",
                        "verba_av_sig_transitiv2: V -> VP"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "7": {
                    "title": "Concrete syntax",
                    "text": [
                        "Many constructions can be implemented by systematically applying the high-level RGL constructors",
                        "A parsing problem: which constructors in which order?",
                        "behova_nagot_till_nagot_VP_1 behova_V NP_1 till_Prep NP_2 {V} NP {Prep} NP",
                        "mkVP (mkVP (mkV2 mkV) NP) (mkAdv mkPrep NP) A simple GF grammar",
                        "The parser failed at token VP",
                        "Final code (by automatic post-processing)"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "9": {
                    "title": "Code generating grammar",
                    "text": [
                        "A simplified fragment of the abstract syntax",
                        "mkVP__VP_Adv (mkVP__V _mkV___V) (mkAdv _mkPrep_ _NP_) A simplified fragment of the concrete syntax"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": [
                        "figure/image/983-Figure2-1.png",
                        "figure/image/983-Figure3-1.png"
                    ]
                },
                "10": {
                    "title": "Running examples",
                    "text": [
                        "parse \"jag behover nagot till nagot\"",
                        "(behova_nagot_till_nagot_1 (DetNP someSg_Det) (DetNP someSg_Det))",
                        "(behova_nagot_till_nagot_1 (DetNP someSg_Det) something_NP)",
                        "(behova_nagot_till_nagot_1 something_NP (DetNP someSg_Det))",
                        "parse \"han ater sig matt\""
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "11": {
                    "title": "Results",
                    "text": [
                        "In the current experiment, we have considered only the VP constructions which resulted in functions",
                        "Dominating in SweCcn; have the most complex internal structure",
                        "Given the 127 functions, we have automatically generated the implementation for functions (77%) achieving a accuracy",
                        "There is clear space for improvement",
                        "Manual completion postponed because of the active development of",
                        "A methodology on how to systematically formalise the semi-formal representation of SweCcn in GF, showing that a GF construction grammar can be, to a large extent, acquired automatically",
                        "Consequence: feedback to SweCcn developers on how to improve the annotation consistency and adequacy of the original construction resource"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                }
            },
            "paper_title": "Formalising the Swedish Constructicon in Grammatical Framework",
            "paper_id": "983",
            "paper": {
                "title": "Formalising the Swedish Constructicon in Grammatical Framework",
                "abstract": "This paper presents a semi-automatic approach to acquire a computational construction grammar from the semi-formal Swedish Constructicon. The implementation is based on the resource grammar library provided by Grammatical Framework and can be seen as an extension to the existing Swedish resource grammar. An important consequence of this work is that it generates feedback, explicit and implicit, on how to improve the annotation consistency and adequacy of the original construction resource.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Constructicon is a collection of conventionalized pairings of form and meaning (or function), typically based on principles of Construction Grammar (Goldberg, 2013) ."
                    },
                    {
                        "id": 1,
                        "string": "The formalisation and implementation of a wide coverage construction grammar is a highly relevant task."
                    },
                    {
                        "id": 2,
                        "string": "From the linguistic point of view, it leads to new insights on the interaction between the lexicon and the grammar, as well as it allows for testing the linguistic descriptions of constructions."
                    },
                    {
                        "id": 3,
                        "string": "From the language technology point of view, the account of constructions facilitates language processing in both monolingual and multilingual settings, e.g."
                    },
                    {
                        "id": 4,
                        "string": "in information extraction and machine translation."
                    },
                    {
                        "id": 5,
                        "string": "Several approaches to Construction Grammar have been proposed."
                    },
                    {
                        "id": 6,
                        "string": "Remarkable examples include Sign-Based Construction Grammar (Boas and Sag, 2012) that uses Head-Driven Phrase Structure Grammar (Pollard and Sag, 1994) as the underlying formalism, Fluid Construction Grammar (Steels, 2013) and Embodied Construction Grammar (Bergen and Chang, 2013) ."
                    },
                    {
                        "id": 7,
                        "string": "While the previous work has been mainly focused on English, our work is currently focused on Swedish."
                    },
                    {
                        "id": 8,
                        "string": "However, the main difference is that we test Grammatical Framework, GF (Ranta, 2004) , as a formalism and a toolkit for implementing computational construction grammars."
                    },
                    {
                        "id": 9,
                        "string": "GF provides a built-in support for multilingual grammars, which has a great potential for implementing, unifying and interlinking constructions of different languages, which, in turn, would be particularly beneficial for the use in machine translation and second-language learning."
                    },
                    {
                        "id": 10,
                        "string": "In this paper we describe a methodology on how to systematically formalise the semi-formal representation of the Swedish Constructicon in GF, showing that a GF construction grammar can be, to a large extent, acquired automatically."
                    },
                    {
                        "id": 11,
                        "string": "A side result of our work is that it has also helps to improve the original construction resource."
                    },
                    {
                        "id": 12,
                        "string": "Background 2.1 Swedish Constructicon (SweCcn) SweCcn 1 is a comparatively large open database of Swedish constructions -partially schematic multi-word units having both fixed and variable parts (Lyngfelt et al., 2012) ."
                    },
                    {
                        "id": 13,
                        "string": "It particularly addresses constructions of relevance for secondlanguage learning, but also covers argument structure constructions, which concern matters of transitivity, voice, and event structure."
                    },
                    {
                        "id": 14,
                        "string": "Construction descriptions are manually derived from corpus examples, and some of the examples are manually annotated and added to each SweCcn entry."
                    },
                    {
                        "id": 15,
                        "string": "A simplified example of how a construction is described in SweCcn is given in Table 1 ."
                    },
                    {
                        "id": 16,
                        "string": "Construction elements (CE) are either internal or external."
                    },
                    {
                        "id": 17,
                        "string": "The internal CEs are a part of the construction while the external CEs are a part of the valency of the construction."
                    },
                    {
                        "id": 18,
                        "string": "In the structure sketches, the internal CEs are bounded by brackets."
                    },
                    {
                        "id": 19,
                        "string": "CEs are described in more detail by attribute- value matrices that specify their syntactic and semantic features."
                    },
                    {
                        "id": 20,
                        "string": "Fixed CEs are represented by lexical units (LU), and they refer to entries in SALDO, the Swedish Associative Thesaurus (Borin et al., 2013) , which is the core lexicon of a large macro-resource for Swedish, developed within the Swedish FrameNet++ project (Borin et al., 2010) ."
                    },
                    {
                        "id": 21,
                        "string": "Many constructions have a referential meaning, more specifically, they are frame-bearing and are thus linked to FrameNet frames."
                    },
                    {
                        "id": 22,
                        "string": "There is also an ongoing work to link, when possible, the SweCcn constructions with constructions in Berkeley Constructicon (Bäckström et al., 2014) as well as other constructicons, notably the one for Brazilian Portuguese (Torrent et al., 2014) ."
                    },
                    {
                        "id": 23,
                        "string": "It should be noted that a central part of construction descriptions in SweCcn is the free text definitions."
                    },
                    {
                        "id": 24,
                        "string": "For example, the construction RE-FLEXIV RESULTATIV roughly means 'become AP by V-ing'."
                    },
                    {
                        "id": 25,
                        "string": "Hence,äta sig mätt 'eat himself full' and skrika sig hes 'shouting himself hoarse' are instances of the construction, whereas känna sig trött 'feel himself tired' and skratta sig lycklig 'laugh himself lucky' are not."
                    },
                    {
                        "id": 26,
                        "string": "The difference is captured by the free text definition, but not by the formal features, therefore it unfortunately gets lost in the automatic translation to GF."
                    },
                    {
                        "id": 27,
                        "string": "In this experiment, we use a recent version of SweCcn (a snapshot taken on June 9, 2015) which contains 374 entries describing constructions of different grammatical categories such as VP, NP and S (see Table 2 )."
                    },
                    {
                        "id": 28,
                        "string": "Grammatical Framework (GF) GF (Ranta, 2004 ) is a grammar formalism characterized by its two-level approach to natural language representation."
                    },
                    {
                        "id": 29,
                        "string": "One level, the abstract syntax, accounts for the language-independent aspects, and the other level, the concrete syntax, accounts for the language-specific aspects."
                    },
                    {
                        "id": 30,
                        "string": "The same abstract syntax can be equipped with many concrete syntaxes -reversible mappings from abstract syntax trees to records (feature structures) and strings -making the grammar multilingual."
                    },
                    {
                        "id": 31,
                        "string": "Most importantly, GF provides a generalpurpose resource grammar library, RGL (Ranta, 2009) , for currently 30 languages, all implementing the same abstract syntax."
                    },
                    {
                        "id": 32,
                        "string": "In order to hide the low-level details, RGL has a high-level interface that provides constructors like mkCl: NP -> VP -> Cl for building a clause from a NP and a VP."
                    },
                    {
                        "id": 33,
                        "string": "2 The resource grammars take care of agreement and word order."
                    },
                    {
                        "id": 34,
                        "string": "One of the most developed languages in RGL, in terms of syntactic and lexical coverage, is Swedish."
                    },
                    {
                        "id": 35,
                        "string": "Its resource grammar also includes over 100,000 lexical entries from SALDO."
                    },
                    {
                        "id": 36,
                        "string": "3 Preprocessing of SweCcn In the current experiment, we consider only the 105 constructions of type VP (verb phrase) from which we exclude 9 whose status is 'suggestion'."
                    },
                    {
                        "id": 37,
                        "string": "Descriptions of the suggested constructions are too immature to be processed."
                    },
                    {
                        "id": 38,
                        "string": "Currently we also do not include the 16 XP constructions which are relevant to any phrase type, including VP."
                    },
                    {
                        "id": 39,
                        "string": "We have chosen to begin with VP constructions because they are dominating in SweCcn, and they have the most complex internal structure -if our approach can handle these constructions then it should also be applicable for the rest."
                    },
                    {
                        "id": 40,
                        "string": "According to the SweCcn annotation manual, 4 constructions are described at two levels of detail: 1."
                    },
                    {
                        "id": 41,
                        "string": "A flat structure sketch that lists the formal elements in the construction (see Structure in Table 1 )."
                    },
                    {
                        "id": 42,
                        "string": "Each CE is represented in terms of grammatical category (either word class or phrase type), LU or just word form."
                    },
                    {
                        "id": 43,
                        "string": "The list of CEs follows the expected word order."
                    },
                    {
                        "id": 44,
                        "string": "A structure sketch may specify alternative realisation patterns of the same construction."
                    },
                    {
                        "id": 45,
                        "string": "Table 1 ), that specify additional morphosyntactic constraints which may be omitted in the more general sketch for the sake of simplicity to a human reader."
                    },
                    {
                        "id": 46,
                        "string": "Additionally, the feature matrices often specify the semantic roles and grammatical functions, but we do not take this information into account in the current work."
                    },
                    {
                        "id": 47,
                        "string": "The word order is encoded only by the structure sketches; it is not reflected by the corresponding feature matrices as they can be potentially reused by alternative patterns of the same construction."
                    },
                    {
                        "id": 48,
                        "string": "Because the linking between the sketches and matrices is not explicit, and the implicit links (matching categories, LUs etc.)"
                    },
                    {
                        "id": 49,
                        "string": "are not unique in general, the automatic mapping can be ambiguous."
                    },
                    {
                        "id": 50,
                        "string": "In practice, however, it happens rarely."
                    },
                    {
                        "id": 51,
                        "string": "A set of feature matrices, one per CE (see Internal and External in Constructions may have optional CEs, alternative types of CEs or alternative LUs, and even alternative word order."
                    },
                    {
                        "id": 52,
                        "string": "In the structure sketches, optional CEs are delimited by parentheses, and alternative types/LUs are separated by a bar: Note that the variable CEs (represented by grammatical categories) may have indices denoting difference, formal identity (repetition), coreference, etc."
                    },
                    {
                        "id": 53,
                        "string": "In the case of a lexical construction that represents a compound word, its internal CEs are delimited by the plus sign indicating the concatenation."
                    },
                    {
                        "id": 54,
                        "string": "Suffixation is indicated by the hyphen."
                    },
                    {
                        "id": 55,
                        "string": "The automatic preprocessing of SweCcn entries consists of four steps: 1."
                    },
                    {
                        "id": 56,
                        "string": "Normalization of the structure sketches and attribute values in the feature matrices."
                    },
                    {
                        "id": 57,
                        "string": "SweCcn entries have been annotated manually, therefore inconsistently used spaces, inconsistently used delimiters of alternative CE types as well as inconsistent representation of auxiliary or function CEs (e.g."
                    },
                    {
                        "id": 58,
                        "string": "sig 1 vs. Pn refl vs. refl) is common."
                    },
                    {
                        "id": 59,
                        "string": "2."
                    },
                    {
                        "id": 60,
                        "string": "In case of optional CEs and alternative types of CEs, there are formally several constructions compressed in one."
                    },
                    {
                        "id": 61,
                        "string": "The original structures are rewritten so that for each combination there is a separate alternative structure."
                    },
                    {
                        "id": 62,
                        "string": "For instance, [V av 1 Pn refl (NP)] is rewritten to [V av 1 Pn refl NP] | [V av 1 Pn refl ]."
                    },
                    {
                        "id": 63,
                        "string": "This however does not apply to alternative LUs."
                    },
                    {
                        "id": 64,
                        "string": "If a CE is represented by a fixed set of LUs, we assume that they are interchangeable (synonymous)."
                    },
                    {
                        "id": 65,
                        "string": "Otherwise they should be either split into alternative constructions (separate entries), or the CE should be made more general."
                    },
                    {
                        "id": 66,
                        "string": "5 3."
                    },
                    {
                        "id": 67,
                        "string": "The rewritten structure sketches are enriched with additional morphosyntactic information from the feature matrices, so that a complete description is at hand."
                    },
                    {
                        "id": 68,
                        "string": "The mapping of CEs between the two layers of annotation is based on values of the grammatical category and LU attributes in the feature matrices (see Table 1 )."
                    },
                    {
                        "id": 69,
                        "string": "Although such mapping in general is based on a partial comparison as well as it can be ambiguous, it has not led to incorrect results in the selected dataset, 6 because we do not consider the semantic roles."
                    },
                    {
                        "id": 70,
                        "string": "Out of the 96 VP constructions that were processed, only 43 turned out to be consistent in the first attempt."
                    },
                    {
                        "id": 71,
                        "string": "For more than a half of constructions, various inconsistencies were detected and reported to SweCcn developers for manual inspection and correction."
                    },
                    {
                        "id": 72,
                        "string": "After several iterations, the number of consistent VP constructions increased to 93."
                    },
                    {
                        "id": 73,
                        "string": "The remaining 3 are different corner cases that are actually consistent but are not yet supported by the preprocessor and are thus skipped."
                    },
                    {
                        "id": 74,
                        "string": "The following is a list of representative VP constructions with their original and rewritten structure descriptions that we use in Section 4 to illustrate the automatic generation of the GF grammar: Note that we ignore the SALDO sense identifiers."
                    },
                    {
                        "id": 75,
                        "string": "We ignore the external CEs in the current approach as well, as they should be attached to constructions by the general syntactic rules already provided by GF RGL."
                    },
                    {
                        "id": 76,
                        "string": "It is satisfactory also from the future translation point of view, as the translation of external CEs should be compositional."
                    },
                    {
                        "id": 77,
                        "string": "Generation of a GF Grammar The rewritten structural descriptions of constructions, as described in Section 3, provide sufficient information to generate both the abstract and the concrete syntax of a SweCcn-based construction grammar, an extension to the Swedish GF resource grammar."
                    },
                    {
                        "id": 78,
                        "string": "7 Abstract Syntax The generation of the abstract syntax is rather straight forward."
                    },
                    {
                        "id": 79,
                        "string": "Each construction is represented by one or more functions depending on how many alternative structure descriptions are produced in the preprocessing steps."
                    },
                    {
                        "id": 80,
                        "string": "The name of a function corresponds to the name of the construction suffixed by an index if there is more than one function per construction."
                    },
                    {
                        "id": 81,
                        "string": "For the current input data, the 93 VP constructions resulted in 127 functions."
                    },
                    {
                        "id": 82,
                        "string": "The maximum and average numbers are respectively 6 and 1.4 functions per construction."
                    },
                    {
                        "id": 83,
                        "string": "8 Each function takes one or more arguments that correspond to the variable CEs of the respective alternative construction description."
                    },
                    {
                        "id": 84,
                        "string": "In the rewritten structure descriptions, the variable CEs can be formally distinguished from fixed CEs (LUs and structural words) by the first letter of each CE: the variable CEs always start with an upper case letter while the fixed CEs start with a lower case letter."
                    },
                    {
                        "id": 85,
                        "string": "The fixed CEs are not represented by the abstract syntax."
                    },
                    {
                        "id": 86,
                        "string": "The variable CEs are represented only by their grammatical categories; other morphosyntactic constraints (if any) are handled by the concrete syntax."
                    },
                    {
                        "id": 87,
                        "string": "Constructions listed at the end of Section 3 are represented by the following abstract functions: Concrete Syntax As our initial investigation unveiled, many constructions can be implemented in GF by systematically applying the high-level RGL constructors."
                    },
                    {
                        "id": 88,
                        "string": "For instance, behöva något till något1 can be implemented as shown in Figure 1 by first making a two-place verb (V2) from the V element and then combining it with the first NP element into a VP."
                    },
                    {
                        "id": 89,
                        "string": "The preposition can be combined with the second NP element into a prepositional phrase (Adv) which can then be attached to the VP."
                    },
                    {
                        "id": 90,
                        "string": "The question is how to make such constructor applications systematically given the various construction descriptions."
                    },
                    {
                        "id": 91,
                        "string": "Essentially, this is a parsing problem itself."
                    },
                    {
                        "id": 92,
                        "string": "We can look at CEs as words in the construction description language for which we need a grammar to combine the lists of CEs into trees of RGL constructors and their arguments."
                    },
                    {
                        "id": 93,
                        "string": "In order to address this issue, we have defined an auxiliary GF grammar to generate the behöva_något_till_något 1 np 1 np 2 = mkVP (mkVP (mkV2 (mkV \"behöver\")) np 1 ) (mkAdv (mkPrep \"till\") np 2 ) Figure 1 : The expected implementation for the function behöva något till något1."
                    },
                    {
                        "id": 94,
                        "string": "implementation of functions in the GF construction grammar."
                    },
                    {
                        "id": 95,
                        "string": "To keep the code-generating grammar simple, it accepts only the categories of CEs, some additional constraints and certain structural words."
                    },
                    {
                        "id": 96,
                        "string": "The preprocessed construction descriptions are generalized before parsing; LUs are inserted back in a post-processing step."
                    },
                    {
                        "id": 97,
                        "string": "For instance, behövaV NP1 tillPrep NP2 is generalised to {V} NP {Prep} NP, where the curly brackets indicate fixed CEs."
                    },
                    {
                        "id": 98,
                        "string": "Fragments of the codegenerating grammar related to this structure are listed in Figure 2 and Figure 3 ."
                    },
                    {
                        "id": 99,
                        "string": "According to the auxiliary grammar, the parse tree for \"{V} NP {Prep} NP\" is mkVP__VP_Adv (mkVP__V2_NP (mkV2 _mkV_) _NP_) (mkAdv _mkPrep_ _NP_) which corresponds to the expected implementation as shown in Figure 1 after the post-processing is done."
                    },
                    {
                        "id": 100,
                        "string": "The post-processing involves three steps: 1."
                    },
                    {
                        "id": 101,
                        "string": "Remove all suffixes delimited by the double underscore."
                    },
                    {
                        "id": 102,
                        "string": "The suffixes are used just to make the function names unique in the auxiliary grammar."
                    },
                    {
                        "id": 103,
                        "string": "2."
                    },
                    {
                        "id": 104,
                        "string": "Sequentially replace all placeholders of the fixed CEs, annotated as mkX , by the actual lexical constructors."
                    },
                    {
                        "id": 105,
                        "string": "In case of verbs, constructors (inflectional paradigms) specified in  3."
                    },
                    {
                        "id": 106,
                        "string": "Sequentially replace all placeholders of the variable CEs, annotated as X , by the actual variable names, e.g."
                    },
                    {
                        "id": 107,
                        "string": "replace the first NP by np 1 and the second NP by np 2 ."
                    },
                    {
                        "id": 108,
                        "string": "Note that the auxiliary code-generating grammar, in general, is ambiguous -it can return several alternative code skeletons for a given CE list."
                    },
                    {
                        "id": 109,
                        "string": "However, it should hold that all alternatives accept and linearise the same strings."
                    },
                    {
                        "id": 110,
                        "string": "Our heuristics is to take the shortest implementation, which is supported by the intuition that the shortest ones correlate with the simplest ones."
                    },
                    {
                        "id": 111,
                        "string": "If we consider the alternative realization of BEHÖVA NÅGOT TILL NÅGOT represented by the function behöva något till något2 , the parsing with the auxiliary grammar fails at the element VP."
                    },
                    {
                        "id": 112,
                        "string": "Indeed, there is no straightforward constructor provided by RGL that would combine a Prep with a VP or an Adv (as the in-order-to-VP should be first converted to Adv)."
                    },
                    {
                        "id": 113,
                        "string": "Thus, a lower level means have to be applied to implement this function."
                    },
                    {
                        "id": 114,
                        "string": "The implementation generated for the rest of functions listed in Section 4.1 is given below (in a slightly simplified form): få_resultativ_agentiv np vp = mkVP (mkV2A (mkV \"få\")) np (PresPartAP vp) göra_sig_AdvP adv = mkVP (mkVP (reflV (mkV \"göra\"))) adv snacka_NP 1 cn = mkVP (mkV2 (mkV (\"snacka\"|\"prata\"|..))) (mkNP aSg_Det cn) snacka_NP 2 cn = mkVP (mkV2 (mkV (\"snacka\"|\"prata\"|..))) (mkNP aPl_Det cn) snacka_NP 3 cn = mkVP (mkV2 (mkV (\"snacka\"|\"prata\"|..))) (mkNP cn) verba_av_sig_transitiv 1 v np = mkVP (mkV2 (reflV (partV v (toStr (mkPrep \"av\"))))) np verba_av_sig_transitiv 2 v = mkVP (reflV (partV v (toStr (mkPrep \"av\")))) x_städa 1 n = mkVP (prefixV (toStr n) (mkV \"städar\")) x_städa 2 a = mkVP (prefixV (toStr a) (mkV \"städar\")) As it was already mentioned, for some functions the implementation has to be based not only on the high-level language-independent interface of RGL but also on low-level language-specific parameters."
                    },
                    {
                        "id": 115,
                        "string": "To keep the GF code generation flexible and functional, we have defined some helper functions (in the construction grammar) that wrap the low-level code and make it reusable."
                    },
                    {
                        "id": 116,
                        "string": "For instance, the helper function toStr takes a preposition, adjective or noun and returns its base form as a plain string which can then be passed, for instance, to the RGL function partV to make a particle verb, or to another helper function prefixV to make a compound verb."
                    },
                    {
                        "id": 117,
                        "string": "As for LUs, note that they are implemented, in general, as free alternatives, which means that any of them will be accepted while parsing but the first one will always be used for the linearisation."
                    },
                    {
                        "id": 118,
                        "string": "In the result, given the 127 functions in the abstract syntax, we have automatically generated the implementation for 98 functions (77%)."
                    },
                    {
                        "id": 119,
                        "string": "At least one function is implemented for 73 out of 93 constructions (78%)."
                    },
                    {
                        "id": 120,
                        "string": "Analysis of the Initial Results We conducted two evaluations, manual and automatic, to determine whether the automatically implemented functions can successfully parse the respective Swedish constructions and whether they Exemplified  functions  Implemented  51  57  24  Pending  13  16  6  Total  64  73  30   Table 3 : Statistics of the manually compiled test corpus: the number of examples belonging to the implemented and pending concrete functions in the generated construction grammar, and the number of functions having at least one test example."
                    },
                    {
                        "id": 121,
                        "string": "Functions Examples can cope with different linguistic phenomena."
                    },
                    {
                        "id": 122,
                        "string": "The manual evaluation was based on a subset of selected VP constructions and selected examples from the annotated sentences in SweCcn."
                    },
                    {
                        "id": 123,
                        "string": "The automatic evaluation was based on the whole SweCcn dataset of all VP constructions."
                    },
                    {
                        "id": 124,
                        "string": "For the manual evaluation, we complied a small test corpus containing 73 annotated examples, of which 57 turned out to have a corresponding concrete function in the construction grammar."
                    },
                    {
                        "id": 125,
                        "string": "Table 3 summarizes the total number of examples that belong to any of the implemented functions and the total number of examples that belong to the functions whose implementation is pending, as well as the number of functions that have at least one test example."
                    },
                    {
                        "id": 126,
                        "string": "In the manually compiled corpus, only about half of the functions have at least one test example, and for those that have, there are two examples on average."
                    },
                    {
                        "id": 127,
                        "string": "Out of the 57 examples that have a corresponding concrete function, 53 examples were successfully parsed yielding a coverage of 93%."
                    },
                    {
                        "id": 128,
                        "string": "It is important to mention that the relatively high coverage is achieved partially because we replaced all the compounds and proper names which were missing in the lexicon (17 words in total)."
                    },
                    {
                        "id": 129,
                        "string": "The remaining 7% are examples for which no parse tree was returned."
                    },
                    {
                        "id": 130,
                        "string": "A closer look at those cases unveils that the parser mostly failed because of: (i) annotation errors in the SweCcn database, for instance, a feature matrix constrains the singular form of a NP although the plural form exists among the annotated examples; (ii) ill-formed sentences (with respect to the grammar), often containing coordinating conjunctions, for instance, jag och min sambo ska till våra vänner 'me and my partner shall to our friends' -the parser expects a verb such as gå 'go' after ska 'shall'."
                    },
                    {
                        "id": 131,
                        "string": "Errors grounded in the manual annotation of the Exemplified  functions  Implemented  98  224  65  Pending  29  40  11  Total  127 264 76 Table 3 ."
                    },
                    {
                        "id": 132,
                        "string": "Functions Examples SweCcn entries were reported to SweCcn developers and are already partially corrected."
                    },
                    {
                        "id": 133,
                        "string": "Errors grounded in the automatic grammar generation require a closer analysis of how these constructions can be systematically implemented using lower level means of RGL."
                    },
                    {
                        "id": 134,
                        "string": "For the automatic evaluation, we implemented a script which pre-processes the annotated SweCcn sentences belonging to the VP constructions and parses each example using the generated GF grammar."
                    },
                    {
                        "id": 135,
                        "string": "Several heuristics on how to insert the subject to make a proper clause before it is parsed are applied."
                    },
                    {
                        "id": 136,
                        "string": "Heuristics mainly concern the tense and type of the verb given a construction with which it should be parsed."
                    },
                    {
                        "id": 137,
                        "string": "Table 4 summarizes the automatically acquired test corpus."
                    },
                    {
                        "id": 138,
                        "string": "Out of the 224 examples for which the corresponding concrete function is implemented, 157 were successfully parsed, yielding a coverage of 70%."
                    },
                    {
                        "id": 139,
                        "string": "An investigation of the examples that failed to parse unveils that these examples: (i) contain multi-word compounds; (ii) are more than 10 words long, containing irrelevant phrases and punctuations that fall outside the construction; (iii) contain complex syntactic structures that involve coordination and subordination."
                    },
                    {
                        "id": 140,
                        "string": "Our analysis shows that many of the failures lead to false negative evaluation results."
                    },
                    {
                        "id": 141,
                        "string": "To avoid these and to allow for a more adequate evaluation, there are several complementary options we have to consider."
                    },
                    {
                        "id": 142,
                        "string": "First, the grammatical categories could be included in the annotated examples, but it depends on the SweCcn developers."
                    },
                    {
                        "id": 143,
                        "string": "Second, we could prepare a treebank, at least one abstract tree for each function, to allow for the opposite testing -to check if the functions generate correct linearizations."
                    },
                    {
                        "id": 144,
                        "string": "Third, we could manually derive a larger post-edited test corpus from the SweCcn dataset of annotated examples."
                    },
                    {
                        "id": 145,
                        "string": "For functions having no test example, we might exploit the GF's built-in support for generating random trees."
                    },
                    {
                        "id": 146,
                        "string": "The linearizations could then be presented to SweCcn developers for examination and consideration of whether an example should be added to the database."
                    },
                    {
                        "id": 147,
                        "string": "When it comes to the lexicon, the coverage of lexical units is very high."
                    },
                    {
                        "id": 148,
                        "string": "Most of the words the parser fails with are proper names and compounds."
                    },
                    {
                        "id": 149,
                        "string": "These could be extracted from the SweCcn corpus and added to the lexicon if access to the grammatical categories is available."
                    },
                    {
                        "id": 150,
                        "string": "Conclusions and Future Work We have taken a functional view to acquire a computational construction grammar in Grammatical Framework from the semi-formal representation of the Swedish Constructicon."
                    },
                    {
                        "id": 151,
                        "string": "We have presented an approach to detect and correct inconsistencies and errors in the original resource of constructions."
                    },
                    {
                        "id": 152,
                        "string": "We were able to improve the quality of the resource and thereby increase its value for the use in language technology applications."
                    },
                    {
                        "id": 153,
                        "string": "Following the proposed approach, the implementation of a construction grammar can be automatically generated for nearly 80% of the constructions (functions) achieving a 70-90% accuracy, and there is clear space for improvement."
                    },
                    {
                        "id": 154,
                        "string": "However, it is still an open question how far we should advance the automation in order to keep it cost effective; the rest can be implemented or postedited manually."
                    },
                    {
                        "id": 155,
                        "string": "So far we have avoided any manual intervention in the generated grammar because SweCcn is being actively improved and extended in parallel to our work, and this would complicate the synchronisation of changes."
                    },
                    {
                        "id": 156,
                        "string": "Regarding future work, a rather short-term goal is to extend the grammar generator to cover the other major types of constructions as well."
                    },
                    {
                        "id": 157,
                        "string": "This would primarily require the extension of the auxiliary code generating grammar."
                    },
                    {
                        "id": 158,
                        "string": "Among the longterm goals is to take this approach from the monolingual construction grammar to a multilingual one."
                    },
                    {
                        "id": 159,
                        "string": "This would require not only taking the links to FrameNet into account but also adapting the processing and generation pipeline to the constructicons of other languages."
                    },
                    {
                        "id": 160,
                        "string": "This also relates to our previous research on implementing a multilingual FrameNet-based grammar in GF (Dannélls and Gruzitis, 2014) ."
                    },
                    {
                        "id": 161,
                        "string": "The GF construction grammar and FrameNet grammar approaches are complementary to each other, at least with regard to constructions with a referential meaning, and an integration of them would be mutually beneficial."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 11
                    },
                    {
                        "section": "Background 2.1 Swedish Constructicon (SweCcn)",
                        "n": "2",
                        "start": 12,
                        "end": 27
                    },
                    {
                        "section": "Grammatical Framework (GF)",
                        "n": "2.2",
                        "start": 28,
                        "end": 35
                    },
                    {
                        "section": "Preprocessing of SweCcn",
                        "n": "3",
                        "start": 36,
                        "end": 50
                    },
                    {
                        "section": "A set of feature matrices, one per CE (see Internal and External in",
                        "n": "2.",
                        "start": 51,
                        "end": 75
                    },
                    {
                        "section": "Generation of a GF Grammar",
                        "n": "4",
                        "start": 76,
                        "end": 77
                    },
                    {
                        "section": "Abstract Syntax",
                        "n": "4.1",
                        "start": 78,
                        "end": 86
                    },
                    {
                        "section": "Concrete Syntax",
                        "n": "4.2",
                        "start": 87,
                        "end": 118
                    },
                    {
                        "section": "Analysis of the Initial Results",
                        "n": "5",
                        "start": 119,
                        "end": 149
                    },
                    {
                        "section": "Conclusions and Future Work",
                        "n": "6",
                        "start": 150,
                        "end": 161
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/983-Figure3-1.png",
                        "caption": "Figure 3: A simplified fragment of the concrete syntax of the auxiliary code-generating grammar.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.879999999999995,
                            "y2": 300.0
                        }
                    },
                    {
                        "filename": "../figure/image/983-Figure1-1.png",
                        "caption": "Figure 1: The expected implementation for the function behöva något till något1.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 116.16
                        }
                    },
                    {
                        "filename": "../figure/image/983-Figure2-1.png",
                        "caption": "Figure 2: A simplified fragment of the abstract syntax of the auxiliary code-generating grammar.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 348.47999999999996,
                            "y2": 465.12
                        }
                    },
                    {
                        "filename": "../figure/image/983-Table1-1.png",
                        "caption": "Table 1: A simplified description of the Swedish construction REFLEXIV RESULTATIV. The example literally translates as ‘Peter eats himself full’.",
                        "page": 1,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 290.4,
                            "y1": 64.8,
                            "y2": 237.6
                        }
                    },
                    {
                        "filename": "../figure/image/983-Table2-1.png",
                        "caption": "Table 2: The number of constructions in SweCcn. The category XP represents any phrase type. The column FrameNet shows the number of constructions linked to the Swedish FrameNet.",
                        "page": 1,
                        "bbox": {
                            "x1": 321.59999999999997,
                            "x2": 511.2,
                            "y1": 62.879999999999995,
                            "y2": 186.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/983-Table4-1.png",
                        "caption": "Table 4: Statistics of the automatically acquired test corpus. Compare to Table 3.",
                        "page": 6,
                        "bbox": {
                            "x1": 309.59999999999997,
                            "x2": 523.1999999999999,
                            "y1": 61.44,
                            "y2": 132.0
                        }
                    },
                    {
                        "filename": "../figure/image/983-Table3-1.png",
                        "caption": "Table 3: Statistics of the manually compiled test corpus: the number of examples belonging to the implemented and pending concrete functions in the generated construction grammar, and the number of functions having at least one test example.",
                        "page": 6,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 288.0,
                            "y1": 61.44,
                            "y2": 132.0
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-10"
        },
        {
            "slides": {
                "0": {
                    "title": "Co citation Network",
                    "text": [
                        "=a linkage between a pair of documents",
                        "concurrently cited by a third document",
                        "Node = cited document",
                        "a e c Edge = co-citation linkage",
                        "f number of co-citing documents"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "Outline of Co citation Network Searching",
                    "text": [
                        "2. System creates a network and ranks the",
                        "documents in the network",
                        "1. User inputs a 3. System outputs",
                        "seed document ranked documents"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Enlarging the Co citation Networks so as to Include New Relevant Documents",
                    "text": [
                        "Co-citation linkage Word-based linkage",
                        "Satellite documents of B",
                        "Title words of B",
                        "Do satellite documents have relevant linkages to the",
                        "seed that are not identified by co-citation linkages?"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Specifying Satellite Documents",
                    "text": [
                        "Host documents are sources",
                        "a e for specifying satellite documents",
                        "f Each host document is",
                        "d one hop from the seed",
                        "b Title words Top-ranked",
                        "Tf-idf (Indri Search Engine by Lemure project)"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "4": {
                    "title": "Problem of Satellite Documents",
                    "text": [
                        "Not all co-citation linkages are relevant",
                        "a lot of relevant satellite documents b f",
                        "Checking the appropriateness of host documents"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "5": {
                    "title": "Checking the Appropriateness of Host Documents optional process",
                    "text": [
                        "Co-citation contexts are analyzed",
                        "Doc. X Co-citation in the same paragraph",
                        "A and B are cited in the same paragraph",
                        "Doc. B is selected as host",
                        "A and C are cited in different paragraphs",
                        "Doc. C is not selected as host Citing document"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "6": {
                    "title": "Incorporating Satellite Documents",
                    "text": [
                        "New or already Existing",
                        "documents of b in the initial co-citation network",
                        "New node and new edge Added weight or New edge",
                        "T1 T2 T weight"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "7": {
                    "title": "Ranking Documents in the Network by the RWR Random walk With Restart Algorithm Tong 2008",
                    "text": [
                        "The walker proceeds to the connected documents based",
                        "on transition probabilities calculated by weights of edges"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "8": {
                    "title": "RWR What is Restart",
                    "text": [
                        "The walker returns to the seed document with",
                        "the probability r at every step",
                        "r parameter of the penalty for distance from the seed",
                        "(If r is high, documents near the seed have high document scores1)5"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "9": {
                    "title": "RWR How are document scores calculated",
                    "text": [
                        "The position of the walker at Step (t) can be estimated by the",
                        "When t is low, the position probability is unstable. As the",
                        "number of t increases, the position probability may converge"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "10": {
                    "title": "RWR How are documents ranked",
                    "text": [
                        "Converged position probability ="
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "11": {
                    "title": "Information Retrieval Experiment",
                    "text": [
                        "Baseline (initial co-citation network)",
                        "Network created by taking up to two hops from the seed",
                        "All one hop documents from the seed are host documents",
                        "Host documents are selected by co-citation context",
                        "Each document has MeSH descriptors"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "12": {
                    "title": "Search Run",
                    "text": [
                        "Input a seed document documents",
                        "Create an initial co-citation network b b a e a e Incorporating Seed c",
                        "Seed c satellite documents f",
                        "Ranked results by - All",
                        "- Context RWR are compared"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "13": {
                    "title": "Relevance Assessment",
                    "text": [
                        "Seed document Top K ranked retrieved documents",
                        "Relevance scores were estimated based on",
                        "similarity between the seed and each retrieved document",
                        "based on MeSH descriptors"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "14": {
                    "title": "Result averaging results of 100 seed",
                    "text": [
                        "K Baseline all context all context",
                        "The maximum scores at each K are the",
                        "results of Proposed with N = 100",
                        "Proposed methods tended to outperform the baseline",
                        "The scores of Proposed (context) are higher than",
                        "those of the baseline method in all cases",
                        "The checking process had a stable and positive",
                        "impact on improving the search performance"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "15": {
                    "title": "Conclusion",
                    "text": [
                        "This study proposed a technique to enlarge co-",
                        "citation networks by incorporating satellite",
                        "documents in scientific paper searches",
                        "Retrieval methods using the proposed technique",
                        "tended to outperform the baseline method, which",
                        "was based on the initial co-citation network"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                }
            },
            "paper_title": "Incorporating Satellite Documents into Co-citation Networks for Scientific Paper Searches",
            "paper_id": "987",
            "paper": {
                "title": "Incorporating Satellite Documents into Co-citation Networks for Scientific Paper Searches",
                "abstract": "To improve the search performance of retrieval methods using cocitation linkages, this study proposes a technique to enlarge a co-citation network by incorporating satellite documents. This technique specifies satellite documents via full-text searches for terms obtained from documents having cocitation linkages with a seed document; the appropriateness of each co-citation linkage is checked by using the strength of the co-citation context based on the results of parsing documents that cite the seed document. This study evaluates search performance using the proposed technique with IR experiments. Specifically, the random walk with restart algorithm, which can compute similarities between the seed document and each document in the network, is applied to the enlarged and initial networks. Scores of the normalized discounted cumulative gain (nDCG@K) were then compared. The results indicate that the search performance of the retrieval methods using the enlarged network outperforms those of a baseline method using the initial network.",
                "text": [
                    {
                        "id": 0,
                        "string": "INTRODUCTION In the field of scientific paper searches, citations are often used to measure implicit relationships between documents."
                    },
                    {
                        "id": 1,
                        "string": "One approach to improve the search performance of retrieval methods using citation linkages is to enlarge the citation networks by incorporating additional information."
                    },
                    {
                        "id": 2,
                        "string": "In the case of a network created using direct citation linkages, i.e., the linkages between the citing and cited documents, techniques to enlarge the network of citations on the basis of additional information, such as citing text [1] or user profiles [2] , have been reported."
                    },
                    {
                        "id": 3,
                        "string": "This study enlarges the networks connected by co-citations."
                    },
                    {
                        "id": 4,
                        "string": "A co-citation is defined as a linkage between a pair of documents concurrently cited by a third document."
                    },
                    {
                        "id": 5,
                        "string": "In the simplest retrieval method using co-citation, documents having a cocitation relationship with a given seed document that are known to be relevant are presented to the user under the assumption that documents co-cited with such a seed document tend to be topically similar to the seed document."
                    },
                    {
                        "id": 6,
                        "string": "Co-citation networks have been used in bibliometrics and can also be applied to scientific paper searches (e.g., [3] )."
                    },
                    {
                        "id": 7,
                        "string": "This study proposes a technique to enlarge the co-citation network by adding word-based linkages."
                    },
                    {
                        "id": 8,
                        "string": "When documents are detected by the co-citation linkage, it is possible to obtain more appropriate search terms from the document; such terms may not have been included in the original seed document."
                    },
                    {
                        "id": 9,
                        "string": "A set of new search terms may yield additional relevant documents that were not identified simply by the co-citation linkages or the user's original representation of his or her information needs."
                    },
                    {
                        "id": 10,
                        "string": "This study defines satellite documents as documents that are specified via full-text searches for new search terms."
                    },
                    {
                        "id": 11,
                        "string": "The purpose of the proposed technique is to incorporate these satellite documents into the initial network of documents, which is already connected by co-citation linkages."
                    },
                    {
                        "id": 12,
                        "string": "In addition, the proposed technique attempts to reduce noise satellite documents incorporated into the initial co-citation network using the co-citation context."
                    },
                    {
                        "id": 13,
                        "string": "Some studies (e.g., [3] and [4] ) have reported that using the contexts of co-citations has positive effects for reducing noise documents when co-citation networks are enlarged by additional co-citation linkages; therefore, it is feasible to use co-citation contexts when enlarging co-citation networks by adding word-based linkages."
                    },
                    {
                        "id": 14,
                        "string": "This study empirically evaluates the search performance of retrieval methods using the proposed technique with IR experiments."
                    },
                    {
                        "id": 15,
                        "string": "Specifically, the random walk with restart (RWR) algorithm [5] , which can compute similarities between the seed document and each document in the network, is applied to enlarged networks and initial networks, and the results are compared by computing scores of the cutoff version of the normalized discounted cumulative gain (nDCG@K)."
                    },
                    {
                        "id": 16,
                        "string": "PROPOSED TECHNIQUE 2.1 Specifying satellite documents Figure 1 shows an initial network comprising document nodes connected by undirected co-citation linkages."
                    },
                    {
                        "id": 17,
                        "string": "In this network, a search query is a seed document that is known to be relevant to the information needs of a user."
                    },
                    {
                        "id": 18,
                        "string": "The weight of the edge, w, i.e., the strength of the co-citation linkage, is computed as w ( 1 , 2 ) = cociting ( 1 , 2 )."
                    },
                    {
                        "id": 19,
                        "string": "(1) Here, d1 and d2 are co-cited documents and cociting(d1, d2) denotes the total number of documents co-citing d1 and d2 in the target document set."
                    },
                    {
                        "id": 20,
                        "string": "Note that this study denotes a weighted edge between d1 and d2 as Edge (d1, d2, w)."
                    },
                    {
                        "id": 21,
                        "string": "C 1 1 1 A E 1 E 2 E 3 T 1 Satellite documents of C 1 Satellite documents of C 3 C 3 new existing Seed T 2 T 3 C 3 E 1 E 2 T 3 new existing T 4 T 5 T 6 C 1 E 3 2 2 3 5 2 3 The proposed technique specifies satellite documents by investigating documents one hop from the seed."
                    },
                    {
                        "id": 22,
                        "string": "This study defines host documents as source documents that are used to specify satellite documents."
                    },
                    {
                        "id": 23,
                        "string": "Using the title words of the host document as a query, the satellite documents are specified on the basis of a standard fulltext search method; the seed document is excluded from the search target."
                    },
                    {
                        "id": 24,
                        "string": "For example, in Figure 1 , Document C1, a host document that is one hop from the seed, specifies six satellite documents."
                    },
                    {
                        "id": 25,
                        "string": "In the experiments in this study, the tf-idf retrieval function of the Indri search engine, which has been developed as part of the Lemur Project, was used."
                    },
                    {
                        "id": 26,
                        "string": "The top N documents ranked by this full-text search were adopted as satellite documents (e.g., N = 10)."
                    },
                    {
                        "id": 27,
                        "string": "In addition, as an optional process, the proposed technique attempts to check the appropriateness of each host document as a source because inappropriate host documents may yield noise."
                    },
                    {
                        "id": 28,
                        "string": "To check appropriateness, this technique uses the strength of co-citation context (see e.g., [6] and [7] ) identified by parsing the full-text of documents that cite the seed and each host."
                    },
                    {
                        "id": 29,
                        "string": "More specifically, this technique examines reference positions within the text and if references to both the document and the seed appear within a paragraph in one or more citing documents, the document is selected as a host document because a seed and host co-cited in a strong context are expected to be closely related."
                    },
                    {
                        "id": 30,
                        "string": "For example, in Figure 1 , if one or more documents cite Documents A and C3 in the same paragraph, Document C3 would be selected as a host document."
                    },
                    {
                        "id": 31,
                        "string": "Conversely, if no documents cite them in the same paragraph, Document C3 would not be selected as a host document."
                    },
                    {
                        "id": 32,
                        "string": "Incorporating satellite documents If a satellite document is new, a new node is created with an undirected edge of weight 1 connecting the new node to its host."
                    },
                    {
                        "id": 33,
                        "string": "When two host documents share a new satellite document, one new node and two edges between the new node and each host node are created."
                    },
                    {
                        "id": 34,
                        "string": "In Figure 1 , Document T3 is specified by host Documents C1 and C3; therefore, a new node T3, Edge (T3, C1, 1), and Edge (T3, C3, 1) are created."
                    },
                    {
                        "id": 35,
                        "string": "In addition, if a new document has co-citation linkages with documents already existing in the initial network or with other new documents, new edges are created and weights are assigned using Eq."
                    },
                    {
                        "id": 36,
                        "string": "(1)."
                    },
                    {
                        "id": 37,
                        "string": "When a satellite document already exists in a given network, the linkage between the satellite document and its host is used to create a new edge or recalculate the weight of a given edge."
                    },
                    {
                        "id": 38,
                        "string": "If the linkage is new for the network, an undirected edge of weight 1 is created between the satellite and its host."
                    },
                    {
                        "id": 39,
                        "string": "If the linkage already exists in the initial network, the weight of the existing edge is recalculated as w ( 1 , 2 ) = cociting ( 1 , 2 ) + 1."
                    },
                    {
                        "id": 40,
                        "string": "(2) Some new linkages may be duplicated in the specified results."
                    },
                    {
                        "id": 41,
                        "string": "In such cases, the proposed technique treats them as one combined link and creates one new edge."
                    },
                    {
                        "id": 42,
                        "string": "For example, in Figure 1 , Document C1 has satellite document C3 and vice versa; therefore, only Edge (C1, C3, 1) is incorporated into the network."
                    },
                    {
                        "id": 43,
                        "string": "2.3 Ranking the documents in the network To calculate document scores, the RWR algorithm is applied to the enlarged network."
                    },
                    {
                        "id": 44,
                        "string": "This algorithm iteratively investigates the entire network, and the similarity between a seed node and each node in the network is calculated (see, e.g., [3] and [8] )."
                    },
                    {
                        "id": 45,
                        "string": "Specifically, the walker starts at a seed node and then either proceeds to the connected nodes on the basis of a probability calculated by weights or returns back to the seed node; these steps are repeated iteratively until convergence."
                    },
                    {
                        "id": 46,
                        "string": "The long-term visit rate of each node is used as a document score; these rates are given by the steady state of ⃗ = (1 − )̃⃗ + ⃗."
                    },
                    {
                        "id": 47,
                        "string": "(3) Here, ⃗ is an n-dimensional vector (with n being the number of nodes in the network), ⃗ is an n-dimensional vector with 1 for the seed node and 0 for the others, and r is a return probability."
                    },
                    {
                        "id": 48,
                        "string": "This study uses the following 11 values of r in the experiments: 0.01, 0.1, 0.2, 0.3, 0.4, 0.5, 0.6, 0.7, 0.8, 0.9, and 0.99."
                    },
                    {
                        "id": 49,
                        "string": "Also, ̃ is a transition probability matrix, and each transition probability between two nodes is the weight of an edge, which is normalized by the summation of the weights of the edges connected to the current node."
                    },
                    {
                        "id": 50,
                        "string": "In the case shown in Figure 1 , the probability \"A to C1\" is 0.286 given as 2/(2+3+2)."
                    },
                    {
                        "id": 51,
                        "string": "Therefore, ̃ is an asymmetric matrix, i.e., one direction can be different from another direction, e.g., the probability \"C1 to A\" is not equal to 0.286."
                    },
                    {
                        "id": 52,
                        "string": "EXPERIMENTAL SETUP As described in Section 2.1, the proposed technique has an optional process."
                    },
                    {
                        "id": 53,
                        "string": "Therefore, this study evaluates the search performance of two retrieval methods."
                    },
                    {
                        "id": 54,
                        "string": "First, Proposed (all) omits the optional process and simply identifies all documents one hop from the seed as host documents."
                    },
                    {
                        "id": 55,
                        "string": "Second, Proposed (context) selects host documents using the strength of the co-citation context."
                    },
                    {
                        "id": 56,
                        "string": "For both retrieval methods, the parameter N (i.e., the number of retrieved documents per host document) was set to 10 and 100."
                    },
                    {
                        "id": 57,
                        "string": "In addition, the study evaluates the search performance of a baseline method that applies the RWR algorithm only to the initial co-citation network."
                    },
                    {
                        "id": 58,
                        "string": "In this experiment, the three retrieval methods take up to two hops from the seed to create each initial cocitation network; three or more hops are out of scope."
                    },
                    {
                        "id": 59,
                        "string": "To create a special test collection, the Open Access Subset of PubMed Central was used."
                    },
                    {
                        "id": 60,
                        "string": "The test collection was constructed by selecting approximately 152,000 documents from the subset with the condition that the document had at least one citation linkage with a document in the subset."
                    },
                    {
                        "id": 61,
                        "string": "The test collection contained 100 seed documents that were randomly selected from all the documents under the condition that each seed document had co-citation linkages with 10 or more documents."
                    },
                    {
                        "id": 62,
                        "string": "In addition, this experiment adopted nDCG@K as a metric to evaluate the search performance (with K = 5, 10, 50, and 100)."
                    },
                    {
                        "id": 63,
                        "string": "A document was considered relevant depending on the degree to which it shared MeSH Descriptors with the target seed document."
                    },
                    {
                        "id": 64,
                        "string": "More specifically, the Jaccard coefficient (JC) was used, i.e., when nDCG was calculated, the experiment used a relevance score of 3 for documents whose JC was 0.3 or more, 2 for documents whose JC was 0.2-0.3, and 1 for documents whose JC was 0.1-0.2."
                    },
                    {
                        "id": 65,
                        "string": "4 RESULTS Search runs for 100 seed documents were executed using each method."
                    },
                    {
                        "id": 66,
                        "string": "Evaluation of incorporated documents First, the experiment examined whether the newly incorporated documents were relevant (see Figure 1 )."
                    },
                    {
                        "id": 67,
                        "string": "Table 1 shows the average number of relevant incorporated documents; a document is relevant if the JC is 0.1 or more."
                    },
                    {
                        "id": 68,
                        "string": "Further, Table 1 lists the average ratio of the relevant documents, which is the total number of relevant documents over 100 search runs divided by the total number of new documents over the 100 search runs."
                    },
                    {
                        "id": 69,
                        "string": "As shown in the table, the numbers of relevant documents were relatively large."
                    },
                    {
                        "id": 70,
                        "string": "For example, Proposed (all) incorporated more than 50 new relevant documents per seed."
                    },
                    {
                        "id": 71,
                        "string": "Therefore, the proposed technique has the potential to improve the search performance."
                    },
                    {
                        "id": 72,
                        "string": "Further, the ratio of relevant documents for Proposed (context) was higher than that of Proposed (all)."
                    },
                    {
                        "id": 73,
                        "string": "This result indicates that the checking process using the co-citation context tends to exclude inappropriate host documents."
                    },
                    {
                        "id": 74,
                        "string": "4.2 Evaluation of the ranked retrieval results Table 2 shows the average scores of nDCG@K and the results of the paired t-test between the baseline method and each retrieval method using the proposed technique."
                    },
                    {
                        "id": 75,
                        "string": "Note that this table shows only the scores of the best results ranked by Eq."
                    },
                    {
                        "id": 76,
                        "string": "(3) using the aforementioned 11 different r-values."
                    },
                    {
                        "id": 77,
                        "string": "In Table 2 , the maximum scores of the five retrieval results at each K are shown in bold."
                    },
                    {
                        "id": 78,
                        "string": "These are the results of Proposed (context) and Proposed (all) with N = 100, with the paired t-tests showing statistically significant differences."
                    },
                    {
                        "id": 79,
                        "string": "Therefore, the retrieval methods using the proposed technique tended to outperform the baseline method."
                    },
                    {
                        "id": 80,
                        "string": "Furthermore, the scores of Proposed (context) were higher than those of the baseline method in all cases, with the paired t-tests indicating a statistically significant difference in most cases."
                    },
                    {
                        "id": 81,
                        "string": "Conversely, some scores of Proposed (all), i.e., with N = 10 at K = 10 and with N = 100 at K = 5, were lower than those of the baseline method."
                    },
                    {
                        "id": 82,
                        "string": "This suggests that the checking process had a stable and positive impact on improving the search performance."
                    }
                ],
                "headers": [
                    {
                        "section": "INTRODUCTION",
                        "n": "1",
                        "start": 0,
                        "end": 31
                    },
                    {
                        "section": "Incorporating satellite documents",
                        "n": "2.2",
                        "start": 32,
                        "end": 51
                    },
                    {
                        "section": "EXPERIMENTAL SETUP",
                        "n": "3",
                        "start": 52,
                        "end": 65
                    },
                    {
                        "section": "Evaluation of incorporated documents",
                        "n": "4.1",
                        "start": 66,
                        "end": 82
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/987-Table2-1.png",
                        "caption": "Table 2. Average scores of nDCG@K.",
                        "page": 4,
                        "bbox": {
                            "x1": 123.83999999999999,
                            "x2": 471.35999999999996,
                            "y1": 584.64,
                            "y2": 671.04
                        }
                    },
                    {
                        "filename": "../figure/image/987-Table1-1.png",
                        "caption": "Table 1. Statistics of the incorporated documents.",
                        "page": 4,
                        "bbox": {
                            "x1": 123.83999999999999,
                            "x2": 471.35999999999996,
                            "y1": 408.47999999999996,
                            "y2": 471.35999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/987-Figure1-1.png",
                        "caption": "Fig. 1. Initial co-citation network and satellite documents.",
                        "page": 1,
                        "bbox": {
                            "x1": 183.84,
                            "x2": 410.4,
                            "y1": 584.64,
                            "y2": 677.28
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-11"
        },
        {
            "slides": {
                "0": {
                    "title": "Typical expert annotation task",
                    "text": [
                        "Does the sentence express TREATS?",
                        "Rheumatoid arthritis and have been treated with",
                        "For prevention of malaria, use only in individuals traveling to malarious",
                        "areas where resistant P. falciparum has",
                        "Among 56 subjects reporting to a clinic with symptoms of",
                        "53 (95%) had ordinarily effective levels of in blood.",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "But when you encourage disagreement",
                    "text": [
                        "Does the sentence express TREATS?",
                        "Rheumatoid arthritis and have been treated with",
                        "For prevention of malaria, use only in individuals traveling to malarious",
                        "areas where resistant P. falciparum has",
                        "Among 56 subjects reporting to a clinic with symptoms of",
                        "53 (95%) had ordinarily effective levels of in blood.",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "And ask the crowd",
                    "text": [
                        "Does the sentence express TREATS?",
                        "Rheumatoid arthritis and have been treated with",
                        "Theres a difference between these two BETTER",
                        "For prevention of malaria, use only in individuals traveling to malarious",
                        "areas where resistant P. falciparum has",
                        "Among 56 subjects reporting to a clinic with symptoms of",
                        "53 (95%) had ordinarily effective levels of in blood.",
                        "This one isnt utterly wrong",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "What causes disagreement",
                    "text": [
                        "Workers spam, lazy, unskilled",
                        "Sentences missing context tokenization, span detection, etc. doesnt quite fit the task poorly written, vague, ambiguous",
                        "Target Semantics unclear, confusing relations or types granularity issues limits of inference",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        4,
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "CrowdTruth Methodology",
                    "text": [
                        "Annotator disagreement is signal, not noise",
                        "It is indicative of the variation in human semantic interpretation CrowdTruth.org",
                        "It can indicate ambiguity, vagueness, similarity, over-generality, as well as quality",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "What is FrameNet",
                    "text": [
                        "FrameNet: computational linguistics resource based",
                        "on the frame semantics theory (Baker, Fillmore, Lowe,",
                        "collection of semantic frames",
                        "documents annotated with these frames",
                        "semantic frame: abstract representation of a word",
                        "sense, describing a type of entity, relation, or event",
                        "grounded in roles implied by the frame",
                        "e.g. from to are roles in a movement frame",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "6": {
                    "title": "Frame Disambiguation",
                    "text": [
                        "= task of selecting the best frame for a word phrase",
                        "Illegal skimming of profits is rampant.",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth",
                        "The frame picked by the expert is marked with (*). What do es the crowd think?"
                    ],
                    "page_nums": [
                        9,
                        10,
                        11
                    ],
                    "images": []
                },
                "7": {
                    "title": "Dataset",
                    "text": [
                        "9000 sentence-word pairs from Wikipedia",
                        "<= 25 candidate frames per word",
                        "in 1000 pairs from this set, the word (i.e. Lexical Unit) is not in FrameNet",
                        "Pre-processing to find candidate frames for each word:",
                        "match word to synonym sets in WordNet corpus (Miller, 1995)",
                        "match synonym set to FrameNet frame using Framester corpus (Gangemi et al., 2016)",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "8": {
                    "title": "Crowdsourcing task",
                    "text": [
                        "15 workers / sentence",
                        "ran on Amazon Mechanical Turk",
                        "Example sentences for each frame, toggled by button",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "9": {
                    "title": "Worker Vectors",
                    "text": [
                        "unica pt su tion as ion e ha ng",
                        "At Ca e c",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "10": {
                    "title": "CrowdTruth metrics",
                    "text": [
                        "Frame-Sentence Score (FSS): the degree with which a particular frame matches the sense of the word in the sentence",
                        "Sentence Quality Score (SQS): overall worker agreement over one sentence, measured with cosine similarity",
                        "Frame Quality Score (FQS): agreement over a frame in all sentences where the frame was picked at least once",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "11": {
                    "title": "Frame Sentence Score FSS how clearly the frame is expressed in the sentence",
                    "text": [
                        "Example sentences with removing frame:",
                        "Egypt has provided no evidence demonstrating the elimination of its biological weapons.",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth",
                        "The Syrian Mujahiddin asked Hussein to overthrow the regime of Hafiz Al Assad.",
                        "change of leadership - FSS = 0.847",
                        "Illegal skimming of profits is rampant."
                    ],
                    "page_nums": [
                        16,
                        17,
                        18
                    ],
                    "images": []
                },
                "12": {
                    "title": "Sentence Quality Score SQS how ambiguous the sentence is",
                    "text": [
                        "Example sentences with removing frame:",
                        "Egypt has provided no evidence demonstrating the elimination of its biological weapons.",
                        "The Syrian Mujahiddin asked Hussein to overthrow the regime of Hafiz Al Assad.",
                        "change of leadership - FSS = 0.847",
                        "Illegal skimming of profits is rampant.",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "13": {
                    "title": "Frame Quality Score FQS how ambiguous the frame is",
                    "text": [
                        "Concrete frames have high FQS.",
                        "Abstract frames have low FQS.",
                        "Frames with overlapping definitions have low FQS.",
                        "e.g. objective influence subjective influence",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "15": {
                    "title": "Why does ambiguity happen",
                    "text": [
                        "These Articles continue to direct the ethos of the Communion.",
                        "process continue - FSS = 0.86",
                        "SQS parent-child relation between frames",
                        "Some aikido organizations use belts to distinguish practitioners grades",
                        "distinctiveness - FSS = 0.703 SQS overlapping frame definitions",
                        "Cornwallis prematurely abandoned his outer position, hastening his subsequent defeat.",
                        "meaning of the word is a composition of frames self motion - FSS = 0.165 travel - FSS = 0.16 causation - FSS = 0.124 @anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                },
                "16": {
                    "title": "Evaluation with CrowdTruth data",
                    "text": [
                        "OS: OpenSesame frame disambiguation classifier (Swayamdipta et al., 2017), results in 1 frame per sentence, cannot",
                        "OS+: OpenSesame modified to perform multi-label classification, cannot classify Lexical Units not in FrameNet",
                        "Framester: rule-based multi-class multi-label classification; works on an older version of FrameNet",
                        "TC: top frame picked by the crowd",
                        "Kendalls list ranking coefficient",
                        "cosine similarity: distance between FSS-labeled crowd frames & frames predicted by the models",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                },
                "17": {
                    "title": "Conclusion",
                    "text": [
                        "9000 sentences from FrameNet annotated with CrowdTruth",
                        "Theres not only one right answer for each example, tolerate multiple outcomes",
                        "Dont assume lexical resources are perfect",
                        "Disagreement is a good indicator of ambiguity in sentences & frames.",
                        "CrowdTruth metrics Python package: https://pypi.org/project/CrowdTruth/",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                },
                "18": {
                    "title": "Crowd vs FrameNet experts ground truth",
                    "text": [
                        "Crowd performance is comparable to the experts."
                    ],
                    "page_nums": [
                        28
                    ],
                    "images": []
                },
                "19": {
                    "title": "SQS and FQS vs Expert ground truth",
                    "text": [
                        "When the crowd workers agree with each other, they also agree with the expert.",
                        "But disagreement can have a good reason!",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        29
                    ],
                    "images": []
                },
                "20": {
                    "title": "When crowd and expert disagree",
                    "text": [
                        "Crowd misunderstood the frame definition.",
                        "Information in the sentence is incomplete.",
                        "The investigation has been stymied, stopped, obstructions thrown every step of the way.",
                        "Crowd: criminal investigation (FSS = 0.804)",
                        "Does supersizing cause obesity?",
                        "Expert: causation (FSS = 0.608) Crowd st ill picked the expert frame, but with lower FSS.",
                        "@anca_dmtrch @laroyo @cawelty CrowdTruth.org #CrowdTruth"
                    ],
                    "page_nums": [
                        30
                    ],
                    "images": []
                }
            },
            "paper_title": "A Crowdsourced Frame Disambiguation Corpus with Ambiguity",
            "paper_id": "988",
            "paper": {
                "title": "A Crowdsourced Frame Disambiguation Corpus with Ambiguity",
                "abstract": "We present a resource for the task of FrameNet semantic frame disambiguation of over 5,000 word-sentence pairs from the Wikipedia corpus. The annotations were collected using a novel crowdsourcing approach with multiple workers per sentence to capture interannotator disagreement. In contrast to the typical approach of attributing the best single frame to each word, we provide a list of frames with disagreement-based scores that express the confidence with which each frame applies to the word. This is based on the idea that inter-annotator disagreement is at least partly caused by ambiguity that is inherent to the text and frames. We have found many examples where the semantics of individual frames overlap sufficiently to make them acceptable alternatives for interpreting a sentence. We have argued that ignoring this ambiguity creates an overly arbitrary target for training and evaluating natural language processing systemsif humans cannot agree, why would we expect the correct answer from a machine to be any different? To process this data we also utilized an expanded lemma-set provided by the Framester system, which merges FN with WordNet to enhance coverage. Our dataset includes annotations of 1,000 sentence-word pairs whose lemmas are not part of FN. Finally we present metrics for evaluating frame disambiguation systems that account for ambiguity.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Crowdsourcing has been a popular method to collect corpora for a variety of natural language processing tasks (Snow et al., 2008) , although one of its downsides is the crowd's lack of domain knowledge that is helpful in solving some tasks."
                    },
                    {
                        "id": 1,
                        "string": "Semantic frame disambiguation is an example of a complex natural language processing task that is usually performed by linguistic experts, subjected to strict annotation guidelines and quality control (Baker, 2012) ."
                    },
                    {
                        "id": 2,
                        "string": "The theory of frame semantics (J Fillmore, 1982) defines a frame as an abstract representation of a word sense, describing a type of entity, relation, or event, together with the associated roles implied by the frame."
                    },
                    {
                        "id": 3,
                        "string": "The FrameNet (FN) corpus (Baker et al., 1998 ) is a collection of semantic frames, together with a corpus of documents annotated with these frames."
                    },
                    {
                        "id": 4,
                        "string": "Similarly to word-sense disambiguation, frame disambiguation is the task of obtaining the correct frame for each word, since many words have multiple possible meanings."
                    },
                    {
                        "id": 5,
                        "string": "Using domain experts for frame disambiguation is expensive and time consuming, resulting in small corpora for this task that do not scale well for modern machine learning methods -FN version 1.7, the latest one at the time of writing, contains only about 10,000 sentences annotated with frames."
                    },
                    {
                        "id": 6,
                        "string": "Furthermore, only using one expert to perform the annotation makes it difficult to capture any diversity of perspectives."
                    },
                    {
                        "id": 7,
                        "string": "There have been a number of small-scale attempts at using crowdsourcing for frame disambiguation in sentences, showing that the crowd has comparable performance to the FN domain experts (Hong and Baker, 2011) , and that the crowd can be used to correct wrong examples that have been collected automatically (Pavlick et al., 2015) ."
                    },
                    {
                        "id": 8,
                        "string": "Crowd performance can be improved by combining frame role identification with disambiguation (Fossati et al., 2013) , or by asking crowd workers to give each other feedback and then letting them change their answer (Chang et al., 2015) ."
                    },
                    {
                        "id": 9,
                        "string": "Crowdsourcing has also been useful to identify the ambiguity in frame disambiguation (Jurgens, 2013) ."
                    },
                    {
                        "id": 10,
                        "string": "Previously, we have shown (Dumitrache et al., 2018a ) that while the crowd and FN expert mostly agree over frame disambiguation, disagreement cases are often caused by ambiguity, such as vague or overlapping frame definitions, or incomplete information in the sentence."
                    },
                    {
                        "id": 11,
                        "string": "Because of these issues with the input data, the approach of selecting one single correct frame for every word, and ignoring alternative interpretations, often results in arbitrary, incomplete ground truth corpora."
                    },
                    {
                        "id": 12,
                        "string": "In order to aggregate annotated data while preserving disagreement, we use the CrowdTruth method 1 (Aroyo and Welty, 2014) , which encourages using multiple crowd annotators to perform the same work, and processes the disagreement between them to signal low quality workers, sentences, and frames."
                    },
                    {
                        "id": 13,
                        "string": "This paper presents a crowdsourced FN frame disambiguation corpus of 5,042 sentence-word pairs (which has since grown to over 9,000 since the submission of this paper)."
                    },
                    {
                        "id": 14,
                        "string": "More than 1,000 of these are lexical units (LUs) not part of FN."
                    },
                    {
                        "id": 15,
                        "string": "To our knowledge, it is the largest corpus of this type outside of FN."
                    },
                    {
                        "id": 16,
                        "string": "In addition, we applied the CrowdTruth method, in which each sentence and lexical item is accompanied by a list of multiple frames with scores that express the confidence with which each frame applies to the word."
                    },
                    {
                        "id": 17,
                        "string": "This allows us to demonstrate that ambiguity is a prominent feature of frame disambiguation, with many cases where more than one possible frame can apply to the same word."
                    },
                    {
                        "id": 18,
                        "string": "Finally, we present an evaluation of several frame disambiguation models using evaluation metrics that leverage the multiple answers and their confidence scores, and show that even a model that always predicts the top crowd answer will not always have the best performance."
                    },
                    {
                        "id": 19,
                        "string": "Corpus Collection & Analysis Data Preprocessing Our corpus consists of 5,042 candidate wordsentence pairs from Wikipedia (which has since grown to over 9,000 since the submission of this paper) and a candidate list of frames for the word, with 742 unique frames and 1,705 unique lexical units (LUs)."
                    },
                    {
                        "id": 20,
                        "string": "The sentences have been randomly selected, based on these criteria: • The candidate word has no more than 25 candidate frames, to not overwhelm the annotators."
                    },
                    {
                        "id": 21,
                        "string": "• The part of speech of the word is a verb."
                    },
                    {
                        "id": 22,
                        "string": "1 http://crowdtruth.org • The distribution of candidate frames was optimized for maximum diversity using a greedy approach."
                    },
                    {
                        "id": 23,
                        "string": "To gather the candidate frames for each word, we gathered the candidate frames associated with the LU from FN1.7."
                    },
                    {
                        "id": 24,
                        "string": "Next we completed the candidate list using Framester (Gangemi et al., 2016) , which maps FN semantic frames to synonym sets from WordNet (Miller, 1995) ."
                    },
                    {
                        "id": 25,
                        "string": "The sentences were processed with tokenization, sentence splitting, lemmatization and part-of-speech tagging."
                    },
                    {
                        "id": 26,
                        "string": "Then each word with a frame attached to it was matched with all of its possible synonym sets from WordNet, while making sure that the part-ofspeech constraint of the synonym set is fulfilled."
                    },
                    {
                        "id": 27,
                        "string": "Using the WordNet mapping, we constructed the list of additional candidate frames for each word."
                    },
                    {
                        "id": 28,
                        "string": "Framester disambiguation used release 1.5 of FN, and some frames changed names in version 1.7, so we manually mapped these frames from FS to their latest version."
                    },
                    {
                        "id": 29,
                        "string": "Framester disambiguation was also used to collect a subset of our corpus consisting of 1,000 sentence-word pairs with LUs that are not part of the FN corpus."
                    },
                    {
                        "id": 30,
                        "string": "For simplicity, we refer to the sentence-word pairs as sentences in the rest of the paper."
                    },
                    {
                        "id": 31,
                        "string": "Crowdsourcing Setup We ran the task on Amazon Mechanical Turk, where the workers were asked to select all frames that fit the sense of the highlighted word in a sentence from the multiple choice candidate list, or that none of the frames is correct."
                    },
                    {
                        "id": 32,
                        "string": "We used 15 workers/sentence that were paid $0.05 for each judgment, and a total cost of $1.35 per sentence (after factoring in the additional AMT costs)."
                    },
                    {
                        "id": 33,
                        "string": "2 To aggregate the results of the crowd while also capturing inter-annotator disagreement, we use the CrowdTruth metrics 3 (Dumitrache et al., 2018b) , replicating the setup from our previous work (Dumitrache et al., 2018a) ."
                    },
                    {
                        "id": 34,
                        "string": "The choice of frames of one worker over one sentence are aggregated into a worker vector -a binary vector with n + 1 components, where n is the number of frames shown together with the sentence, where the decision to pick each of the frames (or none) corresponds to a component in the vector."
                    },
                    {
                        "id": 35,
                        "string": "The vectors are used to calculate quality scores for workers, sentences and frames."
                    },
                    {
                        "id": 36,
                        "string": "Although we make all quality scores available as part of the corpus, in this paper we focus on: • frame-sentence score (F SS): the degree with which a frame matches the sense of the word in the sentence."
                    },
                    {
                        "id": 37,
                        "string": "It is the ratio of workers that picked the frame to all the workers that read the sentence, weighted by the worker quality."
                    },
                    {
                        "id": 38,
                        "string": "A high F SS means the frame is clearly expressed in a sentence."
                    },
                    {
                        "id": 39,
                        "string": "• sentence quality (SQS): the overall worker agreement over one sentence."
                    },
                    {
                        "id": 40,
                        "string": "It is the average cosine similarity over all worker vectors for one sentence, weighted by the worker quality and frame quality."
                    },
                    {
                        "id": 41,
                        "string": "A high SQS indicates a clear sentence."
                    },
                    {
                        "id": 42,
                        "string": "The aggregated crowdsourcing results and the FN 1.5 to 1.7 mapping table are available online."
                    },
                    {
                        "id": 43,
                        "string": "4 Ambiguity in the Corpus An analysis of the corpus found many examples of inter-annotator disagreement, of which a few examples are shown in Table 1 ."
                    },
                    {
                        "id": 44,
                        "string": "For 720 sentences, a majority of the workers picked at least 2 frames (examples 1-3 in Table 1 )."
                    },
                    {
                        "id": 45,
                        "string": "And for 1,514 sentences, no one frame has been picked by a majority of the workers (examples 4-7 in Table 1 )."
                    },
                    {
                        "id": 46,
                        "string": "Disagreement is also more prominent in the sentences where the LU is not a part of FN ( Figure 1) ."
                    },
                    {
                        "id": 47,
                        "string": "The disagreement comes from a variety of causes: a parent-child relation between the frames (statement and communication in #3), an overlap in the definition of the frames (accomplishment and successful action in #2), the meaning of the word is expressed by a composition of frames (in #7, \"straightening of the knee\" is a combination of reshaping the form of the knee, arranging the knee in the right position, and body movement), and combinations of all of these reasons (in #4, \"slices\" is a combination of part piece and cause harm, and the other frames are their children)."
                    },
                    {
                        "id": 48,
                        "string": "More example sentences for each type of disagreement are available in the appendix."
                    },
                    {
                        "id": 49,
                        "string": "The sentences themselves are not difficult to understand, and it can be argued that all of them have one frame that applies the best for the word."
                    },
                    {
                        "id": 50,
                        "string": "The goal of this corpus is to show that next to this best frame for the word, there are other frames that apply to a lesser degree, or capture a different part of the meaning."
                    },
                    {
                        "id": 51,
                        "string": "When evaluating a model for frame disambiguation, it seems unfair to penalize misclassifications of frames that still apply to the word, but with less clarity, in the same way we would penalize a frame that captures a wrong meaning."
                    },
                    {
                        "id": 52,
                        "string": "Also, we argue that models should take into account that annotators do not agree over some examples, and treat them differently than clear expressions of frames."
                    },
                    {
                        "id": 53,
                        "string": "Disagreement can also be caused by worker mistakes (in #6, dimension refers to the size of the object, not the act of measuring the size)."
                    },
                    {
                        "id": 54,
                        "string": "While we try to mitigate for this by weighing confidence scores with the worker quality, the mistakes still appear in the corpus."
                    },
                    {
                        "id": 55,
                        "string": "This type of disagreement could be useful in future work to identify examples that workers need to be trained on."
                    },
                    {
                        "id": 56,
                        "string": "Evaluating Frame Disambiguation Systems Tested As an example usage of our corpus, we used it to evaluate these frame disambiguation models: If the LU is not in FN, it cannot make a prediction."
                    },
                    {
                        "id": 57,
                        "string": "OS+: We modified the OS classifier to perform multi-label classification."
                    },
                    {
                        "id": 58,
                        "string": "To calculate the confidence score for candidate frame f , we removed the softmax layer and passed the output of the BiLSTM model ν(f ) through the following transformation: c(f ) = [1 + tanh ν(f )]/2."
                    },
                    {
                        "id": 59,
                        "string": "This gave a score c(f ) ∈ [0, 1] expressing the confidence that frame f is expressed in the sentence."
                    },
                    {
                        "id": 60,
                        "string": "FS: Framester includes a tool for rule-based multi-class multi-label frame disambiguation (Gangemi et al., 2016) ."
                    },
                    {
                        "id": 61,
                        "string": "While for the dataset pre-processing (Sec."
                    },
                    {
                        "id": 62,
                        "string": "2) we considered the frames for all synsets a word is part of, FS performs an additional word-sense disambiguation step to return a more precise list of frames."
                    },
                    {
                        "id": 63,
                        "string": "We used the tool with profile T as it was shown to have the overall better performance."
                    },
                    {
                        "id": 64,
                        "string": "FS can only predict FN frames from the 1.5 release, which is missing 202 frames from version 1.7."
                    },
                    {
                        "id": 65,
                        "string": "While OS+ produces confidence scores, the other methods produce binary labels for each frame-sentence pair."
                    },
                    {
                        "id": 66,
                        "string": "These models do not have state-of-the-art performance (Hermann et al., 2014; FitzGerald et al., 2015) , we picked them because they were accessible and allowed testing on a novel corpus."
                    },
                    {
                        "id": 67,
                        "string": "Finally, we evaluate the quality of the TC corpus, containing only the top frame picked by the crowd for every sentence."
                    },
                    {
                        "id": 68,
                        "string": "This test shows what is the best possible performance over our corpus that can be expected from a system such as OS that selects a single frame per sentence."
                    },
                    {
                        "id": 69,
                        "string": "Evaluation Metrics & Results Instead of traditional evaluation metrics that require binary labels, we propose an evaluation methodology that is able to consider multiple candidate frames for each sentence and their quality scores."
                    },
                    {
                        "id": 70,
                        "string": "We use Kendall's τ list ranking coefficient (Kendall, 1938) and cosine similarity to calculate the distance between the list of frames produced by the crowd labeled with the F SS, and the frames predicted by the baselines in each sentence."
                    },
                    {
                        "id": 71,
                        "string": "Whereas Kendall's τ only accounts for the ranking of the F SS for each frame, cosine similarity uses the actual F SS values in the calculation of the similarity."
                    },
                    {
                        "id": 72,
                        "string": "Both metrics compute a score per sentence (Kendall's τ ∈ [−1, 1], and cosine similarity ∈ [0, 1])."
                    },
                    {
                        "id": 73,
                        "string": "Using these metrics, we produce two aggregate statistics over our test corpus: (1) the area-under-curve (AU C) for each metric, normalized by the corpus size, and (2) the SQSweighted average of each metric (w − avg), which also accounts for the ambiguity of the sentence as expressed by the SQS."
                    },
                    {
                        "id": 74,
                        "string": "We evaluate on two versions of the corpus: (1) the restricted set (R-SET) of 4,000 sentences with LUs from the FN corpus, and (2) the full set (F-SET) of 5,042 sentences."
                    },
                    {
                        "id": 75,
                        "string": "The results (Figure 2 & Table 2 ) show that OS+ performs best out of all the models, even taking into account sentences with LUs not in FN for which OS+ cannot disambiguate."
                    },
                    {
                        "id": 76,
                        "string": "FS performs the worst out of all models on R-SET, because it cannot find newly added frames from the latest FN release, but improves on the F-SET (FS can find candidate frames for LUs not in FN)."
                    },
                    {
                        "id": 77,
                        "string": "The scores on the F-SET were lower for all baselines, suggesting that sentences with LUs not in FN are more difficult to classify -this could be because FN is missing frames that can express the full meaning of these LUs."
                    },
                    {
                        "id": 78,
                        "string": "TC has a good performance, but is far from being unbeatable -when measuring Kendall's τ over the R-SET, OS+ performs better than TC."
                    },
                    {
                        "id": 79,
                        "string": "Conclusions We described a FrameNet frame disambiguation resource of 5,042 sentence-word pairs, and 1,000 LUs that are new to FN -the largest corpus of this type outside of FN."
                    },
                    {
                        "id": 80,
                        "string": "Since the submission of this paper, the corpus has grown to over 9,000 sentence-word pairs."
                    },
                    {
                        "id": 81,
                        "string": "We also provide confidence scores for each candidate frame that are based on inter-worker disagreement."
                    },
                    {
                        "id": 82,
                        "string": "We made a case for this kind of disagreement reflecting genuine cases of ambiguity in FrameNet frames, caused by: child-parent relations between frames, frames with overlapping definitions, or compositions of frames making up the meaning of a word."
                    },
                    {
                        "id": 83,
                        "string": "The evaluation method we proposed uses the scores for multiple frames, and is thus able to differentiate between frames that still apply to the word, but with less clarity, and frames that capture the wrong meaning."
                    },
                    {
                        "id": 84,
                        "string": "Our goal was to build a resource that recognizes different levels of ambiguity in the expression of the frames in the text, and allows a more fair evaluation of performance of frame disambiguation systems."
                    },
                    {
                        "id": 85,
                        "string": "George A Miller."
                    },
                    {
                        "id": 86,
                        "string": "1995 # SENTENCE SQS FRAMES (F SS) 1 These writings lack the mystical, philosophical elements of alchemy, but do contain the works of Bolus of Mendes (or Pseudo-Democritus), which aligned these recipes with theoretical knowledge of astrology and the classical elements."
                    },
                    {
                        "id": 87,
                        "string": "0.284 arranging (0.474) adjusting (0.4) assessing (0.298) compatibility (0.254) undergo change (0.169) 2 However, commercial application of this fact has challenges in circumventing the passivating oxide layer, which inhibits the reaction, and in storing the energy required to regenerate the aluminium metal."
                    },
                    {
                        "id": 88,
                        "string": "Table 5 : Ambiguity because the meaning of the word is expressed by a composition of frames."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 18
                    },
                    {
                        "section": "Data Preprocessing",
                        "n": "2.1",
                        "start": 19,
                        "end": 30
                    },
                    {
                        "section": "Crowdsourcing Setup",
                        "n": "2.2",
                        "start": 31,
                        "end": 42
                    },
                    {
                        "section": "Ambiguity in the Corpus",
                        "n": "2.3",
                        "start": 43,
                        "end": 54
                    },
                    {
                        "section": "Systems Tested",
                        "n": "3.1",
                        "start": 55,
                        "end": 56
                    },
                    {
                        "section": "OS+:",
                        "n": "2.",
                        "start": 57,
                        "end": 59
                    },
                    {
                        "section": "FS:",
                        "n": "3.",
                        "start": 60,
                        "end": 68
                    },
                    {
                        "section": "Evaluation Metrics & Results",
                        "n": "3.2",
                        "start": 69,
                        "end": 78
                    },
                    {
                        "section": "Conclusions",
                        "n": "4",
                        "start": 79,
                        "end": 88
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/988-Table1-1.png",
                        "caption": "Table 1: Example sentences with disagreement over the frame annotations (candidate word in bold).",
                        "page": 2,
                        "bbox": {
                            "x1": 77.75999999999999,
                            "x2": 520.3199999999999,
                            "y1": 64.32,
                            "y2": 216.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/988-Table4-1.png",
                        "caption": "Table 4: Ambiguity because of overlapping frame definitions.",
                        "page": 5,
                        "bbox": {
                            "x1": 87.84,
                            "x2": 509.28,
                            "y1": 576.48,
                            "y2": 742.0799999999999
                        }
                    },
                    {
                        "filename": "../figure/image/988-Table3-1.png",
                        "caption": "Table 3: Ambiguity because of parent-child relation between frames.",
                        "page": 5,
                        "bbox": {
                            "x1": 87.84,
                            "x2": 509.28,
                            "y1": 389.76,
                            "y2": 544.3199999999999
                        }
                    },
                    {
                        "filename": "../figure/image/988-Figure1-1.png",
                        "caption": "Figure 1: Histogram of SQS values - the quality scores in sentences where the LU is not in FN skew lower.",
                        "page": 3,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 286.08,
                            "y1": 63.36,
                            "y2": 133.92
                        }
                    },
                    {
                        "filename": "../figure/image/988-Table2-1.png",
                        "caption": "Table 2: Aggregated evaluation results.",
                        "page": 3,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 517.4399999999999,
                            "y1": 233.76,
                            "y2": 327.36
                        }
                    },
                    {
                        "filename": "../figure/image/988-Figure2-1.png",
                        "caption": "Figure 2: Baselines evaluation results.",
                        "page": 3,
                        "bbox": {
                            "x1": 309.12,
                            "x2": 524.64,
                            "y1": 66.24,
                            "y2": 206.88
                        }
                    },
                    {
                        "filename": "../figure/image/988-Table5-1.png",
                        "caption": "Table 5: Ambiguity because the meaning of the word is expressed by a composition of frames.",
                        "page": 6,
                        "bbox": {
                            "x1": 87.84,
                            "x2": 509.28,
                            "y1": 64.32,
                            "y2": 288.0
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-12"
        },
        {
            "slides": {
                "0": {
                    "title": "Multimodal Machine Translation MMT",
                    "text": [
                        "Better machine translation approaches by leveraging multiple modalities",
                        "Multilingual extension of Flickr30K (Young et al., 2014)",
                        "Images, English descriptions, French, German and Czech translations.",
                        "Sense disambiguation river bank vs. financial bank"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Example grammatical gender",
                    "text": [
                        "Une joueuse de baseball en maillot noir vient de toucher une joueuse en maillot blanc.",
                        "A baseball player in a black shirt just tagged a player in a white shirt. Un joueur de baseball en",
                        "maillot noir vient de toucher Male baseball",
                        "player un j oueur en maillot blanc.",
                        "Visual context disambiguates the gender",
                        "Ca ndidate Translations (FR)",
                        "A baseball player in a black shirt just tagged a player in a white shirt. maillot noir vient de toucher une joueuse en maillot blanc."
                    ],
                    "page_nums": [
                        2,
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Where are we",
                    "text": [
                        "Benefit of current approaches is not evident - WMT18 (Barrault et al., 2018):",
                        "Largest gain from external corpora, not from images (Gronroos et al., 2018)",
                        "Adversarially attacking MMT marginally influences the scores",
                        "METEOR (EN-DE) Congruent Incongruent"
                    ],
                    "page_nums": [
                        4,
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Why dont images help",
                    "text": [
                        "Pre-trained CNN features may not be good enough for MMT",
                        "ImageNet has very limited set of objects",
                        "Current multimodal models may not be effective",
                        "Multi30K dataset may be",
                        "Too simple; language is enough",
                        "Too small to generalise visual features"
                    ],
                    "page_nums": [
                        6,
                        7
                    ],
                    "images": []
                },
                "4": {
                    "title": "This paper",
                    "text": [
                        "We degrade source language",
                        "Systematically mask source words at training and inference times",
                        "Hypothesis 1: MMT models should perform better than text-only models if image is effectively taken into account",
                        "Hypothesis 2: More sophisticated MMT models should perform better than simpler MMT models"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "5": {
                    "title": "Types of degradation",
                    "text": [
                        "Source sentence a lady in a blue dress singing"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "6": {
                    "title": "Types of degradation 1",
                    "text": [
                        "Source sentence a lady in a blue dress singing",
                        "Color Masking a lady in a [v] dress singing",
                        "of source words are removed"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Types of degradation 2",
                    "text": [
                        "Source sentence a lady in a blue dress singing",
                        "Color Masking a lady in a [v] dress singing",
                        "Entity Masking a [v] in a blue [v] singing",
                        "Uses Flickr30K entity annotations (Plummer et al., 2015)",
                        "of source words are removed (3.4 blanks / sent)"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "8": {
                    "title": "Types of degradation 3",
                    "text": [
                        "Source sentence a lady in a blue dress singing",
                        "Color Masking a lady in a [v] dress singing",
                        "Entity Masking a [v] in a blue [v] singing",
                        "Progressive Masking (k=4) a lady in a [v] [v] [v]",
                        "Removal of any words",
                        "MMT task becomes multimodal sentence completion/captioning"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "9": {
                    "title": "Settings",
                    "text": [
                        "2-layer GRU-based encoder/decoder NMT",
                        "400D hidden units, 200D embeddings",
                        "Visual features ResNet-50 CNN pretrained on ImageNet",
                        "2048D pooled vectoral representations",
                        "2048x8x8 convolutional feature maps",
                        "Primary language pair: English French"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "10": {
                    "title": "MMT methods",
                    "text": [
                        "Tied INITialization of encoders and decoders",
                        "DIRECT fusion uses modality specific attention layers and concatenates their",
                        "HIERarchical fusion applies a third attention layer instead of concatenation"
                    ],
                    "page_nums": [
                        14,
                        15,
                        16
                    ],
                    "images": []
                },
                "11": {
                    "title": "Evaluation",
                    "text": [
                        "Mean and standard deviation (3 runs) of METEOR scores",
                        "Statistical significance testing with MultEval (Clark et al., 2011)",
                        "Adversarial evaluation Shuffled (incongruent) image features (Elliott 2018)",
                        "Incongruent decoding: Incongruent features at inference time-only",
                        "Blinding: Incongruent features at training and inference times"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "13": {
                    "title": "Upper bound no masking",
                    "text": [
                        "MMTs slightly better than NMT on average"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "14": {
                    "title": "Color masking",
                    "text": [
                        "Masked NMT suffers a substantial 2.2 drop",
                        "Masked MMT significantly better than masked NMT",
                        "Accuracy in color translation much better in attentive MMT"
                    ],
                    "page_nums": [
                        20,
                        21,
                        22,
                        23
                    ],
                    "images": []
                },
                "15": {
                    "title": "Entity masking",
                    "text": [
                        "NMT suffers > 20 points drop",
                        "Up to 4.2 METEOR recovered by MMT",
                        "Models are visually sensitive: Up to ~10",
                        "METEOR drop with incongruent decoding",
                        "MMT is attentive, INC is"
                    ],
                    "page_nums": [
                        24,
                        25,
                        26,
                        30
                    ],
                    "images": [
                        "figure/image/997-Figure1-1.png"
                    ]
                },
                "16": {
                    "title": "Entity masking all languages",
                    "text": [
                        "MMT Gain over NMT",
                        "English INIT HIER DIRECT Average",
                        "All languages benefit from visual context",
                        "German French benefits the",
                        "Multimodal attention better than INIT, Direct fusion slightly better than hierarchical"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                },
                "17": {
                    "title": "Entity masking attention",
                    "text": [
                        "A typo in the source (song) - translated to chanson",
                        "Visual attention barely changes",
                        "mother, song and day are masked",
                        "Textual attention is less confident, visual attention works!"
                    ],
                    "page_nums": [
                        28,
                        29
                    ],
                    "images": []
                },
                "18": {
                    "title": "Progressive masking",
                    "text": [
                        "As more information is removed, all",
                        "MMT models leverage visual context, up to 7 METEOR points",
                        "Attentive models perform better than INIT",
                        "Upper bound: ~7 METEOR when all words are masked",
                        "Compare two degraded variants to original Multi30K",
                        "MMT improves over NMT as linguistic information (k) is removed",
                        "Incongruent Dec. (Relative to DIRECT MMT)",
                        "It also becomes sensitive to the visual incongruence",
                        "MMT that never sees correct features converges to text-only NMT",
                        "MMT improvements are not random",
                        "MMT is attentive, INC is"
                    ],
                    "page_nums": [
                        31,
                        32,
                        33,
                        34,
                        35,
                        36,
                        37,
                        38
                    ],
                    "images": [
                        "figure/image/997-Figure3-1.png"
                    ]
                },
                "19": {
                    "title": "Conclusion",
                    "text": [
                        "Hypothesis 1: MMT models should perform better than text-only models if image is effectively taken into account",
                        "Visual info is taken into account if modalities are complementary",
                        "Incorrect visual info harms performance substantially more",
                        "Hypothesis 2: More sophisticated MMT models should perform better than simpler MMT models",
                        "Attentive MMT better than simple INIT grounding",
                        "Attentive MMT recovers more from impact of substantial masking"
                    ],
                    "page_nums": [
                        39
                    ],
                    "images": []
                },
                "20": {
                    "title": "Future work",
                    "text": [
                        "Grounding as a way to reduce biases and improve robustness to errors",
                        "Better models to balance complementary and redundant information",
                        "Multimodality to resolve unknown words",
                        "The dachshund is running in the fields full of little white flowers.",
                        "O UNK corre no campo cheio de florzinhas brancas.",
                        "O cachorro corre no campo cheio de f lorzinhas brancas."
                    ],
                    "page_nums": [
                        40
                    ],
                    "images": []
                }
            },
            "paper_title": "Probing the Need for Visual Context in Multimodal Machine Translation",
            "paper_id": "997",
            "paper": {
                "title": "Probing the Need for Visual Context in Multimodal Machine Translation",
                "abstract": "Current work on multimodal machine translation (MMT) has suggested that the visual modality is either unnecessary or only marginally beneficial. We posit that this is a consequence of the very simple, short and repetitive sentences used in the only available dataset for the task (Multi30K), rendering the source text sufficient as context. In the general case, however, we believe that it is possible to combine visual and textual information in order to ground translations. In this paper we probe the contribution of the visual modality to state-of-the-art MMT models by conducting a systematic analysis where we partially deprive the models from source-side textual context. Our results show that under limited textual context, models are capable of leveraging the visual input to generate better translations. This contradicts the current belief that MMT models disregard the visual modality because of either the quality of the image features or the way they are integrated into the model.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Multimodal Machine Translation (MMT) aims at designing better translation systems which take into account auxiliary inputs such as images."
                    },
                    {
                        "id": 1,
                        "string": "Initially organized as a shared task within the First Conference on Machine Translation (WMT16) , MMT has so far been studied using the Multi30K dataset , a multilingual extension of Flickr30K (Young et al., 2014) with translations of the English image descriptions into German, French and Czech (Elliott et al., 2017; Barrault et al., 2018) ."
                    },
                    {
                        "id": 2,
                        "string": "The three editions of the shared task have seen many exciting approaches that can be broadly categorized as follows: (i) multimodal attention using convolutional features (Caglayan et al., 2016; Calixto et al., 2016; Libovický and Helcl, 2017; Helcl et al., 2018 ) (ii) cross-modal interactions with spatially-unaware global features (Calixto and Liu, 2017; Ma et al., 2017; Caglayan et al., 2017a; Madhyastha et al., 2017) and (iii) the integration of regional features from object detection networks (Huang et al., 2016; Grönroos et al., 2018) ."
                    },
                    {
                        "id": 3,
                        "string": "Nevertheless, the conclusion about the contribution of the visual modality is still unclear: Grönroos et al."
                    },
                    {
                        "id": 4,
                        "string": "(2018) consider their multimodal gains \"modest\" and attribute the largest gain to the usage of external parallel corpora."
                    },
                    {
                        "id": 5,
                        "string": "Lala et al."
                    },
                    {
                        "id": 6,
                        "string": "(2018) observe that their multimodal word-sense disambiguation approach is not significantly different than the monomodal counterpart."
                    },
                    {
                        "id": 7,
                        "string": "The organizers of the latest edition of the shared task concluded that the multimodal integration schemes explored so far resulted in marginal changes in terms of automatic metrics and human evaluation (Barrault et al., 2018) ."
                    },
                    {
                        "id": 8,
                        "string": "In a similar vein, Elliott (2018) demonstrated that MMT models can translate without significant performance losses even in the presence of features from unrelated images."
                    },
                    {
                        "id": 9,
                        "string": "These empirical findings seem to indicate that images are ignored by the models and hint at the fact that this is due to representation or modeling limitations."
                    },
                    {
                        "id": 10,
                        "string": "We conjecture that the most plausible reason for the linguistic dominance is that -at least in Multi30K -the source text is sufficient to perform the translation, eventually preventing the visual information from intervening in the learning process."
                    },
                    {
                        "id": 11,
                        "string": "To investigate this hypothesis, we introduce several input degradation regimes (Section 2) and revisit state-of-the-art MMT models (Section 3) to assess their behavior under degraded regimes."
                    },
                    {
                        "id": 12,
                        "string": "We further probe the visual sensitivity by deliberately feeding features from unrelated images."
                    },
                    {
                        "id": 13,
                        "string": "Our results (Section 4) show that MMT models successfully exploit the visual modality when the linguistic context is scarce, but indeed tend to be less sensitive to this modality when exposed to complete sentences."
                    },
                    {
                        "id": 14,
                        "string": "Input Degradation In this section we propose several degradations to the input language modality to simulate conditions where sentences may miss crucial information."
                    },
                    {
                        "id": 15,
                        "string": "We denote a set of translation pairs by D and indicate degraded variants with subscripts."
                    },
                    {
                        "id": 16,
                        "string": "Both the training and the test sets are degraded."
                    },
                    {
                        "id": 17,
                        "string": "Color Deprivation."
                    },
                    {
                        "id": 18,
                        "string": "We consistently replace source words that refer to colors with a special token [v] (D C in Table 1 )."
                    },
                    {
                        "id": 19,
                        "string": "Our hypothesis is that a monomodal system will have to rely on sourceside contextual information and biases, while a multimodal architecture could potentially capitalize on color information extracted by exploiting the image and thus obtain better performance."
                    },
                    {
                        "id": 20,
                        "string": "This affects 3.3% and 3.1% of the words in the training and the test set, respectively."
                    },
                    {
                        "id": 21,
                        "string": "Entity Masking."
                    },
                    {
                        "id": 22,
                        "string": "The Flickr30K dataset, from which Multi30K is derived, has also been extended with coreference chains to tag mentions of visually depictable entities in image descriptions (Plummer et al., 2015) ."
                    },
                    {
                        "id": 23,
                        "string": "We use these to mask out the head nouns in the source sentences (D N in Table 1)."
                    },
                    {
                        "id": 24,
                        "string": "This affects 26.2% of the words in both the training and the test set."
                    },
                    {
                        "id": 25,
                        "string": "We hypothesize that a multimodal system should heavily rely on the images to infer the missing parts."
                    },
                    {
                        "id": 26,
                        "string": "Progressive Masking."
                    },
                    {
                        "id": 27,
                        "string": "A progressively degraded variant D k replaces all but the first k tokens of source sentences with [v] ."
                    },
                    {
                        "id": 28,
                        "string": "Unlike the color deprivation and entity masking, masking out suffixes does not guarantee systematic removal of visual context, but rather simulates an increasingly low-resource scenario."
                    },
                    {
                        "id": 29,
                        "string": "Overall, we form 16 degraded variants D k (Table 1) where k ∈ {0, 2, ."
                    },
                    {
                        "id": 30,
                        "string": "."
                    },
                    {
                        "id": 31,
                        "string": "."
                    },
                    {
                        "id": 32,
                        "string": ", 30}."
                    },
                    {
                        "id": 33,
                        "string": "We stop at D 30 since 99.8% of the sentences in Multi30K are shorter than 30 words with an average sentence length of 12 words."
                    },
                    {
                        "id": 34,
                        "string": "D 0 -where the only remaining information is the source sentence length -is an interesting case from two perspectives: a neural machine translation (NMT) model trained on it resembles a target language model, while an MMT model becomes an image captioner with access to \"expected length information\"."
                    },
                    {
                        "id": 35,
                        "string": "Visual Sensitivity."
                    },
                    {
                        "id": 36,
                        "string": "Inspired by Elliott (2018) , we experiment with incongruent decoding in order to understand how sensitive the multimodal systems are to the visual modality."
                    },
                    {
                        "id": 37,
                        "string": "This is achieved D a lady in a blue dress singing D C a lady in a [v] dress singing D N a [v] in a blue [v] singing D 4 a lady in a [v] [v] [v] D 2 a lady [v] [v] [v] [v] [v] D 0 [v] [v] [v] [v] [v] [v] [v] Experimental Setup Dataset."
                    },
                    {
                        "id": 38,
                        "string": "We conduct experiments on the English→French part of Multi30K."
                    },
                    {
                        "id": 39,
                        "string": "The models are trained on the concatenation of the train and val sets (30K sentences) whereas test2016 (dev) and test2017 (test) are used for early-stopping and model evaluation, respectively."
                    },
                    {
                        "id": 40,
                        "string": "For entity masking, we revert to the default Flickr30K splits and perform the model evaluation on test2016, since test2017 is not annotated for entities."
                    },
                    {
                        "id": 41,
                        "string": "We use word-level vocabularies of 9,951 English and 11,216 French words."
                    },
                    {
                        "id": 42,
                        "string": "We use Moses (Koehn et al., 2007) scripts to lowercase, normalize and tokenize the sentences with hyphen splitting."
                    },
                    {
                        "id": 43,
                        "string": "The hyphens are stitched back prior to evaluation."
                    },
                    {
                        "id": 44,
                        "string": "Visual Features."
                    },
                    {
                        "id": 45,
                        "string": "We use a ResNet-50 CNN (He et al., 2016) trained on ImageNet (Deng et al., 2009 ) as image encoder."
                    },
                    {
                        "id": 46,
                        "string": "Prior to feature extraction, we center and standardize the images using ImageNet statistics, resize the shortest edge to 256 pixels and take a center crop of size 256x256."
                    },
                    {
                        "id": 47,
                        "string": "We extract spatial features of size 2048x8x8 from the final convolutional layer and apply L 2 normalization along the depth dimension (Caglayan et al., 2018) ."
                    },
                    {
                        "id": 48,
                        "string": "For the non-attentive model, we use the 2048-dimensional global average pooled version (pool5) of the above convolutional features."
                    },
                    {
                        "id": 49,
                        "string": "Models."
                    },
                    {
                        "id": 50,
                        "string": "Our baseline NMT is an attentive model  with a 2-layer bidirectional GRU encoder ) and a 2-layer conditional GRU decoder (Sennrich et al., 2017) ."
                    },
                    {
                        "id": 51,
                        "string": "The second layer of the decoder receives the output of the attention layer as input."
                    },
                    {
                        "id": 52,
                        "string": "For the MMT model, we explore the basic multimodal attention (DIRECT) (Caglayan et al., 2016) and its hierarchical (HIER) extension (Libovický and Helcl, 2017) ."
                    },
                    {
                        "id": 53,
                        "string": "The former linearly projects the concatenation of textual and visual context vectors to obtain the multimodal context vector, while the latter replaces the concatenation with another attention layer."
                    },
                    {
                        "id": 54,
                        "string": "Finally, we also experiment with encoder-decoder initialization (INIT) (Calixto and Liu, 2017; Caglayan et al., 2017a) where we initialize both the encoder and the decoder using a non-linear transformation of the pool5 features."
                    },
                    {
                        "id": 55,
                        "string": "Hyperparameters."
                    },
                    {
                        "id": 56,
                        "string": "The encoder and decoder GRUs have 400 hidden units and are initialized with 0 except the multimodal INIT system."
                    },
                    {
                        "id": 57,
                        "string": "All embeddings are 200-dimensional and the decoder embeddings are tied (Press and Wolf, 2016) ."
                    },
                    {
                        "id": 58,
                        "string": "A dropout of 0.4 and 0.5 is applied on source embeddings and encoder/decoder outputs, respectively (Srivastava et al., 2014) ."
                    },
                    {
                        "id": 59,
                        "string": "The weights are decayed with a factor of 1e−5."
                    },
                    {
                        "id": 60,
                        "string": "We use ADAM (Kingma and Ba, 2014) with a learning rate of 4e−4 and mini-batches of 64 samples."
                    },
                    {
                        "id": 61,
                        "string": "The gradients are clipped if the total norm exceeds 1 (Pascanu et al., 2013) ."
                    },
                    {
                        "id": 62,
                        "string": "The training is early-stopped if dev set ME-TEOR (Denkowski and Lavie, 2014) does not improve for ten epochs."
                    },
                    {
                        "id": 63,
                        "string": "All experiments are conducted with nmtpytorch 1 (Caglayan et al., 2017b) ."
                    },
                    {
                        "id": 64,
                        "string": "Results We train all systems three times each with different random initialization in order to perform significance testing with multeval (Clark et al., 2011) ."
                    },
                    {
                        "id": 65,
                        "string": "Throughout the section, we always report the mean over three runs (and the standard deviation) of the considered metrics."
                    },
                    {
                        "id": 66,
                        "string": "We decode the translations with a beam size of 12."
                    },
                    {
                        "id": 67,
                        "string": "We first present test2017 METEOR scores for the baseline NMT and MMT systems, when trained on the full dataset D ( Table 2 )."
                    },
                    {
                        "id": 68,
                        "string": "The first column indicates that, although MMT models perform slightly better on average, they are not significantly better than the baseline NMT."
                    },
                    {
                        "id": 69,
                        "string": "We now introduce and discuss the results obtained under the proposed degradation schemes."
                    },
                    {
                        "id": 70,
                        "string": "Please refer to Table 5 and the appendix for qualitative examples."
                    },
                    {
                        "id": 71,
                        "string": "Color Deprivation Unlike the inconclusive results for D, we observe that all MMT models are significantly better than NMT when color deprivation is applied (D C in Table 2 )."
                    },
                    {
                        "id": 72,
                        "string": "If we further focus on the subset of the test set subjected to color deprivation (247 sentences), the gain increases to 1.6 METEOR for HIER."
                    },
                    {
                        "id": 73,
                        "string": "For the latter subset, we also computed the average color accuracy per sentence and found that the attentive models are 12% better than the NMT (32.5→44.5) whereas the INIT model only brings 4% (32.5→36.5) improvement."
                    },
                    {
                        "id": 74,
                        "string": "This shows that more complex MMT models are better at integrating visual information to perform better."
                    },
                    {
                        "id": 75,
                        "string": "Entity Masking The gains are much more prominent with entity masking, where the degradation occurs at a larger scale: Attentive MMT models show up to 4.2 ME-TEOR improvement over NMT (Figure 1) ."
                    },
                    {
                        "id": 76,
                        "string": "We observed a large performance drop with incongruent decoding, suggesting that the visual modality is Czech +1.4 (↓ 2.9) +1.7 (↓ 3.5) +1.7 (↓ 4.1) German +2.1 (↓ 4.7) +2.5 (↓ 5.9) +2.7 (↓ 6.5) French +3.4 (↓ 6.5) +3.9 (↓ 9.0) +4.2 (↓ 9.7) Table 3 : Entity masking results across three languages: all MMT models perform significantly better than their NMT counterparts (p-value ≤ 0.01)."
                    },
                    {
                        "id": 77,
                        "string": "The incongruence drop applies on top of the MMT score."
                    },
                    {
                        "id": 78,
                        "string": "now much more important than previously demonstrated (Elliott, 2018) ."
                    },
                    {
                        "id": 79,
                        "string": "A comparison of attention maps produced by the baseline and masked MMT models reveals that the attention weights are more consistent in the latter."
                    },
                    {
                        "id": 80,
                        "string": "An interesting example is given in Figure 2 where the masked MMT model attends to the correct region of the image and successfully translates a dropped word that was otherwise a spelling mistake (\"son\"→\"song\")."
                    },
                    {
                        "id": 81,
                        "string": "Czech and German."
                    },
                    {
                        "id": 82,
                        "string": "In order to understand whether the above observations are also consistent across different languages, we extend the entity masking experiments to German and Czech parts of Multi30K."
                    },
                    {
                        "id": 83,
                        "string": "Table 3 shows the gain of each MMT system with respect to the NMT model and the subsequent drop caused by incongruent decoding 3 ."
                    },
                    {
                        "id": 84,
                        "string": "First, we see that the multimodal benefits clearly hold for German and Czech, although the gains are lower than for French 4 ."
                    },
                    {
                        "id": 85,
                        "string": "Second, when we compute the average drop from using incongruent images across all languages, we see how conservative the INIT system is (↓ 4.7) compared   to HIER (↓ 6.1) and DIRECT (↓ 6.8)."
                    },
                    {
                        "id": 86,
                        "string": "This raises a follow-up question as to whether the hidden state initialization eventually loses its impact throughout the recurrence where, as a consequence, the only modality processed is the text."
                    },
                    {
                        "id": 87,
                        "string": "Progressive Masking Finally, we discuss the results of the progressive masking experiments for French."
                    },
                    {
                        "id": 88,
                        "string": "Figure 3 clearly shows that as the sentences are progressively degraded, all MMT systems are able to leverage the visual modality."
                    },
                    {
                        "id": 89,
                        "string": "When the multimodal task becomes image captioning at k=0, MMT models improve over the language-model counterpart by ∼7 METEOR."
                    },
                    {
                        "id": 90,
                        "string": "Further qualitative examples show that the systems perform surprisingly well by producing visually plausible sentences (see Table 5 and the Appendix)."
                    },
                    {
                        "id": 91,
                        "string": "To get a sense of the visual sensitivity, we pick the DIRECT models trained on four degraded variants and perform incongruent decoding."
                    },
                    {
                        "id": 92,
                        "string": "We notice that as the amount of linguistic information increases, the gap narrows down: the MMT system gradually becomes less perplexed by the incongruence or, put in other words, less sensitive to the visual modality (Table 4) ."
                    },
                    {
                        "id": 93,
                        "string": "[v] [v] NMT: une femmeâgée avec un t-shirt blanc et des lunettes de soleil est assise sur un banc (an older woman with a white t-shirt and sunglasses is sitting on a bank) MMT: une femmeâgée en maillot de bain rose est assise sur un rocher au bord de l'eau (an older woman with a pink swimsuit is sitting on a rock at the seaside) REF: une femmeâgée en bikini bronze sur un rocher au bord de l'océan (an older woman in bikini is tanning on a rock at the edge of the ocean)  We then conduct a contrastive \"blinding\" experiment where the DIRECT models are not only fed with incongruent features at decoding time but also trained with them from scratch."
                    },
                    {
                        "id": 94,
                        "string": "The results suggest that the blinded models learn to ignore the visual modality."
                    },
                    {
                        "id": 95,
                        "string": "In fact, their performance is equivalent to NMT models."
                    },
                    {
                        "id": 96,
                        "string": "SRC: an older woman in [v][v][v][v][v][v][v][v][v] Discussion and Conclusions We presented an in-depth study on the potential contribution of images for multimodal machine translation."
                    },
                    {
                        "id": 97,
                        "string": "Specifically, we analysed the behavior of state-of-the-art MMT models under several degradation schemes in the Multi30K dataset, in order to reveal and understand the impact of textual predominance."
                    },
                    {
                        "id": 98,
                        "string": "Our results show that the models explored are able to integrate the visual modality if the available modalities are complementary rather than redundant."
                    },
                    {
                        "id": 99,
                        "string": "In the latter case, the primary modality (text) sufficient to accomplish the task."
                    },
                    {
                        "id": 100,
                        "string": "This dominance effect corroborates the seminal work of Colavita (1974) in Psychophysics where it has been demonstrated that visual stimuli dominate over the auditory stimuli when humans are asked to perform a simple audiovisual discrimination task."
                    },
                    {
                        "id": 101,
                        "string": "Our investigation using source degradation also suggests that visual grounding can increase the robustness of machine translation systems by mitigating input noise such as errors in the source text."
                    },
                    {
                        "id": 102,
                        "string": "In the future, we would like to devise models that can learn when and how to integrate multiple modalities by taking care of the complementary and redundant aspects of them in an intelligent way."
                    },
                    {
                        "id": 103,
                        "string": "A Qualitative Examples In this appendix, we provide further translation examples for color deprivation (Table 6) , entity masking (Table 7) and progressive masking (Table 8)."
                    },
                    {
                        "id": 104,
                        "string": "Specifically for the entity masking experiments, we also give further examples to showcase the behavior of the visual attention in Figure 4 and Figure 5 ."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 13
                    },
                    {
                        "section": "Input Degradation",
                        "n": "2",
                        "start": 14,
                        "end": 37
                    },
                    {
                        "section": "Experimental Setup",
                        "n": "3",
                        "start": 38,
                        "end": 63
                    },
                    {
                        "section": "Results",
                        "n": "4",
                        "start": 64,
                        "end": 70
                    },
                    {
                        "section": "Color Deprivation",
                        "n": "4.1",
                        "start": 71,
                        "end": 74
                    },
                    {
                        "section": "Entity Masking",
                        "n": "4.2",
                        "start": 75,
                        "end": 86
                    },
                    {
                        "section": "Progressive Masking",
                        "n": "4.3",
                        "start": 87,
                        "end": 95
                    },
                    {
                        "section": "Discussion and Conclusions",
                        "n": "5",
                        "start": 96,
                        "end": 104
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/997-Figure5-1.png",
                        "caption": "Figure 5: Attention example from entity masking experiments where terrier, grass and fence are dropped from the source sentence: (a) Baseline MMT is not able to shift attention from the salient dog to the grass and fence, (b) the attention produced by the masked MMT first shifts to the background area while translating “on lush green [v]” then focuses on the fence.",
                        "page": 10,
                        "bbox": {
                            "x1": 76.32,
                            "x2": 512.16,
                            "y1": 175.68,
                            "y2": 594.24
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table1-1.png",
                        "caption": "Table 1: An example of the proposed input degradation schemes: D is the original sentence.",
                        "page": 1,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 62.4,
                            "y2": 147.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/997-Figure4-1.png",
                        "caption": "Figure 4: Attention example from entity masking experiments: (a) Baseline MMT translates the misspelled “son” (song → chanson) while (b) the masked MMT achieves a correct translation ([v]→ enfant) by exploiting the visual modality.",
                        "page": 9,
                        "bbox": {
                            "x1": 76.32,
                            "x2": 512.16,
                            "y1": 204.48,
                            "y2": 576.9599999999999
                        }
                    },
                    {
                        "filename": "../figure/image/997-Figure1-1.png",
                        "caption": "Figure 1: Entity masking: all masked MMT models are significantly better than the masked NMT (dashed). Incongruent decoding severely worsens all systems. The vanilla NMT baseline is 75.92.",
                        "page": 2,
                        "bbox": {
                            "x1": 312.96,
                            "x2": 519.36,
                            "y1": 62.879999999999995,
                            "y2": 204.0
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table2-1.png",
                        "caption": "Table 2: Baseline and color-deprivation METEOR scores: bold systems are significantly different from the NMT system within the same column (p-value≤ 0.03).",
                        "page": 2,
                        "bbox": {
                            "x1": 87.84,
                            "x2": 274.08,
                            "y1": 62.879999999999995,
                            "y2": 139.2
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table6-1.png",
                        "caption": "Table 6: Color deprivation examples from the English→French models: bold indicates correctly predicted cases. The colors generated by the models are shown in English for the sake of clarity.",
                        "page": 7,
                        "bbox": {
                            "x1": 93.6,
                            "x2": 503.03999999999996,
                            "y1": 179.51999999999998,
                            "y2": 612.0
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table4-1.png",
                        "caption": "Table 4: The impact of incongruent decoding for progressive masking: all METEOR differences are against the DIRECT model. The blinded systems are both trained and decoded using incongruent features.",
                        "page": 3,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 238.56,
                            "y2": 319.2
                        }
                    },
                    {
                        "filename": "../figure/image/997-Figure3-1.png",
                        "caption": "Figure 3: Multimodal gain in absolute METEOR for progressive masking: the dashed gray curve indicates the percentage of non-masked words in the training set.",
                        "page": 3,
                        "bbox": {
                            "x1": 308.15999999999997,
                            "x2": 525.12,
                            "y1": 60.96,
                            "y2": 180.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table3-1.png",
                        "caption": "Table 3: Entity masking results across three languages: all MMT models perform significantly better than their NMT counterparts (p-value≤ 0.01). The incongruence drop applies on top of the MMT score.",
                        "page": 3,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 286.08,
                            "y1": 238.56,
                            "y2": 322.08
                        }
                    },
                    {
                        "filename": "../figure/image/997-Figure2-1.png",
                        "caption": "Figure 2: Baseline MMT (top) translates the misspelled “son” while the masked MMT (bottom) correctly produces “enfant” (child) by focusing on the image.",
                        "page": 3,
                        "bbox": {
                            "x1": 89.75999999999999,
                            "x2": 272.15999999999997,
                            "y1": 61.44,
                            "y2": 181.92
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                    },
                    {
                        "filename": "../figure/image/997-Table8-1.png",
                        "caption": "Table 8: English→French progressive masking examples: underlined and bold words highlight bad and good lexical choices, respectively. English translations are provided in parentheses. MMT is an attentive model.",
                        "page": 11,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 524.16,
                            "y1": 116.16,
                            "y2": 676.3199999999999
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table7-1.png",
                        "caption": "Table 7: Entity masking examples from the English→French models: underlined and bold words highlight bad and good lexical choices, respectively. English translations are provided in parentheses. MMT is an attentive model.",
                        "page": 8,
                        "bbox": {
                            "x1": 116.64,
                            "x2": 481.44,
                            "y1": 184.79999999999998,
                            "y2": 607.1999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/997-Table5-1.png",
                        "caption": "Table 5: Qualitative examples from progressive masking, entity masking and color deprivation, respectively. Underlined and bold words highlight the bad and good lexical choices. MMT is an attentive system.",
                        "page": 4,
                        "bbox": {
                            "x1": 82.56,
                            "x2": 515.04,
                            "y1": 68.16,
                            "y2": 310.08
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                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-13"
        },
        {
            "slides": {
                "0": {
                    "title": "The Rise of Open Access",
                    "text": [
                        "20 seconds 1 paper",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Information Overload scientific repositories",
                    "text": [
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        2,
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Sometimes between 2017 and 2021 more than half of the",
                    "text": [
                        "Lewis, David W. \"The inevitability of open access.\"",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "3": {
                    "title": "The peculiarities of research publications",
                    "text": [
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "Scientific publications claims",
                    "text": [
                        "In order to take full advantage of the knowledge present in scientific publications proper semantic indexing, search and content aggregation approaches, are required.",
                        "Search of new information on specific scientific problems",
                        "Semi-automatic assessment of papers and research proposals",
                        "Tracking of scientific and technological advances",
                        "Assisted report and review writing",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "The Scientific Knowledge Miner Project SKM",
                    "text": [
                        "Facilitate the extraction of knowledge from scientific publications across many disciplines.",
                        "Improve a variety of use cases such as:",
                        "KEY: Papers are enriched with structural, linguistic and semantic information",
                        "The SKM approach to the analysis of scientific literature:",
                        "Relies on a finer-grained analysis of the contents of publications",
                        "Is grounded on the automated characterization of a varied set of semantic aspects of papers, including the rhetorical structure or the purpose of citations.",
                        "Crawler Storage Indexing Analysis"
                    ],
                    "page_nums": [
                        7,
                        8,
                        9,
                        10,
                        12,
                        13,
                        16,
                        17,
                        19,
                        20
                    ],
                    "images": []
                },
                "6": {
                    "title": "Crawling",
                    "text": [
                        "Title, author, conference, year, etc.",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "7": {
                    "title": "Dr Inventor Text Mining Framework",
                    "text": [
                        "Integrate and customize textmining tools and on-line services to enable and ease a wide range of scientificpublicationanalyses",
                        "Papers are enriched with structural, linguistic and semantic information",
                        "Focused on textual content",
                        "Relying on a shared data model (java classes) to representa paper",
                        "Exposinga convenient API to access the mined information",
                        "Based on to manage textual annotations",
                        "The Scientific Knowledge Miner Project",
                        "Web based reference parser",
                        "Babelfy WSD and Entity Linker",
                        "PDF to text converter"
                    ],
                    "page_nums": [
                        14,
                        15
                    ],
                    "images": []
                },
                "8": {
                    "title": "Indexing",
                    "text": [
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "9": {
                    "title": "Analysis",
                    "text": [
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "10": {
                    "title": "Use Case 1 Citation Characterization",
                    "text": [
                        "Experiment new metrics: what do others say about one paper?",
                        "Enrich citation counts with semantics",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                },
                "11": {
                    "title": "Use Case 2 Citation Recommendation",
                    "text": [
                        "Recommend similar papers / authors",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                },
                "12": {
                    "title": "Use Case 3 Scientific Document Summarization",
                    "text": [
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                },
                "13": {
                    "title": "Conclusions and future work",
                    "text": [
                        "Scientific Knowledge Miner (SKM) aims at facilitating the extraction, aggregation and navigation of knowledge from scientific publications.",
                        "Consolidate the SKM publication mining infrastructure",
                        "Exploit the semantics of papers to perform large scale investigations of: o Alternative metrics to evaluate a paper based on citation semantics o Semantically motivated recommendation of scientific publications o Summarization of scientific literature",
                        "The Scientific Knowledge Miner Project"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                },
                "14": {
                    "title": "Making Sense of Massive Amounts of Scientific",
                    "text": [
                        "The Scientific Knowledge Miner Project",
                        "{francesco.ronzano, ana.freire, diego.saez, horacio.saggion}@upf.edu"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                }
            },
            "paper_title": "Making Sense of Massive Amounts of Scientific Publications: the Scientific Knowledge Miner Project",
            "paper_id": "999",
            "paper": {
                "title": "Making Sense of Massive Amounts of Scientific Publications: the Scientific Knowledge Miner Project",
                "abstract": "The World Wide Web has become the hugest repository ever for scientific publications and it continues to increase at an unprecedented rate. Nevertheless, this information overload makes the exploration of this content a very time-consuming task. In this landscape, the availability of text mining tools to characterize and explore distinctive features of the scientific literature is mandatory. We present the Scientific Knowledge Miner (SKM) Project, that aims to investigate new approaches and frameworks to facilitate the extraction of knowledge from scientific publications across different disciplines. More specifically, we will focus on citation characterization, recommendation and scientific document summarization.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction: During the last decade the amount of scientific information available on-line increased at an unprecedented rate."
                    },
                    {
                        "id": 1,
                        "string": "Recent estimates reported that a new paper is published every 20 seconds [1] ."
                    },
                    {
                        "id": 2,
                        "string": "PubMed 1 , Elsevier' Scopus 2 and Thomson Reuther's ISI Web of Knowledge 3 respectively contain more than 24, 57 and 90 million papers."
                    },
                    {
                        "id": 3,
                        "string": "In this scenario, the exploration of scientific literature has turned into an extremely complex and timeconsuming task."
                    },
                    {
                        "id": 4,
                        "string": "The availability of text mining tools able to extract, aggregate and turn scientific unstructured textual contents into well organized and interconnected knowledge is fundamental."
                    },
                    {
                        "id": 5,
                        "string": "However, scientific publications are characterized by several structural (title, abstract, figures, citations...), linguistic and semantic peculiarities that make them difficult to analyze by relying on general purpose text mining tools."
                    },
                    {
                        "id": 6,
                        "string": "One of the special features of scientific papers is their network of citations, that are starting to be exploited in several context including opinion mining [2, 7] and scientific text summarization [3, 8] ."
                    },
                    {
                        "id": 7,
                        "string": "Besides citations, the interpretation of the semantics of the actual textual contents of scientific papers usually needs the availability of knowledge repositories with an adequate coverage of scientific concepts and relations that could not be found on global domain knowledge resources like WordNet, DBPedia, FreeBase or BabelNet."
                    },
                    {
                        "id": 8,
                        "string": "Considering both the peculiar structural and semantic features of scientific publications and the huge amounts of papers that need to be taken into account when we mine scientific literature, customized information extraction, semantic indexing, search and content aggregation approaches are required in order to fully take advantage of the knowledge exposed by scientific articles."
                    },
                    {
                        "id": 9,
                        "string": "In this context, we present the Scientific Knowledge Miner (SKM) Project."
                    },
                    {
                        "id": 10,
                        "string": "It aims at developing both knowledge resources and a complex scientific knowledge mining infrastructure that will be exploited to support fine-grained semantic analysis and largescale studies of scientific document collections."
                    },
                    {
                        "id": 11,
                        "string": "In the context of the SKM Project, we are going to analyze publications by relying and extending the Dr."
                    },
                    {
                        "id": 12,
                        "string": "Inventor Scientific Text Mining Framework [9] (DRI Framework), a freely available Java-based library."
                    },
                    {
                        "id": 13,
                        "string": "The DRI Framework enables the automated analysis and characterization of several facets of publications including the identification of the scientific discourse category of sentences (Approach, Background, Future Work, etc."
                    },
                    {
                        "id": 14,
                        "string": "), the characterization of the purpose of citations and the annotation of Named Entities that occur inside the textual contents of a paper 4 ."
                    },
                    {
                        "id": 15,
                        "string": "By performing fine-grained semantic analysis of articles and aggregating and merging this information across collections of papers, the scientific literature analysis supported by the SKM Project are characterized by a different, deeper level granularity when compared to platforms like CiteSeer and GoogleScholar: these platforms mainly aggregate scientific papers by extracting and normalizing a structured set of metadata, including titles, authors, citation counts, etc."
                    },
                    {
                        "id": 16,
                        "string": "In the SKM Project, the DRI Framework will be properly complemented by ad-hoc data normalization, indexing and content visualization infrastructures that will allow the integration of information across papers and the execution of large-scale experiments."
                    },
                    {
                        "id": 17,
                        "string": "Overview of the SKM Project The core objective of the SKM Project is the investigation of new approaches, the extension and development of software tools and the creation of new datasets that will facilitate the extraction of knowledge from scientific publications across different disciplines."
                    },
                    {
                        "id": 18,
                        "string": "In particular, we have identified three core research topics that we would like to explore thanks to the SKM Project: 1."
                    },
                    {
                        "id": 19,
                        "string": "The analysis, the characterization and the navigation of collections of research papers in order to test new, alternative metrics to evaluate their quality; 2."
                    },
                    {
                        "id": 20,
                        "string": "The investigation of new, state of the art multi-document summarization approaches, tailored to scientific publications; 3."
                    },
                    {
                        "id": 21,
                        "string": "The evaluation of new approaches to scientific content recommendation that relies on both the contents of a paper and its relations with other scientific results."
                    },
                    {
                        "id": 22,
                        "string": "To investigate these research topics, we will carry out the following activities: extension and improvement of the Dr."
                    },
                    {
                        "id": 23,
                        "string": "Inventor Text Mining Framework 5 , a Java library that integrates several Document Engineering and Natural Language Processing tools customized to enable and ease the analysis of the textual contents of scientific publications, both in PDF and JATS XML format."
                    },
                    {
                        "id": 24,
                        "string": "To get more information on the framework, the interested reader can refer to [9] ."
                    },
                    {
                        "id": 25,
                        "string": "In the SKM Project will extend the Framework by implementing semi-supervised or unsupervised methods for citation classification (polarity and purpose) and semantically aware relation extraction (e.g."
                    },
                    {
                        "id": 26,
                        "string": "causal inference), both features useful to support information extraction and automated semantic enrichment of scientific texts; enrichment with new features of the SUMMA document summarization Java library [10] ."
                    },
                    {
                        "id": 27,
                        "string": "In particular, SUMMA will be able to support the summarization of scientific texts by relying on citation-based summarization approaches (both sentence and paper assessment based on peers opinion)."
                    },
                    {
                        "id": 28,
                        "string": "We will also implement state of the art multi-document summarization customized to scientific papers, based on the extraction and aggregation of relevant sentences across publications in order to automatically create surveys; implementation of new methodologies for semantic enrichment, interlinking, indexing and navigation of corpora of scientific papers."
                    },
                    {
                        "id": 29,
                        "string": "We will develop Web crawling approaches specialized to repositories of scientific publications and model relevant structured Web contents (such as conference Websites) in order to complement, enrich or interlink the information mined from scientific publications."
                    },
                    {
                        "id": 30,
                        "string": "In the meanwhile, we will complement this activities by the definition of proper content indexing, normalization, search and aggregation methodologies and infrastructures to enable the aggregation and browsing of the information extracted from huge collections of scientific publications; creation and sharing of semantically enhanced scientific datasets to train and validate new information extraction approaches."
                    },
                    {
                        "id": 31,
                        "string": "To this purpose we will take advantage of Annote 6 , the Web based collaborative annotation tool we developed in the context of Dr."
                    },
                    {
                        "id": 32,
                        "string": "Inventor to support annotators in carrying out complex annotation tasks such as rhetorical sentence classification or summarization."
                    },
                    {
                        "id": 33,
                        "string": "SKM scientific publication mining infrastructure In this section we introduce the high-level architecture of the infrastructure to crawl, process, index and visualize the contents of corpora of scientific publications in the context of the SKM Project (see Figure 1 )."
                    },
                    {
                        "id": 34,
                        "string": "Our initial target collections of contents to analyze include open access Web sites of publishers, conferences as well as any kind of on-line repository of scientific publications."
                    },
                    {
                        "id": 35,
                        "string": "The crawler gathers papers and metadata (name of the conference, editors of a journal paper, etc.)"
                    },
                    {
                        "id": 36,
                        "string": "from the input Web sites."
                    },
                    {
                        "id": 37,
                        "string": "The original paper (in PDF or XML) is stored in a repository together with its metadata."
                    },
                    {
                        "id": 38,
                        "string": "Then, the contents of each paper are This platform is based on Lucene and has been designed to efficiently search across multiple documents, stored using the JSON format."
                    },
                    {
                        "id": 39,
                        "string": "Contents from different papers are linked by applying title and author normalization procedures."
                    },
                    {
                        "id": 40,
                        "string": "We will explore and analyze the collections of papers by directly querying Elastic Search by a graphical interface named Kibana."
                    },
                    {
                        "id": 41,
                        "string": "In Figure 2 we show some preliminary visualization of the information mined from a paper by the DRI Framework."
                    },
                    {
                        "id": 42,
                        "string": "These visualizations can be accesse on-line at: http://backingdata.org/dri/viz/."
                    },
                    {
                        "id": 43,
                        "string": "Fig."
                    },
                    {
                        "id": 44,
                        "string": "2 ."
                    },
                    {
                        "id": 45,
                        "string": "Web based visualization of the information extracted from a paper thanks to the DRI Framework."
                    },
                    {
                        "id": 46,
                        "string": "In particular, we can see highlighted in bold the sentences of the paper classified as approach."
                    },
                    {
                        "id": 47,
                        "string": "Scientific information analysis use cases In this section we briefly present the three core use cases we are going to investigate in the context of the SKM Project."
                    },
                    {
                        "id": 48,
                        "string": "Even if our initial investigations will be focused on the exploration of these three application scenarios, the scientific publication mining infrastructure that constitutes the core of the SKM Project (see Section 3) can be easily adapted and thus exploited in any other context related to the analysis of large corpora of papers."
                    },
                    {
                        "id": 49,
                        "string": "Characterization of citations' purpose and polarity The network of citations across papers constitutes one of the most characteristic traits of scientific publications: when a paper cites the work presented in another one the author explicitly identifies a relevant connection among both works."
                    },
                    {
                        "id": 50,
                        "string": "The count of the citation that a paper receives constitute the basis of the most common metrics exploited to evaluate the scientific production of papers, journals and researchers (i.e."
                    },
                    {
                        "id": 51,
                        "string": "h-index)."
                    },
                    {
                        "id": 52,
                        "string": "The effectiveness of citation-based research evaluation metrics would benefit from the possibility to take into account not only the number of citations a paper receives but also the purpose and the polarity of each one of them."
                    },
                    {
                        "id": 53,
                        "string": "Several classification schemata and approaches have been proposed to characterize aspects related to the purpose and polarity of citations [2, 12] ."
                    },
                    {
                        "id": 54,
                        "string": "By relying on and extending the set of annotated citation included in the Dr."
                    },
                    {
                        "id": 55,
                        "string": "Inventor Multi-Layered Annotated Corpus of Scientific Papers [5] 8 , we aim at exploring new approaches to citation purpose and polarity classification, by placing special attention on their robustness across domains and on the limited availability of manually annotated data."
                    },
                    {
                        "id": 56,
                        "string": "Scientific document summarization Nowadays, the possibility to automatically identify the most relevant contents across a set of scientific publications is essential to deal with and perform screenings of the huge amount of articles currently available on-line."
                    },
                    {
                        "id": 57,
                        "string": "Several approaches to scientific papers summarization have been proposed [3, 8, 11] ."
                    },
                    {
                        "id": 58,
                        "string": "Most of them extend general purpose document summarization methodologies by considering information facets that are characteristic of scientific publications."
                    },
                    {
                        "id": 59,
                        "string": "In particular, the sentences of the papers in which the article to summarize is cited provide valuable material to improve the quality of scientific summarization."
                    },
                    {
                        "id": 60,
                        "string": "Also the possibility to consider the rhetorical structure (background, approach, future work, etc.)"
                    },
                    {
                        "id": 61,
                        "string": "of the different excerpts of the contents of a paper to summarize provides valuable information to generate summaries that include contents better balanced across the sections of a paper."
                    },
                    {
                        "id": 62,
                        "string": "In the SKM Project, we aim at investigating different strategies to improve content and graph-based summarization approaches by considering typed citation networks and by relying on the automated characterization of the rhetorical structure of scientific publications implemented by the DRI Framework."
                    },
                    {
                        "id": 63,
                        "string": "Recommender system for citations Citation recommendation is a complex task because of the difficulty in matching excerpts of the source paper to the contents of huge amounts of other candidate articles to be cited."
                    },
                    {
                        "id": 64,
                        "string": "Among the many approaches proposed, many of them rely on text classification as well as on question answering and query ranking [4, 6] ."
                    },
                    {
                        "id": 65,
                        "string": "The goal of the SKM Project is to develop a recommender system for citations, that helps authors to find relevant articles by relying both on the semantic information extracted by the DRI Framework and on the data aggregated across corpora of papers crawled from the Web."
                    },
                    {
                        "id": 66,
                        "string": "In order to test our system, we will define a prediction task, where learning from the past, we will try to predict which citations a given article will contain."
                    },
                    {
                        "id": 67,
                        "string": "Conclusions We introduced Scientific Knowledge Miner (SKM), a project that will facilitate the extraction of knowledge from scientific publications."
                    },
                    {
                        "id": 68,
                        "string": "We briefly described the SKM scientific publication mining infrastructure that will be exploited to analyze corpora of scientific papers, thus supporting large-scale investigations of scientific contents."
                    },
                    {
                        "id": 69,
                        "string": "We also presented our future venues of research by describing the three main application scenarios that we plan to investigate in the near future in the context of the SKM Project: characterization of the purpose and polarity of citation, summarization of scientific document and citation recommedation."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction:",
                        "n": "1",
                        "start": 0,
                        "end": 16
                    },
                    {
                        "section": "Overview of the SKM Project",
                        "n": "2",
                        "start": 17,
                        "end": 32
                    },
                    {
                        "section": "SKM scientific publication mining infrastructure",
                        "n": "3",
                        "start": 33,
                        "end": 45
                    },
                    {
                        "section": "Scientific information analysis use cases",
                        "n": "4",
                        "start": 46,
                        "end": 48
                    },
                    {
                        "section": "Characterization of citations' purpose and polarity",
                        "n": "4.1",
                        "start": 49,
                        "end": 55
                    },
                    {
                        "section": "Scientific document summarization",
                        "n": "4.2",
                        "start": 56,
                        "end": 62
                    },
                    {
                        "section": "Recommender system for citations",
                        "n": "4.3",
                        "start": 63,
                        "end": 65
                    },
                    {
                        "section": "Conclusions",
                        "n": "5",
                        "start": 66,
                        "end": 69
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/999-Figure2-1.png",
                        "caption": "Fig. 2. Web based visualization of the information extracted from a paper thanks to the DRI Framework. In particular, we can see highlighted in bold the sentences of the paper classified as approach.",
                        "page": 3,
                        "bbox": {
                            "x1": 193.92,
                            "x2": 421.44,
                            "y1": 341.76,
                            "y2": 464.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/999-Figure1-1.png",
                        "caption": "Fig. 1. Steps/components of our architecture",
                        "page": 3,
                        "bbox": {
                            "x1": 145.92,
                            "x2": 472.32,
                            "y1": 118.08,
                            "y2": 164.16
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-14"
        },
        {
            "slides": {
                "0": {
                    "title": "The quest for universal sentence embeddings",
                    "text": [
                        "*Courtesy: Thomas Wolf blogpost, Hugging Face"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Now famous Ray Mooneys quote",
                    "text": [
                        "Professor Raymond J. Mooney",
                        "While not capturing meaning, we might still be able to build useful transferable sentence features",
                        "But what can we actually cram into these vectors?"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "The evaluation of universal sentence embeddings",
                    "text": [
                        "Transfer learning on many other tasks",
                        "Learn a classifier on top of pretrained sentence embeddings for transfer tasks",
                        "Downstream tasks are complex",
                        "Hard to infer what information the embeddings really capture",
                        "Probing tasks to the rescue!",
                        "designed for inference evaluate simple isolated properties"
                    ],
                    "page_nums": [
                        3,
                        4
                    ],
                    "images": []
                },
                "3": {
                    "title": "Probing tasks and downstream tasks",
                    "text": [
                        "Probing tasks are simpler and focused on a single property!",
                        "Subject Number probing task",
                        "Natural Language Inference downstream task",
                        "Premise: A lot of people walking outside a row of shops with an older man with his",
                        "Sentence: The hobbits waited patiently . hands in his pocket is closer to the camera .",
                        "Label: Plural (NNS) Hypothesis: A lot of dogs barking outside a row of shops with a cat teasing them ."
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "Our contributions",
                    "text": [
                        "An extensive analysis of sentence embeddings using probing tasks",
                        "We vary the architecture of the encoder (3) and the training task",
                        "We open-source 10 horse-free classification probing tasks.",
                        "Each task being designed to probe a single linguistic property",
                        "Shi et al. (EMNLP 2016) Does string-based neural MT learn source syntax? Adi et al. (ICLR 2017) Fine-grained analysis of sentence embeddings using auxiliary prediction tasks"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Probing tasks",
                    "text": [
                        "What they have in common:",
                        "Artificially-created datasets all framed as classification",
                        "... but based on natural sentences extracted from the TBC (5-to-28 words)",
                        "100k training set, 10k valid, 10k test, with balanced classes",
                        "Carefully removed obvious biases (words highly predictive of a class, etc)",
                        "Grouped in three categories:"
                    ],
                    "page_nums": [
                        8,
                        9
                    ],
                    "images": []
                },
                "6": {
                    "title": "Probing tasks 1 10 Sentence Length",
                    "text": [
                        "She had not come all this way to let one stupid wagon turn all of that hard work",
                        "into a waste !",
                        "Goal: Predict the length range of the input sentence (6 bins)",
                        "Question: Do embeddings preserve information about sentence length?"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Probing tasks 2 10 Word Content",
                    "text": [
                        "Helen took a pen from her purse and wrote something on her cocktail",
                        "Goal: 1000 output words. Which one (only one) belongs to the sentence?",
                        "Question: Do embeddings preserve information about words?",
                        "Adi et al. (ICLR 2017) Fine-grained analysis of sentence embeddings using auxiliary prediction tasks Surface information"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "8": {
                    "title": "Probing tasks 3 10 Top Constituents",
                    "text": [
                        "Slowly he lowered his head toward ADVP_NP_VP_. mine.",
                        "The anger in his voice surprised even himself",
                        "Goal: Predict top-constituents of parse-tree classes)",
                        "Note: 19 most common top-constituent sequences + 1 category for others",
                        "Question: Can we extract grammatical information from the embeddings?",
                        "Shi et al. (EMNLP 2016) Does string-based neural MT learn source syntax?"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "9": {
                    "title": "Probing tasks 4 10 Bigram Shift",
                    "text": [
                        "This new was information .",
                        "We 're married getting .",
                        "Goal: Predict whether a bigram has been shifted or not.",
                        "Question: Are embeddings sensible to word order?"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "10": {
                    "title": "Probing tasks 5 more",
                    "text": [
                        "Tree Depth (depth of the parse tree)",
                        "Tense prediction (main clause tense, past or present)",
                        "Object/Subject Number (singular or plural)",
                        "Semantic Odd Man Out (noun/verb replaced by one with same"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "11": {
                    "title": "Probing tasks 10 10 Coordination Inversion",
                    "text": [
                        "They might be only memories, but I can still feel each one",
                        "I can still feel each one, but they might be only memories.",
                        "Goal: Sentences made of two coordinate clauses: inverted (I) or not (O)?",
                        "Note: human evaluation: 85%",
                        "Question: Can extract sentence-model information?"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "12": {
                    "title": "Experiments",
                    "text": [
                        "We analyse almost 30 encoders trained in different ways:",
                        "Human evaluation, Length (1-dim vector)",
                        "NB-uni and NB-uni/bi with TF-IDF",
                        "CBOW (average of word embeddings)",
                        "Three encoders: BiLSTM-last/max, and Gated ConvNet",
                        "Our 7 training tasks:",
                        "Auto-encoding, Seq2Tree, SkipThought, NLI",
                        "Seq2seq NMT without attention En-Fr, En-De, En-Fi"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "13": {
                    "title": "Experiments training tasks",
                    "text": [
                        "Source and target examples for seq2seq training tasks",
                        "Sutskever et al. (NIPS 2014) Sequence to sequence learning with neural networks Kiros et al. (NIPS 2015) SkipThought vectors Vinyals et al. (NIPS 2015) Grammar as a Foreign Language"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": [
                        "figure/image/1007-Table1-1.png"
                    ]
                },
                "14": {
                    "title": "Baselines and sanity checks",
                    "text": [
                        "Hum. Probing Eval. tasks NB-uni-tfidf evaluation NB-bi-tfidf baselines CBOW",
                        "SentLen WC TopConst BShift ObjNum"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "15": {
                    "title": "Impact of training tasks",
                    "text": [
                        "Probing tasks results for BiLSTM-last trained in different ways",
                        "AutoEncoder NMT En-Fr NMT En-Fi Seq2Tree SkipThought",
                        "SentLen WC TopConst BShift ObjNum"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "16": {
                    "title": "Impact of model architecture",
                    "text": [
                        "Average accuracies for different models",
                        "SentLen WC TopConst BShift ObjNum CoordInv"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "17": {
                    "title": "Evolution during training",
                    "text": [
                        "Evaluation on probing tasks at each epoch of training",
                        "What do embeddings encode along training?",
                        "NMT: Most increase and converge rapidly (only",
                        "SentLen decreases). WC correlated with BLEU."
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": [
                        "figure/image/1007-Figure1-1.png"
                    ]
                },
                "18": {
                    "title": "Correlation with downstream tasks",
                    "text": [
                        "Strong correlation between WC and downstream tasks",
                        "Correlation between probing and downstream tasks",
                        "Blue=higher - Red=lower - Grey=not significant",
                        "Word-level information important for downstream tasks (classification, NLI, STS)",
                        "If WC good predictor -> maybe current downstream tasks are not the right ones?"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": [
                        "figure/image/1007-Figure2-1.png"
                    ]
                },
                "19": {
                    "title": "Take home messages and future work",
                    "text": [
                        "Sentence embeddings need not be good on probing tasks",
                        "Probing tasks are simply meant to understand what linguistic features are encoded and to designed to compare encoders.",
                        "Understanding the impact of multi-task learning",
                        "Studying the impact of language model pretraining (ELMO)",
                        "Study other encoders (Transformer, RNNG)"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                }
            },
            "paper_title": "What you can cram into a single $&!#* vector: Probing sentence embeddings for linguistic properties",
            "paper_id": "1007",
            "paper": {
                "title": "What you can cram into a single $&!#* vector: Probing sentence embeddings for linguistic properties",
                "abstract": "Although much effort has recently been devoted to training high-quality sentence embeddings, we still have a poor understanding of what they are capturing. \"Downstream\" tasks, often based on sentence classification, are commonly used to evaluate the quality of sentence representations. The complexity of the tasks makes it however difficult to infer what kind of information is present in the representations. We introduce here 10 probing tasks designed to capture simple linguistic features of sentences, and we use them to study embeddings generated by three different encoders trained in eight distinct ways, uncovering intriguing properties of both encoders and training methods.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Despite Ray Mooney's quip that you cannot cram the meaning of a whole %&!$# sentence into a single $&!#* vector, sentence embedding methods have achieved impressive results in tasks ranging from machine translation (Sutskever et al., 2014; Cho et al., 2014) to entailment detection (Williams et al., 2018) , spurring the quest for \"universal embeddings\" trained once and used in a variety of applications (e.g., Conneau et al., 2017; Subramanian et al., 2018) ."
                    },
                    {
                        "id": 1,
                        "string": "Positive results on concrete problems suggest that embeddings capture important linguistic properties of sentences."
                    },
                    {
                        "id": 2,
                        "string": "However, real-life \"downstream\" tasks require complex forms of inference, making it difficult to pinpoint the information a model is relying upon."
                    },
                    {
                        "id": 3,
                        "string": "Impressive as it might be that a system can tell that the sentence \"A movie that doesn't aim too high, but it doesn't need to\" (Pang and Lee, 2004 ) expresses a subjective viewpoint, it is hard to tell how the system (or even a human) comes to this conclusion."
                    },
                    {
                        "id": 4,
                        "string": "Complex tasks can also carry hidden biases that models might lock onto (Jabri et al., 2016) ."
                    },
                    {
                        "id": 5,
                        "string": "For example, Lai and Hockenmaier (2014) show that the simple heuristic of checking for explicit negation words leads to good accuracy in the SICK sentence entailment task."
                    },
                    {
                        "id": 6,
                        "string": "Model introspection techniques have been applied to sentence encoders in order to gain a better understanding of which properties of the input sentences their embeddings retain (see Section 5)."
                    },
                    {
                        "id": 7,
                        "string": "However, these techniques often depend on the specifics of an encoder architecture, and consequently cannot be used to compare different methods."
                    },
                    {
                        "id": 8,
                        "string": "Shi et al."
                    },
                    {
                        "id": 9,
                        "string": "(2016) and Adi et al."
                    },
                    {
                        "id": 10,
                        "string": "(2017) introduced a more general approach, relying on the notion of what we will call probing tasks."
                    },
                    {
                        "id": 11,
                        "string": "A probing task is a classification problem that focuses on simple linguistic properties of sentences."
                    },
                    {
                        "id": 12,
                        "string": "For example, one such task might require to categorize sentences by the tense of their main verb."
                    },
                    {
                        "id": 13,
                        "string": "Given an encoder (e.g., an LSTM) pre-trained on a certain task (e.g., machine translation), we use the sentence embeddings it produces to train the tense classifier (without further embedding tuning)."
                    },
                    {
                        "id": 14,
                        "string": "If the classifier succeeds, it means that the pre-trained encoder is storing readable tense information into the embeddings it creates."
                    },
                    {
                        "id": 15,
                        "string": "Note that: (i) The probing task asks a simple question, minimizing interpretability problems."
                    },
                    {
                        "id": 16,
                        "string": "(ii) Because of their simplicity, it is easier to control for biases in probing tasks than in downstream tasks."
                    },
                    {
                        "id": 17,
                        "string": "(iii) The probing task methodology is agnostic with respect to the encoder architecture, as long as it produces a vector representation of sentences."
                    },
                    {
                        "id": 18,
                        "string": "We greatly extend earlier work on probing tasks as follows."
                    },
                    {
                        "id": 19,
                        "string": "First, we introduce a larger set of probing tasks (10 in total), organized by the type of linguistic properties they probe."
                    },
                    {
                        "id": 20,
                        "string": "Second, we systematize the probing task methodology, controlling for a number of possible nuisance factors, and framing all tasks so that they only require single sentence representations as input, for maximum generality and to ease result interpretation."
                    },
                    {
                        "id": 21,
                        "string": "Third, we use our probing tasks to explore a wide range of state-of-the-art encoding architectures and training methods, and further relate probing and downstream task performance."
                    },
                    {
                        "id": 22,
                        "string": "Finally, we are publicly releasing our probing data sets and tools, hoping they will become a standard way to study the linguistic properties of sentence embeddings."
                    },
                    {
                        "id": 23,
                        "string": "1 Probing tasks In constructing our probing benchmarks, we adopted the following criteria."
                    },
                    {
                        "id": 24,
                        "string": "First, for generality and interpretability, the task classification problem should only require single sentence embeddings as input (as opposed to, e.g., sentence and word embeddings, or multiple sentence representations)."
                    },
                    {
                        "id": 25,
                        "string": "Second, it should be possible to construct large training sets in order to train parameter-rich multi-layer classifiers, in case the relevant properties are non-linearly encoded in the sentence vectors."
                    },
                    {
                        "id": 26,
                        "string": "Third, nuisance variables such as lexical cues or sentence length should be controlled for."
                    },
                    {
                        "id": 27,
                        "string": "Finally, and most importantly, we want tasks that address an interesting set of linguistic properties."
                    },
                    {
                        "id": 28,
                        "string": "We thus strove to come up with a set of tasks that, while respecting the previous constraints, probe a wide range of phenomena, from superficial properties of sentences such as which words they contain to their hierarchical structure to subtle facets of semantic acceptability."
                    },
                    {
                        "id": 29,
                        "string": "We think the current task set is reasonably representative of different linguistic domains, but we are not claiming that it is exhaustive."
                    },
                    {
                        "id": 30,
                        "string": "We expect future work to extend it."
                    },
                    {
                        "id": 31,
                        "string": "The sentences for all our tasks are extracted from the Toronto Book Corpus , more specifically from the random pre-processed portion made available by Paperno et al."
                    },
                    {
                        "id": 32,
                        "string": "(2016) ."
                    },
                    {
                        "id": 33,
                        "string": "We only sample sentences in the 5-to-28 word range."
                    },
                    {
                        "id": 34,
                        "string": "We parse them with the Stanford Parser (2017-06-09 version), using the pre-trained PCFG model (Klein and Manning, 2003) , and we rely on the part-of-speech, constituency and dependency parsing information provided by this tool where needed."
                    },
                    {
                        "id": 35,
                        "string": "For each task, we construct training sets containing 100k sentences, and 10k-sentence val-idation and test sets."
                    },
                    {
                        "id": 36,
                        "string": "All sets are balanced, having an equal number of instances of each target class."
                    },
                    {
                        "id": 37,
                        "string": "Surface information These tasks test the extent to which sentence embeddings are preserving surface properties of the sentences they encode."
                    },
                    {
                        "id": 38,
                        "string": "One can solve the surface tasks by simply looking at tokens in the input sentences: no linguistic knowledge is called for."
                    },
                    {
                        "id": 39,
                        "string": "The first task is to predict the length of sentences in terms of number of words (SentLen)."
                    },
                    {
                        "id": 40,
                        "string": "Following Adi et al."
                    },
                    {
                        "id": 41,
                        "string": "(2017) , we group sentences into 6 equal-width bins by length, and treat SentLen as a 6-way classification task."
                    },
                    {
                        "id": 42,
                        "string": "The word content (WC) task tests whether it is possible to recover information about the original words in the sentence from its embedding."
                    },
                    {
                        "id": 43,
                        "string": "We picked 1000 mid-frequency words from the source corpus vocabulary (the words with ranks between 2k and 3k when sorted by frequency), and sampled equal numbers of sentences that contain one and only one of these words."
                    },
                    {
                        "id": 44,
                        "string": "The task is to tell which of the 1k words a sentence contains (1k-way classification)."
                    },
                    {
                        "id": 45,
                        "string": "This setup allows us to probe a sentence embedding for word content without requiring an auxiliary word embedding (as in the setup of Adi and colleagues)."
                    },
                    {
                        "id": 46,
                        "string": "Syntactic information The next batch of tasks test whether sentence embeddings are sensitive to syntactic properties of the sentences they encode."
                    },
                    {
                        "id": 47,
                        "string": "The bigram shift (BShift) task tests whether an encoder is sensitive to legal word orders."
                    },
                    {
                        "id": 48,
                        "string": "In this binary classification problem, models must distinguish intact sentences sampled from the corpus from sentences where we inverted two random adjacent words (\"What you are doing out there?\")."
                    },
                    {
                        "id": 49,
                        "string": "The tree depth (TreeDepth) task checks whether an encoder infers the hierarchical structure of sentences, and in particular whether it can group sentences by the depth of the longest path from root to any leaf."
                    },
                    {
                        "id": 50,
                        "string": "Since tree depth is naturally correlated with sentence length, we de-correlate these variables through a structured sampling procedure."
                    },
                    {
                        "id": 51,
                        "string": "In the resulting data set, tree depth values range from 5 to 12, and the task is to categorize sentences into the class corresponding to their depth (8 classes)."
                    },
                    {
                        "id": 52,
                        "string": "As an example, the following is a long (22 tokens) but shallow (max depth: 5) sentence: \"[ 1 [ 2 But right now, for the time being, my past, my fears, and my thoughts [ 3 were [ 4 my [ 5 business]]].]]\""
                    },
                    {
                        "id": 53,
                        "string": "(the outermost brackets correspond to the ROOT and S nodes in the parse)."
                    },
                    {
                        "id": 54,
                        "string": "In the top constituent task (TopConst), sentences must be classified in terms of the sequence of top constituents immediately below the sentence (S) node."
                    },
                    {
                        "id": 55,
                        "string": "An encoder that successfully addresses this challenge is not only capturing latent syntactic structures, but clustering them by constituent types."
                    },
                    {
                        "id": 56,
                        "string": "TopConst was introduced by Shi et al."
                    },
                    {
                        "id": 57,
                        "string": "(2016) ."
                    },
                    {
                        "id": 58,
                        "string": "Following them, we frame it as a 20-way classification problem: 19 classes for the most frequent top constructions, and one for all other constructions."
                    },
                    {
                        "id": 59,
                        "string": "As an example, \"[Then] [very dark gray letters on a black screen] [appeared] [.]\""
                    },
                    {
                        "id": 60,
                        "string": "has top constituent sequence: \"ADVP NP VP .\"."
                    },
                    {
                        "id": 61,
                        "string": "Note that, while we would not expect an untrained human subject to be explicitly aware of tree depth or top constituency, similar information must be implicitly computed to correctly parse sentences, and there is suggestive evidence that the brain tracks something akin to tree depth during sentence processing (Nelson et al., 2017) ."
                    },
                    {
                        "id": 62,
                        "string": "Semantic information These tasks also rely on syntactic structure, but they further require some understanding of what a sentence denotes."
                    },
                    {
                        "id": 63,
                        "string": "The Tense task asks for the tense of the main-clause verb (VBP/VBZ forms are labeled as present, VBD as past)."
                    },
                    {
                        "id": 64,
                        "string": "No target form occurs across the train/dev/test split, so that classifiers cannot rely on specific words (it is not clear that Shi and colleagues, who introduced this task, controlled for this factor)."
                    },
                    {
                        "id": 65,
                        "string": "The subject number (SubjNum) task focuses on the number of the subject of the main clause (number in English is more often explicitly marked on nouns than verbs)."
                    },
                    {
                        "id": 66,
                        "string": "Again, there is no target overlap across partitions."
                    },
                    {
                        "id": 67,
                        "string": "Similarly, object number (ObjNum) tests for the number of the direct object of the main clause (again, avoiding lexical overlap)."
                    },
                    {
                        "id": 68,
                        "string": "To solve the previous tasks correctly, an encoder must not only capture tense and number, but also extract structural information (about the main clause and its arguments)."
                    },
                    {
                        "id": 69,
                        "string": "We grouped Tense, SubjNum and ObjNum with the semantic tasks, since, at least for models that treat words as unanalyzed input units (without access to morphology), they must rely on what a sentence denotes (e.g., whether the described event took place in the past), rather than on structural/syntactic information."
                    },
                    {
                        "id": 70,
                        "string": "We recognize, however, that the boundary between syntactic and semantic tasks is somewhat arbitrary."
                    },
                    {
                        "id": 71,
                        "string": "In the semantic odd man out (SOMO) task, we modified sentences by replacing a random noun or verb o with another noun or verb r. To make the task more challenging, the bigrams formed by the replacement with the previous and following words in the sentence have frequencies that are comparable (on a log-scale) with those of the original bigrams."
                    },
                    {
                        "id": 72,
                        "string": "That is, if the original sentence contains bigrams w n−1 o and ow n+1 , the corresponding bigrams w n−1 r and rw n+1 in the modified sentence will have comparable corpus frequencies."
                    },
                    {
                        "id": 73,
                        "string": "No sentence is included in both original and modified format, and no replacement is repeated across train/dev/test sets."
                    },
                    {
                        "id": 74,
                        "string": "The task of the classifier is to tell whether a sentence has been modified or not."
                    },
                    {
                        "id": 75,
                        "string": "An example modified sentence is: \" No one could see this Hayes and I wanted to know if it was real or a spoonful (orig."
                    },
                    {
                        "id": 76,
                        "string": ": ploy).\""
                    },
                    {
                        "id": 77,
                        "string": "Note that judging plausibility of a syntactically well-formed sentence of this sort will often require grasping rather subtle semantic factors, ranging from selectional preference to topical coherence."
                    },
                    {
                        "id": 78,
                        "string": "The coordination inversion (CoordInv) benchmark contains sentences made of two coordinate clauses."
                    },
                    {
                        "id": 79,
                        "string": "In half of the sentences, we inverted the order of the clauses."
                    },
                    {
                        "id": 80,
                        "string": "The task is to tell whether a sentence is intact or modified."
                    },
                    {
                        "id": 81,
                        "string": "Sentences are balanced in terms of clause length, and no sentence appears in both original and inverted versions."
                    },
                    {
                        "id": 82,
                        "string": "As an example, original \"They might be only memories, but I can still feel each one\" becomes: \"I can still feel each one, but they might be only memories.\""
                    },
                    {
                        "id": 83,
                        "string": "Often, addressing CoordInv requires an understanding of broad discourse and pragmatic factors."
                    },
                    {
                        "id": 84,
                        "string": "Row Hum."
                    },
                    {
                        "id": 85,
                        "string": "Eval."
                    },
                    {
                        "id": 86,
                        "string": "of Table 2 reports humanvalidated \"reasonable\" upper bounds for all the tasks, estimated in different ways, depending on the tasks."
                    },
                    {
                        "id": 87,
                        "string": "For the surface ones, there is always a straightforward correct answer that a human annotator with enough time and patience could find."
                    },
                    {
                        "id": 88,
                        "string": "The upper bound is thus estimated at 100%."
                    },
                    {
                        "id": 89,
                        "string": "The TreeDepth, TopConst, Tense, SubjNum and Ob-jNum tasks depend on automated PoS and parsing annotation."
                    },
                    {
                        "id": 90,
                        "string": "In these cases, the upper bound is given by the proportion of sentences correctly annotated by the automated procedure."
                    },
                    {
                        "id": 91,
                        "string": "To estimate this quantity, one linguistically-trained author checked the annotation of 200 randomly sampled test sentences from each task."
                    },
                    {
                        "id": 92,
                        "string": "Finally, the BShift, SOMO and CoordInv manipulations can accidentally generate acceptable sentences."
                    },
                    {
                        "id": 93,
                        "string": "For example, one modified SOMO sentence is: \"He pulled out the large round onion (orig."
                    },
                    {
                        "id": 94,
                        "string": ": cork) and saw the amber balm inside."
                    },
                    {
                        "id": 95,
                        "string": "\", that is arguably not more anomalous than the original."
                    },
                    {
                        "id": 96,
                        "string": "For these tasks, we ran Amazon Mechanical Turk experiments in which subjects were asked to judge whether 1k randomly sampled test sentences were acceptable or not."
                    },
                    {
                        "id": 97,
                        "string": "Reported human accuracies are based on majority voting."
                    },
                    {
                        "id": 98,
                        "string": "See Appendix for details."
                    },
                    {
                        "id": 99,
                        "string": "Sentence embedding models In this section, we present the three sentence encoders that we consider and the seven tasks on which we train them."
                    },
                    {
                        "id": 100,
                        "string": "Sentence encoder architectures A wide variety of neural networks encoding sentences into fixed-size representations exist."
                    },
                    {
                        "id": 101,
                        "string": "We focus here on three that have been shown to perform well on standard NLP tasks."
                    },
                    {
                        "id": 102,
                        "string": "BiLSTM-last/max For a sequence of T words {w t } t=1,...,T , a bidirectional LSTM computes a set of T vectors {h t } t ."
                    },
                    {
                        "id": 103,
                        "string": "For t ∈ [1, ."
                    },
                    {
                        "id": 104,
                        "string": "."
                    },
                    {
                        "id": 105,
                        "string": "."
                    },
                    {
                        "id": 106,
                        "string": ", T ] , h t is the concatenation of a forward LSTM and a backward LSTM that read the sentences in two opposite directions."
                    },
                    {
                        "id": 107,
                        "string": "We experiment with two ways of combining the varying number of (h 1 , ."
                    },
                    {
                        "id": 108,
                        "string": "."
                    },
                    {
                        "id": 109,
                        "string": "."
                    },
                    {
                        "id": 110,
                        "string": ", h T ) to form a fixed-size vector, either by selecting the last hidden state of h T or by selecting the maximum value over each dimension of the hidden units."
                    },
                    {
                        "id": 111,
                        "string": "The choice of these models are motivated by their demonstrated efficiency in seq2seq (Sutskever et al., 2014) and universal sentence representation learning (Conneau et al., 2017) , respectively."
                    },
                    {
                        "id": 112,
                        "string": "2 Gated ConvNet We also consider the nonrecurrent convolutional equivalent of LSTMs, based on stacked gated temporal convolutions."
                    },
                    {
                        "id": 113,
                        "string": "Gated convolutional networks were shown to perform well as neural machine translation encoders (Gehring et al., 2017) and language modeling decoders (Dauphin et al., 2017) ."
                    },
                    {
                        "id": 114,
                        "string": "The encoder is composed of an input word embedding table that is augmented with positional encodings (Sukhbaatar et al., 2015) , followed by a stack of temporal convolutions with small kernel size."
                    },
                    {
                        "id": 115,
                        "string": "The output of each convolutional layer is filtered by a gating mechanism, similar to the one of LSTMs."
                    },
                    {
                        "id": 116,
                        "string": "Finally, max-pooling along the temporal dimension is performed on the output feature maps of the last convolution (Collobert and Weston, 2008) ."
                    },
                    {
                        "id": 117,
                        "string": "Training tasks Seq2seq systems have shown strong results in machine translation (Zhou et al., 2016) ."
                    },
                    {
                        "id": 118,
                        "string": "They consist of an encoder that encodes a source sentence into a fixed-size representation, and a decoder which acts as a conditional language model and that generates the target sentence."
                    },
                    {
                        "id": 119,
                        "string": "We train Neural Machine Translation systems on three language pairs using about 2M sentences from the Europarl corpora (Koehn, 2005) ."
                    },
                    {
                        "id": 120,
                        "string": "We pick English-French, which involves two similar languages, English-German, involving larger syntactic differences, and English-Finnish, a distant pair."
                    },
                    {
                        "id": 121,
                        "string": "We also train with an AutoEncoder objective (Socher et al., 2011) on Europarl source English sentences."
                    },
                    {
                        "id": 122,
                        "string": "Following Vinyals et al."
                    },
                    {
                        "id": 123,
                        "string": "(2015) , we train a seq2seq architecture to generate linearized grammatical parse trees (see Table 1 ) from source sentences (Seq2Tree)."
                    },
                    {
                        "id": 124,
                        "string": "We use the Stanford parser to generate trees for Europarl source English sentences."
                    },
                    {
                        "id": 125,
                        "string": "We train SkipThought vectors  by predicting the next sentence given the current one (Tang et al., 2017) , on 30M sentences from the Toronto Book Corpus, excluding those in the probing sets."
                    },
                    {
                        "id": 126,
                        "string": "Finally, following Conneau et al."
                    },
                    {
                        "id": 127,
                        "string": "(2017) , we train sentence encoders on Natural Language Inference using the concatenation of the SNLI (Bowman et al., 2015) and MultiNLI (Bowman et al., 2015) data sets (about 1M sentence pairs)."
                    },
                    {
                        "id": 128,
                        "string": "In this task, a sentence encoder is trained to encode two sentences, which are fed to a classifier and whose role is to distinguish whether the sentences are contradictory, neutral or entailed."
                    },
                    {
                        "id": 129,
                        "string": "Finally, as in Conneau et al."
                    },
                    {
                        "id": 130,
                        "string": "(2017) , we also include Untrained encoders with random weights, which act as random projections of pre-trained word embeddings."
                    },
                    {
                        "id": 131,
                        "string": "Training details BiLSTM encoders use 2 layers of 512 hidden units (∼4M parameters), Gated ConvNet has 8 convolutional layers of 512 hidden units, kernel size 3 (∼12M parameters)."
                    },
                    {
                        "id": 132,
                        "string": "We use pre-trained fast-Text word embeddings of size 300 (Mikolov et al., 2018) without fine-tuning, to isolate the impact of encoder architectures and to handle words outside the training sets."
                    },
                    {
                        "id": 133,
                        "string": "Training task performance and further details are in Appendix."
                    },
                    {
                        "id": 134,
                        "string": "task source target AutoEncoder I myself was out on an island in the Swedish archipelago , at Sandhamn ."
                    },
                    {
                        "id": 135,
                        "string": "I myself was out on an island in the Swedish archipelago , at Sand@ ham@ n ."
                    },
                    {
                        "id": 136,
                        "string": "NMT En-Fr I myself was out on an island in the Swedish archipelago , at Sandhamn ."
                    },
                    {
                        "id": 137,
                        "string": "Je me trouvais ce jour là sur une île de l' archipel suédois , à Sand@ ham@ n ."
                    },
                    {
                        "id": 138,
                        "string": "NMT En-De We really need to up our particular contribution in that regard ."
                    },
                    {
                        "id": 139,
                        "string": "Wir müssen wirklich unsere spezielle Hilfs@ leistung in dieser Hinsicht aufstocken ."
                    },
                    {
                        "id": 140,
                        "string": "NMT En-Fi It is too early to see one system as a universal panacea and dismiss another ."
                    },
                    {
                        "id": 141,
                        "string": "Nyt on liian aikaista nostaa yksi järjestelmä jal@ usta@ lle ja antaa jollekin toiselle huono arvo@ sana ."
                    },
                    {
                        "id": 142,
                        "string": "SkipThought the old sami was gone , and he was a different person now ."
                    },
                    {
                        "id": 143,
                        "string": "the new sami didn 't mind standing barefoot in dirty white , sans ra@ y-@ bans and without beautiful women following his every move ."
                    },
                    {
                        "id": 144,
                        "string": "Seq2Tree Dikoya is a village in Sri Lanka ."
                    },
                    {
                        "id": 145,
                        "string": "( ROOT ( S ( NP NNP ) NP ( VP VBZ ( NP ( NP DT NN ) NP ( PP IN ( NP NNP NNP ) NP ) PP ) NP ) VP . )"
                    },
                    {
                        "id": 146,
                        "string": "S ) ROOT Probing task experiments Baselines Baseline and human-bound performance are reported in the top block of Table 2 ."
                    },
                    {
                        "id": 147,
                        "string": "Length is a linear classifier with sentence length as sole feature."
                    },
                    {
                        "id": 148,
                        "string": "NB-uni-tfidf is a Naive Bayes classifier using words' tfidf scores as features, NBbi-tfidf its extension to bigrams."
                    },
                    {
                        "id": 149,
                        "string": "Finally, BoV-fastText derives sentence representations by averaging the fastText embeddings of the words they contain (same embeddings used as input to the encoders)."
                    },
                    {
                        "id": 150,
                        "string": "3 Except, trivially, for Length on SentLen and the NB baselines on WC, there is a healthy gap between top baseline performance and human upper bounds."
                    },
                    {
                        "id": 151,
                        "string": "NB-uni-tfidf evaluates to what extent our tasks can be addressed solely based on knowledge about the distribution of words in the training sentences."
                    },
                    {
                        "id": 152,
                        "string": "Words are of course to some extent informative for most tasks, leading to relatively high performance in Tense, SubjNum and Ob-jNum."
                    },
                    {
                        "id": 153,
                        "string": "Recall that the words containing the probed features are disjoint between train and test partitions, so we are not observing a confound here, but rather the effect of the redundancies one expects in natural language data."
                    },
                    {
                        "id": 154,
                        "string": "For example, for Tense, since sentences often contain more than one verb in the same tense, NB-uni-tfidf can exploit nontarget verbs as cues: the NB features most associated to the past class are verbs in the past tense (e.g \"sensed\", \"lied\", \"announced\"), and similarly for present (e.g \"uses\", \"chuckles\", \"frowns\")."
                    },
                    {
                        "id": 155,
                        "string": "Using bigram features (NB-bi-tfidf) brings in general little or no improvement with respect to the unigram baseline, except, trivially, for the BShift 3 Similar results are obtained summing embeddings, and using GloVe embeddings (Pennington et al., 2014) ."
                    },
                    {
                        "id": 156,
                        "string": "task, where NB-bi-tfidf can easily detect unlikely bigrams."
                    },
                    {
                        "id": 157,
                        "string": "NB-bi-tfidf has below-random performance on SOMO, confirming that the semantic intruder is not given away by superficial bigram cues."
                    },
                    {
                        "id": 158,
                        "string": "Our first striking result is the good overall performance of Bag-of-Vectors, confirming early insights that aggregated word embeddings capture surprising amounts of sentence information (Pham et al., 2015; Arora et al., 2017; Adi et al., 2017) ."
                    },
                    {
                        "id": 159,
                        "string": "BoV's good WC and SentLen performance was already established by Adi et al."
                    },
                    {
                        "id": 160,
                        "string": "(2017) ."
                    },
                    {
                        "id": 161,
                        "string": "Not surprisingly, word-order-unaware BoV performs randomly in BShift and in the more sophisticated semantic tasks SOMO and CoordInv."
                    },
                    {
                        "id": 162,
                        "string": "More interestingly, BoV is very good at the Tense, SubjNum, ObjNum, and TopConst tasks (much better than the word-based baselines), and well above chance in TreeDepth."
                    },
                    {
                        "id": 163,
                        "string": "The good performance on Tense, SubjNum and ObjNum has a straightforward explanation we have already hinted at above."
                    },
                    {
                        "id": 164,
                        "string": "Many sentences are naturally \"redundant\", in the sense that most tensed verbs in a sentence are in the same tense, and similarly for number in nouns."
                    },
                    {
                        "id": 165,
                        "string": "In 95.2% Tense, 75.9% SubjNum and 78.7% Ob-jNum test sentences, the target tense/number feature is also the majority one for the whole sentence."
                    },
                    {
                        "id": 166,
                        "string": "Word embeddings capture features such as number and tense (Mikolov et al., 2013) , so aggregated word embeddings will naturally track these features' majority values in a sentence."
                    },
                    {
                        "id": 167,
                        "string": "BoV's TopConst and TreeDepth performance is more surprising."
                    },
                    {
                        "id": 168,
                        "string": "Accuracy is well above NB, showing that BoV is exploiting cues beyond specific words strongly associated to the target classes."
                    },
                    {
                        "id": 169,
                        "string": "We conjecture that more abstract word features captured  by the embeddings (such as the part of speech of a word) might signal different syntactic structures."
                    },
                    {
                        "id": 170,
                        "string": "For example, sentences in the \"WHNP SQ .\""
                    },
                    {
                        "id": 171,
                        "string": "top constituent class (e.g., \"How long before you leave us again?\")"
                    },
                    {
                        "id": 172,
                        "string": "must contain a wh word, and will often feature an auxiliary or modal verb."
                    },
                    {
                        "id": 173,
                        "string": "BoV can rely on this information to noisily predict the correct class."
                    },
                    {
                        "id": 174,
                        "string": "Encoding architectures Comfortingly, proper encoding architectures clearly outperform BoV."
                    },
                    {
                        "id": 175,
                        "string": "An interesting observation in Table 2 is that different encoder architectures trained with the same objective, and achieving similar performance on the training task, 4 can lead to linguistically different embeddings, as indicated by the probing tasks."
                    },
                    {
                        "id": 176,
                        "string": "Coherently with the findings of Conneau et al."
                    },
                    {
                        "id": 177,
                        "string": "(2017) for the downstream tasks, this sug-4 See Appendix for details on training task performance."
                    },
                    {
                        "id": 178,
                        "string": "gests that the prior imposed by the encoder architecture strongly preconditions the nature of the embeddings."
                    },
                    {
                        "id": 179,
                        "string": "Complementing recent evidence that convolutional architectures are on a par with recurrent ones in seq2seq tasks (Gehring et al., 2017) , we find that Gated ConvNet's overall probing task performance is comparable to that of the best LSTM architecture (although, as shown in Appendix, the LSTM has a slight edge on downstream tasks)."
                    },
                    {
                        "id": 180,
                        "string": "We also replicate the finding of Conneau et al."
                    },
                    {
                        "id": 181,
                        "string": "(2017) that BiLSTM-max outperforms BiLSTM-last both in the downstream tasks (see Appendix) and in the probing tasks (Table 2) ."
                    },
                    {
                        "id": 182,
                        "string": "Interestingly, the latter only outperforms the former in SentLen, a task that captures a superficial aspect of sentences (how many words they contain), that could get in the way of inducing more useful linguistic knowledge."
                    },
                    {
                        "id": 183,
                        "string": "Training tasks We focus next on how different training tasks affect BiLSTM-max, but the patterns are generally representative across architectures."
                    },
                    {
                        "id": 184,
                        "string": "NMT training leads to encoders that are more linguistically aware than those trained on the NLI data set, despite the fact that we confirm the finding of Conneau and colleagues that NLI is best for downstream tasks (Appendix)."
                    },
                    {
                        "id": 185,
                        "string": "Perhaps, NMT captures richer linguistic features useful for the probing tasks, whereas shallower or more adhoc features might help more in our current downstream tasks."
                    },
                    {
                        "id": 186,
                        "string": "Suggestively, the one task where NLI clearly outperforms NMT is WC."
                    },
                    {
                        "id": 187,
                        "string": "Thus, NLI training is better at preserving shallower word features that might be more useful in downstream tasks (cf."
                    },
                    {
                        "id": 188,
                        "string": "Figure 2 and discussion there)."
                    },
                    {
                        "id": 189,
                        "string": "Unsupervised training (SkipThought and Au-toEncoder) is not on a par with supervised tasks, but still effective."
                    },
                    {
                        "id": 190,
                        "string": "AutoEncoder training leads, unsurprisingly, to a model excelling at SentLen, but it attains low performance in the WC prediction task."
                    },
                    {
                        "id": 191,
                        "string": "This curious result might indicate that the latter information is stored in the embeddings in a complex way, not easily readable by our MLP."
                    },
                    {
                        "id": 192,
                        "string": "At the other end, Seq2Tree is trained to predict annotation from the same parser we used to create some of the probing tasks."
                    },
                    {
                        "id": 193,
                        "string": "Thus, its high performance on TopConst, Tense, SubjNum, ObjNum and TreeDepth is probably an artifact."
                    },
                    {
                        "id": 194,
                        "string": "Indeed, for most of these tasks, Seq2Tree performance is above the human bound, that is, Seq2Tree learned to mimic the parser errors in our benchmarks."
                    },
                    {
                        "id": 195,
                        "string": "For the more challenging SOMO and CoordInv tasks, that only indirectly rely on tagging/parsing information, Seq2Tree is comparable to NMT, that does not use explicit syntactic information."
                    },
                    {
                        "id": 196,
                        "string": "Perhaps most interestingly, BiLSTM-max already achieves very good performance without any training (Untrained row in Table 2 )."
                    },
                    {
                        "id": 197,
                        "string": "Untrained BiLSTM-max also performs quite well in the downstream tasks (Appendix)."
                    },
                    {
                        "id": 198,
                        "string": "This architecture must encode priors that are intrinsically good for sentence representations."
                    },
                    {
                        "id": 199,
                        "string": "Untrained BiLSTM-max exploits the input fastText embeddings, and multiplying the latter by a random recurrent matrix provides a form of positional encoding."
                    },
                    {
                        "id": 200,
                        "string": "However, good performance in a task such as SOMO, where BoV fails and positional information alone should not help (the intruder is randomly distributed across the sentence), suggests that other architectural biases are at work."
                    },
                    {
                        "id": 201,
                        "string": "In-triguingly, a preliminary comparison of untrained BiLSTM-max and human subjects on the SOMO sentences evaluated by both reveals that, whereas humans have a bias towards finding sentences acceptable (62% sentences are rated as untampered with, vs. 48% ground-truth proportion), the model has a strong bias in the opposite direction (it rates 83% of the sentences as modified)."
                    },
                    {
                        "id": 202,
                        "string": "A cursory look at contrasting errors confirms, unsurprisingly, that those made by humans are perfectly justified, while model errors are opaque."
                    },
                    {
                        "id": 203,
                        "string": "For example, the sentence \"I didn't come here to reunite (orig."
                    },
                    {
                        "id": 204,
                        "string": "undermine) you\" seems perfectly acceptable in its modified form, and indeed subjects judged it as such, whereas untrained BiLSTM-max \"correctly\" rated it as a modified item."
                    },
                    {
                        "id": 205,
                        "string": "Conversely, it is difficult to see any clear reason for the latter tendency to rate perfectly acceptable originals as modified."
                    },
                    {
                        "id": 206,
                        "string": "We leave a more thorough investigation to further work."
                    },
                    {
                        "id": 207,
                        "string": "See similar observations on the effectiveness of untrained ConvNets in vision by Ulyanov et al."
                    },
                    {
                        "id": 208,
                        "string": "(2017) ."
                    },
                    {
                        "id": 209,
                        "string": "Probing task comparison A good encoder, such as NMT-trained BiLSTM-max, shows generally good performance across probing tasks."
                    },
                    {
                        "id": 210,
                        "string": "At one extreme, performance is not particularly high on the surface tasks, which might be an indirect sign of the encoder extracting \"deeper\" linguistic properties."
                    },
                    {
                        "id": 211,
                        "string": "At the other end, performance is still far from the human bounds on TreeDepth, BShift, SOMO and CoordInv."
                    },
                    {
                        "id": 212,
                        "string": "The last 3 tasks ask if a sentence is syntactically or semantically anomalous."
                    },
                    {
                        "id": 213,
                        "string": "This is a daunting job for an encoder that has not been explicitly trained on acceptability, and it is interesting that the best models are, at least to a certain extent, able to produce reasonable anomaly judgments."
                    },
                    {
                        "id": 214,
                        "string": "The asymmetry between the difficult TreeDepth and easier TopConst is also interesting."
                    },
                    {
                        "id": 215,
                        "string": "Intuitively, TreeDepth requires more nuanced syntactic information (down to the deepest leaf of the tree) than TopConst, that only requires identifying broad chunks."
                    },
                    {
                        "id": 216,
                        "string": "Figure 1 reports how probing task accuracy changes in function of encoder training epochs."
                    },
                    {
                        "id": 217,
                        "string": "The figure shows that NMT probing performance is largely independent of target language, with strikingly similar development patterns across French, German and Finnish."
                    },
                    {
                        "id": 218,
                        "string": "Note in particular the similar probing accuracy curves in French and Finnish, while the corresponding BLEU scores (in lavender) are consistently higher in the former lan- guage."
                    },
                    {
                        "id": 219,
                        "string": "For both NMT and SkipThought, WC performance keeps increasing with epochs."
                    },
                    {
                        "id": 220,
                        "string": "For the other tasks, we observe instead an early flattening of the NMT probing curves, while BLEU performance keeps increasing."
                    },
                    {
                        "id": 221,
                        "string": "Most strikingly, SentLen performance is actually decreasing, suggesting again that, as a model captures deeper linguistic properties, it will tend to forget about this superficial feature."
                    },
                    {
                        "id": 222,
                        "string": "Finally, for the challenging SOMO task, the curves are mostly flat, suggesting that what BiLSTM-max is able to capture about this task is already encoded in its architecture, and further training doesn't help much."
                    },
                    {
                        "id": 223,
                        "string": "Probing vs. downstream tasks Figure 2 reports correlation between performance on our probing tasks and the downstream tasks available in the SentEval 5 suite, which consists of classification (MR, CR, SUBJ, MPQA, SST2, SST5, TREC), natural language inference (SICK-E), semantic relatedness (SICK-R, STSB), paraphrase detection (MRPC) and semantic textual similarity (STS 2012 to 2017) tasks."
                    },
                    {
                        "id": 224,
                        "string": "Strikingly, WC is significantly positively correlated with all downstream tasks."
                    },
                    {
                        "id": 225,
                        "string": "This suggests that, at least for current models, the latter do not require extracting particularly abstract knowledge from the data."
                    },
                    {
                        "id": 226,
                        "string": "Just relying on the words contained in the input sentences can get you a long way."
                    },
                    {
                        "id": 227,
                        "string": "Conversely, there is a significant negative correlation between SentLen and most downstream tasks."
                    },
                    {
                        "id": 228,
                        "string": "The number of words in a sentence is not informative about its linguistic contents."
                    },
                    {
                        "id": 229,
                        "string": "The more models abstract away from such information, the more likely it is they will use their capacity to capture more interesting features, as the decrease of the SentLen curve along training (see Figure 1 ) also suggests."
                    },
                    {
                        "id": 230,
                        "string": "Co-ordInv and, especially, SOMO, the tasks requiring the most sophisticated semantic knowledge, are those that positively correlate with the largest number of downstream tasks after WC."
                    },
                    {
                        "id": 231,
                        "string": "We observe intriguing asymmetries: SOMO correlates with the SICK-E sentence entailment test, but not with SICK-R, which is about modeling sentence relatedness intuitions."
                    },
                    {
                        "id": 232,
                        "string": "Indeed, logical entailment requires deeper semantic analysis than modeling similarity judgments."
                    },
                    {
                        "id": 233,
                        "string": "TopConst and the number tasks negatively correlate with various similarity and sentiment data sets (SST, STS, SICK-R)."
                    },
                    {
                        "id": 234,
                        "string": "This might expose biases in these tasks: SICK-R, for example, deliberately contains sentence pairs with opposite voice, that will have different constituent structure but equal meaning (Marelli et al., 2014) ."
                    },
                    {
                        "id": 235,
                        "string": "It might also mirrors genuine factors affecting similarity judgments (e.g., two sentences differing only in object number are very similar)."
                    },
                    {
                        "id": 236,
                        "string": "Remarkably, TREC question type classification is the downstream task correlating with most probing tasks."
                    },
                    {
                        "id": 237,
                        "string": "Question classification is certainly an outlier among our downstream tasks, but we must leave a full understanding of this behaviour to future work (this is exactly the sort of analysis our probing tasks should stimulate)."
                    },
                    {
                        "id": 238,
                        "string": "Adi et al."
                    },
                    {
                        "id": 239,
                        "string": "(2017) introduced SentLen, WC and a word order test, focusing on a bag-of-vectors baseline, an autoencoder and skip-thought (all trained on the same data used for the probing tasks)."
                    },
                    {
                        "id": 240,
                        "string": "We recast their tasks so that they only require a sentence embedding as input (two of their tasks also require word embeddings, polluting sentencelevel evaluation), we extend the evaluation to more tasks, encoders and training objectives, and we relate performance on the probing tasks with that on downstream tasks."
                    },
                    {
                        "id": 241,
                        "string": "Shi et al."
                    },
                    {
                        "id": 242,
                        "string": "(2016) also use 3 probing tasks, including Tense and TopConst."
                    },
                    {
                        "id": 243,
                        "string": "It is not clear that they controlled for the same factors we considered (in particular, lexical overlap and Figure 2 : Spearman correlation matrix between probing and downstream tasks."
                    },
                    {
                        "id": 244,
                        "string": "Correlations based on all sentence embeddings we investigated (more than 40)."
                    },
                    {
                        "id": 245,
                        "string": "Cells in gray denote task pairs that are not significantly correlated (after correcting for multiple comparisons)."
                    },
                    {
                        "id": 246,
                        "string": "Related work sentence length), and they use much smaller training sets, limiting classifier-based evaluation to logistic regression."
                    },
                    {
                        "id": 247,
                        "string": "Moreover, they test a smaller set of models, focusing on machine translation."
                    },
                    {
                        "id": 248,
                        "string": "Belinkov et al."
                    },
                    {
                        "id": 249,
                        "string": "(2017a) , Belinkov et al."
                    },
                    {
                        "id": 250,
                        "string": "(2017b) and Dalvi et al."
                    },
                    {
                        "id": 251,
                        "string": "(2017) are also interested in understanding the type of linguistic knowledge encoded in sentence and word embeddings, but their focus is on word-level morphosyntax and lexical semantics, and specifically on NMT encoders and decoders."
                    },
                    {
                        "id": 252,
                        "string": "Sennrich (2017) also focuses on NMT systems, and proposes a contrastive test to assess how they handle various linguistic phenomena."
                    },
                    {
                        "id": 253,
                        "string": "Other work explores the linguistic behaviour of recurrent networks and related models by using visualization, input/hidden representation deletion techniques or by looking at the word-by-word behaviour of the network (e.g., Nagamine et al., 2015; Hupkes et al., 2017; Linzen et al., 2016; Kàdàr et al., 2017; Li et al., 2017) ."
                    },
                    {
                        "id": 254,
                        "string": "These methods, complementary to ours, are not agnostic to encoder architecture, and cannot be used for general-purpose cross-model evaluation."
                    },
                    {
                        "id": 255,
                        "string": "Finally, Conneau et al."
                    },
                    {
                        "id": 256,
                        "string": "(2017) propose a largescale, multi-task evaluation of sentence embeddings, focusing entirely on downstream tasks."
                    },
                    {
                        "id": 257,
                        "string": "Conclusion We introduced a set of tasks probing the linguistic knowledge of sentence embedding methods."
                    },
                    {
                        "id": 258,
                        "string": "Their purpose is not to encourage the development of ad-hoc models that attain top performance on them, but to help exploring what information is captured by different pre-trained encoders."
                    },
                    {
                        "id": 259,
                        "string": "We performed an extensive linguistic evaluation of modern sentence encoders."
                    },
                    {
                        "id": 260,
                        "string": "Our results suggest that the encoders are capturing a wide range of properties, well above those captured by a set of strong baselines."
                    },
                    {
                        "id": 261,
                        "string": "We further uncovered interesting patterns of correlation between the probing tasks and more complex \"downstream\" tasks, and presented a set of intriguing findings about the linguistic properties of various embedding methods."
                    },
                    {
                        "id": 262,
                        "string": "For example, we found that Bag-of-Vectors is surprisingly good at capturing sentence-level properties, thanks to redundancies in natural linguistic input."
                    },
                    {
                        "id": 263,
                        "string": "We showed that different encoder architectures trained with the same objective with similar performance can result in different embeddings, pointing out the importance of the architecture prior for sentence embeddings."
                    },
                    {
                        "id": 264,
                        "string": "In particular, we found that BiLSTM-max embeddings are already capturing interesting linguistic knowledge before training, and that, after training, they detect semantic acceptability without having been exposed to anomalous sentences before."
                    },
                    {
                        "id": 265,
                        "string": "We hope that our publicly available probing task set will become a standard benchmarking tool of the linguistic properties of new encoders, and that it will stir research towards a better understanding of what they learn."
                    },
                    {
                        "id": 266,
                        "string": "In future work, we would like to extend the probing tasks to other languages (which should be relatively easy, given that they are automatically generated), investigate how multi-task training affects probing task performance and leverage our probing tasks to find more linguistically-aware universal encoders."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 22
                    },
                    {
                        "section": "Probing tasks",
                        "n": "2",
                        "start": 23,
                        "end": 96
                    },
                    {
                        "section": "Sentence embedding models",
                        "n": "3",
                        "start": 97,
                        "end": 99
                    },
                    {
                        "section": "Sentence encoder architectures",
                        "n": "3.1",
                        "start": 100,
                        "end": 116
                    },
                    {
                        "section": "Training tasks",
                        "n": "3.2",
                        "start": 117,
                        "end": 130
                    },
                    {
                        "section": "Training details",
                        "n": "3.3",
                        "start": 131,
                        "end": 145
                    },
                    {
                        "section": "Probing task experiments",
                        "n": "4",
                        "start": 146,
                        "end": 245
                    },
                    {
                        "section": "Related work",
                        "n": "5",
                        "start": 246,
                        "end": 256
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 257,
                        "end": 266
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1007-Figure2-1.png",
                        "caption": "Figure 2: Spearman correlation matrix between probing and downstream tasks. Correlations based on all sentence embeddings we investigated (more than 40). Cells in gray denote task pairs that are not significantly correlated (after correcting for multiple comparisons).",
                        "page": 8,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 61.44,
                            "y2": 203.04
                        }
                    },
                    {
                        "filename": "../figure/image/1007-Table1-1.png",
                        "caption": "Table 1: Source and target examples for seq2seq training tasks.",
                        "page": 4,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 524.16,
                            "y1": 62.879999999999995,
                            "y2": 236.16
                        }
                    },
                    {
                        "filename": "../figure/image/1007-Figure1-1.png",
                        "caption": "Figure 1: Probing task scores after each training epoch, for NMT and SkipThought. We also report training score evolution: BLEU for NMT; perplexity (PPL) for SkipThought.",
                        "page": 7,
                        "bbox": {
                            "x1": 76.32,
                            "x2": 288.96,
                            "y1": 63.839999999999996,
                            "y2": 278.4
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-15"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "NLP tasks usually focus on segmented words",
                        "Morphology is how words are composed with morphemes",
                        "Usages of Chinese morphological structures",
                        "Challenge for Chinese morphology",
                        "o Lack of complete theories",
                        "o Lack of category schema",
                        "o Lack of toolkits"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "1": {
                    "title": "Related Work",
                    "text": [
                        "Focus on longer unknown words",
                        "Focus on the functionality of morphemic characters",
                        "Focus on Chinese bi-character words",
                        "o multi-character Chinese tokens are bi-character",
                        "o analyze Chinese morphological types",
                        "o developed a suite of classifiers for type prediction",
                        "Issue: covers only a subset of Chinese content words and has limited scalability"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "2": {
                    "title": "Morphological Type Scheme",
                    "text": [
                        "dup, pfx, sfx, neg, ec",
                        "Compound a-head, conj, n-head, nsubj,",
                        "Word v-head, vobj, vprt, els"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "Morphological Type Classification",
                    "text": [
                        "Assumption: Chinese morphological structures are independent"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "6": {
                    "title": "Derived Word Rule Based",
                    "text": [
                        "o a morphologically derived word can be recognized based on its",
                        "o pattern matching rules",
                        "o Data: Chinese Treebank 7.0",
                        "o 2.9% of bi-char content words are annotated as derived words",
                        "Rule-based methods are able to effectively recognizing derived words."
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "7": {
                    "title": "Compond Word ML Based",
                    "text": [
                        "o The characteristics of individual characters can help decide the",
                        "type of compond words"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "8": {
                    "title": "Classification Feature",
                    "text": [
                        "o Dict: Revised Mandarin Chinese Dictionary (MoE, 1994)"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": [
                        "figure/image/1011-Table3-1.png"
                    ]
                },
                "9": {
                    "title": "ACBiMA Corpus 10",
                    "text": [
                        "o Extracted from CTB5",
                        "o Annotated with difficulty level",
                        "o Initial Set +"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": [
                        "figure/image/1011-Table4-1.png"
                    ]
                },
                "10": {
                    "title": "Baseline Models",
                    "text": [
                        "o Step 1: assign the POS tags to each known character based",
                        "o Step 2: assign the most frequent morphological type",
                        "obtained from training data to each POS combination, e.g.,"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "11": {
                    "title": "Experimental Result",
                    "text": [
                        "o Setting: 10-fold cross-validation",
                        "o Metrics: Macro F-measure (MF), Accuracy (ACC)",
                        "Approach nsubj v- head head head vprt vobj conj els MF ACC",
                        "Tablular approaches perform better among all baselines.",
                        "ML-based methods outperform all baselines, where SVM & RF perform best."
                    ],
                    "page_nums": [
                        18,
                        19,
                        20
                    ],
                    "images": []
                },
                "12": {
                    "title": "Conclusion and Future Work",
                    "text": [
                        "Propose a morphological type scheme",
                        "Develop a corpus containing about 11K words",
                        "Develop an effective morphological classifier",
                        "Data and tool available",
                        "Additional features for any Chinese task",
                        "o Improve other NLP tasks by using ACBiMA"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                }
            },
            "paper_title": "ACBiMA: Advanced Chinese Bi-Character Word Morphological Analyzer",
            "paper_id": "1011",
            "paper": {
                "title": "ACBiMA: Advanced Chinese Bi-Character Word Morphological Analyzer",
                "abstract": "While morphological information has been demonstrated to be useful for various Chinese NLP tasks, there is still a lack of complete theories, category schemes, and toolkits for Chinese morphology. This paper focuses on the morphological structures of Chinese bi-character words, where a corpus were collected based on a welldefined morphological type scheme covering both Chinese derived words and compound words. With the corpus, a morphological analyzer is developed to classify Chinese bi-character words into the defined categories, which outperforms strong baselines and achieves about 66% macro F-measure for compound words, and effectively covers derived words.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Considering that Chinese is an analytic language without inflectional morphemes, Chinese morphology mainly focuses on analyzing morphological word formation."
                    },
                    {
                        "id": 1,
                        "string": "In this paper, we conceive the Chinese word forming process from a syntactic point of view (Packard, 2000) ."
                    },
                    {
                        "id": 2,
                        "string": "The analysis and prediction of the intra-word syntactic structures, i.e., the \"morphological structures\", have been shown to be effective in various Chinese NLP tasks, e.g., sentiment analysis (Ku et al., 2009; Huang, 2009 ), POS tagging (Qiu et al., 2008) , word segmentation (Gao et al., 2005) , and parsing (Li, 2011; Li and Zhou, 2012; Zhang et al., 2013) ."
                    },
                    {
                        "id": 3,
                        "string": "Thus, this paper focuses on analyzing the morphological structures of Chinese bi-character content words."
                    },
                    {
                        "id": 4,
                        "string": "Huang et al."
                    },
                    {
                        "id": 5,
                        "string": "(2010) observed that 52% multicharacter Chinese tokens are bi-character 1 , which reflects that the core task of Chinese morphological analysis should be aimed at bi-character words."
                    },
                    {
                        "id": 6,
                        "string": "Previous work tended to focus on longer unknown words (Tseng and Chen, 2002; Tseng et al., 2005; Lu et al., 2008; Qiu et al., 2008) or the functionality of morphemic characters (Galmar and Chen, 2010) , and none of them effectively covered Chinese bi-character words."
                    },
                    {
                        "id": 7,
                        "string": "To the best of our knowledge, Huang et al."
                    },
                    {
                        "id": 8,
                        "string": "(2010) is the only work focused on Chinese bi-character words, where they analyzed Chinese morphological types and developed a suite of classifiers to predict the types."
                    },
                    {
                        "id": 9,
                        "string": "However, their work covers only a subset of Chinese content words and has limited scalability."
                    },
                    {
                        "id": 10,
                        "string": "Therefore, this paper addresses the issues, which expands their work by developing a more detailed scheme and collecting more words to produce a generalized analyzer."
                    },
                    {
                        "id": 11,
                        "string": "Our contributions are three-fold: • Linguistic -we propose a morphological type scheme for full coverage of Chinese bicharacter content words, and developed a corpus containing about 11K words."
                    },
                    {
                        "id": 12,
                        "string": "• Technical -we develop an effective morphological classifier for Chinese bi-character words, achieving 66% macro F-measure for compound words, and and effectively covers derived words."
                    },
                    {
                        "id": 13,
                        "string": "• Practical -we release the collected data and the analyzer with the trained model to provide additional Chinese morphological features for other NLP tasks."
                    },
                    {
                        "id": 14,
                        "string": "2 Morphological Type Scheme Our morphological type category scheme is developed based on the literature (X.-H. Cheng, 1992; Lu et al., 2008; Huang et al., 2010) and the naming conventions of Stanford typed dependency (Chang   The two major categories of Chinese bicharacter content words are derived words and compound words."
                    },
                    {
                        "id": 15,
                        "string": "Derived words are words formed in certain formations (e.g."
                    },
                    {
                        "id": 16,
                        "string": "duplication), while compound words are composed of constituent characters following certain syntactic relations."
                    },
                    {
                        "id": 17,
                        "string": "Table 1 and 2 present detailed category schemes."
                    },
                    {
                        "id": 18,
                        "string": "Note that for derived words, the characters \"有/you/have\" and \"是/shi/be\" are of a special type of existential constructions (Tao, 2007) , so we isolate them from common prefixes to distinguish their unique characteristics."
                    },
                    {
                        "id": 19,
                        "string": "The \"els\" type (compound words) consists of exceptional words that cannot be categorized into our com-pound words scheme."
                    },
                    {
                        "id": 20,
                        "string": "Morphological Type Classification Due to the difference between derived words and compound words, we respectively adopt rulebased and machine learning approaches to predict their morphological types."
                    },
                    {
                        "id": 21,
                        "string": "Note that all of our approaches and features assume that Chinese morphological structures are independent from wordlevel contexts (Tseng and Chen, 2002; Li, 2011) ."
                    },
                    {
                        "id": 22,
                        "string": "Derived Word: Rule-Based Approach By definition, a morphological derived word can be recognized based on its formation."
                    },
                    {
                        "id": 23,
                        "string": "Therefore, we apply the pattern matching rules described in Table 1 to build a rule-based classifier."
                    },
                    {
                        "id": 24,
                        "string": "To evaluate the coverage of these developed rules, we run the classifier on Chinese Treebank 7.0 (CTB) (Levy and Manning, 2003) , where 2.9% of bi-character content words are annotated as derived words (842 unique word types)."
                    },
                    {
                        "id": 25,
                        "string": "Our rules are able to capture derived words with a precision of 0.97."
                    },
                    {
                        "id": 26,
                        "string": "The false positives are caused by the ambiguity of Chinese characters \"子/zi\" and \"兒/er\"."
                    },
                    {
                        "id": 27,
                        "string": "3 The ambiguity results in mis-classifications such as \"父子/fu-zi/fatherson/father and son\" into the \"sfx\" type instead of the \"conj\" type."
                    },
                    {
                        "id": 28,
                        "string": "Table 1 defines the patterns we consider as derived words, and the words that do not belong to the defined classes will be considered as compound words."
                    },
                    {
                        "id": 29,
                        "string": "Compound Word: Machine Learning Approach To automatically predict morphological types for compound words, we perform machine learning techniques to capture generalizations from various features."
                    },
                    {
                        "id": 30,
                        "string": "For each bi-character word C 1 C 2 , we extract character-level features for C 1 and C 2 individually, as well as a single word-level feature for C 1 C 2 ."
                    },
                    {
                        "id": 31,
                        "string": "Table 3 describes our feature set."
                    },
                    {
                        "id": 32,
                        "string": "For character-level features, a Chinese character may take on 3 different roles: word, morpheme, or alphabet symbol, where the extracted features are organized according to these roles."
                    },
                    {
                        "id": 33,
                        "string": "In addition, we propose word-level features, e.g."
                    },
                    {
                        "id": 34,
                        "string": "POS of C 1 C 2 , to capture the word information dismissed by the previous work (Huang et al., 2010) with consideration that such clue helps classification."
                    },
                    {
                        "id": 35,
                        "string": "We experiment with various ML classification models: Naïve Bayes (John and Langley, 1995) , Random Forest (Breiman, 2001) , and Support Vector Machine (Platt, 1999; Keerthi et al., 2001; Hastie and Tibshirani, 1998) for the classification task."
                    },
                    {
                        "id": 36,
                        "string": "The three types of baselines are compared: Majority, Stanford Dependency Map, and Tabular Models."
                    },
                    {
                        "id": 37,
                        "string": "The Tabular Models first assign the POS tags to each known character C based on different heuristics (i.e., the most frequent POS of C in CTB, the POS of C with most senses in Dict, and the POS of C annotated by Stanford Parser), and then assigns the most frequent morphological type obtained from training data to each POS combination, e.g., \"(VV, NN) = vobj\"."
                    },
                    {
                        "id": 38,
                        "string": "The Stanford Dependency Map takes the dependency relation between C 1 and C 2 as predicted by the Stanford Parser (Chang et al., 2009) , and maps it to a corresponding morphological type, which is learned from training data."
                    },
                    {
                        "id": 39,
                        "string": "The Majority baseline always outputs the majority type, i.e., the \"n-head\" type."
                    },
                    {
                        "id": 40,
                        "string": "We develop a Chinese morphological type corpus containing 11,366 bi-character compound words, referred to as \"ACBiMA Corpus 1.0.\""
                    },
                    {
                        "id": 41,
                        "string": "This corpus is incrementally developed in two stages: The \"initial set\" is first developed for preliminary study and analysis."
                    },
                    {
                        "id": 42,
                        "string": "We randomly extracted about 3,200 content words from Chinese Treebank 5.1 (Xue et al., 2005) , and removed the derived words."
                    },
                    {
                        "id": 43,
                        "string": "After manually checking for and removing errors, the initial set contains 3,052 words, which are further annotated with \"morphological types\" and \"difficulty level of determining\" (1, 2, or 3) by trained native speakers and examined again by experts."
                    },
                    {
                        "id": 44,
                        "string": "The inter-annotator agreement on a 50-word held-out set, averaged over all annotator pairs, is 0.726 Kappa."
                    },
                    {
                        "id": 45,
                        "string": "In the second stage, we expand on the initial set into a larger corpus for practical use."
                    },
                    {
                        "id": 46,
                        "string": "We sampled about 3,000 words from CTB 5.1 and annotated them with their morphological types."
                    },
                    {
                        "id": 47,
                        "string": "Moreover, we obtained the 6,500-word corpus developed by Huang et al."
                    },
                    {
                        "id": 48,
                        "string": "(2010) 4 and manually split its \"Substantive-Modifier\" words into \"a-head\", \"nhead\", or \"v-head\" types to match our category scheme."
                    },
                    {
                        "id": 49,
                        "string": "In total, the expanded dataset consists of 11,366 unique bi-character compound word types (see Table 4 )."
                    },
                    {
                        "id": 50,
                        "string": "Experiments We performed 10-fold cross-validation experiments on the entire dataset to evaluate our ap-4 The words in Huang et al."
                    },
                    {
                        "id": 51,
                        "string": "(2010) are sampled from the NTCIR CIRB040 news corpus, and the distribution of types is similar to that of our initial set."
                    },
                    {
                        "id": 52,
                        "string": "This suggests that the morphological types distribution between different Chinese corpora are similar."
                    },
                    {
                        "id": 53,
                        "string": "proaches for compound words."
                    },
                    {
                        "id": 54,
                        "string": "5 As mentioned in §3.2, we compared against different baselines."
                    },
                    {
                        "id": 55,
                        "string": "Table 5 presents the results of our experiments, and the average human-judged difficulty level (in initial set) is also listed for comparison."
                    },
                    {
                        "id": 56,
                        "string": "Random Forest and SVM outperformed all other models and baselines."
                    },
                    {
                        "id": 57,
                        "string": "The best accuracy is 0.674; 65% of words in the initial set are labeled as \"easy\" by human annotators, suggesting that our classifiers are comparable to human performance on the \"easy\" instances."
                    },
                    {
                        "id": 58,
                        "string": "Also, we achieved similar level of performance in macro F1-measure when compared to Huang et al."
                    },
                    {
                        "id": 59,
                        "string": "(2010) 6 , despite our task being more challenging due to having two extra types."
                    },
                    {
                        "id": 60,
                        "string": "Conclusion and Future Work In this paper, we developed a set of tools and resources for leveraging morphology of Chinese bicharacter words."
                    },
                    {
                        "id": 61,
                        "string": "We propose a category scheme, develop a corpus, and build an effective morphological analyzer."
                    },
                    {
                        "id": 62,
                        "string": "In future work, we intend to explore other NLP tasks where we can take advantage of ACBiMA and our tools to improve performance."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 13
                    },
                    {
                        "section": "Morphological Type Scheme",
                        "n": "2",
                        "start": 14,
                        "end": 19
                    },
                    {
                        "section": "Morphological Type Classification",
                        "n": "3",
                        "start": 20,
                        "end": 21
                    },
                    {
                        "section": "Derived Word: Rule-Based Approach",
                        "n": "3.1",
                        "start": 22,
                        "end": 28
                    },
                    {
                        "section": "Compound Word: Machine Learning Approach",
                        "n": "3.2",
                        "start": 29,
                        "end": 49
                    },
                    {
                        "section": "Experiments",
                        "n": "5",
                        "start": 50,
                        "end": 58
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "6",
                        "start": 59,
                        "end": 62
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1011-Table4-1.png",
                        "caption": "Table 4: Morphological category distribution",
                        "page": 2,
                        "bbox": {
                            "x1": 319.68,
                            "x2": 510.24,
                            "y1": 382.56,
                            "y2": 520.3199999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1011-Table3-1.png",
                        "caption": "Table 3: Features for the Compound Word C1C2 ( Dict: Revised Mandarin Chinese Dictionary (Ministry of Education (MoE), 1994); CTB: Chinese Treebank 5.1 (Xue et al., 2005))",
                        "page": 2,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 533.28,
                            "y1": 102.72,
                            "y2": 336.96
                        }
                    },
                    {
                        "filename": "../figure/image/1011-Table1-1.png",
                        "caption": "Table 1: The category description and examples for derived words",
                        "page": 1,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 522.24,
                            "y1": 88.8,
                            "y2": 189.12
                        }
                    },
                    {
                        "filename": "../figure/image/1011-Figure1-1.png",
                        "caption": "Figure 1: The morphological category scheme of Chinese bi-character content words",
                        "page": 1,
                        "bbox": {
                            "x1": 73.44,
                            "x2": 291.36,
                            "y1": 428.15999999999997,
                            "y2": 528.0
                        }
                    },
                    {
                        "filename": "../figure/image/1011-Table2-1.png",
                        "caption": "Table 2: The category description and examples for compound words",
                        "page": 1,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 522.24,
                            "y1": 226.56,
                            "y2": 368.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1011-Table5-1.png",
                        "caption": "Table 5: 10-fold cross-validation classification performance (MF: Macro F-measure, ACC: Accuracy)",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 537.12,
                            "y1": 88.8,
                            "y2": 228.95999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-16"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "Most previous work on transliteration has focused on a single language",
                        "English to Hindi, English to Japanese, Arabic to",
                        "But data from other languages can be helpful",
                        "Improve existing model's results using supplemental data"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3
                    ],
                    "images": []
                },
                "1": {
                    "title": "Previous work",
                    "text": [
                        "- Discriminative, online, max-margin",
                        "Sequitur + SMT combination (Finch and Sumita, 2010)",
                        "- Sequitur is generative, joint n-gram",
                        "Applying supplemental transliterations to G2P",
                        "We apply this method verbatim",
                        "Based on SVM re-ranking"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "2": {
                    "title": "Test data overlap",
                    "text": [
                        "Language Test set size Test set overlap"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Re ranking",
                    "text": [
                        "SVM re-ranking using all other languages",
                        "N-gram features based on character alignments",
                        "Similarity features based on alignment scores",
                        "Transliteration data are noisy; handled by:"
                    ],
                    "page_nums": [
                        6,
                        7
                    ],
                    "images": []
                },
                "4": {
                    "title": "EnHi transliteration re ranking",
                    "text": [
                        "Direc TE+ DirecTLE+ w/ supp. TES Best other"
                    ],
                    "page_nums": [
                        8,
                        9,
                        10
                    ],
                    "images": []
                },
                "5": {
                    "title": "Re ranking with Sequitur",
                    "text": [
                        "Use Sequitur's output for re-ranking"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "6": {
                    "title": "EnHi Sequitur re ranking",
                    "text": [
                        "Direc TE+ +Sequitur nS Best other"
                    ],
                    "page_nums": [
                        12,
                        13
                    ],
                    "images": []
                },
                "7": {
                    "title": "Hindi romanization",
                    "text": [
                        "Devanagari alphabet has combined consonants",
                        "We experiment with romanizing Hindi",
                        "Gives DirecTL+ direct individual control",
                        "e Use romanized Hindi for training DirecTL+, do testing, then convert outputs to Devanagari",
                        "SMS (eR Ke Jqna patTarUcl"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "9": {
                    "title": "Chinese alignment length",
                    "text": [
                        "DirecTL+ relies on many-to-many alignments",
                        "We experiment with maximum alignment length"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "11": {
                    "title": "Conclusion",
                    "text": [
                        "SVM re-ranking for transliteration",
                        "Great improvements with supplemental",
                        "e Also see improvements for system combination",
                        "Didn't work for EnHi (unlike EnJa in 2010)",
                        "Must be careful to choose a good value!"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                }
            },
            "paper_title": "Leveraging Transliterations from Multiple Languages",
            "paper_id": "1015",
            "paper": {
                "title": "Leveraging Transliterations from Multiple Languages",
                "abstract": "While past research on machine transliteration has focused on a single transliteration task, there exist a variety of supplemental transliterations available in other languages. Given an input for English-to-Hindi transliteration, for example, transliterations from other languages such as Japanese or Hebrew may be helpful in the transliteration process. In this paper, we propose the application of such supplemental transliterations to English-to-Hindi machine transliteration via an SVM re-ranking method with features based on n-gram alignments as well as system and alignment scores. This method achieves a relative improvement of over 10% over the base system used on its own. We further apply this method to system combination, demonstrating just under 5% relative improvement.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction The focus of significant previous work in machine transliteration, including that presented at past NEWS Shared Tasks (Li et al., 2009; Kumaran et al., 2010b) , has been on single transliteration tasks in isolation of other other languages."
                    },
                    {
                        "id": 1,
                        "string": "This is despite the fact that the various languages provided represent a significant quantity of potentially useful data that is being ignored."
                    },
                    {
                        "id": 2,
                        "string": "In this NEWS 2011 Shared Task submission, we present a method which beneficially applies supplemental transliterations from other languages to English-to-Hindi transliteration."
                    },
                    {
                        "id": 3,
                        "string": "In practice, this is a realistic situation in which transliterations from other languages can help."
                    },
                    {
                        "id": 4,
                        "string": "For example, Wikipedia contains articles on guitarist John Petrucci in English and Japanese, but not in Hindi."
                    },
                    {
                        "id": 5,
                        "string": "If we wanted to automatically generate a stub (skeleton) article in Hindi, we would need to transliterate his name into Hindi."
                    },
                    {
                        "id": 6,
                        "string": "Since a Japanese version already exists, we could extract from it additional information to help with the transliteration process."
                    },
                    {
                        "id": 7,
                        "string": "Importantly, since our article is about an American guitarist, we would explicitly want to start with the English (original) version of the name, and treat other languages as extra data, rather than vice versa."
                    },
                    {
                        "id": 8,
                        "string": "In order to effectively incorporate the otherlanguage data, we apply SVM re-ranking in a manner that has previously been shown to provide significant improvement for grapheme-to-phoneme conversion (Bhargava and Kondrak, 2011) ."
                    },
                    {
                        "id": 9,
                        "string": "This method is flexible enough to incorporate multiple languages; it employs features based on character alignments between potential outputs and existing transliterations from other languages, as well as scores of these alignments, which serve as a measure of similarity."
                    },
                    {
                        "id": 10,
                        "string": "We apply this approach on top of the same DIRECTL+ system as submitted last year (Jiampojamarn et al., 2010b) for English-to-Hindi machine transliteration."
                    },
                    {
                        "id": 11,
                        "string": "Compared to the base DI-RECTL+ performance, we are able to achieve significantly better results, with a relative performance increase of over 10%."
                    },
                    {
                        "id": 12,
                        "string": "We also achieve improvements without supplemental transliterations by simply apply the same approach with another system's output as extra data."
                    },
                    {
                        "id": 13,
                        "string": "We furthermore experiment with romanization for Hindi data as well as different alignment length settings for English-to-Chinese transliteration."
                    },
                    {
                        "id": 14,
                        "string": "This paper presents methods, methodology, and results for the above experiments."
                    },
                    {
                        "id": 15,
                        "string": "2 Leveraging multiple transliterations Bhargava and Kondrak (2011) present a method for applying transliterations to grapheme-to-phoneme conversion."
                    },
                    {
                        "id": 16,
                        "string": "Here, we apply this method verbatim to machine transliteration."
                    },
                    {
                        "id": 17,
                        "string": "The method is based on SVM re-ranking applied over n-best output lists generated by a base system."
                    },
                    {
                        "id": 18,
                        "string": "Intuitively, we have an existing base transliteration system that, for a given input, provides a set of n scored outputs, with the correct output not always appearing in the top position."
                    },
                    {
                        "id": 19,
                        "string": "In order to help bring the correct output to the top, we turn to existing transliterations of the input from other languages."
                    },
                    {
                        "id": 20,
                        "string": "In order to leverage a variety of features and transliterations from all available languages, SVM re-ranking is applied to this task."
                    },
                    {
                        "id": 21,
                        "string": "For each output, a feature vector is constructed."
                    },
                    {
                        "id": 22,
                        "string": "Given alignments between the input and output, for example, binary indicator features based on grouping input and output n-grams in the style of DIRECTL+ (Jiampojamarn et al., 2010a) are constructed."
                    },
                    {
                        "id": 23,
                        "string": "The base system's score for the output would be included as well, along with differences between the given output's score and the scores for the other outputs in the list."
                    },
                    {
                        "id": 24,
                        "string": "This feature construction process is then repeated, replacing the input with an available transliteration, for each available transliteration language."
                    },
                    {
                        "id": 25,
                        "string": "The score in this latter case is used as a measure of how \"similar\" a candidate output is to a \"reference\" transliteration from another language."
                    },
                    {
                        "id": 26,
                        "string": "We refer to these other transliterations as supplemental transliterations."
                    },
                    {
                        "id": 27,
                        "string": "While the score features provide a global measure of similarity, the n-gram features allow weights to be learned for character combinations between the candidate output and supplemental transliterations; this provides very fine-grained features that can explicitly use certain characters in supplemental transliterations to help determine the quality of a candidate output."
                    },
                    {
                        "id": 28,
                        "string": "There are, however, some practicalities that must be considered."
                    },
                    {
                        "id": 29,
                        "string": "Bhargava and Kondrak (2011) note the importance of applying multiple languages; they found it difficult to achieve significant improvements using transliterations from one language only."
                    },
                    {
                        "id": 30,
                        "string": "This is due in part to noise in the data (which has been observed in some of the NEWS Shared Task data (Jiampojamarn et al., 2009 )) as well as differing conventions for various transliteration \"schemes\"."
                    },
                    {
                        "id": 31,
                        "string": "These issues are handled implicitly in two ways: (1) the granularity of the n-gram features allows certain character combinations in the transliteration to be learned as being positive or negative indicators of a candidate output's quality, or that they should be ignored altogether; and (2) the use of multiple transliterations helps smooth out some of the noise."
                    },
                    {
                        "id": 32,
                        "string": "While we do not examine these methods here for brevity's sake, Bhargava and Kon-drak (2011) show the effectiveness of the granular n-gram features vs. the score features as well as the importance of applying multiple transliteration languages."
                    },
                    {
                        "id": 33,
                        "string": "Alignment of training data Practically, we must consider how to generate the alignments between the candidate output transliterations and the supplemental transliterations for the n-gram features, as well as how to generate the similarity scores."
                    },
                    {
                        "id": 34,
                        "string": "M2M-ALIGNER (Jiampojamarn et al., 2007) addresses both of these."
                    },
                    {
                        "id": 35,
                        "string": "M2M-ALIGNER is an unsupervised character alignment system, meaning that it can learn to align data given sufficient training data consisting of unaligned inputoutput pairs."
                    },
                    {
                        "id": 36,
                        "string": "Once trained, M2M-ALIGNER will then produce an alignment for a new pair as well as an alignment score."
                    },
                    {
                        "id": 37,
                        "string": "Because the algorithm is a many-to-many extension of the unsupervised edit distance algorithm, we can see that the alignment score should represent some notion of scriptagnostic similarity."
                    },
                    {
                        "id": 38,
                        "string": "Since we will be applying M2M-ALIGNER between candidate output transliterations and supplemental transliterations for a variety of supplemental languages, we will need to build several alignment models, each being built from separate training data."
                    },
                    {
                        "id": 39,
                        "string": "The majority of the task data are Englishsource, so for any entry in one language corpus we can easily find corresponding transliterations in other language corpora."
                    },
                    {
                        "id": 40,
                        "string": "In other words, to generate training data for M2M-ALIGNER between the target transliteration language and a supplemental language, we need only intersect the two corpora on the basis of the common English input."
                    },
                    {
                        "id": 41,
                        "string": "Table 1 shows the amount of overlap between the test data for the different English-source languages and the combined training and development data for the other English-source languages."
                    },
                    {
                        "id": 42,
                        "string": "Note that the Chinese-and Korean-target corpora show very high coverage; however, we focus on Englishto-Hindi transliteration as it enables us to more closely examine the outputs based on our own linguistic familiarities."
                    },
                    {
                        "id": 43,
                        "string": "The use of other corpora here requires that these results be submitted as a nonstandard run."
                    },
                    {
                        "id": 44,
                        "string": "Note that, because there is not complete coverage for the English-to-Hindi test data, we simply submit the base system's results as-is in cases where there is no transliteration available from other languages."
                    },
                    {
                        "id": 45,
                        "string": "Base systems Our principal base system that generates the n-best output lists is DIRECTL+, which has produced excellent results in the NEWS 2010 Shared Task on Transliteration (Jiampojamarn et al., 2010b) ."
                    },
                    {
                        "id": 46,
                        "string": "For re-ranking, note that training a re-ranker requires training data where the base system scores are representative of unseen data so that the re-ranker does not simply learn to follow the base system; we therefore split the training data into ten folds and perform a sort-of cross validation with DIRECTL+."
                    },
                    {
                        "id": 47,
                        "string": "This provides us with usable training data for reranking."
                    },
                    {
                        "id": 48,
                        "string": "We tune the SVM's hyperparameter based on performance on the provided development data, and use the best DIRECTL+ settings established in the NEWS 2010 Shared Task (Jiampojamarn et al., 2010b) ."
                    },
                    {
                        "id": 49,
                        "string": "Armed with optimal parameter settings, we combine the training and development data into a single set used to train our final DIRECTL+ system."
                    },
                    {
                        "id": 50,
                        "string": "We also repeat the cross-validation process for training the re-ranker."
                    },
                    {
                        "id": 51,
                        "string": "We also apply the SVM re-ranking approach to system combination."
                    },
                    {
                        "id": 52,
                        "string": "In this case, we additionally train another system-here we use SE-QUITUR (Bisani and Ney, 2008 )-for English-to-Hindi transliteration."
                    },
                    {
                        "id": 53,
                        "string": "During test time, we feed the input into both DIRECTL+ and SEQUITUR, and use the top SEQUITUR output as supplemental data."
                    },
                    {
                        "id": 54,
                        "string": "We expect that sometimes SEQUITUR will provide a correct answer where DIRECTL+ does not; the hope is that the SVM re-ranking approach will be able to learn when this is the case based on the n-gram and score features."
                    },
                    {
                        "id": 55,
                        "string": "Hindi romanization In addition to the above re-ranking approach, we experimented with a romanization method for the Hindi data."
                    },
                    {
                        "id": 56,
                        "string": "Since consonant characters in the Devanagari alphabet have vowels included by default, we romanize the text in order to provide DIRECTL+ with direct individual control over the consonant and vowel components of the Hindi characters."
                    },
                    {
                        "id": 57,
                        "string": "The default vowel is changed by means of diacriticlike characters, which in turn deletes the default vowel; this requires a context-sensitive (but still rule-based) romanization method, which we construct manually."
                    },
                    {
                        "id": 58,
                        "string": "We then train DIRECTL+ on the romanized data; during testing, we take the romanized output and convert it back into Devanagari Unicode characters, again using a manuallyconstructed context-sensitive rule-based converter."
                    },
                    {
                        "id": 59,
                        "string": "Table 2 shows that SVM re-ranking significantly improves the English-to-Hindi transliteration accuracy in comparison with the base system."
                    },
                    {
                        "id": 60,
                        "string": "Leveraging all of the English-source transliteration corpora as supplemental data yields an increase of over 10%."
                    },
                    {
                        "id": 61,
                        "string": "When applied using SEQUITUR's output as \"supplemental\" data, we see almost a 5% (relative) increase in word accuracy."
                    },
                    {
                        "id": 62,
                        "string": "In contrast, our Hindi romanization approach decreases the accuracy."
                    },
                    {
                        "id": 63,
                        "string": "This differs from the results of the successful application of romanization to Japanese (Jiampojamarn et al., 2010b) , demonstrating that it is not always possible to transfer an idea from one language to another."
                    },
                    {
                        "id": 64,
                        "string": "Results The English-to-Chinese results, which use only the base DIRECTL+ system, demonstrate the importance of the alignment length parameter setting."
                    },
                    {
                        "id": 65,
                        "string": "DIRECTL+ requires aligned data for input, and the maximum length of the alignments will have an effect on what DIRECTL+ learns to produce."
                    },
                    {
                        "id": 66,
                        "string": "We submitted both 3-to-1 and 7-to-1 alignments because they gave similar results during development, and both were better than other tested possibilities."
                    },
                    {
                        "id": 67,
                        "string": "In the final results, we see a substantial difference between the two alignment settings."
                    },
                    {
                        "id": 68,
                        "string": "We hypothesize that the complexity of English-to-Chinese mappings is better captured by the alignments that map longer sequences of English letters to single Chinese characters."
                    },
                    {
                        "id": 69,
                        "string": "making it difficult to generalize to new data."
                    },
                    {
                        "id": 70,
                        "string": "Finally, we observe very good overall accuracy in the English-to-Japanese results (which also only use base DIRECTL+), which further confirm the effectiveness of DIRECTL+ when applied to machine transliteration."
                    },
                    {
                        "id": 71,
                        "string": "Previous work There are three lines of research that are relevant to the work we have presented in this paper: (1) DI-RECTL+ and SEQUITUR for machine transliteration; (2) applying multiple languages; and (3) system combination."
                    },
                    {
                        "id": 72,
                        "string": "For the NEWS 2009 and 2010 Shared Tasks, the discriminative DIRECTL+ system that incorporates many-to-many alignments, online maxmargin training and a phrasal decoder was shown to function well as a general string transduction tool; while originally designed for grapheme-tophoneme conversion, it produced excellent results for machine transliteration (Jiampojamarn et al., 2009; Jiampojamarn et al., 2010b) , leading us to re-use it here."
                    },
                    {
                        "id": 73,
                        "string": "Finch and Sumita (2010) also submitted a top-performing system that was based in part on SEQUITUR, which is a generative system based on joint n-gram modelling (Bisani and Ney, 2008) ."
                    },
                    {
                        "id": 74,
                        "string": "In this paper, we applied multiple transliteration languages to a single transliteration task."
                    },
                    {
                        "id": 75,
                        "string": "While our method is based on SVM re-ranking with similar features as to those used in the base system (Bhargava and Kondrak, 2011) , there have been other explorations into incorporating other language data, particularly when data are scarce."
                    },
                    {
                        "id": 76,
                        "string": "Zhang et al."
                    },
                    {
                        "id": 77,
                        "string": "(2010) , for example, apply a pivot-ing approach to machine transliteration, and similarly Khapra et al."
                    },
                    {
                        "id": 78,
                        "string": "(2010) propose to transliterate through \"bridge\" languages."
                    },
                    {
                        "id": 79,
                        "string": "Along similar lines, Kumaran et al."
                    },
                    {
                        "id": 80,
                        "string": "(2010a) find increases in accuracy using a linear-combination-of-scores system that combined the outputs of a direct transliteration system with a system that transliterated through a third language."
                    },
                    {
                        "id": 81,
                        "string": "For statistical machine translation, Cohn and Lapata (2007) also explore the use of a third language."
                    },
                    {
                        "id": 82,
                        "string": "Finally, we also touched briefly on system combination: we applied the SVM re-ranking method to combining the outputs of both DIRECTL+ and SEQUITUR, in particular treating DIRECTL+ as the base system and using SEQUITUR's best outputs to re-rank DIRECTL+'s output lists."
                    },
                    {
                        "id": 83,
                        "string": "Finch and Sumita (2010) , in contrast, combine SEQUITUR's output with that of a phrase-based statistical machine translation system, achieving excellent results."
                    },
                    {
                        "id": 84,
                        "string": "Where our approach is based on SVM reranking, theirs merged the outputs of the two systems together and then used a linear combination of the system scores to re-rank the combined list."
                    },
                    {
                        "id": 85,
                        "string": "Conclusion In this paper, we described our submission to the NEWS 2011 Shared Task on machine transliteration."
                    },
                    {
                        "id": 86,
                        "string": "Our focus was on incorporating supplemental data, using a method based on SVM re-ranking, with features derived from n-gram alignments and alignment scores."
                    },
                    {
                        "id": 87,
                        "string": "We demonstrated improvements of over 10% when applying other transliteration data to English-to-Hindi machine transliteration, and just under 5% when applying another system's outputs in a similar manner."
                    },
                    {
                        "id": 88,
                        "string": "We also found that the romanization of Hindi characters brings about a decrease in performance, and that the alignment length parameter in the DIRECTL+ system has a critical effects on the results."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 32
                    },
                    {
                        "section": "Alignment of training data",
                        "n": "3",
                        "start": 33,
                        "end": 44
                    },
                    {
                        "section": "Base systems",
                        "n": "4",
                        "start": 45,
                        "end": 54
                    },
                    {
                        "section": "Hindi romanization",
                        "n": "5",
                        "start": 55,
                        "end": 63
                    },
                    {
                        "section": "Results",
                        "n": "6",
                        "start": 64,
                        "end": 70
                    },
                    {
                        "section": "Previous work",
                        "n": "7",
                        "start": 71,
                        "end": 84
                    },
                    {
                        "section": "Conclusion",
                        "n": "8",
                        "start": 85,
                        "end": 88
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1015-Table2-1.png",
                        "caption": "Table 2: Word accuracy (%) for the various submitted runs. DTL is generic DIRECTL+; DTL+Rom. is DIRECTL+ trained on romanized data; DTL+SEQ is DIRECTL+ re-ranked with SEQUITUR outputs; and DTL+Supp. is DIRECTL+ re-ranked with supplemental transliteration data from other languages.",
                        "page": 2,
                        "bbox": {
                            "x1": 312.96,
                            "x2": 519.36,
                            "y1": 64.8,
                            "y2": 183.84
                        }
                    },
                    {
                        "filename": "../figure/image/1015-Table1-1.png",
                        "caption": "Table 1: The number of entries in the test data (per language) that have at least one supplemental transliteration available from another language corpus.",
                        "page": 2,
                        "bbox": {
                            "x1": 106.56,
                            "x2": 255.35999999999999,
                            "y1": 65.28,
                            "y2": 214.56
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-17"
        },
        {
            "slides": {
                "7": {
                    "title": "New model Deep Partial CCA DPCCA",
                    "text": [
                        "Can we develop a deep variant for Partial CCA?",
                        "Partial CCA suffers from similar limitations to those of CCA",
                        "A new stochastic optimization algorithm is required"
                    ],
                    "page_nums": [
                        11,
                        12
                    ],
                    "images": []
                },
                "12": {
                    "title": "Deep Partial CCA DPCCA Optimization",
                    "text": [
                        "Optimization is not trivial",
                        "We introduce new stochastic optimization algorithms for our DPCCA variants",
                        "Full Pseudocode is given in the paper"
                    ],
                    "page_nums": [
                        20,
                        21,
                        22
                    ],
                    "images": []
                },
                "15": {
                    "title": "New Dataset Word Image Word WIW",
                    "text": [
                        "POS EN-DE EN-IT EN-RU"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                },
                "16": {
                    "title": "Experimental Setup Baselines",
                    "text": [
                        "Nonparametric CCA (NCCA) (Michaeli et al., 2016) - T"
                    ],
                    "page_nums": [
                        28,
                        29
                    ],
                    "images": []
                },
                "18": {
                    "title": "Cross lingual Image Description Retrieval",
                    "text": [
                        "Model English to German German to English",
                        "DPCCA Variant B + DCCA NOI"
                    ],
                    "page_nums": [
                        31
                    ],
                    "images": []
                },
                "19": {
                    "title": "Multilingual Word Similarity",
                    "text": [
                        "Model EN - ADJ EN - Verbs EN - Nouns DE - ADJ DE Verbs DE - Nouns"
                    ],
                    "page_nums": [
                        32
                    ],
                    "images": []
                }
            },
            "paper_title": "Bridging Languages through Images with Deep Partial Canonical Correlation Analysis",
            "paper_id": "1020",
            "paper": {
                "title": "Bridging Languages through Images with Deep Partial Canonical Correlation Analysis",
                "abstract": "We present a deep neural network that leverages images to improve bilingual text embeddings. Relying on bilingual image tags and descriptions, our approach conditions text embedding induction on the shared visual information for both languages, producing highly correlated bilingual embeddings. In particular, we propose a novel model based on Partial Canonical Correlation Analysis (PCCA). While the original PCCA finds linear projections of two views in order to maximize their canonical correlation conditioned on a shared third variable, we introduce a non-linear Deep PCCA (DPCCA) model, and develop a new stochastic iterative algorithm for its optimization. We evaluate PCCA and DPCCA on multilingual word similarity and cross-lingual image description retrieval. Our models outperform a large variety of previous methods, despite not having access to any visual signal during test time inference. 1",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Research in multi-modal semantics deals with the grounding problem (Harnad, 1990) , motivated by evidence that many semantic concepts, irrespective of the actual language, are grounded in the perceptual system (Barsalou and Wiemer-Hastings, 2005) ."
                    },
                    {
                        "id": 1,
                        "string": "In particular, recent studies have shown that performance on NLP tasks can be improved by joint modeling of text and vision, with multimodal and perceptually enhanced representation learning outperforming purely textual representa-tions (Feng and Lapata, 2010; Kiela and Bottou, 2014; Lazaridou et al., 2015) ."
                    },
                    {
                        "id": 2,
                        "string": "These findings are not surprising, and can be explained by the fact that humans understand language not only by its words, but also by their visual/perceptual context."
                    },
                    {
                        "id": 3,
                        "string": "The ability to connect vision and language has also enabled new tasks which require both visual and language understanding, such as visual question answering (Antol et al., 2015; Fukui et al., 2016; Xu and Saenko, 2016) , image-to-text retrieval and text-to-image retrieval (Kiros et al., 2014; Mao et al., 2014) , image caption generation (Farhadi et al., 2010; Mao et al., 2015; Vinyals et al., 2015; , and visual sense disambiguation (Gella et al., 2016) ."
                    },
                    {
                        "id": 4,
                        "string": "While the main focus is still on monolingual settings, the fact that visual data can serve as a natural bridge between languages has sparked additional interest towards multilingual multi-modal modeling."
                    },
                    {
                        "id": 5,
                        "string": "Such models induce bilingual multi-modal spaces based on multi-view learning Gella et al., 2017; Rajendran et al., 2016) ."
                    },
                    {
                        "id": 6,
                        "string": "In this work, we propose a novel effective approach for learning bilingual text embeddings conditioned on shared visual information."
                    },
                    {
                        "id": 7,
                        "string": "This additional perceptual modality bridges the gap between languages and reveals latent connections between concepts in the multilingual setup."
                    },
                    {
                        "id": 8,
                        "string": "The shared visual information in our work takes the form of images with word-level tags or sentence-level descriptions assigned in more than one language."
                    },
                    {
                        "id": 9,
                        "string": "We propose a deep neural architecture termed Deep Partial Canonical Correlation Analysis (DPCCA) based on the Partial CCA (PCCA) method (Rao, 1969) ."
                    },
                    {
                        "id": 10,
                        "string": "To the best of our knowledge, PCCA has not been used in multilingual settings before."
                    },
                    {
                        "id": 11,
                        "string": "In short, PCCA is a variant of CCA which learns maximally correlated linear projections of two views (e.g., two language-specific \"text-based views\") conditioned on a shared third view (e.g., the \"visual view\")."
                    },
                    {
                        "id": 12,
                        "string": "We discuss the PCCA and DPCCA methods in §3 and show how they can be applied without having access to the shared images at test time inference."
                    },
                    {
                        "id": 13,
                        "string": "PCCA inherits one disadvantageous property from CCA: both methods compute estimates for covariance matrices based on all training data."
                    },
                    {
                        "id": 14,
                        "string": "This would prevent feasible training of their deep nonlinear variants, since deep neural nets (DNNs) are predominantly optimized via stochastic optimization algorithms."
                    },
                    {
                        "id": 15,
                        "string": "To resolve this major hindrance, we propose an effective optimization algorithm for DPCCA, inspired by the work of Wang et al."
                    },
                    {
                        "id": 16,
                        "string": "(2015b) on Deep CCA (DCCA) optimization."
                    },
                    {
                        "id": 17,
                        "string": "We evaluate our DPCCA architecture on two semantic tasks: 1) multilingual word similarity and 2) cross-lingual image description retrieval."
                    },
                    {
                        "id": 18,
                        "string": "For the former, we construct and provide to the community a new Word-Image-Word (WIW) dataset containing bilingual lexicons for three languages with shared images for 5K+ concepts."
                    },
                    {
                        "id": 19,
                        "string": "WIW is used as training data for word similarity experiments, while evaluation is conducted on the standard multilingual SimLex-999 dataset (Hill et al., 2015; Leviant and Reichart, 2015) ."
                    },
                    {
                        "id": 20,
                        "string": "The results reveal stable improvements over a large space of non-deep and deep CCA-style baselines in both tasks."
                    },
                    {
                        "id": 21,
                        "string": "Most importantly, 1) PCCA is overall better than other methods which do not use the additional perceptual view; 2) DPCCA outperforms PCCA, indicating the importance of nonlinear transformations modeled through DNNs; 3) DPCCA outscores DCCA, again verifying the importance of conditioning multilingual text embedding induction on the shared visual view; and 4) DPCCA outperforms two recent multi-modal bilingual models which also leverage visual information (Gella et al., 2017; Rajendran et al., 2016) ."
                    },
                    {
                        "id": 22,
                        "string": "Related Work This work is related to two research threads: 1) multi-modal models that combine vision and language, with a focus on multilingual settings; 2) correlational multi-view models based on CCA which learn a shared vector space for multiple views."
                    },
                    {
                        "id": 23,
                        "string": "Multi-Modal Modeling in Multilingual Settings Research in cognitive science suggests that human meaning representations are grounded in our perceptual system and sensori-motor experience (Harnad, 1990; Lakoff and Johnson, 1999; Louwerse, 2011) ."
                    },
                    {
                        "id": 24,
                        "string": "Visual context serves as a useful cross-lingual grounding signal (Bruni et al., 2014; Glavaš et al., 2017) due to its language invariance, even enabling the induction of word-level bilingual semantic spaces solely through tagged images obtained from the Web (Bergsma and Van Durme, 2011; Kiela et al., 2015) ."
                    },
                    {
                        "id": 25,
                        "string": "Vulić et al."
                    },
                    {
                        "id": 26,
                        "string": "(2016) combine text embeddings with visual features via simple techniques of concatenation and averaging to obtain bilingual multi-modal representations, with noted improvements over text-only embeddings on word similarity and bilingual lexicon extraction."
                    },
                    {
                        "id": 27,
                        "string": "However, similar to the monolingual model of Kiela and Bottou (2014) , their models lack the training phase, and require the visual signal at test time."
                    },
                    {
                        "id": 28,
                        "string": "Recent work from Gella et al."
                    },
                    {
                        "id": 29,
                        "string": "(2017) exploits visual content as a bridge between multiple languages by optimizing a contrastive loss function."
                    },
                    {
                        "id": 30,
                        "string": "Furthermore, Rajendran et al."
                    },
                    {
                        "id": 31,
                        "string": "(2016) extend the work of  and propose to use a pivot representation in multimodal multilingual setups, with English representations serving as the pivot."
                    },
                    {
                        "id": 32,
                        "string": "While these works learn shared multimodal multilingual vector spaces, we demonstrate improved performance with our models (see §7)."
                    },
                    {
                        "id": 33,
                        "string": "Finally, although not directly comparable, recent work in neural machine translation has constructed models that can translate image descriptions by additionally relying on visual features of the image provided Elliott et al., 2015; Hitschler et al., 2016; Huang et al., 2016; Nakayama and Nishida, 2017, inter alia) ."
                    },
                    {
                        "id": 34,
                        "string": "Correlational Models CCA-based techniques support multiple views on related data: e.g., when coupled with a bilingual dictionary, input monolingual word embeddings for two different languages can be seen as two views of the same latent semantic signal."
                    },
                    {
                        "id": 35,
                        "string": "Recently, CCA-based models for bilingual text embedding induction were proposed."
                    },
                    {
                        "id": 36,
                        "string": "These models rely on the basic CCA model Faruqui and Dyer, 2014) , its deep variant , and a CCA extension which supports more than two views (Funaki and Nakayama, 2015; Rastogi et al., 2015) ."
                    },
                    {
                        "id": 37,
                        "string": "In this work, we propose to use (D)PCCA, which organically supports our setup: it conditions the two (textual) views on a shared (visual) view."
                    },
                    {
                        "id": 38,
                        "string": "CCA-based methods (including PCCA) require the estimation of covariance matrices over all training data (Kessy et al., 2017) ."
                    },
                    {
                        "id": 39,
                        "string": "This hinders the use of DNNs with these models, as DNNs are typically trained via stochastic optimization over mini-batches on very large training sets."
                    },
                    {
                        "id": 40,
                        "string": "To address this limitation, various optimization methods for Deep CCA were proposed."
                    },
                    {
                        "id": 41,
                        "string": "Andrew et al."
                    },
                    {
                        "id": 42,
                        "string": "(2013) use L-BFGS (Byrd et al., 1995) over all training samples, while  and Yan and Mikolajczyk (2015) train with large batches."
                    },
                    {
                        "id": 43,
                        "string": "However, these methods suffer from high memory complexity with unstable numerical computations."
                    },
                    {
                        "id": 44,
                        "string": "Wang et al."
                    },
                    {
                        "id": 45,
                        "string": "(2015b) have recently proposed a stochastic approach for CCA and DCCA which copes well with small and large batch sizes while preserving high model performance."
                    },
                    {
                        "id": 46,
                        "string": "They use orthogonal iterations to estimate a moving average of the covariance matrices, which improves memory consumption."
                    },
                    {
                        "id": 47,
                        "string": "Therefore, we base our novel optimization algorithm for DPCCA on this approach."
                    },
                    {
                        "id": 48,
                        "string": "3 Methodology: Deep Partial CCA Given two image descriptions x and y in two languages and an image z that they refer to, the task is to learn a shared bilingual space such that similar descriptions obtain similar representations in the induced space."
                    },
                    {
                        "id": 49,
                        "string": "The image z serves as a shared third view on the textual data during training."
                    },
                    {
                        "id": 50,
                        "string": "The representation model is then utilized in cross-lingual and monolingual tasks."
                    },
                    {
                        "id": 51,
                        "string": "In this paper we focus on the more realistic scenario where no relevant visual content is available at test time."
                    },
                    {
                        "id": 52,
                        "string": "For this goal we propose a novel Deep Partial CCA (DPCCA) framework."
                    },
                    {
                        "id": 53,
                        "string": "In what follows, we first review the CCA model and its deep variant: DCCA."
                    },
                    {
                        "id": 54,
                        "string": "We then introduce our DPCCA architecture, and describe our new stochastic optimization algorithm for DPCCA."
                    },
                    {
                        "id": 55,
                        "string": "The goal is to project the features of X and Y into a shared L-dimensional (1 ≤ L ≤ min(D x , D y )) space such that the canonical corre- lation of the final outputs F (X) = W T f (X) and G(Y ) = V T g(Y ) is maximized."
                    },
                    {
                        "id": 56,
                        "string": "W ∈ R D x ×L and V ∈ R D y ×L are projection matrices: they project the final outputs of the DNNs to the shared space."
                    },
                    {
                        "id": 57,
                        "string": "W f and V g (the parameters of f and g) and the projection matrices are the model parameters: W F = {W f , W }; V G = {V g , V }."
                    },
                    {
                        "id": 58,
                        "string": "2 Formally, the DCCA objective can be written as: max W F ,V G T r(Σ F G ) so thatΣ F F =Σ GG = I."
                    },
                    {
                        "id": 59,
                        "string": "(1) Σ F G ≡ 1 N −1 F (X)G(Y ) T is the estimation of the cross-covariance matrix of the outputs, andΣ F F ≡ 1 N −1 F (X)F (X) T ,Σ GG ≡ 1 N −1 G(Y )G(Y ) T are the estimations of the autocovariance matrices of the outputs."
                    },
                    {
                        "id": 60,
                        "string": "3 Further, following Wang et al."
                    },
                    {
                        "id": 61,
                        "string": "(2015b) , the optimal solution of Eq."
                    },
                    {
                        "id": 62,
                        "string": "(1) is equivalent to the optimal solution of the following: min W F ,V G 1 N − 1 F (X) − G(Y ) 2 F s.t.Σ F F =Σ GG = I."
                    },
                    {
                        "id": 63,
                        "string": "(2) The main disadvantage of DCCA is its inability to support more than two views, and to learn conditioned on an additional shared view, which is why we introduce Deep Partial CCA."
                    },
                    {
                        "id": 64,
                        "string": "Figure 1b illustrates the architecture of DPCCA."
                    },
                    {
                        "id": 65,
                        "string": "The training data now consists of triplets New Model: Deep Partial CCA (x i , y i , z i ) N 1=1 from three views, forming the columns of X, Y and Z, where x i ∈ R Dx , y i ∈ R Dy , z i ∈ R Dz for i = 1, ."
                    },
                    {
                        "id": 66,
                        "string": "."
                    },
                    {
                        "id": 67,
                        "string": "."
                    },
                    {
                        "id": 68,
                        "string": ", N ."
                    },
                    {
                        "id": 69,
                        "string": "The objective is to maximize the canonical correlation of the first two views X and Y conditioned on the shared third variable Z."
                    },
                    {
                        "id": 70,
                        "string": "Following Rao (1969) 's work on Partial CCA, we first consider two multivariate linear multiple regression models: A, B ∈ R L×Dz are matrices of coefficients, and F (X|Z), G(Y |Z) ∈ R L×N are normal random error matrices: residuals."
                    },
                    {
                        "id": 71,
                        "string": "We then minimize the mean-squared error regression criterion: F (X) = AZ + F (X|Z), (3) G(Y ) = BZ + G(Y |Z)."
                    },
                    {
                        "id": 72,
                        "string": "(4) min A 1 N − 1 F (X) − AZ 2 F , (5) min B 1 N − 1 G(Y ) − BZ 2 F ."
                    },
                    {
                        "id": 73,
                        "string": "(6) After obtaining the optimal solutions for the coefficients,Â andB, the residuals are as follows: F (X|Z) = F (X) −ÂZ = F (X) −ΣF ZΣ −1 ZZ Z."
                    },
                    {
                        "id": 74,
                        "string": "(7) G(Y |Z) is computed in the analogous man- ner, now relying on G(Y ) andBZ.Σ S Z ≡ 1 N −1 SZ T refers to the covariance matrix es- timator of S and Z, where (S , S) ∈ {(F , F (X)), (G, G(Y )), (Z, Z)}."
                    },
                    {
                        "id": 75,
                        "string": "4 The canonical correlation between the residual matrices F (X|Z) and G(Y |Z) is referred to as the partial canonical correlation."
                    },
                    {
                        "id": 76,
                        "string": "The Deep PCCA objective can be obtained by replacing F (X) and G(Y ) with their residuals in Eq."
                    },
                    {
                        "id": 77,
                        "string": "(2) : min W F ,V G 1 N − 1 F (X|Z) − G(Y |Z) 2 F s.t.Σ F F |Z =Σ GG|Z = I."
                    },
                    {
                        "id": 78,
                        "string": "(8) The computation of the conditional covariance ma-trixΣ F F |Z can be formulated as follows: Σ F F |Z ≡ 1 N − 1 F (X|Z)F (X|Z) T =ΣF F −ΣF ZΣ −1 ZZΣ T F Z ."
                    },
                    {
                        "id": 79,
                        "string": "(9) 4 A small value > 0 is added to the main diagonal of the covariance estimators for numerical stability."
                    },
                    {
                        "id": 80,
                        "string": "The other conditional covariance matrixΣ GG|Z is again computed in the analogous manner, replacing F with G and X with Y ."
                    },
                    {
                        "id": 81,
                        "string": "5 While the (D)PCCA objective is computed over the residuals, after the network is trained (using multilingual texts and corresponding images) we can compute the representations of F (X) and G(Y ) at test time without having access to images (see the network structure in Figure 1b )."
                    },
                    {
                        "id": 82,
                        "string": "This heuristic enables the use of DPCCA in a real-life scenario in which images are unavailable at test time, and its encouraging results are demonstrated in §7."
                    },
                    {
                        "id": 83,
                        "string": "Model Variants We consider two DPCCA variants : 1) in DPCCA Variant A, the shared view Z is kept fixed; 2) DPCCA Variant B also optimizes over Z, as illustrated in Figure 1b ."
                    },
                    {
                        "id": 84,
                        "string": "Variant A may be seen as a special case of Variant B."
                    },
                    {
                        "id": 85,
                        "string": "6 Variant B learns a non-linear function of the shared variable, H(Z) = U T h(Z), during train- ing, where h : R Dz×N → R D z ×N is a DNN F (X) = A · H(Z) + F (X|H(Z)), (10) G(Y ) = B · H(Z) + G(Y |H(Z))."
                    },
                    {
                        "id": 86,
                        "string": "(11) DPCCA: Optimization Algorithm Training deep variants of CCA-style multi-view models is non-trivial due to estimation on the entire training set related to whitening constraints (i.e., the orthogonality of covariance matrices)."
                    },
                    {
                        "id": 87,
                        "string": "To overcome this issue, Wang et al."
                    },
                    {
                        "id": 88,
                        "string": "(2015b) proposed a stochastic optimization algorithm for DCCA via non-linear orthogonal iterations (DCCA NOI)."
                    },
                    {
                        "id": 89,
                        "string": "Relying on the solution for DCCA ( §4.1), we develop a new optimization algorithm for DPCCA in §4.2."
                    },
                    {
                        "id": 90,
                        "string": "Optimization of DCCA The DCCA optimization from Wang et al."
                    },
                    {
                        "id": 91,
                        "string": "(2015b) , fully provided in Algorithm 1, relies on three key steps."
                    },
                    {
                        "id": 92,
                        "string": "First, the estimation of the covariance matrices in the form ofΣ F F t at time t is calculated by a moving average over the minibatches: Σ F F t ←ρΣ F F t−1 + (1 − ρ) |bt| N − 1 −1 F (Xb t )F (Xb t ) T ."
                    },
                    {
                        "id": 93,
                        "string": "(12) b t is the minibatch at time t, X bt is the current input matrix at time t, and ρ ∈ [0, 1] controls the ratio between the overall covariance estimation and the covariance estimation of the current minibatch."
                    },
                    {
                        "id": 94,
                        "string": "8 This step eliminates the need of estimating the covariances over all training data, as well as the inherent bias when the estimate relies only on the current minibatch."
                    },
                    {
                        "id": 95,
                        "string": "Second, the DCCA NOI algorithm forces the whitening constraints to hold by performing an explicit matrix transformation in the form of: F (Xb t ) =Σ − 1 2 F F t F (Xb t )."
                    },
                    {
                        "id": 96,
                        "string": "(13) According to Horn et al."
                    },
                    {
                        "id": 97,
                        "string": "(1988) , if ρ = 0: |bt| N − 1 −1 F (Xb t ) F (Xb t ) T = I."
                    },
                    {
                        "id": 98,
                        "string": "(14) Finally, in order to optimize the DCCA objective (see Eq."
                    },
                    {
                        "id": 99,
                        "string": "(2)), the weights of the two DNNs are decoupled: i.e., the objective is disassembled into two separate mean-squared error objectives."
                    },
                    {
                        "id": 100,
                        "string": "Instead of Algorithm ΣF F ← N −1 |b 0 | F (Xb 0 )F (Xb 0 ) T ΣGG ← N −1 |b 0 | G(Yb 0 )G(Yb 0 ) T for t = 1, 2, ."
                    },
                    {
                        "id": 101,
                        "string": "."
                    },
                    {
                        "id": 102,
                        "string": "."
                    },
                    {
                        "id": 103,
                        "string": ", n do Randomly choose a minibatch (Xb t , Yb t )."
                    },
                    {
                        "id": 104,
                        "string": "Update covariances: ΣF F ← ρΣF F + (1 − ρ) N −1 |b t | F (Xb t )F (Xb t ) T ΣGG ← ρΣGG + (1 − ρ) N −1 |b t | G(Yb t )G(Yb t ) T Fix G(Yb t ) =Σ − 1 2 GG G(Yb t ), and compute ∇WF with respect to: min W F 1 |b t | F (Xb t ) − G(Yb t ) 2 F Update parameters: WF ← WF − η∇WF Fix F (Xb t ) =Σ − 1 2 F F F (Xb t ), and compute ∇VG with respect to: min V G 1 |b t | G(Yb t ) − F (Xb t ) 2 F Update parameters: VG ← VG − η∇VG end for Output: (WF , VG) trying to bring F (X bt ) and G(Y bt ) closer in one gradient descent step, two steps are performed: one of the views is fixed, and a gradient step over the other is performed, and so on, iteratively."
                    },
                    {
                        "id": 105,
                        "string": "The final objective functions at each time step are: Wang et al."
                    },
                    {
                        "id": 106,
                        "string": "(2015b) show that the projection matrices W and V converge to the exact solutions of CCA as t→ ∞ when considering linear CCA."
                    },
                    {
                        "id": 107,
                        "string": "min W F 1 |bt| F (Xb t ) − G(Yb t ) 2 F , (15) min V G 1 |bt| G(Yb t ) − F (Xb t ) 2 F ."
                    },
                    {
                        "id": 108,
                        "string": "(16) Optimization of DPCCA Our DPCCA optimization is based on the DCCA NOI algorithm with several adjustments."
                    },
                    {
                        "id": 109,
                        "string": "Besides the requirement to obtain the sample covariancesΣ F F andΣ GG , when calculating the conditional variables F (X|Z), G(Y |Z), Σ F F |Z andΣ GG|Z , we additionally have to obtain the stochastic estimatorsΣ F Z ,Σ GZ and Σ ZZ ."
                    },
                    {
                        "id": 110,
                        "string": "To this end, we use the moving average estimation from Eq."
                    },
                    {
                        "id": 111,
                        "string": "(12)."
                    },
                    {
                        "id": 112,
                        "string": "Next, we define the whitening transformation on the residuals: F (Xb t |Zb t ) =Σ − 1 2 F F t |Z F (Xb t |Zb t ), (17) G(Yb t |Zb t ) = Σ − 1 2 GG t |Z G(Yb t |Zb t )."
                    },
                    {
                        "id": 113,
                        "string": "(18) As before, the whitening constraints hold when ρ = 0."
                    },
                    {
                        "id": 114,
                        "string": "From here, we derive our two final objective functions over the residuals at time t: min W F 1 |bt| F (Xb t |Zb t ) − G(Yb t |Zb t ) 2 F , (19) min V G 1 |bt| G(Yb t |Zb t ) − F (Xb t |Zb t ) 2 F ."
                    },
                    {
                        "id": 115,
                        "string": "(20) Equivalently to Eq."
                    },
                    {
                        "id": 116,
                        "string": "(15) Tasks and Data Cross-lingual Image Description Retrieval The cross-lingual image description retrieval task is formulated as follows: taking an image description as a query in the source language, the system has to retrieve a set of relevant descriptions in the target language which describe the same image."
                    },
                    {
                        "id": 117,
                        "string": "Our evaluation assumes a single-best scenario, where only a single target description is relevant for each query."
                    },
                    {
                        "id": 118,
                        "string": "In addition, in our setup, images are not available during inference: retrieval is performed based solely on text queries."
                    },
                    {
                        "id": 119,
                        "string": "This enables a fair comparison between our model and many baseline models that cannot represent images and text in a shared space."
                    },
                    {
                        "id": 120,
                        "string": "Moreover, it allows us to test our model in the realistic setup where images are not available at test time."
                    },
                    {
                        "id": 121,
                        "string": "To avoid the use of images at retrieval time with DPCCA, we perform the retrieval on F (X) and G(Y ), rather than on F (X|Z) and G(Y |Z) (see §3.2)."
                    },
                    {
                        "id": 122,
                        "string": "We use the Multi30K dataset (Elliott et al., 2016) , originated from Flickr30K (Young et al., 2014) that is comprised of Flicker images described with 1-5 English descriptions per image."
                    },
                    {
                        "id": 123,
                        "string": "Multi30K adds initialization: Initialize weights (WF , VG, UH )."
                    },
                    {
                        "id": 124,
                        "string": "Randomly choose a minibatch (Xb 0 , Yb 0 , Zb 0 )."
                    },
                    {
                        "id": 125,
                        "string": "Initialize covariances: ΣF F ← N −1 |b 0 | F (Xb 0 )F (Xb 0 ) T ΣGG ← N −1 |b 0 | G(Yb 0 )G(Yb 0 ) T ΣHH ← N −1 |b 0 | H(Zb 0 )H(Zb 0 ) T ΣF H ← N −1 |b 0 | F (Xb 0 )H(Zb 0 ) T ΣGH ← N −1 |b 0 | G(Yb 0 )H(Zb 0 ) T for t = 1, 2, ."
                    },
                    {
                        "id": 126,
                        "string": "."
                    },
                    {
                        "id": 127,
                        "string": "."
                    },
                    {
                        "id": 128,
                        "string": ", n do Randomly choose a minibatch (Xb t , Yb t , Zb t )."
                    },
                    {
                        "id": 129,
                        "string": "Update covariances: Multilingual Word Similarity The word similarity task tests the correlation between automatic and human generated word similarity scores."
                    },
                    {
                        "id": 130,
                        "string": "We evaluate with the Multilingual SimLex-999 dataset (Leviant and Reichart, 2015) : the 999 English (EN)  word pairs from SimLex-999 (Hill et al., 2015) were translated to German (DE), Italian (IT), and Russian (RU), and similarity scores were crowdsourced from native speakers."
                    },
                    {
                        "id": 131,
                        "string": "We introduce a new dataset termed Word-Image-Word (WIW), which we use to train word-level models for the multilingual word similarity task."
                    },
                    {
                        "id": 132,
                        "string": "WIW contains three bilingual lexicons (EN-DE, EN-IT, EN-RU) with images shared between words in a lexicon entry."
                    },
                    {
                        "id": 133,
                        "string": "Each WIW entry is a triplet: an English word, its translation in DE/IT/RU, and a set of images relevant to the pair."
                    },
                    {
                        "id": 134,
                        "string": "ΣF F ← ρΣF F + (1 − ρ) N −1 |b t | F (Xb t )F (Xb t ) T ΣGG ← ρΣGG + (1 − ρ) N −1 |b t | G(Yb t )G(Yb t ) T ΣHH ← ρΣHH + (1 − ρ) N −1 |b t | H(Zb t )H(Zb t ) T ΣF H ← ρΣF H + (1 − ρ) N −1 |b t | F (Xb t )H(Zb t ) T ΣGH ← ρΣGH + (1 − ρ) N −1 |b t | G(Yb t )H(Zb t ) T Update conditional variables: F |H ← F (Xb t ) −ΣF HΣ −1 HH H(Zb t ) G|H ← G(Yb t ) −ΣGHΣ −1 HH H(Zb t ) Σ F F |H ←ΣF F −ΣF HΣ −1 HHΣ T F Ĥ Σ GG|H ←ΣGG −ΣGHΣ −1 HHΣ T GH Fix G|H =Σ − 1 2 GG|H G|H, English words were taken from the January 2017 Wikipedia dump."
                    },
                    {
                        "id": 135,
                        "string": "After removing stop words and punctuation, we extract the 6,000 most frequent words from the cleaned corpus not present in SimLex."
                    },
                    {
                        "id": 136,
                        "string": "DE/IT/RU words were obtained semiautomatically from the EN words using Google Translate."
                    },
                    {
                        "id": 137,
                        "string": "The images are crawled from the Bing search engine using MMFeat 9 (Kiela, 2016) by querying the EN words only."
                    },
                    {
                        "id": 138,
                        "string": "Following the suggestions from the study of , we save the top 20 images as relevant images."
                    },
                    {
                        "id": 139,
                        "string": "10 Table 1 provides a summary of the WIW dataset."
                    },
                    {
                        "id": 140,
                        "string": "The dataset contains both concrete and abstract words, and words of different POS tags."
                    },
                    {
                        "id": 141,
                        "string": "11 This property has an influence on the image collection: similar to , we have noticed that images of more concrete concepts are less dispersed (see also examples from Figure 2 )."
                    },
                    {
                        "id": 142,
                        "string": "Figure 2 : WIW examples from each of the three bilingual lexicons."
                    },
                    {
                        "id": 143,
                        "string": "Note that the designated words can be either abstract (true), express an action (dance) or be more concrete (plant)."
                    },
                    {
                        "id": 144,
                        "string": "cased and tokenized."
                    },
                    {
                        "id": 145,
                        "string": "Each sentence is represented with one vector: the average of its word embeddings."
                    },
                    {
                        "id": 146,
                        "string": "For English, we rely on 500-dimensional English skip-gram word embeddings (Mikolov et al., 2013) trained on the January 2017 Wikipedia dump with bag-of-words contexts (window size of 5)."
                    },
                    {
                        "id": 147,
                        "string": "For German we use the deWaC 1.7B corpus (Baroni et al., 2009 ) to obtain 500-dimensional German embeddings using the same word embedding model."
                    },
                    {
                        "id": 148,
                        "string": "For word similarity, to be directly comparable to previous work, we rely on 300-dim word vectors in EN, DE, IT, and RU from Mrkšić et al."
                    },
                    {
                        "id": 149,
                        "string": "(2017) ."
                    },
                    {
                        "id": 150,
                        "string": "Visual features are extracted from the penultimate layer (FC7) of the VGG-19 network (Simonyan and Zisserman, 2015) , and compressed to the dimensionality of the textual inputs by a Principal Component Analysis (PCA) step."
                    },
                    {
                        "id": 151,
                        "string": "For the word similarity task, we average the visual vectors across all images of each word pair as done in, e.g., (Vulić et al., 2016) , before the PCA step."
                    },
                    {
                        "id": 152,
                        "string": "Baseline Models We consider a wide variety of multi-view CCA-based baselines."
                    },
                    {
                        "id": 153,
                        "string": "First, we compare against the original (linear) CCA model (Hotelling, 1936) , and its deep non-linear extension DCCA (Andrew et al., 2013) ."
                    },
                    {
                        "id": 154,
                        "string": "For DCCA: 1) we rely on its improved optimization algorithm from Wang et al."
                    },
                    {
                        "id": 155,
                        "string": "(2015a) which uses a stochastic approach with large minibatches; 2) we compare against the DCCA NOI variant (Wang et al., 2015b) described by Algorithm 1, and another recent DCCA variant with the optimization algorithm based on a stochastic decorrelational loss (Chang et al., 2017 ) (DCCA SDL); and 3) we also test the DCCA Autoencoder model (DCCAE) (Wang et al., 2015a) , which offers a trade-off between maximizing the canonical correlation of two sets of variables and finding informative features for their reconstruction."
                    },
                    {
                        "id": 156,
                        "string": "Another baseline is Generalized CCA (GCCA) (Funaki and Nakayama, 2015; Horst, 1961; Rastogi et al., 2015) : a linear model which extends CCA to three or more views."
                    },
                    {
                        "id": 157,
                        "string": "Unlike PCCA, GCCA does not condition two variables on the third shared one, but rather seeks to maximize the canonical correlations of all pairs of views."
                    },
                    {
                        "id": 158,
                        "string": "We also compare to Nonparametric CCA (NCCA) (Michaeli et al., 2016) , and to a probabilistic variant of PCCA (PPCCA, Mukuta and Harada (2014) )."
                    },
                    {
                        "id": 159,
                        "string": "Finally, we compare with the two recent models which operate in the setup most similar to ours: 1) Bridge Correlational Networks (BCN) (Rajendran et al., 2016) ; and 2) Image Pivoting (IMG PIVOT) from Gella et al."
                    },
                    {
                        "id": 160,
                        "string": "(2017) ."
                    },
                    {
                        "id": 161,
                        "string": "For both models, we report results only with the strongest variant based on the findings from the original papers, also verified by additional experimentation in our work."
                    },
                    {
                        "id": 162,
                        "string": "12 Hyperparameter Tuning The hyperparameters of the different models are tuned with a grid search over the following values: {2,3,4,5} for number of layers, {tanh, sigmoid, ReLU} as the activation functions (we use the same activation function in all the layers of the same network), {64,128,256} for minibatch size, {0.001,0.0001} for learning rate, and {128,256} for L (the size of the output vectors)."
                    },
                    {
                        "id": 163,
                        "string": "The dimensions of all mid-layers are set to the input size."
                    },
                    {
                        "id": 164,
                        "string": "We use the Adam optimizer (Kingma and Ba, 2015) , with the number of epochs set to 300."
                    },
                    {
                        "id": 165,
                        "string": "For all participating models, we report test performance of the best hyperparameter on the validation set."
                    },
                    {
                        "id": 166,
                        "string": "For word similarity, following a standard practice (Levy et al., 2015; we tune all models on one half of the SimLex data and evaluate on the other half, and vice versa."
                    },
                    {
                        "id": 167,
                        "string": "The reported score is the average of the two halves."
                    },
                    {
                        "id": 168,
                        "string": "Similarity scores for all tasks were computed using the cosine similarity measure."
                    },
                    {
                        "id": 169,
                        "string": "Results and Discussion Cross-lingual Image Description Retrieval We report two standard evaluation metrics: 1) Recall at 1 (R@1) scores, and 2) the sentence-level BLEU+1 metric (Lin and Och, 2004) , a variant of BLEU which smooths terms for higher-order n-grams, making it more suitable for evaluating short sentences."
                    },
                    {
                        "id": 170,
                        "string": "The scores for the retrieval task with all models are summarized in Table 2."
                    },
                    {
                        "id": 171,
                        "string": "12 More details about preprocessing and baselines (including all links to their code), are in the the supplementary material."
                    },
                    {
                        "id": 172,
                        "string": "We use original readily available implementations of all baselines whenever this is possible, and our in-house implementations for baselines for which no code is provided by the original authors."
                    },
                    {
                        "id": 173,
                        "string": "(Wang et al., 2015b) 0.812 0.788 0.849 0.830 DCCA SDL (Chang et al., 2017) 0.507 0.487 0.552 0.533 DCCA (Wang et al., 2015a) 0.619 0.621 0.664 0.673 DCCAE (Wang et al., 2015a) 0.564 0.542 0.607 0.598 IMG PIVOT (Gella et al., 2017) 0.772 0.763 0.789 0.781 BCN (Rajendran et al., 2016) 0.579 0.570 0.628 0.629 PCCA (Rao, 1969) 0.785 0.737 0.825 0.787 CCA (Hotelling, 1936) 0.764 0.704 0.803 0.754 GCCA (Funaki and Nakayama, 2015) 0.699 0.690 0.742 0.743 NCCA (Michaeli et al., 2016) 0.157 0.165 0.205 0.213 PPCCA (Mukuta and Harada, 2014) 0.035 0.050 0.063 0.086 The results clearly demonstrate the superiority of DPCCA (with a slight advantage to the more complex Variant B) and of the concatenation of their representation with that of the DCCA NOI (strongest) baseline."
                    },
                    {
                        "id": 174,
                        "string": "Furthermore, the non-deep, linear PCCA achieves strong results: it outscores all non-deep models, as well as all deep models except from DCCA NOI, IMG PIVOT in one case, and its deep version: DPCCA."
                    },
                    {
                        "id": 175,
                        "string": "This emphasizes our contribution in proposing PCCA for multilingual processing with images as a cross-lingual bridge."
                    },
                    {
                        "id": 176,
                        "string": "The results suggest that: 1) the inclusion of visual information in the training process helps the retrieval task even without such information during inference."
                    },
                    {
                        "id": 177,
                        "string": "DPCCA outscores all DCCA variants (either alone or through a concatenation with the DCCA NOI representation), and PCCA outscores the original two-view CCA model; and 2) deep, non-linear architectures are useful: our DPCCA outperforms the linear PCCA model."
                    },
                    {
                        "id": 178,
                        "string": "We also note clear improvements over the two recent models which also rely on visual information: IMG PIVOT and BCN."
                    },
                    {
                        "id": 179,
                        "string": "The gain over IMG PIVOT is observed despite the fact that IMG PIVOT is a more complex multi-modal model which relies on RNNs, and is tailored to sentence-level tasks."
                    },
                    {
                        "id": 180,
                        "string": "Finally, the scores from Table 2 suggest that improved performance can be achieved by an ensemble model, that is, a simple concatenation of DPCCA (B) and DCCA NOI."
                    },
                    {
                        "id": 181,
                        "string": "Multilingual Word Similarity The results, presented as standard Spearman's rank correlation scores, are summarized in (Wang et al., 2015b) 0.611 0.308 0.361 0.441 0.297 0.398 DCCA (Wang et al., 2015a) 0.618 0.261 0.327 0.404 0.290 0.362 PCCA (Rao, 1969) 0.614 0.296 0.340 0.305 0.143 0.340 CCA (Hotelling, 1936) 0.557 0.297 0.321 0.284 0.157 0.346 GCCA (Funaki and Nakayama, 2015) a selection of strongest baselines."
                    },
                    {
                        "id": 182,
                        "string": "Further, Table 4 presents results on all SimLex word pairs."
                    },
                    {
                        "id": 183,
                        "string": "The POS class result patterns for EN-IT and EN-RU are very similar to the patterns in Table 3 and are provided in the supplementary material."
                    },
                    {
                        "id": 184,
                        "string": "First, the results over the initial monolingual embeddings before training (INIT EMB) clearly indicate that multilingual information is beneficial for the word similarity task."
                    },
                    {
                        "id": 185,
                        "string": "We observe improvements with all models (the only exception being extremely lowscoring PPCCA and NCCA, not shown)."
                    },
                    {
                        "id": 186,
                        "string": "Moreover, by additionally grounding concepts from two languages in the visual modality it is possible to further boost word similarity scores."
                    },
                    {
                        "id": 187,
                        "string": "This result is in line with prior work in monolingual settings (Chrupała et al., 2015; Kiela and Bottou, 2014; Lazaridou et al., 2015) , which have shown to profit from multi-modal features."
                    },
                    {
                        "id": 188,
                        "string": "The results on the POS classes represented in SimLex-999 (nouns, verbs, adjectives, Table 3 ) form our main finding: conditioning the multilingual representations on a shared image leads to improvements in verb and adjective representations."
                    },
                    {
                        "id": 189,
                        "string": "While for nouns one of the DPCCA variants is the best performing model for both languages, the gaps from the best performing baselines are much smaller."
                    },
                    {
                        "id": 190,
                        "string": "This is interesting since, e.g., verbs are more abstract than nouns (Hartmann and Søgaard, 2017; ."
                    },
                    {
                        "id": 191,
                        "string": "Considering the fact that SimLex-999 consists of 666 noun pairs, 222 verb pairs and 111 adjective pairs, this is the reason that the gains of DPCCA over the strongest baselines across the entire evaluation set are more modest (Table 4 )."
                    },
                    {
                        "id": 192,
                        "string": "We note again that the same patterns presented in Table 3 for EN-DE -more prominent verb and adjective gains and a smaller gain on nouns -also hold for EN-IT and EN-RU (see the supplementary material)."
                    },
                    {
                        "id": 193,
                        "string": "Conclusion and Future Work We addressed the problem of utilizing images as a bridge between languages to learn improved bilingual text representations."
                    },
                    {
                        "id": 194,
                        "string": "Our main contribution is two-fold."
                    },
                    {
                        "id": 195,
                        "string": "First, we proposed to use the Partial CCA (PCCA) method."
                    },
                    {
                        "id": 196,
                        "string": "In addition, we proposed a stochastic optimization algorithm for the deep version of PCCA that overcomes the challenges posed by the covariance estimation required by the method."
                    },
                    {
                        "id": 197,
                        "string": "Our experiments reveal the effectiveness of these methods for both sentence-level and wordlevel tasks."
                    },
                    {
                        "id": 198,
                        "string": "Crucially, our proposed solution does not require access to images at inference/test time, in line with the realistic scenario where images that describe sentential queries are not readily available."
                    },
                    {
                        "id": 199,
                        "string": "In future work we plan to improve our methods by exploiting the internal structure of images and sentences as well as by effectively integrating signals from more than two languages."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 21
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 22,
                        "end": 64
                    },
                    {
                        "section": "New Model: Deep Partial CCA",
                        "n": "3.2",
                        "start": 65,
                        "end": 85
                    },
                    {
                        "section": "DPCCA: Optimization Algorithm",
                        "n": "4",
                        "start": 86,
                        "end": 89
                    },
                    {
                        "section": "Optimization of DCCA",
                        "n": "4.1",
                        "start": 90,
                        "end": 107
                    },
                    {
                        "section": "Optimization of DPCCA",
                        "n": "4.2",
                        "start": 108,
                        "end": 192
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "8",
                        "start": 193,
                        "end": 199
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1020-Table4-1.png",
                        "caption": "Table 4: Results (Spearman rank correlation) of our models and the strongest baselines on Multilingual SimLex-999 (all data).",
                        "page": 8,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 291.36,
                            "y1": 236.64,
                            "y2": 326.4
                        }
                    },
                    {
                        "filename": "../figure/image/1020-Table3-1.png",
                        "caption": "Table 3: Results on EN and DE SimLex-999 (POS-based evaluation). All scores are Spearman’s rank correlations. INIT EMB refers to initial pre-trained monolingual word embeddings (see §6).",
                        "page": 8,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 63.36,
                            "y2": 175.68
                        }
                    },
                    {
                        "filename": "../figure/image/1020-Table2-1.png",
                        "caption": "Table 2: Results on cross-lingual image description retrieval. NN-based models are above the dashed line. Best overall results are in bold. Best results with non-deep models are underlined.",
                        "page": 7,
                        "bbox": {
                            "x1": 309.59999999999997,
                            "x2": 535.1999999999999,
                            "y1": 64.32,
                            "y2": 183.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1020-Figure1-1.png",
                        "caption": "Figure 1: DCCA and DPCCA architectures. (a): DCCA. X and Y (English and German image descriptions) are fed through two identical deep feed-forward neural networks followed by a final linear layer. The final nodes of the networks F (X) and G(Y ) are then maximally correlated via the CCA objective. (b): DPCCA. In addition, a third (shared) variable Z (an image) is either optimized via an identical architecture of the two main views (DPCCA Variant B, illustrated here) or kept fixed (DPCCA Variant A). The final nodes of the networks F (X) and G(Y ) are maximally correlated conditioned on the final node in the middle network H(Z) (or directly on the input node Z in DPCCA Variant A).",
                        "page": 3,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 525.12,
                            "y1": 61.44,
                            "y2": 162.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1020-Table1-1.png",
                        "caption": "Table 1: WIW statistics: the number of WIW entries across POS classes in each language pair. The numbers of words per POS class are not summed to the total number of words as other (less frequent) POS tags are also represented.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 63.839999999999996,
                            "y2": 144.0
                        }
                    },
                    {
                        "filename": "../figure/image/1020-Figure2-1.png",
                        "caption": "Figure 2: WIW examples from each of the three bilingual lexicons. Note that the designated words can be either abstract (true), express an action (dance) or be more concrete (plant).",
                        "page": 6,
                        "bbox": {
                            "x1": 312.0,
                            "x2": 521.28,
                            "y1": 61.44,
                            "y2": 124.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-18"
        },
        {
            "slides": {
                "0": {
                    "title": "Translationese",
                    "text": [
                        "The differences do not indicate poor translation but rather a statistical",
                        "Simpler, more homogeneous, more explicit, interference from source",
                        "language, aka translation universals (Baker, 1993)"
                    ],
                    "page_nums": [
                        3,
                        4
                    ],
                    "images": []
                },
                "1": {
                    "title": "Translationese in MT data sets",
                    "text": [
                        "What is the effect of translationese on MT?",
                        "Mainly studied wrt training data (Kurokawa et al., 2009; Lembersky, 2013)",
                        "(Sourceoriginal ,Targettranslationese) (Sourcetranslationese ,Targetoriginal)",
                        "Also wrt dev data, in SMT (Stymne, 2017)",
                        "Using tuning texts translated in the same original direction as the MT",
                        "system tended to give a better score",
                        "What about test data?"
                    ],
                    "page_nums": [
                        6,
                        7,
                        8,
                        9,
                        10
                    ],
                    "images": []
                },
                "2": {
                    "title": "Translationese in Test",
                    "text": [
                        "Toral et al. (2018): translationese input favours MT systems, on Hassan",
                        "Source (ZH) Reference (EN)",
                        "ZHEN ENEN HT TRS MS",
                        "zh en Original language of the source sentence",
                        "Laubli et al. (2018) in similar fashion, show stronger preference for human",
                        "translations over MT when evaluating documents compared to isolated",
                        "Taking the two works above, Graham et al. (2019) found evidence that",
                        "translationese compared to original text can potentially negatively impact",
                        "the accuracy of machine translation evaluations"
                    ],
                    "page_nums": [
                        11,
                        12,
                        13,
                        14,
                        15,
                        16
                    ],
                    "images": [
                        "figure/image/1029-Figure1-1.png"
                    ]
                },
                "3": {
                    "title": "Research Questions",
                    "text": [
                        "1. Does the use of translationese in the source side of MT test sets unfairly",
                        "2. If the answer to RQ1 is yes, does this effect of translationese have an impact",
                        "on WMTs system rankings?",
                        "3. If the answer to RQ1 is yes, would some language pairs be more affected"
                    ],
                    "page_nums": [
                        18,
                        19,
                        20
                    ],
                    "images": []
                },
                "4": {
                    "title": "This study",
                    "text": [
                        "Human evaluation: Direct Assessment (DA), by bilingual crowd workers",
                        "Source (ZH) Reference (EN)",
                        "WMT ZHEN TRS ENEN"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": [
                        "figure/image/1029-Figure1-1.png"
                    ]
                },
                "5": {
                    "title": "RQ1 favouritism for translationese WMT16",
                    "text": [
                        "Score difference in DA, ORG = original",
                        "input, TRS = translationese input",
                        "Consistent trend over all language pairs",
                        "cse n dee n fien rue n tre n roe n"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                },
                "6": {
                    "title": "Wmt17",
                    "text": [
                        "Similar trend, TRS = inflation of scores,",
                        "ORG = deflation of scores.",
                        "ent r enl v enc s enr u enf i enz h end e cse n tre n zhe n fien dee n lve n rue n Language Pair"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                },
                "7": {
                    "title": "Wmt18",
                    "text": [
                        "Again, same trend over all",
                        "Does translationese unfairly favour",
                        "enf i enr u enc s ent r dee n ete n ene t tre n enz h fien zhe n end e cse n rue n Language Pair"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                },
                "9": {
                    "title": "Another example RU EN",
                    "text": [
                        "So would there be ranking changes?",
                        "Yes, and clusters too!"
                    ],
                    "page_nums": [
                        30,
                        31,
                        32,
                        33,
                        34,
                        35
                    ],
                    "images": []
                },
                "10": {
                    "title": "Research Question 3 is there a trend",
                    "text": [
                        "Relative difference between original input and source input 10 5 0",
                        "Best system vs. relative difference",
                        "eten enzh deen tre n",
                        "Relative difference between WMT input and original input 10 5 0",
                        "between WMT input and ORG input",
                        "Similarity of the language pair using URIEL and lang2vec",
                        "cs en ende zhe n",
                        "Highest scoring system (with only",
                        "ORG input) vs. relative difference",
                        "High differences could be due to under-",
                        "Score of the best system with original input"
                    ],
                    "page_nums": [
                        37,
                        38
                    ],
                    "images": [
                        "figure/image/1029-Figure2-1.png",
                        "figure/image/1029-Figure3-1.png"
                    ]
                },
                "11": {
                    "title": "Conclusion",
                    "text": [
                        "Translationese: if present, it inflates DA scores. If removed, it lowers DA",
                        "Correlation between the effect of translationese and the translation quality",
                        "attainable for translation directions.",
                        "The effect of translationese tends to be high when an under-resourced",
                        "Recommendations (?): the WMT organizers have addressed this issue by",
                        "providing completely source-language native test sets for WMT19.",
                        "Future work: characteristics of translationese in the WMT test sets."
                    ],
                    "page_nums": [
                        40,
                        41,
                        42,
                        43,
                        44,
                        45
                    ],
                    "images": []
                }
            },
            "paper_title": "The Effect of Translationese in Machine Translation Test Sets",
            "paper_id": "1029",
            "paper": {
                "title": "The Effect of Translationese in Machine Translation Test Sets",
                "abstract": "The effect of translationese has been studied in the field of machine translation (MT), mostly with respect to training data. We study in depth the effect of translationese on test data, using the test sets from the last three editions of WMT's news shared task, containing 17 translation directions. We show evidence that (i) the use of translationese in test sets results in inflated human evaluation scores for MT systems; (ii) in some cases system rankings do change and (iii) the impact translationese has on a translation direction is inversely correlated to the translation quality attainable by state-of-the-art MT systems for that direction.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Translated texts in a human language exhibit unique characteristics that set them apart from texts originally written in that language."
                    },
                    {
                        "id": 1,
                        "string": "It is common then to refer to translated texts with the term translationese."
                    },
                    {
                        "id": 2,
                        "string": "The characteristics of translationese can be grouped along the so-called universal features of translation or translation universals (Baker, 1993) , namely simplification, normalisation and explicitation."
                    },
                    {
                        "id": 3,
                        "string": "In addition to these three, interference is recognised as a fundamental law of translation (Toury, 2012) : \"phenomena pertaining to the make-up of the source text tend to be transferred to the target text\"."
                    },
                    {
                        "id": 4,
                        "string": "In a nutshell, compared to original texts, translations tend to be simpler, more standardised, and more explicit and they retain some characteristics that pertain to the source language."
                    },
                    {
                        "id": 5,
                        "string": "The effect of translationese has been studied in machine translation (MT), mainly with respect to the training data, during the last decade."
                    },
                    {
                        "id": 6,
                        "string": "Previous work has found that an MT system performs better when trained on parallel data whose source side is original and whose target side is translationese, rather than the opposite (Kurokawa et al., 2009; Lembersky, 2013) ."
                    },
                    {
                        "id": 7,
                        "string": "A recent paper has studied the effect of translationese on test sets (Toral et al., 2018) , in the context of assessing the claim of human parity made on Chinese-to-English WMT's 2017 test set (Hassan et al., 2018) ."
                    },
                    {
                        "id": 8,
                        "string": "The source side of this test set, as it is common in WMT (Bojar et al., 2016 (Bojar et al., , 2017 (Bojar et al., , 2018 , was half original and half translationese."
                    },
                    {
                        "id": 9,
                        "string": "It was found out that the translationese part was artificially easier to translate, which resulted in inflated scores for MT systems."
                    },
                    {
                        "id": 10,
                        "string": "Noting that this finding was based on one test set for a single translation direction, we explore this topic in more depth, studying the effect of translationese in all the language pairs of the news shared task of WMT 2016 to 2018."
                    },
                    {
                        "id": 11,
                        "string": "Our research questions (RQs) are the following: • RQ1."
                    },
                    {
                        "id": 12,
                        "string": "Does the use of translationese in the source side of MT test sets unfairly favour MT systems in general or is this just an artifact of the Chinese-to-English test set from WMT 2017?"
                    },
                    {
                        "id": 13,
                        "string": "• RQ2."
                    },
                    {
                        "id": 14,
                        "string": "If the answer to RQ1 is yes, does this effect of translationese have an impact on WMT's system rankings?"
                    },
                    {
                        "id": 15,
                        "string": "In other words, would removing the part of the test set whose source side is translationese result in any change in the rankings?"
                    },
                    {
                        "id": 16,
                        "string": "• RQ3."
                    },
                    {
                        "id": 17,
                        "string": "If the answer to RQ1 is yes, would some language pairs be more affected than others?"
                    },
                    {
                        "id": 18,
                        "string": "E.g."
                    },
                    {
                        "id": 19,
                        "string": "based on the level of the relatedness between the two languages involved."
                    },
                    {
                        "id": 20,
                        "string": "The remainder of the paper will be organized as follows."
                    },
                    {
                        "id": 21,
                        "string": "Section 2 provides an overview of previous work about the effect of translationese in MT."
                    },
                    {
                        "id": 22,
                        "string": "Next, Section 3 describes the data sets used in our research."
                    },
                    {
                        "id": 23,
                        "string": "This is followed by Section 4, Section 5 and Section 6, where we conduct the experiments for RQ1, RQ2 and RQ3, respectively."
                    },
                    {
                        "id": 24,
                        "string": "Finally, Section 7 outlines our conclusions and lines of future work."
                    },
                    {
                        "id": 25,
                        "string": "Related Work There is previous research in the field of MT that has looked at the impact of translationese, mostly on training data, but there are works that have focused also on tuning and testing data sets."
                    },
                    {
                        "id": 26,
                        "string": "The pioneering work on this topic by Kurokawa et al."
                    },
                    {
                        "id": 27,
                        "string": "(2009) showed that French-to-English statistical MT systems trained on human translations from French to English (original source and translationese target, henceforth referred to as O→T) outperformed systems trained on human translations in the opposite direction (i.e."
                    },
                    {
                        "id": 28,
                        "string": "translationese source and original target, henceforth referred to as T→O)."
                    },
                    {
                        "id": 29,
                        "string": "These findings were corroborated by Lembersky (2013) , who also adapted phrase tables to translationese, which resulted in further improvements."
                    },
                    {
                        "id": 30,
                        "string": "Lembersky et al."
                    },
                    {
                        "id": 31,
                        "string": "(2012) focused on the monolingual data used to train the language model of a statistical MT system and found that using translated texts led to better translation quality than relying on original texts."
                    },
                    {
                        "id": 32,
                        "string": "Stymne (2017) investigated the effect of translationese on tuning for statistical MT, using data from the WMT 2008-2013 (Bojar et al., 2013) for three language pairs."
                    },
                    {
                        "id": 33,
                        "string": "The results using O→T and T→O tuning texts were compared; the former led to a better length ratio and a better translation, in terms of automatic evaluation metrics."
                    },
                    {
                        "id": 34,
                        "string": "Finally, Toral et al."
                    },
                    {
                        "id": 35,
                        "string": "(2018) investigated the effect of translationese on the Chinese→English (ZH→EN) test set from WMT's 2017 news shared task."
                    },
                    {
                        "id": 36,
                        "string": "They hypothesized that the sentences originally written in EN are easier to translate than those originally written in ZH, due to the simplification principle of translationese, namely that translated sentences tend to be simpler than their original counterparts (Laviosa-Braithwaite, 1998) ."
                    },
                    {
                        "id": 37,
                        "string": "Two additional universal principles of translation, explicitation and normalisation, would also indicate that a ZH text originally written in EN would be easier to translate."
                    },
                    {
                        "id": 38,
                        "string": "In fact, they looked at a human translation and the translation by an MT system (Hassan et al., 2018) and observed that the human translation outperforms the MT system when the input text is written in the original language (ZH), but the difference between the two is not significant when the original language is translationese (ZH input originally written EN)."
                    },
                    {
                        "id": 39,
                        "string": "Therefore, they concluded that the use of translationese as the source language in test sets distorts the results in favour of MT systems."
                    },
                    {
                        "id": 40,
                        "string": "Data Sets We use the test data from WMT16, WMT17, and WMT18 news translation tasks (newstest2016, newstest2017, and newstest2018) exclusively, because they provide results using the direct assessment (DA) score (Graham et al., 2013 (Graham et al., , 2014 , which is the metric we will use in our experiments."
                    },
                    {
                        "id": 41,
                        "string": "DA is a crowd-sourced human evaluation metric to determine MT quality."
                    },
                    {
                        "id": 42,
                        "string": "To elaborate, after participants submit their translations produced by their MT systems, a human evaluation campaign is run."
                    },
                    {
                        "id": 43,
                        "string": "This is to assess the translation quality of the systems, and to rank them accordingly."
                    },
                    {
                        "id": 44,
                        "string": "Human evaluation scores are provided via crowdsourcing and/or by participants, using Appraise (Federmann, 2012) ."
                    },
                    {
                        "id": 45,
                        "string": "Human assessors are asked to rate a given candidate translation by how adequately it expresses the meaning of the corresponding reference translation, thus avoiding the use of the source texts and therefore not requiring bilingual speakers."
                    },
                    {
                        "id": 46,
                        "string": "The rating is done on an analogue scale, which corresponds to an absolute 0-100 scale."
                    },
                    {
                        "id": 47,
                        "string": "To prevent differences in scoring strategies of distinct human assessors, the human assessment scores for translations are standardized according to each individual human assessor's overall mean and standard deviation score, which is indicated as the z-score in WMT finding papers."
                    },
                    {
                        "id": 48,
                        "string": "Average standardized scores for individual segments belonging to a given system are then computed, before the final overall DA score for that system is computed as the average of its standardized segment scores."
                    },
                    {
                        "id": 49,
                        "string": "Finally, systems are ranked to produce the shared task results."
                    },
                    {
                        "id": 50,
                        "string": "There is of course the possibility that some systems score similarly in the shared task."
                    },
                    {
                        "id": 51,
                        "string": "If that is the case, those systems are clustered together."
                    },
                    {
                        "id": 52,
                        "string": "Specifically, clusters are determined by grouping systems together, and comparing the scores they obtained."
                    },
                    {
                        "id": 53,
                        "string": "According to the Wilcoxon rank-sum test, if systems do not significantly outperform others, they are in the same cluster, the opposite is the case if they do outperform each other (Bojar et al., 2016 (Bojar et al., , 2017 (Bojar et al., , 2018 ."
                    },
                    {
                        "id": 54,
                        "string": "Table 1 : Datasets used in this study (DA scores from WMT16-18 news translation task)."
                    },
                    {
                        "id": 55,
                        "string": "Columns contain (from left to right) the number of submitted systems (# sys."
                    },
                    {
                        "id": 56,
                        "string": "), total number of segments prior to quality control (# seg."
                    },
                    {
                        "id": 57,
                        "string": "), and total number of assessments human assessors carried out (# assess.)"
                    },
                    {
                        "id": 58,
                        "string": "Table 1 provides an overview of the number of systems, segments, and assessments in the previously mentioned editions of WMT for all available language directions."
                    },
                    {
                        "id": 59,
                        "string": "These are the datasets that we use in this work."
                    },
                    {
                        "id": 60,
                        "string": "Effect of Translationese on Direct Assessment Scores The test sets used by Bojar et al."
                    },
                    {
                        "id": 61,
                        "string": "(2016 Bojar et al."
                    },
                    {
                        "id": 62,
                        "string": "( , 2017 Bojar et al."
                    },
                    {
                        "id": 63,
                        "string": "( , 2018 are bilingual, thus having two sides: source text and reference translation."
                    },
                    {
                        "id": 64,
                        "string": "The source is written in the language that is to be translated from (original language), while the reference is written in the language into which the source text is to be translated (target language)."
                    },
                    {
                        "id": 65,
                        "string": "In all the test sets used in our experiments English is one of the two languages involved, being either the source or the target."
                    },
                    {
                        "id": 66,
                        "string": "Taking as an example of WMT test set the one for Chinese-to-English from 2017, this contains 2,001 sentence pairs."
                    },
                    {
                        "id": 67,
                        "string": "Out of these, 1,000 sentences were originally written in Chinese and translated by a human translator into English, hence the target text is translationese."
                    },
                    {
                        "id": 68,
                        "string": "The other half consists of 1,001 sentences that were originally written in English and translated by a human translator into Chinese, hence the source text is translationese in this subset."
                    },
                    {
                        "id": 69,
                        "string": "A graphical depiction of this can be found in Figure 1 ."
                    },
                    {
                        "id": 70,
                        "string": "The advan-tage of this procedure is that the same test set can be used for the English-to-Chinese direction, thus reducing the costs involved in creating test sets in half."
                    },
                    {
                        "id": 71,
                        "string": "Source and reference files contain documents, each of which is provided with a label indicating in which language it was originally written."
                    },
                    {
                        "id": 72,
                        "string": "In our experiments we compute the DA scores for each test set (i) on the whole test set, which corresponds to the results reported in WMT, (ii) on the subset for which the source text was originally written in the source language (referred to as ORG in our experiments) and (iii) on the remaining subset, for which the source text was originally written in the target language, and is thus translationese (referred to as TRS in our experiments)."
                    },
                    {
                        "id": 73,
                        "string": "whole test set (WMT) as starting point for the comparison."
                    },
                    {
                        "id": 74,
                        "string": "We observe a clear and common trend: using original input results in a lower DA score, while using translationese input increases the DA score."
                    },
                    {
                        "id": 75,
                        "string": "This trend is consistent for all the 17 translation directions considered and for all the 3 years of WMT studied, thus providing enough evidence to answer RQ1: the use of translationese as input of test sets results in higher DA scores for MT systems."
                    },
                    {
                        "id": 76,
                        "string": "Effect of Translationese on Rankings We compute Kendall's τ to give an overview of to what degree rankings change for each translation direction."
                    },
                    {
                        "id": 77,
                        "string": "The τ coefficient is obtained by comparing WMT rankings to the resulting rankings if only the ORG subset is used as input."
                    },
                    {
                        "id": 78,
                        "string": "Since systems can share the same cluster, and thus the same ranking, we compute Kendall's τ both with and without ties."
                    },
                    {
                        "id": 79,
                        "string": "With ties, all systems in the same cluster are considered to occupy the same rank, hence the correlation with ties is sensitive only to changes that go beyond clusters."
                    },
                    {
                        "id": 80,
                        "string": "E.g."
                    },
                    {
                        "id": 81,
                        "string": "if a system moves from the second cluster to the first one."
                    },
                    {
                        "id": 82,
                        "string": "In contrast, without ties all the ranking changes are considered, even if a system changes position but remains within the same cluster."
                    },
                    {
                        "id": 83,
                        "string": "Table 3 shows the Kendall's τ correlations for all translation directions between the rankings on the whole test set (WMT) and on the ORG subset."
                    },
                    {
                        "id": 84,
                        "string": "We do see that some of the translation directions have a τ coefficient of 1, which means that the agreement between the two rankings is perfect, i.e."
                    },
                    {
                        "id": 85,
                        "string": "the rankings in WMT and ORG are exactly the same."
                    },
                    {
                        "id": 86,
                        "string": "However, we observe that there were few systems submitted to such translation directions (e.g."
                    },
                    {
                        "id": 87,
                        "string": "τ = 1 for Romanian→English in 2017, for which 7 systems were submitted, see Table 1)."
                    },
                    {
                        "id": 88,
                        "string": "Apart from those, other language directions show that there are at least slight rank changes between the WMT rankings and ORG rankings."
                    },
                    {
                        "id": 89,
                        "string": "Looking at the low ranked translation directions, we observe that some are close to a τ coefficient of 0, especially in correlations without ties, such as German→English in WMT 2017 (τ = 0.345)."
                    },
                    {
                        "id": 90,
                        "string": "This means that some rankings have only a weak correlation."
                    },
                    {
                        "id": 91,
                        "string": "Probably related to the differences in DA scores between WMT and ORG (RQ1), we also find that systems' rankings change for most language pairs when comparing WMT and ORG rankings."
                    },
                    {
                        "id": 92,
                        "string": "We see that there is no perfect correlation between rankings, apart from a few language directions for which only a few systems were submitted."
                    },
                    {
                        "id": 93,
                        "string": "This   indicates that the rankings do change to a certain degree."
                    },
                    {
                        "id": 94,
                        "string": "Computing Kendall's τ with ties results in higher correlation coefficients than without ties, implying that systems do shift, but tend to stay in the same cluster they occupied in the WMT ranking."
                    },
                    {
                        "id": 95,
                        "string": "In some editions of WMT, the rankings for certain language pairs change considerably."
                    },
                    {
                        "id": 96,
                        "string": "The biggest change in terms of ranking takes place for PROMT's rule-based system RU→EN for WMT16."
                    },
                    {
                        "id": 97,
                        "string": "This system advances four positions in the ranking when only original source text is considered, going from rank 5 to rank 1 (although tied with several other systems)."
                    },
                    {
                        "id": 98,
                        "string": "It is worth noting that while the DA score for the majority of systems decreases when using original source text, the opposite happens for PROMT's system."
                    },
                    {
                        "id": 99,
                        "string": "Thus far we have looked at a single result per translation direction and year, based on the best system in Table 2 , and on the correlation between systems in Table 3 ."
                    },
                    {
                        "id": 100,
                        "string": "Now we zoom in on a translation direction: Chinese→English."
                    },
                    {
                        "id": 101,
                        "string": "Table 4 shows how DA scores change between the whole test set (WMT) and the subsets ORG and TRS, both in terms of raw and standarized scores."
                    },
                    {
                        "id": 102,
                        "string": "In addition, the table depicts how many positions a system goes up or down in the ranking."
                    },
                    {
                        "id": 103,
                        "string": "In the table we observe consistently that the DA score for ORG input is lower than that for WMT, while that for TRS is higher than that for WMT."
                    },
                    {
                        "id": 104,
                        "string": "It is also worth noting that most top scoring systems change in rankings, and that system clusters shift."
                    },
                    {
                        "id": 105,
                        "string": "Due to limited space we provide equivalent tables to Table 4 for the remaining 16 translation directions as an appendix."
                    },
                    {
                        "id": 106,
                        "string": "Effect of Translationese on Different Language Pairs We aim to find out not only whether translationese has an effect on test sets (RQ1 and RQ2), but also to study whether some language pairs are more affected than others (RQ3)."
                    },
                    {
                        "id": 107,
                        "string": "Two hypotheses in this regard are as follows: (i) the degree of translationese's impact has to do with the translation quality attainable for a translation direction, as represented by the DA score of the best MT system submitted; (ii) the degree of translationese's impact has to do with how related are the two languages involved."
                    },
                    {
                        "id": 108,
                        "string": "In order to test the second hypothesis, the degree of similarity between languages has to be quantified."
                    },
                    {
                        "id": 109,
                        "string": "We make use of the lang2vec tool (Lit-tell et al., 2017) using the URIEL Typological Database (Littell et al., 2016) to compute the similarity between pairs of languages."
                    },
                    {
                        "id": 110,
                        "string": "Similar to the approach of Berzak et al."
                    },
                    {
                        "id": 111,
                        "string": "(2017) , all the 103 available morphosyntactic features in URIEL are obtained; these are derived from the World Atlas of Language Structures (WALS) (Dryer and Haspelmath, 2013) , Syntactic Structures of the Worlds Languages (SSWL) (Collins and Kayne, 2009) and Ethnologue (Lewis et al., 2009) ."
                    },
                    {
                        "id": 112,
                        "string": "Missing feature values are filled with a prediction from a k-nearest neighbors classifier."
                    },
                    {
                        "id": 113,
                        "string": "We also extract URIEL's 3,718 language family features derived from Glottolog (Hammarström et al., 2019) ."
                    },
                    {
                        "id": 114,
                        "string": "Each of these features represents membership in a branch of Glottolog's world language tree."
                    },
                    {
                        "id": 115,
                        "string": "Truncating features with the same value for all the languages present in our study, 87 features remain, consisting of 60 syntactic features and 27 family tree features."
                    },
                    {
                        "id": 116,
                        "string": "We then measure the level of relatedness between two languages using the linguistic similarity (LS) by Berzak et al."
                    },
                    {
                        "id": 117,
                        "string": "(2017) (Equation 1), i.e."
                    },
                    {
                        "id": 118,
                        "string": "the cosine similarity between the URIEL feature vectors for two languages v y and v y ."
                    },
                    {
                        "id": 119,
                        "string": "LS y,y = v y · v y v y v y (1) Together with the LS for a language direction, we take the best system of the most recent year in our data set, WMT18, for that language direction."
                    },
                    {
                        "id": 120,
                        "string": "The motivation behind is that a top performing system from the most recent campaign should be representative of the current state-of-the-art in machine translation for the translation direction it was submitted to."
                    },
                    {
                        "id": 121,
                        "string": "To look into the effect of translationese across different language pairs, we present two approaches, following the hypotheses put forward at the beginning of this section: (i) compare the DA score of the best system for each translation direction on subset ORG to the relative or absolute difference in DA score for that system between subset ORG and the whole set (WMT); (ii) compare the LS of the two languages in each translation direction to the relative or absolute difference in DA scores for the best system between subset ORG and the whole set (WMT); Figure 2 shows the Pearson correlation and 95% confidence region of the DA score of the best scoring system for each language direction on subset ORG against the absolute and relative difference   of the DA scores of those systems between WMT input and ORG input."
                    },
                    {
                        "id": 122,
                        "string": "We observe an interesting trend; higher scoring systems tend to have lower differences in score, which indicates that translationese has less effect."
                    },
                    {
                        "id": 123,
                        "string": "Considering either relative or absolute differences, the correlations are in both cases significant and strong (p < 0.001, |R| > 0.75)."
                    },
                    {
                        "id": 124,
                        "string": "Figure 3 shows the Pearson correlation and 95% confidence region of the LS of a language pair (English compared to another language in our data sets) against the absolute and relative difference of the DA scores of the best system for each translation direction between WMT input and ORG input."
                    },
                    {
                        "id": 125,
                        "string": "Here, we see a less obvious trend, and in fact both correlations are very weak and nonsignificant."
                    },
                    {
                        "id": 126,
                        "string": "However, just as in the previous figure we can see that most of the out-of-English systems tend to have a higher relative and absolute difference than systems that translate into English."
                    },
                    {
                        "id": 127,
                        "string": "On a side note, we created different feature combinations from the earlier mentioned features for LS."
                    },
                    {
                        "id": 128,
                        "string": "Apart from syntactic and family tree features, phonological features are also present in URIEL."
                    },
                    {
                        "id": 129,
                        "string": "However, other combinations did not seem to alter the LS difference score, compared to using the mentioned features in the experimental setup."
                    },
                    {
                        "id": 130,
                        "string": "Conclusion and Future Work This paper has looked in depth at the effect of translationese in bidirectional test sets, commonly used in machine translation shared tasks, by conducting a series of experiments on data sets for 17 translation directions in the three last editions of the news shared task from WMT."
                    },
                    {
                        "id": 131,
                        "string": "Specifically, we have recomputed the direct assessment (DA) scores separately for the whole test set (WMT), and for the subsets whose source side contains original language (ORG) and translationese (TRS)."
                    },
                    {
                        "id": 132,
                        "string": "Results show that using original language input lowers the DA scores, and translationese input increases the scores (RQ1), and perhaps more importantly, system rankings do change (RQ2)."
                    },
                    {
                        "id": 133,
                        "string": "We have also investigated the degree to which these rankings change, by measuring the correlation between the rankings with a non-parametric correlation metric that supports ties (Kendall's τ )."
                    },
                    {
                        "id": 134,
                        "string": "Results show that systems do change in absolute ranking, but tend to stay more in the same cluster as they were before."
                    },
                    {
                        "id": 135,
                        "string": "Last, we looked at whether the effect of translationese correlates with certain characteristics of translation directions."
                    },
                    {
                        "id": 136,
                        "string": "We did not find a correlation between the effect of translationese and the level of relatedness of the two languages involved but we did find a correlation between the effect of translationese and the translation quality attainable for translation directions (RQ3)."
                    },
                    {
                        "id": 137,
                        "string": "In other words, human evaluation for better performing systems would seem to be less affected by translationese."
                    },
                    {
                        "id": 138,
                        "string": "Related, we observe that translation directions that contain an under-resourced language tend to obtain low DA scores."
                    },
                    {
                        "id": 139,
                        "string": "Hence, we could say that the effect of translationese tends to be high specially when an under-resourced language is present, which could distort (inflate) the expectations in terms of translation quality for these languages."
                    },
                    {
                        "id": 140,
                        "string": "As for future work, we plan to focus on studying what the characteristics of translationese are."
                    },
                    {
                        "id": 141,
                        "string": "I.e."
                    },
                    {
                        "id": 142,
                        "string": "what are the traits that set apart the language used in original test sets from translationese test sets."
                    },
                    {
                        "id": 143,
                        "string": "All the code and data used in our experiments are available on GitHub 1 ."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 24
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 25,
                        "end": 39
                    },
                    {
                        "section": "Data Sets",
                        "n": "3",
                        "start": 40,
                        "end": 59
                    },
                    {
                        "section": "Effect of Translationese on Direct Assessment Scores",
                        "n": "4",
                        "start": 60,
                        "end": 75
                    },
                    {
                        "section": "Effect of Translationese on Rankings",
                        "n": "5",
                        "start": 76,
                        "end": 105
                    },
                    {
                        "section": "Effect of Translationese on Different Language Pairs",
                        "n": "6",
                        "start": 106,
                        "end": 129
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "7",
                        "start": 130,
                        "end": 143
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1029-Table1-1.png",
                        "caption": "Table 1: Datasets used in this study (DA scores from WMT16–18 news translation task). Columns contain (from left to right) the number of submitted systems (# sys.), total number of segments prior to quality control (# seg.), and total number of assessments human assessors carried out (# assess.)",
                        "page": 2,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 524.16,
                            "y1": 61.44,
                            "y2": 304.32
                        }
                    },
                    {
                        "filename": "../figure/image/1029-Figure1-1.png",
                        "caption": "Figure 1: Example of a WMT test set for English (EN) → Chinese (ZH) translation direction, where English is translated into Chinese, and Chinese into English. Indicated as a subscript is which the original language was, red means original language and blue translationese.",
                        "page": 2,
                        "bbox": {
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                            "y2": 488.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1029-Table4-1.png",
                        "caption": "Table 4: Results of the Chinese→English language direction with WMT, ORG, and TRS input. Systems are ordered by standardized mean DA score. If a system does not contain a rank, this means that it shares the same cluster as the system above it. Clusters are obtained according to Wilcoxon rank-sum test at p-level p ≤ 0.05. Indicated in the [↑↓] column are the changes in absolute ranking (i.e. how many positions a system goes up or down).",
                        "page": 4,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 526.0799999999999,
                            "y1": 415.68,
                            "y2": 670.0799999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1029-Table3-1.png",
                        "caption": "Table 3: Kendall’s τ coefficient for each translation direction and year. The coefficient is obtained by comparing WMT’s ranking with the ranking if only original language is used as input (subset ORG), with and without ties. A (*) indicates the significance level at p-level p≤0.05. Furthermore, language directions are sorted by the computed mean Kendall’s τ . A † indicates that the mean is computed over one year.",
                        "page": 4,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 524.16,
                            "y1": 85.44,
                            "y2": 287.03999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1029-Table2-1.png",
                        "caption": "Table 2: DA scores for the best MT system for each translation direction of WMT’s 2016–2018 news translation shared task. Columns ORG and TRS show the absolute difference of the DA scores in those subsets compared to the whole test set (WMT).",
                        "page": 3,
                        "bbox": {
                            "x1": 84.0,
                            "x2": 514.0799999999999,
                            "y1": 61.44,
                            "y2": 327.36
                        }
                    },
                    {
                        "filename": "../figure/image/1029-Figure3-1.png",
                        "caption": "Figure 3: Pearson correlation between Linguistic Similarity for each language direction and the relative (left) and absolute (right) difference (%) in DA score of comparing WMT input and ORG input. The languages are abbreviated into ISO 639-1 codes (Byrum, 1999).",
                        "page": 6,
                        "bbox": {
                            "x1": 74.39999999999999,
                            "x2": 525.12,
                            "y1": 349.91999999999996,
                            "y2": 571.1999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1029-Figure2-1.png",
                        "caption": "Figure 2: Pearson correlation between the DA scores of the best system for each translation direction at WMT18 and the relative (left) and absolute (right) difference in DA score (%) of comparing WMT input and ORG input. The languages are abbreviated into ISO 639-1 codes (Byrum, 1999).",
                        "page": 6,
                        "bbox": {
                            "x1": 76.32,
                            "x2": 525.12,
                            "y1": 65.28,
                            "y2": 286.56
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                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-19"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "Theoretical framework and methodology",
                        "Conclusion and Future Work",
                        "Aims of sentiment analysis:",
                        "i) Document level sentiment classification. A positive or",
                        "ii) Subjectivity classification at sentence level. A subjective or objective (factual) sentence [Wiebe et al., 1999]. iii) Aspect and entity level. Identification of the target of one positive or negative opinion [Hu and Liu, 2004]."
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "Related works",
                    "text": [
                        "Theoretical framework and methodology",
                        "Conclusion and Future Work",
                        "Author Theory Corpus Annotation Results",
                        "[Refaee and Rieser, 2014] 8,868 tweetsin Arabic Semantic orientation",
                        "Grammatical features Kappa: 0.84",
                        "[Chardon et al., 2013] SDRT 211 texts (movie revies, news reactions)",
                        "EDUs: subjectivity. Documents: subjectivity and discourse relations",
                        "Discourse and subjectivity annotation Categorization: 95% Segmentation: 82%",
                        "[Mittal et al., 2013] 662 reviewsin Hindi Violating expectation conjunctions. Negation."
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "2": {
                    "title": "Theoretical framework Rhetorical Structure Theory RST",
                    "text": [
                        "Introduction and Related Works",
                        "Conclusion and Future Work"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": [
                        "figure/image/1030-Figure1-1.png"
                    ]
                },
                "3": {
                    "title": "The Basque Opinion Corpus",
                    "text": [
                        "Introduction and Related Works",
                        "Conclusion and Future Work",
                        "240 opinion texts collected from different websites.",
                        "Opinion texts of six different domains: sports, politics, music, movies, literature books and weather.",
                        "Usefulness for sentiment analysis:",
                        "The first person: 1.21% in a Basque objective corpus (Basque",
                        "8.50% of the words correspond to adjectives in Basque",
                        "Wikipedia and 9.82% in the corpus for study.",
                        "Negation, irrealis blocking and discourse markers also are in the corpus."
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "4": {
                    "title": "Methodology steps",
                    "text": [
                        "Introduction and Related Works",
                        "Conclusion and Future Work",
                        "Set the stage for the annotating work.",
                        "Annotation procedure and process.",
                        "Following the annotation guidelines proposed by",
                        "Weather texts were annotated in 20 minutes while movie and literature texts were annotated in one hour."
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "5": {
                    "title": "RST annotation inter annotator agreement",
                    "text": [
                        "Introduction and Related Works",
                        "Theoretical framework and methodology",
                        "Conclusion and Future Work",
                        "Results: subjectivity extraction from rhetorical relations",
                        "Discussion: usefulness of the corpus for sentiment analysis",
                        "Relation. The same type of rhetorical relation to the attachment point of two or more EDUs in order to get the same effect.",
                        "Domain Agreement (%) Agreement (RR)",
                        "Automatic evaluation in a more strict scenario (if and only if the central subconstituent is the same) following",
                        "Constituent (C). All the EDUs that compose each discourse unit or span.",
                        "Attachment point. The node in the RS-tree to which the relation is attached.",
                        "N-S or nuclearity Specification of the compared relations regarding direction (NS, NS or NN)."
                    ],
                    "page_nums": [
                        12,
                        15
                    ],
                    "images": [
                        "figure/image/1030-Table2-1.png"
                    ]
                },
                "6": {
                    "title": "Sentiment analysis sentiment valence of rhetorical relations",
                    "text": [
                        "Introduction and Related Works",
                        "Theoretical framework and methodology",
                        "Conclusion and Future Work",
                        "Discussion: usefulness of the corpus for sentiment analysis",
                        "We sum all the sentiment valence of words of CONCESSION and EVALUATION rhetorical relations.",
                        "The results of the sum are given based on nuclearity.",
                        "Sum of sentiment valences CONCESSION EVALUATION",
                        "Nucleus Satellite Nucleus Satellite Weather Literature Movies Total"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "7": {
                    "title": "Discussion relevant RR disagreement",
                    "text": [
                        "Introduction and Related Works",
                        "Theoretical framework and methodology",
                        "Results: subjectivity extraction from rhetorical relations",
                        "Conclusion and Future Work",
                        "Discussion: usefulness of the corpus for sentiment analysis"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": [
                        "figure/image/1030-Table5-1.png"
                    ]
                },
                "8": {
                    "title": "Usefulness of the corpus for sentiment analysis",
                    "text": [
                        "Introduction and Related Works",
                        "Theoretical framework and methodology",
                        "Conclusion and Future Work",
                        "Results: subjectivity extraction from rhetorical relations",
                        "We can combine the subjectivity information with features of type of rhetorical relations to make a better sentiment analysis and classification.",
                        "Subjectivity extraction: words with sentiment valence tend to appear more in satellites than in nuclei."
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "9": {
                    "title": "Conclusions",
                    "text": [
                        "Introduction and Related Works",
                        "Theoretical framework and methodology",
                        "Annotation of a part of the Basque Opinion Corpus using RST.",
                        "The results of automatic tool regarding constituent and nuclearity are higher than 0.5 (inter-annotator agreement).",
                        "The usefulness of the corpus for sentiment analysis.",
                        "Useful to extract subjectivity information of different rhetorical relations.",
                        "CONCESSION: the semantic orientation of the nucleus prevails.",
                        "EVALUATION: words with sentiment valence concentrate on satellite."
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "10": {
                    "title": "Future Work",
                    "text": [
                        "Introduction and Related Works",
                        "Theoretical framework and methodology",
                        "Building of extended annotation guidelines to annotate the corpus with more reliability.",
                        "Annotation of the entire corpus.",
                        "Analysis regarding the distribution of the subjective information in relations."
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                }
            },
            "paper_title": "Towards discourse annotation and sentiment analysis of the Basque Opinion Corpus",
            "paper_id": "1030",
            "paper": {
                "title": "Towards discourse annotation and sentiment analysis of the Basque Opinion Corpus",
                "abstract": "Discourse information is crucial for a better understanding of the text structure and it is also necessary to describe which part of an opinionated text is more relevant or to decide how a text span can change the polarity (strengthen or weaken) of other span by means of coherence relations. This work presents the first results on the annotation of the Basque Opinion Corpus using Rhetorical Structure Theory (RST). Our evaluation results and analysis show us the main avenues to improve on a future annotation process. We have also extracted the subjectivity of several rhetorical relations and the results show the effect of sentiment words in relations and the influence of each relation in the semantic orientation value.",
                "text": [
                    {
                        "id": 0,
                        "string": "1 Introduction Sentiment analysis is a task that extracts subjective information for texts."
                    },
                    {
                        "id": 1,
                        "string": "There are different objectives and challenges in sentiment analysis: i) document level sentiment classification, that determines whether an evaluation is positive or negative (Pang et al., 2002; Turney, 2002) ; ii) subjectivity classification at sentence level which determines if one sentence has subjective or objective (factual) information (Wiebe et al., 1999) and iii) aspect and entity level in which the target of one positive or negative opinion is identified (Hu and Liu, 2004) ."
                    },
                    {
                        "id": 2,
                        "string": "In order to attain those objectives, some resources and tools are needed."
                    },
                    {
                        "id": 3,
                        "string": "Apart from basic resources as a sentiment lexicon, a corpus with subjective information for sentiment analysis is indispensable."
                    },
                    {
                        "id": 4,
                        "string": "Moreover, such corpora are necessary for two approaches to sentiment analysis."
                    },
                    {
                        "id": 5,
                        "string": "One approach is based on linguistic knowledge, where a corpus is needed to analyze different linguistic phenomena related to sentiment analysis."
                    },
                    {
                        "id": 6,
                        "string": "The second approach is based on statistics and, in this case, the corpus is useful to extract patterns of different linguistic phenomena."
                    },
                    {
                        "id": 7,
                        "string": "The aim of this work is to annotate the rhetorical structure of an opinionated corpus in Basque to check out the semantic orientation of rhetorical relations."
                    },
                    {
                        "id": 8,
                        "string": "This annotation was performed following the Rhetorical Structure Theory (RST) (Mann and Thompson, 1988) ."
                    },
                    {
                        "id": 9,
                        "string": "We have used the Basque version of SO-CAL tool to analyze the semantic orientation of this corpus (Taboada et al., 2011) ."
                    },
                    {
                        "id": 10,
                        "string": "This paper has been organized as follows: after presenting related work in Section 2, Section 3 describes the theoretical framework, the corpus for study and the methodology of annotation as well as the analysis of the corpus carried out."
                    },
                    {
                        "id": 11,
                        "string": "Then, Section 4 explains the results of the annotation process, the inter-annotator agreement and the results with regard to analysis in the subjectivity of the corpus."
                    },
                    {
                        "id": 12,
                        "string": "After that, Section 5 discusses the results."
                    },
                    {
                        "id": 13,
                        "string": "Finally, Section 6 concludes the paper, also proposing directions for future work."
                    },
                    {
                        "id": 14,
                        "string": "Related work The creation of a specific corpus and its annotation at different linguistic levels has been very a common task in natural language processing."
                    },
                    {
                        "id": 15,
                        "string": "As far as a corpus for sentiment analysis is concerned, information related to subjectivity and different grammar-levels has been annotated in different projects."
                    },
                    {
                        "id": 16,
                        "string": "Refaee and Rieser (2014) annotate the Arabic Twitter Corpus for subjectivity and sentiment analysis."
                    },
                    {
                        "id": 17,
                        "string": "They collect 8,868 tweets in Arabic by random search."
                    },
                    {
                        "id": 18,
                        "string": "Two native speakers of Arabic annotated the tweets."
                    },
                    {
                        "id": 19,
                        "string": "On the one hand, they annotate the semantic orientation of each tweet."
                    },
                    {
                        "id": 20,
                        "string": "On the other hand, they also annotate different grammatical characteristics of tweets such as syntactic, morphological and semantic features as well as stylistic and social features."
                    },
                    {
                        "id": 21,
                        "string": "They do not annotate any discourse related feature."
                    },
                    {
                        "id": 22,
                        "string": "They obtain a Kappa inter-annotator agreement of 0.84."
                    },
                    {
                        "id": 23,
                        "string": "The majority of corpora for sentiment analysis are annotated with subjectivity information."
                    },
                    {
                        "id": 24,
                        "string": "There are fewer corpora annotated with discourse information for the same task."
                    },
                    {
                        "id": 25,
                        "string": "Chardon et al."
                    },
                    {
                        "id": 26,
                        "string": "(2013) present a corpus for sentiment analysis annotated with discourse information."
                    },
                    {
                        "id": 27,
                        "string": "They annotate the corpus using Segmented Discourse Representation Theory (SDRT), creating two corpora: i) movie reviews from AlloCinéf.fr and ii) news reaction from Lemonde.fr."
                    },
                    {
                        "id": 28,
                        "string": "They collect 211 texts, annotated at EDU and document level."
                    },
                    {
                        "id": 29,
                        "string": "At the EDU level, subjectivity is annotated while at the document level, subjectivity and discourse relations are annotated."
                    },
                    {
                        "id": 30,
                        "string": "Results in subjectivity show that, at EDU level, Cohen's Kappa varies between 0.69 and 0.44 depending on the corpus and, at the document level, Kappa is between 0.73 and 0.58, respectively."
                    },
                    {
                        "id": 31,
                        "string": "They do not give results regarding the annotation of discourse relations."
                    },
                    {
                        "id": 32,
                        "string": "Asher et al."
                    },
                    {
                        "id": 33,
                        "string": "(2009) create a corpus with discourse and subjectivity annotation."
                    },
                    {
                        "id": 34,
                        "string": "They categorize opinions in four groups (REPORTING, JUDGMENT, ADVISE and SENTIMENT), using SDRT as the annotation framework for discourse."
                    },
                    {
                        "id": 35,
                        "string": "Exactly, they use five types of rhetorical relations (CONTRAST/CORRECTION, EXPLA-NATION, RESULT and CONTINUATION)."
                    },
                    {
                        "id": 36,
                        "string": "They collect three corpora (movie reviews, letters and news reports) in English and French."
                    },
                    {
                        "id": 37,
                        "string": "150 texts are in French and 186 texts in English."
                    },
                    {
                        "id": 38,
                        "string": "According to Kappa measure, in opinion categorization, the inter-annotator agreement is 95% while in discourse segmentation it is 82%."
                    },
                    {
                        "id": 39,
                        "string": "Mittal et al."
                    },
                    {
                        "id": 40,
                        "string": "(2013) follow a similar methodology."
                    },
                    {
                        "id": 41,
                        "string": "By the annotation of negation and discourse relations in a corpus, they measure the improvement made in sentiment classification."
                    },
                    {
                        "id": 42,
                        "string": "They collect 662 reviews in Hindi from review websites (380 with a positive opinion and 282 with a negative one)."
                    },
                    {
                        "id": 43,
                        "string": "Regarding discourse, they annotate violating expectation conjunctions that oppose or refute the current discourse segment."
                    },
                    {
                        "id": 44,
                        "string": "According to their results, after implementing negation and discourse information to HindiSentiWord-Net (HSWN), the accuracy of the tool increases from 50.45 to 80.21."
                    },
                    {
                        "id": 45,
                        "string": "They do not mention the inter-annotating agreement of violating expectation conjunctions."
                    },
                    {
                        "id": 46,
                        "string": "To sum up, this section gives us a general overview about discourse-based annotated corpora for sentiment analysis."
                    },
                    {
                        "id": 47,
                        "string": "Corpora have been made for specific aims, annotating only some characteristics or features related to discourse and discourse relations."
                    },
                    {
                        "id": 48,
                        "string": "This situation differs from our work, because our work describes the annotation process of the relational discourse structure and how the function in the rhetorical relation affect to the analysis in the semantic orientation."
                    },
                    {
                        "id": 49,
                        "string": "3 Theoretical framework and methodology 3.1 Theoretical framework: Rhetorical Structure Theory We have annotated the opinion text corpus using the principles of Rhetorical Structure Theory (RST) (Mann and Thompson, 1988; Taboada and Mann, 2006) , as it is the most used framework in the annotation of discourse structure and coherence relations in Basque where there are some tools (Iruskieta et al., 2013 (Iruskieta et al., , 2015b to study rhetorical relations."
                    },
                    {
                        "id": 50,
                        "string": "According to this framework, a text is coherent when it can be represented in one discourse-tree (RS-tree)."
                    },
                    {
                        "id": 51,
                        "string": "In a discourse-tree, there are elementary discourse units (EDU) that are interrelated."
                    },
                    {
                        "id": 52,
                        "string": "The relations are called coherence relations and the sum of these coherence relations forms a discourse-tree."
                    },
                    {
                        "id": 53,
                        "string": "Moreover, the text spans present in a discourse relation may enter into new relations, so relations can form compound and recursive structures."
                    },
                    {
                        "id": 54,
                        "string": "Elementary discourse units are text spans that usually contain a verb, except in some specific situations."
                    },
                    {
                        "id": 55,
                        "string": "The union of two or more EDUs creates a coherence relation."
                    },
                    {
                        "id": 56,
                        "string": "There are initially 25 types of coherence relations in RST."
                    },
                    {
                        "id": 57,
                        "string": "In some cases, one EDU is more important than other one and, in this case, the most important EDU in the relation is called nucleus-unit (basic information) while the less important or the auxiliary EDU is called satellite-unit (additional information)."
                    },
                    {
                        "id": 58,
                        "string": "Coherence relations of this type are called hypotactic relations."
                    },
                    {
                        "id": 59,
                        "string": "In contrast, in other relations, EDUs have the same importance and, consequently, all of them are nucleus."
                    },
                    {
                        "id": 60,
                        "string": "The relations with EDUs of same rank are called paratactic relations."
                    },
                    {
                        "id": 61,
                        "string": "The task that selects the nucleus in a relation is called nuclearity."
                    },
                    {
                        "id": 62,
                        "string": "Hypotactic relations are also divided into two groups according to their effect on the reader."
                    },
                    {
                        "id": 63,
                        "string": "Some relations are subject matter and they are re-lated to the content of text spans."
                    },
                    {
                        "id": 64,
                        "string": "For example, CAUSE, CONDITION or SUMMARY are subject matter relations."
                    },
                    {
                        "id": 65,
                        "string": "On the other hand, the aim of other relations is to create some effect on the reader."
                    },
                    {
                        "id": 66,
                        "string": "They are more rhetorical in their way of functioning."
                    },
                    {
                        "id": 67,
                        "string": "EVIDENCE, ANTITHESIS or MO-TIVATION belong to this group."
                    },
                    {
                        "id": 68,
                        "string": "Figure 1 presents a partial discourse-tree of an opinion text (tagged with the code LIB29)."
                    },
                    {
                        "id": 69,
                        "string": "The text is segmented and each text span is a discourse unit (EDU)."
                    },
                    {
                        "id": 70,
                        "string": "The discourse units are linked by different types of rhetorical relations."
                    },
                    {
                        "id": 71,
                        "string": "For instance, the EDUs numbered with 15 and 16 are linked by an ELABORATION relation and the EDUs ranging from 15 to 20 are linked by LIST (multinuclear relation)."
                    },
                    {
                        "id": 72,
                        "string": "On the other hand, the EDU numbered 2 is the central unit of this text because other relations in the text are linked to it and this text span is not attached to another one (with the exception of multinuclear relations)."
                    },
                    {
                        "id": 73,
                        "string": "According to Taboada and Stede (2009) , there are three steps in RST-based text annotation: 1-Segmentation of the text in text spans."
                    },
                    {
                        "id": 74,
                        "string": "Spans are usually clauses."
                    },
                    {
                        "id": 75,
                        "string": "2-Examination of clear relations between the units."
                    },
                    {
                        "id": 76,
                        "string": "If there is a clear relation, then mark it."
                    },
                    {
                        "id": 77,
                        "string": "If not, the unit belongs to a higher-level relation."
                    },
                    {
                        "id": 78,
                        "string": "In other words, the text span is part of a larger unit."
                    },
                    {
                        "id": 79,
                        "string": "3-Continue linking the relations until all the EDUs belong to one relation."
                    },
                    {
                        "id": 80,
                        "string": "Following Iruskieta et al."
                    },
                    {
                        "id": 81,
                        "string": "(2014) we think that it is recommendable, after segmenting the corpus, to identify first the central unit, and then mark the relations between different text spans."
                    },
                    {
                        "id": 82,
                        "string": "The Basque Opinion Corpus The corpus used for this study is the Basque Opinion Corpus (Alkorta et al., 2016) ."
                    },
                    {
                        "id": 83,
                        "string": "This corpus has been created with 240 opinion texts collected from different websites."
                    },
                    {
                        "id": 84,
                        "string": "Some of them are newspapers (for instance, Berria and Argia) while others are specialized websites (for example, Zinea for movies and Kritiken Hemeroteka for literature)."
                    },
                    {
                        "id": 85,
                        "string": "The corpus is multidomain and, in total, there are opinion texts of six different domains: sports, politics, music, movies, literature books and weather."
                    },
                    {
                        "id": 86,
                        "string": "The corpus is doubly balanced."
                    },
                    {
                        "id": 87,
                        "string": "That is, each domain has the same quantity of opinion texts (40 per domain) and each semantic orientation (positive or negative subjectivity) has the same quantity of opinion texts per each domain (20 positive and 20 negative texts per domain)."
                    },
                    {
                        "id": 88,
                        "string": "We extract preliminary corpus information using the morphosyntactical analysis tool Analhitza (Otegi et al., 2017) : 52,092 tokens and 3,711 sentences."
                    },
                    {
                        "id": 89,
                        "string": "We made preliminary checks to decide whether the corpus is useful for sentiment analysis."
                    },
                    {
                        "id": 90,
                        "string": "The opinion texts are subjective, so the frequency information of the first person should be high."
                    },
                    {
                        "id": 91,
                        "string": "The results show that the first person appearance is of 1.21% in a Basque objective corpus (Basque Wikipedia) whereas its appearance is of 8.37% in the Basque Opinion Corpus."
                    },
                    {
                        "id": 92,
                        "string": "As far as the presence of adjectives is concerned, both corpora show similar results."
                    },
                    {
                        "id": 93,
                        "string": "From all the types of grammatical categories, 8.50% of the words correspond to adjectives in Basque Wikipedia and 9.82% in the corpus for study."
                    },
                    {
                        "id": 94,
                        "string": "Other interesting features for sentiment analysis, such as negation, irrealis blocking and discourse markers, have also been found in the corpus."
                    },
                    {
                        "id": 95,
                        "string": "Methodological steps We have followed several steps to annotate the Basque Opinion Corpus using the RST framework: A1 A2 Total Movie 21 + 9 9 30 Weather 10 + 5 5 15 Literature 5 20 + 5 25 Total 50 39 70  of literature reviews have been annotated by one annotator and other 5 texts from the same domain by two."
                    },
                    {
                        "id": 96,
                        "string": "In total, 19 texts from 70 (27.14%) have been annotated by two annotators."
                    },
                    {
                        "id": 97,
                        "string": "2-Annotation procedure and process."
                    },
                    {
                        "id": 98,
                        "string": "We decided to follow the annotation guidelines proposed by Das and Taboada (2018) ."
                    },
                    {
                        "id": 99,
                        "string": "Each person annotated four or five texts per day during two or three weeks."
                    },
                    {
                        "id": 100,
                        "string": "The time to annotate documents varied according to the domain."
                    },
                    {
                        "id": 101,
                        "string": "The texts corresponding to the weather domain are shorter and, consequently, easier to annotate while texts about movies as well as those of the literature domain are more difficult because their writing style is more implicit (less indicators and relation signals) and complex (longer at least)."
                    },
                    {
                        "id": 102,
                        "string": "Approximately, each weather text was annotated in 20 minutes while movie and literature texts were annotated in one hour."
                    },
                    {
                        "id": 103,
                        "string": "3-Measurement of inter-annotator agreement."
                    },
                    {
                        "id": 104,
                        "string": "In order to check the quality of the annotation process, inter-annotator agreement was measured."
                    },
                    {
                        "id": 105,
                        "string": "This was calculated manually following the qualitative evaluation method (Iruskieta et al., 2015a) using F-measure."
                    },
                    {
                        "id": 106,
                        "string": "In this measurement, in contrast with the automatic tool, the central subconstituent factor was not taken into account."
                    },
                    {
                        "id": 107,
                        "string": "4-Semantic orientation extraction."
                    },
                    {
                        "id": 108,
                        "string": "Using the Basque version of the SO-CAL tool (Taboada et al., 2011) , we have extracted the subjective information of rhetorical relations in the three domains of the corpus in order to check how the type of rhetorical relation affects their sentiment valence."
                    },
                    {
                        "id": 109,
                        "string": "SO-CAL needs a sentiment lexicon where words have a sentiment valence between −5 and +5."
                    },
                    {
                        "id": 110,
                        "string": "The Basque version of the sentiment lexicon contains 1,237 entries."
                    },
                    {
                        "id": 111,
                        "string": "We have extracted the sentiment valence of 75 instances if CONCESSION and EVALUATION relations."
                    },
                    {
                        "id": 112,
                        "string": "From the 75 CONCESSION relations, 16 come from the weather domain, 34 from literature and 25 from movies."
                    },
                    {
                        "id": 113,
                        "string": "In the case of EVALU-ATION, 19 come from weather, 31 from literature and 25 from weather."
                    },
                    {
                        "id": 114,
                        "string": "5-Results."
                    },
                    {
                        "id": 115,
                        "string": "On the one hand, we have calculated the percentage of rhetorical relations with the same label annotated by two persons."
                    },
                    {
                        "id": 116,
                        "string": "On the other hand, we have measured accumulated values of sentiment valences in nuclei and satellites in texts of different domains."
                    },
                    {
                        "id": 117,
                        "string": "Table 2 shows the inter-annotator agreement of rhetorical relations (RR) between both annotators."
                    },
                    {
                        "id": 118,
                        "string": "This agreement was calculated following the qualitative method (Iruskieta et al., 2015a) ."
                    },
                    {
                        "id": 119,
                        "string": "According to these results, the highest agreement has been reached in the domain of weather where 17 of 39 relations (43.59%) have been annotated with the same relation label."
                    },
                    {
                        "id": 120,
                        "string": "After that, inter-annotator agreement in literature is 41.67% (70 from 168)."
                    },
                    {
                        "id": 121,
                        "string": "Finally, the domain of movies obtained the lowest results, since the agreement is 37.73% (83 of 220)."
                    },
                    {
                        "id": 122,
                        "string": "Taking all domains into account, 39.81% of the rhetorical relations have been annotated in the same way (170 relations of 427)."
                    },
                    {
                        "id": 123,
                        "string": "The disagreements are due to different reasons: i) both annotators have to train more to reach a higher agreement and to obtain better results."
                    },
                    {
                        "id": 124,
                        "string": "ii) opinionative texts are more open than news or scientific abstracts."
                    },
                    {
                        "id": 125,
                        "string": "Therefore, there is more place for different interpretations."
                    },
                    {
                        "id": 126,
                        "string": "Results Inter-annotator agreement Domain Agreement ( Subjectivity extraction from rhetorical relations The annotation of the corpus using Rhetorical Structure Theory allows us to check the usefulness of the corpus."
                    },
                    {
                        "id": 127,
                        "string": "We have extracted the subjectivity from different types of rhetorical relations using the Basque version of the SO-CAL tool and we have been able to check the distribution of words with sentiment valence in each type of rhetorical relation and domain."
                    },
                    {
                        "id": 128,
                        "string": "We have analyzed how words with sentiment valence appear in nuclei as well as satellites of CONCESSION and EVALUATION 1 in three domains."
                    },
                    {
                        "id": 129,
                        "string": "The results 2 are presented in Table 3 ."
                    },
                    {
                        "id": 130,
                        "string": "In the case of CONCESSION, the presence of words with sentiment valence in nuclei (47.21%) and satellites (52.79%) is similar in the three domains, although satellites show a higher proportion."
                    },
                    {
                        "id": 131,
                        "string": "In contrast, in the case of EVALUATION, words with sentiment valence are more concentrated on satellites (55.00%) in comparison with nuclei (45.00%)."
                    },
                    {
                        "id": 132,
                        "string": "The only exception is weather, where nucleus prevail over satellites as far as the concentration of words with sentiment valence is concerned 3 ."
                    },
                    {
                        "id": 133,
                        "string": "This information contrast between discourse and sentiment analysis provides us the option to understand what happens there."
                    },
                    {
                        "id": 134,
                        "string": "For example, in CONCESSION, the nucleus presents a situation affirmed by the author and the satellite shows a situation which is apparently inconsistent but also affirmed by the author (Mann and Taboada, 2005) ."
                    },
                    {
                        "id": 135,
                        "string": "In other words, the probability of an opinion appearance is similar in both."
                    },
                    {
                        "id": 136,
                        "string": "The sentiment valence of the nucleus prevails over the satellite but the application of Basque SO-CAL does not give the correct result because the tool does not apply any discourse processing and, consequently, in this CONCESSION relation, nuclei as well as satellite are given the same weight."
                    },
                    {
                        "id": 137,
                        "string": "( In Example (1), the semantic orientation of the nucleus is positive while the semantic orientation of the satellite is negative."
                    },
                    {
                        "id": 138,
                        "string": "The sum is positive and, in this case, SO-CAL correctly assigns the semantic orientation of the overall rhetorical relation."
                    },
                    {
                        "id": 139,
                        "string": "In contrast, in Example (2), according to SO-CAL, the sentiment orientation of the relation is negative but it should be positive, because the semantic orientation of the nucleus is positive."
                    },
                    {
                        "id": 140,
                        "string": "This example clarifies how discourse information is needed in lexicon-based sentiment classifiers such as in Example (3) , the nucleus as well as the satellite and the rhetorical relation have positive semantic orientation and SO-CAL assigns correctly the semantic orientation."
                    },
                    {
                        "id": 141,
                        "string": "Another type of rhetorical relation is EVALU-ATION, where the satellite makes an evaluative comment about the situation presented in the nucleus (Mann and Taboada, 2005) ."
                    },
                    {
                        "id": 142,
                        "string": "That means that the words with subjective information are more likely to appear in the satellite."
                    },
                    {
                        "id": 143,
                        "string": "Here, we can see some specific characteristics of each rhetorical relation."
                    },
                    {
                        "id": 144,
                        "string": "Unlike CONCES-SION, there is a concentration of words with sentiment valence in the satellite while words with sentiment valence have little presence in the nucleus."
                    },
                    {
                        "id": 145,
                        "string": "In fact, the sentiment valence of nuclei is never higher than +1 whereas satellites have a higher sentiment valence than ±3 in all the cases."
                    },
                    {
                        "id": 146,
                        "string": "In these three Examples (4, 5 and 6), the Basque version of the SO-CAL tool guesses correctly the semantic orientation of rhetorical relations."
                    },
                    {
                        "id": 147,
                        "string": "For example, in Example (6), the semantic orientation of nucleus is positive and of satellite is negative."
                    },
                    {
                        "id": 148,
                        "string": "The sum of the two EDUs is negative and SO-CAL correctly assigns a −3.4 sentiment valence."
                    },
                    {
                        "id": 149,
                        "string": "This does not happen in all cases because the tool has not implemented any type of discourse information processing."
                    },
                    {
                        "id": 150,
                        "string": "Anyway, the tool provides information about semantic orientation that is necessary to study the relation between sentiment analysis and rhetorical relations."
                    },
                    {
                        "id": 151,
                        "string": "Discussion Inter-annotator agreement Regarding inter-annotator agreement (Table 2) , the agreement goes from 37.73% to 43.59%."
                    },
                    {
                        "id": 152,
                        "string": "However, some domains do not show regularity regarding agreement."
                    },
                    {
                        "id": 153,
                        "string": "For example, in the case of reviews (domain of literature), inter-annotator agreement is situated between 38% and 48%, except in two texts where the agreement is lower (26% and 30%)."
                    },
                    {
                        "id": 154,
                        "string": "In the same line, in the weather domain, some texts show higher agreement than the average in the domain."
                    },
                    {
                        "id": 155,
                        "string": "If we evaluate this doubly annotated corpus by automatic means in a more strict scenario (if and only if the central subconstituent is the same) following Iruskieta et al."
                    },
                    {
                        "id": 156,
                        "string": "(2015a) , we can observe and evaluate other aspects of rhetorical structure, such as: • Constituent (C) describes all the EDUs that compose each discourse unit or span."
                    },
                    {
                        "id": 157,
                        "string": "• Attachment point is the node in the RS-tree to which the relation is attached."
                    },
                    {
                        "id": 158,
                        "string": "• N-S or nuclearity specifies if the compared relations share the same direction (NS, NS or NN)."
                    },
                    {
                        "id": 159,
                        "string": "• Relation determines if both annotators have assigned 4 the same type of rhetorical relation to the attachment point of two or more EDUs in order to get the same effect."
                    },
                    {
                        "id": 160,
                        "string": "Another aspect to take into consideration is that the manual and automatic evaluation does not show the same results with regard to interannotator agreement of the type of relation."
                    },
                    {
                        "id": 161,
                        "string": "According to a manual evaluation, inter-annotator  agreement is 39.81% while the automatic evaluation shows an agreement of 31.72%."
                    },
                    {
                        "id": 162,
                        "string": "As we have noted before, this difference comes due to the fact that the automatic comparison is made in a strict scenario and some relations are not compared, because the description of the central subconstituent of such relations is slightly different."
                    },
                    {
                        "id": 163,
                        "string": "The inter-annotator agreement results given by the automatic tool offer complementary information related to the annotation of the corpus."
                    },
                    {
                        "id": 164,
                        "string": "As Table 4 shows, the inter-annotator agreement is low in the case of type of relation but the results are better in other aspects of rhetorical relations such as constituent and nuclearity."
                    },
                    {
                        "id": 165,
                        "string": "The agreement in attachment point achieves 0.40 that is low still but constituent as well as nuclearity have achieved the inter-annotator agreement of 0.52 and 0.66, respectively."
                    },
                    {
                        "id": 166,
                        "string": "On the other hand, another interesting aspect is that there is no difference between domains as far as the agreement of different aspects related to writing style is concerned."
                    },
                    {
                        "id": 167,
                        "string": "It is surprising because the type and the way to express opinions are very different for each domain."
                    },
                    {
                        "id": 168,
                        "string": "In the weather domain, texts are short and clear and the language is direct."
                    },
                    {
                        "id": 169,
                        "string": "In contrast, in literature and movies, texts are longer, more diffuse and they use figurative expression many times."
                    },
                    {
                        "id": 170,
                        "string": "Even so, the weather domain obtains lowest results in three aspects mentioned in Table 4 but the type of relation obtains a better result compared to other domains."
                    },
                    {
                        "id": 171,
                        "string": "The interpretation of inter-annotator agreement suggests that in the evaluation of some rhetorical relations the agreement is lower while other aspects related to rhetorical relations like constituent and nuclearity obtain a better agreement."
                    },
                    {
                        "id": 172,
                        "string": "We have also discovered that specially ELABORATION, EVALUATION and some multinuclear relations show higher disagreement."
                    },
                    {
                        "id": 173,
                        "string": "Relevant RR disagreement: confusion matrix In order to know the differences of these disagreements, we have also measured the type of rhetorical relations with the highest disagreement."
                    },
                    {
                        "id": 174,
                        "string": "With that aim, we have calculated a confusion matrix, and then we have identified the most controversial rhetorical relations."
                    },
                    {
                        "id": 175,
                        "string": "Results are shown in Table 5 ."
                    },
                    {
                        "id": 176,
                        "string": "According to Table 5 , ELABORATION has been used by one annotator whereas the other has employed a more informative relation."
                    },
                    {
                        "id": 177,
                        "string": "In two cases, the first annotator (A1) has annotated an EVALUATION relation while the other annotator (A2) has annotated MOTIVATION and IN-TERPRETATION."
                    },
                    {
                        "id": 178,
                        "string": "In other case, A2 has annotated ELABORATION whereas A1 has tagged RESULT."
                    },
                    {
                        "id": 179,
                        "string": "In total, there are 19 instances in which ELABORATION has been annotated by one of the annotators."
                    },
                    {
                        "id": 180,
                        "string": "Moreover, there are 4 instances of disagreement between INTERPRETATION and JUSTIFICATION."
                    },
                    {
                        "id": 181,
                        "string": "Finally, there are also disagreements in multinuclear relations."
                    },
                    {
                        "id": 182,
                        "string": "While A2 has annotated CONTRAST in 10 relations, A1 has employed CONCESSION and EVALUATION."
                    },
                    {
                        "id": 183,
                        "string": "There are also 4 instances of disagreement between LIST and CONJUNCTION."
                    },
                    {
                        "id": 184,
                        "string": "Our interpretation of this results is that one annotator (A1) tends to annotate more general rhetorical relations (e. g. ELABORATION) while other annotator (A2) annotates more precise relations."
                    },
                    {
                        "id": 185,
                        "string": "When it comes to multinuclear relations, it seems that A1 annotator has a tendency to not an-notate multinuclear relations."
                    },
                    {
                        "id": 186,
                        "string": "Checking the usefulness of the corpus for sentiment analysis The second aim of this work has been to check the usefulness of the corpus for sentiment analysis."
                    },
                    {
                        "id": 187,
                        "string": "Firstly, the results have shown that in some cases the Basque version of SO-CAL does not assign a suitable semantic orientation to all the rhetorical relations, even when the semantic orientation of EDUs of the relation is correct."
                    },
                    {
                        "id": 188,
                        "string": "This means that the information of rhetorical relations would be needed in order to make a lexicon-based sentiment classification."
                    },
                    {
                        "id": 189,
                        "string": "In other words, this suggests that it would be recommendable to assign weights to EDUs of rhetorical relations to model their effect on sentiment analysis."
                    },
                    {
                        "id": 190,
                        "string": "Each type of rhetorical relation has different characteristics and, consequently, the way to assign weights to EDUs in each relation must be different."
                    },
                    {
                        "id": 191,
                        "string": "For that reason, we have made a preliminary study with the purpose of checking how different types of rhetorical relations present a semantic orientation and what is the distribution of words with sentiment valence in rhetorical relations."
                    },
                    {
                        "id": 192,
                        "string": "The study of CONCESSION has shown that i) the probability of sentiment words appearing in nuclei as well as satellites is similar, and that ii) nucleus always prevails over the satellite and, consequently, the semantic orientation of nucleus must be the semantic orientation of all the rhetorical relation."
                    },
                    {
                        "id": 193,
                        "string": "However, the semantic orientation of the satellite must be also taken into consideration in the semantic orientation of all the rhetorical relation."
                    },
                    {
                        "id": 194,
                        "string": "Although comparing with nucleus, satellite has to be less important."
                    },
                    {
                        "id": 195,
                        "string": "The opposite situation happens in EVALUA-TION."
                    },
                    {
                        "id": 196,
                        "string": "Here, we can see that words with sentiment valence concentrate more on the satellite while there are fewer words with sentiment valence in the nucleus."
                    },
                    {
                        "id": 197,
                        "string": "That means that the weight must be assigned to the satellite because that part of the relation is more important from the point of view of sentiment analysis."
                    },
                    {
                        "id": 198,
                        "string": "This interpretation of the results suggests that the Basque Opinion Corpus annotated using RST can be useful for different tasks of sentiment analysis, in fact, the preliminary analysis made with rhetorical relations shows some characteristics and differences that are related to rhetorical relations."
                    },
                    {
                        "id": 199,
                        "string": "Conclusion and Future Work In this work, we have annotated a part of the Basque Opinion Corpus using Rhetorical Structure Theory."
                    },
                    {
                        "id": 200,
                        "string": "Then, we have measured interannotator agreement."
                    },
                    {
                        "id": 201,
                        "string": "The manual evaluation of the results shows that the inter-annotator agreement of the type of rhetorical relations is 39.81%."
                    },
                    {
                        "id": 202,
                        "string": "On the other hand, using an automatic tool we have obtained more fine-grained results regarding aspects of relations and attachment, as well as nuclearity, with an inter-annotator agreement higher than 0.5."
                    },
                    {
                        "id": 203,
                        "string": "We have also identified that ELABO-RATION, EVALUATION and some multinuclear relations show the highest disagreement."
                    },
                    {
                        "id": 204,
                        "string": "On the other hand, we have also checked the usefulness of this annotated corpus for sentiment analysis and the first results show that it is useful to extract subjectivity information of different rhetorical relations."
                    },
                    {
                        "id": 205,
                        "string": "In CONCESSION relations, the semantic orientation of the nucleus always prevails but the valence of the satellite must also be taken into consideration."
                    },
                    {
                        "id": 206,
                        "string": "In EVALUATION relations, words with sentiment valence concentrate on satellite."
                    },
                    {
                        "id": 207,
                        "string": "In future, firstly, we plan to build extended annotation guidelines to annotate the corpus with more reliability."
                    },
                    {
                        "id": 208,
                        "string": "This would be the previous step before annotating the entire corpus."
                    },
                    {
                        "id": 209,
                        "string": "On the other hand, we would like to continue analyzing how the subjective information is distributed in relations."
                    }
                ],
                "headers": [
                    {
                        "section": "Related work",
                        "n": "2",
                        "start": 14,
                        "end": 81
                    },
                    {
                        "section": "The Basque Opinion Corpus",
                        "n": "3.2",
                        "start": 82,
                        "end": 94
                    },
                    {
                        "section": "Methodological steps",
                        "n": "3.3",
                        "start": 95,
                        "end": 125
                    },
                    {
                        "section": "Subjectivity extraction from rhetorical relations",
                        "n": "4.2",
                        "start": 126,
                        "end": 150
                    },
                    {
                        "section": "Inter-annotator agreement",
                        "n": "5.1",
                        "start": 151,
                        "end": 172
                    },
                    {
                        "section": "Relevant RR disagreement: confusion matrix",
                        "n": "5.1.1",
                        "start": 173,
                        "end": 185
                    },
                    {
                        "section": "Checking the usefulness of the corpus for sentiment analysis",
                        "n": "5.2",
                        "start": 186,
                        "end": 198
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "6",
                        "start": 199,
                        "end": 209
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1030-Table3-1.png",
                        "caption": "Table 3: Accumulated values of sentiment valences in nuclei and satellites for each domain.",
                        "page": 5,
                        "bbox": {
                            "x1": 74.88,
                            "x2": 523.1999999999999,
                            "y1": 62.879999999999995,
                            "y2": 161.28
                        }
                    },
                    {
                        "filename": "../figure/image/1030-Table4-1.png",
                        "caption": "Table 4: Inter-annotator agreement results given by the automatic tool.",
                        "page": 6,
                        "bbox": {
                            "x1": 89.75999999999999,
                            "x2": 507.35999999999996,
                            "y1": 62.879999999999995,
                            "y2": 147.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1030-Table5-1.png",
                        "caption": "Table 5: Disagreement in rhetorical relations.",
                        "page": 6,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 528.0,
                            "y1": 313.44,
                            "y2": 406.08
                        }
                    },
                    {
                        "filename": "../figure/image/1030-Table1-1.png",
                        "caption": "Table 1: Number of texts annotated by two annotators. The number after the sum sign indicates the quantity of texts with double annotation.",
                        "page": 2,
                        "bbox": {
                            "x1": 326.88,
                            "x2": 503.03999999999996,
                            "y1": 466.56,
                            "y2": 538.0799999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1030-Figure1-1.png",
                        "caption": "Figure 1: Part of a discourse-tree of the LIB29 review annotated with the RST framework.",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 61.44,
                            "y2": 282.24
                        }
                    },
                    {
                        "filename": "../figure/image/1030-Table2-1.png",
                        "caption": "Table 2: Inter-annotator agreement in different domains of the corpus measured by hand.",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 299.03999999999996,
                            "y1": 196.79999999999998,
                            "y2": 268.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-20"
        },
        {
            "slides": {
                "0": {
                    "title": "Discourse coherence",
                    "text": [
                        "Recipe for whipped cream frosting:",
                        "Put cream cheese and whipping cream into a bowl.",
                        "Add sugar and vanilla.",
                        "Beat the mixture until the cream can hold a stiff peak.",
                        "Cover cakes with this frosting that won't melt at room temperature.",
                        "beca u se? V Otherwise youll be left with soggy cupcakes.",
                        "Some relations can be left implicit; others cant."
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "This paper Recovering implicit relations",
                    "text": [
                        "The availability of implicit relations alongside explicit cues is a puzzle for existing models of coherence relations.",
                        "Also a further challenge to discourse parsing.",
                        "Evidence from Conjunction-insertion experiments",
                        "Results show role for inference alongside explicit cues"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "A puzzle",
                    "text": [
                        "Deduction of implicit information from juxtaposed sentences",
                        "It's too far to walk. Let's take the bus.",
                        "Infer alternatives: walk/bus as means of transport",
                        "Infer causal relation: too far, therefore bus",
                        "It's too far to walk so let's take the bus.",
                        "Assumption: A passage marks its coherence relation either explicitly or implicitly - i.e., if explicit connective is present, no need for further inference about additional relations.",
                        "so? V It's too far to walk. Instead let's take the bus."
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Back to the puzzle",
                    "text": [
                        "Suppose that assumption is wrong: It is not simply a choice of marking a coherence relations either explicitly or implicitly.",
                        "Question: When should we posit an implicit relation alongside an explicit cue?",
                        "Why? Establishing the possibility of multiple concurrent relations is a first step towards the related question of what leads people to see them."
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Multiple types of multiplicity",
                    "text": [
                        "Multiple alternative analyses (Mann & Thompson 1988; inter alia)",
                        "I sang. John danced.",
                        "Multiple connectives for same relation (Fraser 2013)",
                        "John made a fool of himself at the restaurant, so as a result, we avoid going there.",
                        "Multiple relations from same connective (Miltsakaki et al. 2005;",
                        "We avoid that restaurant since John made a fool of himself there.",
                        "Multiple connectives for distinct relations (Asher & Lascarides",
                        "I bought the apartment but then I rented it out.",
                        "Multiple inferred relations (Prasad et al. 2008, 2014; Dunietz et",
                        "Its too far to walk. Lets take the bus.",
                        "so instea V d",
                        "New result: Systematic inference of relations, distinct from ones explicitly cued.",
                        "Its too far to walk. Instead lets take the bus. so V"
                    ],
                    "page_nums": [
                        5,
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Experimental Design Conjunction insertion",
                    "text": [
                        "Judgments for 50 adverbials, each in 50+ passages, each passage judged by 28 people. 70,000+ data points"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "Passages in dataset",
                    "text": [
                        "Materials: for each adverbial, 50+ passages (mostly) from",
                        "NYTimes Annotated Corpus (Sandhaus, 2008)",
                        "Nervous? No, my legs not shaking, said Griffey, who caused everyone to laugh // ______ indeed his right foot was shaking.",
                        "Sellers are usually happy, too _______ after all they are the ones leaving with money.",
                        "Adverbials include: ACTUALLY, AFTER ALL, FIRST OF ALL, FOR EXAMPLE, FOR INSTANCE, IN FACT, IN OTHER WORDS, INDEED, INSTEAD, NEVERTHELESS, NONETHELESS, ON THE ONE HAND, ON THE OTHER HAND, OTHERWISE, SPECIFICALLY, THEN, THEREFORE, THUS,"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "7": {
                    "title": "Experimental Design Single Response",
                    "text": [
                        "Each passage viewed by 28 participants",
                        "Find conjunction to best reflect meaning of connection between text spans",
                        "You can lead a horse to water // you cant make it drink",
                        "Variability within adverbials: Does the adverbial elicit the same conjunction for all passages?"
                    ],
                    "page_nums": [
                        9,
                        10
                    ],
                    "images": []
                },
                "8": {
                    "title": "Experimental Results Implicit passages",
                    "text": [
                        "We saw some consistency in semantically related adverbial pairs, but also differences for a given adverbial."
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "9": {
                    "title": "Cases of disagreement",
                    "text": [
                        "Different conjunctions can reveal different attachments:",
                        "Nervous? No, my legs not shaking, said Griffey, who caused everyone to laugh ______ indeed his right foot was shaking.",
                        "We didnt intend to have such examples.",
                        "Adverbial-specific patterns arise: e.g., Author~Participant divergence with otherwise",
                        "The Ravitch camp has had about 25 fund-raisers and has scheduled 20 more. Thirty others are in various stages of planning, Ms. Marcus said. It has to be highly organized // ________ otherwise its total chaos, she added.",
                        "Not evidence of ambiguity",
                        "Improbable combinations, but perfectly fine"
                    ],
                    "page_nums": [
                        13,
                        14
                    ],
                    "images": []
                },
                "10": {
                    "title": "Summary so far",
                    "text": [
                        "Multiple connectives: Establish necessity of entertaining implicit relations when adverbial is present",
                        "Context sensitivity: Adverbial alone does not completely predict discourse relation",
                        "Informative disagreement: Demonstrate possibility of divergent valid annotations and what they arise from."
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "11": {
                    "title": "LexSem of Adverbials Inference",
                    "text": [
                        "Lexical semantics of adverbial licenses one conjunction",
                        "Inference from passage content licenses another",
                        "Gouges are deep scratches that must be filled as well as colored _____ otherwise they will collect dirt and become permanently discolored.",
                        "otherwise encodes 'otherness' (OR) passage requires causal reasoning (BECAUSE)",
                        "For the plane to Paris, there are only a few tickets left",
                        "____ instead you could go via Amsterdam.",
                        "instead encodes substitution (OR) passage may permit emphasis on contrast (BUT) passage may permit causal reasoning (SO)"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "12": {
                    "title": "Lexical Semantics of Advs Inference",
                    "text": [
                        "in other words none other so or but before because and",
                        "in other words instead none",
                        "other so or but before because and none other so or but before because and",
                        "Adverbial meaning of otherness from otherwise and instead",
                        "Additional pragmatic inference from passage content",
                        "Passages may elicit significantly different responses.",
                        "Was this evidence of different analyses across annotators or would same annotator endorse more than one conjunction?"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": [
                        "figure/image/1031-Figure3-1.png"
                    ]
                },
                "13": {
                    "title": "Experimental Design Multiple Responses",
                    "text": [
                        "48 passages with otherwise (to assess perceived functional role of the otherwise clause)",
                        "16 passages with instead (minimal pairs to test parallel/ non-parallel readings)",
                        "+ passages for in other words and after all",
                        "Task 1: Identify best conjunction(s) for meaning of connection",
                        "Task 2 (for otherwise): Identify a paraphrase of that meaning"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "14": {
                    "title": "Otherwise passages with different roles",
                    "text": [
                        "argumentation Proper placement of the testing device is an important issue",
                        "______ otherwise the test results will be inaccurate.",
                        "Prediction: OR/BECAUSE #BUT a reason to place the test properly is to avoid inaccuracy",
                        "enumeration A baked potato, plonked on a side plate with sour cream",
                        "lecked f with chives, is the perfect accompaniment ______ otherwise you could serve a green salad and some good country bread.",
                        "there Prediction: are two choices OR/BUT for #BECAUSE a side: potato or salad",
                        "#a reason to have a potato is to avoid a salad",
                        "exception Mr. Lurie and Mr. Jarmusch actually catch a shark, a thrashing",
                        "10-footer _____ otherwise the action is light.",
                        "Prediction: BUT #OR/BECAUSE shark catching is a special case; generally action is light",
                        "#there are two choices for the film: sharks or light action"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "15": {
                    "title": "Instead passages w different emphasis",
                    "text": [
                        "parallel There was no flight scheduled to Paris yesterday ______",
                        "instead there were several to Amsterdam.",
                        "There were too few flights scheduled to Paris yesterday ______ instead we went to Amsterdam."
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "16": {
                    "title": "Results Otherwise",
                    "text": [
                        "argumentation Proper placement of the testing device is an important issue",
                        "______ otherwise the test results will be inaccurate.",
                        "Prediction confirmed: OR & BECAUSE",
                        "A B C D E F G H I J K L M N O P BUT",
                        "OR,BUT OR,SO OR,AND OR,BECAUSE AND,OR,BUT",
                        "first second first second first second first second first second first second first second first second first second first second first second first second first second first second first second first second",
                        "AND,OR,SO AND,OR,SO,BUT [no connective]",
                        "enumeration A baked potato, plonked on a side plate with sour cream",
                        "f lecked with chives, is the perfect accompaniment ____ otherwise you could serve a green salad and some good country bread.",
                        "OR OR,BUT SO,OR OR,AND",
                        "AND,OR,SO BUT,AND [no connective]",
                        "exception Mr. Lurie and Mr. Jarmusch actually catch a shark, a thrashing",
                        "10-footer _____ otherwise the action is light.",
                        "Prediction confirmed: BUT only",
                        "Main effect of 3-way underlying category on BUT (p<0.001)"
                    ],
                    "page_nums": [
                        21,
                        22,
                        23
                    ],
                    "images": [
                        "figure/image/1031-Figure7-1.png",
                        "figure/image/1031-Figure6-1.png",
                        "figure/image/1031-Figure5-1.png"
                    ]
                },
                "17": {
                    "title": "Results Instead",
                    "text": [
                        "parallel There was no flight scheduled to Paris yesterday ______",
                        "instead there were several to Amsterdam.",
                        "non-parallel There were too few flights scheduled to Paris yesterday ______",
                        "instead we went to Amsterdam.",
                        "Prediction confirmed: main effect of condition on use of",
                        "A B C D E F G H I J K L M N O BUT",
                        "parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel parallel non_parallel"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": [
                        "figure/image/1031-Figure8-1.png"
                    ]
                },
                "18": {
                    "title": "Summary Choosing among alternatives",
                    "text": [
                        "It's too far to walk. Let's take the bus.",
                        "Inference even with explicit cues",
                        "It's too far to walk. Instead let's take the bus.",
                        "Better to take the bus or otherwise youll have to walk."
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                },
                "19": {
                    "title": "Conclusion and Future Work",
                    "text": [
                        "What participants chose can be explained in terms of the lexical semantics of discourse adverbials and properties of the passages that lead to particular inferences.",
                        "With otherwise, inference aligns with the perceived function of the passage: argumentation, enumeration, exception.",
                        "What leads to this functional inference?",
                        "With instead, inference seems to align in part with what licenses the adverbial.",
                        "We know what can license instead but we have yet to fully correlate these possibilities with what is inferred."
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                }
            },
            "paper_title": "Discourse Coherence: Concurrent Explicit and Implicit Relations",
            "paper_id": "1031",
            "paper": {
                "title": "Discourse Coherence: Concurrent Explicit and Implicit Relations",
                "abstract": "Theories of discourse coherence posit relations between discourse segments as a key feature of coherent text. Our prior work suggests that multiple discourse relations can be simultaneously operative between two segments for reasons not predicted by the literature. Here we test how this joint presence can lead participants to endorse seemingly divergent conjunctions (e.g., but and so) to express the link they see between two segments. These apparent divergences are not symptomatic of participant naïveté or bias, but arise reliably from the concurrent availability of multiple relations between segments -some available through explicit signals and some via inference. We believe that these new results can both inform future progress in theoretical work on discourse coherence and lead to higher levels of performance in discourse parsing.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction A question that remains unresolved in work on discourse coherence is the nature and number of relations that can hold between clauses in a coherent text (Halliday and Hasan, 1976; Stede, 2012) ."
                    },
                    {
                        "id": 1,
                        "string": "Our earlier work (Rohde et al., 2015 (Rohde et al., , 2016 showed that, in the presence of explicit discourse adverbials, people also infer additional discourse relations that they take to hold jointly with those associated with the adverbials."
                    },
                    {
                        "id": 2,
                        "string": "For example, in: (1) It's too far to walk."
                    },
                    {
                        "id": 3,
                        "string": "Instead let's take the bus."
                    },
                    {
                        "id": 4,
                        "string": "people infer a RESULT relation in the context of the adverbial instead, which itself signals that the bus stands in a SUBSTITUTION relation to walking."
                    },
                    {
                        "id": 5,
                        "string": "We showed this using crowdsourced conjunctioninsertion experiments (Rohde et al., 2015 (Rohde et al., , 2016 , in which participants were asked to insert into the gap between two discourse segments, a conjunction that best expressed how they took the segments to be related."
                    },
                    {
                        "id": 6,
                        "string": "Rohde et al."
                    },
                    {
                        "id": 7,
                        "string": "(2017) also asked participants to select any other conjunctions that they took to convey the same sense as their \"best\" choice."
                    },
                    {
                        "id": 8,
                        "string": "(More details of these experiments are given in Section 3.)"
                    },
                    {
                        "id": 9,
                        "string": "All three studies showed participants selecting conjunctions whose sense differed from that of the explicit discourse adverbial."
                    },
                    {
                        "id": 10,
                        "string": "But Rohde et al."
                    },
                    {
                        "id": 11,
                        "string": "(2015 Rohde et al."
                    },
                    {
                        "id": 12,
                        "string": "( , 2016 also showed participants often selecting conjunctions that signal different coherence relations than those selected by other participants."
                    },
                    {
                        "id": 13,
                        "string": "And Rohde et al."
                    },
                    {
                        "id": 14,
                        "string": "(2017) showed participants often identifying very different conjunctions as conveying the same meaning."
                    },
                    {
                        "id": 15,
                        "string": "For example, in passage (2), with the discourse adverbial in other words, one large fraction of participants chose to insert OR, while another large fraction inserted SO."
                    },
                    {
                        "id": 16,
                        "string": "Since the two are neither synonymous nor representative of the same relation, either the participants have come up with different analyses of the passages (Section 2) or something more surprising is at work."
                    },
                    {
                        "id": 17,
                        "string": "(2) Unfortunately, nearly 75,000 acres of tropical forest are converted or deforested every day ______ in other words an area the size of Central Park disappears every 16 minutes."
                    },
                    {
                        "id": 18,
                        "string": "[SO∼OR] Rohde et al."
                    },
                    {
                        "id": 19,
                        "string": "(2017) noted other cases where different pairs of conjunctions (e.g., BECAUSE and BUT, BUT and OR, and BECAUSE and OR) appear systematically across participants and across passages for particular adverbials, and speculated on what these odd pairings may reveal, but did not provide any empirical evidence for why this happens."
                    },
                    {
                        "id": 20,
                        "string": "Here we present such evidence from an experiment on three discourse adverbials (in other words, otherwise, and instead)."
                    },
                    {
                        "id": 21,
                        "string": "After describing related work on multiple discourse relations (Section 2) and then our experimental methodology (Section 3), we step through results for these three adverbials."
                    },
                    {
                        "id": 22,
                        "string": "As a final piece of evidence, we manipulate the presence and absence of a fourth adverbial, after all, in order to demonstrate that inference of the relation(s) between segments in a passage is not always driven by the presence of such an adverbial."
                    },
                    {
                        "id": 23,
                        "string": "Related Work This is not the first work on discourse coherence to acknowledge the possibility of multiple relations holding between given discourse segments."
                    },
                    {
                        "id": 24,
                        "string": "For example, the developers of Rhetorical Structure Theory acknowledged that even experienced RST analysts may interpret a text differently in terms of the relations they take to hold (Mann and Thompson, 1988, p. 265) ."
                    },
                    {
                        "id": 25,
                        "string": "But while RST allows for multiple alternative analyses of a text in terms of discourse relations, in practice, researchers working in the RST framework standardly produce a single analysis of a text, with a single relational labeling, selecting the analysis that is \"most plausible in terms of the perceived goals of the writer\" (Mann et al., 1989, pp."
                    },
                    {
                        "id": 26,
                        "string": "34-35) ."
                    },
                    {
                        "id": 27,
                        "string": "If that single analysis is later mapped into a different structure to support further processing -e.g., a binary branching tree structure -the mapping does not change the chosen relational labeling."
                    },
                    {
                        "id": 28,
                        "string": "Multiple relations may additionally hold in theories of discourse coherence that posit multiple levels of text analysis."
                    },
                    {
                        "id": 29,
                        "string": "For example, following Grosz and Sidner (1986) , Moore and Pollack (1992) characterized text as having both an informational structure (relating information conveyed by discourse segments) and an intentional structure (relating the functions of those segments with respect to what the speaker is trying to accomplish through the text)."
                    },
                    {
                        "id": 30,
                        "string": "The kinds of relations at the two levels are different, as can be seen in the following example from (Moore and Pollack, 1992, p. 540) : (3) a. George Bush supports big business."
                    },
                    {
                        "id": 31,
                        "string": "b."
                    },
                    {
                        "id": 32,
                        "string": "He's sure to veto House Bill 1711."
                    },
                    {
                        "id": 33,
                        "string": "At the level of intentions, (3a) aims to provide EVI-DENCE for the claim in (3b), while at an informational level, (3a) serves as the CAUSE of the situation in (3b)."
                    },
                    {
                        "id": 34,
                        "string": "RST would force annotators to choose only the analysis that best reflected the perceived goals of the writer."
                    },
                    {
                        "id": 35,
                        "string": "Additionally, multiple relations can hold where there are distinct explicit signals for distinct discourse relations holding between a pair of segments (Cuenca and Marin, 2009; Fraser, 2013) , as in: (4) It's too far to walk."
                    },
                    {
                        "id": 36,
                        "string": "So instead let's take the bus."
                    },
                    {
                        "id": 37,
                        "string": "where the conjunction so signals a RESULT relation and the adverbial instead signals that taking the bus stands in an SUBSTITUTION relation to walking."
                    },
                    {
                        "id": 38,
                        "string": "Finally, a fourth way in which the previous literature has taken multiple discourse relations to hold is when a single phrase or lexico-syntactic construction jointly signals multiple discourse relations as holding over a text -for example, since as a subordinating conjunction may, in particular contexts, signal both a TEMPORAL relation and a CAUSAL relation, rather than just one or the other (Miltsakaki et al., 2005) ."
                    },
                    {
                        "id": 39,
                        "string": "We are aware of only two resources that allow more than one discourse relation to be annotated between two segments -the Penn Discourse Tree-Bank (PDTB; Prasad et al., 2008 Prasad et al., , 2014 and, more recently, the BECauSE Corpus 2.0 (Dunietz et al., 2017) ."
                    },
                    {
                        "id": 40,
                        "string": "The PDTB allows multiple discourse relations of the third and fourth types noted above."
                    },
                    {
                        "id": 41,
                        "string": "It also allows them to be annotated if there is no explicit connective between a pair of segments but annotators see more than one sense relation as linking them, as in the following variant of (4): (5) It's too far to walk."
                    },
                    {
                        "id": 42,
                        "string": "Let's take the bus."
                    },
                    {
                        "id": 43,
                        "string": "Here a RESULT relation can be associated with an implicit token of so between the clauses, while a SUBSTITUTION relation can be associated with an implicit token of instead."
                    },
                    {
                        "id": 44,
                        "string": "The above are the main cases in which PDTB annotates multiple relations."
                    },
                    {
                        "id": 45,
                        "string": "Relevant to this paper, the PDTB does not annotate implicit conjunction relations where there is already an explicit discourse adverbial."
                    },
                    {
                        "id": 46,
                        "string": "Thus the PDTB would either ignore the implicit RESULT relation for (1) or (incorrectly) annotate instead in (1) as conveying both SUBSTITUTION and RESULT."
                    },
                    {
                        "id": 47,
                        "string": "Moreover, while the PDTB has been used in training many (but not all) discourse parsers (Marcu, 2000; Lin et al., 2014; Feng and Hirst, 2012; Xue et al., 2015 Xue et al., , 2016 Ji and Eisenstein, 2014) , discourse parsing has for the most part ignored its annotations of multiple concurrent relations between clauses, except in the case of distinct explicit connectives expressing distinct relations."
                    },
                    {
                        "id": 48,
                        "string": "Instead, they have arbitrarily taken just a single relation to hold, even though the relations are simply recorded in an a priori canonical order."
                    },
                    {
                        "id": 49,
                        "string": "This practice is problematic because, for example, there may well be a difference in the properties of segments where two relations are jointly seen to hold, versus those segments in which only one or the other holds."
                    },
                    {
                        "id": 50,
                        "string": "This can result in unwanted noise in the data and lower the reliability of whatever is induced."
                    },
                    {
                        "id": 51,
                        "string": "While our previous studies showed another source of multiple discourse relations holding con-currently between discourse segments, the work reported here explains how, in the context of multiple relations, participants can take very different conjunctions to be conveying the same relation, and what can change participants' selection of a conjunction to mark the relation they infer alongside that conveyed by an explicit discourse adverbial."
                    },
                    {
                        "id": 52,
                        "string": "Methodology A locally crowdsourced conjunction-insertion task provided a proxy for labelling relations between adjacent discourse segments within a passage."
                    },
                    {
                        "id": 53,
                        "string": "Our materials consisted of passages containing an explicit discourse adverbial, preceded by a gap, which effectively separated the passage into two segments."
                    },
                    {
                        "id": 54,
                        "string": "The passages consisted of 16 with in other words, 16 with instead, 16 with after all, and 48 with otherwise."
                    },
                    {
                        "id": 55,
                        "string": "Participants were asked to read each passage and choose the conjunction(s) that best expressed how the two segments link together."
                    },
                    {
                        "id": 56,
                        "string": "The presentation of conjunction choices varied in order for each participant, but always consisted of AND, BECAUSE, BUT, OR, SO, NONE."
                    },
                    {
                        "id": 57,
                        "string": "While the task admittedly encourages participants to select one (or more) conjunctions, our prior work has shown that participants are very willing to use NONE if no conjunction is appropriate."
                    },
                    {
                        "id": 58,
                        "string": "We therefore take their insertion of a conjunction as their endorsement of the relation signaled by that conjunction."
                    },
                    {
                        "id": 59,
                        "string": "To further control data quality, we included 6 catch trials with an expected correct conjunction like \"To be ______ not to be\"."
                    },
                    {
                        "id": 60,
                        "string": "Three of the explicit discourse adverbials that we chose are anaphoric: in other words, otherwise, and instead (Webber et al., 2000) ."
                    },
                    {
                        "id": 61,
                        "string": "Unlike conjunctions such as AND, BECAUSE, BUT, OR and SO, they are not constrained by structure as to what they establish discourse relations with."
                    },
                    {
                        "id": 62,
                        "string": "So a conjunction-insertion task can be used to assess links between the segments (see also Scholman and Demberg 2017) ."
                    },
                    {
                        "id": 63,
                        "string": "Our three anaphoric adverbials share a core meaning of 'otherness' via their lexical semantics and flexibility in the relations they can participate in, making them a fruitful set to compare."
                    },
                    {
                        "id": 64,
                        "string": "The fourth adverbial, after all, allows us to test a hypothesis that the inferred connection between clauses is not driven by the adverbial alone."
                    },
                    {
                        "id": 65,
                        "string": "These particular adverbials were selected because they had yielded unexpected combinations of conjunction insertions in our prior work (e.g., OR/SO with in other words)."
                    },
                    {
                        "id": 66,
                        "string": "This is in con-trast to adverbials like therefore and nevertheless, for which participants' conjunction combinations could be attributed to variation in the specificity of the conjunctions (SO/AND for therefore, BUT/AND for nevertheless)."
                    },
                    {
                        "id": 67,
                        "string": "For our selection of a set of conjunctions to use as proxies for relation labels, we included all the coordinating conjunctions in English, as well as the subordinating conjunction BECAUSE as EXPLANATION relations are frequent."
                    },
                    {
                        "id": 68,
                        "string": "All participants (N=28) were monolingual native English speakers who were selected following a pre-test to measure their ability to consistently insert conjunctions that captured the underlying coherence relations in a series of passages."
                    },
                    {
                        "id": 69,
                        "string": "All gave informed consent."
                    },
                    {
                        "id": 70,
                        "string": "They each received £50 for their time."
                    },
                    {
                        "id": 71,
                        "string": "Each participant saw one of two randomly ordered lists."
                    },
                    {
                        "id": 72,
                        "string": "Passages were presented in batches of 34, one batch per day for three days."
                    },
                    {
                        "id": 73,
                        "string": "The materials were simplified variants of naturally occurring passages."
                    },
                    {
                        "id": 74,
                        "string": "Some were also manipulated systematically, in ways aimed at altering the availability of different coherence relations."
                    },
                    {
                        "id": 75,
                        "string": "Passages are available via the \"dataset\" link on the paper in the ACL anthology, and predictions about them are laid out in Sections 4.1-4.4."
                    },
                    {
                        "id": 76,
                        "string": "The in other words passages of the current experiment tested two linked hypotheses: The first is that OR∼SO response splits arise from two components of the lexical semantics of the adverbial itself: its sense of an evoked alternative and its sense of a consequence via restatement, whereby the truth of the second segment holds because it provides a reformulated restatement of the first segment's content."
                    },
                    {
                        "id": 77,
                        "string": "For passage (2) , this corresponds to the deforestation of 75,000 acres of tropical forest entailing the disappearance of an area the size of Central Park every 16 minutes."
                    },
                    {
                        "id": 78,
                        "string": "The second hypothesis is that the prevalence of and substitutability between SO and OR in (2) depends on the immediately adjacency of the two segments."
                    },
                    {
                        "id": 79,
                        "string": "This was suggested by participant choices of BUT (cf."
                    },
                    {
                        "id": 80,
                        "string": "Figure 1) , as well as the observation that in other words does not always license OR via its lexical semantics and SO via entailment, as shown in (6) , where BUT has become more available."
                    },
                    {
                        "id": 81,
                        "string": "Note that none of the relations conveyed by these conjunctions (CONTRAST or CONCESSION for BUT, DISJUNCTION for OR, CONSEQUENCE for SO) are already conveyed by the adverbial itself, which for in other words) would be RESTATEMENT."
                    },
                    {
                        "id": 82,
                        "string": "(6) Unfortunately, nearly 75,000 acres of tropical forest are converted or deforested every day."
                    },
                    {
                        "id": 83,
                        "string": "I don't know where I heard that ______ in other words an area the size of Central Park disappears every 16 minutes."
                    },
                    {
                        "id": 84,
                        "string": "We tested these hypotheses by creating minimal pairs of 16 passages containing in other words."
                    },
                    {
                        "id": 85,
                        "string": "The pairs varied in the presence/absence of a metalinguistic comment intervening between the original description and its reformulation, as in (7) -(8)."
                    },
                    {
                        "id": 86,
                        "string": "(7) Typically, a cast-iron wood-burning stove is 60 percent efficient ______ in other words 40 percent of the wood ends up as ash, smoke or lost heat."
                    },
                    {
                        "id": 87,
                        "string": "(8) Typically, a cast-iron wood-burning stove is 60 percent efficient."
                    },
                    {
                        "id": 88,
                        "string": "How this is measured is unclear ______ in other words 40 percent of the wood ends up as ash, smoke or lost heat."
                    },
                    {
                        "id": 89,
                        "string": "For each passage, participants identified their preferred conjunction and then any others that they took to convey the same sense."
                    },
                    {
                        "id": 90,
                        "string": "Half the participants saw a given passage with no intervening metalinguistic comment, half with."
                    },
                    {
                        "id": 91,
                        "string": "If our hypotheses are confirmed, it will show that manipulating the immediately preceding segment can shift participants' preference from relations associated with OR and SO (ALTERNATIVE and CONSEQUENCE) to relations of CONTRAST or CONCESSION."
                    },
                    {
                        "id": 92,
                        "string": "This would then be evidence that adjacency affects what coherence relations participants take to be available."
                    },
                    {
                        "id": 93,
                        "string": "(Figure 2) ."
                    },
                    {
                        "id": 94,
                        "string": "Given that otherwise has several different functions (described below), we hypothesize that different response splits arise from the lexical semantics of otherwise, combined with inference as to the function of the otherwise clause in a given passage."
                    },
                    {
                        "id": 95,
                        "string": "One function of otherwise is in ARGUMENTA-TION."
                    },
                    {
                        "id": 96,
                        "string": "Here, an otherwise clause provides a reason for a given claim, as in (9) ."
                    },
                    {
                        "id": 97,
                        "string": "Another function is in ENUMERATION, when the speaker first gives some preferred or more salient options, the otherwise clause introduces other alternative options, as in (10)."
                    },
                    {
                        "id": 98,
                        "string": "A third use is in expressing an EXCEPTION to a generalization."
                    },
                    {
                        "id": 99,
                        "string": "Here, the main clause expresses a generalization, while otherwise clause specifies an exception (disjunctive alternative) to it, as in (11)."
                    },
                    {
                        "id": 100,
                        "string": "(9) Proper placement of the testing device is an important issue ______ otherwise the test results will be inaccurate."
                    },
                    {
                        "id": 101,
                        "string": "(10) A baked potato, plonked on a side plate with sour cream flecked with chives, is the perfect accompaniment ______ otherwise you could serve a green salad and some good country bread."
                    },
                    {
                        "id": 102,
                        "string": "(11) Mr. Lurie and Mr. Jarmusch actually catch a shark, a thrashing 10-footer ______ otherwise the action is light."
                    },
                    {
                        "id": 103,
                        "string": "Results presented in (Rohde et al., 2017) for passages like (9) showed participant judgments of OR and BECAUSE, but not BUT."
                    },
                    {
                        "id": 104,
                        "string": "Passages like (10) yielded pairings of OR and BUT, but not BECAUSE."
                    },
                    {
                        "id": 105,
                        "string": "Lastly, passages like (11) yielded response splits between BUT and the less specific AND (Knott, 1996) ."
                    },
                    {
                        "id": 106,
                        "string": "Note that due to overlaps in conjunction choice, some conjunctions cannot be unambiguously associated with a single use of otherwise: While BECAUSE may unambiguously signal that a participant has inferred ARGUMENTATION, OR might indicate inference of either ARGUMENTATION or ENUMERATION."
                    },
                    {
                        "id": 107,
                        "string": "Thus we probe both participant choices of connectives and (via paraphrase) the use of otherwise that they take to hold."
                    },
                    {
                        "id": 108,
                        "string": "We chose 16 passages for each use of otherwise, based on our own category judgments."
                    },
                    {
                        "id": 109,
                        "string": "For each passage, we asked participants to select the conjunction that best expressed how its two segments were related, and then any other connectives that they took to express the same thing."
                    },
                    {
                        "id": 110,
                        "string": "A paraphrase task was then used as further evidence for the relation participants inferred in the otherwise passages."
                    },
                    {
                        "id": 111,
                        "string": "After completing a given session's batch of passages, participants were asked to select which of three options they took to be a valid paraphrase of the passage."
                    },
                    {
                        "id": 112,
                        "string": "Each use of otherwise was assigned a distinct paraphrase to link the left-hand and right-hand segments (LHS, RHS)."
                    },
                    {
                        "id": 113,
                        "string": "• ARGUMENTATION: \"A reason for LHS is RHS .\""
                    },
                    {
                        "id": 114,
                        "string": "• EXCEPTION: \"Generally RHS ."
                    },
                    {
                        "id": 115,
                        "string": "An exception is when LHS .\""
                    },
                    {
                        "id": 116,
                        "string": "• ENUMERATION: \"There's more than one good option for goal ."
                    },
                    {
                        "id": 117,
                        "string": "They are: LHS , RHS .\""
                    },
                    {
                        "id": 118,
                        "string": "We also allowed participants to choose a second paraphrase if they thought it appropriate."
                    },
                    {
                        "id": 119,
                        "string": "Instead Dataset Rohde et al."
                    },
                    {
                        "id": 120,
                        "string": "(2016) report a range of participant choices in conjunction-insertion passages involving instead (Figure 3 )."
                    },
                    {
                        "id": 121,
                        "string": "For passages on the left of the figure, participants uniformly chose BUT, while the passage on the far right yielded a strong preference for SO."
                    },
                    {
                        "id": 122,
                        "string": "Elsewhere, some chose BUT and some chose SO."
                    },
                    {
                        "id": 123,
                        "string": "(For the current experiment, we ignore the fact that AND can contingently substitute for either BUT or SO as a connective in text (Knott, 1996) , focussing only on passages where participants explicitly choose BUT and/or SO.)"
                    },
                    {
                        "id": 124,
                        "string": "Rohde et al."
                    },
                    {
                        "id": 125,
                        "string": "(2017) report even more surprising participant responses to passages such as (12), where some participants selected both BUT and SO as equally expressing how the segments in the passage were related."
                    },
                    {
                        "id": 126,
                        "string": "(12) There may not be a flight scheduled to Loja today ______ instead we can go to Cuenca."
                    },
                    {
                        "id": 127,
                        "string": "[BUT∼SO] Neither the inter-participant split between BUT and SO in (Rohde et al., 2016) nor the intraparticipant split between them (Rohde et al., 2017) can be explained in terms of instead itself, since (Rohde et al., 2016) instead simply conveys that what follows is an alternative to an unrealised situation in the context (Prasad et al., 2008; Webber, 2013) ."
                    },
                    {
                        "id": 128,
                        "string": "The current experiment tests the hypothesis that this BUT∼SO split is a consequence of inference from properties of the segments themselves."
                    },
                    {
                        "id": 129,
                        "string": "To test this hypothesis, we created 16 minimal pairs of passages containing instead, one of which emphasized the information structural parallelism between the clauses, as in (13a) , and another variant (13b) that de-emphasized that parallelism in favor of a causal link implied by a downward-entailing construction such as too X (Webber, 2013) ."
                    },
                    {
                        "id": 130,
                        "string": "For each passage, half the participants saw the parallelism variant in the conjunctioninsertion task, while half saw the causal variant."
                    },
                    {
                        "id": 131,
                        "string": "(13) a."
                    },
                    {
                        "id": 132,
                        "string": "There was no flight scheduled to Loja yesterday ______ instead there were several to Cuenca."
                    },
                    {
                        "id": 133,
                        "string": "b."
                    },
                    {
                        "id": 134,
                        "string": "There were too few flights scheduled to Loja yesterday ______ instead we went to Cuenca."
                    },
                    {
                        "id": 135,
                        "string": "After all Dataset In (Rohde et al., 2017) , we reported a BECAUSE∼BUT response split for passages containing after all."
                    },
                    {
                        "id": 136,
                        "string": "We speculated that this may be because a passage such as (14) below presents an argument in which the second segment serves as a REASON (hence, BECAUSE) for the first segment, but also serves to CONTRAST with it (hence, BUT)."
                    },
                    {
                        "id": 137,
                        "string": "(14) Yes, I suppose there's a certain element of danger in it ______ (after all) there's a certain amount of danger in living, whatever you do."
                    },
                    {
                        "id": 138,
                        "string": "We hypothesize that the BECAUSE∼BUT split cannot be a consequence of the adverbial after all, which the Cambridge Dictionary indicates is \"used to add information that shows that what you have just said is true\"."
                    },
                    {
                        "id": 139,
                        "string": "1 If REASON and/or CONTRAST  are being conveyed, it can't be a consequence of after all."
                    },
                    {
                        "id": 140,
                        "string": "As such, this response split must depend on the reasoning that supports the inference of coherence between the two segments, separate from the adverbial itself."
                    },
                    {
                        "id": 141,
                        "string": "We test the hypothesis that the response split is independent of the presence or absence of after all."
                    },
                    {
                        "id": 142,
                        "string": "Starting with 16 passages that originally contained after all, we created a variant of each passage without the adverbial."
                    },
                    {
                        "id": 143,
                        "string": "The conjunction insertion task was the same as with the other datasets."
                    },
                    {
                        "id": 144,
                        "string": "A B C D E F G H I J K L M N O P no_intervening Results In other words: Inference and adjacency Section 4.1 lays out the joint hypotheses that inferred relations in passages with in other words reflect two components of the lexical semantics of the adverbial (leading to the OR∼SO split) and that the presence of intervening material before in other words reduces the availability of those relations, favoring BUT instead."
                    },
                    {
                        "id": 145,
                        "string": "Figure 4 shows the predicted pattern: The no-intervening-content condition primarily yields OR/SO responses (with variation across passages on the OR-vs.-SO preference) with a relative increase in BUT responses in the intervening-content condition."
                    },
                    {
                        "id": 146,
                        "string": "2 Passage B corresponds to the pair of examples (2)/(6), and passage C reflects (7)/(8)."
                    },
                    {
                        "id": 147,
                        "string": "For the analysis here and in Section 5.3, a relevant first-choice conjunction was chosen and the binary outcome of its insertion was modeled with a mixed-effect logistic regression."
                    },
                    {
                        "id": 148,
                        "string": "Here, the insertion of OR indeed varied with the presence/absence of intervening material (β = −1.569, p < 0.005)."
                    },
                    {
                        "id": 149,
                        "string": "We posit that increases in BUT associated with the intervening content indicate either an interruption of the meta-linguistic tangent or an intention to signal a contrast with the negative affect of the tangent itself (e.g., \"I don't know where."
                    },
                    {
                        "id": 150,
                        "string": "."
                    },
                    {
                        "id": 151,
                        "string": "."
                    },
                    {
                        "id": 152,
                        "string": "\", \"frustrating way of putting it\", \"how this is measured is unclear\")."
                    },
                    {
                        "id": 153,
                        "string": "We speculate that the presence of BE-CAUSE in passages with intervening content may arise when that content implies that the situation is somehow surprising, which in turn merits explanation (e.g., \"it's an UNUSUAL role for her\", \"their ability to actually work sensitively is perhaps QUESTIONABLE\", \"it's STRANGE to think of a planet being born\")."
                    },
                    {
                        "id": 154,
                        "string": "These hypotheses will themselves need to be tested."
                    },
                    {
                        "id": 155,
                        "string": "Otherwise: Inference from semantic features of segments As noted in Section 4.2, passages containing otherwise were used to test how semantic properties of the segments themselves influenced conjunction choice."
                    },
                    {
                        "id": 156,
                        "string": "The categorization of passages by the researchers (16 ARGUMENTATION, 16 EXCEPTION, 16 ENUMERATION) predicts the conjunctions chosen by participants."
                    },
                    {
                        "id": 157,
                        "string": "In aggregate, ≈99% of responses to ARGUMENTATION passages were BE-CAUSE or OR or both."
                    },
                    {
                        "id": 158,
                        "string": "≈92% of responses to EX-CEPTION passages were BUT, AND, or both BUT and AND."
                    },
                    {
                        "id": 159,
                        "string": "And ≈98% of responses to ENUMER-ATION passages were BUT, AND, OR, or some subset thereof."
                    },
                    {
                        "id": 160,
                        "string": "For analysis, a mixed-effect logistic regression modeled the binary outcome of BUT insertion and showed significant variation across the three categories (p < 0.001)."
                    },
                    {
                        "id": 161,
                        "string": "This measure captures the difference between pairs of categories: ARGUMENTATION permits BECAUSE and OR (hence BUT is rare) while ENUMERATION permits BUT and OR (hence BUT is present) and EX-CEPTION favors BUT (hence BUT is very frequent)."
                    },
                    {
                        "id": 162,
                        "string": "All pairwise comparisons yielded a main effect of category on this dependent measure (p's < 0.001)."
                    },
                    {
                        "id": 163,
                        "string": "Turning to individual passages, participant choices are shown in Figures 5-7 ."
                    },
                    {
                        "id": 164,
                        "string": "For ARGUMEN-TATION (Figure 5) , the effect is uniformly strong, with all passages showing BECAUSE or OR as Figure 6 : Distribution of first and second choice conjunctions for EXCEPTION otherwise."
                    },
                    {
                        "id": 165,
                        "string": "The label \"OR,AND\" in the legend implies both as second choices."
                    },
                    {
                        "id": 166,
                        "string": "Figure 7 : Distribution of first and second choice conjunctions for ENUMERATION otherwise."
                    },
                    {
                        "id": 167,
                        "string": "Labels in the legend such as \"SO,OR\" are for multiple second choices."
                    },
                    {
                        "id": 168,
                        "string": "participants' top choice, with OR or BECAUSE chosen as equivalent (shown in the columns labelled \"second\")."
                    },
                    {
                        "id": 169,
                        "string": "For EXCEPTION (Figure 6 ), BUT is consistently the participants' top choice."
                    },
                    {
                        "id": 170,
                        "string": "A B C D E F G H I J K L M N O P first second first second first second first second first second first second first second first second first second first second first second first second first second first second first second first second A B C D E F G H I J K L M N O P first A B C D E F G H I J K L M N O P first A B C D E F G H I J K L M N O parallel There are a few deviations from this near uniform endorsement of BUT for EXCEPTION (Figure 6 , passages L-P)."
                    },
                    {
                        "id": 171,
                        "string": "Any hypotheses, however, would require further experimentation to test."
                    },
                    {
                        "id": 172,
                        "string": "For example, in passage M (see (15) ) and P (see (16) ), participants rarely identified any conjunction as conveying the same sense as BUT."
                    },
                    {
                        "id": 173,
                        "string": "However, when their top choice was BECAUSE, they also selected OR as conveying the same sense."
                    },
                    {
                        "id": 174,
                        "string": "As noted above, BECAUSE and OR predominate with otherwise used in ARGUMENTATION."
                    },
                    {
                        "id": 175,
                        "string": "This raises the question of why passages M and P lead some participants to infer ARGUMENTATION and other participants, either EXCEPTION or ENUMERATION."
                    },
                    {
                        "id": 176,
                        "string": "(15) Democrats insist that the poor should be the priority, and that tax relief should be directed at them _____ otherwise they lack a cogent vision of the needs of a new economy."
                    },
                    {
                        "id": 177,
                        "string": "(16) He said that the proposed bill would give states more flexibility in deciding whether they wanted to use the Federal money for outright grants to municipalities or to set up loan programs _____ otherwise it left last fall's Congressional legislation unchanged."
                    },
                    {
                        "id": 178,
                        "string": "Finally, though the pattern for ENUMERATION (Figure 7) is harder to see, combinations of BUT, OR and AND predominate as participants' top choices, with a few tokens of BECAUSE and SO, but too few to analyse as anything but noise."
                    },
                    {
                        "id": 179,
                        "string": "The above results reflect researcher-assigned use labels."
                    },
                    {
                        "id": 180,
                        "string": "However, the confusion matrix in Table 1 shows that on the whole, participants agree with that assignment."
                    },
                    {
                        "id": 181,
                        "string": "The column labelled Multiple is for cases where participants offered two paraphrases."
                    },
                    {
                        "id": 182,
                        "string": "For ARGUMENTATION, at least one paraphrase always corresponded to EXCEPTION, while for ENUMERATION, it did so for most of these tokens (9/14)."
                    },
                    {
                        "id": 183,
                        "string": "We comment on this below."
                    },
                    {
                        "id": 184,
                        "string": "While there was less agreement when participants offered multiple paraphrases for researcherassigned EXCEPTION, there may be too few tokens here to draw any kind of conclusion."
                    },
                    {
                        "id": 185,
                        "string": "In any case, the results for ARGUMENTATION and ENU-MERATION agree both across participants (in what paraphrase they choose when they don't choose the researcher-assigned label) and within participants (in what pairs of paraphrases they gave for the original passage)."
                    },
                    {
                        "id": 186,
                        "string": "The above results support our hypothesis that variability in participants' choice of conjunctions follows from both the lexical semantics of otherwise and the relation that participants infer between the segments in the passage."
                    },
                    {
                        "id": 187,
                        "string": "Instead: Inference from a single manipulated property On aggregate, participants responded very differently to the parallel and causal variants of instead passages (cf."
                    },
                    {
                        "id": 188,
                        "string": "Section 4.3)."
                    },
                    {
                        "id": 189,
                        "string": "Figure 8 shows that in all cases, the parallel variant yielded more BUT responses, whereas the non-parallel (causal) variant yielded significantly more SO responses (main effect of (non-)parallelism: β=−7.0008, p<0.001)."
                    },
                    {
                        "id": 190,
                        "string": "(17) a."
                    },
                    {
                        "id": 191,
                        "string": "They could have been playing football in the village green _____ instead they played in the street."
                    },
                    {
                        "id": 192,
                        "string": "b."
                    },
                    {
                        "id": 193,
                        "string": "They didn't like playing football in the village green _____ instead they played in the street."
                    },
                    {
                        "id": 194,
                        "string": "(18) a."
                    },
                    {
                        "id": 195,
                        "string": "Smugglers nowadays don't use overland passages _____ instead they use the seas to transport their goods."
                    },
                    {
                        "id": 196,
                        "string": "b."
                    },
                    {
                        "id": 197,
                        "string": "Smugglers' overland passages nowadays are too visible _____ instead they use the seas to transport their goods."
                    },
                    {
                        "id": 198,
                        "string": "One possible explanation is that participants varied in the role they assigned to the positive claim in the second segment of (18a) -either as a reason for the negative claim in the first segment (BECAUSE), as a contrast with that claim (BUT), or as its result (SO)."
                    },
                    {
                        "id": 199,
                        "string": "Although manipulating the segment to enhance either parallelism or causality can change participant responses, it is clear that parallelism alone doesn't guarantee contrast."
                    },
                    {
                        "id": 200,
                        "string": "5.4 After all: Adverb adds little to inference Figure 9 shows participant choice of conjunction when after all is present and when it is absent."
                    },
                    {
                        "id": 201,
                        "string": "Their choice is largely the same for passages A-F and K-N, with and without the adverbial."
                    },
                    {
                        "id": 202,
                        "string": "As for passage O, since AND can contingently substitute for BUT (Knott, 1996) , the response pattern can be considered the same as well."
                    },
                    {
                        "id": 203,
                        "string": "A by-passage correlation between the rate of BUT and BECAUSE responses across the two conditions confirms this similarity (R 2 =.70, F(1,13)=30.98, p<0.001)."
                    },
                    {
                        "id": 204,
                        "string": "The outlier is passage G: (19) There was a testy moment driving over the George Washington Bridge when the toll-taker charged him $24 for his truck and trailer _____ after all it was New York."
                    },
                    {
                        "id": 205,
                        "string": "With after all, the majority of participants chose BUT as best expressing how the two segments are connected, while without it, the majority chose BE-CAUSE."
                    },
                    {
                        "id": 206,
                        "string": "Whatever explanation we gave here would be pure speculation."
                    },
                    {
                        "id": 207,
                        "string": "We trust that the fact that the other 14 passages demonstrate the predicted effect provides sufficient evidence that splits in participant responses are not simply a result of the presence of a discourse adverbial."
                    },
                    {
                        "id": 208,
                        "string": "Conclusion While our previous work showed that multiple discourse relations can hold between two segments -relations at the same semantic level, simultaneously available to a reader -we provided no evidence as to what influences the particular relations that are taken to be available."
                    },
                    {
                        "id": 209,
                        "string": "Our current experiments have provided some such evidence."
                    },
                    {
                        "id": 210,
                        "string": "Specifically, we have shown that participant responses to systematically manipulated passages involving discourse adverbials can be explained in terms of both the lexical semantics of discourse adverbials and properties of the passages that contain them."
                    },
                    {
                        "id": 211,
                        "string": "As the conjunctions chosen by participants convey senses that differ from those of the discourse adverbials, we also provided evidence for the simultaneous availability of multiple coherence relations that arise from both explicit signals and inference."
                    },
                    {
                        "id": 212,
                        "string": "We hope the reader is now convinced that, in both psycholinguistic research on discourse coherence and computational work on discourse parsing, one needs to identify and examine evidence for coherence involving more than one discourse relation."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 22
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 23,
                        "end": 51
                    },
                    {
                        "section": "Methodology",
                        "n": "3",
                        "start": 52,
                        "end": 118
                    },
                    {
                        "section": "Instead Dataset",
                        "n": "4.3",
                        "start": 119,
                        "end": 134
                    },
                    {
                        "section": "After all Dataset",
                        "n": "4.4",
                        "start": 135,
                        "end": 143
                    },
                    {
                        "section": "In other words: Inference and adjacency",
                        "n": "5.1",
                        "start": 144,
                        "end": 154
                    },
                    {
                        "section": "Otherwise: Inference from semantic features of segments",
                        "n": "5.2",
                        "start": 155,
                        "end": 186
                    },
                    {
                        "section": "Instead: Inference from a single manipulated property",
                        "n": "5.3",
                        "start": 187,
                        "end": 207
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 208,
                        "end": 212
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1031-Figure4-1.png",
                        "caption": "Figure 4: Distribution of participants’ first choice of conjunction for passages with in other words. Each participant saw only one variant. Each vertical bar represents a passage with the responses from each participant, color-coded by conjunction.",
                        "page": 5,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 521.76,
                            "y1": 73.92,
                            "y2": 184.32
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure5-1.png",
                        "caption": "Figure 5: Distribution of first and second choice conjunctions for ARGUMENTATION otherwise. Labels such as “OR,BUT” are for multiple second choices. Each vertical bar represents a passage with the responses from each participant, color-coded by conjunction. Enlarged B/W versions of Figures 4–8 are available via the “notes” link on the paper in the ACL anthology.",
                        "page": 6,
                        "bbox": {
                            "x1": 73.44,
                            "x2": 522.72,
                            "y1": 97.92,
                            "y2": 276.96
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure6-1.png",
                        "caption": "Figure 6: Distribution of first and second choice conjunctions for EXCEPTION otherwise. The label “OR,AND” in the legend implies both as second choices.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.48,
                            "x2": 521.28,
                            "y1": 372.47999999999996,
                            "y2": 476.64
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure7-1.png",
                        "caption": "Figure 7: Distribution of first and second choice conjunctions for ENUMERATION otherwise. Labels in the legend such as “SO,OR” are for multiple second choices.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 521.28,
                            "y1": 566.88,
                            "y2": 719.04
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure1-1.png",
                        "caption": "Figure 1: Stacked bar chart for conjunction insertions in passages with in other words (Rohde et al., 2016). Each vertical bar represents a passage with one response from each participant (N=28, no overlap with current participants).",
                        "page": 2,
                        "bbox": {
                            "x1": 314.4,
                            "x2": 517.92,
                            "y1": 612.9599999999999,
                            "y2": 717.12
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Table1-1.png",
                        "caption": "Table 1: Researcher labels assigned to otherwise passages vs. labels implied by participant paraphrases",
                        "page": 7,
                        "bbox": {
                            "x1": 133.92,
                            "x2": 461.28,
                            "y1": 691.1999999999999,
                            "y2": 749.28
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure8-1.png",
                        "caption": "Figure 8: Instead passages, pairing a parallel variant and a causal variant. Each column shows the distribution of participants’ first choice in the conjunction-insertion task. Each participant saw only one variant.",
                        "page": 7,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 523.1999999999999,
                            "y1": 74.39999999999999,
                            "y2": 179.04
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure2-1.png",
                        "caption": "Figure 2: Stacked bar chart for participants’ (N=28) conjunction insertions in otherwise passages (Rohde et al., 2016)",
                        "page": 3,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 518.4,
                            "y1": 81.11999999999999,
                            "y2": 183.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure9-1.png",
                        "caption": "Figure 9: Distribution of first choice in conjunction selection task for passages with after all",
                        "page": 8,
                        "bbox": {
                            "x1": 73.44,
                            "x2": 521.76,
                            "y1": 73.92,
                            "y2": 175.2
                        }
                    },
                    {
                        "filename": "../figure/image/1031-Figure3-1.png",
                        "caption": "Figure 3: Stacked bar chart for participants’ (N=28) conjunction insertions in instead passages (Rohde et al., 2016)",
                        "page": 4,
                        "bbox": {
                            "x1": 315.36,
                            "x2": 518.88,
                            "y1": 78.24,
                            "y2": 180.95999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-21"
        },
        {
            "slides": {
                "1": {
                    "title": "Progress of Affective Computing",
                    "text": [
                        "Emotion Recognition Sentiment Analysis"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Is multi modality needed",
                    "text": [
                        "Oh you dont like that you are west-sider",
                        "I love this city! I hate this city!"
                    ],
                    "page_nums": [
                        3,
                        4,
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Challenges Feature Extraction",
                    "text": [
                        "Gap between features and actual affective states",
                        "Lack of high-level associations",
                        "Not all parts contribute equally"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "4": {
                    "title": "Challenges Modality Fusion",
                    "text": [
                        "Lack of mutual association learning",
                        "Fail to learn time-dependent interactions"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "Proposed Solutions",
                    "text": [
                        "Hierarchical attention based bidirectional GRUs",
                        "Word-level fusion with attention",
                        "An End-to-End multimodal network"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "6": {
                    "title": "Data Pre processing",
                    "text": [
                        "Mel-frequency spectral coefficients (MFSCs)"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "7": {
                    "title": "Word level Fusion",
                    "text": [
                        "(a) Horizontal Fusion (b) Vertical Fusion (c) Fine-tuning Attention Fusion",
                        "Word-level acoustic attention distribution Word-level textual attention distribution Word-level acoustic contextual state Word-level textual contextual state"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "9": {
                    "title": "Sentiment Analysis Result",
                    "text": [
                        "Weighted Accuracy Weighted F1"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "10": {
                    "title": "Emotion Recognition Result",
                    "text": [
                        "Weighted Accuracy Unweighted Accuracy"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "11": {
                    "title": "Multimodal architecture is needed",
                    "text": [
                        "T A T+A Weighted Accuracy Weighted F1"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "12": {
                    "title": "Generalization",
                    "text": [
                        "Weighted Accuracy Weighted F1"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "13": {
                    "title": "Attention Visualization",
                    "text": [
                        "Carry representative information in both text and audio",
                        "Successfully combine both textual and acoustic attentions",
                        "What about the business what the hell is this",
                        "Word-level acoustic attention distribution Word-level textual attention distribution Shared attention distribution Fine-tuning attention distribution",
                        "Capture emphasis and importance variation",
                        "Oh you dont like that youre west-sider"
                    ],
                    "page_nums": [
                        17,
                        18
                    ],
                    "images": []
                },
                "14": {
                    "title": "Summary",
                    "text": [
                        "A hierarchical attention based multimodal structure",
                        "The word-level fusion strategies"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                }
            },
            "paper_title": "Multimodal Affective Analysis Using Hierarchical Attention Strategy with Word-Level Alignment",
            "paper_id": "1036",
            "paper": {
                "title": "Multimodal Affective Analysis Using Hierarchical Attention Strategy with Word-Level Alignment",
                "abstract": "Multimodal affective computing, learning to recognize and interpret human affect and subjective information from multiple data sources, is still challenging because: (i) it is hard to extract informative features to represent human affects from heterogeneous inputs; (ii) current fusion strategies only fuse different modalities at abstract levels, ignoring time-dependent interactions between modalities. Addressing such issues, we introduce a hierarchical multimodal architecture with attention and word-level fusion to classify utterancelevel sentiment and emotion from text and audio data. Our introduced model outperforms state-of-the-art approaches on published datasets, and we demonstrate that our model's synchronized attention over modalities offers visual interpretability.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction With the recent rapid advancements in social media technology, affective computing is now a popular task in human-computer interaction."
                    },
                    {
                        "id": 1,
                        "string": "Sentiment analysis and emotion recognition, both of which require applying subjective human concepts for detection, can be treated as two affective computing subtasks on different levels (Poria et al., 2017a) ."
                    },
                    {
                        "id": 2,
                        "string": "A variety of data sources, including voice, facial expression, gesture, and linguistic content have been employed in sentiment analysis and emotion recognition."
                    },
                    {
                        "id": 3,
                        "string": "In this paper, we focus on a multimodal structure to leverage the advantages of each data source."
                    },
                    {
                        "id": 4,
                        "string": "Specifically, given an utterance, we consider the linguistic content and acoustic characteristics together to recognize the opinion or emotion."
                    },
                    {
                        "id": 5,
                        "string": "Our work is important and useful * Equally Contribution because speech is the most basic and commonly used form of human expression."
                    },
                    {
                        "id": 6,
                        "string": "A basic challenge in sentiment analysis and emotion recognition is filling the gap between extracted features and the actual affective states ."
                    },
                    {
                        "id": 7,
                        "string": "The lack of high-level feature associations is a limitation of traditional approaches using low-level handcrafted features as representations (Seppi et al., 2008; Rozgic et al., 2012) ."
                    },
                    {
                        "id": 8,
                        "string": "Recently, deep learning structures such as CNNs and LSTMs have been used to extract high-level features from text and audio (Eyben et al., 2010a; Poria et al., 2015) ."
                    },
                    {
                        "id": 9,
                        "string": "However, not all parts of the text and vocal signals contribute equally to the predictions."
                    },
                    {
                        "id": 10,
                        "string": "A specific word may change the entire sentimental state of text; a different vocal delivery may indicate inverse emotions despite having the same linguistic content."
                    },
                    {
                        "id": 11,
                        "string": "Recent approaches introduce attention mechanisms to focus the models on informative words (Yang et al., 2016) and attentive audio frames (Mirsamadi et al., 2017) for each individual modality."
                    },
                    {
                        "id": 12,
                        "string": "However, to our knowledge, there is no common multimodal structure with attention for utterancelevel sentiment and emotion classification."
                    },
                    {
                        "id": 13,
                        "string": "To address such issue, we design a deep hierarchical multimodal architecture with an attention mechanism to classify utterance-level sentiments and emotions."
                    },
                    {
                        "id": 14,
                        "string": "It extracts high-level informative textual and acoustic features through individual bidirectional gated recurrent units (GRU) and uses a multi-level attention mechanism to select the informative features in both the text and audio module."
                    },
                    {
                        "id": 15,
                        "string": "Another challenge is the fusion of cues from heterogeneous data."
                    },
                    {
                        "id": 16,
                        "string": "Most previous works focused on combining multimodal information at a holistic level, such as integrating independent predictions of each modality via algebraic rules (Wöllmer et al., 2013) or fusing the extracted modality-specific features from entire utterances (Poria et al., 2016) ."
                    },
                    {
                        "id": 17,
                        "string": "They extract word-level features in a text branch, but process audio at the frame-level or utterance-level."
                    },
                    {
                        "id": 18,
                        "string": "These methods fail to properly learn the time-dependent interactions across modalities and restrict feature integration at timestamps due to the different time scales and formats of features of diverse modalities (Poria et al., 2017a) ."
                    },
                    {
                        "id": 19,
                        "string": "However, to determine human meaning, it is critical to consider both the linguistic content of the word and how it is uttered."
                    },
                    {
                        "id": 20,
                        "string": "A loud pitch on different words may convey inverse emotions, such as the emphasis on \"hell\" for anger but indicating happy on \"great\"."
                    },
                    {
                        "id": 21,
                        "string": "Synchronized attentive information across text and audio would then intuitively help recognize the sentiments and emotions."
                    },
                    {
                        "id": 22,
                        "string": "Therefore, we compute a forced alignment between text and audio for each word and propose three fusion approaches (horizontal, vertical, and fine-tuning attention fusion) to integrate both the feature representations and attention at the word-level."
                    },
                    {
                        "id": 23,
                        "string": "We evaluated our model on four published sentiment and emotion datasets."
                    },
                    {
                        "id": 24,
                        "string": "Experimental results show that the proposed architecture outperforms state-of-the-art approaches."
                    },
                    {
                        "id": 25,
                        "string": "Our methods also allow for attention visualization, which can be used for interpreting the internal attention distribution for both single-and multi-modal systems."
                    },
                    {
                        "id": 26,
                        "string": "The contributions of this paper are: (i) a hierarchical multimodal structure with attention mechanism to learn informative features and high-level associations from both text and audio; (ii) three wordlevel fusion strategies to combine features and learn correlations in a common time scale across different modalities; (iii) word-level attention visualization to help human interpretation."
                    },
                    {
                        "id": 27,
                        "string": "The paper is organized as follows: We list related work in section 2."
                    },
                    {
                        "id": 28,
                        "string": "Section 3 describes the proposed structure in detail."
                    },
                    {
                        "id": 29,
                        "string": "We present the experiments in section 4 and provide the result analysis in section 5."
                    },
                    {
                        "id": 30,
                        "string": "We discuss the limitations in section 6 and conclude with section 7."
                    },
                    {
                        "id": 31,
                        "string": "Related Work Despite the large body of research on audio-visual affective analysis, there is relatively little work on combining text data."
                    },
                    {
                        "id": 32,
                        "string": "Early work combined human transcribed lexical features and low-level handcrafted acoustic features using feature-level fusion ."
                    },
                    {
                        "id": 33,
                        "string": "Others used SVMs fed bag of words (BoW) and part of speech (POS) features in addition to low-level acoustic features (Seppi et al., 2008; Rozgic et al., 2012; Savran et al., 2012; Rosas et al., 2013; Jin et al., 2015) ."
                    },
                    {
                        "id": 34,
                        "string": "All of the above extracted low-level features from each modality separately."
                    },
                    {
                        "id": 35,
                        "string": "More recently, deep learning was used to extract higher-level multimodal features."
                    },
                    {
                        "id": 36,
                        "string": "Bidirectional LSTMs were used to learn long-range dependencies from low-level acoustic descriptors and derivations (LLDs) and visual features (Eyben et al., 2010a; Wöllmer et al., 2013) ."
                    },
                    {
                        "id": 37,
                        "string": "CNNs can extract both textual (Poria et al., 2015) and visual features (Poria et al., 2016) for multiple kernel learning of feature-fusion."
                    },
                    {
                        "id": 38,
                        "string": "Later, hierarchical LSTMs were used (Poria et al., 2017b) ."
                    },
                    {
                        "id": 39,
                        "string": "A deep neural network was used for feature-level fusion in (Gu et al., 2018) and  introduced a tensor fusion network to further improve the performance."
                    },
                    {
                        "id": 40,
                        "string": "A very recent work using word-level fusion was provided by ."
                    },
                    {
                        "id": 41,
                        "string": "The key differences between this work and the proposed architecture are: (i) we design a fine-tunable hierarchical attention structure to extract word-level features for each individual modality, rather than simply using the initialized textual embedding and extracted LLDs from CO-VAREP (Degottex et al., 2014) ; (ii) we propose diverse representation fusion strategies to combine both the word-level representations and attention weights, instead of using only word-level fusion; (iii) our model allows visualizing the attention distribution at both the individual modality and at fusion to help model interpretability."
                    },
                    {
                        "id": 42,
                        "string": "Our architecture is inspired by the document classification hierarchical attention structure that works at both the sentence and word level (Yang et al., 2016) ."
                    },
                    {
                        "id": 43,
                        "string": "For audio, an attention-based BLSTM and CNN were applied to discovering emotion from frames (Huang and Narayanan, 2016; Neumann and Vu, 2017) ."
                    },
                    {
                        "id": 44,
                        "string": "Frame-level weighted-pooling with local attention was shown to outperform frame-wise, final-frame, and framelevel mean-pooling for speech emotion recognition (Mirsamadi et al., 2017) ."
                    },
                    {
                        "id": 45,
                        "string": "level fusion module."
                    },
                    {
                        "id": 46,
                        "string": "We first make a forced alignment between the text and audio during preprocessing."
                    },
                    {
                        "id": 47,
                        "string": "Then, the text attention module and audio attention module extract the features from the corresponding inputs (shown in Algorithm 1)."
                    },
                    {
                        "id": 48,
                        "string": "The word-level fusion module fuses the extracted feature vectors and makes the final prediction via a shared representation (shown in Algorithm 2)."
                    },
                    {
                        "id": 49,
                        "string": "Forced Alignment and Preprocessing The forced alignment between the audio and text on the word-level prepares the different data for feature extraction."
                    },
                    {
                        "id": 50,
                        "string": "We align the data at the wordlevel because words are the basic unit in English for human speech comprehension."
                    },
                    {
                        "id": 51,
                        "string": "We used aeneas 1 to determine the time interval for each word in the audio file based on the Sakoe-Chiba Band Dynamic Time Warping (DTW) algorithm (Sakoe and Chiba, 1978) ."
                    },
                    {
                        "id": 52,
                        "string": "For the text input, we first embedded the words into 300-dimensional vectors by word2vec (Mikolov et al., 2013) , which gives us the best result compared to GloVe and LexVec."
                    },
                    {
                        "id": 53,
                        "string": "Unknown words were randomly initialized."
                    },
                    {
                        "id": 54,
                        "string": "Given a sentence S with N words, let w i represent the ith word."
                    },
                    {
                        "id": 55,
                        "string": "We embed the words through the word2vec embedding matrix W e by: T i = W e w i , i ∈ [1, N ] (1) where T i is the embedded word vector."
                    },
                    {
                        "id": 56,
                        "string": "For the audio input, we extracted Melfrequency spectral coefficients (MFSCs) from raw audio signals as acoustic inputs for two reasons."
                    },
                    {
                        "id": 57,
                        "string": "Firstly, MFSCs maintain the locality of the data by preventing new bases of spectral energies resulting from discrete cosine transform in MFCCs extraction (Abdel-Hamid et al., 2014) ."
                    },
                    {
                        "id": 58,
                        "string": "Secondly, it has more dimensions in the frequency domain that aid learning in deep models (Gu et al., 2017) ."
                    },
                    {
                        "id": 59,
                        "string": "We used 64 filter banks to extract the MFSCs for each audio frame to form the MFSCs map."
                    },
                    {
                        "id": 60,
                        "string": "To facilitate training, we only used static coefficients."
                    },
                    {
                        "id": 61,
                        "string": "Each word's MFSCs can be represented as a matrix with 64 × n dimensions, where n is the interval for the given word in frames."
                    },
                    {
                        "id": 62,
                        "string": "We zero-pad all intervals to the same length L, the maximum frame numbers of the word in the dataset."
                    },
                    {
                        "id": 63,
                        "string": "We did extract LLD features using OpenSmile (Eyben et al., 2010b) software and combined them with the MFSCs during our training stage."
                    },
                    {
                        "id": 64,
                        "string": "However, we did not find an 1 https://www.readbeyond.it/aeneas/ Text Attention Module To extract features from embedded text input at the word level, we first used bidirectional GRUs, which are able to capture the contextual information between words."
                    },
                    {
                        "id": 65,
                        "string": "It can be represented as: t h → i , t h ← i = bi GRU (T i ), i ∈ [1, N ] (2) where bi GRU is the bidirectional GRU, t h → i and t h ← i denote respectively the forward and backward contextual state of the input text."
                    },
                    {
                        "id": 66,
                        "string": "We combined t h → i and t h ← i as t h i to represent the feature vector for the ith word."
                    },
                    {
                        "id": 67,
                        "string": "We choose GRUs instead of LSTMs because our experiments show that LSTMs lead to similar performance (0.07% higher accuracy) with around 25% more trainable parameters."
                    },
                    {
                        "id": 68,
                        "string": "To create an informative word representation, we adopted a word-level attention strategy that generates a one-dimensional vector denoting the importance for each word in a sequence (Yang et al., 2016) ."
                    },
                    {
                        "id": 69,
                        "string": "As defined by (Bahdanau et al., Algorithm 1 FEATURE EXTRACTION 1: procedure FORCED ALIGNMENT 2: Determine time interval of each word 3: find w i ← → [A ij ], j ∈ [1, L], i ∈ [1, N ] 4: end procedure 5: procedure TEXT BRANCH 6: Text Attention Module 7: for i ∈ [1, N ] do 8: T i ← getEmbedded(w i ) 9: t h i ← bi GRU (T i ) 10: t e i ← getEnergies(t h i ) 11: t α i ← getDistribution(t e i ) 12: end for 13: return t h i , t α i 14: end procedure 15: procedure AUDIO BRANCH 16: for i ∈ [1, N ] do 17: Frame-Level Attention Module 18: for j ∈ [1, L] do 19: f h ij ← bi GRU (A ij ) 20: f e ij ← getEnergies(f h ij ) 21: f α ij ← getDistribution(f e ij ) 22: end for 23: f V i ← weightedSum(f α ij , f h ij ) 24: Word-Level Attention Module 25: w h i ← bi GRU (f V i ) 26: w e i ← getEnergies(w h i ) 27: w α i ← getDistribution(w e i ) 28: end for 29: return w h i , w α i 30: end procedure 2014), we compute the textual attentive energies t e i and textual attention distribution t α i by: t e i = tanh(W t t h i + b t ), i ∈ [1, N ] (3) t α i = exp(t e i v t ) N k=1 exp(t e k v t ) (4) where W t and b t are the trainable parameters and v t is a randomly-initialized word-level weight vector in the text branch."
                    },
                    {
                        "id": 70,
                        "string": "To learn the word-level interactions across modalities, we directly use the textual attention distribution t α i and textual bidirectional contextual state t h i as the output to aid word-level fusion, which allows further computations between text and audio branch on both the contextual states and attention distributions."
                    },
                    {
                        "id": 71,
                        "string": "Audio Attention Module We designed a hierarchical attention model with frame-level acoustic attention and word-level at-tention for acoustic feature extraction."
                    },
                    {
                        "id": 72,
                        "string": "Frame-level Attention captures the important MFSC frames from the given word to generate the word-level acoustic vector."
                    },
                    {
                        "id": 73,
                        "string": "Similar to the text attention module, we used a bidirectional GRU: f h → ij , f h ← ij = bi GRU (A ij ), j ∈ [1, L] (5) where f h → ij and f h ← ij denote the forward and backward contextual states of acoustic frames."
                    },
                    {
                        "id": 74,
                        "string": "A ij denotes the MFSCs of the jth frame from the ith word, i ∈ [1, N ]."
                    },
                    {
                        "id": 75,
                        "string": "f h ij represents the hidden state of the jth frame of the ith word, which consists of f h → ij and f h ← ij ."
                    },
                    {
                        "id": 76,
                        "string": "We apply the same attention mechanism used for textual attention module to extract the informative frames using equation 3 and 4."
                    },
                    {
                        "id": 77,
                        "string": "As shown in Figure 1 , the input of equation 3 is f h ij and the output is the framelevel acoustic attentive energies f e ij ."
                    },
                    {
                        "id": 78,
                        "string": "We calculate the frame-level attention distribution f α ij by using f e ij as the input for equation 4."
                    },
                    {
                        "id": 79,
                        "string": "We form the word-level acoustic vector f V i by taking a weighted sum of bidirectional contextual state f h ij of the frame and the corresponding framelevel attention distribution f α ij Specifically, f V i = j f α ij f h ij (6) Word-level Attention aims to capture the word-level acoustic attention distribution w α i based on formed word vector f V i ."
                    },
                    {
                        "id": 80,
                        "string": "We first used equation 2 to generate the word-level acoustic contextual states w h i , where the input is f V i and w h i = (w h → i , w h ← i )."
                    },
                    {
                        "id": 81,
                        "string": "Then, we compute the word-level acoustic attentive energies w e i via equation 3 as the input for equation 4."
                    },
                    {
                        "id": 82,
                        "string": "The final output is an acoustic attention distribution w α i from equation 4 and acoustic bidirectional contextual state w h i ."
                    },
                    {
                        "id": 83,
                        "string": "Word-level Fusion Module Fusion is critical to leveraging multimodal features for decision-making."
                    },
                    {
                        "id": 84,
                        "string": "Simple feature concatenation without considering the time scales ignores the associations across modalities."
                    },
                    {
                        "id": 85,
                        "string": "We introduce word-level fusion capable of associating the text and audio at each word."
                    },
                    {
                        "id": 86,
                        "string": "We propose three fusion strategies (Figure 2 and Algorithm 2): horizontal fusion, vertical fusion, and fine-tuning attention fusion."
                    },
                    {
                        "id": 87,
                        "string": "These methods allow easy synchronization between modalities, taking advantage of the attentive associations across text and audio, creating a shared high-level representation."
                    },
                    {
                        "id": 88,
                        "string": "Horizontal Fusion (HF) 3: for i ∈ [1, N ] do 4: t V i ← weighted(t α i , t h i ) 5: w V i ← weighted(w α i , w h i ) 6: V i ← dense([t V i , w V i ]) 7: end for 8: Vertical Fusion (VF) 9: for i ∈ [1, N ] do 10: h i ← dense([t h i , w h i ]) 11: s α i ← average([t α i , w α i ]) 12: V i ← weighted(h i , E ← convN et(V 1 , V 2 , ..., V N ) 22: return E 23: end procedure Horizontal Fusion (HF) provides the shared representation that contains both the textual and acoustic information for a given word (Figure 2  (a) )."
                    },
                    {
                        "id": 89,
                        "string": "The HF has two steps: (i) combining the bidirectional contextual states (t h i and w h i in Figure 1) and attention distributions for each branch (t α i and w α i in Figure 1 ) independently to form the word-level textual and acoustic representations."
                    },
                    {
                        "id": 90,
                        "string": "As shown in Figure 2 , given the input (t α i , t h i ) and (w α i , w h i ), we first weighed each input branch by: t V i = t α i t h i (7) w V i = w α i w h i (8) where t V i and w V i are word-level representations for text and audio branches, respectively; (ii) concatenating them into a single space and further applying a dense layer to create the shared context vector V i , and V i = (t V i , w V i )."
                    },
                    {
                        "id": 91,
                        "string": "The HF combines the unimodal contextual states and attention weights; there is no attention interaction between the text modality and audio modality."
                    },
                    {
                        "id": 92,
                        "string": "The shared vectors retain the most significant characteristics from respective branches and encourages the decision making to focus on local informative features."
                    },
                    {
                        "id": 93,
                        "string": "Vertical Fusion (VF) combines textual attentions and acoustic attentions at the word-level, using a shared attention distribution over both modalities instead of focusing on local informative representations (Figure 2 (b) )."
                    },
                    {
                        "id": 94,
                        "string": "The VF is computed in three steps: (i) using a dense layer after the concatenation of the word-level textual (t h i ) and acoustic (w h i ) bidirectional contextual states to form the shared contextual state h i ; (ii) averaging the textual (t α i ) and acoustic (w α i ) attentions for each word as the shared attention distribution s α i ; (iii) computing the weight of h i and s α i as final shared context vectors V i , where V i = h i s α i ."
                    },
                    {
                        "id": 95,
                        "string": "Because the shared attention distribution (s α i ) is based on averages of unimodal attentions, it is a joint attention of both textual and acoustic attentive information."
                    },
                    {
                        "id": 96,
                        "string": "Fine-tuning Attention Fusion (FAF) preserves the original unimodal attentions and provides a fine-tuning attention for the final prediction (Figure2 (c) )."
                    },
                    {
                        "id": 97,
                        "string": "The averaging of attention weights in vertical fusion potentially limits the representational power."
                    },
                    {
                        "id": 98,
                        "string": "Addressing such issue, we propose a trainable attention layer to tune the shared attention in three steps: (i) computing the shared attention distribution s α i and shared bidirectional contextual states h i separately using the same approach as in vertical fusion; (ii) applying attention fine-tuning: u e i = tanh(W u h i + b u ) (9) u α i = exp(u e i v u ) N k=1 exp(u e k v u ) + s α i (10) where W u , b u , and v u are additional trainable parameters."
                    },
                    {
                        "id": 99,
                        "string": "The u α i can be understood as the sum of the fine-tuning score and the original shared attention distribution s α i ; (iii) calculating the weight of u α i and h i to form the final shared context vector V i ."
                    },
                    {
                        "id": 100,
                        "string": "Decision Making The output of the fusion layer V i is the ith shared word-level vectors."
                    },
                    {
                        "id": 101,
                        "string": "To further make use of the combined features for classification, we applied a CNN structure with one convolutional layer and one max-pooling layer to extract the final representation from shared word-level vectors (Poria et al., 2016; Wang et al., 2016) ."
                    },
                    {
                        "id": 102,
                        "string": "We set up various widths for the convolutional filters (Kim, 2014) and generated a feature map c k by: f i = tanh(W c V i:i+k−1 + b c ) (11) c k = max{f 1 , f 2 , ..., f N } (12) where k is the width of the convolutional filters, f i represents the features from window i to i + k − 1."
                    },
                    {
                        "id": 103,
                        "string": "W c and b c are the trainable weights and biases."
                    },
                    {
                        "id": 104,
                        "string": "We get the final representation c by concatenating all the feature maps."
                    },
                    {
                        "id": 105,
                        "string": "A softmax function is used for the final classification."
                    },
                    {
                        "id": 106,
                        "string": "Experiments Datasets We evaluated our model on four published datasets: two multimodal sentiment datasets (MOSI and YouTube) and two multimodal emotion recognition datasets (IEMOCAP and EmotiW)."
                    },
                    {
                        "id": 107,
                        "string": "MOSI dataset is a multimodal sentiment intensity and subjectivity dataset consisting of 93 reviews with 2199 utterance segments (Zadeh et al., 2016) ."
                    },
                    {
                        "id": 108,
                        "string": "Each segment was labeled by five individual annotators between -3 (strong negative) to +3 (strong positive)."
                    },
                    {
                        "id": 109,
                        "string": "We used binary labels based on the sign of the annotations' average."
                    },
                    {
                        "id": 110,
                        "string": "YouTube dataset is an English multimodal dataset that contains 262 positive, 212 negative, and 133 neutral utterance-level clips provided by (Morency et al., 2011) ."
                    },
                    {
                        "id": 111,
                        "string": "We only consider the positive and negative labels during our experiments."
                    },
                    {
                        "id": 112,
                        "string": "IEMOCAP is a multimodal emotion dataset including visual, audio, and text data (Busso et al., 2008) ."
                    },
                    {
                        "id": 113,
                        "string": "For each sentence, we used the label agreed on by the majority (at least two of the three annotators)."
                    },
                    {
                        "id": 114,
                        "string": "In this study, we evaluate both the 4catgeory (happy+excited, sad, anger, and neutral) and 5-catgeory(happy+excited, sad, anger, neutral, and frustration) emotion classification problems."
                    },
                    {
                        "id": 115,
                        "string": "The final dataset consists of 586 happy, 1005 excited, 1054 sad, 1076 anger, 1677 neutral, and 1806 frustration."
                    },
                    {
                        "id": 116,
                        "string": "EmotiW 2 is an audio-visual multimodal utterance-level emotion recognition dataset consist of video clips."
                    },
                    {
                        "id": 117,
                        "string": "To keep the consistency with the IEMOCAP dataset, we used four emotion categories as the final dataset including 150 happy, 117 sad, 133 anger, and 144 neutral."
                    },
                    {
                        "id": 118,
                        "string": "We used IBM Watson 3 speech to text software to transcribe the audio data into text."
                    },
                    {
                        "id": 119,
                        "string": "Baselines We compared the proposed architecture to published models."
                    },
                    {
                        "id": 120,
                        "string": "Because our model focuses on extracting sentiment and emotions from human speech, we only considered the audio and text branch applied in the previous studies."
                    },
                    {
                        "id": 121,
                        "string": "Sentiment Analysis Baselines BL-SVM extracts a bag-of-words as textual features and low-level descriptors as acoustic features."
                    },
                    {
                        "id": 122,
                        "string": "An SVM structure is used to classify the sentiments (Rosas et al., 2013) ."
                    },
                    {
                        "id": 123,
                        "string": "LSTM-SVM uses LLDs as acoustic features and bag-of-n-grams (BoNGs) as textual features."
                    },
                    {
                        "id": 124,
                        "string": "The final estimate is based on decision-level fusion of text and audio predictions (Wöllmer et al., 2013) ."
                    },
                    {
                        "id": 125,
                        "string": "Table 1 : Comparison of models."
                    },
                    {
                        "id": 126,
                        "string": "WA = weighted accuracy."
                    },
                    {
                        "id": 127,
                        "string": "UA = unweighted accuracy."
                    },
                    {
                        "id": 128,
                        "string": "* denotes that we duplicated the method from cited research with the corresponding dataset in our experiment."
                    },
                    {
                        "id": 129,
                        "string": "C-MKL 1 uses a CNN structure to capture the textual features and fuses them via multiple kernel learning for sentiment analysis (Poria et al., 2015) ."
                    },
                    {
                        "id": 130,
                        "string": "TFN uses a tensor fusion network to extract interactions between different modality-specific features ."
                    },
                    {
                        "id": 131,
                        "string": "LSTM(A) introduces a word-level LSTM with temporal attention structure to predict sentiments on MOSI dataset ."
                    },
                    {
                        "id": 132,
                        "string": "Emotion Recognition Baselines SVM Trees extracts LLDs and handcrafted bagof-words as features."
                    },
                    {
                        "id": 133,
                        "string": "The model automatically generates an ensemble of SVM trees for emotion classification (Rozgic et al., 2012) ."
                    },
                    {
                        "id": 134,
                        "string": "GSV-eVector generates new acoustic representations from selected LLDs using Gaussian Supervectors and extracts a set of weighed handcrafted textual features as an eVector."
                    },
                    {
                        "id": 135,
                        "string": "A linear kernel SVM is used as the final classifier (Jin et al., 2015) ."
                    },
                    {
                        "id": 136,
                        "string": "C-MKL 2 extracts textual features using a CNN and uses openSMILE to extract 6373 acoustic features."
                    },
                    {
                        "id": 137,
                        "string": "Multiple kernel learning is used as the final classifier (Poria et al., 2016) ."
                    },
                    {
                        "id": 138,
                        "string": "H-DMS uses a hybrid deep multimodal structure to extract both the text and audio emotional features."
                    },
                    {
                        "id": 139,
                        "string": "A deep neural network is used for feature-level fusion (Gu et al., 2018) ."
                    },
                    {
                        "id": 140,
                        "string": "Fusion Baselines Utterance-level Fusion (UL-Fusion) focuses on fusing text and audio features from an entire utterance (Gu et al., 2017) ."
                    },
                    {
                        "id": 141,
                        "string": "We simply concatenate the textual and acoustic representations into a joint feature representation."
                    },
                    {
                        "id": 142,
                        "string": "A softmax function is used for sentiment and emotion classification."
                    },
                    {
                        "id": 143,
                        "string": "Decision-level Fusion (DL-Fusion) Inspired by (Wöllmer et al., 2013) , we extract textual and acoustic sentence representations individually and infer the results via two softmax classifiers, respectively."
                    },
                    {
                        "id": 144,
                        "string": "As suggested by Wöllmer, we calculate a weighted sum of the text (1.2) result and audio (0.8) result as the final prediction."
                    },
                    {
                        "id": 145,
                        "string": "Model Training We implemented the model in Keras with Tensorflow as the backend."
                    },
                    {
                        "id": 146,
                        "string": "We set 100 as the dimension for each GRU, meaning the bidirectional GRU dimension is 200."
                    },
                    {
                        "id": 147,
                        "string": "For the decision making, we selected 2, 3, 4, and 5 as the filter width and apply 300 filters for each width."
                    },
                    {
                        "id": 148,
                        "string": "We used the rectified linear unit (ReLU) activation function and set 0.5 as the dropout rate."
                    },
                    {
                        "id": 149,
                        "string": "We also applied batch normalization functions between each layer to overcome internal covariate shift (Ioffe and Szegedy, 2015) ."
                    },
                    {
                        "id": 150,
                        "string": "We first trained the text attention module and audio attention module individually."
                    },
                    {
                        "id": 151,
                        "string": "Then, we tuned the fusion network based on the word-level representation outputs from each fine-tuning module."
                    },
                    {
                        "id": 152,
                        "string": "For all training procedures, we set the learning rate to 0.001 and used Adam optimization and categorical cross-entropy loss."
                    },
                    {
                        "id": 153,
                        "string": "For all datasets, we considered the speakers independent and used an 80-20 training-testing split."
                    },
                    {
                        "id": 154,
                        "string": "We further separated 20% from the training dataset for validation."
                    },
                    {
                        "id": 155,
                        "string": "We trained the model with 5-fold cross validation and used 8 as the mini batch size."
                    },
                    {
                        "id": 156,
                        "string": "We set the same amount of samples from each class to balance the training dataset during each iteration."
                    },
                    {
                        "id": 157,
                        "string": "Result Analysis Comparison with Baselines The experimental results of different datasets show that our proposed architecture achieves state-of-the-art performance in both sentiment analysis and emotion recognition (Table 1) ."
                    },
                    {
                        "id": 158,
                        "string": "We re-implemented some published methods (Rosas et al., 2013; Wöllmer et al., 2013) on MOSI to get baselines."
                    },
                    {
                        "id": 159,
                        "string": "For sentiment analysis, the proposed architecture with FAF strategy achieves 76.4% weighted accuracy, which outperforms all the five baselines (Table 1 )."
                    },
                    {
                        "id": 160,
                        "string": "The result demonstrates that the proposed hierarchical attention architecture and word-level fusion strategies indeed help improve the performance."
                    },
                    {
                        "id": 161,
                        "string": "There are several findings worth mentioning: (i) our model outperforms the baselines without using the low-level handcrafted acoustic features, indicating the sufficiency of MFSCs; (ii) the proposed approach achieves performance comparable to the model using text, audio, and visual data together ."
                    },
                    {
                        "id": 162,
                        "string": "This demonstrates that the visual features do not contribute as much during the fusion and prediction on MOSI; (iii) we notice that (Poria et al., 2017b) reports better accuracy (79.3%) on MOSI, but their model uses a set of utterances instead of a single utterance as input."
                    },
                    {
                        "id": 163,
                        "string": "For emotion recognition, our model with FAF achieves 72.7% accuracy, outperforming all the baselines."
                    },
                    {
                        "id": 164,
                        "string": "The result shows the proposed model brings a significant accuracy gain to emotion recognition, demonstrating the pros of the finetuning attention structure."
                    },
                    {
                        "id": 165,
                        "string": "It also shows that wordlevel attention indeed helps extract emotional features."
                    },
                    {
                        "id": 166,
                        "string": "Compared to C-MKL 2 and SVM Trees that require feature selection before fusion and prediction, our model does not need an additional architecture to select features."
                    },
                    {
                        "id": 167,
                        "string": "We further evaluated our models on 5 emotion categories, including frustration."
                    },
                    {
                        "id": 168,
                        "string": "Our model shows 4.2% performance improvement over H-DMS and achieves 0.644 weighted-F1."
                    },
                    {
                        "id": 169,
                        "string": "As H-DMS only achieves 0.594 F1 and also uses low-level handcrafted features, our model is more robust and efficient."
                    },
                    {
                        "id": 170,
                        "string": "From Table 1 , all the three proposed fusion strategies outperform UL-Fusion and DL-Fusion on both MOSI and IEMOCAP."
                    },
                    {
                        "id": 171,
                        "string": "Unlike utterancelevel fusion that ignores the time-scale-sensitive associations across modalities, word-level fusion combines the modality-specific features for each word by aligning text and audio, allowing associative learning between the two modalities, similar to what humans do in natural conversation."
                    },
                    {
                        "id": 172,
                        "string": "The result indicates that the proposed methods improve the model performance by around 6% accu- Table 3 : Accuracy (%) and F1 score for generalization testing."
                    },
                    {
                        "id": 173,
                        "string": "racy."
                    },
                    {
                        "id": 174,
                        "string": "We also notice that the structure with FAF outperforms the HF and VF on both MOSI and IEMOCAP dataset, which demonstrates the effectiveness and importance of the FAF strategy."
                    },
                    {
                        "id": 175,
                        "string": "Modality and Generalization Analysis From Table 2 , we see that textual information dominates the sentiment prediction on MOSI and there is an only 1.4% accuracy improvement from fusing text and audio."
                    },
                    {
                        "id": 176,
                        "string": "However, on IEMOCAP, audio-only outperforms text-only, but as expected, there is a significant performance improvement by combining textual and audio."
                    },
                    {
                        "id": 177,
                        "string": "The difference in modality performance might because of the more significant role vocal delivery plays in emotional expression than in sentimental expression."
                    },
                    {
                        "id": 178,
                        "string": "We further tested the generalizability of the proposed model."
                    },
                    {
                        "id": 179,
                        "string": "For sentiment generalization testing, we trained the model on MOSI and tested on the YouTube dataset (Table 3) , which achieves 66.2% accuracy and 0.665 F1 scores."
                    },
                    {
                        "id": 180,
                        "string": "For emotion recognition generalization testing, we tested the model (trained on IEMOCAP) on EmotiW and achieves 61.4% accuracy."
                    },
                    {
                        "id": 181,
                        "string": "The potential reasons that may influence the generalization are: (i) the biased labeling for different datasets (five annotators of MOSI vs one annotator of Youtube); (ii) incomplete utterance in YouTube dataset (such as \"about\", \"he\", etc."
                    },
                    {
                        "id": 182,
                        "string": "); (iii) without enough speech information (EmotiW is a wild audiovisual dataset that focuses on facial expression)."
                    },
                    {
                        "id": 183,
                        "string": "Visualize Attentions Our model allows us to easily visualize the attention weights of text, audio, and fusion to better understand how the attention mechanism works."
                    },
                    {
                        "id": 184,
                        "string": "We introduce the emotional distribution visualizations for word-level acoustic attention (w α i ), word-level textual attention (t α i ), shared attention (s α i ), and fine-tuning attention based on the FAF structure (u α i ) for two example sentences (Figure 3) ."
                    },
                    {
                        "id": 185,
                        "string": "The color gradation represents the importance of the corresponding source data at the word-level."
                    },
                    {
                        "id": 186,
                        "string": "Based on our visualization, the textual attention distribution (t α i ) denotes the words that carry the most emotional significance, such as \"hell\" for anger (Figure 3 a) ."
                    },
                    {
                        "id": 187,
                        "string": "The textual attention shows that \"don't\", \"like\", and \"west-sider\" have similar weights in the happy example (Figure 3 b) ."
                    },
                    {
                        "id": 188,
                        "string": "It is hard to assign this sentence happy given only the text attention."
                    },
                    {
                        "id": 189,
                        "string": "However, the acoustic attention focuses on \"you're\" and \"west-sider\", removing emphasis from \"don't\" and \"like\"."
                    },
                    {
                        "id": 190,
                        "string": "The shared attention (s α i ) and fine-tuning attention (u α i ) successfully combine both textual and acoustic attentions and assign joint attention to the correct words, which demonstrates that the proposed method can capture emphasis from both modalities at the word-level."
                    },
                    {
                        "id": 191,
                        "string": "Discussion There are several limitations and potential solutions worth mentioning: (i) the proposed architecture uses both the audio and text data to analyze the sentiments and emotions."
                    },
                    {
                        "id": 192,
                        "string": "However, not all the data sources contain or provide textual information."
                    },
                    {
                        "id": 193,
                        "string": "Many audio-visual emotion clips only have acoustic and visual information."
                    },
                    {
                        "id": 194,
                        "string": "The proposed architecture is more related to spoken language analysis than predicting the sentiments or emotions based on human speech."
                    },
                    {
                        "id": 195,
                        "string": "Automatic speech recognition provides a potential solution for generating the textual information from vocal signals."
                    },
                    {
                        "id": 196,
                        "string": "(ii) The word alignment can be easily applied to human speech."
                    },
                    {
                        "id": 197,
                        "string": "However, it is difficult to align the visual information with text, especially if the text only describes the video or audio."
                    },
                    {
                        "id": 198,
                        "string": "Incorporating visual information into an aligning model like ours would be an interesting research topic."
                    },
                    {
                        "id": 199,
                        "string": "(iii) The limited amount of multimodal sentiment analysis and emotion recognition data is a key issue for current research, especially for deep models that require a large number of samples."
                    },
                    {
                        "id": 200,
                        "string": "Compared large unimodal sentiment analysis and emotion recognition datasets, the MOSI dataset only consists of 2199 sentence-level samples."
                    },
                    {
                        "id": 201,
                        "string": "In our experiments, the EmotiW and MOUD datasets could only be used for generalization analysis due to their small size."
                    },
                    {
                        "id": 202,
                        "string": "Larger and more general datasets are necessary for multimodal sentiment analysis and emotion recognition in the future."
                    },
                    {
                        "id": 203,
                        "string": "Conclusion In this paper, we proposed a deep multimodal architecture with hierarchical attention for sentiment and emotion classification."
                    },
                    {
                        "id": 204,
                        "string": "Our model aligned the text and audio at the word-level and applied attention distributions on textual word vectors, acoustic frame vectors, and acoustic word vectors."
                    },
                    {
                        "id": 205,
                        "string": "We introduced three fusion strategies with a CNN structure to combine word-level features to classify emotions."
                    },
                    {
                        "id": 206,
                        "string": "Our model outperforms the state-ofthe-art methods and provides effective visualization of modality-specific features and fusion feature interpretation."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 30
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 31,
                        "end": 48
                    },
                    {
                        "section": "Forced Alignment and Preprocessing",
                        "n": "3.1",
                        "start": 49,
                        "end": 63
                    },
                    {
                        "section": "Text Attention Module",
                        "n": "3.2",
                        "start": 64,
                        "end": 70
                    },
                    {
                        "section": "Audio Attention Module",
                        "n": "3.3",
                        "start": 71,
                        "end": 82
                    },
                    {
                        "section": "Word-level Fusion Module",
                        "n": "3.4",
                        "start": 83,
                        "end": 99
                    },
                    {
                        "section": "Decision Making",
                        "n": "3.5",
                        "start": 100,
                        "end": 105
                    },
                    {
                        "section": "Datasets",
                        "n": "4.1",
                        "start": 106,
                        "end": 117
                    },
                    {
                        "section": "Baselines",
                        "n": "4.2",
                        "start": 118,
                        "end": 120
                    },
                    {
                        "section": "Sentiment Analysis Baselines",
                        "n": "4.2.1",
                        "start": 121,
                        "end": 131
                    },
                    {
                        "section": "Emotion Recognition Baselines",
                        "n": "4.2.2",
                        "start": 132,
                        "end": 139
                    },
                    {
                        "section": "Fusion Baselines",
                        "n": "4.2.3",
                        "start": 140,
                        "end": 144
                    },
                    {
                        "section": "Model Training",
                        "n": "4.3",
                        "start": 145,
                        "end": 156
                    },
                    {
                        "section": "Comparison with Baselines",
                        "n": "5.1",
                        "start": 157,
                        "end": 174
                    },
                    {
                        "section": "Modality and Generalization Analysis",
                        "n": "5.2",
                        "start": 175,
                        "end": 182
                    },
                    {
                        "section": "Visualize Attentions",
                        "n": "5.3",
                        "start": 183,
                        "end": 190
                    },
                    {
                        "section": "Discussion",
                        "n": "6",
                        "start": 191,
                        "end": 202
                    },
                    {
                        "section": "Conclusion",
                        "n": "7",
                        "start": 203,
                        "end": 206
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1036-Table1-1.png",
                        "caption": "Table 1: Comparison of models. WA = weighted accuracy. UA = unweighted accuracy. * denotes that we duplicated the method from cited research with the corresponding dataset in our experiment.",
                        "page": 6,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 526.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 195.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1036-Figure1-1.png",
                        "caption": "Figure 1: Overall Architecture",
                        "page": 2,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 61.44,
                            "y2": 359.03999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1036-Table2-1.png",
                        "caption": "Table 2: Accuracy (%) and F1 score on text only (T), audio only (A), and multi-modality using FAF (T+A).",
                        "page": 7,
                        "bbox": {
                            "x1": 321.59999999999997,
                            "x2": 510.24,
                            "y1": 62.879999999999995,
                            "y2": 132.0
                        }
                    },
                    {
                        "filename": "../figure/image/1036-Table3-1.png",
                        "caption": "Table 3: Accuracy (%) and F1 score for generalization testing.",
                        "page": 7,
                        "bbox": {
                            "x1": 318.71999999999997,
                            "x2": 514.0799999999999,
                            "y1": 187.68,
                            "y2": 285.12
                        }
                    },
                    {
                        "filename": "../figure/image/1036-Figure3-1.png",
                        "caption": "Figure 3: Attention visualization.",
                        "page": 8,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 61.44,
                            "y2": 161.28
                        }
                    },
                    {
                        "filename": "../figure/image/1036-Figure2-1.png",
                        "caption": "Figure 2: Fusion strategies. t hi: word-level textual bidirectional state. t αi: word-level textual attention distribution. w hi: word-level acoustic bidirectional state. w αi: word-level acoustic attention distribution. s αi: shared attention distribution. u αi: fine-tuning attention distribution. Vi: shared word-level representation.",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 61.44,
                            "y2": 219.35999999999999
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-22"
        },
        {
            "slides": {
                "0": {
                    "title": "Multiple word alignment",
                    "text": [
                        "Given multiple words, align them all to each other",
                        "Our approach: Profile HMMs, used in biological sequence analysis",
                        "Use match, insert, and delete states to model changes",
                        "Evaluate on cognate set matching",
                        "Beat baselines of average and minimum edit distance"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "What you can expect",
                    "text": [
                        "Profile hidden Markov models",
                        "Conclusions & future work"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Introduction",
                    "text": [
                        "Take a set of words",
                        "Generate some alignment of these words",
                        "Similar and equivalent characters should be aligned together",
                        "Pairwise alignment gets us:",
                        "String similarity and word distances",
                        "Extending to multiple words gets us:",
                        "String similarity with multiple words",
                        "We propose Profile HMMs for multiple alignment",
                        "Test on cognate set matching"
                    ],
                    "page_nums": [
                        3,
                        4
                    ],
                    "images": []
                },
                "3": {
                    "title": "Profile hidden Markov models",
                    "text": [
                        "Match states are defaults",
                        "Insert states are used to represent insert symbols",
                        "Delete states are used to represent the absence of symbols",
                        "In this sample DNA alignment, dashes represent deletes and periods represent skipped inserts",
                        "To construct a Profile HMM from unaligned sequences:",
                        "Determine which columns are match columns and which are insert columns, then estimate transition and emission probabilities directly from counts",
                        "Choose a model length, initialize the model, then train it to the sequences using Baum-Welch",
                        "Evaluating a sequence for membership in a family",
                        "Use the forward algorithm to get the probability",
                        "Use Viterbi to align the sequences",
                        "Multiple alignment of unaligned sequences",
                        "Construct & train a Profile HMM",
                        "Profile HMMs are generalizations of Pair HMMs",
                        "Word similarity and cognate identification",
                        "Unlike Pair HMMs, Profile HMMs are position- specific",
                        "Each model is constructed from a specific family of sequences",
                        "Pair HMMs are trained over many pairs of words"
                    ],
                    "page_nums": [
                        5,
                        6,
                        7,
                        8,
                        9,
                        10,
                        11,
                        12,
                        13,
                        14,
                        15,
                        16,
                        17
                    ],
                    "images": [
                        "figure/image/1043-Figure1-1.png",
                        "figure/image/1043-Figure2-1.png"
                    ]
                },
                "4": {
                    "title": "Profile HMMs for words",
                    "text": [
                        "Words are also sequences!",
                        "Similar to their use for biological sequences, we apply Profile HMMs to multiple word alignment",
                        "We also test Profile HMMs on matching words to cognate sets",
                        "We made our own implementation and investigated several parameters"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "5": {
                    "title": "Profile HMMs parameters",
                    "text": [
                        "Constant-value, background frequency, substitution matrix",
                        "Pseudocounts added during Baum-Welch"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "6": {
                    "title": "Experiments Data",
                    "text": [
                        "Comparative Indoeuropean Data Corpus",
                        "Cognation data for words in 95 languages corresponding to 200 meanings",
                        "Each meaning reorganized into disjoint cognate sets"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "7": {
                    "title": "Experiments Multiple cognate alignment",
                    "text": [
                        "Parameters determined from cognate set matching experiments (later)",
                        "Pseudocount weight set to 100 to bias the model using a substitution matrix",
                        "Highly-conserved columns are aligned correctly",
                        "Similar-sounding characters are aligned also correctly, thanks to the substitution matrix method",
                        "Insert columns should not be considered aligned",
                        "Problems with multi-character phonemes",
                        "An expected problem when using the English alphabet instead of e.g. IPA"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "8": {
                    "title": "Experiments Cognate set matching",
                    "text": [
                        "How can we evaluate the alignments in a principled way? There is no gold standard!",
                        "We emulate the biological sequence analysis task of matching a sequence to a family; we match a word to a cognate set",
                        "The task is to correctly identify the cognate set to which a word belongs given a number of cognate sets having the same meaning as the word; we choose the model yielding the highest score",
                        "Development set of 10 meanings (~5% of the data)",
                        "Substitution matrix derived from Pair HMM method",
                        "Use substitution matrix pseudocount",
                        "Use 0.5 for pseudocount weight",
                        "Add pseudocounts during Baum-Welch",
                        "Average Edit Distance Minimum Edit Distance Profile HMM",
                        "Accuracy better than both average and minimum edit distance",
                        "Why so close to MED?",
                        "Many sets had duplicate words (same orthographic representation for different languages)"
                    ],
                    "page_nums": [
                        22,
                        23,
                        24,
                        25
                    ],
                    "images": []
                },
                "9": {
                    "title": "Conclusions",
                    "text": [
                        "Profile HMMs can work for word-related tasks",
                        "Multiple alignments are reasonable",
                        "Cognate set matching performance exceeds minimum and average edit distance",
                        "If multiple words need to be considered, Profile",
                        "HMMs present a viable method"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                },
                "10": {
                    "title": "Future work",
                    "text": [
                        "Better model construction from aligned sequences",
                        "Better initial models for unaligned sequences"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                }
            },
            "paper_title": "for Computational Linguistics Multiple Word Alignment with Profile Hidden Markov Models",
            "paper_id": "1043",
            "paper": {
                "title": "for Computational Linguistics Multiple Word Alignment with Profile Hidden Markov Models",
                "abstract": "Profile hidden Markov models (Profile HMMs) are specific types of hidden Markov models used in biological sequence analysis. We propose the use of Profile HMMs for word-related tasks. We test their applicability to the tasks of multiple cognate alignment and cognate set matching, and find that they work well in general for both tasks. On the latter task, the Profile HMM method outperforms average and minimum edit distance. Given the success for these two tasks, we further discuss the potential applications of Profile HMMs to any task where consideration of a set of words is necessary.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction In linguistics, it is often necessary to align words or phonetic sequences."
                    },
                    {
                        "id": 1,
                        "string": "Covington (1996) uses alignments of cognate pairs for the historical linguistics task of comparative reconstruction and Nerbonne and Heeringa (1997) use alignments to compute relative distances between words from various Dutch dialects."
                    },
                    {
                        "id": 2,
                        "string": "Algorithms for aligning pairs of words have been proposed by Covington (1996) and Kondrak (2000) ."
                    },
                    {
                        "id": 3,
                        "string": "However, it is often necessary to align multiple words."
                    },
                    {
                        "id": 4,
                        "string": "Covington (1998) proposed a method to align multiple words based on a handcrafted scale of similarity between various classes of phonemes, again for the purpose of comparative reconstruction of languages."
                    },
                    {
                        "id": 5,
                        "string": "Profile hidden Markov models (Profile HMMs) are specific types of hidden Markov models used in biological sequence analysis, where they have yielded success for the matching of given sequences to sequence families as well as to multiple sequence alignment (Durbin et al., 1998) ."
                    },
                    {
                        "id": 6,
                        "string": "In this paper, we show that Profile HMMs can be adapted to the task of aligning multiple words."
                    },
                    {
                        "id": 7,
                        "string": "We apply them to sets of multilingual cognates and show that they produce good alignments."
                    },
                    {
                        "id": 8,
                        "string": "We also use them for the related task of matching words to established cognate sets, useful for a situation where it is not immediately obvious to which cognate set a word should be matched."
                    },
                    {
                        "id": 9,
                        "string": "The accuracy on the latter task exceeds the accuracy of a method based on edit distance."
                    },
                    {
                        "id": 10,
                        "string": "Profile HMMs could also potentially be used for the computation of word similarity when a word must be compared not to another word but to another set of words, taking into account properties of all constituent words."
                    },
                    {
                        "id": 11,
                        "string": "The use of Profile HMMs for multiple sequence alignment also presents applications to the acquisition of mapping dictionaries (Barzilay and Lee, 2002) and sentence-level paraphrasing (Barzilay and Lee, 2003) ."
                    },
                    {
                        "id": 12,
                        "string": "This paper is organized as follows: we first describe the uses of Profile HMMs in computational biology, their structure, and then discuss their applications to word-related tasks."
                    },
                    {
                        "id": 13,
                        "string": "We then discuss our data set and describe the tasks that we test and their experimental setups and results."
                    },
                    {
                        "id": 14,
                        "string": "We conclude with a summary of the results and a brief discussion of potential future work."
                    },
                    {
                        "id": 15,
                        "string": "Profile hidden Markov models In computational biology, it is often necessary to deal with multiple sequences, including DNA and protein sequences."
                    },
                    {
                        "id": 16,
                        "string": "For such biological sequence analysis, Profile HMMs are applied to the common tasks of simultaneously aligning multiple related sequences to each other, aligning a new sequence to an already-aligned family of sequences, and evaluating a new sequence for membership in a family of sequences."
                    },
                    {
                        "id": 17,
                        "string": "Profile HMMs consist of several types of states: match states, insert states, delete states, as well as a begin and end state."
                    },
                    {
                        "id": 18,
                        "string": "For each position in a Profile HMM, there is one match state, one insert state, and one delete state."
                    },
                    {
                        "id": 19,
                        "string": "A Profile HMM can thus be visualized as a series of columns, where each column represents a position in the sequence (see Figure 1 )."
                    },
                    {
                        "id": 20,
                        "string": "Any arbitrary sequence can then be represented as a traversal of states from column to column."
                    },
                    {
                        "id": 21,
                        "string": "Match states form the core of the model; each match state is represented by a set of emission probabilities for each symbol in the output alphabet."
                    },
                    {
                        "id": 22,
                        "string": "These probabilities indicate the distribution of values for a given position in a sequence."
                    },
                    {
                        "id": 23,
                        "string": "Each match state can probabilistically transition to the next (i.e."
                    },
                    {
                        "id": 24,
                        "string": "next-column) match and delete states as well as the current (i.e."
                    },
                    {
                        "id": 25,
                        "string": "current-column) insert state."
                    },
                    {
                        "id": 26,
                        "string": "Insert states represent possible values that can be inserted at a given position in a sequence (before a match emission or deletion)."
                    },
                    {
                        "id": 27,
                        "string": "They are represented in the same manner as match states, with each output symbol having an associated probability."
                    },
                    {
                        "id": 28,
                        "string": "Insert states are used to account for symbols that have been inserted to a given position that might not otherwise have occurred \"naturally\" via a match state."
                    },
                    {
                        "id": 29,
                        "string": "Insert states can probabilistically transition to the next match and delete states as well as the current insert state (i.e."
                    },
                    {
                        "id": 30,
                        "string": "itself)."
                    },
                    {
                        "id": 31,
                        "string": "Allowing insert states to transition to themselves enables the consideration of multiplesymbol inserts."
                    },
                    {
                        "id": 32,
                        "string": "MMIIIM AG...C A-AG.C AG.AA---AAAC AG...C Figure 2 : A small DNA multiple alignment from (Durbin et al., 1998, p. 123)."
                    },
                    {
                        "id": 33,
                        "string": "Similarly, delete states represent symbols that have been removed from a given position."
                    },
                    {
                        "id": 34,
                        "string": "For a sequence to use a delete state for a given position indicates that a given character position in the model has no corresponding characters in the given sequence."
                    },
                    {
                        "id": 35,
                        "string": "Hence, delete states are by nature silent and thus have no emission probabilities for the output symbols."
                    },
                    {
                        "id": 36,
                        "string": "This is an important distinction from match states and insert states."
                    },
                    {
                        "id": 37,
                        "string": "Each delete state can probabilistically transition to the next match and delete states as well as the current insert state."
                    },
                    {
                        "id": 38,
                        "string": "Figure 2 shows a small example of a set of DNA sequences."
                    },
                    {
                        "id": 39,
                        "string": "The match columns and insert columns are marked with the letters M and I respectively in the first line."
                    },
                    {
                        "id": 40,
                        "string": "Where a word has a character in a match column, it is a match state emission; when there is instead a gap, it is a delete state occurrence."
                    },
                    {
                        "id": 41,
                        "string": "Any characters in insert columns are insert state emissions, and gaps in insert columns represent simply that the particular insert state was not used for the sequence in question."
                    },
                    {
                        "id": 42,
                        "string": "Durbin et al."
                    },
                    {
                        "id": 43,
                        "string": "(1998) describe the uses of Profile HMMs for tasks in biological sequence analysis."
                    },
                    {
                        "id": 44,
                        "string": "Firstly, a Profile HMM must be constructed."
                    },
                    {
                        "id": 45,
                        "string": "If a Profile HMM is to be constructed from a set of aligned sequences, it is necessary to designate certain columns as match columns and others as insert column."
                    },
                    {
                        "id": 46,
                        "string": "The simple heuristic that we adopt is to label those columns match states for which half or more of the sequences have a symbol present (rather than a gap)."
                    },
                    {
                        "id": 47,
                        "string": "Other columns are labelled insert states."
                    },
                    {
                        "id": 48,
                        "string": "Then the probability a kl of state k transitioning to state l can be estimated by counting the number of times A kl that the transition is used in the alignment: a kl = A kl l A kl Similarly, the probability e k (a) of state k emitting symbol a is estimated by counting the number of times E k (a) that the emission is used in the alignment: e k (a) = E k (a) a E k (a ) There is the danger that some probabilities may be set to zero, so it is essential to add pseudocounts."
                    },
                    {
                        "id": 49,
                        "string": "The pseudocount methods that we explore are described in section 3."
                    },
                    {
                        "id": 50,
                        "string": "If a Profile HMM is to be constructed from a set of unaligned sequences, an initial model is generated after which it can be trained to the sequences using the Baum-Welch algorithm."
                    },
                    {
                        "id": 51,
                        "string": "The length of the model must be chosen, and is usually set to the average length of the unaligned sequences."
                    },
                    {
                        "id": 52,
                        "string": "To generate the initial model, which amounts to setting the transition and emission probabilities to some initial values, the probabilities are sampled from Dirichlet distributions."
                    },
                    {
                        "id": 53,
                        "string": "Once a Profile HMM has been constructed, it can be used to evaluate a given sequence for membership in the family."
                    },
                    {
                        "id": 54,
                        "string": "This is done via a straightforward application of the forward algorithm (to get the full probability of the given sequence) or the Viterbi algorithm (to get the alignment of the sequence to the family)."
                    },
                    {
                        "id": 55,
                        "string": "For the alignment of multiple unaligned sequences, a Profile HMM is constructed and trained as described above and then each sequence can be aligned using the Viterbi algorithm."
                    },
                    {
                        "id": 56,
                        "string": "It should also be noted that Profile HMMs are generalizations of Pair HMMs, which have been used for cognate identification and word similarity (Mackay and Kondrak, 2005) between pairs of words."
                    },
                    {
                        "id": 57,
                        "string": "Unlike Pair HMMs, Profile HMMs are position-specific; this is what allows their application to multiple sequences but also means that each Profile HMM must be trained to a given set of sequences, whereas Pair HMMs can be trained over a very large data set of pairs of words."
                    },
                    {
                        "id": 58,
                        "string": "Adapting Profile HMMs to words Using Profile HMMs for biological sequences involves defining an alphabet and working with related sequences consisting of symbols from that alphabet."
                    },
                    {
                        "id": 59,
                        "string": "One could perform tasks with cognates sets in a similar manner; cognates are, after all, related words, and words are nothing more than sequences of symbols from an alphabet."
                    },
                    {
                        "id": 60,
                        "string": "Thus Profile HMMs present potential applications to similar tasks for cognate sets."
                    },
                    {
                        "id": 61,
                        "string": "We apply Profile HMMs to the multiple alignment of cognate sets, which is done in the same manner as multiple sequence alignment for biological sequences described above."
                    },
                    {
                        "id": 62,
                        "string": "We also test Profile HMMs for determining the correct cognate set to which a word belongs when given a variety of cognate sets for the same meaning; this is done in a similar manner to the sequence membership evaluation task described above."
                    },
                    {
                        "id": 63,
                        "string": "Although there are a number of Profile HMM packages available (e.g."
                    },
                    {
                        "id": 64,
                        "string": "HMMER), we decided to develop an implementation from scratch in order to achieve greater control over various adjustable parameters."
                    },
                    {
                        "id": 65,
                        "string": "1 We investigated the following parameters: Favouring match states When constructing a Profile HMM from unaligned sequences, the choice of initial model probabilities can have a significant effect on results."
                    },
                    {
                        "id": 66,
                        "string": "It may be sensible to favour match states compared to other states when constructing the initial model; since the transition probabilities are sampled from a Dirichlet distribution, the option of favouring match states assigns the largest returned probability to the transition to a match state."
                    },
                    {
                        "id": 67,
                        "string": "Pseudocount method We implemented three pseudocount methods from (Durbin et al., 1998) ."
                    },
                    {
                        "id": 68,
                        "string": "In the following equations, e j (a) is the probability of state j emitting character a. c ja represents the observed counts of state j emitting symbol a."
                    },
                    {
                        "id": 69,
                        "string": "A is the weight given to the pseudocounts."
                    },
                    {
                        "id": 70,
                        "string": "Constant value A constant value AC is added to each count."
                    },
                    {
                        "id": 71,
                        "string": "This is a generalization of Laplace's rule, where C = 1 A ."
                    },
                    {
                        "id": 72,
                        "string": "e j (a) = c ja + AC a c ja + A Background frequency Pseudocounts are added in proportion to the background frequency q a , which is the frequency of occurrence of character a. e j (a) = c ja + Aq a a c ja + A Substitution matrix (Durbin et al., 1998 ) Given a matrix s(a, b) that gives the logodds similarity of characters a and b, we can determine the conditional probability of a character b given character a: P (b|a) = q b e s(a,b) Then we define f ja to be the probability derived from the counts: f ja = c ja a c ja Then the pseudocount values are set to: α ja = A b f jb P (a|b) Finally, the pseudocount values are added to the real counts as above: e j (a) = c ja + α ja a c ja + α ja Pseudocount weight The weight that the pseudocounts are given (A in the above equations)."
                    },
                    {
                        "id": 73,
                        "string": "Smoothing during Baum-Welch The problem has many local optima and it is therefore easy for the Baum-Welch algorithm to get stuck around one of these."
                    },
                    {
                        "id": 74,
                        "string": "In order to avoid local optima, we tested the option of adding pseudocounts during Baum-Welch (i.e."
                    },
                    {
                        "id": 75,
                        "string": "between iterations) rather than after it."
                    },
                    {
                        "id": 76,
                        "string": "This serves as a form of noise injection, effectively bumping Baum-Welch away from local optima."
                    },
                    {
                        "id": 77,
                        "string": "Data for experiments Our data come from the Comparative Indoeuropean Data Corpus (Dyen et al., 1992) ."
                    },
                    {
                        "id": 78,
                        "string": "The data consist of words in 95 languages in the Indoeuropean family organized into word lists corresponding to one of 200 meanings."
                    },
                    {
                        "id": 79,
                        "string": "Each word is represented in the English alphabet."
                    },
                    {
                        "id": 80,
                        "string": "Figure 3 shows a sample from the original corpus data."
                    },
                    {
                        "id": 81,
                        "string": "We manually converted the data into disjoint sets of cognate words, where each cognate set contains only one word from each language."
                    },
                    {
                        "id": 82,
                        "string": "We also removed words that were not cognate with any other words."
                    },
                    {
                        "id": 83,
                        "string": "On average, there were 4.37 words per cognate set."
                    },
                    {
                        "id": 84,
                        "string": "The smallest cognate set had two words (since  we excluded those words that were not cognate with any other words), and the largest had 84 words."
                    },
                    {
                        "id": 85,
                        "string": "There were on average 10.92 cognate sets in a meaning."
                    },
                    {
                        "id": 86,
                        "string": "The lowest number of cognate sets in a meaning was 1, and the largest number was 22."
                    },
                    {
                        "id": 87,
                        "string": "Multiple cognate alignment Similar to their use for multiple sequence alignment of sequences in a family, we test Profile HMMs for the task of aligning cognates."
                    },
                    {
                        "id": 88,
                        "string": "As described above, an initial model is generated."
                    },
                    {
                        "id": 89,
                        "string": "We use the aforementioned heuristic of setting the initial model length to the average length of the sequences."
                    },
                    {
                        "id": 90,
                        "string": "The transition probabilities are sampled from a uniform-parameter Dirichlet distribution, with each parameter having a value of 5.0."
                    },
                    {
                        "id": 91,
                        "string": "The insert-state emission probabilities are set to the background frequencies and the match-state emission probabilities are sampled from a Dirichlet distribution with parameters set in proportion to the background frequency."
                    },
                    {
                        "id": 92,
                        "string": "The model is Figure 4 : The alignment generated via the Profile HMM method for some cognates."
                    },
                    {
                        "id": 93,
                        "string": "These were aligned together, but we show them in two columns to preserve space."
                    },
                    {
                        "id": 94,
                        "string": "MIIMIIMI MIIMIIMI D--E--N- D--E--NY Z--E--N- DZ-E--N- DZIE--N- D--A--N- DI-E--NA D--E--IZ D--I--A- D--Y--DD D--I--E- Z-----U- Z--U--E- Z-----I- J--O--UR D-----I- DJ-O--U- G--IORNO trained to the cognate set via the Baum-Welch algorithm, and then each word in the set is aligned to the model using the Viterbi algorithm."
                    },
                    {
                        "id": 95,
                        "string": "The words are added to the training via a summation; therefore, the order in which the words are considered has no effect, in contrast to iterative pairwise methods."
                    },
                    {
                        "id": 96,
                        "string": "The setting of the parameter values is discussed in section 6."
                    },
                    {
                        "id": 97,
                        "string": "Results To evaluate Profile HMMs for multiple cognate alignment, we analyzed the alignments generated for a number of cognate sets."
                    },
                    {
                        "id": 98,
                        "string": "We found that increasing the pseudocount weight to 100 improved the quality of the alignments by effectively biasing the model towards similar characters according to the substitution matrix."
                    },
                    {
                        "id": 99,
                        "string": "Figure 4 shows the Profile HMM alignment for a cognate set of words with the meaning \"day.\""
                    },
                    {
                        "id": 100,
                        "string": "As with Figure 2 , the alignment's first line is a guide label used to indicate which columns are match columns and which are insert columns; note that consecutive insert columns represent the same insert state and so are not aligned by the Profile HMM."
                    },
                    {
                        "id": 101,
                        "string": "While there were some duplicate words (i.e."
                    },
                    {
                        "id": 102,
                        "string": "words that had identical English orthographic representations but came from different languages), we do not show them here for brevity."
                    },
                    {
                        "id": 103,
                        "string": "In this example, we see that the Profile HMM manages to identify those columns that are more highly conserved as match states."
                    },
                    {
                        "id": 104,
                        "string": "The ability to identify characters that are similar and align them correctly can be attributed to the provided substitution matrix."
                    },
                    {
                        "id": 105,
                        "string": "Note that the characters in the insert columns should not be treated as aligned even though they represent emissions from the same insert state (this highlights the difference between match and insert states)."
                    },
                    {
                        "id": 106,
                        "string": "For example, Y, A, Z, D, R, and O are all placed in a single insert column even though they cannot be traced to a single phoneme in a protoform of the cognate set."
                    },
                    {
                        "id": 107,
                        "string": "Particularly infrequent characters are more likely to be put together than separated even if they are phonetically dissimilar."
                    },
                    {
                        "id": 108,
                        "string": "There is some difficulty, also evident from other alignments we generated, in isolating phonemes represented by pairs of characters (digraphs) as singular entities."
                    },
                    {
                        "id": 109,
                        "string": "In the given example, this means that the dz in dzien was modelled as a match state and then an insert state."
                    },
                    {
                        "id": 110,
                        "string": "This is, however, an inherent difficulty in using data represented only with the English alphabet, which could potentially be addressed if the data were instead represented in a standard phonetic notation such as IPA."
                    },
                    {
                        "id": 111,
                        "string": "Cognate set matching Evaluating alignments in a principled way is difficult because of the lack of a gold standard."
                    },
                    {
                        "id": 112,
                        "string": "To adjust for this, we also evaluate Profile HMMs for the task of matching a word to the correct cognate set from a list of cognate sets with the same meaning as the given word, similar to the evaluation of a biological sequence for membership in a family."
                    },
                    {
                        "id": 113,
                        "string": "This is realized by removing one word at a time from each word list and then using the resulting cognate sets within the meaning as possible targets."
                    },
                    {
                        "id": 114,
                        "string": "A model is generated from each possible target and a log-odds score is computed for the word using the forward algorithm."
                    },
                    {
                        "id": 115,
                        "string": "The scores are then sorted and the highest score is taken to be the cognate set to which the given word belongs."
                    },
                    {
                        "id": 116,
                        "string": "The accuracy is then the fraction of times the correct cognate set is identified."
                    },
                    {
                        "id": 117,
                        "string": "To determine the best parameter values, we used a development set of 10 meanings (roughly 5% of the data)."
                    },
                    {
                        "id": 118,
                        "string": "For the substitution matrix pseudocount method, we used a log-odds similarity matrix derived from Pair HMM training (Mackay and Kondrak, 2005) ."
                    },
                    {
                        "id": 119,
                        "string": "The best results were achieved with favouring of match states enabled, substitutionmatrix-based pseudocount, pseudocount weight of 0.5, and pseudocounts added during Baum-Welch."
                    },
                    {
                        "id": 120,
                        "string": "Results We employed two baselines to generate scores between a given word and cognate set."
                    },
                    {
                        "id": 121,
                        "string": "The first baseline uses the average edit distance of the test word and the words in the given cognate set as the score of the word against the set."
                    },
                    {
                        "id": 122,
                        "string": "The second baseline is similar but uses the minimum edit distance between the test word and any word in the given cognate set as the score of the word against the entire set."
                    },
                    {
                        "id": 123,
                        "string": "For example, in the example set given in Figure 4 , the average edit distance between zen and all other words in the set is 2.58 (including the hidden duplicate words) and the minimum edit distance is 1."
                    },
                    {
                        "id": 124,
                        "string": "All other candidate sets are similarly scored and the one with the lowest score is considered to be the correct cluster with ties broken randomly."
                    },
                    {
                        "id": 125,
                        "string": "With the parameter settings described in the previous section, the Profile HMM method correctly identifies the corresponding cognate set with an accuracy of 93.2%, a substantial improvement over the average edit distance baseline, which obtains an accuracy of 77.0%."
                    },
                    {
                        "id": 126,
                        "string": "Although the minimum edit distance baseline also yields an impressive accuracy of 91.0%, its score is based on a single word in the candidate set, and so would not be appropriate for cases where consideration of the entire set is necessary."
                    },
                    {
                        "id": 127,
                        "string": "Furthermore, the baseline benefits from the frequent presence of duplicate words in the cognate sets."
                    },
                    {
                        "id": 128,
                        "string": "Profile HMMs are more robust, thanks to the presence of identical or similar characters in corresponding positions."
                    },
                    {
                        "id": 129,
                        "string": "Conclusions Profile HMMs present an approach for working with sets of words."
                    },
                    {
                        "id": 130,
                        "string": "We tested their use for two cognaterelated tasks."
                    },
                    {
                        "id": 131,
                        "string": "The method produced good-quality multiple cognate alignments, and we believe that they could be further improved with phonetically transcribed data."
                    },
                    {
                        "id": 132,
                        "string": "For the task of matching words to correct cognate sets, we achieved an improvement over the average edit distance and minimum edit distance baselines."
                    },
                    {
                        "id": 133,
                        "string": "Since Profile HMM training is highly sensitive to the choice of initial model, we would like to explore more informed methods of constructing the initial model."
                    },
                    {
                        "id": 134,
                        "string": "Similarly, for building models from unaligned sequences, the addition of domain knowl-edge would likely prove beneficial."
                    },
                    {
                        "id": 135,
                        "string": "We also plan to investigate better pseudocount methods, as well as the possibility of using n-grams as output symbols."
                    },
                    {
                        "id": 136,
                        "string": "By simultaneously considering an entire set of related words, Profile HMMs provide a distinct advantage over iterative pairwise methods."
                    },
                    {
                        "id": 137,
                        "string": "The success on our tasks of multiple alignment and cognate set matching suggests applicability to similar tasks involving words, such as named entity recognition across potentially multi-lingual corpora."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 14
                    },
                    {
                        "section": "Profile hidden Markov models",
                        "n": "2",
                        "start": 15,
                        "end": 57
                    },
                    {
                        "section": "Adapting Profile HMMs to words",
                        "n": "3",
                        "start": 58,
                        "end": 76
                    },
                    {
                        "section": "Data for experiments",
                        "n": "4",
                        "start": 77,
                        "end": 86
                    },
                    {
                        "section": "Multiple cognate alignment",
                        "n": "5",
                        "start": 87,
                        "end": 96
                    },
                    {
                        "section": "Results",
                        "n": "5.1",
                        "start": 97,
                        "end": 110
                    },
                    {
                        "section": "Cognate set matching",
                        "n": "6",
                        "start": 111,
                        "end": 119
                    },
                    {
                        "section": "Results",
                        "n": "6.1",
                        "start": 120,
                        "end": 128
                    },
                    {
                        "section": "Conclusions",
                        "n": "7",
                        "start": 129,
                        "end": 137
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1043-Figure4-1.png",
                        "caption": "Figure 4: The alignment generated via the Profile HMM method for some cognates. These were aligned together, but we show them in two columns to preserve space.",
                        "page": 4,
                        "bbox": {
                            "x1": 116.64,
                            "x2": 254.39999999999998,
                            "y1": 57.12,
                            "y2": 171.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1043-Figure2-1.png",
                        "caption": "Figure 2: A small DNA multiple alignment from (Durbin et al., 1998, p. 123).",
                        "page": 1,
                        "bbox": {
                            "x1": 408.47999999999996,
                            "x2": 444.96,
                            "y1": 57.12,
                            "y2": 123.36
                        }
                    },
                    {
                        "filename": "../figure/image/1043-Figure1-1.png",
                        "caption": "Figure 1: A prototypical Profile HMM of length L. Mi is the ith match state, Ii is the ith insert state, and Di is the ith delete state. Delete states are silent and are used to indicate gaps in a sequence.",
                        "page": 1,
                        "bbox": {
                            "x1": 105.6,
                            "x2": 265.44,
                            "y1": 58.559999999999995,
                            "y2": 169.44
                        }
                    },
                    {
                        "filename": "../figure/image/1043-Figure3-1.png",
                        "caption": "Figure 3: An excerpt from the original corpus data. The first two numbers denote the meaning and the language, respectively.",
                        "page": 3,
                        "bbox": {
                            "x1": 312.96,
                            "x2": 528.48,
                            "y1": 57.599999999999994,
                            "y2": 350.88
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-23"
        },
        {
            "slides": {
                "0": {
                    "title": "Motivation",
                    "text": [
                        "What action causes this?",
                        "What is the result state of open box?"
                    ],
                    "page_nums": [
                        1,
                        2
                    ],
                    "images": [
                        "figure/image/1045-Figure1-1.png"
                    ]
                },
                "1": {
                    "title": "Understanding Cause Effect",
                    "text": [
                        "From: cde.ca.gov. (California Department of Education)"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Naive Physical Action Effect Prediction",
                    "text": [
                        "(peel-carrot) x Action x"
                    ],
                    "page_nums": [
                        4,
                        5,
                        6,
                        7
                    ],
                    "images": []
                },
                "3": {
                    "title": "Related Work",
                    "text": [
                        "Most existing studies focus on the causal relations between high-level events.",
                        "E.g., the collapse of the housing bubble causes the effect of stock prices to",
                        "This paper studies the basic cause-effect knowledge related to concrete actions and their effects to the world.",
                        "Recent advances in Computer Vision and Robotics",
                        "Object physical state prediction (Zhou and Berg, 2016; Wu et al., 2017)",
                        "Action recognition through detection of state changes (Yang et al., 2013)",
                        "Robot following natural language commands (She et al, 2014; Misra et al., 2015)"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "4": {
                    "title": "This Work",
                    "text": [
                        "Introduce a new task on physical action-effect prediction and create a dataset for this task.",
                        "Data collection and analysis",
                        "Propose an approach that harnesses the large amount of image data available on the web with minimum supervision.",
                        "Automatic prediction of effect knowledge for novel actions."
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "5": {
                    "title": "Action Effect Data",
                    "text": [
                        "62 unique verbs (e.g., bend, boil, chop, crack, fold, grind, ignite, kick, peel, soak, trim)",
                        "39 unique nouns (e.g., apple, baseball, book, car, chair, cup, flower, orange, shoe)",
                        "Effects described in language",
                        "Effects depicted by images"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "6": {
                    "title": "Effects Described in Language",
                    "text": [
                        "Action effect is often presupposed in our communication and not explicitly stated.",
                        "Workers were shown a verb-noun pair, and were asked to describe what changes might occur to the object as a result of the action.",
                        "1400 effect descriptions (10 for each verb-noun pair)"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": [
                        "figure/image/1045-Table1-1.png"
                    ]
                },
                "7": {
                    "title": "Effects Depicted by Images",
                    "text": [
                        "Human labeled image set: 4163 images",
                        "(Data available on the project webpage.)",
                        "Positive images are those capturing the resulting world state of the action.",
                        "Negative images are those deemed to capture some state of the related nouns, but are not the resulting state of the corresponding action."
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "8": {
                    "title": "Web Search Images",
                    "text": [
                        "Searching keywords: phrases extracted from language effect descriptions",
                        "Phrases were extracted using syntactic patterns:",
                        "book\u0001 book is on fire\u0001 book is set aflame\u0001"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": [
                        "figure/image/1045-Table2-1.png",
                        "figure/image/1045-Figure3-1.png"
                    ]
                },
                "9": {
                    "title": "Bootstrapping Approach",
                    "text": [
                        "Web Search Images Prediction",
                        "Bootstrapping cross-entropy loss: (Reed et al., 2014)"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": [
                        "figure/image/1045-Figure4-1.png"
                    ]
                },
                "10": {
                    "title": "Evaluations",
                    "text": [
                        "Human annotated image data: use 10% as seeding images (training), 30% for development and 60% for test.",
                        "On average, each verb-noun pair only has 3 seeding images",
                        "Web search images: over 60,000 images were downloaded using around 2,000 effect phrases as searching keywords.",
                        "BS: bootstrapping approach; Seed: seed images;",
                        "Act: web images downloaded using verb-noun as keywords;",
                        "Eff: web images downloaded using effect phrases as keywords."
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "11": {
                    "title": "Evaluation Results",
                    "text": [
                        "MAP Top 5 Accuracy",
                        "Micro F1 Score Macro F1 Score",
                        "pEff: web images downloaded using the predicted effect phrases."
                    ],
                    "page_nums": [
                        16,
                        23
                    ],
                    "images": []
                },
                "12": {
                    "title": "Examples",
                    "text": [
                        "Predictions bite apple background cut apple peel apple fry egg background crack egg mix eggs",
                        "background chop carrot grate carrot peel carrot background insert key close drawer fasten door",
                        "background cut potato fry potato mash potato pile books background wrap book roll paper",
                        "Predictions bite apple background cut apple peel apple apple is eaten apple is being cut apple is chewed apple in tiny pieces fry egg background crack egg mix eggs egg into a harder substance cup into smaller pieces egg edible",
                        "background chop carrot grate carrot peel carrot carrot into tiny pieces carrot is being cut carrot into many smaller pieces background insert key close drawer fasten door key in the keyhole drawer without a key door is locked door is being bolted",
                        "background cut potato fry potato mash potato potato into a pot potato is being sliced potato for potato edible pile books background wrap book roll paper books in a stack book on books in a large stack books in a pile",
                        "beat eggs pile boxes bite apple slice onion",
                        "Action AP shirt stain shirt crack glass lock drawer stain shirt window close window close window"
                    ],
                    "page_nums": [
                        17,
                        18,
                        19,
                        20
                    ],
                    "images": []
                },
                "13": {
                    "title": "Handling Unseen Verb Noun Pairs",
                    "text": [
                        "Generalize effect knowledge to new verb-noun pairs through an embedding model.",
                        "Action-Effect Embedding trained from seed knowledge",
                        "A New Action Effect phrases",
                        "(ignite-paper) paper is being charred, paper is being burned, paper is set, paper is being destroyed, paper is lit",
                        "Web Search Images Prediction ResNet Action 1 Action 2 Action C Bootstrapping Cross-Entropy Loss",
                        "Action 1 Action 2 Action C Cross-Entropy Loss"
                    ],
                    "page_nums": [
                        21,
                        22
                    ],
                    "images": [
                        "figure/image/1045-Figure4-1.png",
                        "figure/image/1045-Figure6-1.png"
                    ]
                },
                "14": {
                    "title": "Action Effect Embedding Space",
                    "text": [
                        "GloVe Verb GloVe Verb + Noun Action-Effect",
                        "coil bind lock lock fasten trim coil g rate lock bend bend fasten grind crack trim crack crack grind twist break bend twist break tear tear knot knot knot trim bindcoil",
                        "grind twist bend twist knot knot knot bindcoil",
                        "twist break fasten grate grind grate",
                        "crop twist break crop fasten grate grind grate"
                    ],
                    "page_nums": [
                        24,
                        25,
                        26,
                        27,
                        28,
                        29
                    ],
                    "images": []
                },
                "15": {
                    "title": "Learning from a few examples",
                    "text": [
                        "Goal: learn from a few examples to make it possible for humans to teach agents for",
                        "(the potatoes are brown and crispy) Harness web",
                        "symbolic representation of action and effect (verb, noun) (Effect phrases) (ve(rvbe +rb a,r gnuomune) nt) (ve(rvbe +rb a,r gnuomune) nt) (Ef(fEefcfet ccta ptehgroarsieess) ) (veArbc t+i oarn gument) (Ef(fEefcfet Effect ccta ptehgroarsieess) ) (Effect categories) (verbnoun) (categories, descriptions, phrases, predicate calculus)",
                        "seed physical causality knowledge of action verbs Incremental acquisition and update Web 2-4 annotated images physical action and effect states Positive examples Negative examples Seed Knowledge"
                    ],
                    "page_nums": [
                        30
                    ],
                    "images": []
                },
                "17": {
                    "title": "Summary",
                    "text": [
                        "Presented an initial investigation on action-effect prediction.",
                        "Explored method using web image data to facilitate the training of action-effect prediction models.",
                        "Explored using semantic embedding space to extend effect knowledge to new verb-noun pairs.",
                        "Develop better models to improve task performance",
                        "Extend action-effect prediction to video data"
                    ],
                    "page_nums": [
                        33
                    ],
                    "images": []
                }
            },
            "paper_title": "What Action Causes This? Towards Naive Physical Action-Effect Prediction",
            "paper_id": "1045",
            "paper": {
                "title": "What Action Causes This? Towards Naive Physical Action-Effect Prediction",
                "abstract": "Despite recent advances in knowledge representation, automated reasoning, and machine learning, artificial agents still lack the ability to understand basic actioneffect relations regarding the physical world, for example, the action of cutting a cucumber most likely leads to the state where the cucumber is broken apart into smaller pieces. If artificial agents (e.g., robots) ever become our partners in joint tasks, it is critical to empower them with such action-effect understanding so that they can reason about the state of the world and plan for actions. Towards this goal, this paper introduces a new task on naive physical action-effect prediction, which addresses the relations between concrete actions (expressed in the form of verbnoun pairs) and their effects on the state of the physical world as depicted by images. We collected a dataset for this task and developed an approach that harnesses web image data through distant supervision to facilitate learning for action-effect prediction. Our empirical results have shown that web data can be used to complement a small number of seed examples (e.g., three examples for each action) for model learning. This opens up possibilities for agents to learn physical action-effect relations for tasks at hand through communication with humans with a few examples.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Causation in the physical world has long been a central discussion to philosophers who study casual reasoning and explanation (Ducasse, 1926; Gopnik et al., 2007) , to mathematicians or com-puter scientists who apply computational approaches to model cause-effect prediction (Pearl et al., 2009) , and to domain experts (e.g., medical doctors) who attempt to understand the underlying cause-effect relations (e.g., disease and symptoms) for their particular inquires."
                    },
                    {
                        "id": 1,
                        "string": "Apart from this wide range of topics, this paper investigates a specific kind of causation, the very basic causal relations between a concrete action (expressed in the form of a verb-noun pair such as \"cut-cucumber\") and the change of the physical state caused by this action."
                    },
                    {
                        "id": 2,
                        "string": "We call such relations naive physical action-effect relations."
                    },
                    {
                        "id": 3,
                        "string": "For example, given an image as shown in Figure 1, we would have no problem predicting what actions can cause the state of the world depicted in the image, e.g., slicing an apple will likely lead to the state."
                    },
                    {
                        "id": 4,
                        "string": "On the other hand, given a statement \"slice an apple\", it would not be hard for us to imagine what state change may happen to the apple."
                    },
                    {
                        "id": 5,
                        "string": "We can make such action-effect prediction because we have developed an understanding of this kind of basic action-effect relations at a very young age (Baillargeon, 2004) ."
                    },
                    {
                        "id": 6,
                        "string": "What happens to machines?"
                    },
                    {
                        "id": 7,
                        "string": "Will artificial agents be able to make the same kind of predictions?"
                    },
                    {
                        "id": 8,
                        "string": "The answer is not yet."
                    },
                    {
                        "id": 9,
                        "string": "Despite tremendous progress in knowledge representation, automated reasoning, and machine learning, artificial agents still lack the understanding of naive causal relations regarding the physical world."
                    },
                    {
                        "id": 10,
                        "string": "This is one of the bottlenecks in machine intelligence."
                    },
                    {
                        "id": 11,
                        "string": "If artificial agents ever become capable of working with humans as partners, they will need to have this kind of physical action-effect understanding to help them reason, learn, and perform actions."
                    },
                    {
                        "id": 12,
                        "string": "To address this problem, this paper introduces a new task on naive physical action-effect prediction."
                    },
                    {
                        "id": 13,
                        "string": "This task supports both cause predic- tion: given an image which describes a state of the world, identify the most likely action (in the form of a verb-noun pair, from a set of candidates) that can result in that state; and effect prediction: given an action in the form of a verb-noun pair, identify images (from a set of candidates) that depicts the most likely effects on the state of the world caused by that action."
                    },
                    {
                        "id": 14,
                        "string": "Note that there could be different ways to formulate this problem, for example, both causes and effects are in the form of language or in the form of images/videos."
                    },
                    {
                        "id": 15,
                        "string": "Here we intentionally frame the action as a language expression (i.e., a verb-noun pair) and the effect as depicted in an image in order to make a connection between language and perception."
                    },
                    {
                        "id": 16,
                        "string": "This connection is important for physical agents that not only can perceive and act, but also can communicate with humans in language."
                    },
                    {
                        "id": 17,
                        "string": "As a first step, we collected a dataset of 140 verb-noun pairs."
                    },
                    {
                        "id": 18,
                        "string": "Each verb-noun pair is annotated with possible effects described in language and depicted in images (where language descriptions and image descriptions are collected separately)."
                    },
                    {
                        "id": 19,
                        "string": "We have developed an approach that applies distant supervision to harness web data for bootstrapping action-effect prediction models."
                    },
                    {
                        "id": 20,
                        "string": "Our empirical results have shown that, using a simple bootstrapping strategy, our approach can combine the noisy web data with a small number of seed examples to improve action-effect prediction."
                    },
                    {
                        "id": 21,
                        "string": "In addition, for a new verb-noun pair, our approach can infer its effect descriptions and predict action-effect relations only based on 3 image examples."
                    },
                    {
                        "id": 22,
                        "string": "The contributions of this paper are three folds."
                    },
                    {
                        "id": 23,
                        "string": "First, it introduces a new task on physical actioneffect prediction, a first step towards an under-standing of causal relations between physical actions and the state of the physical world."
                    },
                    {
                        "id": 24,
                        "string": "Such ability is central to robots which not only perceive from the environment, but also act to the environment through planning."
                    },
                    {
                        "id": 25,
                        "string": "To our knowledge, there is no prior work that attempts to connect actions (in language) and effects (in images) in this nature."
                    },
                    {
                        "id": 26,
                        "string": "Second, our approach harnesses the large amount of image data available on the web with minimum supervision."
                    },
                    {
                        "id": 27,
                        "string": "It has shown that physical action-effect models can be learned through a combination of a few annotated examples and a large amount of un-annotated web data."
                    },
                    {
                        "id": 28,
                        "string": "This opens up the possibility for humans to teach robots new tasks through language communication with a small number of examples."
                    },
                    {
                        "id": 29,
                        "string": "Third, we have created a dataset for this task, which is available to the community 1 ."
                    },
                    {
                        "id": 30,
                        "string": "Our bootstrapping approach can serve as a baseline for future work on this topic."
                    },
                    {
                        "id": 31,
                        "string": "In the following sections, we first describe our data collection effort, then introduce the bootstrapping approach for action-effect prediction, and finally present results from our experiments."
                    },
                    {
                        "id": 32,
                        "string": "Related Work In the NLP community, there has been extensive work that models cause-effect relations from text (Cole et al., 2005; Do et al., 2011; Yang and Mao, 2014) ."
                    },
                    {
                        "id": 33,
                        "string": "Most of these previous studies address high-level causal relations between events, for example, \"the collapse of the housing bubble\" causes the effect of \"stock prices to fall\" (Sharp et al., 2016) ."
                    },
                    {
                        "id": 34,
                        "string": "They do not concern the kind of naive physical action-effect relations in this paper."
                    },
                    {
                        "id": 35,
                        "string": "There is also an increasing amount of effort on capturing commonsense knowledge, for example, through knowledge base population."
                    },
                    {
                        "id": 36,
                        "string": "Except for few (Yatskar et al., 2016) that acquires knowledge from images, most of the previous effort apply information extraction techniques to extract facts from a large amount of web data (Dredze et al., 2010; Rajani and Mooney, 2016) ."
                    },
                    {
                        "id": 37,
                        "string": "DBPedia (Lehmann et al., 2015) , Freebase (Bollacker et al., 2008), and YAGO (Suchanek et al., 2007) knowledge bases contain millions of facts about the world such as people and places."
                    },
                    {
                        "id": 38,
                        "string": "However, they do not contain basic cause-effect knowledge related to concrete actions and their effects to the world."
                    },
                    {
                        "id": 39,
                        "string": "Recent work started looking into phys-ical causality of action verbs  and other physical properties of verbs (Forbes and Choi, 2017; Zellers and Choi, 2017; Chao et al., 2015) ."
                    },
                    {
                        "id": 40,
                        "string": "But they do not address action-effect prediction."
                    },
                    {
                        "id": 41,
                        "string": "The idea of modeling object physical state change has also been studied in the computer vision community (Fire and Zhu, 2016) ."
                    },
                    {
                        "id": 42,
                        "string": "Computational models have been developed to infer object states from observations and to further predict future state changes (Zhou and Berg, 2016; Wu et al., 2016 Wu et al., , 2017 )."
                    },
                    {
                        "id": 43,
                        "string": "The action recognition task can be treated as detecting the transformation on object states (Fathi and Rehg, 2013; Yang et al., 2013; Wang et al., 2016) ."
                    },
                    {
                        "id": 44,
                        "string": "However these previous works only focus on the visual presentation of motion effects."
                    },
                    {
                        "id": 45,
                        "string": "Recent years have seen an increasing amount of work integrating language and vision, for example, visual question answering (Antol et al., 2015; Fukui et al., 2016; Lu et al., 2016) , image description generation (Xu et al., 2015; Vinyals et al., 2015) , and grounding language to perception Roy, 2005; Tellex et al., 2011; Misra et al., 2017) ."
                    },
                    {
                        "id": 46,
                        "string": "While many approaches require a large amount of training data, recent works have developed zero/few shot learning for language and vision (Mukherjee and Hospedales, 2016; Xu et al., 2016 Xu et al., , 2017a Tsai and Salakhutdinov, 2017) ."
                    },
                    {
                        "id": 47,
                        "string": "Different from these previous works, this paper introduces a new task that connects language with vision for physical action-effect prediction."
                    },
                    {
                        "id": 48,
                        "string": "In the robotics community, an important task is to enable robots to follow human natural language instructions."
                    },
                    {
                        "id": 49,
                        "string": "Previous works (She et al., 2014; Misra et al., 2015; Chai, 2016, 2017) explicitly model verb semantics as desired goal states and thus linking natural language commands with underlying planning systems for action planning and execution."
                    },
                    {
                        "id": 50,
                        "string": "However, these studies were carried out either in a simulated world or in a carefully curated simple environment within the limitation of the robot's manipulation system."
                    },
                    {
                        "id": 51,
                        "string": "And they only focus on a very limited set of domain specific actions which often only involve the change of locations."
                    },
                    {
                        "id": 52,
                        "string": "In this work, we study a set of open-domain physical actions and a variety of effects perceived from the environment (i.e., from images)."
                    },
                    {
                        "id": 53,
                        "string": "Action-Effect Data Collection We collected a dataset to support the investigation on physical action-effect prediction."
                    },
                    {
                        "id": 54,
                        "string": "This dataset consists of actions expressed in the form of verbnoun pairs, effects of actions described in language, and effects of actions depicted in images."
                    },
                    {
                        "id": 55,
                        "string": "Note that, as we would like to have a wide range of possible effects, language data and image data are collected separately."
                    },
                    {
                        "id": 56,
                        "string": "Actions (verb-noun pairs)."
                    },
                    {
                        "id": 57,
                        "string": "We selected 40 nouns that represent everyday life objects, most of them are from the COCO dataset (Lin et al., 2014) , with a combination of food, kitchen ware, furniture, indoor objects, and outdoor objects."
                    },
                    {
                        "id": 58,
                        "string": "We also identified top 3000 most frequently used verbs from Google Syntactic N-gram dataset (Goldberg and Orwant, 2013 ) (Verbargs set)."
                    },
                    {
                        "id": 59,
                        "string": "And we extracted top frequent verb-noun pairs containing a verb from the top 3000 verbs and a noun in the 40 nouns which hold a dobj (i.e., direct object) dependency relation."
                    },
                    {
                        "id": 60,
                        "string": "This resulted in 6573 candidate verbnoun pairs."
                    },
                    {
                        "id": 61,
                        "string": "As changes to an object can occur at various dimensions (e.g., size, color, location, attachment, etc."
                    },
                    {
                        "id": 62,
                        "string": "), we manually selected a subset of verb-noun pairs based on the following criteria: (1) changes to the objects are visible (as opposed to other types such as temperature change, etc."
                    },
                    {
                        "id": 63,
                        "string": "); and (2) changes reflect one particular dimension as opposed to multiple dimensions (as entailed by high-level actions such as \"cook a meal\", which correspond to multiple dimensions of change and can be further decomposed into basic actions)."
                    },
                    {
                        "id": 64,
                        "string": "As a result, we created a subset of 140 verb-noun pairs (containing 62 unique verbs and 39 unique nouns) for our investigation."
                    },
                    {
                        "id": 65,
                        "string": "Effects Described in Language."
                    },
                    {
                        "id": 66,
                        "string": "The basic knowledge about physical action-effect is so fundamental and shared among humans."
                    },
                    {
                        "id": 67,
                        "string": "It is often presupposed in our communication and not explicitly stated."
                    },
                    {
                        "id": 68,
                        "string": "Thus, it is difficult to extract naive action-effect relations from the existing textual data (e.g., web)."
                    },
                    {
                        "id": 69,
                        "string": "This kind of knowledge is also not readily available in commonsense knowledge bases such as ConceptNet (Speer and Havasi, 2012) ."
                    },
                    {
                        "id": 70,
                        "string": "To overcome this problem, we applied crowd-sourcing (Amazon Mechanical Turk) and collected a dataset of language descriptions describing effects for each of the 140 verb-noun pairs."
                    },
                    {
                        "id": 71,
                        "string": "The workers were shown a verb-noun pair, and were asked to use their own words and imag- Action Effect Text ignite paper The paper is on fire."
                    },
                    {
                        "id": 72,
                        "string": "soak shirt The shirt is thoroughly wet."
                    },
                    {
                        "id": 73,
                        "string": "fry potato The potatoes become crisp and golden."
                    },
                    {
                        "id": 74,
                        "string": "stain shirt There is a visible mark on the shirt."
                    },
                    {
                        "id": 75,
                        "string": "inations to describe what changes might occur to the corresponding object as a result of the action."
                    },
                    {
                        "id": 76,
                        "string": "Each verb-noun pair was annotated by 10 different annotators, which has led to a total of 1400 effect descriptions."
                    },
                    {
                        "id": 77,
                        "string": "Table 1 shows some examples of collected effect descriptions."
                    },
                    {
                        "id": 78,
                        "string": "These effect language descriptions allow us to derive seed effect knowledge in a symbolic form."
                    },
                    {
                        "id": 79,
                        "string": "Effects Depicted in Images."
                    },
                    {
                        "id": 80,
                        "string": "For each action, three students searched the web and collected a set of images depicting potential effects."
                    },
                    {
                        "id": 81,
                        "string": "Specifically, given a verb-noun pair, each of the three students was asked to collect at least 5 positive images and 5 negative images."
                    },
                    {
                        "id": 82,
                        "string": "Positive images are those deemed to capture the resulting world state of the action."
                    },
                    {
                        "id": 83,
                        "string": "And negative images are those deemed to capture some state of the related object (i.e., the nouns in the verb-noun pairs), but are not the resulting state of the corresponding action."
                    },
                    {
                        "id": 84,
                        "string": "Then, each student was also asked to provide positive or negative labels for the images collected by the other two students."
                    },
                    {
                        "id": 85,
                        "string": "As a result each image has three positive/negative labels."
                    },
                    {
                        "id": 86,
                        "string": "We only keep the images whose labels are agreed by all three students."
                    },
                    {
                        "id": 87,
                        "string": "In total, the dataset contains 4163 images."
                    },
                    {
                        "id": 88,
                        "string": "On average, each action has 15 positive images, and 15 negative images."
                    },
                    {
                        "id": 89,
                        "string": "Figure 2 shows several examples of positive images and negative images of the action peel-orange."
                    },
                    {
                        "id": 90,
                        "string": "The positive images show an orange in a peeled state, while the negative images show oranges in different states (orange as a whole, orange slices, orange juice, etc.)."
                    },
                    {
                        "id": 91,
                        "string": "Action-Effect Prediction Action-effect prediction is to connect actions (as causes) to the effects of actions."
                    },
                    {
                        "id": 92,
                        "string": "Specifically, given an image which depicts a state of the world, our task is to predict what concrete actions could cause the state of the world."
                    },
                    {
                        "id": 93,
                        "string": "This task is different from traditional action recognition as the underlying actions (e.g., human body posture/movement) are not captured by the images."
                    },
                    {
                        "id": 94,
                        "string": "In this regard, it is also different from image description generation."
                    },
                    {
                        "id": 95,
                        "string": "We frame the problem as a few-shot learning task, by only providing a few human-labelled images for each action at the training stage."
                    },
                    {
                        "id": 96,
                        "string": "Given the very limited training data, we attempt to make use of web-search images."
                    },
                    {
                        "id": 97,
                        "string": "Web search has been adopted by previous computer vision studies to acquire training data (Fergus et al., 2005; Kennedy et al., 2006; Berg et al., 2010; Otani et al., 2016) ."
                    },
                    {
                        "id": 98,
                        "string": "Compared with human annotations, web-search comes at a much lower cost, but with a trade-off of poor data quality."
                    },
                    {
                        "id": 99,
                        "string": "To address this issue, we apply a bootstrapping approach that aims to handle data with noisy labels."
                    },
                    {
                        "id": 100,
                        "string": "The first question is what search terms should be used for image search."
                    },
                    {
                        "id": 101,
                        "string": "There are two options."
                    },
                    {
                        "id": 102,
                        "string": "The first option is to directly use the action terms (i.e., verb-noun pairs) to search images and the downloaded web images are referred to as action web images."
                    },
                    {
                        "id": 103,
                        "string": "As desired images should be depicting effects of an action, terms describing effects become a natural choice."
                    },
                    {
                        "id": 104,
                        "string": "The second option is to use the key phrases extracted from language effect descriptions to search the web."
                    },
                    {
                        "id": 105,
                        "string": "The downloaded web images are referred to as effect web images."
                    },
                    {
                        "id": 106,
                        "string": "Extracting Effect Phrases from Language Data We first apply chunking (shallow parsing) using the SENNA software (Collobert et al., 2011) to break an effect description into phrases such as noun phrases (NP), verb phrases (VP), prepositional phrases (PP), adjectives (ADJP), adverbs (ADVP), etc."
                    },
                    {
                        "id": 107,
                        "string": "After some examination, we found that most of the effect descriptions follow simple syntactic patterns."
                    },
                    {
                        "id": 108,
                        "string": "For a verb-noun pair, around 80% of its effect descriptions start with the same noun as the subject."
                    },
                    {
                        "id": 109,
                        "string": "In an effect description, the  change of state associated with the noun is mainly captured by some key phrases."
                    },
                    {
                        "id": 110,
                        "string": "For example, an adjective phrase usually describes a physical state; verbs like be, become, turn, get often indicate a description of change of the state."
                    },
                    {
                        "id": 111,
                        "string": "Based on these observations, we defined a set of patterns to identify phrases that describe physical states of an object."
                    },
                    {
                        "id": 112,
                        "string": "In total 1997 effect phrases were extracted from the language data."
                    },
                    {
                        "id": 113,
                        "string": "Table 2 shows some example patterns and example effect phrases that are extracted."
                    },
                    {
                        "id": 114,
                        "string": "Downloading Web Images The purpose of querying search engine is to retrieve images of objects in certain effect states."
                    },
                    {
                        "id": 115,
                        "string": "To form image searching keywords, the effect phrases are concatenated with the corresponding noun phrases, for example, \"apple + into thin pieces\"."
                    },
                    {
                        "id": 116,
                        "string": "The image search results are downloaded and used as supplementary training data for the action-effect prediction models."
                    },
                    {
                        "id": 117,
                        "string": "However, web images can be noisy."
                    },
                    {
                        "id": 118,
                        "string": "First of all, not all of the automatically extracted effect phrases describe visible state of objects."
                    },
                    {
                        "id": 119,
                        "string": "Even if a phrase represents visible object states, the retrieved results may not be relevant."
                    },
                    {
                        "id": 120,
                        "string": "Figure 3 shows some example image search results using queries describing the object name \"book\", and describing the object state such as \"book is on fire\", \"book is set aflame\"."
                    },
                    {
                        "id": 121,
                        "string": "These state phrases were used by human annotators to describe the effect of the action \"burn a book\"."
                    },
                    {
                        "id": 122,
                        "string": "We can see that the images returned from the query \"book is set aflame\" are not depicting the physical effect state of \"burn a book\"."
                    },
                    {
                        "id": 123,
                        "string": "Therefore, it's important to identify images with relevant effect states to train the model."
                    },
                    {
                        "id": 124,
                        "string": "To do that, we applied a bootstrapping method to handle the noisy web images as described in Section 4.3."
                    },
                    {
                        "id": 125,
                        "string": "For an action (i.e., a verb-noun pair), it has multiple corresponding effect phrases, and all of their image search results are treated as training images for this action."
                    },
                    {
                        "id": 126,
                        "string": "Since both the human annotated image data (Section 3) and the web-search image data were obtained from Internet search engines, they may book book is on fire book is set aflame Figure 3 : Examples of image search results."
                    },
                    {
                        "id": 127,
                        "string": "have duplicates."
                    },
                    {
                        "id": 128,
                        "string": "As part of the annotated images are used as test data to evaluate the models, it is important to remove duplicates."
                    },
                    {
                        "id": 129,
                        "string": "We designed a simple method to remove any images from the web-search image set that has a duplicate in the human annotated set."
                    },
                    {
                        "id": 130,
                        "string": "We first embed all images into feature vectors using pre-trained CNNs."
                    },
                    {
                        "id": 131,
                        "string": "For each web-search image, we calculate its cosine similarity score with each of the annotated images."
                    },
                    {
                        "id": 132,
                        "string": "And we simply remove the web images that have a score larger than 0.95."
                    },
                    {
                        "id": 133,
                        "string": "Models We formulate the action-effect prediction task as a multi-class classification problem."
                    },
                    {
                        "id": 134,
                        "string": "Given an image, the model will output a probability distribution q over the candidate actions (i.e., verb-noun pairs) that can potentially cause the effect depicted in the image."
                    },
                    {
                        "id": 135,
                        "string": "Specifically for model training, we are given a set of human annotated seeding image data {x, t} and a set of web-search image data {x , t }."
                    },
                    {
                        "id": 136,
                        "string": "Here x and x are the images (depicting effect states), and t and t are their classification targets (i.e., actions that cause the effects)."
                    },
                    {
                        "id": 137,
                        "string": "Each target vector is the observed image label, t ∈ {0, 1} C , i t i = 1, and C is the number of classes (i.e., actions)."
                    },
                    {
                        "id": 138,
                        "string": "The human annotated targets t can be trusted."
                    },
                    {
                        "id": 139,
                        "string": "But the targets of web-search images t are usually very noisy."
                    },
                    {
                        "id": 140,
                        "string": "Bootstrapping method has been shown to be an effective method to handle noisy labelled data (Rosenberg et al., 2005; Whitney and Sarkar, 2012; Reed et al., 2014) ."
                    },
                    {
                        "id": 141,
                        "string": "The objective of the cross-entropy loss is defined as follows: L(t, q) = C i=1 t i log (q i ), (1) where q are the predicted class probabilities, and C is the number of classes."
                    },
                    {
                        "id": 142,
                        "string": "To handle the noisy labels in the web-search data {x , t }, we adopt a bootstrapping objective following Reed's work (Reed et al., 2014) : L(t , q) = C i=1 [βt i + (1 − β)z i ] log (q i ), (2) where β ∈ [0, 1] is a model parameter to be assigned, z is the one-hot vector of the prediction q, z i = 1, if i = argmax q k , k = 1 ."
                    },
                    {
                        "id": 143,
                        "string": "."
                    },
                    {
                        "id": 144,
                        "string": "."
                    },
                    {
                        "id": 145,
                        "string": "C. The model architecture is shown in Figure 4 ."
                    },
                    {
                        "id": 146,
                        "string": "After each training batch, the current model will be used to make predictions q on images in the next batch."
                    },
                    {
                        "id": 147,
                        "string": "And the target probabilities is calculated as a linear combination of the current predictions q and the observed noisy labels t ."
                    },
                    {
                        "id": 148,
                        "string": "The idea behind this bootstrapping strategy is to ensure the consistency of the model's predictions."
                    },
                    {
                        "id": 149,
                        "string": "By first initializing the model on the seeding image data, the bootstrapping approach allows the model to trust more on the web images that are consistent with the seeding data."
                    },
                    {
                        "id": 150,
                        "string": "Evaluation We evaluate the models on the action-effect prediction task."
                    },
                    {
                        "id": 151,
                        "string": "Given an image that illustrates a state of the world, the goal is to predict what action could cause that state."
                    },
                    {
                        "id": 152,
                        "string": "Given an action in the form of a verb-noun pair, the goal is to identify images that depict the most likely effects on the state of the world caused by that action."
                    },
                    {
                        "id": 153,
                        "string": "For each of the 140 verb-noun pairs, we use 10% of the human annotated images as the seeding image data for training, and use 30% for development and the rest 60% for test."
                    },
                    {
                        "id": 154,
                        "string": "The seeding image data set contains 408 images."
                    },
                    {
                        "id": 155,
                        "string": "On average, each verb-noun pair has less than 3 seeding images (including positive images and negative images)."
                    },
                    {
                        "id": 156,
                        "string": "The development set contains 1252 images."
                    },
                    {
                        "id": 157,
                        "string": "The test set contains 2503 images."
                    },
                    {
                        "id": 158,
                        "string": "The model parameters were selected based on the performance on the development set."
                    },
                    {
                        "id": 159,
                        "string": "As a given image may not be relevant to any effect, we add a background class to refer to images where effects are not caused by any action in the space of actions."
                    },
                    {
                        "id": 160,
                        "string": "So the total of classes for our evaluation model is 141."
                    },
                    {
                        "id": 161,
                        "string": "For each verb-noun pair and each of the effect phrases, around 40 images were downloaded from the Bing image search engine and used as candidate training examples."
                    },
                    {
                        "id": 162,
                        "string": "In total we have 6653 action web images and 59575 effect web images."
                    },
                    {
                        "id": 163,
                        "string": "Methods for Comparison All the methods compared are based on one neural network structure."
                    },
                    {
                        "id": 164,
                        "string": "We use ResNet (He et al., 2016) pre-trained on ImageNet (Deng et al., 2009) to extract image features."
                    },
                    {
                        "id": 165,
                        "string": "The extracted image features are fed to a fully connected layer with rectified linear units and then to a softmax layer to make predictions."
                    },
                    {
                        "id": 166,
                        "string": "More specifically, we compare the following configurations: (1) BS+Seed+Act+Eff."
                    },
                    {
                        "id": 167,
                        "string": "The bootstrapping approach trained on the seeding images, the action web images, and the effect web images."
                    },
                    {
                        "id": 168,
                        "string": "During the training stage, the model was first trained on the seeding image data using vanilla cross-entropy objective (Equation 1)."
                    },
                    {
                        "id": 169,
                        "string": "Then it was further trained on a combination of the seeding image data and web-search data using the bootstrapping objective (Equation 2)."
                    },
                    {
                        "id": 170,
                        "string": "In the experiments we set β = 0.3."
                    },
                    {
                        "id": 171,
                        "string": "(2) BS+Seed+Act."
                    },
                    {
                        "id": 172,
                        "string": "The bootstrapping approach trained in the same fashion as (1)."
                    },
                    {
                        "id": 173,
                        "string": "The only difference is that this method does not use the effect web images."
                    },
                    {
                        "id": 174,
                        "string": "(3) Seed+Act+Eff."
                    },
                    {
                        "id": 175,
                        "string": "A baseline method trained on a combination of the seeding images, the web action images, and the web effect images, using the vanilla cross-entropy objective."
                    },
                    {
                        "id": 176,
                        "string": "(4) Seed+Act."
                    },
                    {
                        "id": 177,
                        "string": "A baseline method trained on a combination of the seeding images and the action web images, using the vanilla cross-entropy objective."
                    },
                    {
                        "id": 178,
                        "string": "Table 4 : Results for the action-effect prediction task (given an image, rank all the actions)."
                    },
                    {
                        "id": 179,
                        "string": "(5) Seed."
                    },
                    {
                        "id": 180,
                        "string": "A baseline method that was only trained on the seeding image data, using the vanilla crossentropy objective."
                    },
                    {
                        "id": 181,
                        "string": "Evaluation Results We apply the trained classification model to all of the test images."
                    },
                    {
                        "id": 182,
                        "string": "Based on the matrix of prediction scores, we can evaluate action-effect prediction from two angles: (1) given an action class, rank all the candidate images; (2) given an image, rank all the candidate action classes."
                    },
                    {
                        "id": 183,
                        "string": "Table 3 and 4 show the results for these two angels respectively."
                    },
                    {
                        "id": 184,
                        "string": "We report both mean average precision (MAP) and top prediction accuracy."
                    },
                    {
                        "id": 185,
                        "string": "Overall, BS+Seed+Act+Eff gives the best performance."
                    },
                    {
                        "id": 186,
                        "string": "By comparing the bootstrap approach with baseline approaches (i.e., BS+Seed+Act+Eff vs. Seed+Act+Eff, and BS+Seed+Act vs. Seed+Act), the bootstrapping approaches clearly outperforms their counterparts, demonstrating its ability in handling noisy web data."
                    },
                    {
                        "id": 187,
                        "string": "Comparing BS+Seed+Act+Eff with BS+Seed+Act, we can see that BS+Seed+Act+Eff performs better."
                    },
                    {
                        "id": 188,
                        "string": "This indicates the use of effect descriptions can bring more relevant images to train better models for action-effect prediction."
                    },
                    {
                        "id": 189,
                        "string": "In Table 4 , the poor performance of Seed+Act+Eff and Seed+Act shows that it is risky to fully rely on the noisy web search results."
                    },
                    {
                        "id": 190,
                        "string": "These two methods had trouble in distinguishing the background class from the rest."
                    },
                    {
                        "id": 191,
                        "string": "We further trained another multi-class classifier with web effect images, using their corresponding effect phrases as class labels."
                    },
                    {
                        "id": 192,
                        "string": "Given a test image, we apply this new classifier to predict the effect descriptions of this image."
                    },
                    {
                        "id": 193,
                        "string": "Figure 5 shows some example images, their predicted actions based on our bootstrapping approach and their predicted effect phrases based on the new classifier."
                    },
                    {
                        "id": 194,
                        "string": "These examples also demonstrate another advantage of incorporating seed effect knowledge from language data: it provides state descriptions that can be used to better explain the perceived state."
                    },
                    {
                        "id": 195,
                        "string": "Such explanation can be crucial in human-agent communication for action planning and reasoning."
                    },
                    {
                        "id": 196,
                        "string": "Generalizing Effect Knowledge to New Verb-Noun Pairs In real applications, it is very likely that we do not have the effect knowledge (i.e., language effect descriptions) for every verb-noun pair."
                    },
                    {
                        "id": 197,
                        "string": "And annotat-  ing effect knowledge using language (as shown in Section 3) can be very expensive."
                    },
                    {
                        "id": 198,
                        "string": "In this section, we describe how to potentially generalize seed effect knowledge to new verb-noun pairs through an embedding model."
                    },
                    {
                        "id": 199,
                        "string": "Action-Effect Embedding Model The structure of our model is shown in Figure 6 ."
                    },
                    {
                        "id": 200,
                        "string": "It is composed of two sub-networks: one for verbnoun pairs (i.e., action) and the other one for effect phrases (i.e, effect)."
                    },
                    {
                        "id": 201,
                        "string": "The action or effect is fed into an LSTM encoder and then to two fully-connected layers."
                    },
                    {
                        "id": 202,
                        "string": "The output is an action embedding v c and effect embedding v e ."
                    },
                    {
                        "id": 203,
                        "string": "The networks are trained by minimizing the following cosine embedding loss function: L(v c , v e ) = 1 − s(v c , v e ), if (c, e) ∈ T max(0, s(v c , v e )), if (c, e) / ∈ T s(·, ·) is the cosine similarity between vectors."
                    },
                    {
                        "id": 204,
                        "string": "T is a collection of action-effect pairs."
                    },
                    {
                        "id": 205,
                        "string": "Suppose c is an input for action and e is an input for effect, this loss function will learn an action and effect semantic space that maximizes the similarities between c and e if they have an action-effect relation (i.e., (c, e) ∈ T )."
                    },
                    {
                        "id": 206,
                        "string": "During training, the negative actioneffect pairs (i.e., (c, e) / ∈ T ) are randomly sampled from data."
                    },
                    {
                        "id": 207,
                        "string": "In the experiments, the negative sampling ratio is set to 25."
                    },
                    {
                        "id": 208,
                        "string": "That is, for each positive action-effect pair, 25 negative pairs are created through random sampling."
                    },
                    {
                        "id": 209,
                        "string": "At the inference step, given an unseen verbnoun pair, we embed it into the action and effect semantic space."
                    },
                    {
                        "id": 210,
                        "string": "Its embedding vector will be used to calculate similarities with all the embedding vectors of the candidate effect phrases."
                    },
                    {
                        "id": 211,
                        "string": "Table 6 : Results for the action-effect prediction task (given an image, rank all the actions)."
                    },
                    {
                        "id": 212,
                        "string": "Evaluation We divided the 140 verb-noun pairs into 70% training set (98 verb-noun pairs), 10% development set (14) and 20% test set (28) ."
                    },
                    {
                        "id": 213,
                        "string": "For the actioneffect embedding model, we use pre-trained GloVe word embeddings (Pennington et al., 2014) as input to the LSTM."
                    },
                    {
                        "id": 214,
                        "string": "The embedding model was trained using the language effect data corresponding to the training verb-noun pairs, and then it was applied to predict effect phrases for the unseen verb-noun pairs in the test set."
                    },
                    {
                        "id": 215,
                        "string": "For each unseen verb-noun pair, we collected its top five predicted effect phrases."
                    },
                    {
                        "id": 216,
                        "string": "Each predicted effect phrase was then used as query keywords to download web effect images."
                    },
                    {
                        "id": 217,
                        "string": "This set of web images are referred to as pEff and will be used in training the actioneffect prediction model."
                    },
                    {
                        "id": 218,
                        "string": "For each of the 28 test (i.e., new) verb-noun pairs, we use the same ratio 10% (about 3 examples) of the human annotated images as the seeding images, which were combined with downloaded web images to train the prediction model."
                    },
                    {
                        "id": 219,
                        "string": "The remaining 30% and 60% are used as the development set, and the test set."
                    },
                    {
                        "id": 220,
                        "string": "We compare the following different configurations: (1) BS+Seed+Act+pEff."
                    },
                    {
                        "id": 221,
                        "string": "The bootstrapping approach trained on the seeding images, the action web images, and the web images downloaded using the predicted effect phrases."
                    },
                    {
                        "id": 222,
                        "string": "(2) BS+Seed+Act+Eff."
                    },
                    {
                        "id": 223,
                        "string": "The bootstrapping approach trained on the seeding images, the action web images, and the effect web images (downloaded using ground-truth effect phrases)."
                    },
                    {
                        "id": 224,
                        "string": "(3) BS+Seed+Act."
                    },
                    {
                        "id": 225,
                        "string": "The bootstrapping approach trained on the seeding images and the action web Action Text Predicted Effect Text chop carrot carrot into sandwiches, carrot is sliced, carrot is cut thinly, carrot into different pieces, carrot is divided ignite paper paper is being charred , paper is being burned, paper is set, paper is being destroyed, paper is lit mash potato potato into chunks, potato into sandwiches, potato into slices, potato is chewed, potato into smaller pieces images."
                    },
                    {
                        "id": 226,
                        "string": "(4) Seed."
                    },
                    {
                        "id": 227,
                        "string": "A baseline only trained on the seeding images."
                    },
                    {
                        "id": 228,
                        "string": "Table 5 and 6 show the results for the action-effect prediction task for unseen verbnoun pairs."
                    },
                    {
                        "id": 229,
                        "string": "From the results we can see that BS+Seed+Act+pEff achieves close performance compared with BS+Seed+Act+Eff, which uses human annotated effect phrases."
                    },
                    {
                        "id": 230,
                        "string": "Although in most cases, BS+Seed+Act+pEff outperforms the baseline, which seems to point to the possibility that semantic embedding space can be employed to extend effect knowledge to new verb-noun pairs."
                    },
                    {
                        "id": 231,
                        "string": "However, the current results are not conclusive partly due to the small testing set."
                    },
                    {
                        "id": 232,
                        "string": "More in-depth evaluation is needed in the future."
                    },
                    {
                        "id": 233,
                        "string": "Table 7 shows top predicted effect phrases for several new verb-noun pairs."
                    },
                    {
                        "id": 234,
                        "string": "After analyzing the action-effect prediction results we notice that generalizing the effect knowledge to a verb-noun pair that contains an unseen verb tends to be more difficult than generalizing to a verb-noun pair that contains an unseen noun."
                    },
                    {
                        "id": 235,
                        "string": "Among the 28 test verbnoun pairs, 12 of them contain unseen verbs and known nouns, 7 of them contain unseen nouns and known verbs."
                    },
                    {
                        "id": 236,
                        "string": "For the task of ranking images given an action, the mean average precision is 0.447 for the unseen verb cases and 0.584 for the unseen noun cases."
                    },
                    {
                        "id": 237,
                        "string": "Although not conclusive, this might indicate that, verbs tend to capture more information about the effect states of the world than nouns."
                    },
                    {
                        "id": 238,
                        "string": "Discussion and Conclusion When robots operate in the physical world, they not only need to perceive the world, but also need to act to the world."
                    },
                    {
                        "id": 239,
                        "string": "They need to understand the current state, to map their goals to the world state, and to plan for actions that can lead to the goals."
                    },
                    {
                        "id": 240,
                        "string": "All of these point to the importance of the ability to understand causal relations between actions and the state of the world."
                    },
                    {
                        "id": 241,
                        "string": "To address this issue, this paper introduces a new task on action-effect prediction."
                    },
                    {
                        "id": 242,
                        "string": "Particularly, we focus on modeling the connection between an action (a verb-noun pair) and its effect as illustrated in an image and treat natural language effect descriptions as side knowledge to help acquiring web image data and bootstrap training."
                    },
                    {
                        "id": 243,
                        "string": "Our current model is very simple and performance is yet to be improved."
                    },
                    {
                        "id": 244,
                        "string": "We plan to apply more advanced approaches in the future, for example, attention models that jointly capture actions, image states, and effect descriptions."
                    },
                    {
                        "id": 245,
                        "string": "We also plan to incorporate action-effect prediction to humanrobot collaboration, for example, to bridge the gap of commonsense knowledge about the physical world between humans and robots."
                    },
                    {
                        "id": 246,
                        "string": "This paper presents an initial investigation on action-effect prediction."
                    },
                    {
                        "id": 247,
                        "string": "There are many challenges and unknowns, from problem formulation to knowledge representation; from learning and inference algorithms to methods and metrics for evaluations."
                    },
                    {
                        "id": 248,
                        "string": "Nevertheless, we hope this work can motivate more research in this area, enabling physical action-effect reasoning, towards agents which can perceive, act, and communicate with humans in the physical world."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 31
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 32,
                        "end": 52
                    },
                    {
                        "section": "Action-Effect Data Collection",
                        "n": "3",
                        "start": 53,
                        "end": 90
                    },
                    {
                        "section": "Action-Effect Prediction",
                        "n": "4",
                        "start": 91,
                        "end": 105
                    },
                    {
                        "section": "Extracting Effect Phrases from Language Data",
                        "n": "4.1",
                        "start": 106,
                        "end": 113
                    },
                    {
                        "section": "Downloading Web Images",
                        "n": "4.2",
                        "start": 114,
                        "end": 132
                    },
                    {
                        "section": "Models",
                        "n": "4.3",
                        "start": 133,
                        "end": 149
                    },
                    {
                        "section": "Evaluation",
                        "n": "4.4",
                        "start": 150,
                        "end": 195
                    },
                    {
                        "section": "Generalizing Effect Knowledge to New",
                        "n": "5",
                        "start": 196,
                        "end": 198
                    },
                    {
                        "section": "Action-Effect Embedding Model",
                        "n": "5.1",
                        "start": 199,
                        "end": 211
                    },
                    {
                        "section": "Evaluation",
                        "n": "5.2",
                        "start": 212,
                        "end": 237
                    },
                    {
                        "section": "Discussion and Conclusion",
                        "n": "6",
                        "start": 238,
                        "end": 248
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1045-Figure4-1.png",
                        "caption": "Figure 4: Architecture for the action-effect prediction model with bootstrapping.",
                        "page": 5,
                        "bbox": {
                            "x1": 74.39999999999999,
                            "x2": 286.08,
                            "y1": 64.8,
                            "y2": 184.32
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Figure1-1.png",
                        "caption": "Figure 1: Images showing the effects of “slice an apple”.",
                        "page": 1,
                        "bbox": {
                            "x1": 86.88,
                            "x2": 275.03999999999996,
                            "y1": 65.75999999999999,
                            "y2": 213.12
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table4-1.png",
                        "caption": "Table 4: Results for the action-effect prediction task (given an image, rank all the actions).",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 422.88,
                            "y2": 486.24
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Figure5-1.png",
                        "caption": "Figure 5: Several example test images and their predicted actions and predicted effect descriptions. The actions in bold are ground-truth labels.",
                        "page": 6,
                        "bbox": {
                            "x1": 90.72,
                            "x2": 507.35999999999996,
                            "y1": 63.839999999999996,
                            "y2": 240.0
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table3-1.png",
                        "caption": "Table 3: Results for the action-effect prediction task (given an action, rank all the candidate images).",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 299.52,
                            "y2": 364.32
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table6-1.png",
                        "caption": "Table 6: Results for the action-effect prediction task (given an image, rank all the actions).",
                        "page": 7,
                        "bbox": {
                            "x1": 324.0,
                            "x2": 508.32,
                            "y1": 175.68,
                            "y2": 228.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Figure6-1.png",
                        "caption": "Figure 6: Architecture of the action-effect embedding model.",
                        "page": 7,
                        "bbox": {
                            "x1": 79.67999999999999,
                            "x2": 282.24,
                            "y1": 63.839999999999996,
                            "y2": 216.0
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table5-1.png",
                        "caption": "Table 5: Results for the action-effect prediction task (given an action, rank all the candidate images).",
                        "page": 7,
                        "bbox": {
                            "x1": 324.0,
                            "x2": 508.32,
                            "y1": 62.879999999999995,
                            "y2": 115.19999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table1-1.png",
                        "caption": "Table 1: Example action and effect text from our collected data.",
                        "page": 3,
                        "bbox": {
                            "x1": 76.8,
                            "x2": 285.12,
                            "y1": 62.879999999999995,
                            "y2": 115.19999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Figure2-1.png",
                        "caption": "Figure 2: Positive images (top row) and negative images (bottom row) of the action peel-orange.",
                        "page": 3,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 517.4399999999999,
                            "y1": 63.839999999999996,
                            "y2": 199.2
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table7-1.png",
                        "caption": "Table 7: Example predicted effect phrases for new verb-noun pairs. Unseen verbs and nouns are shown in bold.",
                        "page": 8,
                        "bbox": {
                            "x1": 97.92,
                            "x2": 265.44,
                            "y1": 62.879999999999995,
                            "y2": 225.12
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Table2-1.png",
                        "caption": "Table 2: Example patterns that are used to extract effect phrases (bold) from sample sentences.",
                        "page": 4,
                        "bbox": {
                            "x1": 88.8,
                            "x2": 509.28,
                            "y1": 63.839999999999996,
                            "y2": 126.24
                        }
                    },
                    {
                        "filename": "../figure/image/1045-Figure3-1.png",
                        "caption": "Figure 3: Examples of image search results.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 525.12,
                            "y1": 166.56,
                            "y2": 255.35999999999999
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-24"
        },
        {
            "slides": {
                "0": {
                    "title": "Semantic Role Labeling SRL",
                    "text": [
                        "SRL - a shallow semantic parsing task: recognize the predicate-argument",
                        "structure, such as who did what to whom, where and when, etc.",
                        "Predicate identification and disambiguation",
                        "Argument identification and classification"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "SRL Example",
                    "text": [
                        "Two formulizations of predicate-argument structure:",
                        "Span-based (i.e., phrase or constituent)",
                        "Marry borrowed a book from john last week",
                        "Dependency-based: head of arguments"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Related Work",
                    "text": [
                        "Pradhan et al. (2005) utilized a SVM classifier",
                        "Roth and Yih (2005) employed CRF with integer linear programming",
                        "Punyakanok et al. (2008) enforced global consistency with ILP",
                        "Zhao et al. (2009) proposed a huge feature engineering method",
                        "Zhou and Xu (2015) introduced deep bi- directional RNN model",
                        "Roth and Lapata (2016) proposed PathLSTM modeling approach",
                        "He et al. (2017) used deep highway BiLSTM with constrained decoding",
                        "Marcheggiani et al. (2017) presented a simple BiLSTM model",
                        "Marcheggiani and Titov (2017) proposed a"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Focus Dependency SRL",
                    "text": [
                        "Maximum entropy model (Zhao et al., 2009)",
                        "Path embedding (Roth and Lapata, 2016)",
                        "Graph convolutional network (Marcheggiani and Titov, 2017)",
                        "The simple BiLSTM (Marcheggiani et al., 2017)"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Method Overview",
                    "text": [
                        "Predicate Disambiguation & Argument Labeling",
                        "Sequence labeling: BiLSTM - MLP"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "k order argument pruning",
                    "text": [
                        "Initialization: Set the marked predicate as the current node;",
                        "1. Collect all its descendant node as argument candidates,",
                        "which is at most k syntactically distant from the current node.",
                        "2. Reset the current node to its syntactic head and repeat step 1",
                        "until the root is reached.",
                        "3. Collect the root and stop."
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": [
                        "figure/image/1057-Figure2-1.png"
                    ]
                },
                "6": {
                    "title": "syntax aware syntax agnostic",
                    "text": [
                        "CoNLL-2009 English training set CoNLL-2009 English development set"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": [
                        "figure/image/1057-Figure3-1.png",
                        "figure/image/1057-Figure4-1.png"
                    ]
                },
                "7": {
                    "title": "CoNLL 2009 Results",
                    "text": [
                        "Models English Chinese OOD",
                        "NN syntax-aware Roth and Lapata, 2016",
                        "Marcheggiani and Titov, 2017",
                        "Results on CoNLL-2009 English, Chinese and out-of-domain (OOD) test set."
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "End to end SRL",
                    "text": [
                        "Integrate predicate disambiguation and argument labeling",
                        "Results of end-to-end model on the CoNLL-2009 data."
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": [
                        "figure/image/1057-Figure5-1.png"
                    ]
                },
                "9": {
                    "title": "CoNLL 2008 Results",
                    "text": [
                        "Indispensable task: predicate identification",
                        "Johansson and Nugues, 2008",
                        "Results on the CoNLL-2008 in-domain test set."
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "10": {
                    "title": "Syntactic Role",
                    "text": [
                        "Different syntax-aware SRL models may adopt different syntactic parser",
                        "PathLSTM SRL (Roth and Lapata, 2016): mate-tools",
                        "GCN-based SRL (Marcheggiani and Titov, 2017): BIST Parser",
                        "How to quantitatively evaluate the syntactic contribution to SRL?",
                        "Evaluation Measure: the Sem-F1 / LAS ratio",
                        "Sem-F1: the labeled F1 score for semantic dependencies",
                        "LAS: the labeled attachment score for syntactic dependencies",
                        "Reference: Surdeanu et al., CoNLL-2008 Shared Task"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "11": {
                    "title": "Performance Comparison",
                    "text": [
                        "Models LAS Sem-F1 Sem-F1/LAS",
                        "Marcheggiani and Titov, 2017",
                        "Ours + CoNLL-2009 predicted",
                        "Ours + Auto syntax",
                        "Ours + Gold syntax",
                        "Sem-F1/LAS ratio on CoNLL-2009 English test set."
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "12": {
                    "title": "Faulty Syntactic Tree Generator",
                    "text": [
                        "How to obtain syntactic input of different quality?",
                        "Produce random errors in the output parse tree",
                        "Given an input error probability distribution",
                        "Modify the syntactic heads of nodes"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "13": {
                    "title": "Sem F1 LAS Curve",
                    "text": [
                        "Syntactic inputs generated from STG",
                        "The 10th-order SRL gives quite stable",
                        "results regardless of syntactic quality",
                        "The 1st-order SRL model yields overall",
                        "Better syntax could result in better SRL",
                        "1st and 10th-order SRL on CoNLL-2009 English test set."
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": [
                        "figure/image/1057-Figure6-1.png"
                    ]
                },
                "14": {
                    "title": "Conclusion and Future Work",
                    "text": [
                        "We present an effective model for dependency SRL with extended k-order pruning.",
                        "The gap between syntax-enhanced and -agnostic SRL has been greatly reduced,",
                        "from as high as to only performance loss.",
                        "High-quality syntactic parses indeed enhance SRL.",
                        "Develop a more effective syntax-agnostic SRL system.",
                        "Explore syntactic integration method based on high-quality syntax."
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                }
            },
            "paper_title": "Syntax for Semantic Role Labeling, To Be, Or Not To Be",
            "paper_id": "1057",
            "paper": {
                "title": "Syntax for Semantic Role Labeling, To Be, Or Not To Be",
                "abstract": "Semantic role labeling (SRL) is dedicated to recognizing the predicate-argument structure of a sentence. Previous studies have shown syntactic information has a remarkable contribution to SRL performance. However, such perception was challenged by a few recent neural SRL models which give impressive performance without a syntactic backbone. This paper intends to quantify the importance of syntactic information to dependency SRL in deep learning framework. We propose an enhanced argument labeling model companying with an extended korder argument pruning algorithm for effectively exploiting syntactic information. Our model achieves state-of-the-art results on the CoNLL-2008, 2009 benchmarks for both English and Chinese, showing the quantitative significance of syntax to neural SRL together with a thorough empirical survey over existing models.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Semantic role labeling (SRL), namely semantic parsing, is a shallow semantic parsing task, which aims to recognize the predicate-argument structure of each predicate in a sentence, such as who did what to whom, where and when, etc."
                    },
                    {
                        "id": 1,
                        "string": "Specifically, we seek to identify arguments and label their semantic roles given a predicate."
                    },
                    {
                        "id": 2,
                        "string": "SRL is an impor-tant method to obtain semantic information beneficial to a wide range of natural language processing (NLP) tasks, including machine translation (Shi et al., 2016) , question answering (Berant et al., 2013; Yih et al., 2016) and discourse relation sense classification (Mihaylov and Frank, 2016) ."
                    },
                    {
                        "id": 3,
                        "string": "There are two formulizations for semantic predicate-argument structures, one is based on constituents (i.e., phrase or span), the other is based on dependencies."
                    },
                    {
                        "id": 4,
                        "string": "The latter proposed by the CoNLL-2008 shared task (Surdeanu et al., 2008) is also called semantic dependency parsing, which annotates the heads of arguments rather than phrasal arguments."
                    },
                    {
                        "id": 5,
                        "string": "Generally, SRL is decomposed into multi-step classification subtasks in pipeline systems, consisting of predicate identification and disambiguation, argument identification and classification."
                    },
                    {
                        "id": 6,
                        "string": "In prior work of SRL, considerable attention has been paid to feature engineering that struggles to capture sufficient discriminative information, while neural network models are capable of extracting features automatically."
                    },
                    {
                        "id": 7,
                        "string": "In particular, syntactic information, including syntactic tree feature, has been show extremely beneficial to SRL since a larger scale of empirical verification of Punyakanok et al."
                    },
                    {
                        "id": 8,
                        "string": "(2008) ."
                    },
                    {
                        "id": 9,
                        "string": "However, all the work had to take the risk of erroneous syntactic input, leading to an unsatisfactory performance."
                    },
                    {
                        "id": 10,
                        "string": "To alleviate the above issues,  propose a simple but effective model for dependency SRL without syntactic input."
                    },
                    {
                        "id": 11,
                        "string": "It seems that neural SRL does not have to rely on syntactic features, contradicting with the belief that syntax is a necessary prerequisite for SRL as early as Gildea and Palmer (2002) ."
                    },
                    {
                        "id": 12,
                        "string": "This dramatic contradiction motivates us to make a thorough exploration on syntactic contribution to SRL."
                    },
                    {
                        "id": 13,
                        "string": "This paper will focus on semantic dependency parsing and formulate SRL as one or two se-quence tagging tasks with predicate-specific encoding."
                    },
                    {
                        "id": 14,
                        "string": "With the help of the proposed k-order argument pruning algorithm over syntactic tree, our model obtains state-of-the-art scores on the CoNLL benchmarks for both English and Chinese."
                    },
                    {
                        "id": 15,
                        "string": "In order to quantitatively evaluate the contribution of syntax to SRL, we adopt the ratio between labeled F 1 score for semantic dependencies (Sem-F 1 ) and the labeled attachment score (LAS) for syntactic dependencies introduced by CoNLL-2008 Shared Task 1 as evaluation metric."
                    },
                    {
                        "id": 16,
                        "string": "Considering that various syntactic parsers contribute different syntactic inputs with various range of quality levels, the ratio provides a fairer comparison between syntactically-driven SRL systems, which will be surveyed by our empirical study."
                    },
                    {
                        "id": 17,
                        "string": "Model To fully disclose the predicate-argument structure, typical SRL systems have to step by step perform four subtasks."
                    },
                    {
                        "id": 18,
                        "string": "Since the predicates in CoNLL-2009 (Hajič et al., 2009 ) corpus have been preidentified, we need to tackle three other subtasks, which are formulized into two-step pipeline in this work, predicate disambiguation and argument labeling."
                    },
                    {
                        "id": 19,
                        "string": "Namely, we do the work of argument identification and classification in one model."
                    },
                    {
                        "id": 20,
                        "string": "Argument structure for each known predicate will be disclosed by our argument labeler over a sequence including possible arguments (candidates)."
                    },
                    {
                        "id": 21,
                        "string": "There are two ways to determine the sequence, one is to simply input the entire sentence as a syntax-agnostic SRL system does, the other is to select words according to syntactic parse tree around the predicate as most previous SRL systems did."
                    },
                    {
                        "id": 22,
                        "string": "The latter strategy usually works through a syntactic tree based argument pruning algorithm."
                    },
                    {
                        "id": 23,
                        "string": "We will use the proposed k-order argument pruning algorithm (Section 2.1) to get a sequence w = (w 1 , ."
                    },
                    {
                        "id": 24,
                        "string": "."
                    },
                    {
                        "id": 25,
                        "string": "."
                    },
                    {
                        "id": 26,
                        "string": ", w n ) for each predicate."
                    },
                    {
                        "id": 27,
                        "string": "Then, we represent each word w i ∈ w as x i (Section 2.2)."
                    },
                    {
                        "id": 28,
                        "string": "Eventually, we obtain contextual features with sequence encoder (Section 2.3)."
                    },
                    {
                        "id": 29,
                        "string": "The overall role labeling model is depicted in Figure 1 ."
                    },
                    {
                        "id": 30,
                        "string": "Argument Pruning As pointed out by Punyakanok et al."
                    },
                    {
                        "id": 31,
                        "string": "(2008) , syntactic information is most relevant in identifying 1 CoNLL-2008 is an English-only task, while CoNLL-2009 extends to a multilingual one."
                    },
                    {
                        "id": 32,
                        "string": "Their main difference is that predicates have been beforehand indicated for the latter."
                    },
                    {
                        "id": 33,
                        "string": "Figure 1: The Argument Labeling Model the arguments, and the most crucial contribution of full parsing is in the pruning stage."
                    },
                    {
                        "id": 34,
                        "string": "In this paper, we propose a k-order argument pruning algorithm inspired by Zhao et al."
                    },
                    {
                        "id": 35,
                        "string": "(2009b) ."
                    },
                    {
                        "id": 36,
                        "string": "First of all, for node n and its descendant n d in a syntactic dependency tree, we define the order to be the distance between the two nodes, denoted as D(n, n d )."
                    },
                    {
                        "id": 37,
                        "string": "Then we define k-order descendants of given node satisfying D(n, n d ) = k, and k-order traversal that visits each node from the given node to its descendant nodes within k-th order."
                    },
                    {
                        "id": 38,
                        "string": "Note that the definition of k-order traversal is somewhat different from tree traversal in terminology."
                    },
                    {
                        "id": 39,
                        "string": "A brief description of the proposed k-order pruning algorithm is given as follow."
                    },
                    {
                        "id": 40,
                        "string": "Initially, we set a given predicate as the current node in a syntactic dependency tree."
                    },
                    {
                        "id": 41,
                        "string": "Then, collect all its argument candidates by the strategy of k-order traversal."
                    },
                    {
                        "id": 42,
                        "string": "Afterwards, reset the current node to its syntactic head and repeat the previous step till the root of the tree."
                    },
                    {
                        "id": 43,
                        "string": "Finally, collect the root and stop."
                    },
                    {
                        "id": 44,
                        "string": "The k-order argument algorithm is presented in Algorithm 1 in detail."
                    },
                    {
                        "id": 45,
                        "string": "An example of a syntactic dependency tree for sentence She began to trade the art for money is shown in Figure 2 ."
                    },
                    {
                        "id": 46,
                        "string": "The main reasons for applying the extended korder argument pruning algorithm are two-fold."
                    },
                    {
                        "id": 47,
                        "string": "Algorithm 1 k-order argument pruning algorithm Input: A predicate p, the root node r given a syntactic dependency tree T , the order k Output: The set of argument candidates S 1: initialization set p as current node c, c = p 2: for each descendant n i of c in T do goto step 2 12: end if 13: return argument candidates set S First, previous standard pruning algorithm may hurt the argument coverage too much, even though indeed arguments usually tend to surround their predicate in a close distance."
                    },
                    {
                        "id": 48,
                        "string": "As a sequence tagging model has been applied, it can effectively handle the imbalanced distribution between arguments and non-arguments, which is hardly tackled by early argument classification models that commonly adopt the standard pruning algorithm."
                    },
                    {
                        "id": 49,
                        "string": "Second, the extended pruning algorithm provides a better trade-off between computational cost and performance by carefully tuning k. Word Representation We produce a predicate-specific word representation x i for each word w i , where i stands for the word position in an input sequence, following ."
                    },
                    {
                        "id": 50,
                        "string": "However, we differ by (1) leveraging a predicate-specific indicator embedding, (2) using deeper refined representation, including character and dependency relation embeddings, and (3) applying recent advances in RNNs, such as highway connections (Srivastava et al., 2015) ."
                    },
                    {
                        "id": 51,
                        "string": "In this work, word representation x i is the concatenation of four types of features: predicatespecific feature, character-level, word-level and linguistic features."
                    },
                    {
                        "id": 52,
                        "string": "Unlike previous work, we leverage a predicate-specific indicator embedding x ie i rather than directly using a binary flag either 0 or 1."
                    },
                    {
                        "id": 53,
                        "string": "At character level, we exploit convolutional neural network (CNN) with bidirectional LSTM (BiLSTM) to learn character embedding Figure 2 : An example of first-order, second-order and third-order argument pruning."
                    },
                    {
                        "id": 54,
                        "string": "Shadow part indicates the given predicate."
                    },
                    {
                        "id": 55,
                        "string": "x ce i ."
                    },
                    {
                        "id": 56,
                        "string": "As shown in Figure 1 , the representation calculated by the CNN is fed as input to BiL-STM."
                    },
                    {
                        "id": 57,
                        "string": "At word level, we use a randomly initialized word embedding x re i and a pre-trained word embedding x pe i ."
                    },
                    {
                        "id": 58,
                        "string": "For linguistic features, we employ a randomly initialized lemma embedding x le i and a randomly initialized POS tag embedding x pos i ."
                    },
                    {
                        "id": 59,
                        "string": "In order to incorporate more syntactic information, we adopt an additional feature, the dependency relation to syntactic head."
                    },
                    {
                        "id": 60,
                        "string": "Likewise, it is a randomly initialized embedding x de i ."
                    },
                    {
                        "id": 61,
                        "string": "The resulting word representation is concatenated as x i = [x ie i , x ce i , x re i , x pe i , x le i , x pos i , x de i ]."
                    },
                    {
                        "id": 62,
                        "string": "Sequence Encoder As Long short-term memory (LSTM) networks (Hochreiter and Schmidhuber, 1997) have shown significant representational effectiveness to NLP tasks, we thus use BiLSTM as the sentence encorder."
                    },
                    {
                        "id": 63,
                        "string": "Given an input sequence x = (x 1 , ."
                    },
                    {
                        "id": 64,
                        "string": "."
                    },
                    {
                        "id": 65,
                        "string": "."
                    },
                    {
                        "id": 66,
                        "string": ", x n ), BiLSTM processes the sequence in both forward and backward direction to obtain two separated hidden states, − → h i which handles data from x 1 to x i and ← − h i which tackles data from x n to x i for each word representation."
                    },
                    {
                        "id": 67,
                        "string": "Finally, we get a contextual representation h i = [ − → h i , ← − h i ] by concatenating the states of BiLSTM networks."
                    },
                    {
                        "id": 68,
                        "string": "To get the final predicted semantic roles, we exploit a multi-layer perceptron (MLP) with highway connections on the top of BiLSTM networks, which takes as input the hidden representation h i of all time steps."
                    },
                    {
                        "id": 69,
                        "string": "The MLP network consists of 10 layers with highway connections and we employ ReLU activations for the hidden layers."
                    },
                    {
                        "id": 70,
                        "string": "Finally, we use a softmax layer over the outputs to maximize the likelihood of labels."
                    },
                    {
                        "id": 71,
                        "string": "Predicate Disambiguation Although predicates have been identified given a sentence, predicate disambiguation is an indispensable task, which aims to determine the predicate-argument structure for an identified predicate in a particular context."
                    },
                    {
                        "id": 72,
                        "string": "Here, we also use the identical model (BiLSTM composed with MLP) for predicate disambiguation, in which the only difference is that we remove the syntactic dependency relation feature in corresponding word representation (Section 2.2)."
                    },
                    {
                        "id": 73,
                        "string": "Exactly, given a predicate p, the resulting word representation is p i = [p ie i , p ce i , p re i , p pe i , p le i , p pos i ]."
                    },
                    {
                        "id": 74,
                        "string": "Experiments Our model 2 is evaluated on the CoNLL-2009 shared task both for English and Chinese datasets, following the standard training, development and test splits."
                    },
                    {
                        "id": 75,
                        "string": "The hyperparameters in our model were selected based on the development set, and are summarized in Table 1 ."
                    },
                    {
                        "id": 76,
                        "string": "Note that the parameters of predicate model are the same as these in argument model."
                    },
                    {
                        "id": 77,
                        "string": "All real vectors are randomly initialized, and the pre-trained word embeddings for English are GloVe vectors (Pennington et al., 2014) ."
                    },
                    {
                        "id": 78,
                        "string": "For Chinese, we exploit Wikipedia documents to train Word2Vec embeddings (Mikolov et al., 2013) ."
                    },
                    {
                        "id": 79,
                        "string": "During training procedures, we use the categorical cross-entropy as objective, with Adam optimizer (Kingma and Ba, 2015) ."
                    },
                    {
                        "id": 80,
                        "string": "We train models for a maximum of 20 epochs and obtain the nearly best model based on development results."
                    },
                    {
                        "id": 81,
                        "string": "For argument labeling, we preprocess corpus with k-order argument pruning algorithm."
                    },
                    {
                        "id": 82,
                        "string": "In addition, we use four CNN layers with singlelayer BiLSTM to induce character representations derived from sentences."
                    },
                    {
                        "id": 83,
                        "string": "For English 3 , to further enhance the representation, we adopt CNN-BiLSTM character embedding structure from Al-lenNLP toolkit (Peters et al., 2018) ."
                    },
                    {
                        "id": 84,
                        "string": "Preprocessing During the pruning of argument candidates, we use the officially predicted syntactic parses provided by CoNLL-2009 shared-task organizers on both English and Chinese."
                    },
                    {
                        "id": 85,
                        "string": "Figure 3 shows changing curves of coverage and reduction following k on the English train set."
                    },
                    {
                        "id": 86,
                        "string": "According to our statistics, the number of non-arguments is ten times more than that of arguments, where the data distribution is fairly unbalanced."
                    },
                    {
                        "id": 87,
                        "string": "However, a proper pruning strategy could alleviate this problem."
                    },
                    {
                        "id": 88,
                        "string": "Accordingly, the first-order pruning reduces more than 50% candidates at the cost of missing 5.5% true ones on average, and the second-order prunes about 40% candidates with nearly 2.0% loss."
                    },
                    {
                        "id": 89,
                        "string": "The coverage of third-order has achieved 99% and it reduces approximately 1/3 corpus size."
                    },
                    {
                        "id": 90,
                        "string": "It is worth noting that as k is larger than 19,  there will come full coverage on all argument candidates for English training set, which let our high order pruning algorithm degrade into a syntaxagnostic setting."
                    },
                    {
                        "id": 91,
                        "string": "In this work, we use the tenthorder pruning for pursuing the best performance."
                    },
                    {
                        "id": 92,
                        "string": "Results Our   with ensemble models, our single model even provides better performance (+0.4% F 1 ) than the system , and significantly surpasses all the rest models."
                    },
                    {
                        "id": 93,
                        "string": "In the syntaxagnostic setting (without pruning and dependency relation embedding), we also reach the new stateof-the-art, achieving a performance gain of 1% F 1 ."
                    },
                    {
                        "id": 94,
                        "string": "On the out-of-domain (Brown) test set, we achieve the new best results of 79.3% (syntaxaware) and 78.8% (syntax-agnostic) in F 1 scores."
                    },
                    {
                        "id": 95,
                        "string": "Moreover, our syntax-aware model performs better than the syntax-agnostic one."
                    },
                    {
                        "id": 96,
                        "string": "Table 4 presents the results on Chinese test set."
                    },
                    {
                        "id": 97,
                        "string": "Even though we use the same parameters as for English, our model also outperforms the best reported results by 0.3% (syntax-aware) and 0.6% (syntax-agnostic) in F 1 scores."
                    },
                    {
                        "id": 98,
                        "string": "Table 6 : Ablation on development set."
                    },
                    {
                        "id": 99,
                        "string": "The \"+\" denotes a specific version over the basic model."
                    },
                    {
                        "id": 100,
                        "string": "Analysis To evaluate the contributions of key factors in our method, a series of ablation studies are performed on the English development set."
                    },
                    {
                        "id": 101,
                        "string": "In order to demonstrate the effectiveness of our k-order pruning algorithm, we report the SRL performance excluding predicate senses in evaluation, eliminating the performance gain from predicate disambiguation."
                    },
                    {
                        "id": 102,
                        "string": "Table 5 shows the results from our syntax-aware model with lower order argument pruning."
                    },
                    {
                        "id": 103,
                        "string": "Compared to the best previous model, our system still yields an increment in recall by more than 1%, leading to improvements in F 1 score."
                    },
                    {
                        "id": 104,
                        "string": "It demonstrates that refining syntactic parser tree based candidate pruning does help in argument recognition."
                    },
                    {
                        "id": 105,
                        "string": "Table 6 presents the performance of our syntaxagnostic SRL system with a basic configuration, which removes components, including indicator and character embeddings."
                    },
                    {
                        "id": 106,
                        "string": "Note that the first row is the results of BiLSTM (removing MLP from basic model), whose encoding is the same as ."
                    },
                    {
                        "id": 107,
                        "string": "Experiments show that both enhanced representations improve over our basic model, and our adopted labeling model is superior to the simple BiLSTM."
                    },
                    {
                        "id": 108,
                        "string": "Figure 4 shows F 1 scores in different k-order pruning together with our syntax-agnostic model."
                    },
                    {
                        "id": 109,
                        "string": "It also indicates that the least first-order pruning fails to give satisfactory performance, the best performing setting coming from a moderate setting of k = 10, and the largest k shows that our argu- ment pruning falls back to syntax-agnostic type."
                    },
                    {
                        "id": 110,
                        "string": "Meanwhile, from the best k setting to the lower order pruning, we receive a much faster performance drop, compared to the higher order pruning until the complete syntax-agnostic case."
                    },
                    {
                        "id": 111,
                        "string": "The proposed k-order pruning algorithm always works even it reaches the syntax-agnostic setting, which empirically explains why the current syntax-aware and syntax-agnostic SRL models hold little performance difference, as maximum k-order pruning actually removes few words just like syntaxagnostic model."
                    },
                    {
                        "id": 112,
                        "string": "End-to-end SRL In this work, we consider additional model that integrates predicate disambiguation and argument labeling into one sequence labeling model."
                    },
                    {
                        "id": 113,
                        "string": "In order to implement an end-to-end model, we introduce a virtual root (VR) for predicate disambiguation similar to Zhao et al."
                    },
                    {
                        "id": 114,
                        "string": "(2013) who handled the entire SRL task as word pair classification."
                    },
                    {
                        "id": 115,
                        "string": "Concretely, we add a predicate sense feature to the input sequence by concatenating a VR."
                    },
                    {
                        "id": 116,
                        "string": "The word representation of VR is randomly initialized during training."
                    },
                    {
                        "id": 117,
                        "string": "In Figure 5 , we give an example sequence with the labels for the given sentence."
                    },
                    {
                        "id": 118,
                        "string": "We also report results of our end-to-end model on CoNLL-2009 test set with syntax-aware and syntax-agnostic settings."
                    },
                    {
                        "id": 119,
                        "string": "As shown in Table 7 , our end-to-end model yields slightly weaker performance compared with our pipeline."
                    },
                    {
                        "id": 120,
                        "string": "A reasonable account for performance degradation is that the training data has completely different genre distributions over predicate senses and argument roles, which may be somewhat confusing for integrative model to make classification decisions."
                    },
                    {
                        "id": 121,
                        "string": "Figure 5 : An example sequence with labels of endto-end model (makes is the given predicate)."
                    },
                    {
                        "id": 122,
                        "string": "Our system P R F 1 syntax-aware (end-to-end) 89.3 88.7 89.0 syntax-aware (pipeline) 89.7 89.3 89.5 syntax-agnostic (end-to-end) 88.9 87.9 88.4 syntax-agnostic (pipeline) 89.5 87.9 88.7 Table 7 : Comparison of results on CoNLL-2009 data between our end-to-end and pipeline models."
                    },
                    {
                        "id": 123,
                        "string": "CoNLL-2008 SRL Setting For a full SRL task, the predicate identification subtask is also indispensable, which has been included in CoNLL-2008 shared task."
                    },
                    {
                        "id": 124,
                        "string": "We thus evaluate our model in terms of data and setting of the CoNLL-2008 benchmark (WSJ)."
                    },
                    {
                        "id": 125,
                        "string": "To identify predicates, we train the BiLSTM-MLP sequence labeling model with same parameters in Section 2.4 to tackle the predicate identification and disambiguation subtasks in one shot, and the only difference is that we remove the predicate-specific indicator feature."
                    },
                    {
                        "id": 126,
                        "string": "The F 1 score of our predicate labeling model is 90.53% on indomain (WSJ) data."
                    },
                    {
                        "id": 127,
                        "string": "Compared with the best reported results, we observe absolute improvements in semantic F 1 of 0.8% (in Table 8 )."
                    },
                    {
                        "id": 128,
                        "string": "Note that as predicate identification is introduced, our same model shows about 6% performance loss for either syntax-agnostic or syntax-aware case, which indicates that predicate identification should be carefully handled, as it is very needed in a complete practical SRL system."
                    },
                    {
                        "id": 129,
                        "string": "Syntactic Contribution Syntactic information plays an informative role in semantic role labeling."
                    },
                    {
                        "id": 130,
                        "string": "However, few studies were done to quantitatively evaluate the syntactic contribution to SRL."
                    },
                    {
                        "id": 131,
                        "string": "Furthermore, we observe that most of the above compared neural SRL systems took the syntactic parser of (Björkelund et al., 2010) as syntactic inputs instead of the one from CoNLL-2009 shared task, which adopted a much weaker syntactic parser."
                    },
                    {
                        "id": 132,
                        "string": "Especially , adopted an external syntactic System LAS Sem-F 1 Johansson and Nugues (2008) 90.13 81.75 Zhao and Kit (2008) 87.52 77.67 Zhao et al."
                    },
                    {
                        "id": 133,
                        "string": "(2009b) 88.39 82.1 (80.53) 89.28 82.5 (80.94) Zhao et al."
                    },
                    {
                        "id": 134,
                        "string": "(2013) 88.39 82.5 (80.91) 89.28 82.4 (80.88) Ours (syntax-agnostic) − 82.9 Ours (syntax-aware) 86.0 83.3 parser with even higher parsing accuracy."
                    },
                    {
                        "id": 135,
                        "string": "Contrarily, our SRL model is based on the automatically predicted parse with moderate performance provided by CoNLL-2009 shared task, but outperforms their models."
                    },
                    {
                        "id": 136,
                        "string": "This section thus attempts to explore how much syntax contributes to dependency-based SRL in deep learning framework and how to effectively evaluate relative performance of syntax-based SRL."
                    },
                    {
                        "id": 137,
                        "string": "To this end, we conduct experiments for empirical analysis with different syntactic inputs."
                    },
                    {
                        "id": 138,
                        "string": "Syntactic Input In order to obtain different syntactic inputs, we design a faulty syntactic tree generator (refer to STG hereafter), which is able to produce random errors in the output parse tree like a true parser does."
                    },
                    {
                        "id": 139,
                        "string": "To simplify implementation, we construct a new syntactic tree based on the gold standard parse tree."
                    },
                    {
                        "id": 140,
                        "string": "Given an input error probability distribution estimated from a true parser output, our algorithm presented in Algorithm 2 stochastically modifies the syntactic heads of nodes on the premise of a valid tree."
                    },
                    {
                        "id": 141,
                        "string": "Evaluation Measure For SRL task, the primary evaluation measure is the semantic labeled F 1 score."
                    },
                    {
                        "id": 142,
                        "string": "However, the score is influenced by the quality of syntactic input to some extent, leading to unfaithfully reflecting the competence of syntax-based SRL system."
                    },
                    {
                        "id": 143,
                        "string": "Namely, this is not the outcome of a true and fair quantitative comparison for these types of SRL models."
                    },
                    {
                        "id": 144,
                        "string": "To normalize the semantic score relative to syntactic parse, we take into account additional evaluation measure to estimate the actual overall performance of SRL."
                    },
                    {
                        "id": 145,
                        "string": "Here, we use the ratio between labeled F 1 score for semantic dependencies (Sem-F 1 ) and the labeled attachment score (LAS) for syntactic dependencies System LAS (%) P (%) R (%) Sem-F 1 (%) Sem-F 1 /LAS (%) Zhao et al."
                    },
                    {
                        "id": 146,
                        "string": "(2009c) Table 9 : Results on English test set, in terms of labeled attachment score for syntactic dependencies (LAS), semantic precision (P), semantic recall (R), semantic labeled F 1 score (Sem-F 1 ), the ratio Sem-F 1 /LAS."
                    },
                    {
                        "id": 147,
                        "string": "A superscript * indicates LAS results from our personal communication with the authors."
                    },
                    {
                        "id": 148,
                        "string": "Algorithm 2 Faulty Syntactic Tree Generator Input: A gold standard syntactic tree GT , the specific error probability p Output: The new generative syntactic tree N T 1: N denotes the number of nodes in GT 2: for each node n ∈ GT do end if 14: end for 15: return the new generative tree N T proposed by Surdeanu et al."
                    },
                    {
                        "id": 149,
                        "string": "(2008) as evaluation metric."
                    },
                    {
                        "id": 150,
                        "string": "6 The benefits of this measure are twofold: quantitatively evaluating syntactic contribution to SRL and impartially estimating the true performance of SRL, independent of the performance of the input syntactic parser."
                    },
                    {
                        "id": 151,
                        "string": "Table 9 reports the performance of existing models 7 in term of Sem-F 1 /LAS ratio on CoNLL-2009 English test set."
                    },
                    {
                        "id": 152,
                        "string": "Interestingly, even though our system has significantly lower scores than others by 3.8% LAS in syntactic components, we 6 The idea of ratio score in Surdeanu et al."
                    },
                    {
                        "id": 153,
                        "string": "(2008) actually was from author of this paper, Hai Zhao, which has been indicated in the acknowledgement part of Surdeanu et al."
                    },
                    {
                        "id": 154,
                        "string": "(2008) ."
                    },
                    {
                        "id": 155,
                        "string": "7 Note that several SRL systems without providing syntactic information are not listed in the table."
                    },
                    {
                        "id": 156,
                        "string": "1st-order SRL 10th-order SRL GCNs Figure 6 : The Sem-F 1 scores of our models with different quality of syntactic inputs vs. GCNs  on test set."
                    },
                    {
                        "id": 157,
                        "string": "obtain the highest results both on Sem-F 1 and the Sem-F 1 /LAS ratio, respectively."
                    },
                    {
                        "id": 158,
                        "string": "These results show that our SRL component is relatively much stronger."
                    },
                    {
                        "id": 159,
                        "string": "Moreover, the ratio comparison in Table  9 also shows that since the CoNLL-2009 shared task, most SRL works actually benefit from the enhanced syntactic component rather than the improved SRL component itself."
                    },
                    {
                        "id": 160,
                        "string": "All post-CoNLL SRL systems, either traditional or neural types, did not exceed the top systems of CoNLL-2009 shared task, (Zhao et al., 2009c ) (SRL-only track using the provided predicated syntax) and (Zhao et al., 2009a) (Joint track using self-developed parser)."
                    },
                    {
                        "id": 161,
                        "string": "We believe that this work for the first time reports both higher Sem-F 1 and higher Sem-F 1 /LAS ratio since CoNLL-2009 shared task."
                    },
                    {
                        "id": 162,
                        "string": "We also perform our first and tenth order pruning models with different erroneous syntactic inputs generated from STG and evaluate their per-formance using the Sem-F 1 /LAS ratio."
                    },
                    {
                        "id": 163,
                        "string": "Figure 6 shows Sem-F 1 scores at different quality of syntactic parse inputs on the English test set whose LAS varies from 85% to 100%."
                    },
                    {
                        "id": 164,
                        "string": "Compared to previous state-of-the-arts ."
                    },
                    {
                        "id": 165,
                        "string": "Our tenth-order pruning model gives quite stable SRL performance no matter the syntactic input quality varies in a broad range, while our firstorder pruning model yields overall lower results (1-5% F 1 drop), owing to missing too many true arguments."
                    },
                    {
                        "id": 166,
                        "string": "These results show that high-quality syntactic parses may indeed enhance dependency SRL."
                    },
                    {
                        "id": 167,
                        "string": "Furthermore, it indicates that our model with an accurate enough syntactic input as Marcheggiani and Titov (2017), namely, 90% LAS, will give a Sem-F 1 exceeding 90% for the first time in the research timeline of semantic role labeling."
                    },
                    {
                        "id": 168,
                        "string": "Related Work Semantic role labeling was pioneered by Gildea and Jurafsky (2002) ."
                    },
                    {
                        "id": 169,
                        "string": "Most traditional SRL models rely heavily on feature templates (Pradhan et al., 2005; Zhao et al., 2009b; Björkelund et al., 2009 )."
                    },
                    {
                        "id": 170,
                        "string": "Among them, Pradhan et al."
                    },
                    {
                        "id": 171,
                        "string": "(2005) combined features derived from different syntactic parses based on SVM classifier, while Zhao et al."
                    },
                    {
                        "id": 172,
                        "string": "(2009b) presented an integrative approach for dependency SRL by greedy feature selection algorithm."
                    },
                    {
                        "id": 173,
                        "string": "Later, Collobert et al."
                    },
                    {
                        "id": 174,
                        "string": "(2011) proposed a convolutional neural network model of inducing word embeddings substituting for hand-crafted features, which was a breakthrough for SRL task."
                    },
                    {
                        "id": 175,
                        "string": "With the impressive success of deep neural networks in various NLP tasks (Zhang et al., 2016; Qin et al., 2017; Cai et al., 2017) , a series of neural SRL systems have been proposed."
                    },
                    {
                        "id": 176,
                        "string": "Foland and Martin (2015) presented a dependency semantic role labeler using convolutional and time-domain neural networks, while FitzGerald et al."
                    },
                    {
                        "id": 177,
                        "string": "(2015) exploited neural network to jointly embed arguments and semantic roles, akin to the work (Lei et al., 2015) , which induced a compact feature representation applying tensor-based approach."
                    },
                    {
                        "id": 178,
                        "string": "Recently, researchers consider multiple ways to effectively integrate syntax into SRL learning."
                    },
                    {
                        "id": 179,
                        "string": "Roth and Lapata (2016) introduced dependency path embedding to model syntactic information and exhibited a notable success."
                    },
                    {
                        "id": 180,
                        "string": "leveraged the graph convolutional network to incorporate syntax into neural models."
                    },
                    {
                        "id": 181,
                        "string": "Differently,  proposed a syntax-agnostic model using effective word representation for dependency SRL, which for the first time achieves comparable performance as stateof-the-art syntax-aware SRL models."
                    },
                    {
                        "id": 182,
                        "string": "However, most neural SRL works seldom pay much attention to the impact of input syntactic parse over the resulting SRL performance."
                    },
                    {
                        "id": 183,
                        "string": "This work is thus more than proposing a high performance SRL model through reviewing the highlights of previous models, and presenting an effective syntactic tree based argument pruning."
                    },
                    {
                        "id": 184,
                        "string": "Our work is also closely related to (Punyakanok et al., 2008; He et al., 2017) ."
                    },
                    {
                        "id": 185,
                        "string": "Under the traditional methods, Punyakanok et al."
                    },
                    {
                        "id": 186,
                        "string": "(2008) investigated the significance of syntax to SRL system and shown syntactic information most crucial in the pruning stage."
                    },
                    {
                        "id": 187,
                        "string": "He et al."
                    },
                    {
                        "id": 188,
                        "string": "(2017) presented extensive error analysis with deep learning model for span SRL, including discussion of how constituent syntactic parser could be used to improve SRL performance."
                    },
                    {
                        "id": 189,
                        "string": "Conclusion and Future Work This paper presents a simple and effective neural model for dependency-based SRL, incorporating syntactic information with the proposed extended k-order pruning algorithm."
                    },
                    {
                        "id": 190,
                        "string": "With a large enough setting of k, our pruning algorithm will result in a syntax-agnostic setting for the argument labeling model, which smoothly unifies syntax-aware and syntax-agnostic SRL in a consistent way."
                    },
                    {
                        "id": 191,
                        "string": "Experimental results show that with the help of deep enhanced representation, our model outperforms the previous state-of-the-art models in both syntaxaware and syntax-agnostic situations."
                    },
                    {
                        "id": 192,
                        "string": "In addition, we consider the Sem-F1/LAS ratio as a mean of evaluating syntactic contribution to SRL, and true performance of SRL independent of the quality of syntactic parser."
                    },
                    {
                        "id": 193,
                        "string": "Though we again confirm the importance of syntax to SRL with empirical experiments, we are aware that since (Pradhan et al., 2005) , the gap between syntax-aware and syntax-agnostic SRL has been greatly reduced, from as high as 10% to only 1-2% performance loss in this work."
                    },
                    {
                        "id": 194,
                        "string": "However, maybe we will never reach a satisfying conclusion, as whenever one proposes a syntax-agnostic SRL system which can outperform all syntax-aware ones at then, always there comes argument that you have never fully explored creative new method to effectively exploit the syntax input."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 16
                    },
                    {
                        "section": "Model",
                        "n": "2",
                        "start": 17,
                        "end": 29
                    },
                    {
                        "section": "Argument Pruning",
                        "n": "2.1",
                        "start": 30,
                        "end": 48
                    },
                    {
                        "section": "Word Representation",
                        "n": "2.2",
                        "start": 49,
                        "end": 61
                    },
                    {
                        "section": "Sequence Encoder",
                        "n": "2.3",
                        "start": 62,
                        "end": 70
                    },
                    {
                        "section": "Predicate Disambiguation",
                        "n": "2.4",
                        "start": 71,
                        "end": 73
                    },
                    {
                        "section": "Experiments",
                        "n": "3",
                        "start": 74,
                        "end": 83
                    },
                    {
                        "section": "Preprocessing",
                        "n": "3.1",
                        "start": 84,
                        "end": 91
                    },
                    {
                        "section": "Results",
                        "n": "3.2",
                        "start": 92,
                        "end": 99
                    },
                    {
                        "section": "Analysis",
                        "n": "3.3",
                        "start": 100,
                        "end": 111
                    },
                    {
                        "section": "End-to-end SRL",
                        "n": "3.4",
                        "start": 112,
                        "end": 122
                    },
                    {
                        "section": "CoNLL-2008 SRL Setting",
                        "n": "3.5",
                        "start": 123,
                        "end": 128
                    },
                    {
                        "section": "Syntactic Contribution",
                        "n": "4",
                        "start": 129,
                        "end": 167
                    },
                    {
                        "section": "Related Work",
                        "n": "5",
                        "start": 168,
                        "end": 188
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "6",
                        "start": 189,
                        "end": 194
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1057-Table6-1.png",
                        "caption": "Table 6: Ablation on development set. The “+” denotes a specific version over the basic model.",
                        "page": 5,
                        "bbox": {
                            "x1": 76.8,
                            "x2": 283.2,
                            "y1": 172.79999999999998,
                            "y2": 271.2
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Figure4-1.png",
                        "caption": "Figure 4: F1 scores by k-order pruning and the syntax-agnostic result on English development set.",
                        "page": 5,
                        "bbox": {
                            "x1": 312.47999999999996,
                            "x2": 517.4399999999999,
                            "y1": 64.8,
                            "y2": 217.44
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table5-1.png",
                        "caption": "Table 5: SRL results without predicate sense.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 62.879999999999995,
                            "y2": 132.96
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Figure1-1.png",
                        "caption": "Figure 1: The Argument Labeling Model",
                        "page": 1,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 538.56,
                            "y1": 63.839999999999996,
                            "y2": 328.32
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table7-1.png",
                        "caption": "Table 7: Comparison of results on CoNLL-2009 data between our end-to-end and pipeline models.",
                        "page": 6,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 284.15999999999997,
                            "y1": 168.48,
                            "y2": 239.04
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Figure5-1.png",
                        "caption": "Figure 5: An example sequence with labels of endto-end model (makes is the given predicate).",
                        "page": 6,
                        "bbox": {
                            "x1": 84.96,
                            "x2": 273.59999999999997,
                            "y1": 62.879999999999995,
                            "y2": 115.67999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table8-1.png",
                        "caption": "Table 8: Results on the CoNLL-2008 in-domain (WSJ) test set. The results in parenthesis are on WSJ + Brown test set.",
                        "page": 6,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 535.1999999999999,
                            "y1": 62.879999999999995,
                            "y2": 188.16
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Figure2-1.png",
                        "caption": "Figure 2: An example of first-order, second-order and third-order argument pruning. Shadow part indicates the given predicate.",
                        "page": 2,
                        "bbox": {
                            "x1": 344.64,
                            "x2": 485.28,
                            "y1": 63.839999999999996,
                            "y2": 261.12
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Figure6-1.png",
                        "caption": "Figure 6: The Sem-F1 scores of our models with different quality of syntactic inputs vs. GCNs (Marcheggiani and Titov, 2017) on test set.",
                        "page": 7,
                        "bbox": {
                            "x1": 313.44,
                            "x2": 516.0,
                            "y1": 270.71999999999997,
                            "y2": 421.44
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table9-1.png",
                        "caption": "Table 9: Results on English test set, in terms of labeled attachment score for syntactic dependencies (LAS), semantic precision (P), semantic recall (R), semantic labeled F1 score (Sem-F1), the ratio SemF1/LAS. A superscript * indicates LAS results from our personal communication with the authors.",
                        "page": 7,
                        "bbox": {
                            "x1": 81.6,
                            "x2": 512.16,
                            "y1": 62.879999999999995,
                            "y2": 202.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table1-1.png",
                        "caption": "Table 1: Hyperparameter values.",
                        "page": 3,
                        "bbox": {
                            "x1": 77.75999999999999,
                            "x2": 282.24,
                            "y1": 62.879999999999995,
                            "y2": 240.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Figure3-1.png",
                        "caption": "Figure 3: Changing curves of coverage and reduction with different k value on English training set. The coverage rate is the proportion of true arguments in pruning output, while the reduction is the one of pruned argument candidates in total tokens.",
                        "page": 3,
                        "bbox": {
                            "x1": 318.24,
                            "x2": 510.24,
                            "y1": 64.8,
                            "y2": 204.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table4-1.png",
                        "caption": "Table 4: Results on the Chinese test set.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 355.68,
                            "y2": 486.24
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table2-1.png",
                        "caption": "Table 2: Results on the English test set (WSJ).",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 62.879999999999995,
                            "y2": 301.92
                        }
                    },
                    {
                        "filename": "../figure/image/1057-Table3-1.png",
                        "caption": "Table 3: Results on English out-of-domain test set (Brown).",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 301.92
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-25"
        },
        {
            "slides": {
                "2": {
                    "title": "Multimodal Sentiment and Emotion Analysis",
                    "text": [
                        "Speakers behaviors Sentiment Intensity",
                        "This movie is sick",
                        "Cross-modal Interactions Multimodal Representation",
                        "Computational Efficiency (Multimodal Fusion)"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Multimodal Fusion using Tensor Representation",
                    "text": [
                        "This movie is sick",
                        "Computational efficiency Tensor Fusion Network for Multimodal Sentiment Analysis by Zadeh, A., et, al. (2017)"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "5": {
                    "title": "From Tensor Representation to Low rank Fusion",
                    "text": [
                        "Rearrange the computation of",
                        "Decomposition of input tensor",
                        "Language Tensor Fusion Networks"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": [
                        "figure/image/1058-Figure2-1.png"
                    ]
                },
                "6": {
                    "title": "Canonical Polyadic CP Decomposition of tensors",
                    "text": [
                        "Rank of tesrmi no nimum number of vector tuples needed for exact reconstruction"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "Modality specific Decomposition",
                    "text": [
                        "Retain the dimension for the multimodal representation during decomposition"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "15": {
                    "title": "Datasets",
                    "text": [
                        "Sentiment Analysis Speaker Trait Recognition Emotion Recognition",
                        "From 93 Movie reviews",
                        "1000 full video clips",
                        "Segment level annotations Video level annotations Segment level annotations",
                        "16 types of speaker traits",
                        "10 classes of emotions"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "16": {
                    "title": "Compare to full rank tensor fusion",
                    "text": [
                        "MAE Correlation Acc-2 F1 Acc-7",
                        "MAE Correlation MAE Correlation F1-Happy F1-Sad"
                    ],
                    "page_nums": [
                        19,
                        20
                    ],
                    "images": []
                },
                "17": {
                    "title": "Compare with State of the Art Approaches",
                    "text": [
                        "Mean Average Error (MAE)",
                        "Deep Fusion (Nojavanasghari, et al., 2016) Deep Fusion"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "18": {
                    "title": "Compare with Top 2 State of the Art Approaches",
                    "text": [
                        "MAE Correlation MAE Correlation F1-Angry F1-Sad"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                },
                "19": {
                    "title": "Efficiency Improvement",
                    "text": [
                        "Efficiency Metric: Number of data samples processed per second",
                        "Training - samples/s Testing - samples/s"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                }
            },
            "paper_title": "Efficient Low-rank Multimodal Fusion with Modality-Specific Factors",
            "paper_id": "1058",
            "paper": {
                "title": "Efficient Low-rank Multimodal Fusion with Modality-Specific Factors",
                "abstract": "Multimodal research is an emerging field of artificial intelligence, and one of the main research problems in this field is multimodal fusion. The fusion of multimodal data is the process of integrating multiple unimodal representations into one compact multimodal representation. Previous research in this field has exploited the expressiveness of tensors for multimodal representation. However, these methods often suffer from exponential increase in dimensions and in computational complexity introduced by transformation of input into tensor. In this paper, we propose the Lowrank Multimodal Fusion method, which performs multimodal fusion using low-rank tensors to improve efficiency. We evaluate our model on three different tasks: multimodal sentiment analysis, speaker trait analysis, and emotion recognition. Our model achieves competitive results on all these tasks while drastically reducing computational complexity. Additional experiments also show that our model can perform robustly for a wide range of low-rank settings, and is indeed much more efficient in both training and inference compared to other methods that utilize tensor representations.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Multimodal research has shown great progress in a variety of tasks as an emerging research field of artificial intelligence."
                    },
                    {
                        "id": 1,
                        "string": "Tasks such as speech recognition (Yuhas et al., 1989) , emotion recognition, (De Silva et al., 1997) , (Chen et al., 1998) , (Wöllmer et al., 2013) , sentiment analysis, (Morency et al., 2011 ) * equal contributions as well as speaker trait analysis and media description (Park et al., 2014a) have seen a great boost in performance with developments in multimodal research."
                    },
                    {
                        "id": 2,
                        "string": "However, a core research challenge yet to be solved in this domain is multimodal fusion."
                    },
                    {
                        "id": 3,
                        "string": "The goal of fusion is to combine multiple modalities to leverage the complementarity of heterogeneous data and provide more robust predictions."
                    },
                    {
                        "id": 4,
                        "string": "In this regard, an important challenge has been on scaling up fusion to multiple modalities while maintaining reasonable model complexity."
                    },
                    {
                        "id": 5,
                        "string": "Some of the recent attempts (Fukui et al., 2016) ,  at multimodal fusion investigate the use of tensors for multimodal representation and show significant improvement in performance."
                    },
                    {
                        "id": 6,
                        "string": "Unfortunately, they are often constrained by the exponential increase of cost in computation and memory introduced by using tensor representations."
                    },
                    {
                        "id": 7,
                        "string": "This heavily restricts the applicability of these models, especially when we have more than two views of modalities in the dataset."
                    },
                    {
                        "id": 8,
                        "string": "In this paper, we propose the Low-rank Multimodal Fusion, a method leveraging low-rank weight tensors to make multimodal fusion efficient without compromising on performance."
                    },
                    {
                        "id": 9,
                        "string": "The overall architecture is shown in Figure 1 ."
                    },
                    {
                        "id": 10,
                        "string": "We evaluated our approach with experiments on three multimodal tasks using public datasets and compare its performance with state-of-the-art models."
                    },
                    {
                        "id": 11,
                        "string": "We also study how different low-rank settings impact the performance of our model and show that our model performs robustly within a wide range of rank settings."
                    },
                    {
                        "id": 12,
                        "string": "Finally, we perform an analysis of the impact of our method on the number of parameters and run-time with comparison to other fusion methods."
                    },
                    {
                        "id": 13,
                        "string": "Through theoretical analysis, we show that our model can scale linearly in the number of modalities, and our experiments also show a corresponding speedup in training when compared with Overview of our Low-rank Multimodal Fusion model structure: LMF first obtains the unimodal representation z a , z v , z l by passing the unimodal inputs x a , x v , x l into three sub-embedding networks f v , f a , f l respectively."
                    },
                    {
                        "id": 14,
                        "string": "LMF produces the multimodal output representation by performing low-rank multimodal fusion with modality-specific factors."
                    },
                    {
                        "id": 15,
                        "string": "The multimodal representation can be then used for generating prediction tasks."
                    },
                    {
                        "id": 16,
                        "string": "other tensor-based models."
                    },
                    {
                        "id": 17,
                        "string": "The main contributions of our paper are as follows: • We propose the Low-rank Multimodal Fusion method for multimodal fusion that can scale linearly in the number of modalities."
                    },
                    {
                        "id": 18,
                        "string": "• We show that our model compares to state-ofthe-art models in performance on three multimodal tasks evaluated on public datasets."
                    },
                    {
                        "id": 19,
                        "string": "• We show that our model is computationally efficient and has fewer parameters in comparison to previous tensor-based methods."
                    },
                    {
                        "id": 20,
                        "string": "Related Work Multimodal fusion enables us to leverage complementary information present in multimodal data, thus discovering the dependency of information on multiple modalities."
                    },
                    {
                        "id": 21,
                        "string": "Previous studies have shown that more effective fusion methods translate to better performance in models, and there's been a wide range of fusion methods."
                    },
                    {
                        "id": 22,
                        "string": "Early fusion is a technique that uses feature concatenation as the method of fusion of different views."
                    },
                    {
                        "id": 23,
                        "string": "Several works that use this method of fusion (Poria et al., 2016) , (Wang et al., 2016) use input-level feature concatenation and use the concatenated features as input, sometimes even removing the temporal dependency present in the modalities (Morency et al., 2011) ."
                    },
                    {
                        "id": 24,
                        "string": "The drawback of this class of method is that although it achieves fusion at an early stage, intra-modal interactions are potentially suppressed, thus losing out on the context and temporal dependencies within each modality."
                    },
                    {
                        "id": 25,
                        "string": "On the other hand, late fusion builds separate models for each modality and then integrates the outputs together using a method such as majority voting or weighted averaging (Wortwein and Scherer, 2017) , (Nojavanasghari et al., 2016) ."
                    },
                    {
                        "id": 26,
                        "string": "Since separate models are built for each modality, inter-modal interactions are usually not modeled effectively."
                    },
                    {
                        "id": 27,
                        "string": "Given these shortcomings, more recent work focuses on intermediate approaches that model both intra-and inter-modal dynamics."
                    },
                    {
                        "id": 28,
                        "string": "Fukui et al."
                    },
                    {
                        "id": 29,
                        "string": "(2016) proposes to use Compact Bilinear Pooling over the outer product of visual and linguistic representations to exploit the interactions between vision and language for visual question answering."
                    },
                    {
                        "id": 30,
                        "string": "Similar to the idea of exploiting interactions,  proposes Tensor Fusion Network, which computes the outer product between unimodal representations from three different modalities to compute a tensor representation."
                    },
                    {
                        "id": 31,
                        "string": "These methods exploit tensor representations to model inter-modality interactions and have shown a great success."
                    },
                    {
                        "id": 32,
                        "string": "However, such methods suffer from exponentially increasing computational complexity, as the outer product over multiple modalities results in extremely high dimensional tensor representations."
                    },
                    {
                        "id": 33,
                        "string": "For unimodal data, the method of low-rank tensor approximation has been used in a variety of applications to implement more efficient tensor operations."
                    },
                    {
                        "id": 34,
                        "string": "Razenshteyn et al."
                    },
                    {
                        "id": 35,
                        "string": "(2016) proposes a modified weighted version of low-rank approximation, and Koch and Lubich (2010) applies the method towards temporally dependent data to obtain lowrank approximations."
                    },
                    {
                        "id": 36,
                        "string": "As for applications, Lei et al."
                    },
                    {
                        "id": 37,
                        "string": "(2014) proposes a low-rank tensor technique for dependency parsing while Wang and Ahuja (2008) uses the method of low-rank approximation applied directly on multidimensional image data (Datumas-is representation) to enhance computer vision applications."
                    },
                    {
                        "id": 38,
                        "string": "Hu et al."
                    },
                    {
                        "id": 39,
                        "string": "(2017) proposes a low-rank tensor-based fusion framework to improve the face recognition performance using the fusion of facial attribute information."
                    },
                    {
                        "id": 40,
                        "string": "However, none of these previous work aims to apply low-rank tensor techniques for multimodal fusion."
                    },
                    {
                        "id": 41,
                        "string": "Our Low-rank Multimodal Fusion method provides a much more efficient method to compute tensor-based multimodal representations with much fewer parameters and computational complexity."
                    },
                    {
                        "id": 42,
                        "string": "The efficiency and performance of our approach are evaluated on different downstream tasks, namely sentiment analysis, speaker-trait recognition and emotion recognition."
                    },
                    {
                        "id": 43,
                        "string": "Low-rank Multimodal Fusion In this section, we start by formulating the problem of multimodal fusion and introducing fusion methods based on tensor representations."
                    },
                    {
                        "id": 44,
                        "string": "Tensors are powerful in their expressiveness but do not scale well to a large number of modalities."
                    },
                    {
                        "id": 45,
                        "string": "Our proposed model decomposes the weights into low-rank factors, which reduces the number of parameters in the model."
                    },
                    {
                        "id": 46,
                        "string": "This decomposition can be performed efficiently by exploiting the parallel decomposition of low-rank weight tensor and input tensor to compute tensor-based fusion."
                    },
                    {
                        "id": 47,
                        "string": "Our method is able to scale linearly with the number of modalities."
                    },
                    {
                        "id": 48,
                        "string": "Multimodal Fusion using Tensor Representations In this paper, we formulate multimodal fusion as a multilinear function which are encoding unimodal information of the M different modalities, the goal of multimodal fusion is to integrate the unimodal representations into one compact multimodal representation for downstream tasks."
                    },
                    {
                        "id": 49,
                        "string": "Tensor representation is one successful approach for multimodal fusion."
                    },
                    {
                        "id": 50,
                        "string": "It first requires a transformation of the input representations into a highdimensional tensor and then mapping it back to a lower-dimensional output vector space."
                    },
                    {
                        "id": 51,
                        "string": "Previous works have shown that this method is more effective than simple concatenation or pooling in terms of capturing multimodal interactions , (Fukui et al., 2016) ."
                    },
                    {
                        "id": 52,
                        "string": "Tensors are usually created by taking the outer product over the input modalities."
                    },
                    {
                        "id": 53,
                        "string": "In addition, in order to be able to model the interactions between any subset of modalities using one tensor,  proposed a simple extension to append 1s to the unimodal representations before taking the outer product."
                    },
                    {
                        "id": 54,
                        "string": "The input tensor Z formed by the unimodal representation is computed by: f ∶ V 1 × V 2 × ... × V M → H where V 1 , V 2 , ..., V M are Z = M ⊗ m=1 z m , z m ∈ R dm (1) where ⊗ M m=1 denotes the tensor outer product over a set of vectors indexed by m, and z m is the input representation with appended 1s."
                    },
                    {
                        "id": 55,
                        "string": "The input tensor Z ∈ R d 1 ×d 2 ×...d M is then passed through a linear layer g(⋅) to to produce a vector representation: h = g(Z; W, b) = W ⋅ Z + b, h, b ∈ R dy (2) where W is the weight of this layer and b is the bias."
                    },
                    {
                        "id": 56,
                        "string": "With Z being an order-M tensor (where M is the number of input modalities), the weight W will naturally be a tensor of order-(M + 1) in Figure 2 for the bi-modal case."
                    },
                    {
                        "id": 57,
                        "string": "One of the main drawbacks of tensor fusion is that we have to explicitly create the highdimensional tensor Z."
                    },
                    {
                        "id": 58,
                        "string": "The dimensionality of Z will increase exponentially with the number of modalities as ∏ M m=1 d m ."
                    },
                    {
                        "id": 59,
                        "string": "The number of parameters to learn in the weight tensor W will also increase exponentially."
                    },
                    {
                        "id": 60,
                        "string": "This not only introduces a lot of computation but also exposes the model to risks of overfitting."
                    },
                    {
                        "id": 61,
                        "string": "R d 1 ×d 2 ×...×d M ×d h ."
                    },
                    {
                        "id": 62,
                        "string": "The extra (M + 1)-th dimension Low-rank Multimodal Fusion with Modality-Specific Factors As a solution to the problems of tensor-based fusion, we propose Low-rank Multimodal Fusion (LMF)."
                    },
                    {
                        "id": 63,
                        "string": "LMF parameterizes g(⋅) from Equation 2 with a set of modality-specific low-rank factors that can be used to recover a low-rank weight tensor, in contrast to the full tensor W. Moreover, we show that by decomposing the weight into a set of low-rank factors, we can exploit the fact that the tensor Z actually decomposes into {z m } M m=1 , which allows us to directly compute the output h without explicitly tensorizing the unimodal representations."
                    },
                    {
                        "id": 64,
                        "string": "LMF reduces the number of parameters as well as the computation complexity involved in tensorization from being exponential in M to linear."
                    },
                    {
                        "id": 65,
                        "string": "Low-rank Weight Decomposition The idea of LMF is to decompose the weight tensor W into M sets of modality-specific factors."
                    },
                    {
                        "id": 66,
                        "string": "However, since W itself is an order-(M + 1) tensor, commonly used methods for decomposition will result in M + 1 parts."
                    },
                    {
                        "id": 67,
                        "string": "Hence, we still adopt the view introduced in Section 3.1 that W is formed by d h order-M tensors W k ∈ R d 1 ×...×d M , k = 1, ..., d h stacked together."
                    },
                    {
                        "id": 68,
                        "string": "We can then decompose each W k separately."
                    },
                    {
                        "id": 69,
                        "string": "For an order-M tensor W k ∈ R d 1 ×...×d M , there always exists an exact decomposition into vectors in the form of: W k = R i=1 M ⊗ m=1 w (i) m,k , w (i) m,k ∈ R d m (3) The minimal R that makes the decomposition valid is called the rank of the tensor."
                    },
                    {
                        "id": 70,
                        "string": "The vector sets {{w (i) m,k } M m=1 } R i=1 are called the rank R decomposition factors of the original tensor."
                    },
                    {
                        "id": 71,
                        "string": "In LMF, we start with a fixed rank r, and parameterize the model with r decomposition factors {{w (i) m,k } M m=1 } r i=1 , k = 1, ."
                    },
                    {
                        "id": 72,
                        "string": ".., d h that can be used to reconstruct a low-rank version of these W k ."
                    },
                    {
                        "id": 73,
                        "string": "We can regroup and concatenate these vectors into M modality-specific low-rank factors."
                    },
                    {
                        "id": 74,
                        "string": "Let w (i) m = [w (i) m,1 , w (i) m,2 , ..., w (i) m,d h ], then for modality m, {w (i) m } r i=1 is its corresponding low-rank factors."
                    },
                    {
                        "id": 75,
                        "string": "And we can recover a low-rank weight tensor by: W = r i=1 M ⊗ m=1 w (i) m (4) Hence equation 2 can be computed by h = r i=1 M ⊗ m=1 w (i) m ⋅ Z (5) Note that for all m, w (i) m ∈ R dm×d h shares the same size for the second dimension."
                    },
                    {
                        "id": 76,
                        "string": "We define their outer product to be over only the dimensions that are not shared: w (i) m ⊗ w (i) n ∈ R dm×dn×d h ."
                    },
                    {
                        "id": 77,
                        "string": "A bimodal example of this procedure is illustrated in Figure 3 ."
                    },
                    {
                        "id": 78,
                        "string": "Nevertheless, by introducing the low-rank factors, we now have to compute the reconstruction of W = ∑ r i=1 ⊗ M m=1 w (i) m for the forward computation."
                    },
                    {
                        "id": 79,
                        "string": "Yet this introduces even more computation."
                    },
                    {
                        "id": 80,
                        "string": "Efficient Low-rank Fusion Exploiting Parallel Decomposition In this section, we will introduce an efficient procedure for computing h, exploiting the fact that tensor Z naturally decomposes into the original input {z m } M m=1 , which is parallel to the modalityspecific low-rank factors."
                    },
                    {
                        "id": 81,
                        "string": "In fact, that is the main reason why we want to decompose the weight tensor into M modality-specific factors."
                    },
                    {
                        "id": 82,
                        "string": "Using the fact that Z = ⊗ M m=1 z m , we can simplify equation 5: where Λ M m=1 denotes the element-wise product over a sequence of tensors: Λ 3 h = r i=1 M ⊗ m=1 w (i) m ⋅ Z = r i=1 M ⊗ m=1 w (i) m ⋅ Z = r i=1 M ⊗ m=1 w (i) m ⋅ M ⊗ m=1 z m = M Λ m=1 r i=1 w (i) m ⋅ z m ( t=1 x t = x 1 ○ x 2 ○ x 3 ."
                    },
                    {
                        "id": 83,
                        "string": "An illustration of the trimodal case of equation 6 is shown in Figure 1 ."
                    },
                    {
                        "id": 84,
                        "string": "We can also derive equation 6 for a bimodal case to clarify what it does: h = r i=1 w (i) a ⊗ w (i) v ⋅ Z = r i=1 w (i) a ⋅ z a ○ r i=1 w (i) v ⋅ z v (7) An important aspect of this simplification is that it exploits the parallel decomposition of both Z and W, so that we can compute h without actually creating the tensor Z from the input representations z m ."
                    },
                    {
                        "id": 85,
                        "string": "In addition, different modalities are decoupled in the simplified computation of h, which allows for easy generalization of our approach to an arbitrary number of modalities."
                    },
                    {
                        "id": 86,
                        "string": "Adding a new modality can be simply done by adding another set of modality-specific factors and extend Equation 7."
                    },
                    {
                        "id": 87,
                        "string": "Last but not least, Equation 6 consists of fully differentiable operations, which enables the parameters {w (i) m } r i=1 m = 1, ..., M to be learned end-to-end via back-propagation."
                    },
                    {
                        "id": 88,
                        "string": "Using Equation 6, we can compute h directly from input unimodal representations and their modal-specific decomposition factors, avoiding the weight-lifting of computing the large input tensor Z and W, as well as the r linear transformation."
                    },
                    {
                        "id": 89,
                        "string": "Instead, the input tensor and subsequent linear projection are computed implicitly together in Equation 6, and this is far more efficient than the original method described in Section 3.1."
                    },
                    {
                        "id": 90,
                        "string": "Indeed, LMF reduces the computation complexity of tensorization and fusion from O(d y ∏ M m=1 d m ) to O(d y × r × ∑ M m=1 d m ) ."
                    },
                    {
                        "id": 91,
                        "string": "In practice, we use a slightly different form of Equation 6, where we concatenate the low-rank factors into M order-3 tensors and swap the order in which we do the element-wise product and summation: h = r i=1 M Λ m=1 w (1) m , w (2) m , ..., w (r) m ⋅ẑ m i,∶ (8) and now the summation is done along the first dimension of the bracketed matrix."
                    },
                    {
                        "id": 92,
                        "string": "[⋅] i,∶ indicates the i-th slice of a matrix."
                    },
                    {
                        "id": 93,
                        "string": "In this way, we can parameterize the model with M order-3 tensors, instead of parameterizing with sets of vectors."
                    },
                    {
                        "id": 94,
                        "string": "Experimental Methodology We compare LMF with previous state-of-the-art baselines, and we use the Tensor Fusion Networks (TFN)  as a baseline for tensorbased approaches, which has the most similar structure with us except that it explicitly forms the large multi-dimensional tensor for fusion across different modalities."
                    },
                    {
                        "id": 95,
                        "string": "We design our experiments to better understand the characteristics of LMF."
                    },
                    {
                        "id": 96,
                        "string": "Our goal is to answer the following four research questions: (1) Impact of Multimodal Low-rank Fusion: Direct comparison between our proposed LMF model and the previous TFN model."
                    },
                    {
                        "id": 97,
                        "string": "(2) Comparison with the State-of-the-art: We evaluate the performance of LMF and state-of-theart baselines on three different tasks and datasets."
                    },
                    {
                        "id": 98,
                        "string": "(3) Complexity Analysis: We study the modal complexity of LMF and compare it with the TFN model."
                    },
                    {
                        "id": 99,
                        "string": "(4) Rank Settings: We explore performance of LMF with different rank settings."
                    },
                    {
                        "id": 100,
                        "string": "The results of these experiments are presented in Section 5."
                    },
                    {
                        "id": 101,
                        "string": "Datasets We perform our experiments on the following multimodal datasets, CMU-MOSI (Zadeh et al., 2016a) ,  POM (Park et al., 2014b) , and IEMOCAP (Busso et al., 2008) for sentiment analysis, speaker traits recognition, and emotion recognition task, where the goal is to identify speakers emotions based on the speakers' verbal and nonverbal behaviors."
                    },
                    {
                        "id": 102,
                        "string": "Features Each dataset consists of three modalities, namely language, visual, and acoustic modalities."
                    },
                    {
                        "id": 103,
                        "string": "To reach the same time alignment across modalities, we perform word alignment using P2FA (Yuan and Liberman, 2008) which allows us to align the three modalities at the word granularity."
                    },
                    {
                        "id": 104,
                        "string": "We calculate the visual and acoustic features by taking the average of their feature values over the word time interval ."
                    },
                    {
                        "id": 105,
                        "string": "Language We use pre-trained 300-dimensional Glove word embeddings (Pennington et al., 2014) to encode a sequence of transcribed words into a sequence of word vectors."
                    },
                    {
                        "id": 106,
                        "string": "Visual The library Facet 1 is used to extract a set of visual features for each frame (sampled at 30Hz) including 20 facial action units, 68 facial landmarks, head pose, gaze tracking and HOG features (Zhu et al., 2006) ."
                    },
                    {
                        "id": 107,
                        "string": "Acoustic We use COVAREP acoustic analysis framework (Degottex et al., 2014) to extract a set of low-level acoustic features, including 12 Mel frequency cepstral coefficients (MFCCs), pitch, voiced/unvoiced segmentation, glottal source, peak slope, and maxima dispersion quotient features."
                    },
                    {
                        "id": 108,
                        "string": "Model Architecture In order to compare our fusion method with previous work, we adopt a simple and straightforward model architecture 2 for extracting unimodal representations."
                    },
                    {
                        "id": 109,
                        "string": "Since we have three modalities for each dataset, we simply designed three unimodal sub-embedding networks, denoted as f a , f v , f l , to extract unimodal representations z a , z v , z l from unimodal input features x a , x v , x l ."
                    },
                    {
                        "id": 110,
                        "string": "For acoustic and visual modality, the sub-embedding network is a simple 2-layer feed-forward neural network, and for language modality, we used an LSTM (Hochreiter and Schmidhuber, 1997) to extract representations."
                    },
                    {
                        "id": 111,
                        "string": "The model architecture is illustrated in Figure 1 ."
                    },
                    {
                        "id": 112,
                        "string": "Baseline Models We compare the performance of LMF to the following baselines and state-of-the-art models in multimodal sentiment analysis, speaker trait recognition, and emotion recognition."
                    },
                    {
                        "id": 113,
                        "string": "Support Vector Machines Support Vector Machines (SVM) (Cortes and Vapnik, 1995) is a widely used non-neural classifier."
                    },
                    {
                        "id": 114,
                        "string": "This baseline is trained on the concatenated multimodal features for classification or regression task (Pérez-Rosas et al., 2013) , (Park et al., 2014a) , (Zadeh et al., 2016b) ."
                    },
                    {
                        "id": 115,
                        "string": "Deep Fusion The Deep Fusion model (DF) (Nojavanasghari et al., 2016) trains one deep neural model for each modality and then combine the output of each modality network with a joint neural network."
                    },
                    {
                        "id": 116,
                        "string": "Tensor Fusion Network The Tensor Fusion Network (TFN)  explicitly models view-specific and cross-view dynamics by creating a multi-dimensional tensor that captures uni-modal, bimodal and trimodal interactions across three modalities."
                    },
                    {
                        "id": 117,
                        "string": "Memory Fusion Network The Memory Fusion Network (MFN) (Zadeh et al., 2018a) accounts for view-specific and cross-view interactions and continuously models them through time with a special attention mechanism and summarized through time with a Multi-view Gated Memory."
                    },
                    {
                        "id": 118,
                        "string": "Bidirectional Contextual LSTM The Bidirectional Contextual LSTM (BC-LSTM) , (Fukui et al., 2016) performs contextdependent fusion of multimodal data."
                    },
                    {
                        "id": 119,
                        "string": "Multi-View LSTM The Multi-View LSTM (MV-LSTM) (Rajagopalan et al., 2016) aims to capture both modality-specific and cross-modality interactions from multiple modalities by partitioning the memory cell and the gates corresponding to multiple modalities."
                    },
                    {
                        "id": 120,
                        "string": "Multi-attention Recurrent Network The Multiattention Recurrent Network (MARN) (Zadeh et al., 2018b) explicitly models interactions between modalities through time using a neural component called the Multi-attention Block (MAB) and storing them in the hybrid memory called the Long-short Term Hybrid Memory (LSTHM)."
                    },
                    {
                        "id": 121,
                        "string": "Evaluation Metrics Multiple evaluation tasks are performed during our evaluation: multi-class classification and regression."
                    },
                    {
                        "id": 122,
                        "string": "The multi-class classification task is applied to all three multimodal datasets, and the regression task is applied to the CMU-MOSI and the POM dataset."
                    },
                    {
                        "id": 123,
                        "string": "For binary classification and multiclass classification, we report F1 score and accuracy Acc−k where k denotes the number of classes."
                    },
                    {
                        "id": 124,
                        "string": "Specifically, Acc−2 stands for the binary classification."
                    },
                    {
                        "id": 125,
                        "string": "For regression, we report Mean Absolute Error (MAE) and Pearson correlation (Corr)."
                    },
                    {
                        "id": 126,
                        "string": "Higher values denote better performance for all metrics except for MAE."
                    },
                    {
                        "id": 127,
                        "string": "Results and Discussion In this section, we present and discuss the results from the experiments designed to study the research questions introduced in section 4."
                    },
                    {
                        "id": 128,
                        "string": "Impact of Low-rank Multimodal Fusion In this experiment, we compare our model directly with the TFN model since it has the most similar structure to our model, except that TFN explicitly forms the multimodal tensor fusion."
                    },
                    {
                        "id": 129,
                        "string": "The com-parison reported in the last two rows of Table 2 demonstrates that our model significantly outperforms TFN across all datasets and metrics."
                    },
                    {
                        "id": 130,
                        "string": "This competitive performance of LMF compared to TFN emphasizes the advantage of Low-rank Multimodal Fusion."
                    },
                    {
                        "id": 131,
                        "string": "Comparison with the State-of-the-art We compare our model with the baselines and stateof-the-art models for sentiment analysis, speaker traits recognition and emotion recognition."
                    },
                    {
                        "id": 132,
                        "string": "Results are shown in Table 2 ."
                    },
                    {
                        "id": 133,
                        "string": "LMF is able to achieve competitive and consistent results across all datasets."
                    },
                    {
                        "id": 134,
                        "string": "On the multimodal sentiment regression task, LMF outperforms the previous state-of-the-art model on MAE and Corr."
                    },
                    {
                        "id": 135,
                        "string": "Note the multiclass accuracy is calculated by mapping the range of continuous sentiment values into a set of intervals that are used as discrete classes."
                    },
                    {
                        "id": 136,
                        "string": "On the multimodal speaker traits Recognition task, we report the average evaluation score over 16 speaker traits and shows that our model achieves the state-of-the-art performance over all three evaluation metrics on the POM dataset."
                    },
                    {
                        "id": 137,
                        "string": "On the multimodal emotion recognition task, our model achieves better results compared to the stateof-the-art models across all emotions on the F1 score."
                    },
                    {
                        "id": 138,
                        "string": "F1-emotion in the evaluation metrics indicates the F1 score for a certain emotion class."
                    },
                    {
                        "id": 139,
                        "string": "Complexity Analysis Theoretically, the model complexity of our fusion method is O(d y × r × ∑ M m=1 d m ) compared to O(d y ∏ M m=1 d m ) of TFN from Section 3.1."
                    },
                    {
                        "id": 140,
                        "string": "In practice, we calculate the total number of parameters used in each model, where we choose M = 3, d 1 = 32, d 2 = 32, d 3 = 64, r = 4, d y = 1."
                    },
                    {
                        "id": 141,
                        "string": "Under this hyper-parameter setting, our model contains about 1.1e6 parameters while TFN contains about 12.5e6 parameters, which is nearly 11 times more."
                    },
                    {
                        "id": 142,
                        "string": "Note that, the number of parameters above counts not only the parameters in the multimodal fusion stage but also the parameters in the subnetworks."
                    },
                    {
                        "id": 143,
                        "string": "Furthermore, we evaluate the computational complexity of LMF by measuring the training and testing speeds between LMF and TFN."
                    },
                    {
                        "id": 144,
                        "string": "Table 3 illustrates the impact of Low-rank Multimodal Fusion on the training and testing speeds compared with TFN model."
                    },
                    {
                        "id": 145,
                        "string": "Here we set rank to be 4 since it can generally achieve fairly competent performance."
                    },
                    {
                        "id": 146,
                        "string": "Based on these results, performing a low-rank multimodal fusion with modality-specific low-rank factors significantly reduces the amount of time needed for training and testing the model."
                    },
                    {
                        "id": 147,
                        "string": "On an NVIDIA Quadro K4200 GPU, LMF trains with an average frequency of 1134.82 IPS (data point inferences per second) while the TFN model trains at an average of 340.74 IPS."
                    },
                    {
                        "id": 148,
                        "string": "Rank Settings To evaluate the impact of different rank settings for our LMF model, we measure the change in performance on the CMU-MOSI dataset while varying Figure 4 : The Impact of different rank settings on Model Performance: As the rank increases, the results become unstable and low rank is enough in terms of the mean absolute error."
                    },
                    {
                        "id": 149,
                        "string": "the number of rank."
                    },
                    {
                        "id": 150,
                        "string": "The results are presented in Figure 4 ."
                    },
                    {
                        "id": 151,
                        "string": "We observed that as the rank increases, the training results become more and more unstable and that using a very low rank is enough to achieve fairly competent performance."
                    },
                    {
                        "id": 152,
                        "string": "Conclusion In this paper, we introduce a Low-rank Multimodal Fusion method that performs multimodal fusion with modality-specific low-rank factors."
                    },
                    {
                        "id": 153,
                        "string": "LMF scales linearly in the number of modalities."
                    },
                    {
                        "id": 154,
                        "string": "LMF achieves competitive results across different multimodal tasks."
                    },
                    {
                        "id": 155,
                        "string": "Furthermore, LMF demonstrates a significant decrease in computational complexity from exponential to linear time."
                    },
                    {
                        "id": 156,
                        "string": "In practice, LMF effectively improves the training and testing efficiency compared to TFN which performs multimodal fusion with tensor representations."
                    },
                    {
                        "id": 157,
                        "string": "Future work on similar topics could explore the applications of using low-rank tensors for attention models over tensor representations, as they can be even more memory and computationally intensive."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 19
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 20,
                        "end": 42
                    },
                    {
                        "section": "Low-rank Multimodal Fusion",
                        "n": "3",
                        "start": 43,
                        "end": 47
                    },
                    {
                        "section": "Multimodal Fusion using Tensor Representations",
                        "n": "3.1",
                        "start": 48,
                        "end": 61
                    },
                    {
                        "section": "Low-rank Multimodal Fusion with Modality-Specific Factors",
                        "n": "3.2",
                        "start": 62,
                        "end": 64
                    },
                    {
                        "section": "Low-rank Weight Decomposition",
                        "n": "3.2.1",
                        "start": 65,
                        "end": 79
                    },
                    {
                        "section": "Efficient Low-rank Fusion Exploiting Parallel Decomposition",
                        "n": "3.2.2",
                        "start": 80,
                        "end": 93
                    },
                    {
                        "section": "Experimental Methodology",
                        "n": "4",
                        "start": 94,
                        "end": 98
                    },
                    {
                        "section": "Datasets",
                        "n": "4.1",
                        "start": 99,
                        "end": 101
                    },
                    {
                        "section": "Features",
                        "n": "4.2",
                        "start": 102,
                        "end": 107
                    },
                    {
                        "section": "Model Architecture",
                        "n": "4.3",
                        "start": 108,
                        "end": 111
                    },
                    {
                        "section": "Baseline Models",
                        "n": "4.4",
                        "start": 112,
                        "end": 120
                    },
                    {
                        "section": "Evaluation Metrics",
                        "n": "4.5",
                        "start": 121,
                        "end": 124
                    },
                    {
                        "section": "Results and Discussion",
                        "n": "5",
                        "start": 125,
                        "end": 127
                    },
                    {
                        "section": "Impact of Low-rank Multimodal Fusion",
                        "n": "5.1",
                        "start": 128,
                        "end": 130
                    },
                    {
                        "section": "Comparison with the State-of-the-art",
                        "n": "5.2",
                        "start": 131,
                        "end": 138
                    },
                    {
                        "section": "Complexity Analysis",
                        "n": "5.3",
                        "start": 139,
                        "end": 147
                    },
                    {
                        "section": "Rank Settings",
                        "n": "5.4",
                        "start": 148,
                        "end": 151
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 152,
                        "end": 157
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1058-Table1-1.png",
                        "caption": "Table 1: The speaker independent data splits for training, validation, and test sets.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 62.879999999999995,
                            "y2": 114.24
                        }
                    },
                    {
                        "filename": "../figure/image/1058-Figure1-1.png",
                        "caption": "Figure 1: Overview of our Low-rank Multimodal Fusion model structure: LMF first obtains the unimodal representation za, zv, zl by passing the unimodal inputs xa, xv, xl into three sub-embedding networks fv, fa, fl respectively. LMF produces the multimodal output representation by performing low-rank multimodal fusion with modality-specific factors. The multimodal representation can be then used for generating prediction tasks.",
                        "page": 1,
                        "bbox": {
                            "x1": 74.39999999999999,
                            "x2": 522.24,
                            "y1": 66.72,
                            "y2": 274.08
                        }
                    },
                    {
                        "filename": "../figure/image/1058-Figure4-1.png",
                        "caption": "Figure 4: The Impact of different rank settings on Model Performance: As the rank increases, the results become unstable and low rank is enough in terms of the mean absolute error.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 302.4,
                            "y1": 565.4399999999999,
                            "y2": 708.9599999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1058-Table3-1.png",
                        "caption": "Table 3: Comparison of the training and testing speeds between TFN and LMF. The second and the third columns indicate the number of data point inferences per second (IPS) during training and testing time respectively. Both models are implemented in the same framework with equivalent running environment.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 214.56,
                            "y2": 247.2
                        }
                    },
                    {
                        "filename": "../figure/image/1058-Figure2-1.png",
                        "caption": "Figure 2: Tensor fusion via tensor outer product",
                        "page": 3,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 286.56,
                            "y1": 65.75999999999999,
                            "y2": 150.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1058-Figure3-1.png",
                        "caption": "Figure 3: Decomposing weight tensor into low-rank factors (See Section 3.2.1 for details.)",
                        "page": 4,
                        "bbox": {
                            "x1": 77.75999999999999,
                            "x2": 521.28,
                            "y1": 67.67999999999999,
                            "y2": 183.35999999999999
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-26"
        },
        {
            "slides": {
                "0": {
                    "title": "What do we want to do",
                    "text": [
                        "To test several extremely simple techniques",
                        "which, are reported to be efficient in previous researches and, WAT offers valuable human evaluation",
                        "if they work, they should be used more widely"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "As a result",
                    "text": [
                        "reverse pre-reordering for Japanese-to-English translation character-based Korean-to-Japanese translation"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                }
            },
            "paper_title": "NICT at WAT 2015",
            "paper_id": "1068",
            "paper": {
                "title": "NICT at WAT 2015",
                "abstract": "Translation systems of our NICT team at the 2nd Workshop on Asian Translation (WAT 2015) are described in this paper. We participated in two translation tasks: Japanese-to-English (JE) and Korean-to-Japanese (KJ). A baseline phrased-based (PB) statistical machine translation (SMT) system in Moses was used. On JE translation, two pre-reordering approaches were applied: a simple reverse preordering and a dependency-based approach. On KJ translation, the processing was purely conducted on character-level. Evaluation results show that even simple approaches can improve JE and KJ PB SMT significantly. These techniques can be easily applied in practice because of the simplicity. 42",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Statistical machine translation (SMT) techniques have been well developed and widely applied in practice."
                    },
                    {
                        "id": 1,
                        "string": "Linguistic knowledge-free SMT frameworks, such as phrase-based (PB) SMT (Koehn et al., 2003) and hierarchical phrase-based SMT (HIERO) (Chiang, 2007) , handle many translation tasks efficiently as long as sufficient training data prepared."
                    },
                    {
                        "id": 2,
                        "string": "Further, sophisticated syntacticallydriven approaches (Neubig, 2013) give better performance than PB SMT and HIERO on difficult translation tasks (Neubig, 2014) ."
                    },
                    {
                        "id": 3,
                        "string": "At the 2nd Workshop on Asian Translation (WAT 2015) (Nakazawa et al., 2015) , our intention is to test the efficiency of several simple techniques for Japanese-to-English (JE) and Korean-to-Japanese (KJ) translation, specifically, pre-reordering approaches for JE translation and character-based processing for KJ translation."
                    },
                    {
                        "id": 4,
                        "string": "On JE translation, we found the simple reverse preordering approach proposed by Katz-Brown and Collins (2008) performed as well as a welldesigned dependency-based approach, in improving a PB SMT baseline."
                    },
                    {
                        "id": 5,
                        "string": "Considering the simplicity of the reverse preordering, we think the approach should be used more widely for JE translation."
                    },
                    {
                        "id": 6,
                        "string": "On KJ translation, we found even a pure character-based approach outperformed the organizer's baseline a lot, due to the similarity of the two languages on their vocabularies and syntaxes."
                    },
                    {
                        "id": 7,
                        "string": "We give descriptions of the approaches in the following sections."
                    },
                    {
                        "id": 8,
                        "string": "2 Pre-reordering for JE Translation As Japanese and English have dramatically different word orders, the performance of word reordering affects translation results significantly."
                    },
                    {
                        "id": 9,
                        "string": "Among different lines of researches, pre-reordering has been widely applied in practice and still studied in recent researches (de Gispert et al., 2015; Hoshino et al., 2015) ."
                    },
                    {
                        "id": 10,
                        "string": "For the JE translation task of WAT 2015, we test two pre-reordering approaches."
                    },
                    {
                        "id": 11,
                        "string": "The first one is the reverse preordering (REV-REO) proposed by Katz-Brown and Collins (2008) for the NTCIR-7 JE Patent MT translation task."
                    },
                    {
                        "id": 12,
                        "string": "Another one is a recently proposed dependency-based approach (DEP-REO) (Ding et al., 2015) 1 with welldesigned rules."
                    },
                    {
                        "id": 13,
                        "string": "We select the two approaches because they are on two extremes, that REV-REO is an approach needs no syntactic analysis at all, while the DEP-REO makes a good use of the dependency structure of Japanese sentences."
                    },
                    {
                        "id": 14,
                        "string": "As both approaches have been described in detail in their original papers, We do not give repeated descriptions but just state several details in experiments."
                    },
                    {
                        "id": 15,
                        "string": "For DEP-REO, the processes were completely identical to the experiments in Ding et al."
                    },
                    {
                        "id": 16,
                        "string": "(2015) , where the tool chain of MeCab 2 and CaboCha 3 1 A non-refereed version in Japanese is Ding et al."
                    },
                    {
                        "id": 17,
                        "string": "(2014a) ."
                    },
                    {
                        "id": 18,
                        "string": "2 http://taku910.github.io/mecab/ 3 http://taku910.github.io/cabocha/ (Kudo and Matsumoto, 2002) based on IPA system for Japanese morphemes was used."
                    },
                    {
                        "id": 19,
                        "string": "For REV-REO, an important point is to avoid the reordering across punctuations 4 ."
                    },
                    {
                        "id": 20,
                        "string": "In the experiments, we used four marks to compose the punctuation set: U+002C 5 , U+FF0C 6 , U+3001 7 , and U+3002 8 ."
                    },
                    {
                        "id": 21,
                        "string": "For the Japanese topic marker wa, which plays the key role of the approach, we did not judge it only by the surface form, but also referred to the specific tag joshi, kakarijoshi 9 ."
                    },
                    {
                        "id": 22,
                        "string": "Character-based KJ Translation As Korean and Japanese share so many similar features, we tried a purely character-based approach in WAT 2015."
                    },
                    {
                        "id": 23,
                        "string": "The process was identical to Ding et al."
                    },
                    {
                        "id": 24,
                        "string": "(2014b) ."
                    },
                    {
                        "id": 25,
                        "string": "Specifically, no morphological analysis or text normalization 10 were conducted except (unicode) characters were separated using spaces."
                    },
                    {
                        "id": 26,
                        "string": "The original space is replaced by a <sp> tag and the original tab is replaced by a <tab> tag 11 ."
                    },
                    {
                        "id": 27,
                        "string": "The processes were applied consistently on training and test sets."
                    },
                    {
                        "id": 28,
                        "string": "We found even the above-mentioned trivial process led to satisfactory performance on KJ translation."
                    },
                    {
                        "id": 29,
                        "string": "We further found a post-processing of bracket balancing (because the data contain many brackets) could give a slight improvement in performance."
                    },
                    {
                        "id": 30,
                        "string": "We will describe the process in the following Section 4."
                    },
                    {
                        "id": 31,
                        "string": "Experiment and Evaluation We used the PB SMT system in Moses 12 (Koehn et al., 2007) for JE and KJ translation tasks."
                    },
                    {
                        "id": 32,
                        "string": "Basically, we used identical settings as the organizer used in the baseline."
                    },
                    {
                        "id": 33,
                        "string": "However, there were several differences as follows."
                    },
                    {
                        "id": 34,
                        "string": "• We used SRILM 13 (Stolcke, 2002) for lan-4 otherwise the reordering will become excessive."
                    },
                    {
                        "id": 35,
                        "string": "5 i.e., the ordinary comma."
                    },
                    {
                        "id": 36,
                        "string": "6 \"fullwidth comma\", the Chinese comma."
                    },
                    {
                        "id": 37,
                        "string": "7 \"ideographic comma\", the Japanese tōten."
                    },
                    {
                        "id": 38,
                        "string": "8 \"ideographic full stop\", the Japanese kuten."
                    },
                    {
                        "id": 39,
                        "string": "9 Because the DEP-REO is totally based on the IPA system, we also used the system for REV-REO."
                    },
                    {
                        "id": 40,
                        "string": "Actually 100% of the surface form wa were tagged as joshi, kakarijoshi by MeCab in our experiments."
                    },
                    {
                        "id": 41,
                        "string": "10 We only introduce the minimum rewriting to replace the \"|\", \"[\", \"]\" to full-width characters for Moses' decoder."
                    },
                    {
                        "id": 42,
                        "string": "11 The spaces mainly appeared on the Korean side due to its orthography."
                    },
                    {
                        "id": 43,
                        "string": "Those occasional spaces on the Japanese side were also replaced with tags."
                    },
                    {
                        "id": 44,
                        "string": "• We used MeCab (IPA) and CaboCha to process Japanese sentences in JE translation."
                    },
                    {
                        "id": 45,
                        "string": "• We used no tools for Korean and Japanese morphological analysis in KJ translation, instead, the max-phrase-length were set to 9 in translation model training."
                    },
                    {
                        "id": 46,
                        "string": "We selected the optimal distortion limit (DL) in PB SMT decoding by indoor experiments 14 and used the selected setting in the final submissions."
                    },
                    {
                        "id": 47,
                        "string": "stable performance across different DLs."
                    },
                    {
                        "id": 48,
                        "string": "The phenomenon is in agree to Ding et al."
                    },
                    {
                        "id": 49,
                        "string": "(2015) ."
                    },
                    {
                        "id": 50,
                        "string": "Table 2 shows the experimental results on KJ translation results."
                    },
                    {
                        "id": 51,
                        "string": "We tested different DLs of 0, 3, and 6 with the lexicalized orientation reordering model (+Lex.-Reo.)."
                    },
                    {
                        "id": 52,
                        "string": "The performance has only quite slight changes under different DLs."
                    },
                    {
                        "id": 53,
                        "string": "We also tested the monotone translation (DL = 0) without reordering model (−Lex.-Reo.)."
                    },
                    {
                        "id": 54,
                        "string": "The change on performance is still insignificant."
                    },
                    {
                        "id": 55,
                        "string": "So a pure monotone translation is enough for KJ and a reordering model helps little."
                    },
                    {
                        "id": 56,
                        "string": "The phenomenon is in agree to Ding et al."
                    },
                    {
                        "id": 57,
                        "string": "(2014b) ."
                    },
                    {
                        "id": 58,
                        "string": "We have observed there are many brackets in the data of KJ translation task."
                    },
                    {
                        "id": 59,
                        "string": "The translations of brackets are not consistent in training data and PB SMT cannot handle bracket pairs well in decoding."
                    },
                    {
                        "id": 60,
                        "string": "We used a simple post-processing for bracket balancing according to the following steps."
                    },
                    {
                        "id": 61,
                        "string": "1."
                    },
                    {
                        "id": 62,
                        "string": "Getting 1, 000-best list for each output 15 ; 2."
                    },
                    {
                        "id": 63,
                        "string": "Selecting the m-th candidate, where m is min(arg min n |#L n −#R n |); #L n and #R n are counts of \"(\" and \")\" in the n-th candidate; 3."
                    },
                    {
                        "id": 64,
                        "string": "Inserting untranslated source-side \")\" to the selected candidate after the translated parts of its preceding character 16 , when (a) its paired \"(\" on source side is translated to a \"(\" on target side; (b) it has no paired \"(\" on source side but follows numbers / alphabets."
                    },
                    {
                        "id": 65,
                        "string": "The described brackets balancing brought a gain about +0.2 BLEU scores on devtest set, which is larger than the effect of DL and reordering models."
                    },
                    {
                        "id": 66,
                        "string": "We consider specific post-processing will improve KJ translation more."
                    },
                    {
                        "id": 67,
                        "string": "The evaluation results of our submission are listed in Table 3 and Table 4 ."
                    },
                    {
                        "id": 68,
                        "string": "Our local evaluation on automatic measures had slight but not significant differences compared with the organizer's in cases."
                    },
                    {
                        "id": 69,
                        "string": "On JE translation, our baseline was a little lower than the organizer's baseline, as the experimental settings were not totally identical to the organizer's ones, we think the difference is acceptable."
                    },
                    {
                        "id": 70,
                        "string": "Both REV-REO and DEP-REO improved the baseline (ours) approximately one point on BLEU score, but REV-REO gave a larger improvement on RIBES."
                    },
                    {
                        "id": 71,
                        "string": "On KJ translation, the listed scores are all based on the MeCab's analysis."
                    },
                    {
                        "id": 72,
                        "string": "Our baseline, i.e., a character-based one, outperformed the organizer's baseline more than one BLEU score and the bracket balancing still gave a further improvement around +0.2 BLEU scores."
                    },
                    {
                        "id": 73,
                        "string": "As to the human evaluations, our approaches still have stable improvement."
                    },
                    {
                        "id": 74,
                        "string": "On JE translation, the DEP-REO has a more obvious improvement than REV-REO, although the BLEU scores of the two approaches are nearly the same."
                    },
                    {
                        "id": 75,
                        "string": "We consider the using of specific syntactic information in DEP-REO brings benefits in human evaluation."
                    },
                    {
                        "id": 76,
                        "string": "On KJ translation, the automatic and human evaluations have consistent results, that our character-based baseline performs better than organizer's baseline and post-processing gives further improvement."
                    },
                    {
                        "id": 77,
                        "string": "Discussion From the evaluation results, we have observed that simple (or, naïve) approaches can give satisfactory improvement for a PB SMT baseline."
                    },
                    {
                        "id": 78,
                        "string": "We show examples of REV-REO and DEP-REO in Fig."
                    },
                    {
                        "id": 79,
                        "string": "1 and  Fig."
                    },
                    {
                        "id": 80,
                        "string": "2, respectively ."
                    },
                    {
                        "id": 81,
                        "string": "JE and KJ translation examples are shown in Table 5 and Fig."
                    },
                    {
                        "id": 82,
                        "string": "3, respectively ."
                    },
                    {
                        "id": 83,
                        "string": "On JE translation, in our opinion, the REV-REO approach should be used as a new baseline in future, due to its simplicity and efficiency."
                    },
                    {
                        "id": 84,
                        "string": "The REV-REO only needs morphological analysis, which is needed after all for a general SMT task."
                    },
                    {
                        "id": 85,
                        "string": "As the Japanese topic marker wa is available across different POS systems 17 , the REV-REO is actually an approach with strong ability of generalization 18 ."
                    },
                    {
                        "id": 86,
                        "string": "On KJ translation, we illustrated characterbased processing led to good performance due to the similarity of the two languages."
                    },
                    {
                        "id": 87,
                        "string": "Actually, our approach is more like a transliteration process rather than a translation process."
                    },
                    {
                        "id": 88,
                        "string": "Although an SMT system gives satisfactory performance on KJ translation, we would like to state several issues for KJ SMT in practice."
                    },
                    {
                        "id": 89,
                        "string": "• Although the syntaxes are similar between Korean and Japanese, there are differences in collocations of verbs and postpositions (case markers) 19 ."
                    },
                    {
                        "id": 90,
                        "string": "Specific process or stronger models are needed for correct translation if such a collocation is over a long-range."
                    },
                    {
                        "id": 91,
                        "string": "• Negation is purely realized by suffixes 20 in Japanese, but can be realized by both suffixes 21 and prefixes 22 in Korean."
                    },
                    {
                        "id": 92,
                        "string": "So, reordering is needed when a Korean negative prefix is translated into Japanese, unless we have 17 Of course, the specific tag is different."
                    },
                    {
                        "id": 93,
                        "string": "18 We believe (although we have not done experiments) the REV-REO should work for Korean-to-English translation task as well because Korean has a topic marker (n)eun which is very similar to Japanese wa."
                    },
                    {
                        "id": 94,
                        "string": "19 Here are examples for some common verbs."
                    },
                    {
                        "id": 95,
                        "string": "Japanese noru and Korean tada, both have the meaning of to ride; noru requires a dative marker ni but tada requires an accusative marker (r)eul (the equivalent Japanese accusative marker is wo)."
                    },
                    {
                        "id": 96,
                        "string": "Japanese naru and Korean toeda, both have the meaning of to become; naru requires a dative marker ni but toeda requires a nominative marker i / ga (the equivalent Japanese nominative marker is ga)."
                    },
                    {
                        "id": 97,
                        "string": "20 Analyzed as auxiliary verbs, e.g., nai, nu, mai, etc."
                    },
                    {
                        "id": 98,
                        "string": "21 Analyzed as auxiliary verbs, e.g., anta, anida, etc."
                    },
                    {
                        "id": 99,
                        "string": "22 Analyzed as adverbs, e.g., an and mot."
                    },
                    {
                        "id": 100,
                        "string": "a translation table covering all the negation forms of all the verbs."
                    },
                    {
                        "id": 101,
                        "string": "Specific process is also needed for this phenomenon."
                    },
                    {
                        "id": 102,
                        "string": "• Specific named entity recognition / translation modules are needed for correct translation of proper nouns."
                    },
                    {
                        "id": 103,
                        "string": "Conclusion We have described the translation systems of NICT team for JE and KJ translation task at WAT 2015)."
                    },
                    {
                        "id": 104,
                        "string": "Although the approaches we used are very simple, their efficiency has been proved by the evaluation."
                    },
                    {
                        "id": 105,
                        "string": "We expect these techniques to be more widely applied in the community of Asian NLP."
                    },
                    {
                        "id": 106,
                        "string": "BASELINE the proposed psrf psrf modulation type than the simple structure REV-REO the proposed psrf is simple structure than psrf modulation type DEP-REO the proposed psrf structure is simpler than psrf modulation type REFERENCE and , the proposed psrf has simpler structure than that of modulated psrf Table 5 : JE translation examples."
                    },
                    {
                        "id": 107,
                        "string": "The inputs for BASELINE, REV-REO, and DEP-REO are the original Japanese sentence at the top of Fig."
                    },
                    {
                        "id": 108,
                        "string": "1 (and Fig."
                    },
                    {
                        "id": 109,
                        "string": "2 The Japanese sentence at the bottom is the output by the character-level translation; the alignment between input and output is also shown."
                    },
                    {
                        "id": 110,
                        "string": "The output is nearly identical to the reference translation except an insignificantly redundant tōten (underlined)."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 21
                    },
                    {
                        "section": "Character-based KJ Translation",
                        "n": "3",
                        "start": 22,
                        "end": 30
                    },
                    {
                        "section": "Experiment and Evaluation",
                        "n": "4",
                        "start": 31,
                        "end": 76
                    },
                    {
                        "section": "Discussion",
                        "n": "5",
                        "start": 77,
                        "end": 102
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 103,
                        "end": 110
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1068-Table4-1.png",
                        "caption": "Table 4: Evaluation of our submission on KJ translation compared with the organizer’s PB SMT baseline.",
                        "page": 2,
                        "bbox": {
                            "x1": 97.92,
                            "x2": 499.2,
                            "y1": 192.48,
                            "y2": 267.36
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Table3-1.png",
                        "caption": "Table 3: Evaluation of our submission on JE translation compared with the organizer’s PB SMT baseline.",
                        "page": 2,
                        "bbox": {
                            "x1": 96.96,
                            "x2": 500.15999999999997,
                            "y1": 62.879999999999995,
                            "y2": 150.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Figure1-1.png",
                        "caption": "Figure 1: Example of REV-REO. The original Japanese sentence at the top is segmented after the topic marker and the morphemes within each segment are reversed.",
                        "page": 4,
                        "bbox": {
                            "x1": 141.6,
                            "x2": 456.47999999999996,
                            "y1": 66.72,
                            "y2": 158.4
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Figure3-1.png",
                        "caption": "Figure 3: KJ translation example on a part of a Korean sentence. The gray blocks show the spaces used in Korean orthography. The characters24 above hanguls show the Sino-Korean morphemes. The Japanese sentence at the bottom is the output by the character-level translation; the alignment between input and output is also shown. The output is nearly identical to the reference translation except an insignificantly redundant tōten (underlined).",
                        "page": 4,
                        "bbox": {
                            "x1": 85.44,
                            "x2": 512.16,
                            "y1": 578.4,
                            "y2": 643.1999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Table5-1.png",
                        "caption": "Table 5: JE translation examples. The inputs for BASELINE, REV-REO, and DEP-REO are the original Japanese sentence at the top of Fig. 1 (and Fig. 2), reordered Japanese sentence at the bottom of Fig. 1, and reordered sentence at the bottom of Fig. 2, respectively.",
                        "page": 4,
                        "bbox": {
                            "x1": 96.96,
                            "x2": 501.12,
                            "y1": 444.47999999999996,
                            "y2": 503.03999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Figure2-1.png",
                        "caption": "Figure 2: Example of DEP-REO. The original Japanese sentence at the top is reordered on both chunkand morpheme-level based on its dependency structure.",
                        "page": 4,
                        "bbox": {
                            "x1": 134.88,
                            "x2": 463.2,
                            "y1": 224.64,
                            "y2": 378.71999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Table1-1.png",
                        "caption": "Table 1: Devtest set BLEU score and RIBES on JE translation.",
                        "page": 1,
                        "bbox": {
                            "x1": 324.96,
                            "x2": 508.32,
                            "y1": 62.879999999999995,
                            "y2": 257.28
                        }
                    },
                    {
                        "filename": "../figure/image/1068-Table2-1.png",
                        "caption": "Table 2: Devtest set BLEU score and RIBES on KJ translation (morpheme level, by MeCab).",
                        "page": 1,
                        "bbox": {
                            "x1": 310.56,
                            "x2": 521.28,
                            "y1": 310.56,
                            "y2": 396.96
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-27"
        },
        {
            "slides": {
                "0": {
                    "title": "Two approaches to summarization",
                    "text": [
                        "Extractive Summarization Abstractive Summarization",
                        "Select parts (typically sentences) of the original text to form a summary.",
                        "Generate novel sentences using natural language generation techniques.",
                        "Too restrictive (no paraphrasing)",
                        "Most past work is extractive",
                        "More flexible and human",
                        "Necessary for future progress"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Cnn Daily Mail dataset",
                    "text": [
                        "The papal bill Pope Francis insisted on paying himself... before catching the bus home after winning the election",
                        "also chose to use a bus instead of a chauffeur driven car",
                        "+ The 76-year-old has eschewed ceremonial traditions for a more humble approach",
                        "Pope Francis insisted on returning to his hotel to settle the bi",
                        "With the spiritual wellbeing of the worlds 1.2 billion Catholics is on his shoulders he must have quite a to-do list.",
                        "responsibilities, Francis did not forget to stop off - between engagements - to",
                        "Staff at the central Rome priests residence where Bergoglio was staying before the conclave, were astonished when the newly elected Pope strolled in to collect his luggage and settle the bil",
                        "Comers Pope Franci ted on returning to the hotel to collect settling the hotel bill himself Inged to set a good example he joked He was driven to the hotel in a simple car and The Rev. Pawel Rytel-Andrianok, who teaches at tho nearby Pontifical Holy Cross University and is staying at the residence, said that workers at the hotel were touched by the Pope's decision to retum and bid them farewell",
                        "\"He wanted to come here because he wanted to thank the personnel, people who work in this",
                        "house, he said. 'He greeted them one by one, no rush, the whole staff, one by one. Mr Rytel-",
                        "Andrianek added that Francis apparently knew everyone by name.",
                        "A Vatican spokesman said: 'He wanted to get his luggage and the bags. He had left everything",
                        "\"He then stopped in the office, greeted everyone and decided to pay the bill for the room... because he was concerned about giving a good exampie of what priests and bishops should do.",
                        "{or official business. And ever ardinals back to their lodgings,",
                        "Meeting cardinals yesterday on his second day of Papal business he eschewed protocol in favour of Kissing on two cheeks, shaking hands and hugging.",
                        "Francis is already winning piaudits for hi",
                        "us, saying: | came on the bus, so Igo home on the bus,",
                        "He told his deputies that old people like himself are like good wine, getting better with age, before urging them to impart their wisdom to the young,",
                        "Francis began his reign irjunorthodox fashion)as he shunned public events in order to pray to the Virgin Mary.",
                        "Speaking in Italian without notes, he said: We can walk all we want, we can build many things, but if we dont proclaim Jesus Christ. something is wrong. We would become a compassionate NGO and not a Church which is the bride of Christ. \"He who does not pray to the Lord prays to the devil. When we don't proclaim Jesus Christ, we proclaim the worldliness of the devil, the worldliness of the demon. We must always wakk in the presence of the Lord, in the light of the Lord, always trying to live in an ireprehensible way,\" he said in a heartfelt homily of a parish priest, loaded with biblical references, and simple imagery. 'When we walk without the cross, when we build without the cross and when we proclaim Christ without the cross, we are not disciples of the Lord. We are worldly.\" he said We may be bishops, priests, cardinals, popes, all of this, but we are not disciples of the Lord, he said."
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Sequence to sequence attention model",
                    "text": [
                        "Germany emerge victorious in win against Argentina on Saturday <START > G ermany",
                        "Source Text Partial Summary",
                        "German y beat A rgentin a STOP>"
                    ],
                    "page_nums": [
                        3,
                        4,
                        5
                    ],
                    "images": [
                        "figure/image/1075-Figure2-1.png",
                        "figure/image/1075-Figure3-1.png"
                    ]
                },
                "3": {
                    "title": "Two Problems",
                    "text": [
                        "Problem 1: The summaries sometimes reproduce factual details inaccurately.",
                        "e.g. Germany beat Argentina Incorrect rare or",
                        "Problem 2: The summaries sometimes repeat themselves.",
                        "e.g. Germany beat Germany beat Germany beat",
                        "Solution: Use a pointer to copy words.",
                        "Solution: Penalize repeatedly attending to same parts of the source text."
                    ],
                    "page_nums": [
                        6,
                        7,
                        11,
                        12
                    ],
                    "images": []
                },
                "4": {
                    "title": "Get to the point",
                    "text": [
                        "Germany emerge victorious in win against Argentina on Saturday Best of both worlds:",
                        "extraction abstraction Source Text",
                        "Incorporating copying mechanism in sequence-to-sequence learning. Gu et al., 2016. Language as a latent variable: Discrete generative models for sentence compression. Miao and Blunsom, 2016."
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "5": {
                    "title": "Pointer generator network",
                    "text": [
                        "Germany emerge victorious in win against Argentina on Saturday <START > G ermany beat",
                        "Source Text Partial Summary"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": [
                        "figure/image/1075-Figure2-1.png"
                    ]
                },
                "6": {
                    "title": "Improvements",
                    "text": [
                        "UNK UNK was expelled from the dubai open chess tournament gaioz nigalidze was expelled from the dubai open chess tournament",
                        "the rio olympic games the rio olympic games"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Reducing repetition with coverage",
                    "text": [
                        "Coverage = cumulative attention = what has been covered so far",
                        "Modeling coverage for neural machine translation. Tu et al., 2016, Coverage embedding models for neural machine translation. Mi et al., 2016 Distraction-based neural networks for modeling documents. Chen et al., 2016.",
                        "Use coverage as extra input to attention mechanism.",
                        "Penalize attending to things that have already been covered.",
                        "Result: repetition rate reduced to",
                        "level similar to human summaries"
                    ],
                    "page_nums": [
                        13,
                        14,
                        15,
                        16
                    ],
                    "images": []
                },
                "9": {
                    "title": "Results",
                    "text": [
                        "ROUGE compares the machine-generated summary to the human-written reference summary and counts co-occurrence of 1-grams, 2-grams, and longest common sequence.",
                        "Nallapati et al. 2016 Previous best abstractive result",
                        "Ours (pointer-generator) Our improvements",
                        "Ours (pointer-generator + coverage)",
                        "Paulus et al. 2017 (hybrid RL approach) worse ROUGE; better human eval",
                        "Paulus et al. 2017 (RL-only approach) better ROUGE; worse human eval"
                    ],
                    "page_nums": [
                        18,
                        19,
                        20,
                        21
                    ],
                    "images": []
                },
                "10": {
                    "title": "The difficulty of evaluating summarization",
                    "text": [
                        "There are many correct ways to summarize",
                        "ROUGE is based on strict comparison to a reference summary",
                        "Take first 3 sentences as summary higher ROUGE than (almost) any published system",
                        "Partially due to news article structure"
                    ],
                    "page_nums": [
                        22,
                        23,
                        24
                    ],
                    "images": []
                },
                "11": {
                    "title": "First sentences not always a good summary",
                    "text": [
                        "A crowd gathers near the entrance of Tokyo's u pscale Mitsukoshi Department Store, which traces it s roots to a kimono shop in the late 17th century.",
                        "Fitting with the store's history, the new greeter wears a traditional Japanese kimono while delivering information to the growing crowd, whose expressions vary from amusement to bewilderment. Irrelevant",
                        "It's hard to imagine the store's founders in the late",
                        "1600's could have imagined this kind of employee.",
                        "That's because the greeter is not a human -- it's a robot.",
                        "Aiko Chihira is an android manufactured by Toshiba, designed to look and move like a real person.",
                        "Our system starts here"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                }
            },
            "paper_title": "Get To The Point: Summarization with Pointer-Generator Networks",
            "paper_id": "1075",
            "paper": {
                "title": "Get To The Point: Summarization with Pointer-Generator Networks",
                "abstract": "Neural sequence-to-sequence models have provided a viable new approach for abstractive text summarization (meaning they are not restricted to simply selecting and rearranging passages from the original text). However, these models have two shortcomings: they are liable to reproduce factual details inaccurately, and they tend to repeat themselves. In this work we propose a novel architecture that augments the standard sequence-to-sequence attentional model in two orthogonal ways. First, we use a hybrid pointer-generator network that can copy words from the source text via pointing, which aids accurate reproduction of information, while retaining the ability to produce novel words through the generator. Second, we use coverage to keep track of what has been summarized, which discourages repetition. We apply our model to the CNN / Daily Mail summarization task, outperforming the current abstractive state-of-the-art by at least 2 ROUGE points.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Summarization is the task of condensing a piece of text to a shorter version that contains the main information from the original."
                    },
                    {
                        "id": 1,
                        "string": "There are two broad approaches to summarization: extractive and abstractive."
                    },
                    {
                        "id": 2,
                        "string": "Extractive methods assemble summaries exclusively from passages (usually whole sentences) taken directly from the source text, while abstractive methods may generate novel words and phrases not featured in the source text -as a human-written abstract usually does."
                    },
                    {
                        "id": 3,
                        "string": "The extractive approach is easier, because copying large Original Text (truncated): lagos, nigeria (cnn) a day after winning nigeria's presidency, muhammadu buhari told cnn's christiane amanpour that he plans to aggressively fight corruption that has long plagued nigeria and go after the root of the nation's unrest."
                    },
                    {
                        "id": 4,
                        "string": "buhari said he'll \"rapidly give attention\" to curbing violence in the northeast part of nigeria, where the terrorist group boko haram operates."
                    },
                    {
                        "id": 5,
                        "string": "by cooperating with neighboring nations chad, cameroon and niger, he said his administration is confident it will be able to thwart criminals and others contributing to nigeria's instability."
                    },
                    {
                        "id": 6,
                        "string": "for the first time in nigeria's history, the opposition defeated the ruling party in democratic elections."
                    },
                    {
                        "id": 7,
                        "string": "buhari defeated incumbent goodluck jonathan by about 2 million votes, according to nigeria's independent national electoral commission."
                    },
                    {
                        "id": 8,
                        "string": "the win comes after a long history of military rule, coups and botched attempts at democracy in africa's most populous nation."
                    },
                    {
                        "id": 9,
                        "string": "Baseline Seq2Seq + Attention: UNK UNK says his administration is confident it will be able to destabilize nigeria's economy."
                    },
                    {
                        "id": 10,
                        "string": "UNK says his administration is confident it will be able to thwart criminals and other nigerians."
                    },
                    {
                        "id": 11,
                        "string": "he says the country has long nigeria and nigeria's economy."
                    },
                    {
                        "id": 12,
                        "string": "Pointer-Gen: muhammadu buhari says he plans to aggressively fight corruption in the northeast part of nigeria."
                    },
                    {
                        "id": 13,
                        "string": "he says he'll \"rapidly give attention\" to curbing violence in the northeast part of nigeria."
                    },
                    {
                        "id": 14,
                        "string": "he says his administration is confident it will be able to thwart criminals."
                    },
                    {
                        "id": 15,
                        "string": "Pointer-Gen + Coverage: muhammadu buhari says he plans to aggressively fight corruption that has long plagued nigeria."
                    },
                    {
                        "id": 16,
                        "string": "he says his administration is confident it will be able to thwart criminals."
                    },
                    {
                        "id": 17,
                        "string": "the win comes after a long history of military rule, coups and botched attempts at democracy in africa's most populous nation."
                    },
                    {
                        "id": 18,
                        "string": "Figure 1 : Comparison of output of 3 abstractive summarization models on a news article."
                    },
                    {
                        "id": 19,
                        "string": "The baseline model makes factual errors, a nonsensical sentence and struggles with OOV words muhammadu buhari."
                    },
                    {
                        "id": 20,
                        "string": "The pointer-generator model is accurate but repeats itself."
                    },
                    {
                        "id": 21,
                        "string": "Coverage eliminates repetition."
                    },
                    {
                        "id": 22,
                        "string": "The final summary is composed from several fragments."
                    },
                    {
                        "id": 23,
                        "string": "chunks of text from the source document ensures baseline levels of grammaticality and accuracy."
                    },
                    {
                        "id": 24,
                        "string": "On the other hand, sophisticated abilities that are crucial to high-quality summarization, such as paraphrasing, generalization, or the incorporation of real-world knowledge, are possible only in an abstractive framework (see Figure 5 )."
                    },
                    {
                        "id": 25,
                        "string": "Due to the difficulty of abstractive summarization, the great majority of past work has been extractive (Kupiec et al., 1995; Paice, 1990; Saggion and Poibeau, 2013) ."
                    },
                    {
                        "id": 26,
                        "string": "However, the recent success of sequence-to-sequence models (Sutskever Figure 2 : Baseline sequence-to-sequence model with attention."
                    },
                    {
                        "id": 27,
                        "string": "The model may attend to relevant words in the source text to generate novel words, e.g., to produce the novel word beat in the abstractive summary Germany beat Argentina 2-0 the model may attend to the words victorious and win in the source text."
                    },
                    {
                        "id": 28,
                        "string": "et al., 2014) , in which recurrent neural networks (RNNs) both read and freely generate text, has made abstractive summarization viable Rush et al., 2015; Zeng et al., 2016) ."
                    },
                    {
                        "id": 29,
                        "string": "Though these systems are promising, they exhibit undesirable behavior such as inaccurately reproducing factual details, an inability to deal with out-of-vocabulary (OOV) words, and repeating themselves (see Figure 1 )."
                    },
                    {
                        "id": 30,
                        "string": "In this paper we present an architecture that addresses these three issues in the context of multi-sentence summaries."
                    },
                    {
                        "id": 31,
                        "string": "While most recent abstractive work has focused on headline generation tasks (reducing one or two sentences to a single headline), we believe that longer-text summarization is both more challenging (requiring higher levels of abstraction while avoiding repetition) and ultimately more useful."
                    },
                    {
                        "id": 32,
                        "string": "Therefore we apply our model to the recently-introduced CNN/ Daily Mail dataset (Hermann et al., 2015; , which contains news articles (39 sentences on average) paired with multi-sentence summaries, and show that we outperform the stateof-the-art abstractive system by at least 2 ROUGE points."
                    },
                    {
                        "id": 33,
                        "string": "Our hybrid pointer-generator network facilitates copying words from the source text via pointing (Vinyals et al., 2015) , which improves accuracy and handling of OOV words, while retaining the ability to generate new words."
                    },
                    {
                        "id": 34,
                        "string": "The network, which can be viewed as a balance between extractive and abstractive approaches, is similar to Gu et al."
                    },
                    {
                        "id": 35,
                        "string": "'s (2016) CopyNet and Miao and Blunsom's (2016) Forced-Attention Sentence Compression, that were applied to short-text summarization."
                    },
                    {
                        "id": 36,
                        "string": "We propose a novel variant of the coverage vector (Tu et al., 2016) from Neural Machine Translation, which we use to track and control coverage of the source document."
                    },
                    {
                        "id": 37,
                        "string": "We show that coverage is remarkably effective for eliminating repetition."
                    },
                    {
                        "id": 38,
                        "string": "Our Models In this section we describe (1) our baseline sequence-to-sequence model, (2) our pointergenerator model, and (3) our coverage mechanism that can be added to either of the first two models."
                    },
                    {
                        "id": 39,
                        "string": "The code for our models is available online."
                    },
                    {
                        "id": 40,
                        "string": "1 Sequence-to-sequence attentional model Our baseline model is similar to that of , and is depicted in Figure 2 ."
                    },
                    {
                        "id": 41,
                        "string": "The tokens of the article w i are fed one-by-one into the encoder (a single-layer bidirectional LSTM), producing a sequence of encoder hidden states h i ."
                    },
                    {
                        "id": 42,
                        "string": "On each step t, the decoder (a single-layer unidirectional LSTM) receives the word embedding of the previous word (while training, this is the previous word of the reference summary; at test time it is the previous word emitted by the decoder), and has decoder state s t ."
                    },
                    {
                        "id": 43,
                        "string": "The attention distribution a t is calculated as in Bahdanau et al."
                    },
                    {
                        "id": 44,
                        "string": "(2015) : e t i = v T tanh(W h h i +W s s t + b attn ) (1) a t = softmax(e t ) (2) where v, W h , W s and b attn are learnable parameters."
                    },
                    {
                        "id": 45,
                        "string": "The attention distribution can be viewed as Figure 3 : Pointer-generator model."
                    },
                    {
                        "id": 46,
                        "string": "For each decoder timestep a generation probability p gen ∈ [0, 1] is calculated, which weights the probability of generating words from the vocabulary, versus copying words from the source text."
                    },
                    {
                        "id": 47,
                        "string": "The vocabulary distribution and the attention distribution are weighted and summed to obtain the final distribution, from which we make our prediction."
                    },
                    {
                        "id": 48,
                        "string": "Note that out-of-vocabulary article words such as 2-0 are included in the final distribution."
                    },
                    {
                        "id": 49,
                        "string": "Best viewed in color."
                    },
                    {
                        "id": 50,
                        "string": "a probability distribution over the source words, that tells the decoder where to look to produce the next word."
                    },
                    {
                        "id": 51,
                        "string": "Next, the attention distribution is used to produce a weighted sum of the encoder hidden states, known as the context vector h * t : h * t = ∑ i a t i h i (3) The context vector, which can be seen as a fixedsize representation of what has been read from the source for this step, is concatenated with the decoder state s t and fed through two linear layers to produce the vocabulary distribution P vocab : P vocab = softmax(V (V [s t , h * t ] + b) + b ) (4) where V , V , b and b are learnable parameters."
                    },
                    {
                        "id": 52,
                        "string": "P vocab is a probability distribution over all words in the vocabulary, and provides us with our final distribution from which to predict words w: P(w) = P vocab (w) (5) During training, the loss for timestep t is the negative log likelihood of the target word w * t for that timestep: loss t = − log P(w * t ) (6) and the overall loss for the whole sequence is: loss = 1 T ∑ T t=0 loss t (7) Pointer-generator network Our pointer-generator network is a hybrid between our baseline and a pointer network (Vinyals et al., 2015) , as it allows both copying words via pointing, and generating words from a fixed vocabulary."
                    },
                    {
                        "id": 53,
                        "string": "In the pointer-generator model (depicted in Figure  3 ) the attention distribution a t and context vector h * t are calculated as in section 2.1."
                    },
                    {
                        "id": 54,
                        "string": "In addition, the generation probability p gen ∈ [0, 1] for timestep t is calculated from the context vector h * t , the decoder state s t and the decoder input x t : p gen = σ (w T h * h * t + w T s s t + w T x x t + b ptr ) (8) where vectors w h * , w s , w x and scalar b ptr are learnable parameters and σ is the sigmoid function."
                    },
                    {
                        "id": 55,
                        "string": "Next, p gen is used as a soft switch to choose between generating a word from the vocabulary by sampling from P vocab , or copying a word from the input sequence by sampling from the attention distribution a t ."
                    },
                    {
                        "id": 56,
                        "string": "For each document let the extended vocabulary denote the union of the vocabulary, and all words appearing in the source document."
                    },
                    {
                        "id": 57,
                        "string": "We obtain the following probability distribution over the extended vocabulary: P(w) = p gen P vocab (w) + (1 − p gen ) ∑ i:w i =w a t i (9) Note that if w is an out-of-vocabulary (OOV) word, then P vocab (w) is zero; similarly if w does not appear in the source document, then ∑ i:w i =w a t i is zero."
                    },
                    {
                        "id": 58,
                        "string": "The ability to produce OOV words is one of the primary advantages of pointer-generator models; by contrast models such as our baseline are restricted to their pre-set vocabulary."
                    },
                    {
                        "id": 59,
                        "string": "The loss function is as described in equations (6) and (7) , but with respect to our modified probability distribution P(w) given in equation (9) ."
                    },
                    {
                        "id": 60,
                        "string": "Coverage mechanism Repetition is a common problem for sequenceto-sequence models (Tu et al., 2016; , and is especially pronounced when generating multi-sentence text (see Figure 1 )."
                    },
                    {
                        "id": 61,
                        "string": "We adapt the coverage model of Tu et al."
                    },
                    {
                        "id": 62,
                        "string": "(2016) to solve the problem."
                    },
                    {
                        "id": 63,
                        "string": "In our coverage model, we maintain a coverage vector c t , which is the sum of attention distributions over all previous decoder timesteps: c t = ∑ t−1 t =0 a t (10) Intuitively, c t is a (unnormalized) distribution over the source document words that represents the degree of coverage that those words have received from the attention mechanism so far."
                    },
                    {
                        "id": 64,
                        "string": "Note that c 0 is a zero vector, because on the first timestep, none of the source document has been covered."
                    },
                    {
                        "id": 65,
                        "string": "The coverage vector is used as extra input to the attention mechanism, changing equation (1) to: e t i = v T tanh(W h h i +W s s t + w c c t i + b attn ) (11) where w c is a learnable parameter vector of same length as v. This ensures that the attention mechanism's current decision (choosing where to attend next) is informed by a reminder of its previous decisions (summarized in c t )."
                    },
                    {
                        "id": 66,
                        "string": "This should make it easier for the attention mechanism to avoid repeatedly attending to the same locations, and thus avoid generating repetitive text."
                    },
                    {
                        "id": 67,
                        "string": "We find it necessary (see section 5) to additionally define a coverage loss to penalize repeatedly attending to the same locations: covloss t = ∑ i min(a t i , c t i ) (12) Note that the coverage loss is bounded; in particular covloss t ≤ ∑ i a t i = 1."
                    },
                    {
                        "id": 68,
                        "string": "Equation (12) differs from the coverage loss used in Machine Translation."
                    },
                    {
                        "id": 69,
                        "string": "In MT, we assume that there should be a roughly oneto-one translation ratio; accordingly the final coverage vector is penalized if it is more or less than 1."
                    },
                    {
                        "id": 70,
                        "string": "Our loss function is more flexible: because summarization should not require uniform coverage, we only penalize the overlap between each attention distribution and the coverage so far -preventing repeated attention."
                    },
                    {
                        "id": 71,
                        "string": "Finally, the coverage loss, reweighted by some hyperparameter λ , is added to the primary loss function to yield a new composite loss function: loss t = − log P(w * t ) + λ ∑ i min(a t i , c t i ) (13) 3 Related Work Neural abstractive summarization."
                    },
                    {
                        "id": 72,
                        "string": "Rush et al."
                    },
                    {
                        "id": 73,
                        "string": "(2015) were the first to apply modern neural networks to abstractive text summarization, achieving state-of-the-art performance on DUC-2004 and Gigaword, two sentence-level summarization datasets."
                    },
                    {
                        "id": 74,
                        "string": "Their approach, which is centered on the attention mechanism, has been augmented with recurrent decoders , Abstract Meaning Representations (Takase et al., 2016), hierarchical networks , variational autoencoders (Miao and Blunsom, 2016) , and direct optimization of the performance metric (Ranzato et al., 2016) , further improving performance on those datasets."
                    },
                    {
                        "id": 75,
                        "string": "However, large-scale datasets for summarization of longer text are rare."
                    },
                    {
                        "id": 76,
                        "string": "adapted the DeepMind question-answering dataset (Hermann et al., 2015) for summarization, resulting in the CNN/Daily Mail dataset, and provided the first abstractive baselines."
                    },
                    {
                        "id": 77,
                        "string": "The same authors then published a neural extractive approach (Nallapati et al., 2017) , which uses hierarchical RNNs to select sentences, and found that it significantly outperformed their abstractive result with respect to the ROUGE metric."
                    },
                    {
                        "id": 78,
                        "string": "To our knowledge, these are the only two published results on the full dataset."
                    },
                    {
                        "id": 79,
                        "string": "Prior to modern neural methods, abstractive summarization received less attention than extractive summarization, but Jing (2000) explored cutting unimportant parts of sentences to create summaries, and Cheung and Penn (2014) explore sentence fusion using dependency trees."
                    },
                    {
                        "id": 80,
                        "string": "Pointer-generator networks."
                    },
                    {
                        "id": 81,
                        "string": "The pointer network (Vinyals et al., 2015) is a sequence-tosequence model that uses the soft attention distribution of Bahdanau et al."
                    },
                    {
                        "id": 82,
                        "string": "(2015) to produce an output sequence consisting of elements from the input sequence."
                    },
                    {
                        "id": 83,
                        "string": "The pointer network has been used to create hybrid approaches for NMT (Gulcehre et al., 2016) , language modeling (Merity et al., 2016) , and summarization (Gu et al., 2016; Gulcehre et al., 2016; Miao and Blunsom, 2016; Zeng et al., 2016) ."
                    },
                    {
                        "id": 84,
                        "string": "Our approach is close to the Forced-Attention Sentence Compression model of Miao and Blunsom (2016) and the CopyNet model of Gu et al."
                    },
                    {
                        "id": 85,
                        "string": "(2016) , with some small differences: (i) We calculate an explicit switch probability p gen , whereas Gu et al."
                    },
                    {
                        "id": 86,
                        "string": "induce competition through a shared softmax function."
                    },
                    {
                        "id": 87,
                        "string": "(ii) We recycle the attention distribution to serve as the copy distribution, but Gu et al."
                    },
                    {
                        "id": 88,
                        "string": "use two separate distributions."
                    },
                    {
                        "id": 89,
                        "string": "(iii) When a word appears multiple times in the source text, we sum probability mass from all corresponding parts of the attention distribution, whereas Miao and Blunsom do not."
                    },
                    {
                        "id": 90,
                        "string": "Our reasoning is that (i) calculating an explicit p gen usefully enables us to raise or lower the probability of all generated words or all copy words at once, rather than individually, (ii) the two distributions serve such similar purposes that we find our simpler approach suffices, and (iii) we observe that the pointer mechanism often copies a word while attending to multiple occurrences of it in the source text."
                    },
                    {
                        "id": 91,
                        "string": "Our approach is considerably different from that of Gulcehre et al."
                    },
                    {
                        "id": 92,
                        "string": "(2016) and ."
                    },
                    {
                        "id": 93,
                        "string": "Those works train their pointer components to activate only for out-of-vocabulary words or named entities (whereas we allow our model to freely learn when to use the pointer), and they do not mix the probabilities from the copy distribution and the vocabulary distribution."
                    },
                    {
                        "id": 94,
                        "string": "We believe the mixture approach described here is better for abstractive summarization -in section 6 we show that the copy mechanism is vital for accurately reproducing rare but in-vocabulary words, and in section 7.2 we observe that the mixture model enables the language model and copy mechanism to work together to perform abstractive copying."
                    },
                    {
                        "id": 95,
                        "string": "Coverage."
                    },
                    {
                        "id": 96,
                        "string": "Originating from Statistical Machine Translation (Koehn, 2009) , coverage was adapted for NMT by Tu et al."
                    },
                    {
                        "id": 97,
                        "string": "(2016) and , who both use a GRU to update the coverage vector each step."
                    },
                    {
                        "id": 98,
                        "string": "We find that a simpler approach -summing the attention distributions to obtain the coverage vector -suffices."
                    },
                    {
                        "id": 99,
                        "string": "In this respect our approach is similar to Xu et al."
                    },
                    {
                        "id": 100,
                        "string": "(2015) , who apply a coverage-like method to image cap-tioning, and Chen et al."
                    },
                    {
                        "id": 101,
                        "string": "(2016) , who also incorporate a coverage mechanism (which they call 'distraction') as described in equation (11) into neural summarization of longer text."
                    },
                    {
                        "id": 102,
                        "string": "Temporal attention is a related technique that has been applied to NMT (Sankaran et al., 2016) and summarization ."
                    },
                    {
                        "id": 103,
                        "string": "In this approach, each attention distribution is divided by the sum of the previous, which effectively dampens repeated attention."
                    },
                    {
                        "id": 104,
                        "string": "We tried this method but found it too destructive, distorting the signal from the attention mechanism and reducing performance."
                    },
                    {
                        "id": 105,
                        "string": "We hypothesize that an early intervention method such as coverage is preferable to a post hoc method such as temporal attention -it is better to inform the attention mechanism to help it make better decisions, than to override its decisions altogether."
                    },
                    {
                        "id": 106,
                        "string": "This theory is supported by the large boost that coverage gives our ROUGE scores (see Table 1 ), compared to the smaller boost given by temporal attention for the same task ."
                    },
                    {
                        "id": 107,
                        "string": "Dataset We use the CNN/Daily Mail dataset (Hermann et al., 2015; , which contains online news articles (781 tokens on average) paired with multi-sentence summaries (3.75 sentences or 56 tokens on average)."
                    },
                    {
                        "id": 108,
                        "string": "We used scripts supplied by  to obtain the same version of the the data, which has 287,226 training pairs, 13,368 validation pairs and 11,490 test pairs."
                    },
                    {
                        "id": 109,
                        "string": "Both the dataset's published results (Nallapati et al., , 2017 use the anonymized version of the data, which has been pre-processed to replace each named entity, e.g., The United Nations, with its own unique identifier for the example pair, e.g., @entity5."
                    },
                    {
                        "id": 110,
                        "string": "By contrast, we operate directly on the original text (or non-anonymized version of the data), 2 which we believe is the favorable problem to solve because it requires no pre-processing."
                    },
                    {
                        "id": 111,
                        "string": "Experiments For all experiments, our model has 256dimensional hidden states and 128-dimensional word embeddings."
                    },
                    {
                        "id": 112,
                        "string": "For the pointer-generator models, we use a vocabulary of 50k words for both source and target -note that due to the pointer network's ability to handle OOV words, we can use For the baseline model, we also try a larger vocabulary size of 150k."
                    },
                    {
                        "id": 113,
                        "string": "Note that the pointer and the coverage mechanism introduce very few additional parameters to the network: for the models with vocabulary size 50k, the baseline model has 21,499,600 parameters, the pointer-generator adds 1153 extra parameters (w h * , w s , w x and b ptr in equation 8), and coverage adds 512 extra parameters (w c in equation 11)."
                    },
                    {
                        "id": 114,
                        "string": "Unlike , we do not pretrain the word embeddings -they are learned from scratch during training."
                    },
                    {
                        "id": 115,
                        "string": "We train using Adagrad (Duchi et al., 2011) with learning rate 0.15 and an initial accumulator value of 0.1."
                    },
                    {
                        "id": 116,
                        "string": "(This was found to work best of Stochastic Gradient Descent, Adadelta, Momentum, Adam and RM-SProp)."
                    },
                    {
                        "id": 117,
                        "string": "We use gradient clipping with a maximum gradient norm of 2, but do not use any form of regularization."
                    },
                    {
                        "id": 118,
                        "string": "We use loss on the validation set to implement early stopping."
                    },
                    {
                        "id": 119,
                        "string": "During training and at test time we truncate the article to 400 tokens and limit the length of the summary to 100 tokens for training and 120 tokens at test time."
                    },
                    {
                        "id": 120,
                        "string": "3 This is done to expedite training and testing, but we also found that truncating the article can raise the performance of the model (see section 7.1 for more details)."
                    },
                    {
                        "id": 121,
                        "string": "For training, we found it efficient to start with highly-truncated sequences, then raise the maximum length once converged."
                    },
                    {
                        "id": 122,
                        "string": "We train on a single Tesla K40m GPU with a batch size of 16."
                    },
                    {
                        "id": 123,
                        "string": "At test time our summaries are produced using beam search with beam size 4."
                    },
                    {
                        "id": 124,
                        "string": "We trained both our baseline models for about 600,000 iterations (33 epochs) -this is similar to the 35 epochs required by Nallapati et al."
                    },
                    {
                        "id": 125,
                        "string": "'s (2016) best model."
                    },
                    {
                        "id": 126,
                        "string": "Training took 4 days and 14 hours for the 50k vocabulary model, and 8 days 21 hours for the 150k vocabulary model."
                    },
                    {
                        "id": 127,
                        "string": "We found the pointer-generator model quicker to train, requiring less than 230,000 training iterations (12.8 epochs); a total of 3 days and 4 hours."
                    },
                    {
                        "id": 128,
                        "string": "In particular, the pointer-generator model makes much quicker progress in the early phases of training."
                    },
                    {
                        "id": 129,
                        "string": "To obtain our final coverage model, we added the coverage mechanism with coverage loss weighted to λ = 1 (as described in equation 13), and trained for a further 3000 iterations (about 2 hours)."
                    },
                    {
                        "id": 130,
                        "string": "In this time the coverage loss converged to about 0.2, down from an initial value of about 0.5."
                    },
                    {
                        "id": 131,
                        "string": "We also tried a more aggressive value of λ = 2; this reduced coverage loss but increased the primary loss function, thus we did not use it."
                    },
                    {
                        "id": 132,
                        "string": "We tried training the coverage model without the loss function, hoping that the attention mechanism may learn by itself not to attend repeatedly to the same locations, but we found this to be ineffective, with no discernible reduction in repetition."
                    },
                    {
                        "id": 133,
                        "string": "We also tried training with coverage from the first iteration rather than as a separate training phase, but found that in the early phase of training, the coverage objective interfered with the main objective, reducing overall performance."
                    },
                    {
                        "id": 134,
                        "string": "Results Preliminaries Our results are given in Table 1 ."
                    },
                    {
                        "id": 135,
                        "string": "We evaluate our models with the standard ROUGE metric (Lin, 2004b) , reporting the F 1 scores for ROUGE-1, ROUGE-2 and ROUGE-L (which respectively measure the word-overlap, bigram-overlap, and longest common sequence between the reference summary and the summary to be evaluated)."
                    },
                    {
                        "id": 136,
                        "string": "We obtain our ROUGE scores using the pyrouge package."
                    },
                    {
                        "id": 137,
                        "string": "4 We also evaluate with the METEOR metric (Denkowski and Lavie, 2014) , both in exact match mode (rewarding only exact matches between words) and full mode (which additionally rewards matching stems, synonyms and paraphrases)."
                    },
                    {
                        "id": 138,
                        "string": "5 In addition to our own models, we also report the lead-3 baseline (which uses the first three sentences of the article as a summary), and compare to the only existing abstractive  and extractive (Nallapati et al., 2017) models on the full dataset."
                    },
                    {
                        "id": 139,
                        "string": "The output of our models is available online."
                    },
                    {
                        "id": 140,
                        "string": "6 Given that we generate plain-text summaries but 2017) generate anonymized summaries (see Section 4), our ROUGE scores are not strictly comparable."
                    },
                    {
                        "id": 141,
                        "string": "There is evidence to suggest that the original-text dataset may result in higher ROUGE scores in general than the anonymized dataset -the lead-3 baseline is higher on the former than the latter."
                    },
                    {
                        "id": 142,
                        "string": "One possible explanation is that multi-word named entities lead to a higher rate of n-gram overlap."
                    },
                    {
                        "id": 143,
                        "string": "Unfortunately, ROUGE is the only available means of comparison with Nallapati et al."
                    },
                    {
                        "id": 144,
                        "string": "'s work."
                    },
                    {
                        "id": 145,
                        "string": "Nevertheless, given that the disparity in the lead-3 scores is (+1.1 ROUGE-1, +2.0 ROUGE-2, +1.1 ROUGE-L) points respectively, and our best model scores exceed  by (+4.07 ROUGE-1, +3.98 ROUGE-2, +3.73 ROUGE-L) points, we may estimate that we outperform the only previous abstractive system by at least 2 ROUGE points allround."
                    },
                    {
                        "id": 146,
                        "string": "Observations We find that both our baseline models perform poorly with respect to ROUGE and METEOR, and in fact the larger vocabulary size (150k) does not seem to help."
                    },
                    {
                        "id": 147,
                        "string": "Even the better-performing baseline (with 50k vocabulary) produces summaries with several common problems."
                    },
                    {
                        "id": 148,
                        "string": "Factual details are frequently reproduced incorrectly, often replacing an uncommon (but in-vocabulary) word with a morecommon alternative."
                    },
                    {
                        "id": 149,
                        "string": "For example in Figure 1 , the baseline model appears to struggle with the rare word thwart, producing destabilize instead, which leads to the fabricated phrase destabilize nigeria's economy."
                    },
                    {
                        "id": 150,
                        "string": "Even more catastrophically, the summaries sometimes devolve into repetitive nonsense, such as the third sentence produced by the baseline model in Figure 1 ."
                    },
                    {
                        "id": 151,
                        "string": "In addition, the baseline model can't reproduce out-of-vocabulary words (such as muhammadu buhari in Figure 1) ."
                    },
                    {
                        "id": 152,
                        "string": "Further examples of all these problems are provided in the supplementary material."
                    },
                    {
                        "id": 153,
                        "string": "Our pointer-generator model achieves much better ROUGE and METEOR scores than the baseline, despite many fewer training epochs."
                    },
                    {
                        "id": 154,
                        "string": "The difference in the summaries is also marked: outof-vocabulary words are handled easily, factual details are almost always copied correctly, and there are no fabrications (see Figure 1 )."
                    },
                    {
                        "id": 155,
                        "string": "However, repetition is still very common."
                    },
                    {
                        "id": 156,
                        "string": "Our pointer-generator model with coverage improves the ROUGE and METEOR scores further, convincingly surpassing the best abstractive model Article: smugglers lure arab and african migrants by offering discounts to get onto overcrowded ships if people bring more potential passengers, a cnn investigation has revealed."
                    },
                    {
                        "id": 157,
                        "string": "(...) Summary: cnn investigation uncovers the business inside a human smuggling ring."
                    },
                    {
                        "id": 158,
                        "string": "Article: eyewitness video showing white north charleston police officer michael slager shooting to death an unarmed black man has exposed discrepancies in the reports of the first officers on the scene."
                    },
                    {
                        "id": 159,
                        "string": "(...) Summary: more questions than answers emerge in controversial s.c. police shooting."
                    },
                    {
                        "id": 160,
                        "string": "Figure 5 : Examples of highly abstractive reference summaries (bold denotes novel words)."
                    },
                    {
                        "id": 161,
                        "string": "of  by several ROUGE points."
                    },
                    {
                        "id": 162,
                        "string": "Despite the brevity of the coverage training phase (about 1% of the total training time), the repetition problem is almost completely eliminated, which can be seen both qualitatively ( Figure  1 ) and quantitatively (Figure 4 )."
                    },
                    {
                        "id": 163,
                        "string": "However, our best model does not quite surpass the ROUGE scores of the lead-3 baseline, nor the current best extractive model (Nallapati et al., 2017) ."
                    },
                    {
                        "id": 164,
                        "string": "We discuss this issue in section 7.1."
                    },
                    {
                        "id": 165,
                        "string": "Discussion Comparison with extractive systems It is clear from Table 1 that extractive systems tend to achieve higher ROUGE scores than abstractive, and that the extractive lead-3 baseline is extremely strong (even the best extractive system beats it by only a small margin)."
                    },
                    {
                        "id": 166,
                        "string": "We offer two possible explanations for these observations."
                    },
                    {
                        "id": 167,
                        "string": "Firstly, news articles tend to be structured with the most important information at the start; this partially explains the strength of the lead-3 baseline."
                    },
                    {
                        "id": 168,
                        "string": "Indeed, we found that using only the first 400 tokens (about 20 sentences) of the article yielded significantly higher ROUGE scores than using the first 800 tokens."
                    },
                    {
                        "id": 169,
                        "string": "Secondly, the nature of the task and the ROUGE metric make extractive approaches and the lead-3 baseline difficult to beat."
                    },
                    {
                        "id": 170,
                        "string": "The choice of content for the reference summaries is quite subjective -sometimes the sentences form a self-contained summary; other times they simply showcase a few interesting details from the article."
                    },
                    {
                        "id": 171,
                        "string": "Given that the articles contain 39 sentences on average, there are many equally valid ways to choose 3 or 4 highlights in this style."
                    },
                    {
                        "id": 172,
                        "string": "Abstraction introduces even more options (choice of phrasing), further decreas-ing the likelihood of matching the reference summary."
                    },
                    {
                        "id": 173,
                        "string": "For example, smugglers profit from desperate migrants is a valid alternative abstractive summary for the first example in Figure 5 , but it scores 0 ROUGE with respect to the reference summary."
                    },
                    {
                        "id": 174,
                        "string": "This inflexibility of ROUGE is exacerbated by only having one reference summary, which has been shown to lower ROUGE's reliability compared to multiple reference summaries (Lin, 2004a) ."
                    },
                    {
                        "id": 175,
                        "string": "Due to the subjectivity of the task and thus the diversity of valid summaries, it seems that ROUGE rewards safe strategies such as selecting the first-appearing content, or preserving original phrasing."
                    },
                    {
                        "id": 176,
                        "string": "While the reference summaries do sometimes deviate from these techniques, those deviations are unpredictable enough that the safer strategy obtains higher ROUGE scores on average."
                    },
                    {
                        "id": 177,
                        "string": "This may explain why extractive systems tend to obtain higher ROUGE scores than abstractive, and even extractive systems do not significantly exceed the lead-3 baseline."
                    },
                    {
                        "id": 178,
                        "string": "To explore this issue further, we evaluated our systems with the METEOR metric, which rewards not only exact word matches, but also matching stems, synonyms and paraphrases (from a predefined list)."
                    },
                    {
                        "id": 179,
                        "string": "We observe that all our models receive over 1 METEOR point boost by the inclusion of stem, synonym and paraphrase matching, indicating that they may be performing some abstraction."
                    },
                    {
                        "id": 180,
                        "string": "However, we again observe that the lead-3 baseline is not surpassed by our models."
                    },
                    {
                        "id": 181,
                        "string": "It may be that news article style makes the lead-3 baseline very strong with respect to any metric."
                    },
                    {
                        "id": 182,
                        "string": "We believe that investigating this issue further is an important direction for future work."
                    },
                    {
                        "id": 183,
                        "string": "How abstractive is our model?"
                    },
                    {
                        "id": 184,
                        "string": "We have shown that our pointer mechanism makes our abstractive system more reliable, copying factual details correctly more often."
                    },
                    {
                        "id": 185,
                        "string": "But does the ease of copying make our system any less abstractive?"
                    },
                    {
                        "id": 186,
                        "string": "Figure 6 shows that our final model's summaries contain a much lower rate of novel n-grams (i.e., those that don't appear in the article) than the reference summaries, indicating a lower degree of abstraction."
                    },
                    {
                        "id": 187,
                        "string": "Note that the baseline model produces novel n-grams more frequently -however, this statistic includes all the incorrectly copied words, UNK tokens and fabrications alongside the good instances of abstraction."
                    },
                    {
                        "id": 188,
                        "string": "Figure 6 : Although our best model is abstractive, it does not produce novel n-grams (i.e., n-grams that don't appear in the source text) as often as the reference summaries."
                    },
                    {
                        "id": 189,
                        "string": "The baseline model produces more novel n-grams, but many of these are erroneous (see section 7.2)."
                    },
                    {
                        "id": 190,
                        "string": "Article: andy murray (...) is into the semi-finals of the miami open , but not before getting a scare from 21 year-old austrian dominic thiem, who pushed him to 4-4 in the second set before going down 3-6 6-4, 6-1 in an hour and three quarters."
                    },
                    {
                        "id": 191,
                        "string": "(...) Summary: andy murray defeated dominic thiem 3-6 6-4, 6-1 in an hour and three quarters."
                    },
                    {
                        "id": 192,
                        "string": "Article: (...) wayne rooney smashes home during manchester united 's 3-1 win over aston villa on saturday."
                    },
                    {
                        "id": 193,
                        "string": "(...) Summary: manchester united beat aston villa 3-1 at old trafford on saturday."
                    },
                    {
                        "id": 194,
                        "string": "Figure 7 : Examples of abstractive summaries produced by our model (bold denotes novel words)."
                    },
                    {
                        "id": 195,
                        "string": "In particular, Figure 6 shows that our final model copies whole article sentences 35% of the time; by comparison the reference summaries do so only 1.3% of the time."
                    },
                    {
                        "id": 196,
                        "string": "This is a main area for improvement, as we would like our model to move beyond simple sentence extraction."
                    },
                    {
                        "id": 197,
                        "string": "However, we observe that the other 65% encompasses a range of abstractive techniques."
                    },
                    {
                        "id": 198,
                        "string": "Article sentences are truncated to form grammatically-correct shorter versions, and new sentences are composed by stitching together fragments."
                    },
                    {
                        "id": 199,
                        "string": "Unnecessary interjections, clauses and parenthesized phrases are sometimes omitted from copied passages."
                    },
                    {
                        "id": 200,
                        "string": "Some of these abilities are demonstrated in Figure 1 , and the supplementary material contains more examples."
                    },
                    {
                        "id": 201,
                        "string": "Figure 7 shows two examples of more impressive abstraction -both with similar structure."
                    },
                    {
                        "id": 202,
                        "string": "The dataset contains many sports stories whose summaries follow the X beat Y score on day tem-plate, which may explain why our model is most confidently abstractive on these examples."
                    },
                    {
                        "id": 203,
                        "string": "In general however, our model does not routinely produce summaries like those in Figure 7 , and is not close to producing summaries like in Figure 5 ."
                    },
                    {
                        "id": 204,
                        "string": "The value of the generation probability p gen also gives a measure of the abstractiveness of our model."
                    },
                    {
                        "id": 205,
                        "string": "During training, p gen starts with a value of about 0.30 then increases, converging to about 0.53 by the end of training."
                    },
                    {
                        "id": 206,
                        "string": "This indicates that the model first learns to mostly copy, then learns to generate about half the time."
                    },
                    {
                        "id": 207,
                        "string": "However at test time, p gen is heavily skewed towards copying, with a mean value of 0.17."
                    },
                    {
                        "id": 208,
                        "string": "The disparity is likely due to the fact that during training, the model receives word-by-word supervision in the form of the reference summary, but at test time it does not."
                    },
                    {
                        "id": 209,
                        "string": "Nonetheless, the generator module is useful even when the model is copying."
                    },
                    {
                        "id": 210,
                        "string": "We find that p gen is highest at times of uncertainty such as the beginning of sentences, the join between stitched-together fragments, and when producing periods that truncate a copied sentence."
                    },
                    {
                        "id": 211,
                        "string": "Our mixture model allows the network to copy while simultaneously consulting the language model -enabling operations like stitching and truncation to be performed with grammaticality."
                    },
                    {
                        "id": 212,
                        "string": "In any case, encouraging the pointer-generator model to write more abstractively, while retaining the accuracy advantages of the pointer module, is an exciting direction for future work."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 36
                    },
                    {
                        "section": "Our Models",
                        "n": "2",
                        "start": 37,
                        "end": 39
                    },
                    {
                        "section": "Sequence-to-sequence attentional model",
                        "n": "2.1",
                        "start": 40,
                        "end": 52
                    },
                    {
                        "section": "Pointer-generator network",
                        "n": "2.2",
                        "start": 53,
                        "end": 59
                    },
                    {
                        "section": "Coverage mechanism",
                        "n": "2.3",
                        "start": 60,
                        "end": 106
                    },
                    {
                        "section": "Dataset",
                        "n": "4",
                        "start": 107,
                        "end": 110
                    },
                    {
                        "section": "Experiments",
                        "n": "5",
                        "start": 111,
                        "end": 133
                    },
                    {
                        "section": "Preliminaries",
                        "n": "6.1",
                        "start": 134,
                        "end": 145
                    },
                    {
                        "section": "Observations",
                        "n": "6.2",
                        "start": 146,
                        "end": 164
                    },
                    {
                        "section": "Comparison with extractive systems",
                        "n": "7.1",
                        "start": 165,
                        "end": 183
                    },
                    {
                        "section": "How abstractive is our model?",
                        "n": "7.2",
                        "start": 184,
                        "end": 212
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1075-Figure1-1.png",
                        "caption": "Figure 1: Comparison of output of 3 abstractive summarization models on a news article. The baseline model makes factual errors, a nonsensical sentence and struggles with OOV words muhammadu buhari. The pointer-generator model is accurate but repeats itself. Coverage eliminates repetition. The final summary is composed from several fragments.",
                        "page": 0,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 221.76,
                            "y2": 459.35999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Table1-1.png",
                        "caption": "Table 1: ROUGE F1 and METEOR scores on the test set. Models and baselines in the top half are abstractive, while those in the bottom half are extractive. Those marked with * were trained and evaluated on the anonymized dataset, and so are not strictly comparable to our results on the original text. All our ROUGE scores have a 95% confidence interval of at most ±0.25 as reported by the official ROUGE script. The METEOR improvement from the 50k baseline to the pointer-generator model, and from the pointer-generator to the pointer-generator+coverage model, were both found to be statistically significant using an approximate randomization test with p < 0.01.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 525.12,
                            "y1": 62.879999999999995,
                            "y2": 200.16
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Figure2-1.png",
                        "caption": "Figure 2: Baseline sequence-to-sequence model with attention. The model may attend to relevant words in the source text to generate novel words, e.g., to produce the novel word beat in the abstractive summary Germany beat Argentina 2-0 the model may attend to the words victorious and win in the source text.",
                        "page": 1,
                        "bbox": {
                            "x1": 93.6,
                            "x2": 503.03999999999996,
                            "y1": 61.44,
                            "y2": 226.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Figure4-1.png",
                        "caption": "Figure 4: Coverage eliminates undesirable repetition. Summaries from our non-coverage model contain many duplicated n-grams while our coverage model produces a similar number as the reference summaries.",
                        "page": 6,
                        "bbox": {
                            "x1": 314.4,
                            "x2": 519.36,
                            "y1": 63.839999999999996,
                            "y2": 223.2
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Figure3-1.png",
                        "caption": "Figure 3: Pointer-generator model. For each decoder timestep a generation probability pgen ∈ [0,1] is calculated, which weights the probability of generating words from the vocabulary, versus copying words from the source text. The vocabulary distribution and the attention distribution are weighted and summed to obtain the final distribution, from which we make our prediction. Note that out-of-vocabulary article words such as 2-0 are included in the final distribution. Best viewed in color.",
                        "page": 2,
                        "bbox": {
                            "x1": 93.6,
                            "x2": 503.03999999999996,
                            "y1": 61.44,
                            "y2": 287.03999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Figure5-1.png",
                        "caption": "Figure 5: Examples of highly abstractive reference summaries (bold denotes novel words).",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.879999999999995,
                            "y2": 198.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Figure6-1.png",
                        "caption": "Figure 6: Although our best model is abstractive, it does not produce novel n-grams (i.e., n-grams that don’t appear in the source text) as often as the reference summaries. The baseline model produces more novel n-grams, but many of these are erroneous (see section 7.2).",
                        "page": 8,
                        "bbox": {
                            "x1": 77.75999999999999,
                            "x2": 286.08,
                            "y1": 65.28,
                            "y2": 216.0
                        }
                    },
                    {
                        "filename": "../figure/image/1075-Figure7-1.png",
                        "caption": "Figure 7: Examples of abstractive summaries produced by our model (bold denotes novel words).",
                        "page": 8,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 323.52,
                            "y2": 449.28
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-28"
        },
        {
            "slides": {
                "0": {
                    "title": "TUPA Transition based UCCA Parser",
                    "text": [
                        "The first parser to support the combination of three properties:",
                        "Non-terminal nodes - entities and events over the text",
                        "take a long bath",
                        "Reentrancy - allow argument sharing",
                        "Discontinuity - conceptual units are split",
                        "- needed for many semantic schemes (e.g. AMR, UCCA)."
                    ],
                    "page_nums": [
                        1,
                        2,
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Linguistic Structure Annotation Schemes",
                    "text": [
                        "Semantic dependencies (Oepen et al., 2016)",
                        "You want to take a long bath",
                        "ARG2 BV top ARG2 ARG1 Semantic (DM)",
                        "Semantic role labeling (PropBank, FrameNet)",
                        "UCCA (Abend and Rappoport, 2013)",
                        "Other semantic representation schemes1",
                        "Semantic representation schemes attempt to abstract away from syntactic detail that does not affect meaning:",
                        "1See recent survey (Abend and Rappoport, 2017)"
                    ],
                    "page_nums": [
                        5,
                        6
                    ],
                    "images": []
                },
                "4": {
                    "title": "Universal Conceptual Cognitive Annotation UCCA",
                    "text": [
                        "Cross-linguistically applicable (Abend and Rappoport, 2013).",
                        "Stable in translation (Sulem et al., 2015).",
                        "Rapid and intuitive annotation interface (Abend et al., 2017).",
                        "Usable by non-experts. ucca-demo.cs.huji.ac.il",
                        "Facilitates semantics-based human evaluation of machine"
                    ],
                    "page_nums": [
                        8,
                        9
                    ],
                    "images": []
                },
                "5": {
                    "title": "Graph Structure",
                    "text": [
                        "UCCA generates a directed acyclic graph (DAG).",
                        "Text tokens are terminals, complex units are non-terminal nodes.",
                        "Remote edges enable reentrancy for argument sharing.",
                        "Phrases may be discontinuous (e.g., multi-word expressions).",
                        "- - - remote edge",
                        "D adverbial F function You want to take a long bath"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Transition Based Parsing",
                    "text": [
                        "First used for dependency parsing (Nivre, 2004).",
                        "Parse text w1 wn to graph G incrementally by applying transitions to the parser state: stack, buffer and constructed graph.",
                        "You want to take a long bath",
                        "{Shift, Reduce, NodeX , Left-EdgeX , Right-EdgeX",
                        "Left-RemoteX , Right-RemoteX , Swap, Finish}",
                        "Support non-terminal nodes, reentrancy and discontinuity."
                    ],
                    "page_nums": [
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "8": {
                    "title": "Example",
                    "text": [
                        "You want to take a long bath",
                        "to A C F C",
                        "want You to take a long bath",
                        "You take a long bath",
                        "You a long bath"
                    ],
                    "page_nums": [
                        15,
                        16,
                        17,
                        18,
                        19,
                        20,
                        21,
                        22,
                        23,
                        24,
                        25,
                        26,
                        27,
                        28,
                        29,
                        30,
                        31,
                        32,
                        33,
                        34,
                        35,
                        36,
                        37,
                        38,
                        39,
                        40,
                        41,
                        42,
                        43,
                        44,
                        45,
                        46,
                        47
                    ],
                    "images": []
                },
                "9": {
                    "title": "Training",
                    "text": [
                        "An oracle provides the transition sequence given the correct graph:",
                        "take a long bath",
                        "Shift, Right-EdgeA, Shift, Swap, Right-EdgeP Reduce, Shift,",
                        "Shift, NodeF Reduce, Shift, Shift, NodeC Reduce, Shift, Right-EdgeP Shift, Right-EdgeF Reduce, Shift, Swap, Right-EdgeD Reduce, Swap, Right-EdgeA, Reduce, Reduce, Shift, Shift, Left-RemoteA, Shift, Right-EdgeC Finish"
                    ],
                    "page_nums": [
                        48
                    ],
                    "images": []
                },
                "10": {
                    "title": "TUPA Model",
                    "text": [
                        "Learn to greedily predict transition based on current state.",
                        "Experimenting with three classifiers:",
                        "Sparse Perceptron with sparse features (Zhang and Nivre, 2011).",
                        "MLP Embeddings + feedforward NN (Chen and Manning, 2014).",
                        "BiLSTM Embeddings + deep bidirectional LSTM + MLP",
                        "Features: words, POS, syntactic dependencies, existing edge labels from the stack and buffer + parents, children, grandchildren; ordinal features (height, number of parents and children)",
                        "Effective lookahead encoded in the representation.",
                        "LSTM LSTM LSTM LSTM LSTM L STM LSTM",
                        "You want to take a long bath"
                    ],
                    "page_nums": [
                        49,
                        50,
                        51,
                        52,
                        53
                    ],
                    "images": []
                },
                "12": {
                    "title": "Experimental Setup",
                    "text": [
                        "Out-of-domain: English part of English-French parallel corpus,",
                        "Twenty Thousand Leagues Under the Sea (506 sentences)."
                    ],
                    "page_nums": [
                        56
                    ],
                    "images": []
                },
                "13": {
                    "title": "Baselines",
                    "text": [
                        "No existing UCCA parsers conversion-based approximation.",
                        "Bilexical DAG parsers (allow reentrancy):",
                        "DAGParser (Ribeyre et al., 2014): transition-based.",
                        "TurboParser (Almeida and Martins, 2015): graph-based.",
                        "Tree parsers (all transition-based):",
                        "MaltParser (Nivre et al., 2007): bilexical tree parser.",
                        "Stack LSTM Parser (Dyer et al., 2015): bilexical tree parser. uparse (Maier, 2015): allows non-terminals, discontinuity.",
                        "You want to take a long bath",
                        "UCCA bilexical DAG approximation (for tree, delete remote edges)."
                    ],
                    "page_nums": [
                        57
                    ],
                    "images": []
                },
                "14": {
                    "title": "Bilexical Graph Approximation",
                    "text": [
                        "Convert UCCA to bilexical dependencies.",
                        "Train bilexical parsers and apply to test sentences.",
                        "Reconstruct UCCA graphs and compare with gold standard.",
                        "L H U H",
                        "A P A P A",
                        "A A to Paris",
                        "L U A R",
                        "After graduation Joe moved to Paris"
                    ],
                    "page_nums": [
                        58
                    ],
                    "images": [
                        "figure/image/1076-Figure5-1.png"
                    ]
                },
                "15": {
                    "title": "Evaluation",
                    "text": [
                        "Comparing graphs over the same sequence of tokens,",
                        "Match edges by their terminal yield and label.",
                        "Calculate labeled precision, recall and F1 scores.",
                        "Separate primary and remote edges.",
                        "L H U H L H U",
                        "A P A P A S A",
                        "graduation Joe moved graduation A P F A",
                        "R C Joe moved to Paris",
                        "Primary: LF6 LP LR Remote: LF1 LP LR"
                    ],
                    "page_nums": [
                        59
                    ],
                    "images": []
                },
                "16": {
                    "title": "Results",
                    "text": [
                        "TUPABiLSTM obtains the highest F-scores in all metrics:",
                        "Primary edges Remote edges",
                        "LP LR LF LP LR LF",
                        "Comparable on out-of-domain test set:"
                    ],
                    "page_nums": [
                        60,
                        61
                    ],
                    "images": []
                },
                "17": {
                    "title": "Conclusion",
                    "text": [
                        "UCCAs semantic distinctions require a graph structure including non-terminals, reentrancy and discontinuity.",
                        "TUPA is an accurate transition-based UCCA parser, and the f irst to support UCCA and any DAG over the text tokens.",
                        "Outperforms strong conversion-based baselines.",
                        "More languages (German corpus construction is underway).",
                        "Parsing other schemes, such as AMR.",
                        "Compare semantic representations through conversion.",
                        "Text simplification, MT evaluation and other applications."
                    ],
                    "page_nums": [
                        62,
                        63,
                        64
                    ],
                    "images": []
                }
            },
            "paper_title": "A Transition-Based Directed Acyclic Graph Parser for UCCA",
            "paper_id": "1076",
            "paper": {
                "title": "A Transition-Based Directed Acyclic Graph Parser for UCCA",
                "abstract": "We present the first parser for UCCA, a cross-linguistically applicable framework for semantic representation, which builds on extensive typological work and supports rapid annotation. UCCA poses a challenge for existing parsing techniques, as it exhibits reentrancy (resulting in DAG structures), discontinuous structures and non-terminal nodes corresponding to complex semantic units. To our knowledge, the conjunction of these formal properties is not supported by any existing parser. Our transition-based parser, which uses a novel transition set and features based on bidirectional LSTMs, has value not just for UCCA parsing: its ability to handle more general graph structures can inform the development of parsers for other semantic DAG structures, and in languages that frequently use discontinuous structures.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Universal Conceptual Cognitive Annotation (UCCA, Abend and Rappoport, 2013) is a crosslinguistically applicable semantic representation scheme, building on the established Basic Linguistic Theory typological framework (Dixon, 2010a (Dixon, ,b, 2012 , and Cognitive Linguistics literature (Croft and Cruse, 2004) ."
                    },
                    {
                        "id": 1,
                        "string": "It has demonstrated applicability to multiple languages, including English, French, German and Czech, support for rapid annotation by non-experts (assisted by an accessible annotation interface ), and stability under translation (Sulem et al., 2015) ."
                    },
                    {
                        "id": 2,
                        "string": "It has also proven useful for machine translation evaluation (Birch et al., 2016) ."
                    },
                    {
                        "id": 3,
                        "string": "UCCA differs from syntactic schemes in terms of content and formal structure."
                    },
                    {
                        "id": 4,
                        "string": "It exhibits reentrancy, discontinuous nodes and non-terminals, which no single existing parser supports."
                    },
                    {
                        "id": 5,
                        "string": "Lacking a parser, UCCA's applicability has been so far limited, a gap this work addresses."
                    },
                    {
                        "id": 6,
                        "string": "We present the first UCCA parser, TUPA (Transition-based UCCA Parser), building on recent advances in discontinuous constituency and dependency graph parsing, and further introducing novel transitions and features for UCCA."
                    },
                    {
                        "id": 7,
                        "string": "Transition-based techniques are a natural starting point for UCCA parsing, given the conceptual similarity of UCCA's distinctions, centered around predicate-argument structures, to distinctions expressed by dependency schemes, and the achievements of transition-based methods in dependency parsing (Dyer et al., 2015; Andor et al., 2016; Kiperwasser and Goldberg, 2016) ."
                    },
                    {
                        "id": 8,
                        "string": "We are further motivated by the strength of transition-based methods in related tasks, including dependency graph parsing (Sagae and Tsujii, 2008; Ribeyre et al., 2014; Tokgöz and Eryigit, 2015) , constituency parsing (Sagae and Lavie, 2005; Zhang and Clark, 2009; Zhu et al., 2013; Maier, 2015; Maier and Lichte, 2016) , AMR parsing (Wang et al., 2015a (Wang et al., ,b, 2016 Misra and Artzi, 2016; Goodman et al., 2016; Zhou et al., 2016; Damonte et al., 2017) and CCG parsing (Zhang and Clark, 2011; Ambati et al., 2015 Ambati et al., , 2016 ."
                    },
                    {
                        "id": 9,
                        "string": "We evaluate TUPA on the English UCCA corpora, including in-domain and out-of-domain settings."
                    },
                    {
                        "id": 10,
                        "string": "To assess the ability of existing parsers to tackle the task, we develop a conversion procedure from UCCA to bilexical graphs and trees."
                    },
                    {
                        "id": 11,
                        "string": "Results show superior performance for TUPA, demonstrating the effectiveness of the presented approach."
                    },
                    {
                        "id": 12,
                        "string": "1 The rest of the paper is structured as follows: Section 2 describes UCCA in more detail."
                    },
                    {
                        "id": 13,
                        "string": "Section 3 introduces TUPA."
                    },
                    {
                        "id": 14,
                        "string": "Section 4 discusses the data and experimental setup."
                    },
                    {
                        "id": 15,
                        "string": "Section 5 presents the experimental results."
                    },
                    {
                        "id": 16,
                        "string": "Section 6 summarizes related work, and Section 7 concludes the paper."
                    },
                    {
                        "id": 17,
                        "string": "2 The UCCA Scheme UCCA graphs are labeled, directed acyclic graphs (DAGs), whose leaves correspond to the tokens of the text."
                    },
                    {
                        "id": 18,
                        "string": "A node (or unit) corresponds to a terminal or to several terminals (not necessarily contiguous) viewed as a single entity according to semantic or cognitive considerations."
                    },
                    {
                        "id": 19,
                        "string": "Edges bear a category, indicating the role of the sub-unit in the parent relation."
                    },
                    {
                        "id": 20,
                        "string": "Figure 1 presents a few examples."
                    },
                    {
                        "id": 21,
                        "string": "UCCA is a multi-layered representation, where each layer corresponds to a \"module\" of semantic distinctions."
                    },
                    {
                        "id": 22,
                        "string": "UCCA's foundational layer, targeted in this paper, covers the predicate-argument structure evoked by predicates of all grammatical categories (verbal, nominal, adjectival and others), the inter-relations between them, and other major linguistic phenomena such as coordination and multi-word expressions."
                    },
                    {
                        "id": 23,
                        "string": "The layer's basic notion is the scene, describing a state, action, movement or some other relation that evolves in time."
                    },
                    {
                        "id": 24,
                        "string": "Each scene contains one main relation (marked as either a Process or a State), as well as one or more Participants."
                    },
                    {
                        "id": 25,
                        "string": "For example, the sentence \"After graduation, John moved to Paris\" (Figure 1a ) contains two scenes, whose main relations are \"graduation\" and \"moved\"."
                    },
                    {
                        "id": 26,
                        "string": "\"John\" is a Participant in both scenes, while \"Paris\" only in the latter."
                    },
                    {
                        "id": 27,
                        "string": "Further categories account for inter-scene relations and the internal structure of complex arguments and relations (e.g."
                    },
                    {
                        "id": 28,
                        "string": "coordination, multi-word expressions and modification)."
                    },
                    {
                        "id": 29,
                        "string": "One incoming edge for each non-root node is marked as primary, and the rest (mostly used for implicit relations and arguments) as remote edges, a distinction made by the annotator."
                    },
                    {
                        "id": 30,
                        "string": "The primary edges thus form a tree structure, whereas the remote edges enable reentrancy, forming a DAG."
                    },
                    {
                        "id": 31,
                        "string": "While parsing technology in general, and transition-based parsing in particular, is wellestablished for syntactic parsing, UCCA has several distinct properties that distinguish it from syntactic representations, mostly UCCA's tendency to abstract away from syntactic detail that do not affect argument structure."
                    },
                    {
                        "id": 32,
                        "string": "For instance, consider the following examples where the concept of a scene has a different rationale from the syntactic concept of a clause."
                    },
                    {
                        "id": 33,
                        "string": "First, non-verbal predicates in UCCA are represented like verbal ones, such as when they appear in copula clauses or noun phrases."
                    },
                    {
                        "id": 34,
                        "string": "Indeed, in Figure 1a , \"graduation\" and \"moved\" are considered separate events, despite appearing in the same clause."
                    },
                    {
                        "id": 35,
                        "string": "Second, in the same example, \"John\" is marked as a (remote) Participant in the graduation scene, despite not being overtly marked."
                    },
                    {
                        "id": 36,
                        "string": "Third, consider the possessive construction in Fig These examples demonstrate that a UCCA parser, and more generally semantic parsers, face an additional level of ambiguity compared to their syntactic counterparts (e.g., \"after graduation\" is formally very similar to \"after 2pm\", which does not evoke a scene)."
                    },
                    {
                        "id": 37,
                        "string": "Section 6 discusses UCCA in the context of other semantic schemes, such as AMR (Banarescu et al., 2013) ."
                    },
                    {
                        "id": 38,
                        "string": "Alongside recent progress in dependency parsing into projective trees, there is increasing interest in parsing into representations with more general structural properties (see Section 6)."
                    },
                    {
                        "id": 39,
                        "string": "One such property is reentrancy, namely the sharing of semantic units between predicates."
                    },
                    {
                        "id": 40,
                        "string": "For instance, in Figure 1a , \"John\" is an argument of both \"gradu-ation\" and \"moved\", yielding a DAG rather than a tree."
                    },
                    {
                        "id": 41,
                        "string": "A second property is discontinuity, as in Figure 1b , where \"gave up\" forms a discontinuous semantic unit."
                    },
                    {
                        "id": 42,
                        "string": "Discontinuities are pervasive, e.g., with multi-word expressions ."
                    },
                    {
                        "id": 43,
                        "string": "Finally, unlike most dependency schemes, UCCA uses non-terminal nodes to represent units comprising more than one word."
                    },
                    {
                        "id": 44,
                        "string": "The use of non-terminal nodes is motivated by constructions with no clear head, including coordination structures (e.g., \"John and Mary\" in Figure 1c ), some multi-word expressions (e.g., \"The Haves and the Have Nots\"), and prepositional phrases (either the preposition or the head noun can serve as the constituent's head)."
                    },
                    {
                        "id": 45,
                        "string": "To our knowledge, no existing parser supports all structural properties required for UCCA parsing."
                    },
                    {
                        "id": 46,
                        "string": "Transition-based UCCA Parsing We now turn to presenting TUPA."
                    },
                    {
                        "id": 47,
                        "string": "Building on previous work on parsing reentrancies, discontinuities and non-terminal nodes, we define an extended set of transitions and features that supports the conjunction of these properties."
                    },
                    {
                        "id": 48,
                        "string": "Transition-based parsers (Nivre, 2003) scan the text from start to end, and create the parse incrementally by applying a transition at each step to the parser's state, defined using three data structures: a buffer B of tokens and nodes to be processed, a stack S of nodes currently being processed, and a graph G = (V, E, ) of constructed nodes and edges, where V is the set of nodes, E is the set of edges, and : E → L is the label function, L being the set of possible labels."
                    },
                    {
                        "id": 49,
                        "string": "Some states are marked as terminal, meaning that G is the final output."
                    },
                    {
                        "id": 50,
                        "string": "A classifier is used at each step to select the next transition based on features encoding the parser's current state."
                    },
                    {
                        "id": 51,
                        "string": "During training, an oracle creates training instances for the classifier, based on gold-standard annotations."
                    },
                    {
                        "id": 52,
                        "string": "Transition Set."
                    },
                    {
                        "id": 53,
                        "string": "Given a sequence of tokens w 1 , ."
                    },
                    {
                        "id": 54,
                        "string": "."
                    },
                    {
                        "id": 55,
                        "string": "."
                    },
                    {
                        "id": 56,
                        "string": ", w n , we predict a UCCA graph G over the sequence."
                    },
                    {
                        "id": 57,
                        "string": "Parsing starts with a single node on the stack (an artificial root node), and the input tokens in the buffer."
                    },
                    {
                        "id": 58,
                        "string": "Figure 2 shows the transition set."
                    },
                    {
                        "id": 59,
                        "string": "In addition to the standard SHIFT and RE-DUCE operations, we follow previous work in transition-based constituency parsing (Sagae and Lavie, 2005) , adding the NODE transition for creating new non-terminal nodes."
                    },
                    {
                        "id": 60,
                        "string": "For every X ∈ L, NODE X creates a new node on the buffer as a par-ent of the first element on the stack, with an Xlabeled edge."
                    },
                    {
                        "id": 61,
                        "string": "LEFT-EDGE X and RIGHT-EDGE X create a new primary X-labeled edge between the first two elements on the stack, where the parent is the left or the right node, respectively."
                    },
                    {
                        "id": 62,
                        "string": "As a UCCA node may only have one incoming primary edge, EDGE transitions are disallowed if the child node already has an incoming primary edge."
                    },
                    {
                        "id": 63,
                        "string": "LEFT-REMOTE X and RIGHT-REMOTE X do not have this restriction, and the created edge is additionally marked as remote."
                    },
                    {
                        "id": 64,
                        "string": "We distinguish between these two pairs of transitions to allow the parser to create remote edges without the possibility of producing invalid graphs."
                    },
                    {
                        "id": 65,
                        "string": "To support the prediction of multiple parents, node and edge transitions leave the stack unchanged, as in other work on transition-based dependency graph parsing (Sagae and Tsujii, 2008; Ribeyre et al., 2014; Tokgöz and Eryigit, 2015) ."
                    },
                    {
                        "id": 66,
                        "string": "REDUCE pops the stack, to allow removing a node once all its edges have been created."
                    },
                    {
                        "id": 67,
                        "string": "To handle discontinuous nodes, SWAP pops the second node on the stack and adds it to the top of the buffer, as with the similarly named transition in previous work (Nivre, 2009; Maier, 2015) ."
                    },
                    {
                        "id": 68,
                        "string": "Finally, FINISH pops the root node and marks the state as terminal."
                    },
                    {
                        "id": 69,
                        "string": "Classifier."
                    },
                    {
                        "id": 70,
                        "string": "The choice of classifier and feature representation has been shown to play an important role in transition-based parsing (Chen and Manning, 2014; Andor et al., 2016; Kiperwasser and Goldberg, 2016) ."
                    },
                    {
                        "id": 71,
                        "string": "To investigate the impact of the type of transition classifier in UCCA parsing, we experiment with three different models."
                    },
                    {
                        "id": 72,
                        "string": "1."
                    },
                    {
                        "id": 73,
                        "string": "Starting with a simple and common choice (e.g., Maier and Lichte, 2016) , TUPA Sparse uses a linear classifier with sparse features, trained with the averaged structured perceptron algorithm (Collins and Roark, 2004) S x | B V E SHIFT S | x B V E − S | x B V E REDUCE S B V E − S | x B V E NODE X S | x y | B V ∪ {y} E ∪ {(y, x) X } − x = root S | y, x B V E LEFT-EDGE X S | y, x B V E ∪ {(x, y) X } −    x ∈ w 1:n , y = root, y ; G x S | x, y B V E RIGHT-EDGE X S | x, y B V E ∪ {(x, y) X } − S | y, x B V E LEFT-REMOTE X S | y, x B V E ∪ {(x, y) * X } − S | x, y B V E RIGHT-REMOTE X S | x, y B V E ∪ {(x, y) * X } − S | x, y B V E SWAP S | y x | B V E − i(x) < i(y) [root] ∅ V E FINISH ∅ ∅ V E + Figure 2: The transition set of TUPA."
                    },
                    {
                        "id": 74,
                        "string": "We write the stack with its top to the right and the buffer with its head to the left."
                    },
                    {
                        "id": 75,
                        "string": "(·, ·)X denotes a primary X-labeled edge, and (·, ·) * X a remote X-labeled edge."
                    },
                    {
                        "id": 76,
                        "string": "i(x) is a running index for the created nodes."
                    },
                    {
                        "id": 77,
                        "string": "In addition to the specified conditions, the prospective child in an EDGE transition must not already have a primary parent."
                    },
                    {
                        "id": 78,
                        "string": "instead of one layer with cube activation."
                    },
                    {
                        "id": 79,
                        "string": "The embeddings and classifier are trained jointly."
                    },
                    {
                        "id": 80,
                        "string": "3."
                    },
                    {
                        "id": 81,
                        "string": "Finally, TUPA BiLSTM uses a bidirectional LSTM for feature representation, on top of the dense embedding features, an architecture similar to Kiperwasser and Goldberg (2016) ."
                    },
                    {
                        "id": 82,
                        "string": "The BiLSTM runs on the input tokens in forward and backward directions, yielding a vector representation that is then concatenated with dense features representing the parser state (e.g., existing edge labels and previous parser actions; see below)."
                    },
                    {
                        "id": 83,
                        "string": "This representation is then fed into a feedforward network similar to TUPA MLP ."
                    },
                    {
                        "id": 84,
                        "string": "The feedforward layers, BiLSTM and embeddings are all trained jointly."
                    },
                    {
                        "id": 85,
                        "string": "For all classifiers, inference is performed greedily, i.e., without beam search."
                    },
                    {
                        "id": 86,
                        "string": "Hyperparameters are tuned on the development set (see Section 4)."
                    },
                    {
                        "id": 87,
                        "string": "Features."
                    },
                    {
                        "id": 88,
                        "string": "TUPA Sparse uses binary indicator features representing the words, POS tags, syntactic dependency labels and existing edge labels related to the top four stack elements and the next three buffer elements, in addition to their children and grandchildren in the graph."
                    },
                    {
                        "id": 89,
                        "string": "We also use bi-and trigram features based on these values (Zhang and Clark, 2009; Zhu et al., 2013) , features related to discontinuous nodes (Maier, 2015 , including separating punctuation and gap type), features representing existing edges and the number of parents and children, as well as the past actions taken by the parser."
                    },
                    {
                        "id": 90,
                        "string": "In addition, we use use a novel, UCCAspecific feature: number of remote children."
                    },
                    {
                        "id": 91,
                        "string": "3 For TUPA MLP and TUPA BiLSTM , we replace all indicator features by a concatenation of the vector embeddings of all represented elements: words, 3 See Appendix A for a full list of used feature templates."
                    },
                    {
                        "id": 92,
                        "string": "POS tags, syntactic dependency labels, edge labels, punctuation, gap type and parser actions."
                    },
                    {
                        "id": 93,
                        "string": "These embeddings are initialized randomly."
                    },
                    {
                        "id": 94,
                        "string": "We additionally use external word embeddings initialized with pre-trained word2vec vectors (Mikolov et al., 2013) , 4 updated during training."
                    },
                    {
                        "id": 95,
                        "string": "In addition to dropout between NN layers, we apply word dropout (Kiperwasser and Goldberg, 2016) : with a certain probability, the embedding for a word is replaced with a zero vector."
                    },
                    {
                        "id": 96,
                        "string": "We do not apply word dropout to the external word embeddings."
                    },
                    {
                        "id": 97,
                        "string": "Finally, for all classifiers we add a novel realvalued feature to the input vector, ratio, corresponding to the ratio between the number of terminals to number of nodes in the graph G. This feature serves as a regularizer for the creation of new nodes, and should be beneficial for other transition-based constituency parsers too."
                    },
                    {
                        "id": 98,
                        "string": "Training."
                    },
                    {
                        "id": 99,
                        "string": "For training the transition classifiers, we use a dynamic oracle (Goldberg and Nivre, 2012) , i.e., an oracle that outputs a set of optimal transitions: when applied to the current parser state, the gold standard graph is reachable from the resulting state."
                    },
                    {
                        "id": 100,
                        "string": "For example, the oracle would predict a NODE transition if the stack has on its top a parent in the gold graph that has not been created, but would predict a RIGHT-EDGE transition if the second stack element is a parent of the first element according to the gold graph and the edge between them has not been created."
                    },
                    {
                        "id": 101,
                        "string": "The transition predicted by the classifier is deemed correct and is applied to the parser state to reach the subsequent state, if the transition is included in the set of optimal transitions."
                    },
                    {
                        "id": 102,
                        "string": "Otherwise, a random optimal transition is applied, and for the perceptron- according to the perceptron update rule."
                    },
                    {
                        "id": 103,
                        "string": "POS tags and syntactic dependency labels are extracted using spaCy (Honnibal and Johnson, 2015) ."
                    },
                    {
                        "id": 104,
                        "string": "5 We use the categorical cross-entropy objective function and optimize the NN classifiers with the Adam optimizer (Kingma and Ba, 2014)."
                    },
                    {
                        "id": 105,
                        "string": "UCCA edges can cross sentence boundaries, we adhere to the common practice in semantic parsing and train our parsers on individual sentences, discarding inter-relations between them (0.18% of the edges)."
                    },
                    {
                        "id": 106,
                        "string": "We also discard linkage nodes and edges (as they often express inter-sentence relations and are thus mostly redundant when applied at the sentence level) as well as implicit nodes."
                    },
                    {
                        "id": 107,
                        "string": "7 In the out-of-domain experiments, we apply the same parsers (trained on the Wiki training set) to the 20K Leagues corpus without parameter re-tuning."
                    },
                    {
                        "id": 108,
                        "string": "Implementation."
                    },
                    {
                        "id": 109,
                        "string": "We use the DyNet package (Neubig et al., 2017) for implementing the NN classifiers."
                    },
                    {
                        "id": 110,
                        "string": "Unless otherwise noted, we use the default values provided by the package."
                    },
                    {
                        "id": 111,
                        "string": "See Appendix C for the hyperparameter values we found by tuning on the development set."
                    },
                    {
                        "id": 112,
                        "string": "Evaluation."
                    },
                    {
                        "id": 113,
                        "string": "We define a simple measure for comparing UCCA structures G p = (V p , E p , p ) and G g = (V g , E g , g ), the predicted and goldstandard graphs, respectively, over the same sequence of terminals W = {w 1 , ."
                    },
                    {
                        "id": 114,
                        "string": "."
                    },
                    {
                        "id": 115,
                        "string": "."
                    },
                    {
                        "id": 116,
                        "string": ", w n }."
                    },
                    {
                        "id": 117,
                        "string": "For an edge e = (u, v) in either graph, u being the parent and v the child, its yield y(e) ⊆ W is the set of terminals in W that are descendants of v. Define the set of mutual edges between G p and G g : M (Gp, Gg) = {(e1, e2) ∈ Ep × Eg | y(e1) = y(e2) ∧ p(e1) = g (e2)} Labeled precision and recall are defined by dividing |M (G p , G g )| by |E p | and |E g |, respectively, and F-score by taking their harmonic mean."
                    },
                    {
                        "id": 118,
                        "string": "We report two variants of this measure: one where we consider only primary edges, and another for remote edges (see Section 2)."
                    },
                    {
                        "id": 119,
                        "string": "Performance on remote edges is of pivotal importance in this investigation, which focuses on extending the class of graphs supported by statistical parsers."
                    },
                    {
                        "id": 120,
                        "string": "We note that the measure collapses to the standard PARSEVAL constituency evaluation measure if G p and G g are trees."
                    },
                    {
                        "id": 121,
                        "string": "Punctuation is excluded from the evaluation, but not from the datasets."
                    },
                    {
                        "id": 122,
                        "string": "Comparison to bilexical graph parsers."
                    },
                    {
                        "id": 123,
                        "string": "As no direct comparison with existing parsers is possible, we compare TUPA to bilexical dependency graph parsers, which support reentrancy and discontinuity but not non-terminal nodes."
                    },
                    {
                        "id": 124,
                        "string": "To facilitate the comparison, we convert our training set into bilexical graphs (see examples in Figure 4 ), train each of the parsers, and evaluate them by applying them to the test set and then reconstructing UCCA graphs, which are compared with the gold standard."
                    },
                    {
                        "id": 125,
                        "string": "The conversion to bilexical graphs is done by heuristically selecting a head terminal for each non-terminal node, and attaching all terminal descendents to the head terminal."
                    },
                    {
                        "id": 126,
                        "string": "In the inverse conversion, we traverse the bilexical graph in topological order, creating non-terminal parents for all terminals, and attaching them to the previously-created non-terminals corresponding to the bilexical heads."
                    },
                    {
                        "id": 127,
                        "string": "8 In Section 5 we report the upper bounds on the achievable scores due to the error resulting from the removal of non-terminal nodes."
                    },
                    {
                        "id": 128,
                        "string": "Comparison to tree parsers."
                    },
                    {
                        "id": 129,
                        "string": "For completeness, and as parsing technology is considerably more 8 See Appendix D for a detailed description of the conversion procedures."
                    },
                    {
                        "id": 130,
                        "string": "mature for tree (rather than graph) parsing, we also perform a tree approximation experiment, converting UCCA to (bilexical) trees and evaluating constituency and dependency tree parsers on them (see examples in Figure 5 )."
                    },
                    {
                        "id": 131,
                        "string": "Our approach is similar to the tree approximation approach used for dependency graph parsing (Agić et al., 2015; Fernández-González and Martins, 2015) , where dependency graphs were converted into dependency trees and then parsed by dependency tree parsers."
                    },
                    {
                        "id": 132,
                        "string": "In our setting, the conversion to trees consists simply of removing remote edges from the graph, and then to bilexical trees by applying the same procedure as for bilexical graphs."
                    },
                    {
                        "id": 133,
                        "string": "Baseline parsers."
                    },
                    {
                        "id": 134,
                        "string": "We evaluate two bilexical graph semantic dependency parsers: DAGParser (Ribeyre et al., 2014) , the leading transition-based parser in SemEval 2014 (Oepen et al., 2014) and TurboParser (Almeida and Martins, 2015), a graph-based parser from SemEval 2015 ; UPARSE (Maier and Lichte, 2016) , a transition-based constituency parser supporting discontinuous constituents; and two bilexical tree parsers: MaltParser (Nivre et al., 2007) , and the stack LSTM-based parser of Dyer et al."
                    },
                    {
                        "id": 135,
                        "string": "(2015, henceforce \"LSTM Parser\")."
                    },
                    {
                        "id": 136,
                        "string": "Default settings are used in all cases."
                    },
                    {
                        "id": 137,
                        "string": "9 DAGParser and UPARSE use beam search by default, with a beam size of 5 and 4 respectively."
                    },
                    {
                        "id": 138,
                        "string": "The other parsers are greedy."
                    },
                    {
                        "id": 139,
                        "string": "flecting the error resulting from the conversion."
                    },
                    {
                        "id": 140,
                        "string": "10 DAGParser and UPARSE are most directly comparable to TUPA Sparse , as they also use a perceptron classifier with sparse features."
                    },
                    {
                        "id": 141,
                        "string": "TUPA Sparse considerably outperforms both, where DAGParser does not predict any remote edges in the out-ofdomain setting."
                    },
                    {
                        "id": 142,
                        "string": "TurboParser fares worse in this comparison, despite somewhat better results on remote edges."
                    },
                    {
                        "id": 143,
                        "string": "The LSTM parser of Dyer et al."
                    },
                    {
                        "id": 144,
                        "string": "(2015) obtains the highest primary F-score among the baseline parsers, with a considerable margin."
                    },
                    {
                        "id": 145,
                        "string": "Results Using a feedforward NN and embedding features, TUPA MLP obtains higher scores than TUPA Sparse , but is outperformed by the LSTM parser on primary edges."
                    },
                    {
                        "id": 146,
                        "string": "However, using better input encoding allowing virtual look-ahead and look-behind in the token representation, TUPA BiLSTM obtains substantially higher scores than TUPA MLP and all other parsers, on both primary and remote edges, both in the in-domain and out-of-domain settings."
                    },
                    {
                        "id": 147,
                        "string": "Its performance in absolute terms, of 73.5% F-score on primary edges, is encouraging in light of UCCA's inter-annotator agreement of 80-85% F-score on them (Abend and Rappoport, 2013) ."
                    },
                    {
                        "id": 148,
                        "string": "The parsers resulting from tree approximation 10 The low upper bound for remote edges is partly due to the removal of implicit nodes (not supported in bilexical representations), where the whole sub-graph headed by such nodes, often containing remote edges, must be discarded."
                    },
                    {
                        "id": 149,
                        "string": "are unable to recover any remote edges, as these are removed in the conversion."
                    },
                    {
                        "id": 150,
                        "string": "11 The bilexical DAG parsers are quite limited in this respect as well."
                    },
                    {
                        "id": 151,
                        "string": "While some of the DAG parsers' difficulty can be attributed to the conversion upper bound of 58.3%, this in itself cannot account for their poor performance on remote edges, which is an order of magnitude lower than that of TUPA BiLSTM ."
                    },
                    {
                        "id": 152,
                        "string": "Related Work While earlier work on anchored 12 semantic parsing has mostly concentrated on shallow semantic analysis, focusing on semantic role labeling of verbal argument structures, the focus has recently shifted to parsing of more elaborate representations that account for a wider range of phenomena ."
                    },
                    {
                        "id": 153,
                        "string": "Grammar-Based Parsing."
                    },
                    {
                        "id": 154,
                        "string": "Linguistically expressive grammars such as HPSG (Pollard and Sag, 1994) , CCG (Steedman, 2000) and TAG (Joshi and Schabes, 1997) provide a theory of the syntax-semantics interface, and have been used as a basis for semantic parsers by defining com- 11 We also experimented with a simpler version of TUPA lacking REMOTE transitions, obtaining an increase of up to 2 labeled F-score points on primary edges, at the cost of not being able to predict remote edges."
                    },
                    {
                        "id": 155,
                        "string": "12 By anchored we mean that the semantic representation directly corresponds to the words and phrases of the text."
                    },
                    {
                        "id": 156,
                        "string": "positional semantics on top of them (Flickinger, 2000; Bos, 2005, among others) ."
                    },
                    {
                        "id": 157,
                        "string": "Depending on the grammar and the implementation, such semantic parsers can support some or all of the structural properties UCCA exhibits."
                    },
                    {
                        "id": 158,
                        "string": "Nevertheless, this line of work differs from our approach in two important ways."
                    },
                    {
                        "id": 159,
                        "string": "First, the representations are different."
                    },
                    {
                        "id": 160,
                        "string": "UCCA does not attempt to model the syntaxsemantics interface and is thus less coupled with syntax."
                    },
                    {
                        "id": 161,
                        "string": "Second, while grammar-based parsers explicitly model syntax, our approach directly models the relation between tokens and semantic structures, without explicit composition rules."
                    },
                    {
                        "id": 162,
                        "string": "Broad-Coverage Semantic Parsing."
                    },
                    {
                        "id": 163,
                        "string": "Most closely related to this work is Broad-Coverage Semantic Dependency Parsing (SDP), addressed in two SemEval tasks (Oepen et al., 2014 ."
                    },
                    {
                        "id": 164,
                        "string": "Like UCCA parsing, SDP addresses a wide range of semantic phenomena, and supports discontinuous units and reentrancy."
                    },
                    {
                        "id": 165,
                        "string": "In SDP, however, bilexical dependencies are used, and a head must be selected for every relation-even in constructions that have no clear head, such as coordination (Ivanova et al., 2012) ."
                    },
                    {
                        "id": 166,
                        "string": "The use of non-terminal nodes is a simple way to avoid this liability."
                    },
                    {
                        "id": 167,
                        "string": "SDP also differs from UCCA in the type of distinctions it makes, which are more tightly coupled with syntactic considerations, where UCCA aims to capture purely semantic cross-linguistically applicable notions."
                    },
                    {
                        "id": 168,
                        "string": "For instance, the \"poss\" label in the DM target representation is used to annotate syntactic possessive constructions, regardless of whether they correspond to semantic ownership (e.g., \"John's dog\") or other semantic relations, such as marking an argument of a nominal predicate (e.g., \"John's kick\")."
                    },
                    {
                        "id": 169,
                        "string": "UCCA reflects the difference between these constructions."
                    },
                    {
                        "id": 170,
                        "string": "Recent interest in SDP has yielded numerous works on graph parsing (Ribeyre et al., 2014; Almeida and Martins, 2015; Du et al., 2015) , including tree approximation (Agić and Koller, 2014; Schluter et al., 2014) and joint syntactic/semantic parsing (Henderson et al., 2013; Swayamdipta et al., 2016) ."
                    },
                    {
                        "id": 171,
                        "string": "Abstract Meaning Representation."
                    },
                    {
                        "id": 172,
                        "string": "Another line of work addresses parsing into AMRs Vanderwende et al., 2015; Pust et al., 2015; Artzi et al., 2015) , which, like UCCA, abstract away from syntactic distinctions and represent meaning directly, using OntoNotes predi-cates (Weischedel et al., 2013) ."
                    },
                    {
                        "id": 173,
                        "string": "Events in AMR may also be evoked by non-verbal predicates, including possessive constructions."
                    },
                    {
                        "id": 174,
                        "string": "Unlike in UCCA, the alignment between AMR concepts and the text is not explicitly marked."
                    },
                    {
                        "id": 175,
                        "string": "While sharing much of this work's motivation, not anchoring the representation in the text complicates the parsing task, as it requires the alignment to be automatically (and imprecisely) detected."
                    },
                    {
                        "id": 176,
                        "string": "Indeed, despite considerable technical effort Pourdamghani et al., 2014; Werling et al., 2015) , concept identification is only about 80%-90% accurate."
                    },
                    {
                        "id": 177,
                        "string": "Furthermore, anchoring allows breaking down sentences into semantically meaningful sub-spans, which is useful for many applications (Fernández-González and Martins, 2015; Birch et al., 2016) ."
                    },
                    {
                        "id": 178,
                        "string": "Several transition-based AMR parsers have been proposed: CAMR assumes syntactically parsed input, processing dependency trees into AMR (Wang et al., 2015a (Wang et al., ,b, 2016 Goodman et al., 2016) ."
                    },
                    {
                        "id": 179,
                        "string": "In contrast, the parsers of Damonte et al."
                    },
                    {
                        "id": 180,
                        "string": "(2017) and Zhou et al."
                    },
                    {
                        "id": 181,
                        "string": "(2016) do not require syntactic pre-processing."
                    },
                    {
                        "id": 182,
                        "string": "Damonte et al."
                    },
                    {
                        "id": 183,
                        "string": "(2017) perform concept identification using a simple heuristic selecting the most frequent graph for each token, and Zhou et al."
                    },
                    {
                        "id": 184,
                        "string": "(2016) perform concept identification and parsing jointly."
                    },
                    {
                        "id": 185,
                        "string": "UCCA parsing does not require separately aligning the input tokens to the graph."
                    },
                    {
                        "id": 186,
                        "string": "TUPA creates non-terminal units as part of the parsing process."
                    },
                    {
                        "id": 187,
                        "string": "Furthermore, existing transition-based AMR parsers are not general DAG parsers."
                    },
                    {
                        "id": 188,
                        "string": "They are only able to predict a subset of reentrancies and discontinuities, as they may remove nodes before their parents have been predicted (Damonte et al., 2017) ."
                    },
                    {
                        "id": 189,
                        "string": "They are thus limited to a sub-class of AMRs in particular, and specifically cannot produce arbitrary DAG parses."
                    },
                    {
                        "id": 190,
                        "string": "TUPA's transition set, on the other hand, allows general DAG parsing."
                    },
                    {
                        "id": 191,
                        "string": "13 Conclusion We present TUPA, the first parser for UCCA."
                    },
                    {
                        "id": 192,
                        "string": "Evaluated in in-domain and out-of-domain settings, we show that coupled with a NN classifier and BiLSTM feature extractor, it accurately predicts UCCA graphs from text, outperforming a variety of strong baselines by a margin."
                    },
                    {
                        "id": 193,
                        "string": "Despite the recent diversity of semantic pars-ing work, the effectiveness of different approaches for structurally and semantically different schemes is not well-understood (Kuhlmann and Oepen, 2016) ."
                    },
                    {
                        "id": 194,
                        "string": "Our contribution to this literature is a general parser that supports multiple parents, discontinuous units and non-terminal nodes."
                    },
                    {
                        "id": 195,
                        "string": "Future work will evaluate TUPA in a multilingual setting, assessing UCCA's cross-linguistic applicability."
                    },
                    {
                        "id": 196,
                        "string": "We will also apply the TUPA transition scheme to different target representations, including AMR and SDP, exploring the limits of its generality."
                    },
                    {
                        "id": 197,
                        "string": "In addition, we will explore different conversion procedures (Kong et al., 2015) to compare different representations, suggesting ways for a data-driven design of semantic annotation."
                    },
                    {
                        "id": 198,
                        "string": "A parser for UCCA will enable using the framework for new tasks, in addition to existing applications such as machine translation evaluation (Birch et al., 2016) ."
                    },
                    {
                        "id": 199,
                        "string": "We believe UCCA's merits in providing a cross-linguistically applicable, broadcoverage annotation will support ongoing efforts to incorporate deeper semantic structures into various applications, such as sentence simplification (Narayan and Gardent, 2014) and summarization (Liu et al., 2015) ."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 45
                    },
                    {
                        "section": "Transition-based UCCA Parsing",
                        "n": "3",
                        "start": 46,
                        "end": 144
                    },
                    {
                        "section": "Results",
                        "n": "5",
                        "start": 145,
                        "end": 151
                    },
                    {
                        "section": "Related Work",
                        "n": "6",
                        "start": 152,
                        "end": 190
                    },
                    {
                        "section": "Conclusion",
                        "n": "7",
                        "start": 191,
                        "end": 199
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1076-Figure4-1.png",
                        "caption": "Figure 4: Bilexical graph approximation (dependency graph) for the sentences in Figure 1.",
                        "page": 5,
                        "bbox": {
                            "x1": 79.67999999999999,
                            "x2": 285.12,
                            "y1": 62.879999999999995,
                            "y2": 202.56
                        }
                    },
                    {
                        "filename": "../figure/image/1076-Figure5-1.png",
                        "caption": "Figure 5: Tree approximation (constituency) for the sentence in Figure 1a (top), and bilexical tree approximation (dependency) for the same sentence (bottom). These are identical to the original graphs, apart from the removal of remote edges.",
                        "page": 5,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 520.3199999999999,
                            "y1": 61.44,
                            "y2": 195.84
                        }
                    },
                    {
                        "filename": "../figure/image/1076-Table2-1.png",
                        "caption": "Table 2: Experimental results, in percents, on the Wiki test set (left) and the 20K Leagues set (right). Columns correspond to labeled precision, recall and F-score, for both primary and remote edges. F-score upper bounds are reported for the conversions. For the tree approximation experiments, only primary edges scores are reported, as they are unable to predict remote edges. TUPABiLSTM obtains the highest F-scores in all metrics, surpassing the bilexical parsers, tree parsers and other classifiers.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 520.3199999999999,
                            "y1": 61.44,
                            "y2": 296.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1076-Figure2-1.png",
                        "caption": "Figure 2: The transition set of TUPA. We write the stack with its top to the right and the buffer with its head to the left. (·, ·)X denotes a primary X-labeled edge, and (·, ·)∗X a remote X-labeled edge. i(x) is a running index for the created nodes. In addition to the specified conditions, the prospective child in an EDGE transition must not already have a primary parent.",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 533.28,
                            "y1": 62.879999999999995,
                            "y2": 189.12
                        }
                    },
                    {
                        "filename": "../figure/image/1076-Table1-1.png",
                        "caption": "Table 1: Statistics of the Wiki and 20K Leagues UCCA corpora. All counts exclude the root node, implicit nodes, and linkage nodes and edges.",
                        "page": 4,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 532.3199999999999,
                            "y1": 61.44,
                            "y2": 236.16
                        }
                    },
                    {
                        "filename": "../figure/image/1076-Figure3-1.png",
                        "caption": "Figure 3: Illustration of the TUPA model. Top: parser state (stack, buffer and intermediate graph). Bottom: TUPABiLTSM architecture. Vector representation for the input tokens is computed by two layers of bidirectional LSTMs. The vectors for specific tokens are concatenated with embedding and numeric features from the parser state (for existing edge labels, number of children, etc.), and fed into the MLP for selecting the next transition.",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 296.15999999999997,
                            "y1": 66.72,
                            "y2": 371.52
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-29"
        },
        {
            "slides": {
                "0": {
                    "title": "Problem",
                    "text": [
                        "The amount of labeled training data",
                        "You will need at least 100k training records to surpass classical",
                        "Large-scale labeled datasets of document classification",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "Previous Work",
                    "text": [
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne",
                        "Sequence autoencoder (Dai and Le 2015)"
                    ],
                    "page_nums": [
                        3,
                        4
                    ],
                    "images": []
                },
                "2": {
                    "title": "Our Contributions",
                    "text": [
                        "Pretraining strategy with unlabeled dialog data",
                        "Pretrain an encoder-decoder model for sentiment classifiers",
                        "Outperform other semi-supervised methods",
                        "Distant supervision with emoji and emoticons",
                        "Case study based on...",
                        "Costly labeled sentiment dataset of 99.5K items",
                        "Large-scale unlabeled dialog dataset of 22.3M utterance- response pairs",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Key Idea",
                    "text": [
                        "Emotional conversations in a dialog dataset",
                        "Implicitly learn sentiment-handling capabilities through learning a dialog model",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "4": {
                    "title": "Overview of the Proposed Method",
                    "text": [
                        "Large-scale dialog corpus: a set of a large number of unlabeled utterance-response tweet pairs",
                        "Labeled dataset: a set of a moderate number of tweets with a sentiment label",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "5": {
                    "title": "Data Preparation",
                    "text": [
                        "Extract 22.3M pairs of an utterance tweet and its response tweet from Twitter Firehose data",
                        "training validation test total",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "6": {
                    "title": "Model Dialog Model",
                    "text": [
                        "Embedding layer: 4000 tokens, 256 elements",
                        "Representation which encoder gives: 1024 elements",
                        "Decoder's readout layer: 256 elements",
                        "Decoder's output layer: 4000 tokens",
                        "LSTMs of the encoder and decoder share the parameter",
                        "LSTM-RNN dist. repr. LSTM-RNN",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne",
                        "token ID yt output layer ot",
                        "embed ding layer recurrent layer htdec",
                        "dec embedd ing layer",
                        "dec token ID xt",
                        "encoder RNN decoder RNN"
                    ],
                    "page_nums": [
                        9,
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Model Classification Model",
                    "text": [
                        "The architecture of the encoder RNN part is identical to that of the dialog model",
                        "Produce a probability distribution over sentiment classes by a fully-connected layer and softmax function",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "8": {
                    "title": "Training Dialog Model",
                    "text": [
                        "Model pretraining with the dialog data",
                        "Evaluate validation costs 10 times per epoch and pick up the best model",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "9": {
                    "title": "Training Classification Model",
                    "text": [
                        "Classifier model training with the sentiment data",
                        "Apply 5 different data sizes for each method",
                        "5 runs for each method/data size with varying random seeds",
                        "Evaluate the results by the average of f-measure scores",
                        "Adjust the duration so that the cost surely converges",
                        "Pretrained models converge very quickly but those trained from scratch converge slowly",
                        "The other aspects are the same with pretraining",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "10": {
                    "title": "Proposed Method",
                    "text": [
                        "The proposed method: Dial",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "11": {
                    "title": "Baselines with LSTM RNNs",
                    "text": [
                        "Directly trained by the sentiment data",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne",
                        "Pretrain an LSTM-RNNs as a language model",
                        "Pretrain an LSTM-RNNs as a sequence autoencoder",
                        "Emoji and emoticon-based distant supervision",
                        "Prepare large-scale datasets utilizing emoticons or emoji as",
                        "Pretrain models as classifier models using pseudo-labeled data"
                    ],
                    "page_nums": [
                        15,
                        16,
                        17,
                        18,
                        19
                    ],
                    "images": []
                },
                "12": {
                    "title": "Baselines with Linear Models",
                    "text": [
                        "Use only the sentiment data",
                        "Segment text with a defact-standard morphological analyzer, MeCab",
                        "+233 emoji and emoticons",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "13": {
                    "title": "Results F measure",
                    "text": [
                        "= e > Default",
                        "LL ey tk Dial",
                        "22 / # of training records"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "14": {
                    "title": "Conclusion",
                    "text": [
                        "Effectiveness of the pretraining strategy using paired dialog data for sentiment analysis",
                        "Even more effective in extremely low-resource situations",
                        "Explore combinations of a large-scale unlabeled dataset and a supervised task",
                        "Exploit other kinds of structures",
                        "56th Annual Meeting of the Association for Computational Linguistics, 15-20 July 2018, Melbourne"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                }
            },
            "paper_title": "Pretraining Sentiment Classifiers with Unlabeled Dialog Data",
            "paper_id": "1094",
            "paper": {
                "title": "Pretraining Sentiment Classifiers with Unlabeled Dialog Data",
                "abstract": "The huge cost of creating labeled training data is a common problem for supervised learning tasks such as sentiment classification. Recent studies showed that pretraining with unlabeled data via a language model can improve the performance of classification models. In this paper, we take the concept a step further by using a conditional language model, instead of a language model. Specifically, we address a sentiment classification task for a tweet analysis service as a case study and propose a pretraining strategy with unlabeled dialog data (tweet-reply pairs) via an encoder-decoder model. Experimental results show that our strategy can improve the performance of sentiment classifiers and outperform several state-of-theart strategies including language model pretraining.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Sentiment classification is a task to predict a sentiment label, such as positive/negative, for a given text and has been applied to many domains such as movie/product reviews, customer surveys, news comments, and social media."
                    },
                    {
                        "id": 1,
                        "string": "A common problem of this task is the lack of labeled training data due to costly annotation work, especially for social media without explicit sentiment feedback such as review scores."
                    },
                    {
                        "id": 2,
                        "string": "To overcome this problem, Dai and Le (2015) recently proposed a semi-supervised sequence learning framework, where a sentiment classifier based on recurrent neural networks (RNNs) is trained with labeled data after initializing it with the parameters of an RNN-based language model pretrained with a large amount of unlabeled data."
                    },
                    {
                        "id": 3,
                        "string": "The concept of their framework is simple but effective, and their work yielded many related studies of semi-supervised training based on sequence modeling, as described in Section 4."
                    },
                    {
                        "id": 4,
                        "string": "In this paper, we take their concept a step further by using a conditional language model with unlabeled dialog data (i.e., tweet-reply pairs) instead of a language model with unpaired data 1 ."
                    },
                    {
                        "id": 5,
                        "string": "An important observation of the dialog data that underpins our strategy is that the sentiment or mood in a message often affects messages in reply to it."
                    },
                    {
                        "id": 6,
                        "string": "People tend to write angry responses to angry messages, empathetic replies to sad remarks, or congratulatory phrases to good news."
                    },
                    {
                        "id": 7,
                        "string": "Our contributions are listed as follows."
                    },
                    {
                        "id": 8,
                        "string": "• We propose a pretraining strategy with unlabeled dialog data (tweet-reply pairs) via an encoder-decoder model for sentiment classifiers (Section 2)."
                    },
                    {
                        "id": 9,
                        "string": "To the best of our knowledge, our proposal is the first such proposal, as clarified in Section 4."
                    },
                    {
                        "id": 10,
                        "string": "• We report on a case study based on a costly labeled sentiment dataset of 99.5K items and a large-scale unlabeled dialog dataset of 22.3M, which were provided from a tweet analysis service (Section 3.1)."
                    },
                    {
                        "id": 11,
                        "string": "• Experimental results of sentiment classification show that our method outperforms the current semi-supervised methods based on a language model, autoencoder, and distant supervision, as well as linear classifiers (Section 3.4)."
                    },
                    {
                        "id": 12,
                        "string": "Proposed Method Our pretraining strategy simply consists of the following two steps: 1."
                    },
                    {
                        "id": 13,
                        "string": "Training a dialog (encoder-decoder) model using unlabeled dialog data (tweet-reply pairs) as pretraining."
                    },
                    {
                        "id": 14,
                        "string": "2."
                    },
                    {
                        "id": 15,
                        "string": "Training a sentiment classifier (encoderlabeler) model using labeled sentiment data (tweet-label pairs) after initializing its encoder part with the encoder parameters of the encoder-decoder model."
                    },
                    {
                        "id": 16,
                        "string": "The encoder-decoder model is a conditional language model that predicts a correct output sequence from an input sequence (Sutskever et al., 2014) ."
                    },
                    {
                        "id": 17,
                        "string": "This model consists of two RNNs: an encoder and decoder."
                    },
                    {
                        "id": 18,
                        "string": "The encoder extracts a context of the input sequence as a real-valued vector, and the decoder predicts the output sequences from the context individually."
                    },
                    {
                        "id": 19,
                        "string": "Our classifier forms an encoder-labeler structure, which consists of the above encoder and a labeler that predicts a sentiment label from the context."
                    },
                    {
                        "id": 20,
                        "string": "Note that the encoder of the classifier is finetuned with labeled data, as in (Dai and Le, 2015) ."
                    },
                    {
                        "id": 21,
                        "string": "The main difference between their approach and ours is that we examine paired (dialog) data for pretraining, while they only showed the usefulness of pretraining with unpaired data."
                    },
                    {
                        "id": 22,
                        "string": "Experiments Datasets We used two datasets, a dialog dataset for pretraining the encoder-decoder model and a sentiment dataset for training (fine-tuning) the sentiment classifier, as shown in Table 1 ."
                    },
                    {
                        "id": 23,
                        "string": "Those datasets were provided by Yahoo!"
                    },
                    {
                        "id": 24,
                        "string": "JAPAN, which is the largest portal site in Japan."
                    },
                    {
                        "id": 25,
                        "string": "The dialog dataset contains about 22.3 million tweet-reply pairs extracted from Twitter Firehose data."
                    },
                    {
                        "id": 26,
                        "string": "In its preprocessing, we filtered out spam and bot posts by using user-level signals such as the follower count, the friend count, the favorite count, and whether a profile image is set or not."
                    },
                    {
                        "id": 27,
                        "string": "Also, we replaced all the URLs in the text with \"[u]\" and all the user mentions with \"[m]\", considering them as noise."
                    },
                    {
                        "id": 28,
                        "string": "The rest of the text was used Train Valid Test Dialog 22,300,000 10,000 50,000 Sentiment 80,591 4,000 15,000 Table 1 : Details of dialog and sentiment datasets as it was."
                    },
                    {
                        "id": 29,
                        "string": "On average, source and target (or reply) tweets after preprocessing were 31.5 and 27.8 characters long, respectively."
                    },
                    {
                        "id": 30,
                        "string": "While redistribution of tweets is prohibited, we are planning to publicize tweet IDs of this dataset for reproducibility."
                    },
                    {
                        "id": 31,
                        "string": "2 The sentiment dataset includes about 100K tweets with manually annotated three-class sentiment labels: positive, negative, and neutral."
                    },
                    {
                        "id": 32,
                        "string": "The breakdown of positive, negative, and neutral in the training set was 15.0, 18.6, and 66.4%, respectively."
                    },
                    {
                        "id": 33,
                        "string": "Note that the tweets were sampled separately from those of the dialog dataset."
                    },
                    {
                        "id": 34,
                        "string": "The procedure for text preprocessing was the same with that of the dialog dataset."
                    },
                    {
                        "id": 35,
                        "string": "The average length of the tweets after preprocessing was 17 characters."
                    },
                    {
                        "id": 36,
                        "string": "Each tweet was judged by a majority vote of three experienced editors in the company providing the sentiment-analysis service."
                    },
                    {
                        "id": 37,
                        "string": "The inter-annotator agreement ratio assessed with Fleiss' κ was 0.495."
                    },
                    {
                        "id": 38,
                        "string": "The overall annotation work took roughly 300 person-days."
                    },
                    {
                        "id": 39,
                        "string": "This means that the cost is at least 24K dollars, 8 hours × 300 days × legal minimum wage in Japan 10 dollars/hour."
                    },
                    {
                        "id": 40,
                        "string": "Considering that the in-house annotators are well-educated, skilled proper employees, the actual cost would be much higher than this rough estimate and much more costly than collecting unlabeled dialog data."
                    },
                    {
                        "id": 41,
                        "string": "In addition, the annotators had gone through a few days of training to become able to appropriately judge the sentiment before they got down to actual annotation work, but the number, 300 person-days, does not include the time for this training."
                    },
                    {
                        "id": 42,
                        "string": "Model and Training The settings of the dialog (encoder-decoder) model are as follows."
                    },
                    {
                        "id": 43,
                        "string": "In both the encoder and decoder, the size of the word-embedding layer is 256 and that of the LSTM-RNN hidden layer is 1024."
                    },
                    {
                        "id": 44,
                        "string": "The size of the output layer is 4000, which is the same as the (character-based) vocabulary size."
                    },
                    {
                        "id": 45,
                        "string": "3 ."
                    },
                    {
                        "id": 46,
                        "string": "The encoder and decoder share these hyperparameters as well as the parameters themselves (that is, with regard to the embedding layer and recurrent layer)."
                    },
                    {
                        "id": 47,
                        "string": "The total number of parameters is 8.9 million."
                    },
                    {
                        "id": 48,
                        "string": "The settings of the sentiment classifier (encoder-labeler) model are as follows."
                    },
                    {
                        "id": 49,
                        "string": "The encoder part has the same structure and hyperparameters as that of the dialog model, making them compatible for transferring learned parameters."
                    },
                    {
                        "id": 50,
                        "string": "We reused the dialog model's dictionaries in the classifier model so that the two models could process tweet texts consistently."
                    },
                    {
                        "id": 51,
                        "string": "The labeler consists of a fully connected layer and soft max nonlinearity."
                    },
                    {
                        "id": 52,
                        "string": "The models were trained with ADADELTA (Zeiler, 2012) with a mini-batch size of 64."
                    },
                    {
                        "id": 53,
                        "string": "The dialog model was trained in five epochs, and the classifier model was tuned with the early-stopping strategy, which stops training when the validation accuracy drops."
                    },
                    {
                        "id": 54,
                        "string": "For ADADELTA's parameters, we fixed the learning rate to 1.0, decay rate ρ to 0.95, and smoothing constant ϵ to 10 −6 for all training sessions."
                    },
                    {
                        "id": 55,
                        "string": "We evaluated validation costs ten times per epoch and selected the model with the lowest validation cost."
                    },
                    {
                        "id": 56,
                        "string": "The training took 15.9 days on 1 GPU with 7 TFLOPS computational power."
                    },
                    {
                        "id": 57,
                        "string": "Compared Models We compared the following eight models: nonpretrained (Default), proposed dialog pretraining (Dial), current pretraining with unpaired data (Lang, SeqAE) and pseudo labeled data (Emo2M, Emo6M), and classical linear learners (LogReg, LinSVM)."
                    },
                    {
                        "id": 58,
                        "string": "The details of these models are given below."
                    },
                    {
                        "id": 59,
                        "string": "• Default: Trained without pretraining by executing only Step 2 in Section 2."
                    },
                    {
                        "id": 60,
                        "string": "• Dial: Pretrained with the dialog model described in Section 2."
                    },
                    {
                        "id": 61,
                        "string": "• Lang, SeqAE: Pretrained with the language model and autoencoder model proposed in (Dai and Le, 2015) ."
                    },
                    {
                        "id": 62,
                        "string": "The language model is the decoder part of the encoder-decoder model using a zero vector as the initial hidden layer value, and the autoencoder model is the same structure of the encoder-decoder model, where input and output are the same."
                    },
                    {
                        "id": 63,
                        "string": "To make the comparison as fair as possible, we used the reply-side of the dialog dataset for pretraining Lang and SeqAE so that the same supervision information on the basis of the same tweet-reply pairs would be applied to Lang, SeqAE, and Dial."
                    },
                    {
                        "id": 64,
                        "string": "The number of their pretraining epochs was also equal to that of Dial."
                    },
                    {
                        "id": 65,
                        "string": "• Emo2M, Emo6M: Pretrained with pseudo labeled data (2M, 6M) based on manually collected emoticons, which consist of 120 positive emoticons and 116 negative ones."
                    },
                    {
                        "id": 66,
                        "string": "This technique is also known as distant-supervision."
                    },
                    {
                        "id": 67,
                        "string": "These pseudo labels were annotated by extracting tweets including one of those emoticons from our dialog data and another 92M tweets."
                    },
                    {
                        "id": 68,
                        "string": "Pretraining was conducted via a two-class sentiment classifier, which is a similar model to Default, since uncertain tweets without emoticons are not always neutral."
                    },
                    {
                        "id": 69,
                        "string": "We confirmed that this two-class classifier can reach more than 90% test accuracy on the emoticonbased test dataset."
                    },
                    {
                        "id": 70,
                        "string": "After pretraining, the parameters of the encoder part were transfered to the final classifier model."
                    },
                    {
                        "id": 71,
                        "string": "(Nakov et al., 2013) and was actually used in the tweet analysis service of the data-providing company."
                    },
                    {
                        "id": 72,
                        "string": "The best parameters were found through a grid-search on the validation set."
                    },
                    {
                        "id": 73,
                        "string": "Table 2 shows the macro-average F-measure results of the compared models in Section 3.3 on the sentiment classification task when varying data size (5K to 80K)."
                    },
                    {
                        "id": 74,
                        "string": "Each value is the average of five trials with different random seeds for each setting, and a value of a trial is the macro-average of F-measure values of three sentiment classes."
                    },
                    {
                        "id": 75,
                        "string": "Comparing Dial with the other models, we can see that our pretraining strategy with dialog data consistently outperformed all the other models: state-of-the-art pretraining strategies with unpaired unlabeled data (Lang, SeqAE) and pseudo labeled data (Emo2M, Emo6M), as well as linear learners (LogReg, LinSVM)."
                    },
                    {
                        "id": 76,
                        "string": "This indicates that unlabeled dialog data (tweet-reply pairs) have useful information for sentiment classifiers, as expected in Section 1."
                    },
                    {
                        "id": 77,
                        "string": "In fact, we observed that the pretrained encoder-decoder model seems to generate an appropriate reply, on which the sentiment on the input tweet is well reflected."
                    },
                    {
                        "id": 78,
                        "string": "For example, the reply \":(\" was generated for the input tweet \"I'm sorry to hear that\" (see supplementary material for more examples)."
                    },
                    {
                        "id": 79,
                        "string": "Results Lang also outperformed well but did not overtake Dial."
                    },
                    {
                        "id": 80,
                        "string": "The differences between Dial and Lang are statistically significant 4 for all five training dataset sizes."
                    },
                    {
                        "id": 81,
                        "string": "Interestingly, SeqAE was not so effective like Dial, despite their model structures are basically the same."
                    },
                    {
                        "id": 82,
                        "string": "This implies that it is practically important to find appropriate data for pretraining, such as dialog data for sentiment classification."
                    },
                    {
                        "id": 83,
                        "string": "As for the results of distant supervision with emoticons, both Emo2M and Emo6M performed worse than Default, and increasing the dataset size did not change the situation."
                    },
                    {
                        "id": 84,
                        "string": "The reason why these models did not perform as well as other pretraining-based models is considered to be noisy labels, especially in negative ones."
                    },
                    {
                        "id": 85,
                        "string": "We illustrate two instances in the Emo2M training data that include an emoticon that is usually negative emoti-4 Under the significance level of 0.05 with two-tailed t-test assuming unequal variances."
                    },
                    {
                        "id": 86,
                        "string": "con but can be considered positive: • ; ; , \"She is so beautiful, cute (crying emoticon)\" • orz, \"I envy you."
                    },
                    {
                        "id": 87,
                        "string": "Congratulations (bow-theknee emoticon)\" Comparing Default with LogReg and LinSVM, we can see that the linear models performed better than the default RNN model without pretraining, when the labeled data size is less than or equal to 20K."
                    },
                    {
                        "id": 88,
                        "string": "However, looking at the results of Dial, our method improved Default even for these cases (5K to 20K), and Dial clearly outperformed the linear models."
                    },
                    {
                        "id": 89,
                        "string": "This means that pretraining is useful especially on the situation where the labeled data size is limited."
                    },
                    {
                        "id": 90,
                        "string": "Related Work After Dai and Le (2015) proposed the framework of semi-supervised sequence learning, there have been several attempts to extend sequence learning models for different tasks to semi-supervised settings."
                    },
                    {
                        "id": 91,
                        "string": "Cheng et al."
                    },
                    {
                        "id": 92,
                        "string": "(2016) and Ramachandran et al."
                    },
                    {
                        "id": 93,
                        "string": "(2017) studied semi-supervised training of machine translation models via an autoencoder model and language model, respectively."
                    },
                    {
                        "id": 94,
                        "string": "They also used paired data (parallel corpora), but unsupervised training was conducted with reasonable monolingual corpora to compensate for costly parallel corpora, which is opposite to our setting."
                    },
                    {
                        "id": 95,
                        "string": "Zhou et al."
                    },
                    {
                        "id": 96,
                        "string": "(2016a,b) proposed to use parallel corpora for adapting the sentiment resources in a resource-rich language to a resource-poor language."
                    },
                    {
                        "id": 97,
                        "string": "Their purpose was completely different from ours, since making parallel corpora is also costly."
                    },
                    {
                        "id": 98,
                        "string": "The other studies include semi-supervised extensions for predicting the property values of Wikipedia (Hewlett et al., 2017) , detecting medical conditions from heart rate data (Ballinger et al., 2018) , and morphological reinflection of inflected words (e.g., \"playing\" to \"played\")."
                    },
                    {
                        "id": 99,
                        "string": "They did not use paired-text data to leverage their tasks."
                    },
                    {
                        "id": 100,
                        "string": "Our method can be regarded as a general version of distant supervision since we assume that a reply includes the label information of the corresponding tweet."
                    },
                    {
                        "id": 101,
                        "string": "There have been many studies about distant supervision for sentiment analysis (Read, 2005; Go et al., 2009; Davidov et al., 2010; Purver and Battersby, 2012; Mohammad et al., 2013; Tang et al., 2014; dos Santos and Gatti, 2014; Severyn and Moschitti, 2015; Deriu et al., 2016; Müller et al., 2017) , but they basically focused on how to use emoticons and hashtags to leverage performance."
                    },
                    {
                        "id": 102,
                        "string": "One exception is the study by (Pool and Nissim, 2016) , in which Facebook reactions were used for distant supervision."
                    },
                    {
                        "id": 103,
                        "string": "Their approach is similar to ours using tweet-reply pairs, but our method is more general since they only used six reply categories (i.e., like, love, haha, wow, sad, and angry), not text replies."
                    },
                    {
                        "id": 104,
                        "string": "There have been a few studies on sentiment classification in dialogue data ."
                    },
                    {
                        "id": 105,
                        "string": "These studies involved sentiment classification based on dialog contexts, which means that they used labeled dialog data, while we used unlabeled dialog data."
                    },
                    {
                        "id": 106,
                        "string": "For tweet data, several studies used reply-features for sentiment classification of tweets (Barbosa and Feng, 2010; Jiang et al., 2011; Vanzo et al., 2014; Bamman and Smith, 2015; Ren et al., 2016; Castellucci et al., 2016) ."
                    },
                    {
                        "id": 107,
                        "string": "However, they used replies as labeled data for sentiment classification, not unlabeled data for pretraining."
                    },
                    {
                        "id": 108,
                        "string": "Conclusion We proposed a pretraining strategy with dialog data for sentiment classifiers."
                    },
                    {
                        "id": 109,
                        "string": "The experimental results showed that our strategy clearly outperformed the existing pretraining with unpaired unlabeled data via language modeling and pseudo labeled data via distant supervision, as well as linear classifiers."
                    },
                    {
                        "id": 110,
                        "string": "In the future, we will investigate whether or not we can use other paired data for pretraining of classification tasks."
                    },
                    {
                        "id": 111,
                        "string": "For example, we expect that news article-comment pairs are useful for predicting fake news detection and that question-answer pairs of Q&A sites are useful for recommending questions for answering."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 11
                    },
                    {
                        "section": "Proposed Method",
                        "n": "2",
                        "start": 12,
                        "end": 21
                    },
                    {
                        "section": "Datasets",
                        "n": "3.1",
                        "start": 22,
                        "end": 41
                    },
                    {
                        "section": "Model and Training",
                        "n": "3.2",
                        "start": 42,
                        "end": 56
                    },
                    {
                        "section": "Compared Models",
                        "n": "3.3",
                        "start": 57,
                        "end": 78
                    },
                    {
                        "section": "Results",
                        "n": "3.4",
                        "start": 79,
                        "end": 89
                    },
                    {
                        "section": "Related Work",
                        "n": "4",
                        "start": 90,
                        "end": 107
                    },
                    {
                        "section": "Conclusion",
                        "n": "5",
                        "start": 108,
                        "end": 111
                    }
                ],
                "figures": []
            },
            "gem_id": "GEM-SciDuet-validation-30"
        },
        {
            "slides": {
                "0": {
                    "title": "KyotoEBMT Overview",
                    "text": [
                        "sJll a few language-specific rules",
                        "Maybe the least commonly used variant of x-to-x",
                        "SensiJve to parsing quality of both source and target languages",
                        "Maximize the chances of preserving informaJon",
                        "Less commonly used than ConsJtuent trees",
                        "Most natural for Japanese",
                        "Should contain all important semanJc informaJon"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "1": {
                    "title": "KyotoEBMT pipeline",
                    "text": [
                        "1- Preprocessing of the parallel corpus",
                        "2- Processing of input sentence",
                        "Tuning and reranking done with kbMira",
                        "seems to work beVer than PRO for us"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": [
                        "figure/image/1113-Figure1-1.png"
                    ]
                },
                "2": {
                    "title": "Other specificities",
                    "text": [
                        "all translaJon rules computed on-the-fly for each input cons:",
                        "possibly slower (but not so slow) compuJng significance/ sparse features more complicated",
                        "full-context available for compuJng features no limit on the size of matched rules possibility to output perfect translaJon when input is very similar to an example",
                        "OpJonal words AlternaJve inserJon posiJons Decoder can process flexible rules more efficiently than a long list of alternaJve rules some flexible rules may actually encode >millions of standard rules"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "3": {
                    "title": "Flexible Rules Extracted on the fly",
                    "text": [
                        "the hydrogen is produced",
                        "Input: natural example) gas",
                        "(plasJc) and raw petroleum",
                        "at present X(plasJc) is Y(for example) produced Y(for example) Flexible translaJon rule created on-the-fly: from",
                        "X: Simple case (X has an equivalent in the source example)",
                        "Y: ambiguous inserJon posiJon",
                        "raw: null-aligned -> opJonal raw* petroleum (encode many translaJon opJons at once) Y(for example) opJonal word"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "4": {
                    "title": "Other specifici3es",
                    "text": [
                        "all translaJon rules computed on-the-fly for each input cons:",
                        "possibly slower (but not so slow) compuJng significance/ sparse features more complicated",
                        "full-context available for compuJng features no limit on the size of matched rules possibility to output perfect translaJon when input is very similar to an example",
                        "OpJonal words AlternaJve inserJon posiJons Decoder can process flexible rules more efficiently than a long list of alternaJve rules some flexible rules may actually encode >millions of standard rules"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "KyotoEBMT improvements",
                    "text": [
                        "Our system is very sensiJve to",
                        "Forest Juman parses KNP",
                        "Added support for parse forests",
                        "System is also very sensiJve to alignment errors",
                        "We used to correct alignments by",
                        "Forest using dependency trees (Nakazawa parses and Kurohashi, 2012)",
                        "Now we further improve them with",
                        "BeVer handling of flexible rules",
                        "Forest 10 new features parses alignment score",
                        "context similarity score based on word2vec vectors",
                        "Forest RNNLM language model parses",
                        "Now also using a Neural MT based",
                        "automaJc nightly tesJng for variaJons in BLEU/ asserJon errors/",
                        "Forest memory leaks parses Overall improvements across all",
                        "EsJmaJng the global contribuJon of each element is tough, but here are the final results,"
                    ],
                    "page_nums": [
                        9,
                        11,
                        13,
                        14,
                        16
                    ],
                    "images": [
                        "figure/image/1113-Figure1-1.png"
                    ]
                },
                "7": {
                    "title": "Forest Input",
                    "text": [
                        "A parJal soluJon to the issues of Tree-to-Tree MT",
                        "Can help with parsing errors",
                        "Can help with syntacJc divergences",
                        "we used 20-best input parses n-best list of all inputs merged and reranked",
                        "an exponenJal number of input parses can be encoded the selecJon of parses is done during decoding"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "8": {
                    "title": "Alignment Improvements",
                    "text": [
                        "Used Nile (Riesa et al., 2011) to improve the alignment",
                        "As suggested by (Neubig and Duh, 2014)",
                        "Require us to parse into consJtuent trees as well",
                        "Ckylark parser for Japanese (Oda+, 2015)",
                        "Berkeley Parser for Chinese/English",
                        "Nile becomes the third element of an alignment pipeline",
                        "with dependency trees with consJtuent trees",
                        "Giza++ Kurohashi, (Nakazawa 2012) and Nile"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "9": {
                    "title": "Bilingual Neural Network Language Model",
                    "text": [
                        "Combine Neural MT with EBMT",
                        "We use the state-of-the-art model described by (Bahdanau et al., 2015)",
                        "Model seen as a Language Model condiJonalized on the input",
                        "Processing Japanese and Chinese as sequences of characters gave good results",
                        "Avoid segmentaJon issues Faster training",
                        "Reranked BLEU/ NeuralMT char-BLEU vs Epochs for J->C",
                        "Neural MT models alone produced bad translaJons eg. Character BLEU for C->J almost half that of KyotoEBMT Reranking performances saturates before MT performances",
                        "Neural MT cBLEU reranked BLEU KyotoEBMT cBLEU"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "11": {
                    "title": "Results for WAT2015",
                    "text": [
                        "The various improvements lead to good changes in BLEU.",
                        "Almost +4 BLEU for the JC/CJ",
                        "Only for J->C, we find that reranking decreased",
                        "(While sJll improving BLEU/RIBES)"
                    ],
                    "page_nums": [
                        18,
                        19,
                        20,
                        21
                    ],
                    "images": []
                },
                "12": {
                    "title": "Conclusion",
                    "text": [
                        "KyotoEBMT is a (Dependency) Tree-to-Tree MT system with state-of-",
                        "Improvements across the whole pipeline lead us to close to +4 BLEU improvements",
                        "Make more use of the target structure",
                        "Use of deep learning features in the decoder"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                }
            },
            "paper_title": "KyotoEBMT System Description for the 2nd Workshop on Asian Translation",
            "paper_id": "1113",
            "paper": {
                "title": "KyotoEBMT System Description for the 2nd Workshop on Asian Translation",
                "abstract": "This paper introduces the Ky-otoEBMT example-based machine translation framework. Since last year's workshop we have replaced input trees with forests, improved alignment, added new features, and introduced bilingual neural network reranking. The major benefits of our system include online example retrieval and flexible reordering. We also use syntactic dependency analysis for both source and target languages in the hope of learning how to translate non-local structure. The system implementation (this paper refers to version 1.0) is available as open-source.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction This paper describes the KyotoEBMT system used in the 2nd Workshop on Asian Translation (Nakazawa et."
                    },
                    {
                        "id": 1,
                        "string": "al, 2015) ."
                    },
                    {
                        "id": 2,
                        "string": "Our system is a fully-fledged Example-Based Machine Translation (EBMT) platform making use of both source-language and target-language dependency structure."
                    },
                    {
                        "id": 3,
                        "string": "This approach has been explored comparatively less in studies on syntax-based SMT/EBMT, which tend to focus on constituent trees rather than dependency trees, and on tree-to-string rather than tree-to-tree approaches."
                    },
                    {
                        "id": 4,
                        "string": "Furthermore, we employ separate dependency parsers for each language rather than projecting the dependencies from one language to another, as in (Quirk et."
                    },
                    {
                        "id": 5,
                        "string": "al, 2005) ."
                    },
                    {
                        "id": 6,
                        "string": "The dependency structure information is used end-to-end: for improving the quality of the alignment of the translation examples, for constraining the translation rule extraction and for guiding the decoding."
                    },
                    {
                        "id": 7,
                        "string": "We believe that dependency structure, which considers more than just local context, is important in order to generate fluent and accurate translations of complex sentences across distant language pairs."
                    },
                    {
                        "id": 8,
                        "string": "The experiments described in this paper focus on technical domain translation for Japanese-Chinese and Japanese-English, however our implementation is applicable to any domain and language pair for which there exist parallel sentences and dependency parsers."
                    },
                    {
                        "id": 9,
                        "string": "A further unique characteristic of our system is that, again contrary to the majority of similar systems, it does not rely on precomputation of translation rules."
                    },
                    {
                        "id": 10,
                        "string": "Instead it matches each input sentence to the full database of translation examples before extracting translation rules online."
                    },
                    {
                        "id": 11,
                        "string": "This has the merit of maximizing the information available when creating and combining translation rules, while retaining the ability to produce excellent translations for input sentences similar to an existing translation example."
                    },
                    {
                        "id": 12,
                        "string": "The system is mostly developed in C++ and is available as open source."
                    },
                    {
                        "id": 13,
                        "string": "The code and documentation are available from http://nlp.ist.i.kyoto-u.ac.jp/kyotoebmt/."
                    },
                    {
                        "id": 14,
                        "string": "Experiments are facilitated through the inclusion of an end-to-end experiment management system (EMS) which has been greatly improved in this version."
                    },
                    {
                        "id": 15,
                        "string": "The framework is simple to use and supports model training with multiple threads or across a cluster."
                    },
                    {
                        "id": 16,
                        "string": "Figure 1 shows the basic structure of the Ky-otoEBMT translation pipeline."
                    },
                    {
                        "id": 17,
                        "string": "System Overview The training process begins with parsing and aligning parallel sentences from the training corpus."
                    },
                    {
                        "id": 18,
                        "string": "The alignments are then used to build an example database ('translation mem- Step 1 is the creation of the example database, trained from a parallel corpus."
                    },
                    {
                        "id": 19,
                        "string": "Step 2 is the parsing of an input sentence and the generation of sets of initial hypotheses."
                    },
                    {
                        "id": 20,
                        "string": "Step 3 consists in decoding and reranking."
                    },
                    {
                        "id": 21,
                        "string": "The tuning of the weights for decoding and reranking is done by a modified version of step 3. ory') containing 'examples' or 'treelets' that form the hypotheses to be combined during decoding."
                    },
                    {
                        "id": 22,
                        "string": "Translation is performed by first parsing an input sentence then searching for treelets matching entries in the example database."
                    },
                    {
                        "id": 23,
                        "string": "The retrieved treelets are combined by a lattice-based decoder that optimizes a log linear model score."
                    },
                    {
                        "id": 24,
                        "string": "Finally, we use a reranker to select the optimal translation from the n-best list provided by the decoder using additional non-local features (see section 3.4)."
                    },
                    {
                        "id": 25,
                        "string": "Figure 2 shows the process of combining examples matching the input tree to create an output sentence."
                    },
                    {
                        "id": 26,
                        "string": "Example retrieval and translation hypothesis construction An important characteristic of our system is that we do not extract and store translation rules in advance: the alignment of translation examples is performed offline."
                    },
                    {
                        "id": 27,
                        "string": "However, for a given input sentence i, the steps for finding examples partially matching i and extracting their translation hypotheses is an online process."
                    },
                    {
                        "id": 28,
                        "string": "This approach could be considered to be more faithful to the original EBMT approach advocated by Nagao (1984) ."
                    },
                    {
                        "id": 29,
                        "string": "It has already been proposed for phrase-based (Callison-Burch et al., 2005) , hierarchical (Lopez, 2007) , and syntax-based (Cromières and Kurohashi, 2011) systems."
                    },
                    {
                        "id": 30,
                        "string": "It does not however, seem to be very commonly integrated in syntax-based MT."
                    },
                    {
                        "id": 31,
                        "string": "This approach has several benefits."
                    },
                    {
                        "id": 32,
                        "string": "The first is that we are not required to impose a limit on the size of translation hypotheses."
                    },
                    {
                        "id": 33,
                        "string": "Systems extracting rules in advance typically restrict the size and number of extracted rules for fear of becoming unmanageable."
                    },
                    {
                        "id": 34,
                        "string": "In particular, if an input sentence is the same or very similar to one of our translation examples, we will be able to retrieve a perfect translation."
                    },
                    {
                        "id": 35,
                        "string": "A second advantage is that we can make use of the full context of the example to assign features and scores to each translation hypothesis."
                    },
                    {
                        "id": 36,
                        "string": "The main drawback of our approach is that it can be computationally more expensive to retrieve arbitrarily large matchings in the example database online than it is to match precomputed rules."
                    },
                    {
                        "id": 37,
                        "string": "We use the techniques described in Cromières and Kurohashi (2011) to perform this step as efficiently as possible."
                    },
                    {
                        "id": 38,
                        "string": "Once we have found an example translation (s, t) for which s partially matches i, we proceed to extract a translation hypothesis from it."
                    },
                    {
                        "id": 39,
                        "string": "A translation hypothesis is defined as a generic translation rule for a part p of the input sentence that is represented as a targetlanguage treelet, with non-terminals representing the insertion positions for the translations of other parts of the sentence."
                    },
                    {
                        "id": 40,
                        "string": "A translation hypothesis is created from a translation example as follows: 1."
                    },
                    {
                        "id": 41,
                        "string": "We project the part of s that is matched into the target side t using the alignment of s and t. This is trivial if each word of s and t is aligned, but this is not typically the case."
                    },
                    {
                        "id": 42,
                        "string": "Therefore our translation hypotheses will often have some target words/nodes marked as optionals: this means that we will decide if they should be added to the final translation only at the moment of combination."
                    },
                    {
                        "id": 43,
                        "string": "2."
                    },
                    {
                        "id": 44,
                        "string": "We insert the non-terminals as child nodes of the projected subtree."
                    },
                    {
                        "id": 45,
                        "string": "This is Figure 2 : The process of translation."
                    },
                    {
                        "id": 46,
                        "string": "The source sentence is parsed and matching subtrees from the example database are retrieved."
                    },
                    {
                        "id": 47,
                        "string": "From the examples, we extract translation hypotheses than can contain optional target words and several position for each non-terminals."
                    },
                    {
                        "id": 48,
                        "string": "For example the translation hypothesis containing \"textbook\" has three possible position for the non-terminal X3 (as a left-child before \"a\", as a left-child after \"a\" or as a right-child)."
                    },
                    {
                        "id": 49,
                        "string": "The translation hypotheses are then combined during decoding."
                    },
                    {
                        "id": 50,
                        "string": "Choice of optional words and final non-terminal positions is also done during decoding."
                    },
                    {
                        "id": 51,
                        "string": "Figure 3 : A translation hypothesis endoded as a lattice."
                    },
                    {
                        "id": 52,
                        "string": "This representation allows us to handle efficiently the ambiguities of our translation rules."
                    },
                    {
                        "id": 53,
                        "string": "Note that each path in this lattice corresponds to different choices of insertion position for X2, morphological forms of \"be\", and the optional insertion of \"at\"."
                    },
                    {
                        "id": 54,
                        "string": "simple if i, s and t have the same structure and are perfectly aligned, but again this is not typically the case."
                    },
                    {
                        "id": 55,
                        "string": "A consequence is that we will sometimes have several possible insertion positions for each non-terminal."
                    },
                    {
                        "id": 56,
                        "string": "The choice of insertion position is again made during combination."
                    },
                    {
                        "id": 57,
                        "string": "Decoding After having extracted translation hypotheses for as many parts of the input tree as possible, we need to decide how to select and combine them."
                    },
                    {
                        "id": 58,
                        "string": "Our approach here is similar to what has been proposed for Corpus-Based Machine Translation."
                    },
                    {
                        "id": 59,
                        "string": "We first choose a number of features and create a linear model scoring each possible combination of hypotheses (see Section 3.3)."
                    },
                    {
                        "id": 60,
                        "string": "We then attempt to find the combination that maximizes this model score."
                    },
                    {
                        "id": 61,
                        "string": "The combination of rules is constrained by the structure of the input dependency tree."
                    },
                    {
                        "id": 62,
                        "string": "If we only consider local features 1 , then a simple bottom-up dynamic programming approach can efficiently find the optimal combination with linear O(|H|) complexity 2 ."
                    },
                    {
                        "id": 63,
                        "string": "However, non-local features (such as language models) will force us to prune the search space."
                    },
                    {
                        "id": 64,
                        "string": "This pruning is done efficiently through a variation of cube-pruning (Chiang, 2007) ."
                    },
                    {
                        "id": 65,
                        "string": "We use KenLM 3 (Heafield, 2011) for computing the target language model score."
                    },
                    {
                        "id": 66,
                        "string": "Decoding is made more efficient by using some of the more advanced features of KenLM such as state-reduction ( (Li and Khudanpur, 2008) , ) and rest-cost estimations (Heafield et al., 2012) ."
                    },
                    {
                        "id": 67,
                        "string": "Compared with the original cube-pruning algorithm, our decoder is designed to handle an arbitrary number of non-terminals."
                    },
                    {
                        "id": 68,
                        "string": "In addition, as we have seen in Section 2.1, the translation hypotheses we initially extract from examples are ambiguous in term of which target word is going to be used and which will be the final position of each non-terminal."
                    },
                    {
                        "id": 69,
                        "string": "In order to handle such ambiguities, we use a lattice-based internal representation that can encode them efficiently (see Figure 3 )."
                    },
                    {
                        "id": 70,
                        "string": "This lattice representation also allows the decoder to make choices between various morphological variations of a word (e.g."
                    },
                    {
                        "id": 71,
                        "string": "be/is/are)."
                    },
                    {
                        "id": 72,
                        "string": "We use the decoding algorithm described in ."
                    },
                    {
                        "id": 73,
                        "string": "Improvements from WAT2014 Alignment Based on the findings of Neubig and Duh (2014) , we experimented with supervised alignment using Nile (Riesa et al., 2011) as part of our translation framework."
                    },
                    {
                        "id": 74,
                        "string": "We found that using supervised alignments made a considerable improvement to translation quality."
                    },
                    {
                        "id": 75,
                        "string": "Since Nile supports only constituency parses, we also perform constituency parsing for source and target languages for generating bidirectional word alignments."
                    },
                    {
                        "id": 76,
                        "string": "For the initial alignments for Nile, we use the alignments generated from the model described in last year's system description (Richardson et al., 2014) , which makes use of our dependency parses in order to capture non-local reorderings."
                    },
                    {
                        "id": 77,
                        "string": "Forest Input We found that the quality of the source-side dependency parsing had an important impact 3 http://kheafield.com/code/kenlm/ on translation quality."
                    },
                    {
                        "id": 78,
                        "string": "Unfortunately, parsing errors are unavoidable."
                    },
                    {
                        "id": 79,
                        "string": "Chinese parsing is maybe especially challenging and our Chinese parser still produces a significant number of parsing errors."
                    },
                    {
                        "id": 80,
                        "string": "In order to mitigate this problem, last year we used a k-best list of input parses."
                    },
                    {
                        "id": 81,
                        "string": "We found this was somewhat successful but inefficient, and therefore have moved from a k-best list representation of multiple parses to a more compact and efficient forest representation."
                    },
                    {
                        "id": 82,
                        "string": "In the future, we will consider also using forests for all the translation examples (and not just the input sentence)."
                    },
                    {
                        "id": 83,
                        "string": "Features During decoding we use a linear model to score each possible combination of hypotheses."
                    },
                    {
                        "id": 84,
                        "string": "This linear model is based on a linear combination of both local features (local to each translation hypothesis) and non-local features (such as a 5-gram language model score of the final translation)."
                    },
                    {
                        "id": 85,
                        "string": "Despite our already relatively large set of dense features, we found there were a number of cases where these features were not enough to differentiate between good and bad translation hypotheses."
                    },
                    {
                        "id": 86,
                        "string": "This year we have added ten new features, now reaching a total of 52, a selection of which are shown below: • Similarity between source and input word embeddings (Mikolov et al., 2013) The optimal weights for each feature are as before estimated using the implementation of k-best batch MIRA (Cherry and Foster, 2012) included in Moses."
                    },
                    {
                        "id": 87,
                        "string": "Reranking A final reranking step allows us to use more advanced features for selecting the best translations."
                    },
                    {
                        "id": 88,
                        "string": "We reranked the n-best output of our system using several additional language models: a standard 7-gram language model with Modified Kneser-Ney smoothing, a Recurrent Neural Network Language Model (RNNLM) (Mikolov et."
                    },
                    {
                        "id": 89,
                        "string": "al, 2010) and several variations of a Bilingual Recurrent Neural Network Language Model."
                    },
                    {
                        "id": 90,
                        "string": "The RNNLM model was trained with hidden layer size 200, and 5000 sentences from the training fold were used as validation data."
                    },
                    {
                        "id": 91,
                        "string": "For the bilingual language model, we used the Neural Machine Translation Model of (Bahdanau et."
                    },
                    {
                        "id": 92,
                        "string": "al, 2014) which has an open source implementation in the Ground-Hog/Theano framework 4 ."
                    },
                    {
                        "id": 93,
                        "string": "For each language pair we trained two models, one for each translation direction."
                    },
                    {
                        "id": 94,
                        "string": "In addition, for Japanese and Chinese, we considered two types of segmentation: the segmentation produced by our morphological analyzer, and a character-level segmentation."
                    },
                    {
                        "id": 95,
                        "string": "We had therefore up to four models per language pair."
                    },
                    {
                        "id": 96,
                        "string": "Rescoring our translations with these models gave up to four additional features."
                    },
                    {
                        "id": 97,
                        "string": "It is interesting to note that although trying to directly translate our input sentences using these neural MT models typically resulted in a comparatively low BLEU score, they turned out to be useful for reranking in our system."
                    },
                    {
                        "id": 98,
                        "string": "This is probably due to the fact that, since they represent a very different approach to translation, the models tend to learn different aspects of the translation and make different mistakes to our system."
                    },
                    {
                        "id": 99,
                        "string": "Using a character-based segmentation further ensured the neural models learned a different kind of information."
                    },
                    {
                        "id": 100,
                        "string": "The models took two to four days each to train on a GPU."
                    },
                    {
                        "id": 101,
                        "string": "The settings we used were mostly the defaults of the implementations 5 ."
                    },
                    {
                        "id": 102,
                        "string": "Reranking was conducted by first calculating the various language model scores for each 4 https://github.com/lisa-groundhog/GroundHog 5 More precisely, the hidden layer size was 1000."
                    },
                    {
                        "id": 103,
                        "string": "Training done with a minibatch size of 64 and the adadelta algorithm (rho = 0.95, eps = 1e-6)."
                    },
                    {
                        "id": 104,
                        "string": "Vocabulary size was reduced to 20,000 for the word-segmented model."
                    },
                    {
                        "id": 105,
                        "string": "Backpropagation through time number of steps increased to up to 100 for the character-based models."
                    },
                    {
                        "id": 106,
                        "string": "translation in the n-best list."
                    },
                    {
                        "id": 107,
                        "string": "These features were added to those used in the first round of tuning, then one final iteration of tuning was run."
                    },
                    {
                        "id": 108,
                        "string": "The tuning algorithm and settings were the same as for standard tuning."
                    },
                    {
                        "id": 109,
                        "string": "This retuning step was added in order to find an optimal combination of the additional features with related features such as sentence length and the score given by the 5-gram language model used inside the decoder."
                    },
                    {
                        "id": 110,
                        "string": "Experiments We conducted translation experiments on the four language pairs in the scientific papers subtask: Japanese-English (JA-EN), English-Japanese (EN-JA), Japanese-Chinese (JA-ZH) and Chinese-Japanese (ZH-JA)."
                    },
                    {
                        "id": 111,
                        "string": "The proposed system used the following dependency parsers and show below their approximate parsing accuracies (micro-average), which were evaluated by hand on a random subset of sentences from the test data."
                    },
                    {
                        "id": 112,
                        "string": "The parsers were trained on domains different to those used in the experiments."
                    },
                    {
                        "id": 113,
                        "string": "• English: NLParser 6 (92%) (Charniak and Johnson, 2005) • Japanese: KNP (96%) (Kawahara and Kurohashi, 2006) • Chinese: SKP (88%) (Shen et al., 2012) For generating input for Nile we used the following constituency parsers: • English: Berkeley Parser (Petrov et al., 2006) • Japanese: Cyklark (Oda et al., 2015) • Chinese: Berkeley Parser (Petrov et al., 2006) Forests were created by packing the 200-best dependency parses for Japanese and English, and 50-best parses for Chinese."
                    },
                    {
                        "id": 114,
                        "string": "Table 1 shows the results of our proposed system (WAT15) and a comparison with the system from last year (WAT14) (Richardson Nakazawa et al."
                    },
                    {
                        "id": 115,
                        "string": "(2015) )."
                    },
                    {
                        "id": 116,
                        "string": "We give results for evaluation on the test set after tuning (WAT15, WAT14) and tuning plus reranking (WAT15+Rerank, WAT14+Rerank)."
                    },
                    {
                        "id": 117,
                        "string": "Tuning was conducted over 10 iterations on the development set using an n-best list of length 500, and we used the 1000best for reranking."
                    },
                    {
                        "id": 118,
                        "string": "WAT15+Rerank was the strongest system in our comparison, outperforming the official baseline, non-reranked system (WAT15) and last year's systems in all metrics for all languages, with the minor exception of JA-ZH human evaluation for reranked vs. nonreranked."
                    },
                    {
                        "id": 119,
                        "string": "Results Conclusion In this paper we have described the latest version of the KyotoEBMT example-based translation system."
                    },
                    {
                        "id": 120,
                        "string": "Since last year we have improved alignment, introduced forest input, added new features and used bilingual neural network features in reranking."
                    },
                    {
                        "id": 121,
                        "string": "In our preparation for this workshop we have focused mainly on improving Japanese-Chinese and Chinese-Japanese translation, particularly in terms of dealing with poor quality Chinese dependency parses."
                    },
                    {
                        "id": 122,
                        "string": "As future work we plan to perform more extensive error analysis on the other language pairs."
                    },
                    {
                        "id": 123,
                        "string": "We also found that despite using forest input there are still many issues caused by incorrect parsing and will consider in the future how best to overcome this."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 16
                    },
                    {
                        "section": "System Overview",
                        "n": "2",
                        "start": 17,
                        "end": 25
                    },
                    {
                        "section": "Example retrieval and translation hypothesis construction",
                        "n": "2.1",
                        "start": 26,
                        "end": 56
                    },
                    {
                        "section": "Decoding",
                        "n": "2.2",
                        "start": 57,
                        "end": 72
                    },
                    {
                        "section": "Alignment",
                        "n": "3.1",
                        "start": 73,
                        "end": 76
                    },
                    {
                        "section": "Forest Input",
                        "n": "3.2",
                        "start": 77,
                        "end": 82
                    },
                    {
                        "section": "Features",
                        "n": "3.3",
                        "start": 83,
                        "end": 86
                    },
                    {
                        "section": "Reranking",
                        "n": "3.4",
                        "start": 87,
                        "end": 109
                    },
                    {
                        "section": "Experiments",
                        "n": "4",
                        "start": 110,
                        "end": 118
                    },
                    {
                        "section": "Conclusion",
                        "n": "5",
                        "start": 119,
                        "end": 123
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1113-Figure3-1.png",
                        "caption": "Figure 3: A translation hypothesis endoded as a lattice. This representation allows us to handle efficiently the ambiguities of our translation rules. Note that each path in this lattice corresponds to different choices of insertion position for X2, morphological forms of “be”, and the optional insertion of “at”.",
                        "page": 2,
                        "bbox": {
                            "x1": 80.64,
                            "x2": 281.28,
                            "y1": 476.64,
                            "y2": 510.24
                        }
                    },
                    {
                        "filename": "../figure/image/1113-Figure2-1.png",
                        "caption": "Figure 2: The process of translation. The source sentence is parsed and matching subtrees from the example database are retrieved. From the examples, we extract translation hypotheses than can contain optional target words and several position for each non-terminals. For example the translation hypothesis containing “textbook” has three possible position for the non-terminal X3 (as a left-child before “a”, as a left-child after “a” or as a right-child). The translation hypotheses are then combined during decoding. Choice of optional words and final non-terminal positions is also done during decoding.",
                        "page": 2,
                        "bbox": {
                            "x1": 85.92,
                            "x2": 512.16,
                            "y1": 61.44,
                            "y2": 346.08
                        }
                    },
                    {
                        "filename": "../figure/image/1113-Table1-1.png",
                        "caption": "Table 1: Official evaluation results for BLEU/RIBES/HUMAN. (NB: Human evaluation scores of WAT2014 and WAT2015 are not comparable.)",
                        "page": 5,
                        "bbox": {
                            "x1": 127.67999999999999,
                            "x2": 470.4,
                            "y1": 62.879999999999995,
                            "y2": 349.91999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1113-Figure1-1.png",
                        "caption": "Figure 1: The translation pipeline can be roughly divided in 3 steps. Step 1 is the creation of the example database, trained from a parallel corpus. Step 2 is the parsing of an input sentence and the generation of sets of initial hypotheses. Step 3 consists in decoding and reranking. The tuning of the weights for decoding and reranking is done by a modified version of step 3.",
                        "page": 1,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 288.0,
                            "y1": 61.44,
                            "y2": 252.95999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-31"
        },
        {
            "slides": {
                "0": {
                    "title": "Discourse Dependency Structure and Treebanks",
                    "text": [
                        "Example text: [Syntactic parsing is useful in NLP.]e1 [We present a parsing algorithm,]e2",
                        "[which improves classical transition-based approach.]e3",
                        "Discourse dependency tree: background elaboration [Li. 2014; Yoshida. 2014]",
                        "Advantage: flexible, simple, support non-projection (ROOT node)",
                        "Conversion based dependency treebanks from RST or SDRT representations [Li. 2014; Stede. 2016]",
                        "Limitations: conversion errors and not support non-projection",
                        "Build a dependency treebank from scratch",
                        "Scientific abstracts: short with strong logics"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "Annotation Framework Discourse Segmentation",
                    "text": [
                        "Discourse segmentation: Segment abstracts into elementary discourse units (EDUs)",
                        "Generally treats clauses as EDUs [Polanyi. 1988, Mann and Thompson. 1988]",
                        "Subjective and some objective clauses are not segmented [Carlson and Marcu. 2001]",
                        "Example 1: [The challenge of copying mechanism in Seq2Seq is that new machinery is needed]e1 [to decide when to perform the operation.]e2",
                        "Strong discourse cues always starts a new EDU",
                        "Example 2: [Despite bilingual embeddings success,]e1 [the contextual information]e2",
                        "[which is important to translation quality,]e3 [was ignored in previous work.]e4"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Annotation Framework Obtain Tree Structure",
                    "text": [
                        "A tree is composed of relations",
                        ": the EDU with essential information",
                        ": the EDU with supportive content",
                        ": relation type (17 coarse-grained and 26 fine-grained types)",
                        "Each EDU has one and only one head",
                        "One EDU is dominated by ROOT node",
                        "Polynary relations joint process-step"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Corpus Construction",
                    "text": [
                        "5 annotators were selected after test annotation",
                        "Semi-automatic: pre-trained SPADE [Soricut. 2003] Manual proofreading",
                        "The annotation lasted 6 months",
                        "63% abstracts were annotated more than twice",
                        "An online tool was developed for annotating and visualizing DT trees"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Reliability Annotation Consistency",
                    "text": [
                        "The consistency of tree annotation is analyzed by 3 metrics:",
                        "Unlabeled accuracy score: structural consistency",
                        "Labeled accuracy score: overall consistency",
                        "Cohens Kappa: consistency on relation label conditioned on same structure",
                        "Annotators #Doc. UAS LAS Kappa score",
                        "Annotator 1 & 2",
                        "Annotator 3 & 4",
                        "Annotator 4 & 5"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "7": {
                    "title": "Annotation Scale",
                    "text": [
                        "comparable with PDTB and RST-DT considering size of units and relations",
                        "much larger than existing domain-specific discourse treebanks",
                        "Corpus #Doc. #Doc. (unique) #Text unit #Relation Source Annotation form",
                        "SciDTB Scientific abstracts Dependency trees",
                        "RST-DT Wall Street Journal RST trees",
                        "PDTB v2.0 Wall Street Journal Relation pairs",
                        "BioDRB Biomedical articles Relation pairs"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "8": {
                    "title": "Structural Characteristics",
                    "text": [
                        "Most relations (61.6%) occur between neighboring EDUs",
                        "The distance of 8.8% relations is greater than 5",
                        "Non-projection: 3% of the whole corpus"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "9": {
                    "title": "SciDTB as Benchmark",
                    "text": [
                        "We make SciDTB as a benchmark for evaluating discourse dependency parsers",
                        "3 baselines are implemented:",
                        "Vanilla transition based parser",
                        "Two-stage transition based parser a simpler version of [Wang, 2017]",
                        "Dev set Test set Model UAS LAS UAS LAS"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "10": {
                    "title": "Conclusions",
                    "text": [
                        "We propose a discourse dependency treebank with following features:",
                        "comparable with existing treebanks in size",
                        "We further make SciDTB as a benchmark",
                        "Consider longer scientific articles",
                        "Develop effective parsers on SciDTB"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                }
            },
            "paper_title": "SciDTB: Discourse Dependency TreeBank for Scientific Abstracts",
            "paper_id": "1122",
            "paper": {
                "title": "SciDTB: Discourse Dependency TreeBank for Scientific Abstracts",
                "abstract": "Annotation corpus for discourse relations benefits NLP tasks such as machine translation and question answering. In this paper, we present SciDTB, a domainspecific discourse treebank annotated on scientific articles. Different from widelyused RST-DT and PDTB, SciDTB uses dependency trees to represent discourse structure, which is flexible and simplified to some extent but do not sacrifice structural integrity. We discuss the labeling framework, annotation workflow and some statistics about SciDTB. Furthermore, our treebank is made as a benchmark for evaluating discourse dependency parsers, on which we provide several baselines as fundamental work.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Discourse relation depicts how the text spans in a text relate to each other."
                    },
                    {
                        "id": 1,
                        "string": "These relations can be categorized into different types according to semantics, logic or writer's intention."
                    },
                    {
                        "id": 2,
                        "string": "Annotations of such discourse relations can benefit many down-stream NLP tasks including machine translation  and automatic summarization (Gerani et al., 2014) ."
                    },
                    {
                        "id": 3,
                        "string": "Several discourse corpora have been proposed in previous work, grounded with various discourse theories."
                    },
                    {
                        "id": 4,
                        "string": "Among them Rhetorical Structure Theory TreeBank (RST-DT) (Carlson et al., 2003) and Penn Discourse TreeBank (PDTB) (Prasad et al., 2007) are the most widely-used resources."
                    },
                    {
                        "id": 5,
                        "string": "PDTB focuses on shallow discourse relations between two arguments and ignores the whole organization."
                    },
                    {
                        "id": 6,
                        "string": "RST-DT based on Rhetorical Structure Theory (RST) (Mann and Thompson, 1988) represents a text into a hierarchical discourse tree."
                    },
                    {
                        "id": 7,
                        "string": "Though RST-DT provides more comprehensive discourse information, its limitations including the introduction of intermediate nodes and absence of nonprojective structures bring the annotation and parsing complexity."
                    },
                    {
                        "id": 8,
                        "string": "Li et al."
                    },
                    {
                        "id": 9,
                        "string": "(2014) and Yoshida et al."
                    },
                    {
                        "id": 10,
                        "string": "(2014) both realized the problems of RST-DT and introduced dependency structures into discourse representation."
                    },
                    {
                        "id": 11,
                        "string": "Stede et al."
                    },
                    {
                        "id": 12,
                        "string": "(2016) adopted dependency tree format to compare RST structure and Segmented Discourse Representation Theory(SDRT) (Lascarides and Asher, 2008) structure for a corpus of short texts."
                    },
                    {
                        "id": 13,
                        "string": "Their discourse dependency framework is adapted from syntactic dependency structure (Hudson, 1984; Böhmová et al., 2003) , with words replaced by elementary discourse units (EDUs)."
                    },
                    {
                        "id": 14,
                        "string": "Binary discourse relations are represented from dominant EDU (called \"head\") to subordinate EDU (called \"dependent\"), which makes non-projective structure possible."
                    },
                    {
                        "id": 15,
                        "string": "However, Li et al."
                    },
                    {
                        "id": 16,
                        "string": "(2014) and Yoshida et al."
                    },
                    {
                        "id": 17,
                        "string": "(2014) mainly focused on the definition of discourse dependency structure and directly transformed constituency trees in RST-DT into dependency trees."
                    },
                    {
                        "id": 18,
                        "string": "On the one hand, they only simply treated the transformation ambiguity, while constituency structures and dependency structures did not correspond one-toone."
                    },
                    {
                        "id": 19,
                        "string": "On the other hand, the transformed corpus still did not contain non-projective dependency trees, though \"crossed dependencies\" actually exist in the real flexible discourse structures (Wolf and Gibson, 2005) ."
                    },
                    {
                        "id": 20,
                        "string": "In such case, it is essential to construct a discourse dependency treebank from scratch instead of through automatically converting from the constituency structures."
                    },
                    {
                        "id": 21,
                        "string": "In this paper, we construct the discourse dependency corpus SciDTB 1 ."
                    },
                    {
                        "id": 22,
                        "string": "based on scientific abstracts, with the reference to the discourse de-pendency representation in Li et al."
                    },
                    {
                        "id": 23,
                        "string": "(2014) ."
                    },
                    {
                        "id": 24,
                        "string": "We choose scientific abstracts as the corpus for two reasons."
                    },
                    {
                        "id": 25,
                        "string": "First, we observe that when long news articles in RST-DT have several paragraphs, the discourse relations between paragraphs are very loose and their annotations are not so meaningful."
                    },
                    {
                        "id": 26,
                        "string": "Thus, short texts with obvious logics become our preference."
                    },
                    {
                        "id": 27,
                        "string": "Here, we choose scientific abstracts from ACL Anthology 2 which are usually composed of one passage and have strong logics."
                    },
                    {
                        "id": 28,
                        "string": "Second, we prefer to conduct domain-specific discourse annotation."
                    },
                    {
                        "id": 29,
                        "string": "RST-DT and PDTB are both constructed on news articles, which are unspecific in domain coverage."
                    },
                    {
                        "id": 30,
                        "string": "We choose the scientific domain that is more specific and can benefit further academic applications such as automatic summarization and translation."
                    },
                    {
                        "id": 31,
                        "string": "Furthermore, our treebank SciDTB can be made as a benchmark for evaluating discourse parsers."
                    },
                    {
                        "id": 32,
                        "string": "Three baselines are provided as fundamental work."
                    },
                    {
                        "id": 33,
                        "string": "Annotation Framework In this section, we describe two key aspects of our annotation framework, including elementary discourse units (EDU) and discourse relations."
                    },
                    {
                        "id": 34,
                        "string": "Elementary Discourse Units We first need to divide a passage into nonoverlapping text spans, which are named elementary discourse units (EDUs)."
                    },
                    {
                        "id": 35,
                        "string": "We follow the criterion of Polanyi (1988) and Irmer (2011) which treats clauses as EDUs."
                    },
                    {
                        "id": 36,
                        "string": "However, since a discourse unit is a semantic concept but a clause is defined syntactically, in some cases segmentation by clauses is still not the most proper strategy."
                    },
                    {
                        "id": 37,
                        "string": "In practice, we refer to the guidelines defined by (Carlson and Marcu, 2001) ."
                    },
                    {
                        "id": 38,
                        "string": "For example, subjective clauses, objective clauses of non-attributive verbs and verb complement clauses are not segmented."
                    },
                    {
                        "id": 39,
                        "string": "Nominal postmodifiers with predicates are treated as EDUs."
                    },
                    {
                        "id": 40,
                        "string": "Strong discourse cues such as \"despite\" and \"because of \" starts a new EDU no matter they are followed by a clause or a phrase."
                    },
                    {
                        "id": 41,
                        "string": "We give an EDU segmentation example as follows."
                    },
                    {
                        "id": 42,
                        "string": "It is noted, as in Example 1, there are EDUs which are broken into two parts (in bold) by relative clauses or nominal postmodifiers."
                    },
                    {
                        "id": 43,
                        "string": "Like RST, we connect the two parts by a pseudo-relation type Same-unit to represent their integrity."
                    },
                    {
                        "id": 44,
                        "string": "[Despite bilingual embeddings success,][the contextual information][which is of critical Discourse Relations A discourse relation is defined as tri-tuple (h, d, r), where h means the head EDU, d is the dependent EDU, and r defines the relation category between h and d. For a discourse relation, head EDU is defined as the unit with essential information and dependent EDU with supportive content."
                    },
                    {
                        "id": 45,
                        "string": "Here, we follow Carlson and Marcu (2001) to adopt deletion test in the determination of head and dependent."
                    },
                    {
                        "id": 46,
                        "string": "If one unit in a binary relation pair is deleted but the whole meaning can still be almost understood from the other unit, the deleted unit is treated as dependent and the other one as the head."
                    },
                    {
                        "id": 47,
                        "string": "For the relation categories, we mainly refer to the work of (Carlson and Marcu, 2001) and (Bunt and Prasad, 2016) ."
                    },
                    {
                        "id": 48,
                        "string": "Table 1 presents the discourse relation set of SciDTB, which are not explained detailedly one by one due to space limitation."
                    },
                    {
                        "id": 49,
                        "string": "Through investigation of scientific abstracts, we define 17 coarse-grained relation types and 26 fine-grained relations for SciDTB."
                    },
                    {
                        "id": 50,
                        "string": "It is noted that we make some modifications to adapt to the scientific domain."
                    },
                    {
                        "id": 51,
                        "string": "For example, In SciDTB, Background relation is divided into three For example, entity tags in Wikipedia data define some word boundaries."
                    },
                    {
                        "id": 52,
                        "string": "In this paper we adopt partial-label learning with conditional random fields to make use of this knowledge for semi-supervised Chinese word segmentation."
                    },
                    {
                        "id": 53,
                        "string": "The basic idea of partial-label learning is to optimize a cost function that marginalizes the probability mass in the constrained space that encodes this knowledge."
                    },
                    {
                        "id": 54,
                        "string": "By integrating some domain adaptation techniques, such as EasyAdapt, our result reaches an F-measure of 95.98 % on the CTB-6 corpus."
                    },
                    {
                        "id": 55,
                        "string": "subtypes: Related, Goal and General, because the background description in scientific abstracts usually has more different intents."
                    },
                    {
                        "id": 56,
                        "string": "Meanwhile, for attribution relation we treat the attributive content rather than act as head, which is contrary to that defined in (Carlson and Marcu, 2001) , because scientific facts or research arguments mentioned in attributive content are more important in abstracts."
                    },
                    {
                        "id": 57,
                        "string": "For some symmetric discourse relations such as joint and comparison, where two connected EDUs are equally important and have interchangeable semantic roles, we follow the strategy as (Li et al., 2014) and treat the preceding EDU as the head."
                    },
                    {
                        "id": 58,
                        "string": "Another issue on coherence relations is about polynary relations which involve more than two EDUs."
                    },
                    {
                        "id": 59,
                        "string": "The first scenario is that one EDU dominates a set of posterior EDUs as its member."
                    },
                    {
                        "id": 60,
                        "string": "In this case, we annotate binary relations from head EDU to each member EDU with the same relation."
                    },
                    {
                        "id": 61,
                        "string": "The second scenario is that several EDUs are of equal importance in a polynary relation."
                    },
                    {
                        "id": 62,
                        "string": "For this case, we link each former EDU to its neighboring EDU with the same relation, forming a relation chain similar to \"right-heavy\" binarization transformation in (Morey et al., 2017) ."
                    },
                    {
                        "id": 63,
                        "string": "By assuring that each EDU has one and only one head EDU, we can obtain a dependency tree for each scientific abstract."
                    },
                    {
                        "id": 64,
                        "string": "An example of dependency annotation is shown in Figure 1 ."
                    },
                    {
                        "id": 65,
                        "string": "Corpus Construction Following the annotation framework, we collected 798 abstracts from ACL anthology and con-structed the SciDTB corpus."
                    },
                    {
                        "id": 66,
                        "string": "The construction details are introduced as follows."
                    },
                    {
                        "id": 67,
                        "string": "Annotator Recruitment To select annotators, we put forward two requirements to ensure the annotation quality."
                    },
                    {
                        "id": 68,
                        "string": "First, we required the candidates to have linguistic knowledge."
                    },
                    {
                        "id": 69,
                        "string": "Second, each candidate was asked to join a test annotation of 20 abstracts, whose quality was evaluated by experts."
                    },
                    {
                        "id": 70,
                        "string": "After the judgement, 5 annotators were qualified to participate in our work."
                    },
                    {
                        "id": 71,
                        "string": "EDU Segmentation We performed EDU segmentation in a semi-automatic way."
                    },
                    {
                        "id": 72,
                        "string": "First, we did sentence tokenization on raw texts using NLTK 3.2 (Bird and Loper, 2004) ."
                    },
                    {
                        "id": 73,
                        "string": "Then we used SPADE (Soricut and Marcu, 2003) , a pre-trained EDU segmenter relying on Charniak's syntactic parser (Charniak, 2000) , to automatically cut sentences into EDUs."
                    },
                    {
                        "id": 74,
                        "string": "Then, we manually checked each segmented abstract to ensure the segmentation quality."
                    },
                    {
                        "id": 75,
                        "string": "Two annotators conducted the checking task, with one proofreading the output of SPADE, and the other reviewing the proofreading."
                    },
                    {
                        "id": 76,
                        "string": "The checking process was recorded for statistical analysis."
                    },
                    {
                        "id": 77,
                        "string": "Tree Annotation Labeling dependency trees was the most labor-intensive work in the corpus construction."
                    },
                    {
                        "id": 78,
                        "string": "798 segmented abstracts were labeled by 5 annotators in 6 months."
                    },
                    {
                        "id": 79,
                        "string": "506 abstracts were annotated more than twice separately by different annotators, with the purpose of analysing annotation consistency and providing human performance as an upper bound."
                    },
                    {
                        "id": 80,
                        "string": "The annotated trees were stored in JSON format."
                    },
                    {
                        "id": 81,
                        "string": "For convenience, we developed an online tool 3 for annotating and visualising discourse dependency trees."
                    },
                    {
                        "id": 82,
                        "string": "Corpus Statistics SciDTB contains 798 unique abstracts with 63% labeled more than once and 18,978 discourse relations in total."
                    },
                    {
                        "id": 83,
                        "string": "Table 2 compares the size of SciDTB with RST-DT and another PDTB-style domainspecific corpus BioDRB (Prasad et al., 2011) , we can see SciDTB has a comparable size with RST-DT."
                    },
                    {
                        "id": 84,
                        "string": "Moreover, it is relatively easy for SciDTB to augment its size since the dependency structure simplifies the annotation to some extent."
                    },
                    {
                        "id": 85,
                        "string": "Compared with BioDRB, SciDTB has larger size and passage-level representations."
                    },
                    {
                        "id": 86,
                        "string": "Table 3 shows the agreement results between two annotators."
                    },
                    {
                        "id": 87,
                        "string": "We can see that most of the LAS values between annotators exceed 0.60."
                    },
                    {
                        "id": 88,
                        "string": "The agreement on tree structure reflected by UAS all reaches 0.75."
                    },
                    {
                        "id": 89,
                        "string": "The Kappa values for relation types agreement keep equal to or greater than 0.7."
                    },
                    {
                        "id": 90,
                        "string": "Structural Characteristics Non-projection in Treebank One advantage of dependency trees is that they can represent nonprojective structures."
                    },
                    {
                        "id": 91,
                        "string": "In SciDTB, we annotated 39 non-projective dependency trees, which account for about 3% of the whole corpus."
                    },
                    {
                        "id": 92,
                        "string": "This phenomenon in our treebank is not so frequent as (Wolf and Gibson, 2005) ."
                    },
                    {
                        "id": 93,
                        "string": "We think this may be because scientific abstracts are much shorter and scientific expressions are relatively restricted."
                    },
                    {
                        "id": 94,
                        "string": "Dependency Distance Here we investigate the distance of two EDUs involved in a discourse relation."
                    },
                    {
                        "id": 95,
                        "string": "The distance is defined as the number of EDUs between head and dependent."
                    },
                    {
                        "id": 96,
                        "string": "We present the distance distribution of all the relations in SciDTB, as shown in Table 4 ."
                    },
                    {
                        "id": 97,
                        "string": "It should be noted that ROOT and Same-unit relations are omitted in this analysis."
                    },
                    {
                        "id": 98,
                        "string": "From Table 4 , we find most relations connect near EDUs."
                    },
                    {
                        "id": 99,
                        "string": "Most relations (61.6%) occur between neighboring EDUs and about 75% relations occur with at most one intermediate EDU."
                    },
                    {
                        "id": 100,
                        "string": "Although most dependency relations function intra-sentence, there exist long-range dependency relations in the treebank."
                    },
                    {
                        "id": 101,
                        "string": "On average, the distance of 8.8% relations is greater than 5."
                    },
                    {
                        "id": 102,
                        "string": "We summarize that the most frequent 5 fine-grained rela-tion types of these long-distance relations belong to Evaluation, Aspect, Addition, Process-step and Goal, which tend to appear on higher level in dependency trees."
                    },
                    {
                        "id": 103,
                        "string": "Benchmark for Discourse Parsers We further apply SciDTB as a benchmark for comparing and evaluating discourse dependency parsers."
                    },
                    {
                        "id": 104,
                        "string": "For the 798 unique abstracts in SciDTB, 154 are used for development set and 152 for test set."
                    },
                    {
                        "id": 105,
                        "string": "The remaining 492 abstracts are used for training."
                    },
                    {
                        "id": 106,
                        "string": "We implement two transition-based parsers and a graph-based parser as baselines."
                    },
                    {
                        "id": 107,
                        "string": "Vanilla Transition-based Parser We adopt the transition-based method for dependency parsing by Nivre (2003) ."
                    },
                    {
                        "id": 108,
                        "string": "The action set of arc-standard system (Nivre et al., 2004) is employed."
                    },
                    {
                        "id": 109,
                        "string": "We build an SVM classifier to predict most possible transition action for given configuration."
                    },
                    {
                        "id": 110,
                        "string": "We adopt the N-gram features, positional features, length features and dependency features for top-2 EDUs in the stack and top EDU in the buffer, which can be referred from (Li et al., 2014; Wang et al., 2017) Two-stage Transition-based Parser We implement a two-stage transition-based dependency parser following (Wang et al., 2017) ."
                    },
                    {
                        "id": 111,
                        "string": "First, an unlabeled tree is produced by vanilla transition-based approach."
                    },
                    {
                        "id": 112,
                        "string": "Then we train a separate SVM classifier to predict relation types on the tree in pre-order."
                    },
                    {
                        "id": 113,
                        "string": "For the 2nd-stage, apart from features in the 1ststage, two kinds of features are added, including depth of head and dependent in the tree and the predicted relation between the head and its head."
                    },
                    {
                        "id": 114,
                        "string": "Graph-based Parser We implement a graphbased parser as in (Li et al., 2014) ."
                    },
                    {
                        "id": 115,
                        "string": "For simplicity, we use averaged perceptron rather than MIRA to train weights."
                    },
                    {
                        "id": 116,
                        "string": "N-gram, positional, length and dependency features between head and dependent labeled with relation type are considered."
                    },
                    {
                        "id": 117,
                        "string": "Hyper-parameters During training, the hyperparameters of these models are tuned using development set."
                    },
                    {
                        "id": 118,
                        "string": "For vanilla transition-based parser, we take linear kernel for the SVM classifier."
                    },
                    {
                        "id": 119,
                        "string": "The penalty parameter C is set to 1.5."
                    },
                    {
                        "id": 120,
                        "string": "For two-stage parser, the 1st-stage classifier follows the same setting as the vanilla parser."
                    },
                    {
                        "id": 121,
                        "string": "For 2nd-stage, we use the linear kernel and set C to 0.5."
                    },
                    {
                        "id": 122,
                        "string": "The averaged perceptron in graph-based parser is trained for 10 epochs on the training set."
                    },
                    {
                        "id": 123,
                        "string": "Weights of features are  initialized to be 0 and trained with fixed learning rate."
                    },
                    {
                        "id": 124,
                        "string": "Results Table 5 shows the performance of these parsers on development and test data."
                    },
                    {
                        "id": 125,
                        "string": "We also measure parsing accuracy with UAS and LAS."
                    },
                    {
                        "id": 126,
                        "string": "The human agreement is presented for comparison."
                    },
                    {
                        "id": 127,
                        "string": "With the addition of tree structural features in relation type prediction, the two-stage dependency parser gets better performance on LAS than vanilla system on both development and test set."
                    },
                    {
                        "id": 128,
                        "string": "Compared with graph-based model, the two transition-based baselines achieve higher accuracy with regard to UAS and LAS."
                    },
                    {
                        "id": 129,
                        "string": "Using more effective training strategies like MIRA may improve graph-based models."
                    },
                    {
                        "id": 130,
                        "string": "We can also see that human performance is still much higher than the three parsers, meaning there is large space for improvement in future work."
                    },
                    {
                        "id": 131,
                        "string": "Conclusions In this paper, we propose to construct a discourse dependency treebank SciDTB for scientific abstracts."
                    },
                    {
                        "id": 132,
                        "string": "It represents passages with dependency tree structure, which is simpler and more flexible for analysis."
                    },
                    {
                        "id": 133,
                        "string": "We have presented our annotation framework, construction workflow and statistics of SciDTB, which can provide annotation experience for extending to other domains."
                    },
                    {
                        "id": 134,
                        "string": "Moreover, this treebank can serve as an evaluating benchmark of discourse parsers."
                    },
                    {
                        "id": 135,
                        "string": "In the future, we will enlarge our annotation scale to cover more domains and longer passages, and explore how to use SciDTB in some downstreaming applications."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 30
                    },
                    {
                        "section": "Annotation Framework",
                        "n": "2",
                        "start": 31,
                        "end": 33
                    },
                    {
                        "section": "Elementary Discourse Units",
                        "n": "2.1",
                        "start": 34,
                        "end": 43
                    },
                    {
                        "section": "Discourse Relations",
                        "n": "2.2",
                        "start": 44,
                        "end": 64
                    },
                    {
                        "section": "Corpus Construction",
                        "n": "3",
                        "start": 65,
                        "end": 81
                    },
                    {
                        "section": "Corpus Statistics",
                        "n": "4",
                        "start": 82,
                        "end": 89
                    },
                    {
                        "section": "Structural Characteristics",
                        "n": "4.2",
                        "start": 90,
                        "end": 102
                    },
                    {
                        "section": "Benchmark for Discourse Parsers",
                        "n": "5",
                        "start": 103,
                        "end": 130
                    },
                    {
                        "section": "Conclusions",
                        "n": "6",
                        "start": 131,
                        "end": 135
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1122-Figure1-1.png",
                        "caption": "Figure 1: An example discourse dependency tree for an abstract in SciDTB.",
                        "page": 2,
                        "bbox": {
                            "x1": 86.88,
                            "x2": 508.79999999999995,
                            "y1": 66.24,
                            "y2": 256.8
                        }
                    },
                    {
                        "filename": "../figure/image/1122-Table5-1.png",
                        "caption": "Table 5: Performance of baseline parsers.",
                        "page": 4,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 62.879999999999995,
                            "y2": 125.28
                        }
                    },
                    {
                        "filename": "../figure/image/1122-Table1-1.png",
                        "caption": "Table 1: Discourse relation category of SciDTB.",
                        "page": 1,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 540.0,
                            "y1": 62.879999999999995,
                            "y2": 267.36
                        }
                    },
                    {
                        "filename": "../figure/image/1122-Table4-1.png",
                        "caption": "Table 4: Distribution of dependency distance.",
                        "page": 3,
                        "bbox": {
                            "x1": 327.84,
                            "x2": 505.44,
                            "y1": 62.879999999999995,
                            "y2": 154.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1122-Table2-1.png",
                        "caption": "Table 2: Size of SciDTB and other discourse relation banks.",
                        "page": 3,
                        "bbox": {
                            "x1": 81.6,
                            "x2": 280.32,
                            "y1": 285.59999999999997,
                            "y2": 327.36
                        }
                    },
                    {
                        "filename": "../figure/image/1122-Table3-1.png",
                        "caption": "Table 3: Relation annotation consistency.",
                        "page": 3,
                        "bbox": {
                            "x1": 74.88,
                            "x2": 287.03999999999996,
                            "y1": 522.72,
                            "y2": 584.16
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-32"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "u Capture common-sense knowledge about the",
                        "fine-grained events of everyday experience",
                        "u opening a fridge enabling preparing food",
                        "u getting out of bed being triggered by an alarm",
                        "Contingency relation between events",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Much of the user generated content on social media is providing by ordinary people telling stories about their daily lives",
                    "text": [
                        "Learning Fine-Grained Knowledge about Contingent Relations between Everyday Events",
                        "Elahe Rahimtoroghi, Ernesto Hernandez and Marilyn A Walker",
                        "Natural Language and Dialogue Systems Lab",
                        "Department of Computer Science, University",
                        "We develop and test a novel method for learning fine-grained common-sense knowl- edge from these stories about contingent",
                        "(causal and conditional) relationships be- tween everyday events. This type of knowl- edge is useful for text and story under- standing, information extraction, question answering, and text summarization. We test and compare different methods for learning contingency relation, and com- pare what is learned from topic-sorted story collections vs. general-domain stories. Our experiments show that using topic- specific datasets enables learning finer- grained knowledge about events and results in significant improvement over the base- lines. An evaluation on Amazon Mechani-",
                        "We packed all our things on the night before Thu (24 Jul) except for frozen food. We brought a lot of things along. We woke up early on Thu and JS started packing the frozen marinatinated food inside the small cooler... In the end, we decided the best place to set up the tent was the squarish ground thats located on the right. Prior to setting up our tent, we placed a tarp on the ground. In this way, the underneaths of the tent would be kept clean. After that, we set the tent up.",
                        "u Rich with common-sense knowledge about",
                        "contingent relations between events",
                        "u placing a tarp, setting up a tent",
                        "the hurricane made landfall, the wind u Storm blew, a tree fell I dont know if I wouldve been as calm as I was without the radio, as the hurricane made landfall in Galveston at 2:10AM on Saturday. As the wind blew, branches thudded on the roof or trees snapped, it was helpful to pinpoint the place... A tree fell on the garage roof, but its minor dam- age compared to what couldve happened. We then started cleaning up, despite Sugar Land implementing a curfew un- til 2pm; I didnt see any policemen enforcing this. Luckily my dad has a gas saw (as opposed to electric), so we helped cut up three of our neighbors trees. I did a lot of raking, and theres so much debris in the garbage.",
                        "started cleaning up, cut up the trees, u raking",
                        "This fine-grained knowledge is simply not found in previous work on narrative Figure Natural Language 1: Excerpts and Dialougue of two Systems stories UC in Santa the Cruz blogs corpus on the topics of Camping Trip and Storm. event collections"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "A Brief Look at Previous Work",
                    "text": [
                        "u Much of the previous work is not",
                        "focused on a particular relation between events (Chambers and Jurafsky,",
                        "Balasubramanian et al., 2013; Pichotta and",
                        "u Main focus is on newswire Personal stories",
                        "u Evaluation criteria: narrative cloze test New evaluation method as well as previous Natural Language and Dialougue Systems UC Santa Cruz work"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Challenge Personal stories provide both advantages and disadvantages",
                    "text": [
                        "u Told in chronological order",
                        "u Temporal order between events is a strong cue to contingency",
                        "u Their structure is more similar to oral narrative (Labov and Waletzky, 1967; Labov, 1997)",
                        "u Only about a third of the sentences in a personal narrative describe actions",
                        "Novel methods are needed to find useful relationships between events u"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Event Representation and Extraction",
                    "text": [
                        "Event: Verb Lemma (subj:Subject Lemma, dobj:Direct Object Lemma, prt:Particle)",
                        "In previous work different representations have been proposed for the event structure such as single verb and verb with two or more arguments. Verbs are used as a central indication of an event in a narra- tive. However, other entities related to the verb also play a strong role in conveying the meaning of the event. In (Pichotta and Mooney, 2014) it is shown that the multi-argument representation is richer than the previous ones and is capable of capturing inter- actions between multiple events. We use a repre- sentation that incorporates the Particle of the verb in the event structure in addition to the Subject and the Direct Object and define an event as a verb with its dependency relations as follows:",
                        "Sentence Event Representation Multi-argument representation is richer, u but it wasnt at all frustrating putting up the tent and setting up the first night put (dobj:tent, prt:up)",
                        "capable of capturing interactions between multiple events (Pichotta and",
                        "The next day we had oatmeal for breakfast have (subj:PERSON, dobj:oatmeal) Mooney, 2014)",
                        "by the time we reached the Lost River Valley Camp- ground, it was already past 1 pm reach (subj:PERSON, dobj:LOCATION) Event extraction u",
                        "then JS set up a shelter above the picnic table set (subj:PERSON, dobj:shelter, prt:up) Stanford dependency parser u",
                        "once the rain stopped, we built a campfire using the irewoods f build (subj:PERSON, dobj:campfire) Stanford NER u",
                        "Table 3: Event representation examples from Camping Natural Language Trip and topic. Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": [
                        "figure/image/1138-Table3-1.png"
                    ]
                },
                "5": {
                    "title": "Contributions",
                    "text": [
                        "u Generate topic-sorted personal stories using bootstrapping",
                        "u Direct comparison of topic-specific data vs. general-domain stories",
                        "u Learn more fine-grained and richer knowledge from topic-specific corpus",
                        "u Even with less amount of data",
                        "u Two sets of experiments",
                        "u Directly compare to previous work",
                        "u Introduce new evaluation methods",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Semi Supervised Algorithm for Generating Topic Specific Dataset",
                    "text": [
                        "Labeled 870 more Camping Trip stories AutoSlog-TS data 971 more Storm stories",
                        "small set ( of stories on the topic",
                        "Camping: 299 Storm: 361 Event-patterns NP-Prep-(NP):CAMPING-IN (subj)-ActVB-Dobj:WENT-CAMPING",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "7": {
                    "title": "Causal Potential",
                    "text": [
                        "Event Representation In previous work different representations have been proposed for the event structure such as single verb and verb with two or more arguments. Verbs are used as a central indication of an event in a narra- tive. However, other entities related to the verb also play a strong role in conveying the meaning of the event. In (Pichotta and Mooney, 2014) it is shown that the multi-argument representation is richer than the previous ones and is capable of capturing inter-",
                        "actions between multiple events. We use a repre- sentation that incorporates the Particle of the verb in the event structure in addition to the Subject and the Direct Object and define an event as a verb with its dependency relations as follows:",
                        "Verb Lemma (subj:Subject Lemma, dobj:Direct Object Lemma, prt:Particle)",
                        "Table 3 shows example sentences describing an event from the Camping topic along with their event structure. The examples show how including the ar- guments often change the meaning of an event. In",
                        "Row 1 the direct object and particle are required to completely understand the event in this sentence.",
                        "Row 2 shows another example where the verb have cannot implicate what event is happening and the direct object oatmeal is needed to understand what has occurred in the story.",
                        "We parse each sentence and extract every verb lemma with its arguments using Stanford dependen-",
                        "tract the nsubj, dobj, and prt dependency relations",
                        "Sentence Event Representation but it wasnt at all frustrating putting up the tent and setting up the first night put (dobj:tent, prt:up) The next day we had oatmeal for breakfast have (subj:PERSON, dobj:oatmeal) by the time we reached the Lost River Valley Camp- ground, it was already past 1 pm reach (subj:PERSON, dobj:LOCATION) then JS set up a shelter above the picnic table set (subj:PERSON, dobj:shelter, prt:up)",
                        "once the rain stopped, we built a campfire using the irewoods f build (subj:PERSON, dobj:campfire)",
                        "Table 3: Event representation examples from",
                        "of an event pair to encode a causal relation, where event pairs with high CP have a higher probability of occurring in a causal context. We calculate CP for every pair of adjacent events in each topic-specific dataset. We used a 2-skip bigram model which con- siders two events to be adjacent if the second event occurs within two or less events after the first one.",
                        "We use skip-2 bigram in order to capture the fact that two related events may often be separated by a non-essential event, because of the oral-narrative nature of our data (Rahimtoroghi et al., 2014). In contrast to the verbs that describe an event (e.g., hike, climb, evacuate, drive), some verbs describe private states such as as belong, depend, feel, know.",
                        "We filter out clauses that tend to be associated with private states (Wiebe, 1990). A pilot evaluation showed that this improves the results. if they exist, and use their lemma in the event rep- resentation. To generalize the event representations,",
                        "(B1 esahomwes rt hae nfdor mGuila rjfu",
                        "P denotes probability and",
                        "is the probability of occurring after in the adjacency window which is equal to 3 due to the",
                        "u Unsupervised distributional measure skip-2 bigram model.",
                        "(e2|e1) is the conditional",
                        "by its type LOCATION. We use abstract types for probability of given that has been seen in the named entities such as PERSON, ORGANIZATION, u Tendency of an event adjacency pair to encode window. a causal This is equivalent relation to the Event-",
                        "TIME and DATE. We also represent each pronoun by Bigram model described in Sec. 3.3.",
                        "the abstract type PERSON, e.g. u Row 5 in Table 3. Probability of occurring in a causal context",
                        "We define a contingent event pair as a sequence of two events (e1, e2) such that e1 and e2 are likely to occur together in the given order and e2 is contin-",
                        "To calculate CP, we need to compute event counts gent upon e1. We apply an unsupervised distribu- u Calculate CP for every pair of adjacent events from the corpus and thus we need to define when tional measure called Causal Potential to induce the two events are considered equal. The simplest ap- contingency relation between two u events. Skip-2 bigram model proach is to define two events to be equal when Causal Potential (CP) was introduced by Beamer Two related events may often be separated by a non-event sentences u their verb and arguments exactly match. However, and Girju (2009) as a way to measure the tendency with a close look at the data this approach does not",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "Evaluations",
                    "text": [
                        "u Narrative cloze test",
                        "u Sequence of narrative events in a document from which one event has been",
                        "u Predict the missing event",
                        "Unigram model results nearly as good as other complicated models (Pichotta u",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "9": {
                    "title": "Automatic Two Choice Test",
                    "text": [
                        "u Automatically generated set of two-choice questions with the answers",
                        "u Modeled after the COPA task (An Evaluation of Commonsense Causal Reasoning, Roemmele",
                        "u From held-out test sets for each dataset",
                        "u Each question consists of one event and two choices",
                        "Question event: arrange (dobj:outdoor)",
                        "Choice 1: help (dobj:trip)",
                        "Choice 2: call (subj:PERSON)",
                        "Predict which of the two choices is more likely to have a contingency relation u with the event in the question",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "10": {
                    "title": "Comparison to Previous Work Rel gram Tuples",
                    "text": [
                        "seem adequate. For example, consider the following events:",
                        "go (subj:PERSON, dobj:camp) go (subj:family, dobj:camp) go (dobj:camp)",
                        "Label Contingent & Strongly Relevant Contingent & Somewhat Relevant Contingent & Not Relevant Total Contingent",
                        "Table 4: Evaluation of Rel-gram tuple",
                        "They encode the same action although their repre- sentations do not exactly match and differ in the sub- ject. Our intuition is that when we count the num- ber of events represented as go (subj:PERSON, dobj:camp) we should also include the count of",
                        "go (dobj:camp). To be able to generalize over the event structure and take into account these nuances, we consider two events to be equal if they have the",
                        "same verb lemma and share at least one argument other than the subject.",
                        "Our previous work on modeling contingency re- lations in film scripts data compared Causal Po- tential to methods used in previous work: Bigram event models (Manshadi et al., 2008) and Pointwise",
                        "Mutual Information (PMI) (Chambers and Jurafsky,",
                        "2008) and the evaluations showed that CP obtains better results (Hu et al., 2013). In this work, we use CP for inducing contingency relation between events and apply three other models as baselines for comparison:",
                        "Event-Unigram. This method will produce a distri- bution of normalized frequencies for events.",
                        "Event-Bigram. We calculate the bigram probability of every pair of adjacent events using skip-2 bigram model using the Maximum Likelihood Estimation",
                        "(MLE) from our datasets:",
                        "We conducted three sets of experiment different aspects of our work. First, we content of our topic-specific event pai state of the art event collections to s f ine-grained knowledge we learned ab",
                        "events does not exist in previous work the news genre. Second, we run an auto ation test, modeled after the COPA task",
                        "event pair collections that we have ex both General-Domain and Topic-Speci in terms of contingency relations. We that the contingent event pairs can be sic elements for generating coherent and narrative schema. So, in the thir experiments, we extract topic-indicativ event pairs from our Topic-Specific dat an experiment on Amazon Mechanical to evaluate the top N pairs with respect tingency relation and topic-relevance.",
                        "4.1 Comparison to Rel-gram Tuple",
                        "We chose Rel-gram tuples (Balasubra",
                        "2013) for comparison since it is the previous work to us: they generate p tional tuples of events, called Rel-gra occurrence statistics based on Symm tional Probability described in Sec 3.3",
                        "ally, the Rel-grams are publicly availabl",
                        "Event-SCP. We use the Symmetric Conditional online search interface3 and their evalu",
                        "Probability between event tuples (Rel-grams) used in (Balasubramanian et al., 2013) as another base-",
                        "u Rel-grams: Generate pairs of relational tuples of events line method. The Rel-gram model is the most rele-",
                        "u Use co-occurrence vant statistics previous based work on to Symmetric our method Conditional and outperforms Probability",
                        "that their method outperforms the prev the art on generating narrative event sc",
                        "However, their work is focused on n and does not consider the causal relat the previous state of the art on generating narrative",
                        "u Publicly available through an online search interface events for inducing event schema. We",
                        "event schema. This metric combines bigram proba- content of what we learned from our t",
                        "u Outperform the bility previous considering work both directions: corpus to the Rel-gram tuples to show t",
                        "grained type of knowledge that we learn",
                        "occurrence statistics that they used on",
                        "u Two experiments: Like Event-Bigram, we used MLE for estimating",
                        "u Content of the learned event knowledge Event-SCP from the corpus. 3http://relgrams.cs.washington.edu:10000/re",
                        "u Method: one of the baselines on our data",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "11": {
                    "title": "Baselines",
                    "text": [
                        "u Produce a distribution of normalized frequencies for events",
                        "u Bigram probability of every pair of adjacent events using skip-2 bigram model",
                        "Symmetric Conditional Probability between event tuples (Balasubramanian et al., u",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "12": {
                    "title": "Datasets",
                    "text": [
                        "u Held-out test (200 stories)",
                        "Topic Dataset # Docs Model Ac",
                        "Camping Hand-labeled held-out test Event-Unigram Trip Hand-labeled train (Train-HL) Train-HL + Bootstrap (Train-HL-BS) Event-Bigram Event-SCP (Rel-gram)",
                        "Storm Hand-labeled held-out test Hand-labeled train (Train-HL) Train-HL + Bootstrap (Train-HL-BS)",
                        "Table 6: Automatic two-choice t",
                        "General-Domain dataset. Table 5: Number of stories in the train and test sets",
                        "Natural Language and Dialougue Systems UC Santa Cruz from topic-specific dataset. Topic Model Train Dat Camping Event-Unigram Train-HL- Trip Event-Bigram Train-HL-"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "13": {
                    "title": "Results",
                    "text": [
                        "Topic Dataset # Docs",
                        "Camping Hand-labeled held-out test",
                        "Trip Hand-labeled train (Train-HL)",
                        "Train-HL + Bootstrap (Train-HL-BS)",
                        "Storm Hand-labeled held-out test Event-Bigram Train-HL-BS",
                        "Train-HL Causal Potential Bootstrap (Train-HL-BS) Train-HL General-Domain Stories Table 6: Automatic two-choice test results for Causal Potential Train-HL-BS General-Domain dataset.",
                        "Table Number of stories in the train and test sets from topic-specific dataset. Table 7: Automatic two-choice test results for",
                        "Topic-Specific u CP results dataset. stronger than all the baselines Topic Model Train Dataset Accuracy",
                        "baseline (Event-SCP) for comparison to our method and present the results in Sec. 4.2.",
                        "In this experiment we compare the event pairs ex- tracted from our Camping Trip topic to the Rel-gram tuples. The Rel-gram tuples are not sorted by topic.",
                        "To find tuples relevant to Camping Trip, we used our top 10 indicative events and extracted all the",
                        "Rel-gram tuples that included at least one event cor- responding to one of the Camping Trip indicative events. For example, for go(dobj:camp), we pulled out all the tuples that included this event from the",
                        "Rel-grams collection. The indicative events for each topic were automatically generated during the boot- strapping using AutoSlog-TS (Sec. 2). Then we applied the same sorting and filtering methods presented in the Rel-grams work and re- moved any tuple with frequency less than 25 and",
                        "Topic Dataset Event-SCP Train-HL-BS # Docs Model Accuracy",
                        "Camping HaCnda-ulasbael lPeod theenltdia-ol ut teTsrt ain-HL-BS",
                        "Storm TraEinv-eHnL t-U+ nBiogoratsm trap (TTrraainin-H-HLL-B-BSS",
                        "Hand-labeled Event-SCP train (Train-HL) Train-HL-BS",
                        "and present u the results in Sec. 4.2. occurring More in training the test data set. The collected following by bootstrapping is an exam- improves the accuracy Causal Potential Train-HL Causal Potential Train-HL-BS ple In this of a experiment question from we compare the Camping the event Trip pairs test ex- set: Storm Event-Unigram Event-Bigram Event-SCP",
                        "Train-HL-BS tracted from our Camping Trip topic to the Rel-gram tuples. Question The Rel-gram event: tuples arrange are not (dobj:outdoor) sorted by topic. Train-HL-BS Train-HL-BS Natural Language and Dialougue Systems UC Santa Cruz Causal Potential Train-HL To find Choice tuples relevant help (dobj:trip) to Camping Trip, we used Causal Potential Train-HL-BS our top Choice 10 indicative call (subj:PERSON) events and extracted all the Rel-gram tuples that included at least one event cor- Table 7: Automatic two-choice test results for"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": [
                        "figure/image/1138-Table6-1.png"
                    ]
                },
                "14": {
                    "title": "Compare Camping Trip Event Pairs against the Rel gram tuples",
                    "text": [
                        "u Find tuples relevant to Camping Trip",
                        "u Used our top 10 indicative event-patterns, generated and ranked during the bootstrapping",
                        "u Apply filtering and ranking",
                        "u Evaluate top N = 100",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "15": {
                    "title": "Evaluation on Mechanical Turk",
                    "text": [
                        "u New method for evaluating topic-specific contingent event pairs",
                        "u Rate each pair",
                        "0: The events are not contingent",
                        "1: The events are contingent but not relevant to the specified topic",
                        "2: The events are contingent and somewhat relevant to the specified topic",
                        "3: The events are contingent and strongly relevant to the specified topic",
                        "u More readable representation for annotators:",
                        "Subject - Verb Particle - Direct Object pack (subj:PERSON, dobj:car, prt: up) person pack up - car",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "16": {
                    "title": "Rel gram Evaluation Results",
                    "text": [
                        "seem adequate. For example, consider the following events:",
                        "Contingent & Strongly Relevant",
                        "Contingent & Somewhat Relevant",
                        "Contingent & Not Relevant",
                        "go (subj:PERSON, dobj:camp) go (subj:family, dobj:camp) go (dobj:camp)",
                        "Table 4: Evaluation of Rel-gram tuples on AMT.",
                        "They encode the same action although their repre- sentations do not exactly match and differ in the sub- ject. Our intuition is that when we count the num- ber of events represented as go (subj:PERSON,",
                        "dobj:camp) we should also include the count of",
                        "go (dobj:camp). To be able to generalize over the event structure and take into account these nuances, we consider two events to be equal if they have the same verb lemma and share at least one argument other than the subject.",
                        "Label >2: Contingent & strongly topic-relevant",
                        "Label = 2: Contingent & somewhat topic-relevant",
                        "Evaluation Label < 2: Contingent Experiments & not topic-relevant",
                        "Label < 1: Not contingent We conducted three sets of experiments to evaluate",
                        "different aspects of our work. First, we compare the content of our topic-specific event pairs to current state of the art event collections to show that the",
                        "Natural Language and Dialougue Systems UC Santa Cruz f ine-grained knowledge we learned about everyday events does not exist in previous work focused on the news genre. Second, we run an automatic evalu-"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "17": {
                    "title": "Topic Specific Contingent Event Pairs",
                    "text": [
                        "u Two filtering methods",
                        "u Selected the frequent pairs for each topic and removed the ones that occur less than 5 times",
                        "u Used the indicative event-patterns for each topic and extracted the pairs that at least included",
                        "one of these patterns",
                        "Rank by Causal Potential scores to identify the highly contingent ones u",
                        "u Evaluated the top N = 100 pairs on Mechanical Turk task",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "18": {
                    "title": "Topic Specific Pairs Evaluation Results",
                    "text": [
                        "go (nsubj:PERSON) go (dobj:trail , prt:down) find (nsubj:PERSON , dobj:fellow) go (prt:back) see (nsubj:PERSON , dobj:gun) see (dobj:police) go (nsubj:PERSON) go (nsubj:PERSON , dobj:rafting) come (nsubj:PERSON) go (nsubj:PERSON) go (prt:out) find (nsubj:PERSON , dobj:sconce) go (nsubj:PERSON) see (dobj:window, prt:out) go (nsubj:PERSON) walk (dobj:bit , prt:down)",
                        "Contingent & Strongly Relevant",
                        "Contingent & Somewhat Relevant",
                        "Contingent & Not Relevant",
                        "Figure 2: Examples of event pairs with high CP",
                        "Table 8: Results of evaluating indicative contingent event pairs on AMT. scores extracted from General-Domain stories. u Inter-annotator reliability",
                        "u average kappa = 0.73 (substantial agreement) that occur less than 5 times in the corpus. Second,",
                        "learn contingent event pairs and tested the pair col- lections on the questions generated from held-out test set. We extracted about 418K contingent event we used the indicative event-patterns for each topic and extracted the pairs that at least included one of these patterns. Indicative event-patterns are auto-",
                        "pairs from General-Domain train set, 437K Natural from Language and Dialougue Systems UC Santa Cruz matically generated during the bootstrapping using",
                        "Storm Train-HL-BS and 630K pairs from Camping AutoSlog-TS and mapped to their corresponding event representation as described in Sec. 2. Then"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": [
                        "figure/image/1138-Table8-1.png",
                        "figure/image/1138-Table4-1.png"
                    ]
                },
                "19": {
                    "title": "Examples of Event Pairs",
                    "text": [
                        "Topic-Specific Dataset General-Domain Dataset",
                        "climb person - find - rock person - go go down - trail",
                        "person - pack up - car head out person - find - fellow go back",
                        "wind - blow - transformer power - go out person - see - gun see - police",
                        "tree - fall - eave crush person - go person - walk down",
                        "hit - location evacuate - person",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "20": {
                    "title": "Conclusions",
                    "text": [
                        "u Learned new type of knowledge",
                        "u Common-sense knowledge about everyday events focused on contingency relation",
                        "u Semi-supervised bootstrapping approach create topic-sorted dataset",
                        "u New evaluation methods",
                        "u Two-choice test and Mechanical Turk task",
                        "On topic-specific dataset is significantly stronger than general-domain u",
                        "Method used on the news genre do not work as well on personal stories u",
                        "Fine-grained relations we learn are not found in existing event collections u",
                        "Natural Language and Dialougue Systems UC Santa Cruz"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                }
            },
            "paper_title": "Learning Fine-Grained Knowledge about Contingent Relations between Everyday Events",
            "paper_id": "1138",
            "paper": {
                "title": "Learning Fine-Grained Knowledge about Contingent Relations between Everyday Events",
                "abstract": "Much of the user-generated content on social media is provided by ordinary people telling stories about their daily lives. We develop and test a novel method for learning fine-grained common-sense knowledge from these stories about contingent (causal and conditional) relationships between everyday events. This type of knowledge is useful for text and story understanding, information extraction, question answering, and text summarization. We test and compare different methods for learning contingency relation, and compare what is learned from topic-sorted story collections vs. general-domain stories. Our experiments show that using topic-specific datasets enables learning finer-grained knowledge about events and results in significant improvement over the baselines. An evaluation on Amazon Mechanical Turk shows 82% of the relations between events that we learn from topicsorted stories are judged as contingent.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction The original idea behind scripts as introduced by Schank was to capture knowledge about the finegrained events of everyday experience, such as opening a fridge enabling preparing food, or the event of getting out of bed being triggered by an alarm going off (Schank and Abelson, 1977; Mooney and DeJong, 1985) This idea has motivated previous work exploring whether commonsense knowledge about events can be learned from text, however, only a few learn from data other than newswire (Hu et al., 2013; Manshadi et al., 2008; Beamer and Girju, 2009 )."
                    },
                    {
                        "id": 1,
                        "string": "News articles (obviously) cover newsworthy topics such Camping Trip We packed all our things on the night before Thu (24 Jul) except for frozen food."
                    },
                    {
                        "id": 2,
                        "string": "We brought a lot of things along."
                    },
                    {
                        "id": 3,
                        "string": "We woke up early on Thu and JS started packing the frozen marinatinated food inside the small cooler..."
                    },
                    {
                        "id": 4,
                        "string": "In the end, we decided the best place to set up the tent was the squarish ground that's located on the right."
                    },
                    {
                        "id": 5,
                        "string": "Prior to setting up our tent, we placed a tarp on the ground."
                    },
                    {
                        "id": 6,
                        "string": "In this way, the underneaths of the tent would be kept clean."
                    },
                    {
                        "id": 7,
                        "string": "After that, we set the tent up."
                    },
                    {
                        "id": 8,
                        "string": "Storm I don't know if I would've been as calm as I was without the radio, as the hurricane made landfall in Galveston at 2:10AM on Saturday."
                    },
                    {
                        "id": 9,
                        "string": "As the wind blew, branches thudded on the roof or trees snapped, it was helpful to pinpoint the place... A tree fell on the garage roof, but it's minor damage compared to what could've happened."
                    },
                    {
                        "id": 10,
                        "string": "We then started cleaning up, despite Sugar Land implementing a curfew until 2pm; I didn't see any policemen enforcing this."
                    },
                    {
                        "id": 11,
                        "string": "Luckily my dad has a gas saw (as opposed to electric), so we helped cut up three of our neighbors' trees."
                    },
                    {
                        "id": 12,
                        "string": "I did a lot of raking, and there's so much debris in the garbage."
                    },
                    {
                        "id": 13,
                        "string": "as bombing, explosions, war and killing so the knowledge learned is limited to those types of events."
                    },
                    {
                        "id": 14,
                        "string": "However, much of the user-generated content on social media is provided by ordinary people telling stories about their daily lives."
                    },
                    {
                        "id": 15,
                        "string": "These stories are rich with common-sense knowledge."
                    },
                    {
                        "id": 16,
                        "string": "For example, the Camping Trip story in Fig."
                    },
                    {
                        "id": 17,
                        "string": "1 contains implicit common-sense knowledge about contingent (causal and conditional) relations between camping-related events, such as setting up a tent and placing a tarp."
                    },
                    {
                        "id": 18,
                        "string": "The Storm story contains implicit knowledge about events such as the hurricane made landfall, the wind blew, a tree fell."
                    },
                    {
                        "id": 19,
                        "string": "Our aim is to learn fine-grained common-sense knowledge about contingent relations between everyday events from such stories."
                    },
                    {
                        "id": 20,
                        "string": "We show that the fine-grained knowledge we learn is simply not found in publicly available narrative and event schema collections (Chambers and Jurafsky, 2009; Balasubramanian et al., 2013) ."
                    },
                    {
                        "id": 21,
                        "string": "Personal stories provide both advantages and disadvantages for learning common-sense knowledge about events."
                    },
                    {
                        "id": 22,
                        "string": "An advantage is that they tend to be told in chronological order , and temporal order between events is a strong cue to contingency (Prasad et al., 2008; Beamer and Girju, 2009 )."
                    },
                    {
                        "id": 23,
                        "string": "However, their structure is more similar to oral narrative than to newswire ."
                    },
                    {
                        "id": 24,
                        "string": "Only about a third of the sentences in a personal narrative describe actions, 1 so novel methods are needed to find useful relationships between events."
                    },
                    {
                        "id": 25,
                        "string": "Another difference between our work and prior research is that much of the work on narrative schemas, scripts, or event schemas characterize what is learned as \"collections of events that tend to co-occur\"."
                    },
                    {
                        "id": 26,
                        "string": "Thus what is learned is not evaluated for contingency (Chambers and Jurafsky, 2008; Chambers and Jurafsky, 2009; Manshadi et al., 2008; Nguyen et al., 2015; Balasubramanian et al., 2013; Pichotta and Mooney, 2014) ."
                    },
                    {
                        "id": 27,
                        "string": "Historically, work on scripts explicitly modeled causality (Lehnert, 1981; Mooney and DeJong, 1985) inter alia."
                    },
                    {
                        "id": 28,
                        "string": "Our work is motivated by Penn Discourse Treebank (PDTB) definition of CONTINGENCY that has two types: CAUSE and CONDITION, and is more similar to approaches that learn specific event relations such as contingency or causality (Hu et al., 2013; Do et al., 2011; Girju, 2003; Riaz and Girju, 2010; Rink et al., 2010; Chklovski and Pantel, 2004) ."
                    },
                    {
                        "id": 29,
                        "string": "Our contributions are as follows: • We use a corpus of everyday events for learning common-sense knowledge focusing on the contingency relation between events."
                    },
                    {
                        "id": 30,
                        "string": "We first use a subset of the corpus including general-domain stories."
                    },
                    {
                        "id": 31,
                        "string": "Next, we produce a topic-sorted set of stories using a semisupervised bootstrapping method to learn finer-grained knowledge."
                    },
                    {
                        "id": 32,
                        "string": "We use two different datasets to directly compare what is learned from topic-sorted stories as opposed to a general-domain story corpus (Sec."
                    },
                    {
                        "id": 33,
                        "string": "2); • We develop a new method for learning contingency relations between events that is tailored to the \"oral narrative\" nature of blog stories."
                    },
                    {
                        "id": 34,
                        "string": "We apply Causal Potential (Beamer and Girju, 2009 ) to model the contingency relation between two events."
                    },
                    {
                        "id": 35,
                        "string": "We directly compare our method to several other approaches as baselines (Sec."
                    },
                    {
                        "id": 36,
                        "string": "3)."
                    },
                    {
                        "id": 37,
                        "string": "We also identify topicindicative contingent event pairs from our topic-specific corpus that can be used as building blocks for generating coherent event chains and narrative schema for a particular theme (Sec."
                    },
                    {
                        "id": 38,
                        "string": "4.3); • We conduct several experiments to evaluate the quality of the event knowledge learned in our work that indicate our results are contingent and topic-related."
                    },
                    {
                        "id": 39,
                        "string": "We directly compare the common-sense knowledge we learn with the Rel-grams collection and show that what we learn is not found in available corpora (Sec."
                    },
                    {
                        "id": 40,
                        "string": "4)."
                    },
                    {
                        "id": 41,
                        "string": "We release our contingent event pair collections for each topic for future use of other research groups 2 ."
                    },
                    {
                        "id": 42,
                        "string": "A Corpus of Everyday Events Our dataset is drawn from the Spinn3r corpus of millions of blog posts (Burton et al., 2009; Gordon et al., 2012) ."
                    },
                    {
                        "id": 43,
                        "string": "We hypothesize that personal stories are a valuable resource to learn common-sense knowledge about relations between everyday events and that finergrained knowledge can be learned from topicsorted stories (Riaz and Girju, 2010 ) that share a particular theme, so we construct two different sets of stories: General-Domain Set."
                    },
                    {
                        "id": 44,
                        "string": "We created a random subset from the Spinn3r corpus from personal blog domains: livejournal.com, wordpress.com, blogspot.com, spaces.live.com, typepad.com, travelpod.com."
                    },
                    {
                        "id": 45,
                        "string": "This set consists of 4,200 stories not selected for any specific topic."
                    },
                    {
                        "id": 46,
                        "string": "Topic-Specific Set."
                    },
                    {
                        "id": 47,
                        "string": "We produced a dataset by filtering the corpus using a bootstrapping method to create topic-specific sets for topics such as going camping, being arrested, going snorkeling or scuba diving, visiting the dentist, witnessing a major storm, and holiday activities associated with Thanksgiving and Christmas (see Table 1 )."
                    },
                    {
                        "id": 48,
                        "string": "We apply AutoSlog-TS, a semi-supervised algorithm that learns narrative event-patterns to bootstrap a collection of stories on the same (Riloff, 1996) ."
                    },
                    {
                        "id": 49,
                        "string": "These patterns, developed for information extraction, search for the syntactic constituent with the designated word as its head."
                    },
                    {
                        "id": 50,
                        "string": "For example, consider the example in the first row of Table 2 : NP-Prep-(NP):CAMPING-IN."
                    },
                    {
                        "id": 51,
                        "string": "This pattern looks for a Noun Phrase (NP) followed by a Preposition (Prep) where the head of the NP is CAMPING and the Prep is IN."
                    },
                    {
                        "id": 52,
                        "string": "Our algorithm consists of the following steps for each topic: 1."
                    },
                    {
                        "id": 53,
                        "string": "Hand-labeling: We manually labeled a small set (∼ 200-300) of stories on the topic."
                    },
                    {
                        "id": 54,
                        "string": "2."
                    },
                    {
                        "id": 55,
                        "string": "Generating Event-Patterns: Given handlabeled stories on a topic (from Step 1), and a random set of stories that are not relevant to that topic, AutoSlog-TS learns a set of syntactic templates (case frame templates) that distinguish the linguistic patterns characteristic of the topic from the random set."
                    },
                    {
                        "id": 56,
                        "string": "For each pattern it generates frequency and conditional probability which indicate how strongly the pattern is associated with the topic."
                    },
                    {
                        "id": 57,
                        "string": "Table 2 shows examples of such patterns that we have learned for two different topics."
                    },
                    {
                        "id": 58,
                        "string": "We call them indicative event-patterns for each topic."
                    },
                    {
                        "id": 59,
                        "string": "Table 1 shows examples of the indicative event-patterns for different topics."
                    },
                    {
                        "id": 60,
                        "string": "They are mapped to our event representation described in Sec 3, e.g., the pattern (subj)-ActVB-Dobj:WENT-CAMPING in Table 2 is mapped to go(dobj:camp)."
                    },
                    {
                        "id": 61,
                        "string": "3."
                    },
                    {
                        "id": 62,
                        "string": "Parameter Tuning: We use the frequency and probability generated by AutoSlog-TS and apply a threshold for filtering to select a subset of indicative event-patterns strongly associated with the topic."
                    },
                    {
                        "id": 63,
                        "string": "In this step we aim to find optimal val-  ues for frequency and probability thresholds denoted as f-threshold and p-threshold respectively."
                    },
                    {
                        "id": 64,
                        "string": "We divided the hand-labeled data from Step 1 into train and development sets and designed a classifier based on our bootstrapping method: if the number of event-patterns extracted from a post is more than a certain number (n-threshold), it is labeled as positive and otherwise it is labeled as negative meaning that it is not related to the topic."
                    },
                    {
                        "id": 65,
                        "string": "We repeated the classification for several combinations of different values for each of the three parameters and measured the precision, recall and fmeasure."
                    },
                    {
                        "id": 66,
                        "string": "We selected the optimal values for the thresholds that resulted in high precision (above 0.9) and average recall (around 0.4)."
                    },
                    {
                        "id": 67,
                        "string": "We compromised on a lower recall to achieve a high precision to establish a highly accurate bootstrapping algorithm."
                    },
                    {
                        "id": 68,
                        "string": "Since bootstrapping is performed on a large set of stories, a low recall stills result in identifying enough stories per topic."
                    },
                    {
                        "id": 69,
                        "string": "Bootstrapping: We use the patterns learned in previous steps as indicative event-patterns for the topic."
                    },
                    {
                        "id": 70,
                        "string": "The bootstrapping algorithm processes each story, using AutoSlog-TS to extract lexicosyntactic patterns."
                    },
                    {
                        "id": 71,
                        "string": "Then it counts the indicative event-patterns in the extracted patterns, and labels the blog as a positive instance for that topic if the count is above the n-threshold value for that topic."
                    },
                    {
                        "id": 72,
                        "string": "The manually labeled dataset includes 361 Storm and 299 Camping Trip stories."
                    },
                    {
                        "id": 73,
                        "string": "After one round of bootstrapping the algorithm identified 971 additional Storm and 870 more Camping Trip stories."
                    },
                    {
                        "id": 74,
                        "string": "The bootstrapping method is not evaluated separately, however, the results in Sec."
                    },
                    {
                        "id": 75,
                        "string": "4.2 indicate that using the bootstrapped data considerably improves the accuracy of the contingency model and enhances extracting topic-relevant event knowledge."
                    },
                    {
                        "id": 76,
                        "string": "Learning Contingency Relation between Narrative Events In this section we describe our representation of events in narratives and our methods for modeling contingency relationship between events."
                    },
                    {
                        "id": 77,
                        "string": "Event Representation In previous work different representations have been proposed for the event structure such as single verb and verb with two or more arguments."
                    },
                    {
                        "id": 78,
                        "string": "Verbs are used as a central indication of an event in a narrative."
                    },
                    {
                        "id": 79,
                        "string": "However, other entities related to the verb also play a strong role in conveying the meaning of the event."
                    },
                    {
                        "id": 80,
                        "string": "In (Pichotta and Mooney, 2014) it is shown that the multi-argument representation is richer than the previous ones and is capable of capturing interactions between multiple events."
                    },
                    {
                        "id": 81,
                        "string": "We use a representation that incorporates the Particle of the verb in the event structure in addition to the Subject and the Direct Object and define an event as a verb with its dependency relations as follows: Verb Lemma (subj:Subject Lemma, dobj:Direct Object Lemma, prt:Particle) Table 3 shows example sentences describing an event from the Camping topic along with their event structure."
                    },
                    {
                        "id": 82,
                        "string": "The examples show how including the arguments often change the meaning of an event."
                    },
                    {
                        "id": 83,
                        "string": "In Row 1 the direct object and particle are required to completely understand the event in this sentence."
                    },
                    {
                        "id": 84,
                        "string": "Row 2 shows another example where the verb have cannot implicate what event is happening and the direct object oatmeal is needed to understand what has occurred in the story."
                    },
                    {
                        "id": 85,
                        "string": "We parse each sentence and extract every verb lemma with its arguments using Stanford dependencies (Manning et al., 2014) ."
                    },
                    {
                        "id": 86,
                        "string": "For each verb, we extract the nsubj, dobj, and prt dependency relations if they exist, and use their lemma in the event representation."
                    },
                    {
                        "id": 87,
                        "string": "To generalize the event representations, we use the types identified by Stanford's Named Entity Recognizer and map each argument to its named entity type if available, e.g., in Row 3 of Table 3 , the Lost Valley River Campground is represented by its type LOCATION."
                    },
                    {
                        "id": 88,
                        "string": "We use abstract types for named entities such as PERSON, ORGANIZATION, TIME and DATE."
                    },
                    {
                        "id": 89,
                        "string": "We also represent each pronoun by the abstract type PERSON, e.g."
                    },
                    {
                        "id": 90,
                        "string": "Row 5 in Table 3 ."
                    },
                    {
                        "id": 91,
                        "string": "Causal Potential Method We define a contingent event pair as a sequence of two events (e 1 , e 2 ) such that e 1 and e 2 are likely to occur together in the given order and e 2 is contingent upon e 1 ."
                    },
                    {
                        "id": 92,
                        "string": "We apply an unsupervised distributional measure called Causal Potential to induce the contingency relation between two events."
                    },
                    {
                        "id": 93,
                        "string": "Causal Potential (CP) was introduced by Beamer and Girju (2009) as a way to measure the tendency of an event pair to encode a causal relation, where event pairs with high CP have a higher probability of occurring in a causal context."
                    },
                    {
                        "id": 94,
                        "string": "We calculate CP for every pair of adjacent events in each topic-specific dataset."
                    },
                    {
                        "id": 95,
                        "string": "We used a 2-skip bigram model which considers two events to be adjacent if the second event occurs within two or less events after the first one."
                    },
                    {
                        "id": 96,
                        "string": "We use skip-2 bigram in order to capture the fact that two related events may often be separated by a non-essential event, because of the oralnarrative nature of our data ."
                    },
                    {
                        "id": 97,
                        "string": "In contrast to the verbs that describe an event (e.g., hike, climb, evacuate, drive), some verbs describe private states such as as belong, depend, feel, know."
                    },
                    {
                        "id": 98,
                        "string": "We filter out clauses that tend to be associated with private states (Wiebe, 1990) ."
                    },
                    {
                        "id": 99,
                        "string": "A pilot evaluation showed that this improves the results."
                    },
                    {
                        "id": 100,
                        "string": "Equation 1 shows the formula for calculating Causal Potential of a pair consisting of two events: (e 1 , e 2 )."
                    },
                    {
                        "id": 101,
                        "string": "Here P denotes probability and P (e 1 → e 2 ) is the probability of e 2 occurring after e 1 in the adjacency window which is equal to 3 due to the skip-2 bigram model."
                    },
                    {
                        "id": 102,
                        "string": "P (e 2 |e 1 ) is the conditional probability of e 2 given that e 1 has been seen in the adjacency window."
                    },
                    {
                        "id": 103,
                        "string": "This is equivalent to the Event-Bigram model described in Sec."
                    },
                    {
                        "id": 104,
                        "string": "3.3."
                    },
                    {
                        "id": 105,
                        "string": "CP (e 1 , e 2 ) = log P (e 2 |e 1 ) P (e 2 ) + log P (e 1 → e 2 ) P (e 2 → e 1 ) (1) To calculate CP, we need to compute event counts from the corpus and thus we need to define when two events are considered equal."
                    },
                    {
                        "id": 106,
                        "string": "The simplest approach is to define two events to be equal when their verb and arguments exactly match."
                    },
                    {
                        "id": 107,
                        "string": "However, with a close look at the data this approach does not seem adequate."
                    },
                    {
                        "id": 108,
                        "string": "For example, consider the following events: go (subj:PERSON, dobj:camp) go (subj:family, dobj:camp) go (dobj:camp) They encode the same action although their representations do not exactly match and differ in the subject."
                    },
                    {
                        "id": 109,
                        "string": "Our intuition is that when we count the number of events represented as go (subj:PERSON, dobj:camp) we should also include the count of go (dobj:camp)."
                    },
                    {
                        "id": 110,
                        "string": "To be able to generalize over the event structure and take into account these nuances, we consider two events to be equal if they have the same verb lemma and share at least one argument other than the subject."
                    },
                    {
                        "id": 111,
                        "string": "Baseline Methods Our previous work on modeling contingency relations in film scripts data compared Causal Potential to methods used in previous work: Bigram event models (Manshadi et al., 2008) and Pointwise Mutual Information (PMI) (Chambers and Jurafsky, 2008) and the evaluations showed that CP obtains better results (Hu et al., 2013) ."
                    },
                    {
                        "id": 112,
                        "string": "In this work, we use CP for inducing contingency relation between events and apply three other models as baselines for comparison: Event-Unigram."
                    },
                    {
                        "id": 113,
                        "string": "This method will produce a distribution of normalized frequencies for events."
                    },
                    {
                        "id": 114,
                        "string": "Event-Bigram."
                    },
                    {
                        "id": 115,
                        "string": "We calculate the bigram probability of every pair of adjacent events using skip-2 bigram model using the Maximum Likelihood Estimation (MLE) from our datasets: P (e 2 |e 1 ) = Count(e 1 , e 2 ) Count(e 1 ) Event-SCP."
                    },
                    {
                        "id": 116,
                        "string": "We use the Symmetric Conditional Probability between event tuples (Rel-grams) used  in (Balasubramanian et al., 2013) as another baseline method."
                    },
                    {
                        "id": 117,
                        "string": "The Rel-gram model is the most relevant previous work to our method and outperforms the previous state of the art on generating narrative event schema."
                    },
                    {
                        "id": 118,
                        "string": "This metric combines bigram probability considering both directions: SCP (e 1 , e 2 ) = P (e 2 |e 1 ) × P (e 1 |e 2 ) Like Event-Bigram, we used MLE for estimating Event-SCP from the corpus."
                    },
                    {
                        "id": 119,
                        "string": "Evaluation Experiments We conducted three sets of experiments to evaluate different aspects of our work."
                    },
                    {
                        "id": 120,
                        "string": "First, we compare the content of our topic-specific event pairs to current state of the art event collections to show that the fine-grained knowledge we learned about everyday events does not exist in previous work focused on the news genre."
                    },
                    {
                        "id": 121,
                        "string": "Second, we run an automatic evaluation test, modeled after the COPA task (Roemmele et al., 2011) , on a held-out test set to evaluate the event pair collections that we have extracted from both General-Domain and Topic-Specific datasets, in terms of contingency relations."
                    },
                    {
                        "id": 122,
                        "string": "We hypothesize that the contingent event pairs can be used as basic elements for generating coherent event chains and narrative schema."
                    },
                    {
                        "id": 123,
                        "string": "So, in the third part of the experiments, we extract topicindicative contingent event pairs from our Topic-Specific dataset and run an experiment on Amazon Mechanical Turk (AMT) to evaluate the top N pairs with respect to their contingency relation and topic-relevance."
                    },
                    {
                        "id": 124,
                        "string": "Comparison to Rel-gram Tuple Collections We chose Rel-gram tuples (Balasubramanian et al., 2013) for comparison since it is the most relevant previous work to us: they generate pairs of relational tuples of events, called Rel-grams using co-occurrence statistics based on Symmetric Conditional Probability described in Sec 3.3."
                    },
                    {
                        "id": 125,
                        "string": "Additionally, the Rel-grams are publicly available through an online search interface 3 and their evaluations show that their method outperforms the previous state of the art on generating narrative event schema."
                    },
                    {
                        "id": 126,
                        "string": "However, their work is focused on news articles and does not consider the causal relation between events for inducing event schema."
                    },
                    {
                        "id": 127,
                        "string": "We compare the content of what we learned from our topicspecific corpus to the Rel-gram tuples to show that the fine-grained type of knowledge that we learn is not found in their events collection."
                    },
                    {
                        "id": 128,
                        "string": "We also applied the co-occurrence statistics that they used on our data as a baseline (Event-SCP) for comparison to our method and present the results in Sec."
                    },
                    {
                        "id": 129,
                        "string": "4.2."
                    },
                    {
                        "id": 130,
                        "string": "In this experiment we compare the event pairs extracted from our Camping Trip topic to the Relgram tuples."
                    },
                    {
                        "id": 131,
                        "string": "The Rel-gram tuples are not sorted by topic."
                    },
                    {
                        "id": 132,
                        "string": "To find tuples relevant to Camping Trip, we used our top 10 indicative events and extracted all the Rel-gram tuples that included at least one event corresponding to one of the Camping Trip indicative events."
                    },
                    {
                        "id": 133,
                        "string": "For example, for go(dobj:camp), we pulled out all the tuples that included this event from the Rel-grams collection."
                    },
                    {
                        "id": 134,
                        "string": "The indicative events for each topic were automatically generated during the bootstrapping using AutoSlog-TS (Sec."
                    },
                    {
                        "id": 135,
                        "string": "2)."
                    },
                    {
                        "id": 136,
                        "string": "Then we applied the same sorting and filtering methods presented in the Rel-grams work and removed any tuple with frequency less than 25 and sorted the rest by the total symmetrical conditional probability."
                    },
                    {
                        "id": 137,
                        "string": "These numbers are publicly available as a part of the Rel-grams collection."
                    },
                    {
                        "id": 138,
                        "string": "We evaluated the top N = 100 tuples of this list using the Mechanical Turk task described later in Sec."
                    },
                    {
                        "id": 139,
                        "string": "4.3."
                    },
                    {
                        "id": 140,
                        "string": "The evaluation results presented in Table 4 show that 42% of the Rel-gram pairs were labeled as contingent by the annotators and only 7% were both contingent and topic-relevant."
                    },
                    {
                        "id": 141,
                        "string": "We argue that this is mainly due to the limitations of the newswire data which does not contain the fine-grained everyday events that we have extracted from our corpus."
                    },
                    {
                        "id": 142,
                        "string": "Automatic Two-Choice Test For evaluating our contingent event pair collections we have automatically generated a set of two-choice questions along with the answers, modeled after the COPA task (Roemmele et al., 2011) ."
                    },
                    {
                        "id": 143,
                        "string": "We produced questions from held-out test sets for each dataset."
                    },
                    {
                        "id": 144,
                        "string": "Each question consists of 3 http://relgrams.cs.washington.edu:10000/relgrams   one event and two choices."
                    },
                    {
                        "id": 145,
                        "string": "The question event is one that occurs in the test data."
                    },
                    {
                        "id": 146,
                        "string": "One of the choices is an event adjacent to the question event in the document."
                    },
                    {
                        "id": 147,
                        "string": "The other choice is an event randomly selected from the list of all events occurring in the test set."
                    },
                    {
                        "id": 148,
                        "string": "The following is an example of a question from the Camping Trip test set: Question event: arrange (dobj:outdoor) Choice 1: help (dobj:trip) Choice 2: call (subj:PERSON) In this example, arrange (dobj:outdoor) is followed by the event help (dobj:trip) in a document from the test set and call (subj:PERSON) was randomly generated."
                    },
                    {
                        "id": 149,
                        "string": "The model is supposed to predict which of the two choices is more likely to have a contingency relation with the event in the question."
                    },
                    {
                        "id": 150,
                        "string": "We argue that a strong contingency model should be able to choose the correct answer (the one that is adjacent to the question event) and the accuracy achieved on the test questions is an indication of the model's robustness."
                    },
                    {
                        "id": 151,
                        "string": "For the General-Domain dataset, we split the data into train (4,000 stories) and held-out test (200 stories) sets."
                    },
                    {
                        "id": 152,
                        "string": "For each topic-specific set, we divided the hand-labeled data into a train (Train-HL) and held-out test, and created a second train set consisting of Train-HL and the data collected by bootstrapping (Train-HL-BS) as shown in Table 5 ."
                    },
                    {
                        "id": 153,
                        "string": "We automatically created a question for every event occurring in the test data which   resulted in 3,123 questions for General-Domain data, 2,058 for the Camping and 2,533 questions for the Storm topic."
                    },
                    {
                        "id": 154,
                        "string": "For each dataset, we applied the baseline methods and Causal Potential model on the train sets to learn contingent event pairs and tested the pair collections on the questions generated from held-out test set."
                    },
                    {
                        "id": 155,
                        "string": "We extracted about 418K contingent event pairs from General-Domain train set, 437K from Storm Train-HL-BS and 630K pairs from Camping Trip Train-HL-BS set using Causal Potential model."
                    },
                    {
                        "id": 156,
                        "string": "We used our automatic test approach to evaluate these event pair collections."
                    },
                    {
                        "id": 157,
                        "string": "The results for General-Domain and Topic-Specific datasets are shown in Table 6 and Table 7 respectively."
                    },
                    {
                        "id": 158,
                        "string": "The Causal Potential model trained on Train-HL-BS dataset achieved accuracy of 0.685 on Camping Trip and 0.887 on Storm topic which is significantly stronger than all the baselines."
                    },
                    {
                        "id": 159,
                        "string": "Our experiments indicate that having more training data collected by bootstrapping improves the accuracy of the model in predicting contingency relation between events."
                    },
                    {
                        "id": 160,
                        "string": "Additionally, the Causal Potential results on Topic-Specific dataset is significantly stronger than General-Domain narratives indicating that using a topic-sorted dataset improves learning causal knowledge about events."
                    },
                    {
                        "id": 161,
                        "string": "2 shows some examples of event pairs with high CP scores extracted from general-Domain set."
                    },
                    {
                        "id": 162,
                        "string": "In the following section we extract topicindicative contingent event pairs and show that Topic-Specific data enables learning of finergrained event knowledge that pertain to a particular theme."
                    },
                    {
                        "id": 163,
                        "string": "Topic-Indicative Contingent Event Pairs We identify contingent event pairs that are highly indicative of a particular topic."
                    },
                    {
                        "id": 164,
                        "string": "We hypothesize that these event pairs serve as building blocks of coherent event chains and narrative schema since they encode contingency relation and correspond to a specific theme."
                    },
                    {
                        "id": 165,
                        "string": "We evaluate the pairs on Amazon Mechanical Turk (AMT)."
                    },
                    {
                        "id": 166,
                        "string": "To identify event sequences that have a strong correlation to a topic (topic-indicative pairs) we applied two filtering methods."
                    },
                    {
                        "id": 167,
                        "string": "First, we selected the frequent pairs for each topic and removed the ones that occur less than 5 times in the corpus."
                    },
                    {
                        "id": 168,
                        "string": "Second, we used the indicative event-patterns for each topic and extracted the pairs that at least included one of these patterns."
                    },
                    {
                        "id": 169,
                        "string": "Indicative event-patterns are automatically generated during the bootstrapping using AutoSlog-TS and mapped to their corresponding event representation as described in Sec."
                    },
                    {
                        "id": 170,
                        "string": "2."
                    },
                    {
                        "id": 171,
                        "string": "Then we used the Causal Potential scores from our contingency model for ranking the topic-indicative event pairs to identify the highly contingent ones."
                    },
                    {
                        "id": 172,
                        "string": "We sorted the pairs based on the Causal Potential score and evaluated the top N pairs in this list."
                    },
                    {
                        "id": 173,
                        "string": "Evaluations and Results."
                    },
                    {
                        "id": 174,
                        "string": "We evaluate the indicative contingent event pairs using human judgment on Amazon Mechanical Turk (AMT)."
                    },
                    {
                        "id": 175,
                        "string": "Narrative schema consists of chains of events that are related in a coherent way and correspond to a common theme."
                    },
                    {
                        "id": 176,
                        "string": "Consequently, we evaluate the extracted pairs based on two main criteria: • Contingency: Two events in the pair are  likely to occur together in the given order and the second event is contingent upon the first one."
                    },
                    {
                        "id": 177,
                        "string": "• Topic Relevance: Both events strongly correspond to the specified topic."
                    },
                    {
                        "id": 178,
                        "string": "We have designed one task to assess both criteria since if an event pair is not contingent, it cannot be used in narrative schema for not satisfying the required coherence (even if it is topic-relevant)."
                    },
                    {
                        "id": 179,
                        "string": "We asked the AMT annotators to rate each pair on a scale of 0-3 as follows: 0: The events are not contingent."
                    },
                    {
                        "id": 180,
                        "string": "1: The events are contingent but not relevant to the specified topic."
                    },
                    {
                        "id": 181,
                        "string": "2: The events are contingent and somewhat relevant to the specified topic."
                    },
                    {
                        "id": 182,
                        "string": "3: The events are contingent and strongly relevant to the specified topic."
                    },
                    {
                        "id": 183,
                        "string": "To ensure that the Amazon Mechanical Turk annotations are reliable, we designed a Qualification Type which requires the workers to pass a test before they can annotate our pairs."
                    },
                    {
                        "id": 184,
                        "string": "If the workers score 70% or more on the test they will qualify to do the main task."
                    },
                    {
                        "id": 185,
                        "string": "For each topic we created a Qualification test consisting of 10 event pairs from that topic that were annotated by two experts."
                    },
                    {
                        "id": 186,
                        "string": "To make the events more readable for the annotators we used the following representation: Subject -Verb Particle -Direct Object For example, hike(subj:person, dobj:trail, prt:up) is mapped to person -hike uptrail."
                    },
                    {
                        "id": 187,
                        "string": "For each topic we evaluated top N = 100 event pairs and assigned 5 workers to rate each one."
                    },
                    {
                        "id": 188,
                        "string": "We generated a gold standard label for each pair by averaging over the scores assigned by the annotators and interpreted the average as follows: Label >2: Contingent & strongly topic-relevant."
                    },
                    {
                        "id": 189,
                        "string": "Label = 2: Contingent & somewhat topic- relevant."
                    },
                    {
                        "id": 190,
                        "string": "1 ≤ Label < 2: Contingent & not topic-relevant."
                    },
                    {
                        "id": 191,
                        "string": "Label < 1: Not contingent."
                    },
                    {
                        "id": 192,
                        "string": "To assess the inter-annotator reliability we calculated kappa between each worker and the majority of the labels assigned to each pair."
                    },
                    {
                        "id": 193,
                        "string": "The average kappa was 0.73 which indicates substantial agreement."
                    },
                    {
                        "id": 194,
                        "string": "The results in Table 8 show that 52% of the Camping Trip and 53% of the Storm pairs were labeled as contingent and topic-relevant by the annotators."
                    },
                    {
                        "id": 195,
                        "string": "The results also indicate that our model is capable of identifying event pairs with strong contingency relations: 82% of the Camping Trip pairs and 77% of the Storm pairs were marked as contingent by the workers."
                    },
                    {
                        "id": 196,
                        "string": "Examples of the strongest and weakest pairs evaluated on Mechanical Turk are shown in Table 9 ."
                    },
                    {
                        "id": 197,
                        "string": "By comparison to Fig."
                    },
                    {
                        "id": 198,
                        "string": "2 , we can see that we can learn finer-grained type of events knowledge from topic-specific stories as compared to general-domain corpus."
                    },
                    {
                        "id": 199,
                        "string": "Discussion and Conclusions We learned fine-grained common-sense knowledge about contingent relations between everyday events from personal stories written by ordinary people."
                    },
                    {
                        "id": 200,
                        "string": "We applied a semi-supervised bootstrapping approach using event-patterns to create topic-sorted sets of stories and evaluated our methods on a set of general-domain narratives as well as two topic-specific datasets."
                    },
                    {
                        "id": 201,
                        "string": "We developed a new method for learning contingency relations between events that is tailored to the \"oral narrative\" nature of the blog stories."
                    },
                    {
                        "id": 202,
                        "string": "Our evaluations indi-cate that a method that works well on the news genre does not generate coherent results on personal stories (comparison of Event-SCP baseline with Causal Potential)."
                    },
                    {
                        "id": 203,
                        "string": "We modeled the contingency (causal and conditional) relation between the events from each dataset using Causal Potential and evaluated on the questions automatically generated from a heldout test set."
                    },
                    {
                        "id": 204,
                        "string": "The results show significant improvement over the Event-Unigram, Event-Bigram, and Event-SCP (Rel-grams method) baselines on Topic-Specific stories: 25% improvement of accuracy on Camping Trip and 41% on Storm topic compared to Bigram model."
                    },
                    {
                        "id": 205,
                        "string": "In our future work, we plan to explore existing topic-modeling algorithms to create a broader set of topic-sorted corpora for learning contingent event knowledge."
                    },
                    {
                        "id": 206,
                        "string": "Our experiments show that most of the finegrained contingency relations we learn from narrative events are not found in existing narrative and event schema collections induced from the newswire datasets (Rel-grams)."
                    },
                    {
                        "id": 207,
                        "string": "We also extracted indicative contingent event pairs from each topic and evaluated them on Mechanical Turk."
                    },
                    {
                        "id": 208,
                        "string": "The evaluations show that 82% of the relations between events that we learn from topic-sorted stories are judged as contingent."
                    },
                    {
                        "id": 209,
                        "string": "We publicly release the extracted pairs for each topic."
                    },
                    {
                        "id": 210,
                        "string": "In future work, we plan to use the contingent event pairs as building blocks for generating coherent event chains and narrative schema on several different themes."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 41
                    },
                    {
                        "section": "A Corpus of Everyday Events",
                        "n": "2",
                        "start": 42,
                        "end": 68
                    },
                    {
                        "section": "Bootstrapping:",
                        "n": "4.",
                        "start": 69,
                        "end": 73
                    },
                    {
                        "section": "Learning Contingency Relation between Narrative Events",
                        "n": "3",
                        "start": 74,
                        "end": 76
                    },
                    {
                        "section": "Event Representation",
                        "n": "3.1",
                        "start": 77,
                        "end": 90
                    },
                    {
                        "section": "Causal Potential Method",
                        "n": "3.2",
                        "start": 91,
                        "end": 110
                    },
                    {
                        "section": "Baseline Methods",
                        "n": "3.3",
                        "start": 111,
                        "end": 118
                    },
                    {
                        "section": "Evaluation Experiments",
                        "n": "4",
                        "start": 119,
                        "end": 123
                    },
                    {
                        "section": "Comparison to Rel-gram Tuple Collections",
                        "n": "4.1",
                        "start": 124,
                        "end": 141
                    },
                    {
                        "section": "Automatic Two-Choice Test",
                        "n": "4.2",
                        "start": 142,
                        "end": 162
                    },
                    {
                        "section": "Topic-Indicative Contingent Event Pairs",
                        "n": "4.3",
                        "start": 163,
                        "end": 198
                    },
                    {
                        "section": "Discussion and Conclusions",
                        "n": "5",
                        "start": 199,
                        "end": 210
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1138-Figure1-1.png",
                        "caption": "Figure 1: Excerpts of two stories in the blogs corpus on the topics of Camping Trip and Storm.",
                        "page": 0,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 222.23999999999998,
                            "y2": 473.28
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table6-1.png",
                        "caption": "Table 6: Automatic two-choice test results for General-Domain dataset.",
                        "page": 5,
                        "bbox": {
                            "x1": 325.92,
                            "x2": 507.35999999999996,
                            "y1": 218.88,
                            "y2": 281.28
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table5-1.png",
                        "caption": "Table 5: Number of stories in the train and test sets from topic-specific dataset.",
                        "page": 5,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 169.92
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table7-1.png",
                        "caption": "Table 7: Automatic two-choice test results for Topic-Specific dataset.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 293.76,
                            "y1": 62.4,
                            "y2": 190.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table8-1.png",
                        "caption": "Table 8: Results of evaluating indicative contingent event pairs on AMT.",
                        "page": 6,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 130.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Figure2-1.png",
                        "caption": "Figure 2: Examples of event pairs with high CP scores extracted from General-Domain stories.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 241.44,
                            "y2": 337.91999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table1-1.png",
                        "caption": "Table 1: Some topics and examples of their indicative events.",
                        "page": 2,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.4,
                            "y2": 231.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table2-1.png",
                        "caption": "Table 2: Examples of narrative event-patterns (case frames) learned from corpus.",
                        "page": 2,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 169.92
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table9-1.png",
                        "caption": "Table 9: Examples of event pairs evaluated on AMT.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 65.75999999999999,
                            "y2": 190.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table3-1.png",
                        "caption": "Table 3: Event representation examples from Camping Trip topic.",
                        "page": 3,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 216.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1138-Table4-1.png",
                        "caption": "Table 4: Evaluation of Rel-gram tuples on AMT.",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 130.07999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-33"
        },
        {
            "slides": {
                "0": {
                    "title": "Hypernymy",
                    "text": [
                        "Hierarchical relations play a central role in",
                        "animals such as cats and dogs",
                        "knowledge representation (Miller, 1995)",
                        "animals including cats and dogs",
                        "cat is a feline is a mammal is an animal",
                        "cats, dogs, and other animals",
                        "All animals are living things -> cats are living things",
                        "Automatic hypernymy detection approaches:",
                        "Pattern based: high-precision lexico-syntactic patterns",
                        "Distributional Inclusion: unconstrained word co-occurrences",
                        "(Zhitomirsky-Geffet and Dagan, 2005)"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": [
                        "figure/image/1151-Figure1-1.png"
                    ]
                },
                "1": {
                    "title": "Objectives",
                    "text": [
                        "Are Hearst patterns more valuable than distributional information?",
                        "Do we learn more from using general semantic contexts, or exploiting highly targeted ones?",
                        "Are differences robust across multiple evaluation settings?",
                        "Can we remedy some of Hearst patterns' weaknesses?",
                        "Scaling up data and extraction is cheaper and easier today",
                        "Do embedding methods help alleviate sparsity?"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Tasks",
                    "text": [
                        "Distinguish hypernymy pairs from other relations",
                        "Average Precision (AP) across 5 datasets (Shwartz et al., LEDS (Baroni et al., 2012)",
                        "Direction WBLESS (Weeds et al., 2014)",
                        "Identify the direction of entailment (XY or YX?)",
                        "Accuracy across 3 datasets (Kiela et al., BLESS (Baroni and Lenci, 2011)",
                        "Graded Entailment Graded Entailment Predict the degree of entailment Hyperlex (Vulic et al., 2017)",
                        "Spearman's rho on 1 dataset (Vulic et al.,"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Hearst Pattern Extraction",
                    "text": [
                        "Matches were aggregated and filtered:",
                        "Pair must match 2 distinct patterns",
                        "431K distinct pairs covering 243K unique types"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": [
                        "figure/image/1151-Table1-1.png"
                    ]
                },
                "4": {
                    "title": "Hearst Pattern Models",
                    "text": [
                        "PPMI(x, y): transform counts using",
                        "Positive Pointwise Mutual Information Frequency (log scale)",
                        "Simple embedding (Truncated SVD)",
                        "SPMI(x, y): apply truncated SVD to PPMI counts",
                        "Select k using validation set",
                        "Related to Cederberg and Widdows (2003)"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": [
                        "figure/image/1151-Figure1-1.png"
                    ]
                },
                "5": {
                    "title": "Distributional Methods",
                    "text": [
                        "Selected 3 high performing, unsupervised methods based on Shwartz et al. (2017)",
                        "Use strong distributional space from Shwartz et al. (2017)",
                        "POS tagged and lemmatized",
                        "Dependency contexts (Pado and Lapata, 2007; Levy and Goldberg, 2014)",
                        "Tune hyperparameters on validation"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Detection",
                    "text": [
                        "Cosine Best Distributional PPMI SPMI",
                        "trouble with global calibration (AP)",
                        "Pattern has mixed performance",
                        "SPMI model best on",
                        "Embedding Hearst patterns helps overcome sparsity",
                        "Downweights outliers BLESS Shwartz EVAL LEDS WBLESS"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "7": {
                    "title": "Direction",
                    "text": [
                        "Cosine Best Distributional PPMI SPMI",
                        "Patterns outperform distr. methods on",
                        "Accuracy BLESS pathologically difficult",
                        "for cosine and PPMI",
                        "Embedding patterns overcomes sparsity"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "Graded Entailment",
                    "text": [
                        "Cosine Best Distributional PPMI SPMI",
                        "Pattern based methods outperform distr.",
                        "Spearman's rho Spearman's rho",
                        "Spearman's rho doesn't punish ties (many 0s)",
                        "PPMI model to break ties randomly",
                        "SPMI best after adjustment"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "9": {
                    "title": "Conclusions",
                    "text": [
                        "Pattern-based approaches outperform distributional methods",
                        "Targeted Hearst contexts are more valuable than semantic similarity gains",
                        "Embedding Hearst patterns works well",
                        "Helps substantially with sparsity issues",
                        "We open source our experiments and evaluation framework:"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                }
            },
            "paper_title": "Hearst Patterns Revisited: Automatic Hypernym Detection from Large Text Corpora",
            "paper_id": "1151",
            "paper": {
                "title": "Hearst Patterns Revisited: Automatic Hypernym Detection from Large Text Corpora",
                "abstract": "Methods for unsupervised hypernym detection may broadly be categorized according to two paradigms: pattern-based and distributional methods. In this paper, we study the performance of both approaches on several hypernymy tasks and find that simple pattern-based methods consistently outperform distributional methods on common benchmark datasets. Our results show that pattern-based models provide important contextual constraints which are not yet captured in distributional methods.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Hierarchical relationships play a central role in knowledge representation and reasoning."
                    },
                    {
                        "id": 1,
                        "string": "Hypernym detection, i.e., the modeling of word-level hierarchies, has long been an important task in natural language processing."
                    },
                    {
                        "id": 2,
                        "string": "Starting with Hearst (1992), pattern-based methods have been one of the most influential approaches to this problem."
                    },
                    {
                        "id": 3,
                        "string": "Their key idea is to exploit certain lexico-syntactic patterns to detect is-a relations in text."
                    },
                    {
                        "id": 4,
                        "string": "For instance, patterns like \"NP y such as NP x \", or \"NP x and other NP y \" often indicate hypernymy relations of the form x is-a y."
                    },
                    {
                        "id": 5,
                        "string": "Such patterns may be predefined, or they may be learned automatically (Snow et al., 2004; Shwartz et al., 2016) ."
                    },
                    {
                        "id": 6,
                        "string": "However, a well-known problem of Hearst-like patterns is their extreme sparsity: words must co-occur in exactly the right configuration, or else no relation can be detected."
                    },
                    {
                        "id": 7,
                        "string": "To alleviate the sparsity issue, the focus in hypernymy detection has recently shifted to distributional representations, wherein words are represented as vectors based on their distribution across large corpora."
                    },
                    {
                        "id": 8,
                        "string": "Such methods offer rich representations of lexical meaning, alleviating the sparsity problem, but require specialized similarity mea-sures to distinguish different lexical relationships."
                    },
                    {
                        "id": 9,
                        "string": "The most successful measures to date are generally inspired by the Distributional Inclusion Hypothesis (DIH) (Zhitomirsky-Geffet and Dagan, 2005) , which states roughly that contexts in which a narrow term x may appear (\"cat\") should be a subset of the contexts in which a broader term y (\"animal\") may appear."
                    },
                    {
                        "id": 10,
                        "string": "Intuitively, the DIH states that we should be able to replace any occurrence of \"cat\" with \"animal\" and still have a valid utterance."
                    },
                    {
                        "id": 11,
                        "string": "An important insight from work on distributional methods is that the definition of context is often critical to the success of a system (Shwartz et al., 2017) ."
                    },
                    {
                        "id": 12,
                        "string": "Some distributional representations, like positional or dependency-based contexts, may even capture crude Hearst pattern-like features (Levy et al., 2015; Roller and Erk, 2016) ."
                    },
                    {
                        "id": 13,
                        "string": "While both approaches for hypernym detection rely on co-occurrences within certain contexts, they differ in their context selection strategy: pattern-based methods use predefined manuallycurated patterns to generate high-precision extractions while DIH methods rely on unconstrained word co-occurrences in large corpora."
                    },
                    {
                        "id": 14,
                        "string": "Here, we revisit the idea of using pattern-based methods for hypernym detection."
                    },
                    {
                        "id": 15,
                        "string": "We evaluate several pattern-based models on modern, large corpora and compare them to methods based on the DIH."
                    },
                    {
                        "id": 16,
                        "string": "We find that simple pattern-based methods consistently outperform specialized DIH methods on several difficult hypernymy tasks, including detection, direction prediction, and graded entailment ranking."
                    },
                    {
                        "id": 17,
                        "string": "Moreover, we find that taking low-rank embeddings of pattern-based models substantially improves performance by remedying the sparsity issue."
                    },
                    {
                        "id": 18,
                        "string": "Overall, our results show that Hearst patterns provide high-quality and robust predictions on large corpora by capturing important contextual constraints, which are not yet modeled in distributional methods."
                    },
                    {
                        "id": 19,
                        "string": "Models In the following, we discuss pattern-based and distributional methods to detect hypernymy relations."
                    },
                    {
                        "id": 20,
                        "string": "We explicitly consider only relatively simple pattern-based approaches that allow us to directly compare their performance to DIH-based methods."
                    },
                    {
                        "id": 21,
                        "string": "Pattern-based Hypernym Detection First, let P = {(x, y)} n i=1 denote the set of hypernymy relations that have been extracted via Hearst patterns from a text corpus T ."
                    },
                    {
                        "id": 22,
                        "string": "Furthermore let w(x, y) denote the count of how often (x, y) has been extracted and let W = (x,y)∈P w(x, y) denote the total number extractions."
                    },
                    {
                        "id": 23,
                        "string": "In the first, most direct application of Hearst patterns, we then simply use the counts w(x, y) or, equivalently, the extraction probability p(x, y) = w(x, y) W (1) to predict hypernymy relations from T ."
                    },
                    {
                        "id": 24,
                        "string": "However, simple extraction probabilities as in Equation (1) are skewed by the occurrence probabilities of their constituent words."
                    },
                    {
                        "id": 25,
                        "string": "For instance, it is more likely that we extract (France, country) over (France, republic), just because the word country is more likely to occur than republic."
                    },
                    {
                        "id": 26,
                        "string": "This skew in word distributions is well-known for natural language and also translates to Hearst patterns (see also Figure 1 )."
                    },
                    {
                        "id": 27,
                        "string": "For this reason, we also consider predicting hypernymy relations based on the Pointwise Mutual Information of Hearst patterns: First, let p − (x) = (x,y)∈P w(x, y)/W and p + (x) = (y,x)∈P w(y, x)/W denote the probability that x occurs as a hyponym and hypernym, respectively."
                    },
                    {
                        "id": 28,
                        "string": "We then define the Positive Pointwise Mutual Information for (x, y) as ppmi(x, y) = max 0, log p(x, y) p − (x)p + (y) ."
                    },
                    {
                        "id": 29,
                        "string": "While Equation (2) can correct for different word occurrence probabilities, it cannot handle missing data."
                    },
                    {
                        "id": 30,
                        "string": "However, sparsity is one of the main issues when using Hearst patterns, as a necessarily incomplete set of extraction rules will lead inevitably to missing extractions."
                    },
                    {
                        "id": 31,
                        "string": "For this purpose, we also study low-rank embeddings of the PPMI matrix, which allow us to make predictions for unseen pairs."
                    },
                    {
                        "id": 32,
                        "string": "In particular, let m = |{x : (x, y) ∈ P ∨ (y, x) ∈ P}| denote the number of unique terms in P. Furthermore, let X ∈ R m×m be the PPMI matrix with entries M xy = ppmi(x, y) and let M = U ΣV ⊤ be its Singular Value Decomposition (SVD)."
                    },
                    {
                        "id": 33,
                        "string": "We can then predict hypernymy relations based on the truncated SVD of M via • • • • • •••• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • 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• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • spmi(x, y) = u ⊤ x Σ r v y (3) where u x , v y denote the x-th and y-th row of U and V , respectively, and where Σ r is the diagonal matrix of truncated singular values (in which all but the r largest singular values are set to zero)."
                    },
                    {
                        "id": 34,
                        "string": "Equation (3) can be interpreted as a smoothed version of the observed PPMI matrix."
                    },
                    {
                        "id": 35,
                        "string": "Due to the truncation of singular values, Equation (3) computes a low-rank embedding of M where similar words (in terms of their Hearst patterns) have similar representations."
                    },
                    {
                        "id": 36,
                        "string": "Since Equation (3) is defined for all pairs (x, y), it allows us to make hypernymy predictions based on the similarity of words."
                    },
                    {
                        "id": 37,
                        "string": "We also consider factorizing a matrix that is constructed from occurrence probabilities as in Equation (1), denoted by sp(x, y)."
                    },
                    {
                        "id": 38,
                        "string": "This approach is then closely related to the method of Cederberg and Widdows (2003) , which has been proposed to improve precision and recall for hypernymy detection from Hearst patterns."
                    },
                    {
                        "id": 39,
                        "string": "Distributional Hypernym Detection Most unsupervised distributional approaches for hypernymy detection are based on variants of the Distributional Inclusion Hypothesis (Weeds et al., 2004; Kotlerman et al., 2010; Santus et al., 2014; Lenci and Benotto, 2012; Shwartz et al., 2017) ."
                    },
                    {
                        "id": 40,
                        "string": "Here, we compare to two methods with strong empirical results."
                    },
                    {
                        "id": 41,
                        "string": "As with most DIH measures, they are only defined for large, sparse, positively-valued distributional spaces."
                    },
                    {
                        "id": 42,
                        "string": "First, we consider WeedsPrec (Weeds et al., 2004) which captures the features of x which are included in the set of a broader term's features, y: WeedsPrec(x, y) = n i=1 x i * ✶ y i >0 n i=1 x i Second, we consider invCL (Lenci and Benotto, 2012) which introduces a notion of distributional exclusion by also measuring the degree to which the broader term contains contexts not used by the narrower term."
                    },
                    {
                        "id": 43,
                        "string": "In particular, let CL(x, y) = n i=1 min(x i , y i ) n i=1 x i denote the degree of inclusion of x in y as proposed by Clarke (2009) ."
                    },
                    {
                        "id": 44,
                        "string": "To measure both the inclusion of x in y and the non-inclusion of y in x, invCL is then defined as invCL(x, y) = CL(x, y) * (1 − CL(y, x)) Although most unsupervised distributional approaches are based on the DIH, we also consider the distributional SLQS model based on on an alternative informativeness hypothesis (Santus et al., 2014; Shwartz et al., 2017) ."
                    },
                    {
                        "id": 45,
                        "string": "Intuitively, the SLQS model presupposes that general words appear mostly in uninformative contexts, as measured by entropy."
                    },
                    {
                        "id": 46,
                        "string": "Specifically, SLQS depends on the median entropy of a term's top N contexts, defined as E x = median N i=1 [H(c i )] , where H(c i ) is the Shannon entropy of context c i across all terms, and N is chosen in hyperparameter selection."
                    },
                    {
                        "id": 47,
                        "string": "Finally, SLQS is defined using the ratio between the two terms: SLQS(x, y) = 1 − E x E y ."
                    },
                    {
                        "id": 48,
                        "string": "Since the SLQS model only compares the relative generality of two terms, but does not make judgment about the terms' relatedness, we report SLQS-cos, which multiplies the SLQS measure by cosine similarity of x and y (Santus et al., 2014) ."
                    },
                    {
                        "id": 49,
                        "string": "For completeness, we also include cosine similarity as a baseline in our evaluation."
                    },
                    {
                        "id": 50,
                        "string": "Evaluation To evaluate the relative performance of patternbased and distributional models, we apply them to several challenging hypernymy tasks."
                    },
                    {
                        "id": 51,
                        "string": "Pattern X which is a (example|class|kind|."
                    },
                    {
                        "id": 52,
                        "string": "."
                    },
                    {
                        "id": 53,
                        "string": ". )"
                    },
                    {
                        "id": 54,
                        "string": "of Y X (and|or) (any|some) other Y X which is called Y X is JJS (most)?"
                    },
                    {
                        "id": 55,
                        "string": "Y X a special case of Y X is an Y that X is a !"
                    },
                    {
                        "id": 56,
                        "string": "(member|part|given) Y !"
                    },
                    {
                        "id": 57,
                        "string": "(features|properties) Y such as X 1 , X 2 , ."
                    },
                    {
                        "id": 58,
                        "string": "."
                    },
                    {
                        "id": 59,
                        "string": "."
                    },
                    {
                        "id": 60,
                        "string": "(Unlike|like) (most|all|any|other) Y, X Y including X 1 , X 2 , ."
                    },
                    {
                        "id": 61,
                        "string": "."
                    },
                    {
                        "id": 62,
                        "string": "."
                    },
                    {
                        "id": 63,
                        "string": "Table 1 : Hearst patterns used in this study."
                    },
                    {
                        "id": 64,
                        "string": "Patterns are lemmatized, but listed as inflected for clarity."
                    },
                    {
                        "id": 65,
                        "string": "Tasks Detection: In hypernymy detection, the task is to classify whether pairs of words are in a hypernymy relation."
                    },
                    {
                        "id": 66,
                        "string": "For this task, we evaluate all models on five benchmark datasets: First, we employ the noun-noun subset of BLESS, which contains hypernymy annotations for 200 concrete, mostly unambiguous nouns."
                    },
                    {
                        "id": 67,
                        "string": "Negative pairs contain a mixture of co-hyponymy, meronymy, and random pairs."
                    },
                    {
                        "id": 68,
                        "string": "This version contains 14,542 total pairs with 1,337 positive examples."
                    },
                    {
                        "id": 69,
                        "string": "Second, we evaluate on LEDS (Baroni et al., 2012) , which consists of 2,770 noun pairs balanced between positive hypernymy examples, and randomly shuffled negative pairs."
                    },
                    {
                        "id": 70,
                        "string": "We also consider EVAL (Santus et al., 2015) , containing 7,378 pairs in a mixture of hypernymy, synonymy, antonymy, meronymy, and adjectival relations."
                    },
                    {
                        "id": 71,
                        "string": "EVAL is notable for its absence of random pairs."
                    },
                    {
                        "id": 72,
                        "string": "The largest dataset is SHWARTZ (Shwartz et al., 2016) , which was collected from a mixture of WordNet, DBPedia, and other resources."
                    },
                    {
                        "id": 73,
                        "string": "We limit ourselves to a 52,578 pair subset excluding multiword expressions."
                    },
                    {
                        "id": 74,
                        "string": "Finally, we evaluate on WBLESS (Weeds et al., 2014) , a 1,668 pair subset of BLESS, with negative pairs being selected from co-hyponymy, random, and hyponymy relations."
                    },
                    {
                        "id": 75,
                        "string": "Previous work has used different metrics for evaluating on BLESS (Lenci and Benotto, 2012; Levy et al., 2015; Roller and Erk, 2016) ."
                    },
                    {
                        "id": 76,
                        "string": "We chose to evaluate the global ranking using Average Precision."
                    },
                    {
                        "id": 77,
                        "string": "This allowed us to use the same metric on all detection benchmarks, and is consistent with evaluations in Shwartz et al."
                    },
                    {
                        "id": 78,
                        "string": "(2017) ."
                    },
                    {
                        "id": 79,
                        "string": "Direction: In direction prediction, the task is to identify which term is broader in a given pair of words."
                    },
                    {
                        "id": 80,
                        "string": "For this task, we evaluate all models on three datasets described by Kiela et al."
                    },
                    {
                        "id": 81,
                        "string": "(2015) : On BLESS, the task is to predict the direction for all 1337 positive pairs in the dataset."
                    },
                    {
                        "id": 82,
                        "string": "Pairs are only counted correct if the hypernymy direction scores higher than the reverse direction, i.e."
                    },
                    {
                        "id": 83,
                        "string": "score(x, y) > score(y, x)."
                    },
                    {
                        "id": 84,
                        "string": "We reserve 10% of the data for validation, and test on the remaining 90%."
                    },
                    {
                        "id": 85,
                        "string": "On WBLESS, we follow prior work (Nguyen et al., 2017; Vulić and Mrkšić, 2017) and perform 1000 random iterations in which 2% of the data is used as a validation set to learn a classification threshold, and test on the remainder of the data."
                    },
                    {
                        "id": 86,
                        "string": "We report average accuracy across all iterations."
                    },
                    {
                        "id": 87,
                        "string": "Finally, we evaluate on BIBLESS (Kiela et al., 2015) , a variant of WBLESS with hypernymy and hyponymy pairs explicitly annotated for their direction."
                    },
                    {
                        "id": 88,
                        "string": "Since this task requires three-way classification (hypernymy, hyponymy, and other), we perform two-stage classification."
                    },
                    {
                        "id": 89,
                        "string": "First, a threshold is tuned using 2% of the data, identifying whether a pair exhibits hypernymy in either direction."
                    },
                    {
                        "id": 90,
                        "string": "Second, the relative comparison of scores determines which direction is predicted."
                    },
                    {
                        "id": 91,
                        "string": "As with WBLESS, we report the average accuracy over 1000 iterations."
                    },
                    {
                        "id": 92,
                        "string": "Graded Entailment: In graded entailment, the task is to quantify the degree to which a hypernymy relation holds."
                    },
                    {
                        "id": 93,
                        "string": "For this task, we follow prior work (Nickel and Vulić and Mrkšić, 2017) and use the noun part of HYPER-LEX , consisting of 2,163 noun pairs which are annotated to what degree x is-a y holds on a scale of [0, 6] ."
                    },
                    {
                        "id": 94,
                        "string": "For all models, we report Spearman's rank correlation ρ."
                    },
                    {
                        "id": 95,
                        "string": "We handle out-ofvocabulary (OOV) words by assigning the median of the scores (computed across the training set) to pairs with OOV words."
                    },
                    {
                        "id": 96,
                        "string": "Experimental Setup Pattern-based models: We extract Hearst patterns from the concatenation of Gigaword and Wikipedia, and prepare our corpus by tokenizing, lemmatizing, and POS tagging using CoreNLP 3.8.0."
                    },
                    {
                        "id": 97,
                        "string": "The full set of Hearst patterns is provided in Table 1 ."
                    },
                    {
                        "id": 98,
                        "string": "Our selected patterns match prototypical Hearst patterns, like \"animals such as cats,\" but also include broader patterns like \"New Year is the most important holiday.\""
                    },
                    {
                        "id": 99,
                        "string": "Leading and following noun phrases are allowed to match limited modifiers (compound nouns, adjectives, etc."
                    },
                    {
                        "id": 100,
                        "string": "), in which case we also generate a hit for the head of the noun phrase."
                    },
                    {
                        "id": 101,
                        "string": "Dur-ing postprocessing, we remove pairs which were not extracted by at least two distinct patterns."
                    },
                    {
                        "id": 102,
                        "string": "We also remove any pair (y, x) if p(y, x) < p(x, y)."
                    },
                    {
                        "id": 103,
                        "string": "The final corpus contains roughly 4.5M matched pairs, 431K unique pairs, and 243K unique terms."
                    },
                    {
                        "id": 104,
                        "string": "For SVD-based models, we select the rank from r ∈ {5, 10, 15, 20, 25, 50, 100, 150, 200, 250, 300 , 500, 1000} on the validation set."
                    },
                    {
                        "id": 105,
                        "string": "The other pattern-based models do not have any hyperparameters."
                    },
                    {
                        "id": 106,
                        "string": "Distributional models: For the distributional baselines, we employ the large, sparse distributional space of Shwartz et al."
                    },
                    {
                        "id": 107,
                        "string": "(2017) , which is computed from UkWaC and Wikipedia, and is known to have strong performance on several of the detection tasks."
                    },
                    {
                        "id": 108,
                        "string": "The corpus was POS tagged and dependency parsed."
                    },
                    {
                        "id": 109,
                        "string": "Distributional contexts were constructed from adjacent words in dependency parses (Padó and Lapata, 2007; Levy and Goldberg, 2014) ."
                    },
                    {
                        "id": 110,
                        "string": "Targets and contexts which appeared fewer than 100 times in the corpus were filtered, and the resulting co-occurrence matrix was PPMI transformed."
                    },
                    {
                        "id": 111,
                        "string": "1 The resulting space contains representations for 218K words over 732K context dimensions."
                    },
                    {
                        "id": 112,
                        "string": "For the SLQS model, we selected the number of contexts N from the same set of options as the SVD rank in pattern-based models."
                    },
                    {
                        "id": 113,
                        "string": "Table 2 shows the results from all three experimental settings."
                    },
                    {
                        "id": 114,
                        "string": "In nearly all cases, we find that patternbased approaches substantially outperform all three distributional models."
                    },
                    {
                        "id": 115,
                        "string": "Particularly strong improvements can be observed on BLESS (0.76 average precision vs 0.19) and WBLESS (0.96 vs. 0.69) for the detection tasks and on all directionality tasks."
                    },
                    {
                        "id": 116,
                        "string": "For directionality prediction on BLESS, the SVD models surpass even the state-of-the-art supervised model of Vulić and Mrkšić (2017) ."
                    },
                    {
                        "id": 117,
                        "string": "Moreover, both SVD models perform generally better than their sparse counterparts on all tasks and datasets except on HYPERLEX."
                    },
                    {
                        "id": 118,
                        "string": "We performed a posthoc analysis of the validation sets comparing the ppmi and spmi models, and found that the truncated SVD improved recall via its matrix completion properties."
                    },
                    {
                        "id": 119,
                        "string": "We also found that the spmi model downweighted  many high-scoring outlier pairs composed of rare terms."
                    },
                    {
                        "id": 120,
                        "string": "When comparing the p(x, y) and ppmi models to distributional models, we observe mixed results."
                    },
                    {
                        "id": 121,
                        "string": "The SHWARTZ dataset is difficult for sparse models due to its very long tail of low frequency words that are hard to cover using Hearst patterns."
                    },
                    {
                        "id": 122,
                        "string": "On EVAL, Hearst-pattern based methods get penalized by OOV words, due to the large number of verbs and adjectives in the dataset, which are not captured by our patterns."
                    },
                    {
                        "id": 123,
                        "string": "However, in 7 of the 9 datasets, at least one of the sparse models outperforms all distributional measures, showing that Hearst patterns can provide strong performance on large corpora."
                    },
                    {
                        "id": 124,
                        "string": "Results Conclusion We studied the relative performance of Hearst pattern-based methods and DIH-based methods for hypernym detection."
                    },
                    {
                        "id": 125,
                        "string": "Our results show that the pattern-based methods substantially outperform DIH-based methods on several challenging benchmarks."
                    },
                    {
                        "id": 126,
                        "string": "We find that embedding methods alleviate sparsity concerns of pattern-based approaches and substantially improve coverage."
                    },
                    {
                        "id": 127,
                        "string": "We conclude that Hearst patterns provide important contexts for the detection of hypernymy relations that are not yet captured in DIH models."
                    },
                    {
                        "id": 128,
                        "string": "Our code is available at https://github.com/ facebookresearch/hypernymysuite."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 17
                    },
                    {
                        "section": "Models",
                        "n": "2",
                        "start": 18,
                        "end": 20
                    },
                    {
                        "section": "Pattern-based Hypernym Detection",
                        "n": "2.1",
                        "start": 21,
                        "end": 38
                    },
                    {
                        "section": "Distributional Hypernym Detection",
                        "n": "2.2",
                        "start": 39,
                        "end": 49
                    },
                    {
                        "section": "Evaluation",
                        "n": "3",
                        "start": 50,
                        "end": 64
                    },
                    {
                        "section": "Tasks",
                        "n": "3.1",
                        "start": 65,
                        "end": 95
                    },
                    {
                        "section": "Experimental Setup",
                        "n": "3.2",
                        "start": 96,
                        "end": 123
                    },
                    {
                        "section": "Conclusion",
                        "n": "4",
                        "start": 124,
                        "end": 128
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1151-Table1-1.png",
                        "caption": "Table 1: Hearst patterns used in this study. Patterns are lemmatized, but listed as inflected for clarity.",
                        "page": 2,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 517.4399999999999,
                            "y1": 62.4,
                            "y2": 224.16
                        }
                    },
                    {
                        "filename": "../figure/image/1151-Table2-1.png",
                        "caption": "Table 2: Experimental results comparing distributional and pattern-based methods in all settings.",
                        "page": 4,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 526.0799999999999,
                            "y1": 69.12,
                            "y2": 210.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1151-Figure1-1.png",
                        "caption": "Figure 1: Frequency distribution of words appearing in Hearst patterns.",
                        "page": 1,
                        "bbox": {
                            "x1": 331.68,
                            "x2": 502.08,
                            "y1": 64.8,
                            "y2": 181.92
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-34"
        },
        {
            "slides": {
                "1": {
                    "title": "Context Free Graph Grammars and Parsing",
                    "text": [
                        "Brief facts about context-free graph grammars:",
                        "emerged in the 1980s",
                        "generalization of context-free string grammars to graphs",
                        "can easily generate NP-complete graph languages even non-uniform parsing is impractical",
                        "early polynomial solutions were merely of theoretical interest:",
                        "strong restrictions restrictions difficult to check degree of polynomial usually depends on grammar",
                        "renewed interest nowadays due to Abstract Meaning Representation and similar notions of semantic graphs in computational linguistics."
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Different Strategies",
                    "text": [
                        "Recent attempts use different strategies to deal with NP-completeness:",
                        "Do your best, but be prepared to pay the price in the worst case.",
                        "Generate deterministic parsers based on LL- or LR-like restrictions.",
                        "Make sure that the generated graphs have a unique decomposition which determine the structure of derivation trees.",
                        "This talk will summarize those approaches."
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Hypergraphs",
                    "text": [
                        "Graphs contain labelled hyperedges instead of edges:",
                        "The number k is the rank of A and of the hyperedge.",
                        "Rank yields an ordinary edge: is",
                        "Some nodes may be marked 2, . . . , p and are called ports.",
                        "The number p is the rank of the hypergraph.",
                        "From now on: edge means hyperedge"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Hyperedge Replacement HR",
                    "text": [
                        "A rule A H consists of a label A and a graph H of equal rank.",
                        "remove a hyperedge e with label A, insert H by fusing its ports with the incident nodes of e."
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "Why is Parsing Difficult",
                    "text": [
                        "Cocke-Kasami-Younger for HR works, but is inefficient because a graph has exponentially many subgraphs.",
                        "Even when this is not the problem, we still have too many ways to order the attached nodes of nonterminal hyperedges. . ."
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "7": {
                    "title": "Reducing SAT",
                    "text": [
                        "ConHs. idBejor rka lunpd, roF. pDorsewiteiso, annad l P. foErrimcsoun la K1",
                        "K i Polynomial Unifor",
                        "S K K K K i m)",
                        "Ki Kij if xj Ki Ki Kij if xj Ki n time",
                        "Kij Kij for [n] \\ {j} Kij c",
                        "Fig. 4. Input graph in the proof of Theor",
                        "Fig. 3. Reduction of SAT to the uniform membership problem 1H. Bjorklund et al., LNCS 9618, 2016 copies of the original input, both sha with an outgoing -hyperedge targetin"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "8": {
                    "title": "Early Approaches to HR Grammar Parsing",
                    "text": [
                        "Conditions for polynomial running time3",
                        "Cubic parsing of languages of strongly connected graphs5 6",
                        "After that, the area fell more or less silent for almost 2 decades.",
                        "Then came Abstract Meaning Representation7, and with it a renewed interest in the question."
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "10": {
                    "title": "Choosing Generality over Guaranteed Efficiency",
                    "text": [
                        "Approaches that avoid restrictions (exponential worst-case behaviour):",
                        "Lautemanns algorithm refined by efficient matching8, implemented in Bolinas",
                        "S-graph grammar parsing9, using interpreted regular tree grammars as implemented in Alto",
                        "Generalized predictive shift-reduce parsing10, implemented in Grappa"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "11": {
                    "title": "The Approach by Chiang et al",
                    "text": [
                        "Use dynamic programming to determine, for every subgraph G of the input G, the set of nonterminals A that can derive G.",
                        "Every: Consider G that can be cut out along rank(A) nodes.",
                        "For efficient matching of rules, use tree decompositions of right-hand sides.",
                        "The algorithm runs in time O((3dn)k+1) where",
                        "d is the node degree of G,",
                        "n is the number of nodes, and",
                        "k is the width of tree decompositions of right-hand sides.",
                        "Important: G is assumed to be connected!"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "12": {
                    "title": "The S Graph Grammar Approach",
                    "text": [
                        "Instead of HR, use the more primitive graph construction operations by Engelfriet and Courcelle with interpreted regular tree grammars11.",
                        "Strategy (parsing by intersection):",
                        "Compute regular tree language LG of all trees denoting G.",
                        "Intersect with the language of the grammars derivation trees.",
                        "Trick: use a lazy approach to avoid building LG explicitly.",
                        "The algorithm runs in time O(ns3sep(s)) where",
                        "s is the number of source names number of ports)",
                        "sep(s) is Lautemanns s-separability ( n)",
                        "Alto is reported to be 6722 times faster than Bolinas on a set of AMRs from the Little Prince AMR-bank.",
                        "11Koller & Kuhlmann, Proc. Intl. Conf. on Parsing Technologies 2011"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "13": {
                    "title": "Generalized Predictive Shift Reduce Parsing",
                    "text": [
                        "A compiler generator approach.",
                        "Use LR parsing from compiler construction, but allow conflicts.",
                        "Parser uses characteristic finite automaton to select actions.",
                        "In case of conflicts, use breadth-first search implemented with graph structured stack.",
                        "In addition, use memoization.",
                        "Grappa measurements for a grammar generating Sierpin- ski graphs (by M. Minas):"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "15": {
                    "title": "Predictive Parsing",
                    "text": [
                        "Two versions of predictive parsing:",
                        "deterministic recursive descent, generalizing SLL string parsing predictive top-down12",
                        "deterministic bottom-up, generalizing SLR string parsing predictive shift-reduce13",
                        "View right-hand side as a list of edges to be matched step by step.",
                        "Terminal edges are consumed from the input graph.",
                        "Nonterminal edges are handled by recursive call (top-down) or reduction (bottom-up)."
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "16": {
                    "title": "Predictive Top Down Parsing PTD",
                    "text": [
                        "In PTD parsing, each nonterminal A becomes a parsing procedure:",
                        "parser generator determines lookahead for every A-rule: rest graphs (lookahead sets) for alternative A-rules must be disjoint the current rest graph determines which rule to apply;",
                        "in doing so, we have to distinguish between different profiles of A;",
                        "alternative terminal edges require free edge choice.",
                        "Lookahead and free edge choice are approximated by",
                        "Parikh sets to obtain efficiently testable conditions.",
                        "Running time of generated parser is O(n2)."
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "17": {
                    "title": "Predictive Shift Reduce Parsing PSR",
                    "text": [
                        "PSR parsing reduces the input graph back to the initial nonterminal:",
                        "parser maintains a stack representing the graph to which the input read so far has been reduced",
                        "shift steps read the next terminal edge from the input graph (free edge choice needed here as well)",
                        "reduce steps replace rhs on top of stack with lhs",
                        "parser generator determines characteristic finite automaton (CFA) that guides the choice of shift and reduce steps",
                        "CFA must be conflict free",
                        "string parsing only faces shift-reduce and reduce-reduce conflicts; now there may also be shift-shift conflicts.",
                        "Running time of generated parser is O(n)."
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "19": {
                    "title": "Reentrancies",
                    "text": [
                        "PTD and PSR grammar analysis can be expensive for large grammars.",
                        "In NLP, grammars may be volatile and very large uniformly polynomial parsing may be preferable.",
                        "Original strong assumptions14 were later relaxed15 and extended to weighted HR grammars16.",
                        "This type of HR grammar can also be learned a la Angluin17.",
                        "Requirements on right-hand sides:",
                        "targets of every nonterminal hyperedge e are reentrant w.r.t. e",
                        "all nodes reachable from the root",
                        "Yields a unique hierarchical decomposition revealing the structure of derivation trees.",
                        "However, there is one problem left. . ."
                    ],
                    "page_nums": [
                        21,
                        22,
                        23,
                        24,
                        25,
                        26,
                        27,
                        28,
                        29
                    ],
                    "images": []
                },
                "20": {
                    "title": "Recall Reducing SAT",
                    "text": [
                        "H. Bjorklund, F. Drewes, and P. Ericson",
                        "K i Polynomial Unifor",
                        "S K K K K i m)",
                        "Ki Kij if xj Ki Ki Kij if xj Ki n time",
                        "Kij Kij for [n] \\ {j} Kij c",
                        "Fig. 4. Input graph in the proof of Theor",
                        "Fig. 3. Reduction of SAT to the uniform membership problem copies of the original input, both sha with an outgoing -hyperedge targetin",
                        "We first give a construction that violates conditions 4 and 5. It uses nonter- If we also disregard restriction 2, t minals S, K, Ki, Kij with i [m], j [n]. The terminal labels are c, all j [m],"
                    ],
                    "page_nums": [
                        30
                    ],
                    "images": []
                },
                "21": {
                    "title": "Order Preservation",
                    "text": [
                        "Conclusion: we also need order preservation!",
                        "We must provide a binary relation on nodes that",
                        "coincides with the order of targets of nonterminal edges, and",
                        "is compatible with hyperedge replacement.",
                        "For a reentrancy and order preserving HRG G and a graph",
                        "G as input, G L(G) can be decided in time",
                        "This holds also for computing the weight of G if the rules of G have weights from a commutative semiring."
                    ],
                    "page_nums": [
                        31
                    ],
                    "images": []
                },
                "23": {
                    "title": "Bolinas",
                    "text": [
                        "translation via synchronous HR grammars",
                        "EM training from corpora"
                    ],
                    "page_nums": [
                        33
                    ],
                    "images": []
                },
                "24": {
                    "title": "Alto",
                    "text": [
                        "One instantiation is the HR parser of (Koller & Kuhlmann, 2011).",
                        "Main features correspond to those of Bolinas:",
                        "translation via synchronous HR grammars",
                        "EM training from corpora"
                    ],
                    "page_nums": [
                        34
                    ],
                    "images": []
                },
                "25": {
                    "title": "Grappa",
                    "text": [
                        "generators for predictive top-down (PTD), predictive shift-reduce",
                        "(PSR), generalized PSR parsers",
                        "can generate PTD and PSR parsers for contextual HR grammars21",
                        "is constantly being improved and extended",
                        "has a tasty logo"
                    ],
                    "page_nums": [
                        35,
                        36
                    ],
                    "images": []
                },
                "27": {
                    "title": "Some Questions for Future Work",
                    "text": [
                        "How to make HR grammars efficiently parsable by design?",
                        "Can HR grammars be learned from data so that they are (1) small and (2) efficiently parsable?",
                        "What are useful and benign extensions that can be handled efficiently (like contextual HR)?",
                        "How to handle node labels in a good way (e.g., enabling relabelling)?",
                        "Efficient transductions that turn strings/trees into graphs?"
                    ],
                    "page_nums": [
                        38
                    ],
                    "images": []
                }
            },
            "paper_title": "A Survey of Recent Advances in Efficient Parsing for Graph Grammars Invited Talk",
            "paper_id": "1162",
            "paper": {
                "title": "A Survey of Recent Advances in Efficient Parsing for Graph Grammars Invited Talk",
                "abstract": "Context-free graph grammars, in particular hyperedge replacement graph grammars, look back on over 30 years of history. They share many of the good properties of contextfree string languages. Unfortunately, the complexity of parsing is the big exception: early results in the field showed that even for fixed grammars, the membership problem can be NP-complete. Moreover, the known results about polynomial parsing that were obtained afterwards, while constituting nice theoretical work, seemed to be of limited practical value. This is because they were either based on very \"impractical\" restrictions, or the degree of the polynomial running time depended on the grammar and could thus become large. In the current decade, the question received renewed interest because hyperedge replacement is one of the candidate formalisms for specifying semantic graphs in natural language processing. Using graph grammars in this area requires parsing algorithms that are not only polynomial in theory, but efficient in practice. Preferably, the degree of the polynomial bounding their running time should be a (small) constant independent of the grammar, or else it should depend on parameters not likely to be large. The talk will present an overview of results towards this goal, discussing their requirements, advantages, and disadvantages as well as a few possible directions for future work. Speaker's homepage: https://www.umu.se/en/staff/frank-drewes/",
                "text": [],
                "headers": [],
                "figures": []
            },
            "gem_id": "GEM-SciDuet-validation-35"
        },
        {
            "slides": {
                "0": {
                    "title": "Cutoff",
                    "text": [
                        "Removing low-frequency words from a corpus",
                        "Common practice to save computational costs in learning",
                        "Needed even in a distributed environment, since the feature",
                        "space of k-grams is quite large [Brants+ 2007]",
                        "Enough for roughly analyzing topics, since low-frequency words",
                        "have a small impact on the statistics [Steyvers&Griffiths 2007]",
                        "f(remaining word) f(removed word) holds"
                    ],
                    "page_nums": [
                        1,
                        8
                    ],
                    "images": []
                },
                "1": {
                    "title": "Question",
                    "text": [
                        "How many low-frequency words can we remove while",
                        "More generally, how much can we reduce a corpus/model using",
                        "Many experimental studies addressing the question",
                        "Discussing trade-off relationships between the size of reduced",
                        "corpus/model and its performance"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "This work",
                    "text": [
                        "First address the question from a theoretical standpoint",
                        "Derive the trade-off formulae of the cutoff strategy for k-",
                        "gram models and topic models",
                        "Perplexity vs. reduced vocabulary size",
                        "Verify the correctness of our theory on synthetic corpora",
                        "and examine the gap between theory and practice on"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Approach",
                    "text": [
                        "Assume a corpus follows Zipfs law (power law)",
                        "Empirical rule representing a long-tail property in a corpus",
                        "Essentially the same approach as in physics",
                        "Constructing a theory while believing experimentally observed",
                        "results (e.g., gravity acceleration g)",
                        "We can derive the landing point of a ball by believing g.",
                        "Similarly, we try to clarify the trade-off relationships by"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Zipfs law",
                    "text": [
                        "Empirical rule discovered on real corpora [Zipf, 1935]",
                        "Word frequency f(w) is inversely proportional to its frequency",
                        "C f w r w",
                        "Frequency f(w) Frequency ranking Zipf random",
                        "(Linear on a log-log graph) Log-log graph"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Perplexity PP",
                    "text": [
                        "Widely used evaluation measure of statistical models",
                        "Geometric mean of the inverse of the per-word likelihood on",
                        "the held-out test corpus",
                        "PP means how many possibilities one has for estimating the",
                        "Lower perplexity means better generalization performance"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "Constant restoring",
                    "text": [
                        "Infer the prob. of the removed words as a constant",
                        "Approximate the result learned from the original corpus"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "7": {
                    "title": "Perplexity of unigram models",
                    "text": [
                        "Predictive distribution of unigram models",
                        "f w p w",
                        "N Reduced corpus size",
                        "Obtained by minimizing PP w.r.t. a constant , after substituting",
                        "the restored probability p (w) into PP",
                        "Vocab. size Reduced vocab. size"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "8": {
                    "title": "Theorem PP of unigram models",
                    "text": [
                        "For any reduced vocabulary size W, the perplexity PP1 of",
                        "the optimal restored distribution of a unigram model is",
                        "Bertrand series (special form)"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "9": {
                    "title": "Approximation of PP of unigrams",
                    "text": [
                        "H(X) and B(X) can be approximated by definite integrals",
                        "Approximate formula o is obtained as",
                        "is quasi polynomial (quadratic)",
                        "Behaves as a quadratic function on a log-log graph"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "10": {
                    "title": "PP of unigrams vs reduced vocab size",
                    "text": [
                        "same size as Reuters",
                        "Log-log graph Real (Reuters)",
                        "Our theory is suited for inferring the growth rate of perplexity",
                        "rather than the perplexity value itself"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "11": {
                    "title": "Perplexity of k gram models",
                    "text": [
                        "Simple model where k-grams are calculated from a",
                        "random word sequence based on Zipfs law",
                        "The model is stupid",
                        "Bigram is is is quite frequent",
                        "Two bigrams is a and a is have the same frequency",
                        "Later experiment will uncover the fact that the model can",
                        "roughly capture the behavior of real corpora"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "12": {
                    "title": "Frequency of a k gram",
                    "text": [
                        "Frequency fk of a k-gram wk is defined by",
                        "Decay function g2 of bigrams is as follows",
                        "Decay function gk of k-grams is defined through its",
                        "Piltz divisor function that",
                        "represents # of divisors of n"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "13": {
                    "title": "Exponent of k gram distributions",
                    "text": [
                        "Assume k-gram frequencies follow a power law",
                        "[Ha+ 2006] found k-gram frequencies roughly follow a power",
                        "law, whose exponent k is smaller than 1 (k>1)",
                        "Optimal exponent in our model based on the assumption",
                        "By minimizing the sum of squared errors between the inverse",
                        "gradients gk -1(r) and r1/k on a log-log graph"
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "15": {
                    "title": "Corollary PP of k gram models",
                    "text": [
                        "For any reduced vocabulary size W, the perplexity of the",
                        "optimal restored distribution of a k-gram model is",
                        "X H X a x x a",
                        "Hyper harmonic series X a ln x B X a x x a Bertrand series (another special form)"
                    ],
                    "page_nums": [
                        20
                    ],
                    "images": []
                },
                "16": {
                    "title": "PP of k grams vs reduced vocab size",
                    "text": [
                        "We need to make assumptions that include",
                        "backoff and smoothing for higher order k-grams"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "17": {
                    "title": "Additional properties by power law",
                    "text": [
                        "Treat as a variant of the coupon collectors problem",
                        "How many trials are needed for collecting all coupons whose",
                        "occurrence probabilities follow some stable distribution",
                        "There exists several works about power law distributions",
                        "Corpus size for collecting all of the k-grams, according to",
                        "When k W ln , otherwise, k",
                        "Lower and upper bound of the number of k-grams from",
                        "the corpus size N and vocab. size W, according to"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                },
                "18": {
                    "title": "Perplexity of topic models",
                    "text": [
                        "Latent Dirichlet Allocation (LDA) [Blei+ 2003]",
                        "[Griffiths&Steyvers 2004] Learning with Gibbs sampling",
                        "Obtain a good topic assignment zi for each word wi",
                        "Posterior distributions of two hidden parameters",
                        "z n d d z",
                        "w nw z z",
                        "Mixture rate of topic z in document d",
                        "Occurrence rate of word w in topic z"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                },
                "19": {
                    "title": "Rough assumptions of",
                    "text": [
                        "Word distribution z of each topic z follows Zipfs law",
                        "It is natural, regarding each topic as a corpus",
                        "Assumptions of (two extreme cases)",
                        "Case All: Each document evenly has all topics",
                        "Case One: Each document only has one topic (uniform dist.)",
                        "The curve of actual perplexity is expected to be between their values",
                        "Case All: PP of a topic model PP of a unigram",
                        "Marginal predictive distribution is independent of d"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                },
                "20": {
                    "title": "TheoremPP of LDA models Case One",
                    "text": [
                        "For any reduced vocabulary size W, the perplexity of the",
                        "optimal restored distribution of a topic model in the Case",
                        "One is calculated as",
                        "T : # of topics in LDA"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                },
                "22": {
                    "title": "Time memory and PP of LDA learning",
                    "text": [
                        "Results of Reuters corpus",
                        "Memory usage of the (1/10)-corpus is only 60% of that of",
                        "Helps in-memory computing for a larger corpus,",
                        "although the computational time decreased a little"
                    ],
                    "page_nums": [
                        28
                    ],
                    "images": [
                        "figure/image/1164-Table2-1.png"
                    ]
                },
                "23": {
                    "title": "Conclusion",
                    "text": [
                        "Trade-off formulae of the cutoff strategy for k-gram",
                        "models and topic models based on Zipflaw",
                        "Perplexity vs. reduced vocabulary size",
                        "Experiments on real corpora showed that the estimation",
                        "of the perplexity growth rate is reasonable",
                        "We can get the best cutoff parameter by maximizing the",
                        "reduction rate ensuring an acceptable (relative) perplexity",
                        "Possibility that we can theoretically derive empirical",
                        "parameters, or rules of thumb, for different NLP",
                        "Can we derive other rules of thumb based on Zipfs law?"
                    ],
                    "page_nums": [
                        30
                    ],
                    "images": []
                }
            },
            "paper_title": "Perplexity on Reduced Corpora",
            "paper_id": "1164",
            "paper": {
                "title": "Perplexity on Reduced Corpora",
                "abstract": "This paper studies the idea of removing low-frequency words from a corpus, which is a common practice to reduce computational costs, from a theoretical standpoint. Based on the assumption that a corpus follows Zipf's law, we derive tradeoff formulae of the perplexity of k-gram models and topic models with respect to the size of the reduced vocabulary. In addition, we show an approximate behavior of each formula under certain conditions. We verify the correctness of our theory on synthetic corpora and examine the gap between theory and practice on real corpora. * This work was mainly carried out while the author was with Toshiba Corporation.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Removing low-frequency words from a corpus (often called cutoff) is a common practice to save on the computational costs involved in learning language models and topic models."
                    },
                    {
                        "id": 1,
                        "string": "In the case of language models, we often have to remove low-frequency words because of a lack of computational resources, since the feature space of kgrams tends to be so large that we sometimes need cutoffs even in a distributed environment (Brants et al., 2007) ."
                    },
                    {
                        "id": 2,
                        "string": "In the case of topic models, the intuition is that low-frequency words do not make a large contribution to the statistics of the models."
                    },
                    {
                        "id": 3,
                        "string": "Actually, when we try to roughly analyze a corpus with topic models, a reduced corpus is enough for the purpose (Steyvers and Griffiths, 2007) ."
                    },
                    {
                        "id": 4,
                        "string": "A natural question arises: How many lowfrequency words can we remove while maintaining sufficient performance?"
                    },
                    {
                        "id": 5,
                        "string": "Or more generally, by how much can we reduce a corpus/model using a certain strategy and still keep a sufficient level of performance?"
                    },
                    {
                        "id": 6,
                        "string": "There have been many stud-ies addressing the question as it pertains to different strategies (Stolcke, 1998; Buchsbaum et al., 1998; Goodman and Gao, 2000; Gao and Zhang, 2002; Ha et al., 2006; Hirsimaki, 2007; Church et al., 2007) ."
                    },
                    {
                        "id": 7,
                        "string": "Each of these studies experimentally discusses trade-off relationships between the size of the reduced corpus/model and its performance measured by perplexity, word error rate, and other factors."
                    },
                    {
                        "id": 8,
                        "string": "To our knowledge, however, there is no theoretical study on the question and no evidence for such a trade-off relationship, especially for topic models."
                    },
                    {
                        "id": 9,
                        "string": "In this paper, we first address the question from a theoretical standpoint."
                    },
                    {
                        "id": 10,
                        "string": "We focus on the cutoff strategy for reducing a corpus, since a cutoff is simple but powerful method that is worth studying; as reported in (Goodman and Gao, 2000; Gao and Zhang, 2002) , a cutoff is competitive with sophisticated strategies such as entropy pruning."
                    },
                    {
                        "id": 11,
                        "string": "As the basis of our theory, we assume Zipf's law (Zipf, 1935) , which is an empirical rule representing a long-tail property of words in a corpus."
                    },
                    {
                        "id": 12,
                        "string": "Our approach is essentially the same as those in physics, in the sense of constructing a theory while believing experimentally observed results."
                    },
                    {
                        "id": 13,
                        "string": "For example, we can derive the distance to the landing point of a ball thrown up in the air with initial speed v 0 and angle θ as v 0 2 sin(2θ)/g by believing in the experimentally observed gravity acceleration g. In a similar fashion, we will try to clarify the trade-off relationship by believing Zipf's law."
                    },
                    {
                        "id": 14,
                        "string": "The rest of the paper is organized as follows."
                    },
                    {
                        "id": 15,
                        "string": "In Section 2, we define the notation and briefly explain Zipf's law and perplexity."
                    },
                    {
                        "id": 16,
                        "string": "In Section 3, we theoretically derive the trade-off formulae of the cutoff for unigram models, k-gram models, and topic models, each of which represents its perplexity with respect to a reduced vocabulary, under the assumption that the corpus follows Zipf's law."
                    },
                    {
                        "id": 17,
                        "string": "In addition, we show an approximate behavior of each formula under certain conditions."
                    },
                    {
                        "id": 18,
                        "string": "In Section 4, we verify the correctness of our theory on synthetic corpora and examine the gap between theory and practice on several real corpora."
                    },
                    {
                        "id": 19,
                        "string": "Section 5 concludes the paper."
                    },
                    {
                        "id": 20,
                        "string": "Preliminaries Let us consider a corpus w := w 1 · · · w N of corpus size N and vocabulary size W ."
                    },
                    {
                        "id": 21,
                        "string": "We use an abridged notation {w} := {w ∈ w} to represent the vocabulary of w. Clearly, N = |w| and W = |{w}| hold."
                    },
                    {
                        "id": 22,
                        "string": "When w has additional notations, N and W inherit them."
                    },
                    {
                        "id": 23,
                        "string": "For example, we will use N ′ as the size of w ′ without its definition."
                    },
                    {
                        "id": 24,
                        "string": "Power law and Zipf's law A power law is a mathematical relationship between two quantities x and y, where y is proportional to the c-th power of x, i.e., y ∝ x c , and c is a real number."
                    },
                    {
                        "id": 25,
                        "string": "Zipf's law (Zipf, 1935) is a power law discovered on real corpora, wherein for any word w ∈ w in a corpus w, its frequency (or word count) f (w) is inversely proportional to its frequency ranking r(w), i.e., f (w) = C r(w) ."
                    },
                    {
                        "id": 26,
                        "string": "Here, f (w) := |{w ′ ∈ w | w ′ = w}|, and r(w) := |{w ′ ∈ w | f (w ′ ) ≥ f (w)}|."
                    },
                    {
                        "id": 27,
                        "string": "From the definition, the constant C is the maximum frequency in the corpus."
                    },
                    {
                        "id": 28,
                        "string": "Taking the natural logarithms ln(·) of both sides of the above equation, we find that its plot becomes linear on a log-log graph of r(w) and f (w)."
                    },
                    {
                        "id": 29,
                        "string": "In fact, the result based on a statistical test in (Clauset et al., 2009) reports that the frequencies of words in a corpus completely follow a power law, whereas many datasets with long-tail properties, such as networks, actually do not follow power laws."
                    },
                    {
                        "id": 30,
                        "string": "Perplexity Perplexity is a widely used evaluation measure of k-gram models and topic models."
                    },
                    {
                        "id": 31,
                        "string": "Let p be a predictive distribution over words, which was learned from a training corpus w based on a certain model."
                    },
                    {
                        "id": 32,
                        "string": "Formally, perplexity PP is defined as the geometric mean of the inverse of the per-word likelihood on the held-out test corpus w τ , i.e., PP := ( ∏ w∈wτ 1 p(w) ) 1 Nτ ."
                    },
                    {
                        "id": 33,
                        "string": "Intuitively, PP means how many possibilities one has for estimating the next word in a test corpus."
                    },
                    {
                        "id": 34,
                        "string": "According to the definition, a lower perplexity means better generalization performance of p. Another well-known evaluation measure is crossentropy."
                    },
                    {
                        "id": 35,
                        "string": "Since cross-entropy is easily calculated as log 2 PP, we can apply many of the results of this paper to cross-entropy."
                    },
                    {
                        "id": 36,
                        "string": "Perplexity on Reduced Corpora Now let us consider what a cutoff is."
                    },
                    {
                        "id": 37,
                        "string": "In our study, we simply define a corpus that has been reduced by removing low-frequency words from the original corpus with a certain threshold."
                    },
                    {
                        "id": 38,
                        "string": "Formally, we say w ′ is a corpus reduced from the original corpus w, if w ′ is the longest subsequence of w such that max w ′ ∈w ′ r(w ′ ) = W ′ ."
                    },
                    {
                        "id": 39,
                        "string": "Note that a subsequence can include gaps in contrast to a substring."
                    },
                    {
                        "id": 40,
                        "string": "For example, supposing we have a corpus w = abcaba with a vocabulary {w} = {a, b, c}, w ′ 1 = ababa is a reduced corpus, while w ′ 2 = aba and w ′ 3 = acaa are not."
                    },
                    {
                        "id": 41,
                        "string": "After learning a distribution p ′ from a reduced corpus w ′ , we need to infer the distribution p learned from the original corpus w. Here, we use constant restoring (defined below), which assumes the frequencies of the reduced lowfrequency words are a constant."
                    },
                    {
                        "id": 42,
                        "string": "Definition 1 (Constant Restoring)."
                    },
                    {
                        "id": 43,
                        "string": "Given a positive constant λ, a distribution p ′ over a reduced corpus w ′ , and a corpus w, we say thatp is a λ-restored distribution of p ′ from w ′ to w, if ∑ w∈{w}p (w) = 1, and for any w ∈ w, p(w) ∝ { p ′ (w) (w ∈ w ′ ) λ (w / ∈ w ′ )."
                    },
                    {
                        "id": 44,
                        "string": "Constant restoring is similar to the additive smoothing defined byp(w) ∝ p ′ (w) + λ, which is used to solve the zero-frequency problem of language models (Chen and Goodman, 1996) ."
                    },
                    {
                        "id": 45,
                        "string": "The only difference is the addition of a constant λ only to zero-frequency words."
                    },
                    {
                        "id": 46,
                        "string": "We think constant restoring is theoretically natural in our setting, since we can derive the above equation by letting each frequency of reduced words be λN ′ and defining a restored frequency function as follows:f (w) = { f (w) (w ∈ w ′ ) λN ′ (w / ∈ w ′ )."
                    },
                    {
                        "id": 47,
                        "string": "Informally, constant restoring involves padding the vocabulary, while additive smoothing involves padding the corpus."
                    },
                    {
                        "id": 48,
                        "string": "Smoothing should be carried out after restoring."
                    },
                    {
                        "id": 49,
                        "string": "Perplexity of Unigram Models Let us consider the perplexity of a unigram model learned from a reduced corpus."
                    },
                    {
                        "id": 50,
                        "string": "In unigram models, a predictive distribution p ′ on a reduced corpus w ′ can be simply calculated as p ′ (w ′ ) = f (w ′ )/N ′ ."
                    },
                    {
                        "id": 51,
                        "string": "We shall start with an analysis of training-set perplexity, since we can derive an exact formula for it, which will give us a sufficient idea for making an approximate analysis of testset perplexity."
                    },
                    {
                        "id": 52,
                        "string": "LetPP 1 := ( ∏ w∈w 1 p(w) ) 1 N be the perplexity of a λ-restored distributionp on a unigram model."
                    },
                    {
                        "id": 53,
                        "string": "The next lemma gives the optimal restoring constant λ * minimizingPP 1 ."
                    },
                    {
                        "id": 54,
                        "string": "Lemma 2."
                    },
                    {
                        "id": 55,
                        "string": "For any λ-restored distributionp of a distribution p ′ from a reduced corpus w ′ to the original corpus w, its perplexity is minimized by λ * = N − N ′ (W − W ′ )N ′ ."
                    },
                    {
                        "id": 56,
                        "string": "Proof."
                    },
                    {
                        "id": 57,
                        "string": "Let w R be the longest subsequence such that min w ′ ∈w ′ r(w ′ ) = W ′ + 1."
                    },
                    {
                        "id": 58,
                        "string": "Since w R is the remainder of w ′ , N R = N − N ′ and W R = W − W ′ hold."
                    },
                    {
                        "id": 59,
                        "string": "After substituting the normalized form ofp of Definition 1 intoPP 1 , we havê PP 1 = ( ∏ w ′ ∈w ′ 1 p(w ′ ) ∏ w R ∈w R 1 p(w R ) ) 1 N = ( ∏ w ′ ∈w ′ 1 + W R λ p ′ (w ′ ) ∏ w R ∈w R 1 + W R λ λ ) 1 N = 1 + W R λ λ N R N ( ∏ w ′ ∈w ′ 1 p ′ (w ′ ) ) 1 N ."
                    },
                    {
                        "id": 60,
                        "string": "We obtain the optimal smoothing factor λ * when ∂ ∂λP P 1 ∝ ∂ ∂λ (1 + W R λ)/λ N R N = 0."
                    },
                    {
                        "id": 61,
                        "string": "By using a similar argument to the one in the above lemma, we can obtain the optimal constant of additive smoothing as λ * ≈ N −N ′ W N ′ , when N is sufficiently large."
                    },
                    {
                        "id": 62,
                        "string": "The next theorem gives the exact formula of the training-set perplexity of a unigram model learned from a reduced corpus."
                    },
                    {
                        "id": 63,
                        "string": "Theorem 3."
                    },
                    {
                        "id": 64,
                        "string": "For any distribution p ′ on a unigram model learned from a corpus w ′ reduced from the original corpus w following Zipf's law, the per- plexityPP 1 of the λ * -restored distributionp of p ′ from w ′ to w is calculated bŷ PP 1 (W ′ ) =H(W ) exp ( B(W ′ ) H(W ) ) ( W − W ′ H(W ) − H(W ′ ) ) 1− H(W ′ ) H(W ) , where H(X) := ∑ X x=1 1 x and B(X) := ∑ X x=1 ln x x ."
                    },
                    {
                        "id": 65,
                        "string": "Proof."
                    },
                    {
                        "id": 66,
                        "string": "We expand the first part ofPP 1 in the proof of Lemma 2 using λ * as follows: 1 + W R λ * λ * N R N = ( 1 + N R N ′ ) ( W R N ′ N R ) N R N = ( N N ′ ) ( (W − W ′ )N ′ N − N ′ ) 1− N ′ N ."
                    },
                    {
                        "id": 67,
                        "string": "The second part ofPP 1 is as follows: ( ∏ w ′ ∈w ′ 1 p ′ (w ′ ) ) 1 N = ∏ w ′ ∈{w ′ } ( 1 p ′ (w ′ ) ) f (w ′ ) N = W ′ ∏ r=1 ( rN ′ C ) C rN = W ′ ∏ r=1 ( N ′ C ) C rN W ′ ∏ r=1 r C rN = ( N ′ C )N ′ N exp ( C N W ′ ∑ r=1 ln r r ) ."
                    },
                    {
                        "id": 68,
                        "string": "We obtain the objective formula by putting the above two formulae together with N = CH(W ) and N ′ = CH(W ′ ), which are derived from Zipf's law."
                    },
                    {
                        "id": 69,
                        "string": "The functions H(X) and B(X) are the X-th partial sum of the harmonic series and Bertrand series (special form), respectively."
                    },
                    {
                        "id": 70,
                        "string": "An approximation by definite integrals yields H(X) ≈ ln X +γ, where γ is the Euler-Mascheroni constant, and B(X) ≈ 1 2 ln 2 X."
                    },
                    {
                        "id": 71,
                        "string": "We may omit γ from the approximate analysis."
                    },
                    {
                        "id": 72,
                        "string": "Now let us consider an approximate form of PP 1 (W ′ ) in Theorem 3."
                    },
                    {
                        "id": 73,
                        "string": "For further discussion, we define the last part ofPP 1 (W ′ ) as follows: F (W, W ′ ) := ( W − W ′ H(W ) − H(W ′ ) ) 1− H(W ′ ) H(W ) ."
                    },
                    {
                        "id": 74,
                        "string": "Since W ′ = δW holds for an appropriate ratio δ, we have F (W, δW ) = ( W − δW H(W ) − H(δW ) ) 1− H(δW ) H(W ) ≈ ( W − δW ln W − ln (δW ) ) 1− ln (δW ) ln W = ( W (1 − δ) − ln δ ) − ln δ ln W → 1 δ (W → ∞)."
                    },
                    {
                        "id": 75,
                        "string": "Therefore, when W is sufficiently large, we can use F (W, W ′ ) ≈ W W ′ , since F (W, δW ) ≈ 1 δ holds for any ratio δ : 0 < δ < 1."
                    },
                    {
                        "id": 76,
                        "string": "Using this fact, we obtain an approximate formulaPP 1 ofPP 1 as follows: PP 1 (W ′ ) = ln W exp ( ln 2 W ′ 2 ln W ) W W ′ = √ W ln W exp (ln W ′ − ln W ) 2 2 ln W ."
                    },
                    {
                        "id": 77,
                        "string": "The complexity ofPP 1 is quasi-polynomial, i.e.,PP 1 (W ′ ) = O(W ′ ln W ′ ), which behaves as a quadratic function on a log-log graph."
                    },
                    {
                        "id": 78,
                        "string": "Sincẽ PP 1 (W ′ ) is convex, i.e., ∂ 2 ∂W ′2P P 1 (W ′ ) > 0, and its gradient ∂ ∂W ′P P 1 (W ′ ) is zero when W ′ = W , we infer that low-frequency words may not largely contribute to the statistics."
                    },
                    {
                        "id": 79,
                        "string": "Considering the special case of W ′ = W , we obtain the perplexity PP 1 of the unigram model learned from the original corpus w as PP 1 = H(W ) exp ( B(W ) H(W ) ) ≈ √ W ln W. Interestingly, PP 1 is approximately expressed as a simple elementary function of vocabulary size W ."
                    },
                    {
                        "id": 80,
                        "string": "This suggests that models learned from corpora with the same vocabulary size theoretically have the same perplexity."
                    },
                    {
                        "id": 81,
                        "string": "For the test-set perplexity, we assume that both the training corpus w and test corpus w τ are generated from the same distribution based on Zipf's law."
                    },
                    {
                        "id": 82,
                        "string": "This assumption is natural, considering the situation of an in-domain test or cross validation test."
                    },
                    {
                        "id": 83,
                        "string": "Let w τ ′ be the longest subsequence of w τ such that for any w ∈ w τ ′ , w ∈ w ′ holds."
                    },
                    {
                        "id": 84,
                        "string": "For- mally, we assume p ′ (w) ≈ p τ ′ (w) for any w ∈ w ′ τ when W τ > W ′ , where p τ ′ is the true distribu- tion over w τ ′ ."
                    },
                    {
                        "id": 85,
                        "string": "Using similar arguments to those of Lemma 2 and Theorem 3 for w τ , we obtain an approximation formula for the test-set perplexity, where we simply substitute W and W ′ in the exact formula for the training-set perplexity with W τ and W τ ′ , respectively."
                    },
                    {
                        "id": 86,
                        "string": "For simplicity, we will only consider training-set perplexity from now on, since we can make a similar argument for the testset perplexity in the later analysis."
                    },
                    {
                        "id": 87,
                        "string": "Perplexity of k-gram Models Here, we will consider the perplexity of a k-gram model learned from a reduced corpus as a standard extension of a unigram model."
                    },
                    {
                        "id": 88,
                        "string": "Our theory only assumes that the corpus is generated on the basis of Zipf's law."
                    },
                    {
                        "id": 89,
                        "string": "Thus, we can use a simple model where k-grams are calculated from a random word sequence based on Zipf's law."
                    },
                    {
                        "id": 90,
                        "string": "This model seems to be stupid, since we can easily notice that the bigram \"is is\" is quite frequent, and the two bigrams \"is a\" and \"a is\" have the same frequency."
                    },
                    {
                        "id": 91,
                        "string": "However, the experiments described later uncovered the fact that the model can roughly capture the behavior of real corpora."
                    },
                    {
                        "id": 92,
                        "string": "The frequency f k of k-gram word w k ∈ w k in the model is represented by the following formula: f k (w k ) = C k g k (r k (w k )) , where C k is the maximal frequency in k-grams, r k is the frequency ranking of w k over k-grams, and g k expresses the frequency decay in k-grams."
                    },
                    {
                        "id": 93,
                        "string": "For example, the decay function g 2 of bigrams is as follows: (g 2 (i)) i := (g 2 (1), g 2 (2), g 2 (3), · · · ) = (1 · 1, 1 · 2, 2 · 1, 1 · 3, 3 · 1, · · · ) = (1, 2, 2, 3, 3, 4, 4, 4, 5, 5, 6, · · · )."
                    },
                    {
                        "id": 94,
                        "string": "This is an inverse of the sum of Piltz's divisor functions d 2 (n) := ∑ i 1 ·i 2 =n 1, which represents the number of divisors of an integer n (cf."
                    },
                    {
                        "id": 95,
                        "string": "(OEIS, 2001) )."
                    },
                    {
                        "id": 96,
                        "string": "In general, we formally define g k through its inverse: g −1 k (ℓ) := S k (ℓ), where S k (ℓ) := ∑ ℓ n=1 d k (n) and d k (n) := ∑ i 1 ·i 2 ···i k =n 1."
                    },
                    {
                        "id": 97,
                        "string": "Since (g k (i)) i is a sorted sequence of the elements of the k-th tensor power of vector (1, · · · , W ), we can calculate the maximum frequency C k as follows."
                    },
                    {
                        "id": 98,
                        "string": "Lemma 4."
                    },
                    {
                        "id": 99,
                        "string": "For any corpus w following Zipf's law, the maximum frequency of k-grams in our model is calculated by C k = N − (k − 1)D (H(W )) k , where D denotes the number of documents in w. Proof."
                    },
                    {
                        "id": 100,
                        "string": "We use ∑ w k f k (w k ) = C k ( ∑ w 1/r(w)) k ."
                    },
                    {
                        "id": 101,
                        "string": "The sum S k (ℓ) of Piltz's divisor functions can be approximated by ℓP k (ln ℓ), where P k (x) is a polynomial of degree k − 1 with respect to x, and the main term of ℓP k (ln ℓ) is given by the following residue Res s=1 ζ k (s)x s s , where ζ(s) is the Riemann zeta function (Li, 2005) ."
                    },
                    {
                        "id": 102,
                        "string": "Using this fact, we obtain an approximation ln (g −1 k (ℓ)) ≈ ln ℓ + O(ln (ln ℓ)) ≈ ln ℓ, when ℓ is sufficiently large."
                    },
                    {
                        "id": 103,
                        "string": "Thus, when the corpus is sufficiently large, we can see that the behavior of f k is roughly linear on a log-log graph, i.e., f k (w k ) ∝ r k (w k ) −1 , since if g −1 k (ℓ) ∝ ℓ c holds, then f k (r) ∝ (g k (r)) −1 ∝ r − 1 c holds."
                    },
                    {
                        "id": 104,
                        "string": "Unfortunately, however, most corpora in the real world are not so large that the abovementioned relation holds."
                    },
                    {
                        "id": 105,
                        "string": "Actually, Ha et al."
                    },
                    {
                        "id": 106,
                        "string": "(Ha et al., 2002; Ha et al., 2006) experimentally found that although a k-gram corpus roughly follows a power law even when k > 1, its exponent is smaller than 1 (for Zipf's law)."
                    },
                    {
                        "id": 107,
                        "string": "They pointed out that the exponent of bigrams is about 0.66, and that of 5-grams is about 0.59 in the Wall Street Journal corpus (WSJ87)."
                    },
                    {
                        "id": 108,
                        "string": "Believing their claim that there exists a constant π k such that f k (w k ) ∝ r k (w k ) −π k , we estimated the exponent of k-grams in an actual situation in the form of the following lemma."
                    },
                    {
                        "id": 109,
                        "string": "Lemma 5."
                    },
                    {
                        "id": 110,
                        "string": "Assuming that f k (w k ) ∝ r k (w k ) −π k holds for any k-gram word w k ∈ w k in a corpus w following Zipf's law, the optimal exponent in our model based on the least squares criterion is calculated by π k = ln W (k − 1) ln (ln W ) + ln W ."
                    },
                    {
                        "id": 111,
                        "string": "Proof."
                    },
                    {
                        "id": 112,
                        "string": "We find the optimal exponent π k by minimizing the sum of squared errors between the gradients of g −1 k (r) and r 1 π k on a log-log graph: ∫ { ∂ ∂y (y + ln P k (y)) − ∂ ∂y ( 1 π k y )} 2 dy, where y = ln r. In the case of unigrams (k = 1), the formula exactly represents Zipf's law."
                    },
                    {
                        "id": 113,
                        "string": "In the case of kgrams (k > 1), we found that the formula approaches Zipf's law when W approaches infinity, i.e., lim W →∞ π k = 1."
                    },
                    {
                        "id": 114,
                        "string": "Let us consider the perplexity of a k-gram model learned from a reduced corpus."
                    },
                    {
                        "id": 115,
                        "string": "We immediately obtain the following corollary using Lemma 5."
                    },
                    {
                        "id": 116,
                        "string": "Corollary 6."
                    },
                    {
                        "id": 117,
                        "string": "For any distribution p ′ on a k-gram model learned from a corpus w ′ reduced from the original corpus w following Zipf's law, assuming that f k (w k ) ∝ r k (w k ) −π k holds for any k-gram word w k ∈ w k and the optimal exponent π k in Lemma 5, the perplexityPP k of the λ * -restored distributionp of p ′ from w ′ to w is calculated bŷ PP k (W ′ ) =H π k (W ) exp ( B π k (W ′ ) H π k (W ) ) ( W − W ′ H π k (W ) − H π k (W ′ ) ) 1− Hπ k (W ′ ) Hπ k (W ) , where H a (X) := ∑ X x=1 1 x a and B a (X) := ∑ X x=1 a ln x x a ."
                    },
                    {
                        "id": 118,
                        "string": "H a (X) is the X-th partial sum of the P-series or hyper-harmonic series, which is a generalization of the harmonic series H(X)."
                    },
                    {
                        "id": 119,
                        "string": "B a (X) is the X-th partial sum of the Bertrand series (another special form of B(X))."
                    },
                    {
                        "id": 120,
                        "string": "When 0 < a < 1, we can easily calculatePP k (W ′ ) by using the following approximations: H a (X) ≈ (X + 1) 1−a − 1 1 − a B a (X) ≈ a 1 − a (X + 1) 1−a ln(X + 1) − a (1 − a) 2 (X + 1) 1−a + a (1 − a) 2 ."
                    },
                    {
                        "id": 121,
                        "string": "By putting the approximations of H a (X) and B a (X) into the formula of Corollary 6, we obtain an approximationPP k (W ′ ) ≈ O(W ′ W ′1−π k )."
                    },
                    {
                        "id": 122,
                        "string": "This implies thatPP k (W ′ ) is approximately linear on a log-log graph, when π k is close to 1, i.e., k is relatively small and W is sufficiently large."
                    },
                    {
                        "id": 123,
                        "string": "Note that we must use the approximation of H(X), not H a (X), when a = 1."
                    },
                    {
                        "id": 124,
                        "string": "The fact that the frequency of k-grams follows a power law leads us to an additional convenient property, since the process of generating a corpus in our theory can be treated as a variant of the coupon collector's problem."
                    },
                    {
                        "id": 125,
                        "string": "In this problem, we consider how many trials are needed for collecting all coupons whose occurrence probabilities follow some stable distribution."
                    },
                    {
                        "id": 126,
                        "string": "According to a well-known result about power law distributions (Boneh and Papanicolaou, 1996) , we need a corpus of size kW k 1−π k ln W when π k < 1, and W ln 2 W when π k = 1 for collecting all of the k-grams, the number of which is W k ."
                    },
                    {
                        "id": 127,
                        "string": "Using results in (Atsonios et al., 2011), we can easily obtain a lower and upper bound of the actual vocabulary sizeW k of k-grams from the corpus size N and vocabulary size W as W k ≥ (π k + 1) ( 1 − e − (1−π k )N W k −1 −ln W k −1 W k ) W k ≤ π k π k − 1 ( N H π k (W k ) ) 1 π k − N W 1−π k (π k − 1)H π k (W k ) ."
                    },
                    {
                        "id": 128,
                        "string": "This means that we can determine the rough sparseness of k-grams and adjust some of the parameters such as the gram size k in learning statistical language models."
                    },
                    {
                        "id": 129,
                        "string": "Perplexity of Topic Models In this section, we consider the perplexity of the widely used topic model, Latent Dirichlet Allocation (LDA) (Blei et al., 2003) , by using the notation given in (Griffiths and Steyvers, 2004) ."
                    },
                    {
                        "id": 130,
                        "string": "LDA is a probabilistic language model that generates a corpus as a mixture of hidden topics, and it allows us to infer two parameters: the document-topic distribution θ that represents the mixture rate of topics in each document, and the topic-word distribution ϕ that represents the occurrence rate of words in each topic."
                    },
                    {
                        "id": 131,
                        "string": "For a given corpus w, the model is defined as θ d i ∼ Dirichlet(α) z i |θ d i ∼ Multi(θ d i ) ϕ z i ∼ Dirichlet(β) w i |z i , ϕ z i ∼ Multi(ϕ z i ), where d i and z i are respectively the document that includes the i-th word w i and the hidden topic that is assigned to w i ."
                    },
                    {
                        "id": 132,
                        "string": "In the case of inference by Gibbs sampling presented in (Griffiths and Steyvers, 2004) , we can sample a \"good\" topic assignment z i for each word w i with high probability."
                    },
                    {
                        "id": 133,
                        "string": "Using the assignments z, we obtain the posterior distributions of two parameters asθ d (z) ∝ n (d) z + α andφ z (w) ∝ n (w) z + β, where n (d) z and n (w) z respectively represent the number of times assigning topic z in document d and the number of times topic z is assigned to word w. Since an exact analysis is very hard, we will place rough assumptions onφ andθ to reduce the complexity."
                    },
                    {
                        "id": 134,
                        "string": "The assumption placed onφ is that the word distributionφ z of each topic z follows Zipf's law."
                    },
                    {
                        "id": 135,
                        "string": "We think this is acceptable since we can regard each topic as a corpus that follows Zipf's law."
                    },
                    {
                        "id": 136,
                        "string": "Sinceφ z is normalized for each topic, we can assume that for any two topics, z and z ′ , and any two words, w and w ′ ,φ z (w) ≈φ z ′ (w ′ ) holds if r z (w) = r z ′ (w ′ ), where r z (w) is the frequency ranking of w with respect to n (w) z ."
                    },
                    {
                        "id": 137,
                        "string": "Note that the above assumption pertains to a posterior, and we do not discuss the fact that a Pitman-Yor process prior is better suited for a power law (Goldwater et al., 2011) ."
                    },
                    {
                        "id": 138,
                        "string": "The assumption placed onφ may not be reasonable in the case ofθ, because we can easily think of a document with only one topic, and we usually use a small number T of topics for LDA, e.g., T = 20."
                    },
                    {
                        "id": 139,
                        "string": "Thus, we consider two extreme cases."
                    },
                    {
                        "id": 140,
                        "string": "One is where each document evenly has all topics, and the other is where each document only has one topic."
                    },
                    {
                        "id": 141,
                        "string": "Although these two cases might be unrealistic, the actual (theoretical) perplexity is expected to be between their values."
                    },
                    {
                        "id": 142,
                        "string": "We believe that analyzing such extreme cases is theoretically important, since it would be useful for bounding the computational complexity and predictive performance."
                    },
                    {
                        "id": 143,
                        "string": "We can regard the former case as a unigram model, since the marginal predictive distribution ∑ T z=1θ d (z)φ z (w) ∝ ∑ T z=1 n (w) z +β T ∝ ∼ f (w) is independent of d; here we have usedθ d (z) = 1/T from the assumption."
                    },
                    {
                        "id": 144,
                        "string": "In the latter case, we can obtain an exact formula for the perplexity of LDA when the topic assigned to each document follows a discrete uniform distribution, as shown in the next theorem."
                    },
                    {
                        "id": 145,
                        "string": "Note that a mixture of corpora following Zipf's law can be approximately regarded as following Zipf's law, when W is sufficiently large."
                    },
                    {
                        "id": 146,
                        "string": "Theorem 7."
                    },
                    {
                        "id": 147,
                        "string": "For any distribution p ′ on the LDA model with T topics learned from a corpus w ′ reduced from the original corpus w following Zipf's law, assuming that each document only has one topic which is assigned based on a discrete uniform distribution, the perplexityPP Mix of the λ *restored distributionp of p ′ from w ′ to w is calcu- H(W/T ) ) ( W − W ′ H(W/T ) − H(W ′ /T ) ) 1− H(W ′ /T ) H(W/T ) Proof."
                    },
                    {
                        "id": 148,
                        "string": "We can prove this by using a similar argument to that of Theorem 3 for each topic."
                    },
                    {
                        "id": 149,
                        "string": "The formula of the theorem is nearly identical to the one of Theorem 3 for a 1/T corpus."
                    },
                    {
                        "id": 150,
                        "string": "This implies that the growth rate of the perplexity of LDA models is larger than that of unigram models, whereas the perplexity of LDA models for the original corpus is smaller than that of unigram models."
                    },
                    {
                        "id": 151,
                        "string": "In fact, a similar argument to the one in the approximate analysis in Section 3.1 leads to an approximate formulaPP Mix ofPP Mix as PP Mix (W ′ ) = √ W T ln W T exp (ln W ′ − ln W ) 2 2 ln (W/T ) , when W is sufficiently large."
                    },
                    {
                        "id": 152,
                        "string": "That is,PP Mix (W ′ ) also has a quadratic behavior in a log-log graph, i.e.,PP Mix (W ′ ) = O(W ′ ln W ′ )."
                    },
                    {
                        "id": 153,
                        "string": "Experiments We performed experiments on three real corpora (Reuters, 20news, and Enwiki) and two synthetic corpora (Zipf1 and ZipfMix) to verify the correctness of our theory and to examine the gap between theory and practice."
                    },
                    {
                        "id": 154,
                        "string": "Reuters and 20news here denote corpora extracted from the Reuters-21578 and 20 Newsgroups data sets, respectively."
                    },
                    {
                        "id": 155,
                        "string": "Enwiki is a 1/100 corpus of the English Wikipedia."
                    },
                    {
                        "id": 156,
                        "string": "Zipf1 is a synthetic corpus generated by Zipf's law, whose corpus is the same size as Reuters, and ZipfMix is a mixture of 20 synthetic corpora, sizes are 1/20th of Reuters."
                    },
                    {
                        "id": 157,
                        "string": "We used ZipfMix only for the experiments on topic models."
                    },
                    {
                        "id": 158,
                        "string": "Table 1 lists the details of all five corpora."
                    },
                    {
                        "id": 159,
                        "string": "Fig."
                    },
                    {
                        "id": 160,
                        "string": "1(a) shows the word frequency of Reuters, 20news, Enwiki, and Zipf1 versus frequency ranking on a log-log graph."
                    },
                    {
                        "id": 161,
                        "string": "In all corpora, we can regard each curve as linear with a gradient close to 1."
                    },
                    {
                        "id": 162,
                        "string": "This means that all corpora roughly follow Zipf's law."
                    },
                    {
                        "id": 163,
                        "string": "Furthermore, since the curve of Zipf1 is similar to that of Reuters, Zipf1 can be regarded as acceptable."
                    },
                    {
                        "id": 164,
                        "string": "Fig."
                    },
                    {
                        "id": 165,
                        "string": "1(b) plots the perplexity of unigram models learned from Reuters, 20news, Enwiki, and Zipf1 versus the size of reduced vocabulary on a log-log graph."
                    },
                    {
                        "id": 166,
                        "string": "Each value is the average over different test sets of five-fold cross validation."
                    },
                    {
                        "id": 167,
                        "string": "Theory1 is calculated using the formula in Theorem 3."
                    },
                    {
                        "id": 168,
                        "string": "The graph shows that the curve of Theory1 is nearly identical to that of Zipf1."
                    },
                    {
                        "id": 169,
                        "string": "Since the vocabulary size W τ of each test set is small in this experiment, some errors appear when W ′ is large, i.e., W τ < W ′ ."
                    },
                    {
                        "id": 170,
                        "string": "This clearly means that our theory is theoretically correct for an ideal corpus Zipf1."
                    },
                    {
                        "id": 171,
                        "string": "Comparing Zipf1 with Reuters, however, we find that their perplexities are quite different."
                    },
                    {
                        "id": 172,
                        "string": "The reason is that the gap between the frequencies of low-ranking (highfrequency) words is considerably large."
                    },
                    {
                        "id": 173,
                        "string": "For example, the frequency of the 1st-rank word of Reuters is f (w) = 136, 371, while that of Zipf1 is f (w) = 234, 705."
                    },
                    {
                        "id": 174,
                        "string": "Our theory seems to be suited for inferring the growth rate of perplexity rather than the perplexity value itself."
                    },
                    {
                        "id": 175,
                        "string": "As for the approximate formulaPP 1 of Theorem 3, we can surely regard the curve of Zipf1 as being roughly quadratic."
                    },
                    {
                        "id": 176,
                        "string": "The curves of real corpora also have a similar tendency, although their gradients are slightly steeper."
                    },
                    {
                        "id": 177,
                        "string": "This difference might have been caused by the above-mentioned errors."
                    },
                    {
                        "id": 178,
                        "string": "However, at least, we can ascertain the important fact that the results for the corpora reduced by 1/100 are not so different from those of the original corpora from the perspective of their perplexity measures."
                    },
                    {
                        "id": 179,
                        "string": "Fig."
                    },
                    {
                        "id": 180,
                        "string": "1(c) plots the frequency of k-grams (k ∈ {1, 2, 3}) in Reuters versus frequency ranking on a log-log graph."
                    },
                    {
                        "id": 181,
                        "string": "TheoryFreq (1-3) are calculated using C k in Lemma 4 and π k in Lemma 5."
                    },
                    {
                        "id": 182,
                        "string": "A comparison of TheoryFreq and Zipf verifies the correctness of our theory."
                    },
                    {
                        "id": 183,
                        "string": "However, comparing Zipf and Reuters, we see that C k is poorly estimated when the gram size is large, whereas π k is roughly correct."
                    },
                    {
                        "id": 184,
                        "string": "This may have happened because we did not put any assumptions on the word se- Test-set Perplexity Reuters Zipf1 Theory1 Reuters2 Zipf2 Theory2 Reuters3 Zipf3 Theory3 (e) Perplexity of k-gram models 10 0 10 1 10 2 10 3 10 4 10 5 10 6 Reduced Vocabulary Size quences in our simple model."
                    },
                    {
                        "id": 185,
                        "string": "The frequencies of high-order k-grams tend to be lower than in reality."
                    },
                    {
                        "id": 186,
                        "string": "We might need to place a hierarchical assumption on the a power law, as in done in hierarchical Pitman-Yor processes (Wood et al., 2011) ."
                    },
                    {
                        "id": 187,
                        "string": "Fig."
                    },
                    {
                        "id": 188,
                        "string": "1(d) plots the exponent of the power law over k-grams in Reuters versus the gram size on a normal graph."
                    },
                    {
                        "id": 189,
                        "string": "We estimated each exponent of Reuters by using the least-squares method."
                    },
                    {
                        "id": 190,
                        "string": "TheoryGrad is calculated using π k in Lemma 5."
                    },
                    {
                        "id": 191,
                        "string": "Surprisingly, the real exponents of Reuters are almost the same as the theoretical estimate π k based on our \"stupid\" model that does not care about the order of words."
                    },
                    {
                        "id": 192,
                        "string": "Note that we do not use any information other than the vocabulary size W and the gram size k for estimating π k ."
                    },
                    {
                        "id": 193,
                        "string": "Fig."
                    },
                    {
                        "id": 194,
                        "string": "1(e) plots the perplexity of k-gram models (k ∈ {1, 2, 3}) learned from Reuters versus the size of reduced vocabulary on a log-log graph."
                    },
                    {
                        "id": 195,
                        "string": "Theory2 and Theory3 are calculated using the formula in Corollary 6."
                    },
                    {
                        "id": 196,
                        "string": "In the case of bigrams, the perplexities of Theory2 are almost the same as that of Zipf2 when the size of reduced vocabulary is large."
                    },
                    {
                        "id": 197,
                        "string": "However, in the case of trigrams, the perplexities of Theory3 are far from those of Zipf3."
                    },
                    {
                        "id": 198,
                        "string": "This difference may be due to the sparseness of trigrams in Zipf3."
                    },
                    {
                        "id": 199,
                        "string": "To verify the correctness of our theory for higher order k-gram models, we need to make assumptions that include backoff and smoothing."
                    },
                    {
                        "id": 200,
                        "string": "Fig."
                    },
                    {
                        "id": 201,
                        "string": "1(f) plots the perplexity of LDA models with 20 topics learned from Reuters, 20news, Enwiki, Zipf1, and ZipfMix versus the size of reduced vocabulary on a log-log graph."
                    },
                    {
                        "id": 202,
                        "string": "We used a collapsed Gibbs sampler with 100 iterations to infer the parameters and set the hyper parameters, α = 0.1 and β = 0.1."
                    },
                    {
                        "id": 203,
                        "string": "In evaluating the perplexity, we estimated a posterior document-topic distribu- Therefore, we can use TheoryAve as a heuristic function for estimating the perplexity of topic models."
                    },
                    {
                        "id": 204,
                        "string": "Since we can calculate an inverse of TheoryAve from the bisection or Newton-Raphson method, we can maximize the reduction rate and ensure an acceptable perplexity based on a user-specified deterioration rate."
                    },
                    {
                        "id": 205,
                        "string": "According to the fact that the three real corpora with different sizes have a similar tendency, it is expected that we can use our theory for a larger corpus."
                    },
                    {
                        "id": 206,
                        "string": "Finally, let us examine the computational costs for LDA learning."
                    },
                    {
                        "id": 207,
                        "string": "Table 2 shows computational time and memory size for LDA learning on the original corpus, (1/10)-reduced corpus, and (1/20)-reduced corpus of Reuters."
                    },
                    {
                        "id": 208,
                        "string": "Comparing the memory used in the learning with the original corpus and with the (1/10)-reduced corpus of Reuters, we find that the learning on the (1/10)reduced corpus used 60% of the memory used by the learning on the original corpus."
                    },
                    {
                        "id": 209,
                        "string": "While the computational time decreased a little, we believe that reducing the memory size helps to reduce computational time for a larger corpus in the sense that it can relax the constraint for in-memory computing."
                    },
                    {
                        "id": 210,
                        "string": "Although we did not examine the accuracy of real tasks in this paper, there is an interesting report that the word error rate of language models follows a power law with respect to perplexity (Klakow and Peters, 2002) ."
                    },
                    {
                        "id": 211,
                        "string": "Thus, we conjecture that the word error rate also has a similar tendency as perplexity with respect to the reduced vocabulary size."
                    },
                    {
                        "id": 212,
                        "string": "Conclusion We studied the relationship between perplexity and vocabulary size of reduced corpora."
                    },
                    {
                        "id": 213,
                        "string": "We derived trade-off formulae for the perplexity of kgram models and topic models with respect to the size of reduced vocabulary and showed that each formula approximately has a simple behavior on a log-log graph under certain conditions."
                    },
                    {
                        "id": 214,
                        "string": "We verified the correctness of our theory on synthetic corpora and examined the gap between theory and practice on real corpora."
                    },
                    {
                        "id": 215,
                        "string": "We found that the estimation of the perplexity growth rate is reasonable."
                    },
                    {
                        "id": 216,
                        "string": "This means that we can maximize the reduction rate, thereby ensuring an acceptable perplexity based on a user-specified deterioration rate."
                    },
                    {
                        "id": 217,
                        "string": "Furthermore, this suggests the possibility that we can theoretically derive empirical parameters, or \"rules of thumb\", for different NLP problems, assuming that a corpus follows Zipf's law."
                    },
                    {
                        "id": 218,
                        "string": "We believe that our theoretical estimation has the advantages of computational efficiency and scalability especially for very large corpora, although experimental estimations such as cross-validation may be more accurate."
                    },
                    {
                        "id": 219,
                        "string": "In the future, we want to find out the cause of the gap between theory and practice and extend our theory to bridge the gap, in the same way that we can construct equations of motion with air resistance in the example of the landing point of a ball in Section 1."
                    },
                    {
                        "id": 220,
                        "string": "For example, promising research directions include using a general law such as the Zipf-Mandelbrot law (Mandelbrot, 1965 ), a sophisticated model that cares the order of words such as hierarchical Pitman-Yor processes (Wood et al., 2011) , and smoothing/backoff methods to handle the sparseness problem."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 19
                    },
                    {
                        "section": "Preliminaries",
                        "n": "2",
                        "start": 20,
                        "end": 23
                    },
                    {
                        "section": "Power law and Zipf's law",
                        "n": "2.1",
                        "start": 24,
                        "end": 29
                    },
                    {
                        "section": "Perplexity",
                        "n": "2.2",
                        "start": 30,
                        "end": 35
                    },
                    {
                        "section": "Perplexity on Reduced Corpora",
                        "n": "3",
                        "start": 36,
                        "end": 48
                    },
                    {
                        "section": "Perplexity of Unigram Models",
                        "n": "3.1",
                        "start": 49,
                        "end": 86
                    },
                    {
                        "section": "Perplexity of k-gram Models",
                        "n": "3.2",
                        "start": 87,
                        "end": 128
                    },
                    {
                        "section": "Perplexity of Topic Models",
                        "n": "3.3",
                        "start": 129,
                        "end": 152
                    },
                    {
                        "section": "Experiments",
                        "n": "4",
                        "start": 153,
                        "end": 211
                    },
                    {
                        "section": "Conclusion",
                        "n": "5",
                        "start": 212,
                        "end": 220
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1164-Table2-1.png",
                        "caption": "Table 2: Computational time and memory size for LDA learning on the original corpus, (1/10)- reduced corpus, and (1/20)-reduced corpus of Reuters.",
                        "page": 8,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 289.44,
                            "y1": 121.44,
                            "y2": 177.12
                        }
                    },
                    {
                        "filename": "../figure/image/1164-Figure1-1.png",
                        "caption": "Figure 1: (a) Word frequency of Reuters, 20news, Enwiki, and Zipf1 versus frequency ranking. (b) Perplexity of unigram models learned from Reuters, 20news, Enwiki, and Zipf1 versus size of reduced vocabulary. Theory1 is calculated using the formula in Theorem 3. (c) Frequency of k-grams (k ∈ {1, 2, 3}) in Reuters and Zipf1 versus frequency ranking. The suffix digit of each label means its gram size. TheoryFreq (1-3) are calculated using Lemma 4 and Lemma 5. (d) Exponent of a power law over k-grams in Reuters versus gram size. TheoryGrad is calculated using πk in Lemma 5. (e) Perplexity of k-gram models learned from Reuters versus size of reduced vocabulary. Theory2 and Theory3 are calculated using the formula in Corollary 6. (f) Perplexity of topic models learned from Reuters, 20news, Enwiki, Zipf1, and ZipfMix versus size of reduced vocabulary. TheoryMix is calculated using the formula in Theorem 7.",
                        "page": 7,
                        "bbox": {
                            "x1": 76.32,
                            "x2": 520.3199999999999,
                            "y1": 62.879999999999995,
                            "y2": 326.88
                        }
                    },
                    {
                        "filename": "../figure/image/1164-Table1-1.png",
                        "caption": "Table 1: Details of Reuters, 20news, Enwiki, Zipf1, and ZipfMix.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 299.52,
                            "y1": 95.03999999999999,
                            "y2": 179.04
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-36"
        },
        {
            "slides": {
                "0": {
                    "title": "Motivation",
                    "text": [
                        "Opinions towards products, restaurants, events, etc.",
                        "Feelings towards self or others.",
                        "Models of product sentiment and emotion should be different",
                        "Discrete Emotions Dimensional Models",
                        "Most popular in NLP are Ekmans six emotions: anger, disgust, fear, joy sadness, surprise",
                        "Each affective state is a combination of real-valued components",
                        "Most popular is the circumplex",
                        "-s sJi aopnasn oef",
                        "Two independent neurophysiological systems: valence (or sentiment) and arousal",
                        "Some emotions driven by similar words (hell, bad sadness, fear, anger)"
                    ],
                    "page_nums": [
                        1,
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "Emotion Circumplex",
                    "text": [
                        "Source: Jonker & Van der Merwe - Emotion episodes of Afrikaans-speaking employees in the workplace"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "2": {
                    "title": "Applications",
                    "text": [
                        "Goal: Automated large-scale psychological studies",
                        "measuring time-of-day and day-of-week mood swings",
                        "and what causes them",
                        "bipolar, schizophrenic breaks ...",
                        "analysing movies and books",
                        "and how they vary in emotion content",
                        "correlating with external effects",
                        "e.g. weather, sports game outcomes, ..."
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "3": {
                    "title": "Measuring Valence and Arousal",
                    "text": [
                        "Valence (or sentiment or polarity)",
                        "1 (very negative) 5 (neutral/objective) 9 (very positive)",
                        "1 (neutral/objective post) 9 (very high intensity)"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "Examples",
                    "text": [
                        "Is the one whoz GOing to Light Up your",
                        "Blessed with a baby boy today ... the boring life is back :( ...",
                        "IS SUPER STRESSED AND ITS JUST THE SEC-",
                        "OND MONTH OF SCHOOL ..D:",
                        "Example of posts annotated with average valence (V) and arousal (A) ratings."
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Data Source",
                    "text": [
                        "Each message from a distinct user",
                        "All messages from the same time interval"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "Annotation",
                    "text": [
                        "psychology students received training in annotating these traits, including anchoring no distractions that may affect they mood (music, etc.)",
                        "Messages are un-ratable if they are not in English or contain no cues"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "7": {
                    "title": "Annotation Results",
                    "text": [
                        "Histograms of average rating scores.",
                        "ValenceArousal r 0.085 (ignoring neutral posts)"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": [
                        "figure/image/1173-Figure1-1.png"
                    ]
                },
                "8": {
                    "title": "Gender and Age Differences",
                    "text": [
                        "Variation in valence and arousal with age in our data set using a LOESS fit. Data is split by gender: Male and Female."
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": [
                        "figure/image/1173-Figure2-1.png"
                    ]
                },
                "9": {
                    "title": "Predicting Valence and Arousal",
                    "text": [
                        "Train a classifier for predicting valence and arousal separately",
                        "Features: Bag-of-words (only unigrams)",
                        "Model: Linear regression with elastic net regularization",
                        "Test: 10 fold cross-validation"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "10": {
                    "title": "Baseline Models",
                    "text": [
                        "valence and arousal ratings for 1400 words (Bradley and",
                        "valence and arousal ratings for 14000 words (Warriner et",
                        "7629 words rated for positive or negative sentiment (Wilson",
                        "Hashtag Sentiment Lexicon adapted to Social Media"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "11": {
                    "title": "Results",
                    "text": [
                        "ANEW AffNorms MPQA NRC BOW Model",
                        "Message rating prediction accuracy (in Pearson r)."
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "12": {
                    "title": "Valence",
                    "text": [
                        "birthday happy thank great love thanks wishes wonderful hate",
                        "Words most positively and negatively correlated with valence",
                        "correlation strength relative frequency"
                    ],
                    "page_nums": [
                        14,
                        19
                    ],
                    "images": []
                },
                "13": {
                    "title": "Arousal",
                    "text": [
                        "birthday happy its wishes soooo thanks christmas sunday yay status life people bored",
                        "Words most positively and negatively correlated with arousal",
                        "correlation strength relative frequency"
                    ],
                    "page_nums": [
                        15,
                        20
                    ],
                    "images": []
                },
                "14": {
                    "title": "Quantitative Analysis Circumplex",
                    "text": [
                        "bored soooo excited yay"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "15": {
                    "title": "Take Aways",
                    "text": [
                        "Annotated Facebook data set and bag-of-words model available"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "16": {
                    "title": "Agreement",
                    "text": [
                        "Dimension R1 R2 IA Corr.",
                        "Individual rater mean and standard deviation and inter-annotator correlation (IA Corr)"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": [
                        "figure/image/1173-Table2-1.png"
                    ]
                }
            },
            "paper_title": "Modelling Valence and Arousal in Facebook posts",
            "paper_id": "1173",
            "paper": {
                "title": "Modelling Valence and Arousal in Facebook posts",
                "abstract": "Access to expressions of subjective personal posts increased with the popularity of Social Media. However, most of the work in sentiment analysis focuses on predicting only valence from text and usually targeted at a product, rather than affective states. In this paper, we introduce a new data set of 2895 Social Media posts rated by two psychologicallytrained annotators on two separate ordinal nine-point scales. These scales represent valence (or sentiment) and arousal (or intensity), which defines each post's position on the circumplex model of affect, a well-established system for describing emotional states (Russell, 1980; Posner et al., 2005) . The data set is used to train prediction models for each of the two dimensions from text which achieve high predictive accuracy -correlated at r = .65 with valence and r = .85 with arousal annotations. Our data set offers a building block to a deeper study of personal affect as expressed in social media. This can be used in applications such as mental illness detection or in automated large-scale psychological studies.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Sentiment analysis is a very active research area that aims to identify, extract and analyze subjective information from text (Pang and Lee, 2008) ."
                    },
                    {
                        "id": 1,
                        "string": "This generally includes identifying if a piece of text is subjective or objective, what sentiment it expresses (positive or negative; often referred to as valence), what emotion it conveys (Strapparava and Mihalcea, 2007 ) and towards which entity or aspect of the text i.e., aspect based sentiment analysis (Brody and Elhadad, 2010) ."
                    },
                    {
                        "id": 2,
                        "string": "Downstream applications are mostly interested in automatically inferring public opinion about products or actions."
                    },
                    {
                        "id": 3,
                        "string": "Besides expressing attitudes towards other objects, texts can also express the emotions of the ones writing them, most common recently with the rise of Social Media usage (Rosenthal et al., 2015) ."
                    },
                    {
                        "id": 4,
                        "string": "This study focuses on presenting a gold standard data set as well as a model trained on this data in order to drive research in learning about the affective norms of people posting subjective messages."
                    },
                    {
                        "id": 5,
                        "string": "This is of great interest to applications in social science which study text at a large scale and with orders of magnitude more users than traditional studies."
                    },
                    {
                        "id": 6,
                        "string": "Emotion classification is a widely debated topic in psychology (Gendron and Barrett, 2009) ."
                    },
                    {
                        "id": 7,
                        "string": "Two main theories about emotions exist: the first posits a discrete and finite set of emotions, while the second suggests that emotions are a combination of different scales."
                    },
                    {
                        "id": 8,
                        "string": "Research in Natural Language Processing (NLP) has been focused mostly on Ekman's model of emotion (Ekman, 1992) which posits the existence of six basic emotions: anger, disgust, fear, joy, sadness and surprise (Strapparava and Valitutti, 2004; Strapparava and Mihalcea, 2008; Calvo and D'Mello, 2010) ."
                    },
                    {
                        "id": 9,
                        "string": "In this study, we focus on the most popular dimensional model of emotion: the circumplex model introduced in (Russell, 1980) ."
                    },
                    {
                        "id": 10,
                        "string": "This model suggests that all affective 9 states are represented in a two-dimensional space with two independent neurophysiological systems: valence (or sentiment) and arousal."
                    },
                    {
                        "id": 11,
                        "string": "Any affective experience is a linear combination of these two independent systems, which is then interpreted as representing a particular emotion."
                    },
                    {
                        "id": 12,
                        "string": "For example, fear is a state involving the combination of negative valence and high arousal (Posner et al., 2005) ."
                    },
                    {
                        "id": 13,
                        "string": "Previous research in NLP focused mostly on valence or sentiment, either binary or having a strength component coupled with sentiment (Wilson et al., 2005; Thelwall et al., 2010; Thelwall et al., 2012) ."
                    },
                    {
                        "id": 14,
                        "string": "In this paper we build a new data set consisting of 2895 anonymized Facebook posts labeled with both valence and arousal by two annotators with psychology training."
                    },
                    {
                        "id": 15,
                        "string": "The ratings are made on two independent nine point scales, reaching a high agreement correlations of .768 for valence and .827 for arousal."
                    },
                    {
                        "id": 16,
                        "string": "Data set statistics suggest that while the dimensions of valence and arousal are associated, they present distinct information, especially in posts with a clear positive or negative valence."
                    },
                    {
                        "id": 17,
                        "string": "Further, we train a bag-of-words linear regression model to predict ratings of new messages."
                    },
                    {
                        "id": 18,
                        "string": "This model achieves high correlation with actual mean ratings, reaching Pearson r = .85 correlation on the arousal dimension and r = .65 on the valence dimension without using any other sentiment analysis resources."
                    },
                    {
                        "id": 19,
                        "string": "Comparing our method to other established lexicons for valence and arousal and methods from sentiment analysis, we demonstrate that these methods are not able to handle well the type of posts present in our data set."
                    },
                    {
                        "id": 20,
                        "string": "We further illustrate the most correlated words with both dimensions and identify opportunities for improvement."
                    },
                    {
                        "id": 21,
                        "string": "The data set and annotations are freely available online."
                    },
                    {
                        "id": 22,
                        "string": "1 Data set We create a new data set with annotations on two independent scales: • Valence (or sentiment) represents the polarity of the affective content t in a post, rated on a nine point scale from 1 (very negative) to 5 (neutral/objective) to 9 (very positive); • Arousal (or intensity) represents the intensity of the affective content, rated on a nine point scale from 1 (neutral/objective post) to 9 (very high)."
                    },
                    {
                        "id": 23,
                        "string": "Our corpus is comprised of Facebook status updates shared by participants as part of the MyPersonality Facebook application (Kosinski et al., 2013) , in which they also took a variety of questionnaires."
                    },
                    {
                        "id": 24,
                        "string": "All authors have explicitly given permission to include their information in a corpus for research purposes."
                    },
                    {
                        "id": 25,
                        "string": "We have manually anonymized the entire corpus by removing any references to other names of persons, addresses, telephone numbers, emails and URLs, and replaced them with placeholders."
                    },
                    {
                        "id": 26,
                        "string": "In order to reduce biases due our participant demographics, the data set sample was stratified by gender and age and we have not rated more than two messages written by the same person."
                    },
                    {
                        "id": 27,
                        "string": "Research is inconclusive about whether females express more emotions in general (Wester et al., 2002) ."
                    },
                    {
                        "id": 28,
                        "string": "With regards to age, an age positivity bias has been found, where positive emotion expression increases with age (Mather and Carstensen, 2005; Kern et al., 2014) ."
                    },
                    {
                        "id": 29,
                        "string": "The data originally consisted of 3120 posts."
                    },
                    {
                        "id": 30,
                        "string": "All of these posts were annotated by the same two independent raters with a training in psychology."
                    },
                    {
                        "id": 31,
                        "string": "The raters performed the coding in a similar environment without any distractions (e.g., no listening to music, no watching TV/videos) as these could have influenced the emotions of raters, and therefore the coding."
                    },
                    {
                        "id": 32,
                        "string": "The annotators were instructed to sparingly rate messages as un-ratable when they were written in other languages than English or that offered no cues for a accurate rating (only characters with no meaning)."
                    },
                    {
                        "id": 33,
                        "string": "The annotators were instructed to rate a message if they could judge at least a part of the message."
                    },
                    {
                        "id": 34,
                        "string": "Then, the raters were asked to rate the two dimensions, valence and arousal, after they have explicitly been briefed that these should be independent of each other."
                    },
                    {
                        "id": 35,
                        "string": "The raters were provided with anchors with specified valence and arousal and were instructed to rate neutral messages at the middle of the scale in terms of valence and 1 if they lacked arousal."
                    },
                    {
                        "id": 36,
                        "string": "10   In total, 2895 messages were rated by both users in both dimensions."
                    },
                    {
                        "id": 37,
                        "string": "Table 1 shows examples of posts rated in all quadrants of the circumplex model."
                    },
                    {
                        "id": 38,
                        "string": "Dimension R1 µ ± σ R2 µ ± σ IA The correlation between the raters and the mean and standard deviation for each rater are presented in Table 2 ."
                    },
                    {
                        "id": 39,
                        "string": "The inter-annotator agreement on deciding un-ratable posts is measured by Cohen's Kappa of κ = .93."
                    },
                    {
                        "id": 40,
                        "string": "The histograms of ratings are presented in Figure 1 ."
                    },
                    {
                        "id": 41,
                        "string": "The data set is released with the scores of both individual raters."
                    },
                    {
                        "id": 42,
                        "string": "We study the correlation between the valence and arousal scores for posts in Table 3 ."
                    },
                    {
                        "id": 43,
                        "string": "We chose to split values based on different valence thresholds in order to remove posts rated as neutral in valence (5) from the analysis, as they are expected to be low in intensity (1)."
                    },
                    {
                        "id": 44,
                        "string": "We observed an overall correlation between the valence and arousal ratings, which holds for both positive and negative valence tweets when the neutral posts are removed (.222, .226 correlation)."
                    },
                    {
                        "id": 45,
                        "string": "However, when the posts are both more positive and negative in valence, arousal is only mildly correlated (.047 and .085)."
                    },
                    {
                        "id": 46,
                        "string": "This highlights that the Valence of posts 1-9 1-3.5 1-4 6-9 6.5-9 Correlation to arousal ."
                    },
                    {
                        "id": 47,
                        "string": "presence of either positive and negative valence is correlated with a arousal score different than 1, but this correlation is weaker when the positive or negative valence passes a certain threshold (i.e."
                    },
                    {
                        "id": 48,
                        "string": "3.5 and 6.5 respectively)."
                    },
                    {
                        "id": 49,
                        "string": "We also note that the high overall correlation is also due to higher mean arousal for positive valence posts compared to negative posts (4.68 cf."
                    },
                    {
                        "id": 50,
                        "string": "3.85) Figure 2 displays the relationship between the age of the user at posting time and the valence and arousal of their posts in our data set, and further divided by gender."
                    },
                    {
                        "id": 51,
                        "string": "We notice some patterns emerge in our data."
                    },
                    {
                        "id": 52,
                        "string": "Valence increases with age for both genders, especially at the start and end of our age intervals (13-16 and 30-35), confirming the aging positivity bias (Mather and Carstensen, 2005) ."
                    },
                    {
                        "id": 53,
                        "string": "Valence is higher for females across almost the entire age range."
                    },
                    {
                        "id": 54,
                        "string": "Posts written by females are also significantly higher in arousal for all age groups."
                    },
                    {
                        "id": 55,
                        "string": "Age does not play a significant effect in post arousal, although there is a slight increase with age especially for females."
                    },
                    {
                        "id": 56,
                        "string": "Overall, these figures again illustrate the importance of age and gender as factors to be considered in these types of application (Volkova et al., 2013; Hovy, 2015) ."
                    },
                    {
                        "id": 57,
                        "string": "Predicting Valence and Arousal To study the linguistic differences of both dimensions, we build a bag-of-words prediction model of valence and arousal from our corpus."
                    },
                    {
                        "id": 58,
                        "string": "2 We train two linear regression models with 2 regularisation on the posts and test their predictive power in a 10fold cross-validation setup."
                    },
                    {
                        "id": 59,
                        "string": "Results for predicting the two scores are presented in Table 4 ."
                    },
                    {
                        "id": 60,
                        "string": "We compare to a number of different existing general purpose lexicons."
                    },
                    {
                        "id": 61,
                        "string": "First, we use the ANEW (Bradley and Lang, 1999) weighted dictionary to compute a valence and arousal score as the weighted sum of individual word valence and arousal scores."
                    },
                    {
                        "id": 62,
                        "string": "Similarly, we use the affective norms  of words obtained by extending ANEW with human ratings for ∼14000 words (Warriner et al., 2013) ."
                    },
                    {
                        "id": 63,
                        "string": "We also benchmark with standard methods for estimating valence from sentiment analysis."
                    },
                    {
                        "id": 64,
                        "string": "First, we use the MPQA lexicon (Wilson et al., 2005) , which contains 7629 words rated for positive or negative sentiment, to obtain a score based on the difference between positive and negative words in the post."
                    },
                    {
                        "id": 65,
                        "string": "Second, we use the NRC Hashtag Sentiment Lexicon (Mohammad et al., 2013) , which obtained the best performance on the Semeval Twitter Sentiment Analysis tasks."
                    },
                    {
                        "id": 66,
                        "string": "3 Our method achieves very high correlations with the target score."
                    },
                    {
                        "id": 67,
                        "string": "Arousal is easier to predict, reaching r = 0.85 correlation between predicted and rater score."
                    },
                    {
                        "id": 68,
                        "string": "ANEW obtains significant correlations with both of our ratings, however these are significantly lower than our model."
                    },
                    {
                        "id": 69,
                        "string": "The extended list of affective norms obtains, perhaps surprisingly, lower correlation for valence, but stronger correlation with arousal than ANEW."
                    },
                    {
                        "id": 70,
                        "string": "For valence, both sentiment analysis lexicons provide better performance Table 4 : Prediction results for valence and arousal of posts reported in Pearson correlation on 10-fold cross-validation for the BOW model."
                    },
                    {
                        "id": 71,
                        "string": "than the affective norms lexicons, albeit lower than our model trained on parts of the same data set."
                    },
                    {
                        "id": 72,
                        "string": "The performance improvement is most likely driven by the domain of the data set."
                    },
                    {
                        "id": 73,
                        "string": "While our method is trained on held-out data from the same domain in a cross-validation setup, the other methods suffer from lack of adaptation to this domain."
                    },
                    {
                        "id": 74,
                        "string": "The NRC lexicon, trained for predicting sentiment on Twitter, obtains the highest performance of the established models, due to the fact that is trained on a more similar domain."
                    },
                    {
                        "id": 75,
                        "string": "The lower performance of the existing models can also be explained by the fact that they predict a score used for classification into positive vs. negative, while our target score repre-12 sents the strength of the positive or negative expression."
                    },
                    {
                        "id": 76,
                        "string": "Moreover, the affective norms scores are handcrafted dictionaries where the weights assigned to words are derived in isolation of context, contain no adaptations to new words, spellings and to the language use from Facebook."
                    },
                    {
                        "id": 77,
                        "string": "Qualitative Analysis In this section we highlight the most important unigram features for each dimension as well as the qualitative difference between the two dimensions of valence and arousal."
                    },
                    {
                        "id": 78,
                        "string": "To this end, we show the words with the highest univariate Pearson correlation with either of the two dimensions in Table 5 ."
                    },
                    {
                        "id": 79,
                        "string": "Each score is represented by the mean of the two ratings."
                    },
                    {
                        "id": 80,
                        "string": "The results show that both dimensions have similar top features as well as distinct ones."
                    },
                    {
                        "id": 81,
                        "string": "Tokens such as '!"
                    },
                    {
                        "id": 82,
                        "string": "', 'Happy', 'Birthday', 'Thanks', 'Wishes' are indicative of both positive valence and arousal, while tokens like 'Bored' and '...' are indicative of both negative valence and low arousal."
                    },
                    {
                        "id": 83,
                        "string": "We notice however tokens that are only indicative of positive valence ('Wonderful', 'Love'), positive arousal ('Sunday', 'Yay'), negative valence ('Why', 'Stupid') or negative arousal ('Life', 'Every', 'People')."
                    },
                    {
                        "id": 84,
                        "string": "The question mark is correlated to negative valence, together with the word 'Why', showing that questions on Facebook are usually negative in valence."
                    },
                    {
                        "id": 85,
                        "string": "Also in terms of punctuation, positive valence and arousal is expressed through exclamation marks, while negative valence and especially arousal is expressed through repeated periods."
                    },
                    {
                        "id": 86,
                        "string": "This behavior is specific to Social Media and which standard emotion lexicons usually does not capture."
                    },
                    {
                        "id": 87,
                        "string": "Emoticons also exhibit an interesting pattern across the two dimensions."
                    },
                    {
                        "id": 88,
                        "string": "The smiley :) is the second most correlated feature with valence, but is not in the top 10 for arousal."
                    },
                    {
                        "id": 89,
                        "string": "Similarly, the frown emoticons (:(, :'() are amongst the top 10 features correlated with negative valence, but have no relationship with arousal."
                    },
                    {
                        "id": 90,
                        "string": "The only emoticon correlated highly with low arousal is the undecided emoticon (:/ )."
                    },
                    {
                        "id": 91,
                        "string": "Conclusion In this work, we introduced a new corpus of Social Media posts mapped to the circumplex model of affect."
                    },
                    {
                        "id": 92,
                        "string": "Each post is annotated by two annotators with a background in psychology on two independent nine point scales of valence and arousal, who were calibrated before rating the statuses."
                    },
                    {
                        "id": 93,
                        "string": "We described our annotation process and reviewed the annotation guidelines."
                    },
                    {
                        "id": 94,
                        "string": "In total, we annotated 2895 Facebook posts, discarding the un-ratable ones."
                    },
                    {
                        "id": 95,
                        "string": "The corpus and our valence and arousal bag-of-words prediction models are publicly available."
                    },
                    {
                        "id": 96,
                        "string": "The results of the annotations have very high agreement."
                    },
                    {
                        "id": 97,
                        "string": "A linear regression model using a bag of words representation trained on this data achieves high correlations with the outcome annotations, especially when predicting arousal."
                    },
                    {
                        "id": 98,
                        "string": "Standard sentiment analysis lexicons predicted both dimensions with lower accuracies."
                    },
                    {
                        "id": 99,
                        "string": "Our system can be further improved by leveraging the vast amount of available data for Twitter sentiment analysis."
                    },
                    {
                        "id": 100,
                        "string": "We consider this model extremely useful for computational social science research that aims to measure individual user valence and arousal, its relationship to demographic traits and its changes over time or in relation to certain life events."
                    },
                    {
                        "id": 101,
                        "string": "13"
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 21
                    },
                    {
                        "section": "Data set",
                        "n": "2",
                        "start": 22,
                        "end": 56
                    },
                    {
                        "section": "Predicting Valence and Arousal",
                        "n": "3",
                        "start": 57,
                        "end": 76
                    },
                    {
                        "section": "Qualitative Analysis",
                        "n": "4",
                        "start": 77,
                        "end": 90
                    },
                    {
                        "section": "Conclusion",
                        "n": "5",
                        "start": 91,
                        "end": 101
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1173-Table2-1.png",
                        "caption": "Table 2: Individual rater mean and standard deviation and inter-annotator correlation (IA Corr).",
                        "page": 2,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 297.12,
                            "y1": 72.96,
                            "y2": 109.44
                        }
                    },
                    {
                        "filename": "../figure/image/1173-Table3-1.png",
                        "caption": "Table 3: Correlation with arousal and mean arousal values for different posts grouped by valence.",
                        "page": 2,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 538.0799999999999,
                            "y1": 72.0,
                            "y2": 106.08
                        }
                    },
                    {
                        "filename": "../figure/image/1173-Figure2-1.png",
                        "caption": "Figure 2: Variation in valence and arousal with age in our data set using a LOESS fit. Data is split by gender: Male (coral orange) and Female (mint green).",
                        "page": 2,
                        "bbox": {
                            "x1": 74.39999999999999,
                            "x2": 297.12,
                            "y1": 158.88,
                            "y2": 338.88
                        }
                    },
                    {
                        "filename": "../figure/image/1173-Table5-1.png",
                        "caption": "Table 5: Words most correlated positively and negatively with the two dimensions.",
                        "page": 4,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 297.12,
                            "y1": 294.71999999999997,
                            "y2": 566.4
                        }
                    },
                    {
                        "filename": "../figure/image/1173-Table1-1.png",
                        "caption": "Table 1: Example of posts annotated with average valence (V) and arousal (A) ratings.",
                        "page": 3,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 536.16,
                            "y1": 72.0,
                            "y2": 141.12
                        }
                    },
                    {
                        "filename": "../figure/image/1173-Table4-1.png",
                        "caption": "Table 4: Prediction results for valence and arousal of posts reported in Pearson correlation on 10-fold cross-validation for the BOW model.",
                        "page": 3,
                        "bbox": {
                            "x1": 342.71999999999997,
                            "x2": 511.2,
                            "y1": 385.91999999999996,
                            "y2": 470.4
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                    },
                    {
                        "filename": "../figure/image/1173-Figure1-1.png",
                        "caption": "Figure 1: Histrograms of average rating scores.",
                        "page": 3,
                        "bbox": {
                            "x1": 98.39999999999999,
                            "x2": 501.59999999999997,
                            "y1": 187.68,
                            "y2": 348.0
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                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-37"
        },
        {
            "slides": {
                "0": {
                    "title": "Context and objectives",
                    "text": [
                        "semantic specialization of word embeddings",
                        "most approaches following Retrofitting [Faruqui et al., 2015]",
                        "a priori set of lexical semantic relations",
                        "bring word vectors closer if they are part of similarity relations (synonymy, lexical",
                        "move them away from each other if they are part of dissimilarity relations",
                        "improving word embeddings for semantic similarity without a priori lexical"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Principles general perspective",
                    "text": [
                        "equal split of C in 2 parts: C1 and C2",
                        "distributional representation of a word w from a corpus C = distrepC(w)",
                        "differences between distrepC1(w) and distrepC2(w) are contingent",
                        "bringing distrepC1(w) and distrepC2(w) closer more general (and better)"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Principles implementation",
                    "text": [
                        "dense representations: Skip-Gram [Mikolov et al., 2013]",
                        "2 sub-corpora 2 representation spaces",
                        "require projection in a shared space source of disturbances",
                        "instead, 1 corpus but 2 pseudo-senses for each word",
                        "arbitrarily split the occurrences of a word into two or more subsets",
                        "generation of distributional contexts for pseudo-senses",
                        "turning pseudo-sense contexts into dense representations",
                        "convergence of pseudo-word representations more general word representation"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Representations of pseudo words",
                    "text": [
                        "2 successive occurrences of a word 2 different pseudo-senses",
                        "3 representations / word",
                        "2 pseudo-senses + word itself for each occurrence, generation of contexts for",
                        "the current pseudo-sense + word",
                        "frequency trick : adding the representation of the word avoiding the impact",
                        "of having half the occurrences for each pseudo-sense",
                        "A policeman1 was arrested by another policeman2.",
                        "Building of dense representations"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Convergence of pseudo word representations",
                    "text": [
                        "3 representations / word w: v (word); v1, v2 (pseudo-senses)",
                        "v, v1 and v2: supposed to be semantically equivalent",
                        "application of a semantic specialization method for word embeddings to v,",
                        "v1 and v2 with the similarity relations between them",
                        "final representation for w: v after its specialization",
                        "specialization method: PARAGRAM [Wieting et al., 2015]",
                        "comparable to Retrofitting but includes an automatically generated repelling component",
                        "for each target word to specialize, selection of a repelling word, either randomly or according to their dissimilarity"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Intrinsic evaluation",
                    "text": [
                        "1 billion lemmatized words randomly selected from the Annotated English",
                        "Gigaword corpus [Napoles et al., 2012] at the level of sentences",
                        "word embeddings built with the best parameters from [Baroni et al., 2014]",
                        "Spearmans rank correlation between human judgments and similarity",
                        "between vectors for 3 representative datasets of word pairs"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Synonym extraction",
                    "text": [
                        "Gold Standard: WordNets synonyms",
                        "for each evaluated noun, retrieval of its 100 nearest neighbors",
                        "neighbors ranked from most similar (Cosine) to less similar",
                        "Information Retrieval (IR) paradigm",
                        "evaluated word query; neighbors docs"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "7": {
                    "title": "Sentence similarity",
                    "text": [
                        "Semantic Textual Similarity: STS Benchmark dataset [Cer et al., 2017]",
                        "Pearson rank correlation between human judgments and similarity between",
                        "sentences for a set of reference sentence pairs",
                        "Computation of sentence similarity",
                        "strong baseline approach based on word embeddings",
                        "sentence representation: elementwise addition of the embeddings of the",
                        "plain words of the sentence",
                        "use of Pseudofit[max,fus-max-pooling] embeddings, defined for nouns, verbs and",
                        "sentence similarity: Cosine between sentence representations"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "Conclusions and perspectives",
                    "text": [
                        "Pseudofit: method for improving word embeddings towards semantic",
                        "similarity without external semantic relations",
                        "method based on the convergence of several representations built from the",
                        "same corpus more general representation",
                        "successful intrinsic and extrinsic evaluations for word similarity, synonym",
                        "extraction and sentence similarity",
                        "transposition of Pseudofit with several corpora link with researches",
                        "about meta-embeddings and ensembles of word embeddings"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                }
            },
            "paper_title": "Using pseudo-senses for improving the extraction of synonyms from word embeddings",
            "paper_id": "1177",
            "paper": {
                "title": "Using pseudo-senses for improving the extraction of synonyms from word embeddings",
                "abstract": "The methods proposed recently for specializing word embeddings according to a particular perspective generally rely on external knowledge. In this article, we propose Pseudofit, a new method for specializing word embeddings according to semantic similarity without any external knowledge. Pseudofit exploits the notion of pseudo-sense for building several representations for each word and uses these representations for making the initial embeddings more generic. We illustrate the interest of Pseudofit for acquiring synonyms and study several variants of Pseudofit according to this perspective.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction The interest aroused by word embeddings in Natural Language Processing, especially for neural models, has led to propose methods for creating them from texts (Mikolov et al., 2013; Pennington et al., 2014) but also for specializing them according to a particular viewpoint."
                    },
                    {
                        "id": 1,
                        "string": "This viewpoint generally comes in the form of set of lexical relations."
                    },
                    {
                        "id": 2,
                        "string": "For instance, Kiela et al."
                    },
                    {
                        "id": 3,
                        "string": "(2015) specialize word embeddings towards semantic similarity or relatedness by relying either on synonyms or free lexical associations."
                    },
                    {
                        "id": 4,
                        "string": "Methods such as Retrofitting (Faruqui et al., 2015) , Counterfitting (Mrkšić et al., 2016) or PARAGRAM (Wieting et al., 2015) fall within the same framework."
                    },
                    {
                        "id": 5,
                        "string": "The specialization of word embeddings can also come from the way they are built."
                    },
                    {
                        "id": 6,
                        "string": "For instance, Levy and Goldberg (2014) bring word embeddings towards similarity rather than relatedness by using dependency-based distributional contexts rather than linear bag-of-word contexts."
                    },
                    {
                        "id": 7,
                        "string": "Finally, some methods aim at improving word embeddings but without a clearly defined orientation, such as the All-but-the-Top method (Mu, 2018) , which focuses on dimensionality reduction, or , which exploits morphological relations."
                    },
                    {
                        "id": 8,
                        "string": "In this article, we propose Pseudofit, a method that improves word embeddings without external knowledge and focuses on semantic similarity and synonym extraction."
                    },
                    {
                        "id": 9,
                        "string": "The principle of Pseudofit is to exploit the notion of pseudo-sense coming from word sense disambiguation for building representations accounting for distributional variability and to create better word embeddings by bringing these representations closer together."
                    },
                    {
                        "id": 10,
                        "string": "We show the interest of Pseudofit and its variants through both intrinsic and extrinsic evaluations."
                    },
                    {
                        "id": 11,
                        "string": "Method The distributional representation of a word varies from one corpus to another."
                    },
                    {
                        "id": 12,
                        "string": "Without even taking into account the plurality of meanings of a word, this variability also exists inside any corpus C, even if it is quite homogeneous: the distributional representations of a word built from each half of C, C 1 and C 2 , are not identical."
                    },
                    {
                        "id": 13,
                        "string": "However, from the more general viewpoint of its meaning, they should be identical, or at least very close, and their differences be considered as incidental."
                    },
                    {
                        "id": 14,
                        "string": "Following this perspective, a representation resulting from the convergence of the representations built from C 1 and C 2 should be more generic and show better semantic similarity properties."
                    },
                    {
                        "id": 15,
                        "string": "The method we propose, Pseudofit, formalizes this approach through the notion of pseudo-sense."
                    },
                    {
                        "id": 16,
                        "string": "This notion is related to the notion of pseudo-word introduced in the field of word sense disambiguation by Gale et al."
                    },
                    {
                        "id": 17,
                        "string": "(1992) and Schütze (1992) ."
                    },
                    {
                        "id": 18,
                        "string": "A pseudo-word is an artificial word resulting from the clustering of two or more different words, each of them being considered as one pseudo-sense of the pseudo-word."
                    },
                    {
                        "id": 19,
                        "string": "Pseudofit adopts the opposite viewpoint."
                    },
                    {
                        "id": 20,
                        "string": "For each word w, more precisely nouns in our case, it splits arbitrarily its occurrences into two sets: the occurrences of one set are labeled as pseudo-sense w 1 while the occurrences of the other set are labeled as pseudo-sense w 2 ."
                    },
                    {
                        "id": 21,
                        "string": "A distributional representation is built for w, w 1 and w 2 under the same conditions, with a neural model in our case."
                    },
                    {
                        "id": 22,
                        "string": "The second stage of Pseudofit adapts a posteriori the representation of w according to the convergence of the representations of w 1 and w 2 ."
                    },
                    {
                        "id": 23,
                        "string": "This adaptation is performed by exploiting the similarity relations between w, w 1 and w 2 in the context of a word embedding specialization method."
                    },
                    {
                        "id": 24,
                        "string": "By considering simultaneously w, w 1 and w 2 , Pseudofit benefits from both the variations between the representations of w 1 and w 2 and the quality of the representation of w, since it is built from the whole C while the two others are built from half of it."
                    },
                    {
                        "id": 25,
                        "string": "Building of Word Embeddings The first stage of Pseudofit consists in building a distributional representation of each word w and its two pseudo-senses w 1 and w 2 ."
                    },
                    {
                        "id": 26,
                        "string": "The starting point of this process is the generation of a set of distributional contexts for each occurrence of w. Classically, this generation is based on a linear fixed-size window centered on the considered occurrence."
                    },
                    {
                        "id": 27,
                        "string": "The specificity of Pseudofit is that contexts are generated both for the target word and one of its pseudo-sense."
                    },
                    {
                        "id": 28,
                        "string": "The pseudo-sense changes from one occurrence of w to the following, leading to the same frequency for w 1 and w 2 ."
                    },
                    {
                        "id": 29,
                        "string": "The generation of such contexts with a window of 3 words (before and after the target word policeman) is illustrated here for the following sentence: A policeman 1 was arrested by another policeman 2 ."
                    },
                    {
                        "id": 30,
                        "string": "TARGET CONTEXTS policeman {a, be, arrest (2), by (2), another} policeman 1 {a, be, arrest, by} policeman 2 {another, by, arrest} This sentence, which is voluntarily artificial, shows how three different contexts are built for a word in a corpus: one context (first line) is built from all the occurrences of the target word; a second one (second line) is built from half of the occurrences of the target word, representing its first pseudo-sense, while the third context (last line) is built from the other half of the occurrences of the target word, representing its second pseudo-sense."
                    },
                    {
                        "id": 31,
                        "string": "The generated contexts are then used for building word embeddings."
                    },
                    {
                        "id": 32,
                        "string": "More precisely, we adopt the variant of the Skip-gram model (Mikolov et al., 2013) proposed by Levy and Goldberg (2014) , which can take as input arbitrary contexts."
                    },
                    {
                        "id": 33,
                        "string": "Convergence of Word Representations The second stage of Pseudofit brings the representations of each target word w and its pseudosenses w 1 and w 2 closer together."
                    },
                    {
                        "id": 34,
                        "string": "This convergence aims at producing a more general representation of w by erasing the differences between the representations of w, w 1 and w 2 , which are assumed to be incidental since these representations refer by nature to the same object."
                    },
                    {
                        "id": 35,
                        "string": "The implementation of this convergence process relies on the PARAGRAM algorithm, which takes as inputs word embeddings and a set of binary lexical relations accounting for semantic similarity."
                    },
                    {
                        "id": 36,
                        "string": "PARAGRAM gradually modifies the input embeddings for bringing closer together the vectors of the words that are part of similarity relations."
                    },
                    {
                        "id": 37,
                        "string": "This adaptation is controlled by a kind of regularization that tends to preserve the input embeddings."
                    },
                    {
                        "id": 38,
                        "string": "This twofold objective consists more formally in minimizing the following objective function by stochastic gradient descent: (1) (x 1 ,x 2 ) ∈L i max (0, δ + x1t1 − x1x2) + max (0, δ + x2t2 − x1x2) + λ x i ∈V (L i ) x init i − xi 2 where the first sum expresses the convergence of the vectors according to the similarity relations while the second sum, modulated by the λ parameter, corresponds to the regularization term."
                    },
                    {
                        "id": 39,
                        "string": "The specificity of PARAGRAM, compared to methods such as Retrofitting, lies in its adaptation term."
                    },
                    {
                        "id": 40,
                        "string": "While it logically tends to bring closer together the vectors of the words that are part of similarity relations (attracting term x 1 x 2 ), it also pushes them away from the vectors of the words that are not part these relations (repelling terms x 1 t 1 and x 2 t 2 )."
                    },
                    {
                        "id": 41,
                        "string": "More precisely, the relations are split into a set of mini-batches L i ."
                    },
                    {
                        "id": 42,
                        "string": "For each word (vector x i ) of a relation, a word (vector t j ) outside the relation is selected among the words of the mini-batch of the current relation in such a way that t j is the closest word to x i according to the Cosine measure, which represents the most discriminative option."
                    },
                    {
                        "id": 43,
                        "string": "δ is the margin between the attracting and repelling terms."
                    },
                    {
                        "id": 44,
                        "string": "The application of PARAGRAM to the embeddings resulting from the first stage of Pseudofit exploits the fact that a word and its pseudo-words are supposed to be similar."
                    },
                    {
                        "id": 45,
                        "string": "Hence, for each word w, three similarity relations are defined and used by PARAGRAM for adapting the initial embeddings: (w, w 1 ), (w, w 2 ) et (w 1 , w 2 )."
                    },
                    {
                        "id": 46,
                        "string": "Finally, only the representations of words w are exploited since they are built from a corpus that is twice as large as the corpus used for pseudo-words."
                    },
                    {
                        "id": 47,
                        "string": "Experiments Experimental Setup For implementing Pseudofit, we randomly select at the level of sentences a 1 billion word subpart of the Annotated English Gigaword corpus (Napoles et al., 2012) ."
                    },
                    {
                        "id": 48,
                        "string": "This corpus is made of news articles in English processed by the Stanford CoreNLP toolkit ."
                    },
                    {
                        "id": 49,
                        "string": "We use this corpus under its lemmatized form."
                    },
                    {
                        "id": 50,
                        "string": "The building of the embeddings are performed with word2vecf, the adaptation of word2vec from (Levy and Goldberg, 2014) , with the best parameter values from : minimal count=5, vector size=300, window size=5, 10 negative examples and 10 −5 for the subsampling probability of the most frequent words."
                    },
                    {
                        "id": 51,
                        "string": "For PARAGRAM, we adopt most of the parameter values from : δ = 0.6 and λ = 10 −9 , with the AdaGrad optimizer (Duchi et al., 2011) and 50 epochs 1 ."
                    },
                    {
                        "id": 52,
                        "string": "Retrofitting and Counter-fitting are used with the parameter values specified respectively in (Faruqui et al., 2015) and (Mrkšić et al., 2016) ."
                    },
                    {
                        "id": 53,
                        "string": "Evaluation of Pseudofit Our first evaluation of Pseudofit at word level is a classical intrinsic evaluation consisting in measuring for a set of word pairs the Spearman's rank correlation between human judgments and the similarity of these words computed from their embeddings by the Cosine measure."
                    },
                    {
                        "id": 54,
                        "string": "This evaluation is performed for the nouns of three large enough reference datasets: SimLex-999 ,  MEN (Bruni et al., 2014) and MTurk-771 (Halawi et al., 2012) ."
                    },
                    {
                        "id": 55,
                        "string": "Table 1 clearly shows that Pseudofit significantly 2 improves the initial embeddings for the three datasets."
                    },
                    {
                        "id": 56,
                        "string": "By contrast, it also shows that replacing PARAGRAM with Retrofitting or Counter-fitting, two other reference methods for specializing embeddings, does not lead to comparable improvements and can even degrade results."
                    },
                    {
                        "id": 57,
                        "string": "Our second evaluation, which is our main focus, is a more extrinsic task consisting in extracting synonyms 3 ."
                    },
                    {
                        "id": 58,
                        "string": "This extraction is performed by ranking a set of candidate synonyms for each target word according to the similarity, computed here by the Cosine measure, of their embeddings."
                    },
                    {
                        "id": 59,
                        "string": "We evaluate the relevance of this ranking as in Information Retrieval with R-precision (R prec."
                    },
                    {
                        "id": 60,
                        "string": "), MAP (Mean Average Precision) and precisions at various ranks (P@r)."
                    },
                    {
                        "id": 61,
                        "string": "Our reference is made up of the synonyms of WordNet (Miller, 1990) while both our target words and candidate synonyms are made up of the nouns with more than ten occurrences in each half of our corpus, which represents 20,813 nouns."
                    },
                    {
                        "id": 62,
                        "string": "Table 2 gives the result of this second evaluation for 11,481 nouns with synonyms in WordNet among our 20,813 targets."
                    },
                    {
                        "id": 63,
                        "string": "As in the first evaluation, Pseudofit significantly 4 outperforms the initial embeddings."
                    },
                    {
                        "id": 64,
                        "string": "Moreover, replacing PARAGRAM with Retrofitting or Counter-fitting leads to a systematic decrease of results, which emphasizes the importance of the repelling term of PARAGRAM."
                    },
                    {
                        "id": 65,
                        "string": "This term probably prevents the representation of a word from being changed too much by its pseudosenses, which are interesting variants in terms of representations but were built from half of the corpus only."
                    },
                    {
                        "id": 66,
                        "string": "Finally, we performed a finer analysis of these results according to the frequency and the degree of ambiguity of the target words."
                    },
                    {
                        "id": 67,
                        "string": "Concerning frequency, Table 3 shows that Pseudofit is particularly efficient for the lower half of the target words in terms of frequency, with a large increase of 5.3 points for R-precision, 6.7 points for MAP, 7.0 points for P@1 and 5.2 points for P@2 while the largest increase for the higher half of the target words is equal to 1.1 points for MAP."
                    },
                    {
                        "id": 68,
                        "string": "One possible explanation of this gap between high and low frequency words is linked to the degree of ambiguity of words: high frequency words are more likely to be polysemous and Pseudofit does not take into account the polysemy of words."
                    },
                    {
                        "id": 69,
                        "string": "Figure 1 tends to confirm this hypothesis by showing that the improvement brought by Pseudofit for a word is inversely proportional to its ambiguity as estimated by its number of senses in WordNet 5 ."
                    },
                    {
                        "id": 70,
                        "string": "Variants of Pseudofit We defined and tested several variants of Pseudofit."
                    },
                    {
                        "id": 71,
                        "string": "The first one, Pseudofit max, focuses on the strategy for selecting {t j } in PARAGRAM."
                    },
                    {
                        "id": 72,
                        "string": "The results of Table 1 , as those of , are obtained with a setting where half of {t j } are selected randomly."
                    },
                    {
                        "id": 73,
                        "string": "In Pseudofit max, all {t j } are 5 Words with at most 10 senses cover 98.9% of the nouns of our evaluation."
                    },
                    {
                        "id": 74,
                        "string": "selected according to their similarity with {x i }."
                    },
                    {
                        "id": 75,
                        "string": "The second variant, Pseudofit 3 pseudo-senses, aims at determining if increasing the number of pseudo-senses, from two to three at first, can have a positive impact on results."
                    },
                    {
                        "id": 76,
                        "string": "The third variant, Pseudofit context, tests the interest of defining pseudo-senses for the words of distributional contexts."
                    },
                    {
                        "id": 77,
                        "string": "In this configuration, pseudo-senses are defined for all nouns, verbs and adjectives with more than 21 occurrences in the corpus, which corresponds to a minimal frequency of 10 in each half of the corpus."
                    },
                    {
                        "id": 78,
                        "string": "Finally, similarly to the second variant, the last variant, Pseudofit fus-*, adds a supplementary representation of the target word."
                    },
                    {
                        "id": 79,
                        "string": "However, this representation is not an additional pseudosense but an aggregation of its already existing pseudo-senses, which can be viewed as another global representation of the target word."
                    },
                    {
                        "id": 80,
                        "string": "Three aggregation methods are considered: Pseudofit fus-addition performs an elementwise addition of the embeddings of pseudo-senses, Pseudofit fusaverage computes their mean while Pseudofit fusmax-pooling takes their maximal value."
                    },
                    {
                        "id": 81,
                        "string": "Each presented variant outperforms the base version of Pseudofit but Table 4 also shows that not all variants are of equal interest."
                    },
                    {
                        "id": 82,
                        "string": "From the viewpoint of both the absolute level of their results and the significance of their difference with Pseudofit, Pseudofit max and Pseudofit fusmax-pooling are clearly the most interesting variants."
                    },
                    {
                        "id": 83,
                        "string": "Their combination, Pseudofit max+fusmax-pooling, leads to our best results and significantly outperforms Pseudofit for all measures."
                    },
                    {
                        "id": 84,
                        "string": "Among the Pseudofit fus-* variants, Pseudofit fusmax-pooling and Pseudofit fus-average are close to each other and clearly exceeds Pseudofit fusaddition."
                    },
                    {
                        "id": 85,
                        "string": "The results of Pseudofit 3 pseudo-senses show that using more than two pseudo-senses by word faces the problem of having too few occurrences for each pseudo-sense."
                    },
                    {
                        "id": 86,
                        "string": "The same frequency effect, at the level of contexts, probably explains the very limited impact of the introduction of pseudo-senses in contexts in the case of Pseudofit context."
                    },
                    {
                        "id": 87,
                        "string": "Sentence Similarity Our final evaluation, which is fully extrinsic, examines the impact of Pseudofit on the identification of semantic similarity between sentences."
                    },
                    {
                        "id": 88,
                        "string": "More precisely, we adopt the STS Benchmark dataset on semantic textual similarity (Cer et al., 2017) ."
                    },
                    {
                        "id": 89,
                        "string": "The overall principle of this task is similar to the word similarity task of our first evaluation but at the level of sentences: the similarity of a set of sentence pairs is computed by the system to evaluate and compared with a correlation measure, the Pearson correlation coefficient, against a gold standard produced by human annotators."
                    },
                    {
                        "id": 90,
                        "string": "This framework is interesting for the evaluation of Pseudofit because the computation of the similarity of a pair of sentences can be achieved by unsupervised approaches based on word embeddings in a very competitive way, as demonstrated by (Hill et al., 2016) ."
                    },
                    {
                        "id": 91,
                        "string": "More precisely, the approach we adopt is a classical baseline that composes the embeddings of the plain words of each sentence to compare by elementwise addition and computes the Cosine measure between the two resulting vectors."
                    },
                    {
                        "id": 92,
                        "string": "For building the representation of a sentence, we compare the use of our initial embeddings with that of the embeddings produced by Pseudofit max+fus-max-pooling, the best variant of Pseudofit."
                    },
                    {
                        "id": 93,
                        "string": "For this experiment, pseudo-senses are distinguished not only for nouns but more generally for all nouns, verbs and adjectives with more than 21 occurrences in the corpus."
                    },
                    {
                        "id": 94,
                        "string": "Table 5 shows the result of this evaluation for the 1,379 sentence pairs of the test part of the STS Benchmark dataset."
                    },
                    {
                        "id": 95,
                        "string": "As for the two previous evaluations, the use of the embeddings modified by Pseudofit leads to a significant improvement of results 6 compared to the initial embeddings, which demonstrates that the improvement at word level can be transposed at a larger scale."
                    },
                    {
                        "id": 96,
                        "string": "Table 5 also shows four reference results from (Cer et al., 2017) : the lowest and the best baselines based on averaged word embeddings (Skip-gram 6 With the same evaluation of statistical significance as for word similarity."
                    },
                    {
                        "id": 97,
                        "string": "and GloVe respectively), which are very close to our approach, and the best (Conneau et al., 2017) and the lowest (Duma and Menzel, 2017) unsupervised systems."
                    },
                    {
                        "id": 98,
                        "string": "Although our goal is not to compete with the best systems, it is interesting to note that our results are in line with the state of the art since they significantly outperform the two baselines and the lowest unsupervised system as well as other unsupervised systems mentioned in (Cer et al., 2017) ."
                    },
                    {
                        "id": 99,
                        "string": "Conclusion and Perspectives In this article, we presented Pseudofit, a method that specializes word embeddings towards semantic similarity without external knowledge by exploiting the variability of distributional contexts."
                    },
                    {
                        "id": 100,
                        "string": "This method can be described as hybrid since it operates both before and after the building of word embeddings."
                    },
                    {
                        "id": 101,
                        "string": "A set of intrinsic and extrinsic evaluations demonstrates the interest of the word embeddings produced by Pseudofit and its variants, with a particular emphasis on the extraction of synonyms."
                    },
                    {
                        "id": 102,
                        "string": "In the presented work, the principles underlying Pseudofit, in particular the generation and convergence of different representations of a word, were tested only within the same corpus."
                    },
                    {
                        "id": 103,
                        "string": "In conjunction with the work about word meta-embeddings (Yin and Schütze, 2016) , it would be interesting to apply these principles to representations built from several corpora, like  for different languages."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 10
                    },
                    {
                        "section": "Method",
                        "n": "2",
                        "start": 11,
                        "end": 24
                    },
                    {
                        "section": "Building of Word Embeddings",
                        "n": "2.1",
                        "start": 25,
                        "end": 32
                    },
                    {
                        "section": "Convergence of Word Representations",
                        "n": "2.2",
                        "start": 33,
                        "end": 46
                    },
                    {
                        "section": "Experimental Setup",
                        "n": "3.1",
                        "start": 47,
                        "end": 52
                    },
                    {
                        "section": "Evaluation of Pseudofit",
                        "n": "3.2",
                        "start": 53,
                        "end": 69
                    },
                    {
                        "section": "Variants of Pseudofit",
                        "n": "3.3",
                        "start": 70,
                        "end": 86
                    },
                    {
                        "section": "Sentence Similarity",
                        "n": "3.4",
                        "start": 87,
                        "end": 98
                    },
                    {
                        "section": "Conclusion and Perspectives",
                        "n": "4",
                        "start": 99,
                        "end": 103
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1177-Table1-1.png",
                        "caption": "Table 1: Intrinsic evaluation of Pseudofit (×100)",
                        "page": 2,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.4,
                            "y2": 115.19999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1177-Table2-1.png",
                        "caption": "Table 2: Evaluation of Pseudofit for synonym extraction (differences / INITIAL, ×100)",
                        "page": 2,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 135.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1177-Table5-1.png",
                        "caption": "Table 5: Evaluation of Pseudofit for identifying sentence similarity",
                        "page": 4,
                        "bbox": {
                            "x1": 314.88,
                            "x2": 518.4,
                            "y1": 62.4,
                            "y2": 166.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1177-Table4-1.png",
                        "caption": "Table 4: Evaluation of Pseudofit’s variants (differences / Pseudofit, ×100)",
                        "page": 3,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.4,
                            "y2": 177.12
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                    },
                    {
                        "filename": "../figure/image/1177-Figure1-1.png",
                        "caption": "Figure 1: Gain brought by Pseudofit for MAP according to the ambiguity of the target word",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 198.72,
                            "y2": 322.08
                        }
                    },
                    {
                        "filename": "../figure/image/1177-Table3-1.png",
                        "caption": "Table 3: Evaluation of Pseudofit for synonym extraction according to the frequency (high or low) of the target words (differences / INITIAL, ×100)",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.879999999999995,
                            "y2": 137.28
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                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-38"
        },
        {
            "slides": {
                "0": {
                    "title": "Text Simplification",
                    "text": [
                        "If the trend continues, the researchers say, some of the rarer amphibians could disappear in as few as six years from roughly half the sites where they're now found, while the more common species could see similar declines in 26 years.",
                        "If the trend continues, some of the rarer amphibians could be gone from roughly half the sites where they are now found in as few as six years.",
                        "I For a specific target audience, e.g. non-native speakers",
                        "I For improving NLP tasks, e.g. MT"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3
                    ],
                    "images": []
                },
                "1": {
                    "title": "Newsela Corpus",
                    "text": [
                        "I Wikipedia Simple Wikipedia (WSW)",
                        "I not professionally simplified",
                        "I no defined target audience",
                        "I simplified versions target different grade levels in the US",
                        "I Automatic sentence-level alignments"
                    ],
                    "page_nums": [
                        4,
                        5,
                        6,
                        7
                    ],
                    "images": []
                },
                "2": {
                    "title": "Sequence to Sequence TS",
                    "text": [
                        "I Previous work disregards specificities of different audiences",
                        "I Googles multilingual NMT approach [Johnson et al., 2017]:",
                        "artificial token to guide the encoder",
                        "<2es> How are you? Como estas?",
                        "I Our approach: artificial token representing the grade level",
                        "of the target sentence"
                    ],
                    "page_nums": [
                        8,
                        9,
                        10,
                        11
                    ],
                    "images": []
                },
                "3": {
                    "title": "TS for Different Grade Levels",
                    "text": [
                        "dusty handprints stood out against the rust of the fence near Sasabe.",
                        "dusty handprints could be seen on the fence near Sasabe.",
                        "I More adequate simplifications for audiences with different",
                        "I Real world scenario grade level is given by the end-user",
                        "I Robust for repetitions of source sentences"
                    ],
                    "page_nums": [
                        12,
                        13,
                        14,
                        15
                    ],
                    "images": []
                },
                "4": {
                    "title": "Simplification Operations Information",
                    "text": [
                        "I Sentence-level alignments coarse-grained operations",
                        "I Identical, Elaborate, Split, Merge",
                        "< elaboration > dusty handprints stood out against the rust of the fence near Sasabe.",
                        "dusty handprints could be seen on the fence near Sasabe.",
                        "I Problem: not available at test time",
                        "I Simplification operations classification",
                        "I four-class classifier Naive Bayes with nine features"
                    ],
                    "page_nums": [
                        16,
                        17,
                        18
                    ],
                    "images": []
                },
                "5": {
                    "title": "Experiment and results",
                    "text": [
                        "I NMT approach default OpenNMT"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": [
                        "figure/image/1179-Figure1-1.png"
                    ]
                },
                "6": {
                    "title": "Experiments and Results",
                    "text": [
                        "I NTS (w2v): no artificial tokens",
                        "I s2s (baseline): no artificial tokens",
                        "I s2s+operation (pred/gold) <elaboration>",
                        "I s2s+to-grade+operation (pred/gold) <2-elaboration>",
                        "s2s+to-grade s2s+operation (pred) s2s+to-grade+operation (pred)",
                        "s2s+operation (gold) s2s+to-grade+operation (gold)"
                    ],
                    "page_nums": [
                        20,
                        21,
                        22,
                        23,
                        24
                    ],
                    "images": []
                },
                "7": {
                    "title": "Example",
                    "text": [
                        "We want to reassure you that we take fire safety very seriously. Grades 6-5 We are doing everything we can to make sure our residents are safe.",
                        "Grade 4 We want to make sure we take fire safety very seriously.",
                        "We want to make sure people take fire safety very seriously. Grade 3 We are doing everything we can to make sure our people are safe ."
                    ],
                    "page_nums": [
                        25,
                        26,
                        27,
                        28,
                        29,
                        30
                    ],
                    "images": []
                },
                "8": {
                    "title": "Zero shot TS",
                    "text": [
                        "I Example: from grade level 12 to grade level 4",
                        "I No instances of 12-to-4 in the training set"
                    ],
                    "page_nums": [
                        31,
                        32,
                        33
                    ],
                    "images": []
                },
                "9": {
                    "title": "Conclusions",
                    "text": [
                        "I TS without target audience results not ideal",
                        "I Using a simple artificial token with grade level to guide the",
                        "I can improve the quality of TS",
                        "I enables target-audience-oriented simplifications",
                        "I enables zero-shot TS",
                        "I Simplification operation information can help",
                        "I improve classifier for the task",
                        "I explore multi-task learning"
                    ],
                    "page_nums": [
                        34,
                        35,
                        36
                    ],
                    "images": []
                }
            },
            "paper_title": "Learning Simplifications for Specific Target Audiences",
            "paper_id": "1179",
            "paper": {
                "title": "Learning Simplifications for Specific Target Audiences",
                "abstract": "Text simplification (TS) is a monolingual text-to-text transformation task where an original (complex) text is transformed into a target (simpler) text. Most recent work is based on sequence-to-sequence neural models similar to those used for machine translation (MT). Different from MT, TS data comprises more elaborate transformations, such as sentence splitting. It can also contain multiple simplifications of the same original text targeting different audiences, such as school grade levels. We explore these two features of TS to build models tailored for specific grade levels. Our approach uses a standard sequenceto-sequence architecture where the original sequence is annotated with information about the target audience and/or the (predicted) type of simplification operation. We show that it outperforms stateof-the-art TS approaches (up to 3 and 12 BLEU and SARI points, respectively), including when training data for the specific complex-simple combination of grade levels is not available, i.e. zero-shot learning.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Text simplification (TS) is the task of modifying an original text into a simpler version of it."
                    },
                    {
                        "id": 1,
                        "string": "One of the main parameters for defining a suitable simplification is the target audience."
                    },
                    {
                        "id": 2,
                        "string": "Examples include elderly, children, cognitively impaired users, nonnative speakers and low-literacy readers."
                    },
                    {
                        "id": 3,
                        "string": "Traditionally, work on TS has been divided in lexical simplification (LS) and syntactic simplification (SS)."
                    },
                    {
                        "id": 4,
                        "string": "LS (Paetzold, 2016) deals with the identification and replacement of complex words or phrases."
                    },
                    {
                        "id": 5,
                        "string": "SS (Siddharthan, 2011) performs structural transformations such as changing a sentence from passive to active voice."
                    },
                    {
                        "id": 6,
                        "string": "However, most recent approaches learn transformations from corpora, addressing simplification at lexical and syntactic levels altogether."
                    },
                    {
                        "id": 7,
                        "string": "These include either learning tree-based transformations (Woodsend and Lapata, 2011; Paetzold and Specia, 2013) or using machine translation (MT)-based techniques (Zhu et al., 2010; Coster and Kauchak, 2011a; Wubben et al., 2012; Narayan and Gardent, 2014; Nisioi et al., 2017; Zhang and Lapata, 2017) ."
                    },
                    {
                        "id": 8,
                        "string": "This paper uses the latter type of technique, which treats TS as a monolingual MT task, where an original text is \"translated\" into its simplified version."
                    },
                    {
                        "id": 9,
                        "string": "In order to build MT-based models, a parallel corpus of original texts with their simplified counterparts is needed."
                    },
                    {
                        "id": 10,
                        "string": "For English, two main such corpora are available: Wikipedia-Simple Wikipedia (W-SW) (Zhu et al., 2010) and the Newsela Article Corpus."
                    },
                    {
                        "id": 11,
                        "string": "1 The former is a collection of original Wikipedia articles and their simplified versions created by volunteers."
                    },
                    {
                        "id": 12,
                        "string": "The latter consists of news articles professionally simplified for various specific audiences following the US school grade system."
                    },
                    {
                        "id": 13,
                        "string": "To build simplification models, the pairs of articles in these corpora have been aligned at the level of smaller units using standard algorithms (Coster and Kauchak, 2011b; Paetzold and Specia, 2016; Štajner et al., 2017) ."
                    },
                    {
                        "id": 14,
                        "string": "Based on the number of sentences involved in these alignments, one can categorise alignments into four types of coarse-grained simplification operations: • Identical: an original sentence is aligned to itself, i.e."
                    },
                    {
                        "id": 15,
                        "string": "no simplification is performed."
                    },
                    {
                        "id": 16,
                        "string": "• Elaboration: an original sentence is aligned to a single, rewritten simplified sentence."
                    },
                    {
                        "id": 17,
                        "string": "• One-to-many: splitting -an original sentence is aligned to 2+ simplified sentences."
                    },
                    {
                        "id": 18,
                        "string": "• Many-to-one: joining -2+ original sentences are aligned to a single simplified sentence."
                    },
                    {
                        "id": 19,
                        "string": "We hereafter refer to the unit of simplification, i.e."
                    },
                    {
                        "id": 20,
                        "string": "one or more original or simplified sentences, as instances."
                    },
                    {
                        "id": 21,
                        "string": "The Newsela corpus is seen as having higher quality than W-SW because its simplifications are created by professionals, following well defined guidelines (Xu et al., 2015) ."
                    },
                    {
                        "id": 22,
                        "string": "It is also larger which is preferable for training corpus-based models."
                    },
                    {
                        "id": 23,
                        "string": "More interestingly, the Newsela corpus has a feature that has been ignored thus far: Each instance in the corpus was created for readers with a certain school grade level."
                    },
                    {
                        "id": 24,
                        "string": "Each original article has a label indicating its corresponding grade level (from 12 to 2), and may have various simplified versions, each for a different grade level."
                    },
                    {
                        "id": 25,
                        "string": "For example, a level 12 article may have simplified counterparts for levels 8 and 4."
                    },
                    {
                        "id": 26,
                        "string": "In other words, the corpus contains instances where the same input leads to different outputs."
                    },
                    {
                        "id": 27,
                        "string": "Disregarding this factor may lead to suboptimal models."
                    },
                    {
                        "id": 28,
                        "string": "To avoid this problem, previous work (Alva-Manchego et al., 2017; Zhang and Lapata, 2017; Scarton et al., 2018b) has used subsets of the corpus with only certain combinations of complex-simplified article pairs, e.g."
                    },
                    {
                        "id": 29,
                        "string": "adjacent or non-adjacent pairs."
                    },
                    {
                        "id": 30,
                        "string": "This however reduces the amount of data available for training."
                    },
                    {
                        "id": 31,
                        "string": "We propose a way of making use of this information to build more informed TS models that are aware of different types of target audiences, while still making use of the full dataset for learning."
                    },
                    {
                        "id": 32,
                        "string": "Inspired by the work of Johnson et al."
                    },
                    {
                        "id": 33,
                        "string": "(2017) for MT, we add to each original instance an artificial token that represents the target grade level of that instance in order to guide a sequence-to-sequence attentional encoder-decoder neural approach (Bahdanau et al., 2015) ( §2)."
                    },
                    {
                        "id": 34,
                        "string": "In a similar vein, we also annotate the coarse-grained type of operation that should be performed to simplify the original instance, under the hypothesis that certain operations are more often used to simplify into certain grade levels."
                    },
                    {
                        "id": 35,
                        "string": "Deciding on the operation is an easier problem than performing the actual operation."
                    },
                    {
                        "id": 36,
                        "string": "We rely on both gold and predicted operation types."
                    },
                    {
                        "id": 37,
                        "string": "Experiments with models built with these artificial tokens outperform state-of-the-art neural models for TS, with the best approach combining grade level and type of operation ( §3)."
                    },
                    {
                        "id": 38,
                        "string": "Interestingly, such an approach also enables zero-shot TS, where a simplification for a grade level pair unseen at training time can still be generated during testing."
                    },
                    {
                        "id": 39,
                        "string": "We show that our zero-shot learning models perform virtually as well as our grade/operationinformed models ( §4)."
                    },
                    {
                        "id": 40,
                        "string": "To the best of our knowledge, this is the first work to build TS models for specific target audiences and to explore zero-shot learning for this application."
                    },
                    {
                        "id": 41,
                        "string": "System architecture Our approach follows that of Johnson et al."
                    },
                    {
                        "id": 42,
                        "string": "(2017) , a multilingual MT approach that adds an artificial token to encode the target language to the beginning of each source sentence in the parallel corpus."
                    },
                    {
                        "id": 43,
                        "string": "With this modified version of the corpus, a single encoder-decoder architecture is used to deal with different language pairs."
                    },
                    {
                        "id": 44,
                        "string": "Based on the tokens, the source sentences are encoded differently according to the target language they have been paired with in the corpus."
                    },
                    {
                        "id": 45,
                        "string": "Such an approach enables zeroshot MT, where a model is able to provide translations for language pairs it has not seem at training time."
                    },
                    {
                        "id": 46,
                        "string": "We apply three types of data manipulation, where artificial tokens are added to the beginning of original side of both training and test instances: • to-grade: the token corresponds to the grade level of the target instance, • operation: the token is one of the four possible coarse-grained operations that transforms the original into the simplified instance, • to-grade-operation: concatenation of the two above tokens."
                    },
                    {
                        "id": 47,
                        "string": "Different from the grade level, which can be available at test time simply by knowing the intended reader of the text, information about the operations to be performed, which we extracted from the parallel corpus, will not be available at test time."
                    },
                    {
                        "id": 48,
                        "string": "We use gold labels extracted from the parallel corpus for an oracle experiment but also use a classifier that predicts the operations for the test set based on those in the training data."
                    },
                    {
                        "id": 49,
                        "string": "We built a simple Naive Bayes classifier using the scikit-learn toolkit (Pedregosa et al., 2011) and nine features : • number of tokens / punctuation / content words / clauses, • ratio of the number of verbs / nouns / adjectives / adverbs / connectives to the number of content words."
                    },
                    {
                        "id": 50,
                        "string": "Table 1 shows examples of the tokens used when an original instance is marked to be simpli-to grade level 4 to grade level 2 to-grade <4> dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 51,
                        "string": "<2> dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 52,
                        "string": "operation <identical> dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 53,
                        "string": "<elaboration> dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 54,
                        "string": "to-grade-operation <4-identical> dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 55,
                        "string": "<2-elaboration> dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 56,
                        "string": "reference dusty handprints stood out against the rust of the fence near Sasabe."
                    },
                    {
                        "id": 57,
                        "string": "dusty handprints could be seen on the fence near Sasabe."
                    },
                    {
                        "id": 58,
                        "string": "For level 2 the reference is a rewrite and, therefore, the operation token is <elaboration>."
                    },
                    {
                        "id": 59,
                        "string": "We use OpenNMT 2 as our encoder-decoder architecture."
                    },
                    {
                        "id": 60,
                        "string": "Both encoder and decoder have two LSTM layers, hidden states of size 500 and dropout = 0.3."
                    },
                    {
                        "id": 61,
                        "string": "Global attention combined with input-feeding is used, as describe in (Luong et al., 2015) ."
                    },
                    {
                        "id": 62,
                        "string": "A model is trained for each dataset constructed with different artificial tokens for 13 epochs."
                    },
                    {
                        "id": 63,
                        "string": "The best model is selected according to perplexity on the development set."
                    },
                    {
                        "id": 64,
                        "string": "Figure 1 shows the architecture of the neural network, including attention and input-feeding."
                    },
                    {
                        "id": 65,
                        "string": "In this example, <token> represents the artificial token added to the pre-processed data."
                    },
                    {
                        "id": 66,
                        "string": "We evaluate our models with BLEU 3 (Papineni et al., 2002 ) (a proxy for grammaticality assessment), SARI (Xu et al., 2016) 4 (a proxy for simplicity assessment) and Flesch Reading Ease 5 (a 2 Torch version: http://opennmt.net/OpenNMT/ 3 The multi-blue.perl script from https://github."
                    },
                    {
                        "id": 67,
                        "string": "com/moses-smt/mosesdecoder 4 https://github.com/cocoxu/ simplification 5 https://github.com/mmautner/ readability proxy for readability assessment)."
                    },
                    {
                        "id": 68,
                        "string": "According to Xu et al."
                    },
                    {
                        "id": 69,
                        "string": "(2016) , BLEU shows high correlation with human scores for grammaticality and meaning preservation, whilst SARI shows high correlation with human scores for simplicity."
                    },
                    {
                        "id": 70,
                        "string": "Although previous work have also relied on human judgements of grammaticality, meaning preservation and simplicity, in our case such a type of evaluation is infeasible: we would need to involve judges with specific grade levels or rely on professionals who are experts in grade level-specific simplification to make such assessments."
                    },
                    {
                        "id": 71,
                        "string": "Reader-specific TS models Our version of the Newsela corpus has 550, 644 instance pairs (11M original tokens and 10M target tokens), which we randomly divided into training (440, 516 instances: 80%), development (55, 064 instances: 10%) and test (55, 064 instances: 10%) sets."
                    },
                    {
                        "id": 72,
                        "string": "Instances were aligned using the method by Paetzold and Specia (2016) ."
                    },
                    {
                        "id": 73,
                        "string": "Xu et al."
                    },
                    {
                        "id": 74,
                        "string": "(2015) report over 56K original sentences and approximately 305K sentences including the original ones and all simplification types."
                    },
                    {
                        "id": 75,
                        "string": "Our number of instance pairs is higher because we allowed alignments from original to all simplified versions and among simplified versions."
                    },
                    {
                        "id": 76,
                        "string": "An original article 0 may be aligned to up to four simplified versions: 1, 2, 3 and 4."
                    },
                    {
                        "id": 77,
                        "string": "For each article, the alignments were extracted between 0-{1,2,3,4}, 1-{2,3,4}, 2-{3,4} and 3-4, where available."
                    },
                    {
                        "id": 78,
                        "string": "Our corpus is also larger than the ones used in (Alva-Manchego et al., 2017; Scarton et al., 2018b) and (Zhang and Lapata, 2017) ."
                    },
                    {
                        "id": 79,
                        "string": "While the former use only adjacent levels (e.g."
                    },
                    {
                        "id": 80,
                        "string": "0-1, 1-2) and the latter only non-adjacent levels (e.g."
                    },
                    {
                        "id": 81,
                        "string": "0-2, 1-4), we make use of the full dataset."
                    },
                    {
                        "id": 82,
                        "string": "As baseline we trained a model using Open-NMT and the same hyperparameters as described in §2 on the entire Newsela corpus but without artificial tokens (s2s model)."
                    },
                    {
                        "id": 83,
                        "string": "The state-of-the-art model is represented by NTS, which was also trained on the entire corpus using a similar Open-NMT architecture with the same hyperparameters but additional pre-trained word embeddings as described in Nisioi et al."
                    },
                    {
                        "id": 84,
                        "string": "(2017) ."
                    },
                    {
                        "id": 85,
                        "string": "6 As shown in Table 2 the NTS system performs slightly worse than the baseline system according to BLEU and SARI."
                    },
                    {
                        "id": 86,
                        "string": "Although concatenating global and local embeddings has led to improvements for the W-SW corpus in (Nisioi et al., 2017 The best model is the one built with the <to-grade+operation> token with gold operations annotations (last row)."
                    },
                    {
                        "id": 87,
                        "string": "The second best system uses the gold <operation> token only."
                    },
                    {
                        "id": 88,
                        "string": "Therefore, knowing the operation type to be performed for a given instance provides valuable information."
                    },
                    {
                        "id": 89,
                        "string": "Even though the models with predicted operations ('pred' in Table 2 ) still outperform the baseline, they lag behind their counterparts built using gold operations."
                    },
                    {
                        "id": 90,
                        "string": "The main reason for that is the very simplistic classifier we used (average accuracy = 0.51, calculated using 10-fold crossvalidation)."
                    },
                    {
                        "id": 91,
                        "string": "In summary, s2s+to-grade is the best performing model in a real world scenario, given the low performance of 'pred' systems."
                    },
                    {
                        "id": 92,
                        "string": "A more informed classifier should lead to better results, but this left for future work; our goal was to show the potential of this information."
                    },
                    {
                        "id": 93,
                        "string": "The improvements in SARI are substantial: 7 points over the baseline even with the predicted operations."
                    },
                    {
                        "id": 94,
                        "string": "However, SARI aims to measure simplicity in general (not for specific grade levels)."
                    },
                    {
                        "id": 95,
                        "string": "Since human evaluation of the targeted simplification performed by our models is not feasible, we can only approximate the usefulness of our models by using readability metrics such 6 Equivalent to their best performing \"NTS-w2v\" version."
                    },
                    {
                        "id": 96,
                        "string": "as the Flesch-Kincaid Grade Level."
                    },
                    {
                        "id": 97,
                        "string": "This metric maps a text into a US grade level, which is the same grading provided in the Newsela corpus and, therefore, relevant for our study."
                    },
                    {
                        "id": 98,
                        "string": "Table 3 shows the Flesch-Kincaid results for the test set divided into the appropriate grade levels considering the outputs of s2s, s2s+to-grade and s2s+to-grade+operation (gold) models."
                    },
                    {
                        "id": 99,
                        "string": "Simplifications generated by s2s+to-grade and s2s+to-grade+operation are scored consistently closer to the appropriate grade, which does not happen with s2s."
                    },
                    {
                        "id": 100,
                        "string": "Table 3 : Flesch-Kincaid scores for instances of each grade level simplified using s2s, s2s+to-grade and s2s+to-grade+operation (gold) models."
                    },
                    {
                        "id": 101,
                        "string": "The last row of Table 3 shows the Mean Absolute Error (MAE) considering the Flesch-Kincaid Grade Level scores for the system outputs as the hypothesis and the expected grade level as the gold scores."
                    },
                    {
                        "id": 102,
                        "string": "Our s2s+to-grade and s2s+to-grade+operation (gold) models show lower error scores than the baseline system, which supports our hypothesis that such models produce more adequate outputs for targeted grade levels."
                    },
                    {
                        "id": 103,
                        "string": "Usefulness of the s2s+to-grade model The main advantage of s2s+to-grade is that a user can inform their grade level and retrieve a personalised simplification."
                    },
                    {
                        "id": 104,
                        "string": "Table 4 shows an example with different simplifications for an out-of-domain instance from the SimPA corpus (Scarton et al., 2018a) ."
                    },
                    {
                        "id": 105,
                        "string": "The same instance was given as input to the s2s+to-grade model with different artificial tokens according to the grade level that we want to achieve."
                    },
                    {
                        "id": 106,
                        "string": "The s2s system (second row) repeats the original instance (first row)."
                    },
                    {
                        "id": 107,
                        "string": "Conversely, our s2s+to-grade model is capable of distinguishing among different levels and produces personalised simplifications for each grade level."
                    },
                    {
                        "id": 108,
                        "string": "original We want to reassure you that we take fire safety very seriously and we are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 109,
                        "string": "s2s We want to reassure you that we take fire safety very seriously and we are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 110,
                        "string": "<10> We want to reassure you that we take fire safety very seriously and we are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 111,
                        "string": "<9> We want to reassure you that we take fire safety very seriously and we are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 112,
                        "string": "<8> We want to reassure you that we take fire safety very seriously and we are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 113,
                        "string": "<7> We want to reassure you that we take fire safety very seriously and we are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 114,
                        "string": "<6> We want to reassure you that we take fire safety very seriously."
                    },
                    {
                        "id": 115,
                        "string": "We are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 116,
                        "string": "<5> We want to reassure you that we take fire safety very seriously."
                    },
                    {
                        "id": 117,
                        "string": "We are doing everything we can to make sure our residents are safe."
                    },
                    {
                        "id": 118,
                        "string": "<4> We want to make sure we take fire safety very seriously."
                    },
                    {
                        "id": 119,
                        "string": "We are doing everything we can to make sure our people are safe."
                    },
                    {
                        "id": 120,
                        "string": "<3> We want to make sure people take fire safety very seriously."
                    },
                    {
                        "id": 121,
                        "string": "We are doing everything we can to make sure our people are safe."
                    },
                    {
                        "id": 122,
                        "string": "<2> We want to make sure people take fire safety very seriously."
                    },
                    {
                        "id": 123,
                        "string": "We are doing everything we can to make sure people are safe."
                    },
                    {
                        "id": 124,
                        "string": "Due to space restrictions, we only show results for three representative grade level pairs."
                    },
                    {
                        "id": 125,
                        "string": "These pairs have a large enough number of training and test instances and cover levels that are closer or further apart from each other."
                    },
                    {
                        "id": 126,
                        "string": "In addition, after removing them the training corpus still has enough instances of theĝ t as target grade level."
                    },
                    {
                        "id": 127,
                        "string": "Instances of the target but not the original level (or of the target language in MT) must exist for zero-shot to be possible."
                    },
                    {
                        "id": 128,
                        "string": "The distributions of the selected grade level pairs is shown in  In Table 6 , the s2s and s2s+to-grade models are the same as in Section 3, i.e."
                    },
                    {
                        "id": 129,
                        "string": "trained with the entire dataset without artificial tokens (s2s) or with artificial tokens (s2s+to-grade)."
                    },
                    {
                        "id": 130,
                        "string": "The zero-shot models (s2s+to-grade+zs) are trained with <to-grade> data, but after removing instances of the grade level pair <ĝ o ,ĝ t > under investigation, i.e."
                    },
                    {
                        "id": 131,
                        "string": "on a smaller dataset."
                    },
                    {
                        "id": 132,
                        "string": "For < 12, 7 > and < 12, 4 >, the zero-shot models outperform the baseline according to all metrics."
                    },
                    {
                        "id": 133,
                        "string": "In terms of SARI, for < 12, 7 > the zero-shot model is only marginally worse than the s2s+to-grade model."
                    },
                    {
                        "id": 134,
                        "string": "Conversely, s2s+to-grade+zs outperforms s2s+to-grade for < 12, 4 >, which is an impressive result."
                    },
                    {
                        "id": 135,
                        "string": "Finally, for < 6, 5 > all three models perform similarly."
                    },
                    {
                        "id": 136,
                        "string": "This may be explained by the proximity ofĝ o andĝ t , which means that instances must be considerably close to each other and therefore simplifications will be minor and have little impact in the scores."
                    },
                    {
                        "id": 137,
                        "string": "Conclusions We have presented an approach for TS that benefits from corpora built for various target audiences and allows building better models than generalpurpose ones."
                    },
                    {
                        "id": 138,
                        "string": "We have also shown that zero-shot learning is possible for TS, where instances of the original-target audience do not exist."
                    },
                    {
                        "id": 139,
                        "string": "As future work we intend to investigate (i) better classifiers to predict operation types and (ii) multi-task learning as an alternative way of building a single TS model for various specific target audiences."
                    },
                    {
                        "id": 140,
                        "string": "We also plan to run experiments with the W-SW corpus and using an improved classifier to train models with information on operations."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 40
                    },
                    {
                        "section": "System architecture",
                        "n": "2",
                        "start": 41,
                        "end": 70
                    },
                    {
                        "section": "Reader-specific TS models",
                        "n": "3",
                        "start": 71,
                        "end": 102
                    },
                    {
                        "section": "Usefulness of the s2s+to-grade model",
                        "n": "3.1",
                        "start": 103,
                        "end": 136
                    },
                    {
                        "section": "Conclusions",
                        "n": "5",
                        "start": 137,
                        "end": 140
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1179-Table1-1.png",
                        "caption": "Table 1: Examples of artificial tokens used.",
                        "page": 2,
                        "bbox": {
                            "x1": 77.75999999999999,
                            "x2": 519.36,
                            "y1": 61.44,
                            "y2": 151.2
                        }
                    },
                    {
                        "filename": "../figure/image/1179-Figure1-1.png",
                        "caption": "Figure 1: Neural model architecture.",
                        "page": 2,
                        "bbox": {
                            "x1": 112.8,
                            "x2": 249.12,
                            "y1": 450.71999999999997,
                            "y2": 588.9599999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1179-Table6-1.png",
                        "caption": "Table 6: Results of zero-shot experiments for TS.",
                        "page": 4,
                        "bbox": {
                            "x1": 329.76,
                            "x2": 504.0,
                            "y1": 301.44,
                            "y2": 437.28
                        }
                    },
                    {
                        "filename": "../figure/image/1179-Table4-1.png",
                        "caption": "Table 4: Examples of s2s+to-grade outputs when an original instance is simplified into different levels.",
                        "page": 4,
                        "bbox": {
                            "x1": 77.75999999999999,
                            "x2": 520.3199999999999,
                            "y1": 61.44,
                            "y2": 164.16
                        }
                    },
                    {
                        "filename": "../figure/image/1179-Table5-1.png",
                        "caption": "Table 5: Zero-shot data distribution.",
                        "page": 4,
                        "bbox": {
                            "x1": 92.64,
                            "x2": 271.2,
                            "y1": 511.68,
                            "y2": 553.92
                        }
                    },
                    {
                        "filename": "../figure/image/1179-Table2-1.png",
                        "caption": "Table 2: Results on the Newsela test set.",
                        "page": 3,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 294.24,
                            "y1": 276.48,
                            "y2": 360.96
                        }
                    },
                    {
                        "filename": "../figure/image/1179-Table3-1.png",
                        "caption": "Table 3: Flesch-Kincaid scores for instances of each grade level simplified using s2s, s2s+to-grade and s2s+to-grade+operation (gold) models.",
                        "page": 3,
                        "bbox": {
                            "x1": 318.71999999999997,
                            "x2": 514.0799999999999,
                            "y1": 239.51999999999998,
                            "y2": 355.2
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-39"
        },
        {
            "slides": {
                "0": {
                    "title": "Introduction",
                    "text": [
                        "I overall: build a computational model detecting semantic",
                        "I in this paper: distinguish metaphoric change from semantic",
                        "I How we do it:",
                        "I exploit the idea of semantic generality from hypernym",
                        "I apply entropy to distributional semantic model",
                        "I sample language German",
                        "I introduce the first resource for evaluation of models of"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Shortcomings of Related Work",
                    "text": [
                        "I Previous work includes mainly:",
                        "(i) spatial displacement models",
                        "(ii) word sense induction models",
                        "I quantify the degree of overall change rather than being able",
                        "to qualify different types",
                        "I do not examine metaphoric change"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Metaphoric Change",
                    "text": [
                        "I frequent and important type of semantic change",
                        "I source and target concept are related by similarity or a",
                        "earlier: ... mu ich mich vmbweltzen / vnd kan keinen schlaff in meine augen bringen",
                        "... I have to turn around and cannot bring sleep into my eyes.",
                        "later: Kinadon wollte den Staat umwalzen ...",
                        "Kinadon wanted to revolutionize the state ...",
                        "(ii) often results in more abstract or general meanings",
                        "assumption: (i) and (ii) imply extension and dispersion in the range of linguistic contexts"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Corpus",
                    "text": [
                        "I Deutsches Textarchiv (erweitert) (DTA)",
                        "I large: provides more than 2447 lemmatized and POS-tagged",
                        "texts (with more than 140M tokens)",
                        "I covers long time period: late 15th to the early 20th century",
                        "I balanced: includes literary and scientific texts as well as"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Word Entropy",
                    "text": [
                        "I corresponds to entropy of word vector",
                        "I is assumed to reflect semantic generality in hypernym",
                        "I is given by",
                        "where P(ci w) is the occurrence probability of context word ci given target word w",
                        "I measures the unpredictability of w s co-occurrences"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Evaluation",
                    "text": [
                        "I no standard test set of semantic or metaphoric change",
                        "I we create a small but first test set via annotation (28 items)",
                        "I annotators judged 560 context pairs for a metaphorical",
                        "(i) preselect 14 changing words",
                        "(ii) add 14 stable distractors",
                        "(iii) identify a date of change",
                        "(iv) extract 20 contexts for each target from before and after date of change",
                        "(v) for each word combine contexts between time periods randomly",
                        "(vi) annotation of context pairs"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Annotation",
                    "text": [
                        "I steps to identify metaphoric relation of C1 to C2:",
                        "Does any of these hold?:",
                        "I C1 is less concrete than C2",
                        "I C1 is less human-oriented than C2",
                        "I C1 is not related to bodily action in contrast to C2",
                        "I C1 is less precise than C2",
                        "if yes: does C1 contrast with C2 but can be understood in comparison with it?",
                        "I agreement: (Fleiss Kappa) between .40 and",
                        "I result is gold ranking of targets for strength of metaphoric"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "7": {
                    "title": "Annotation Results",
                    "text": [
                        "target POS type date meaning score",
                        "N met thunderstorm thunderstorm, blowup",
                        "Table 1 : Sample of test set items ordered by their annotated degree of metaphoric change."
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "Results",
                    "text": [
                        "Table 2 : Correlation () between predicted and gold ranks. Significance is determined with a t-test."
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "9": {
                    "title": "Result Analysis",
                    "text": [
                        "Von einem Bawren / welcher einem Kalbskopff die Augen austach.",
                        "About a Farmer / who cut out the eyes of a calfs head.",
                        "Sie wollen ihre Aufgabe nicht nur losen, sondern auch elegant, d. h. rasch losen, um Nebenbuhler auszustechen.",
                        "They not only wanted to solve their task, but also elegantly, i.e., solve it fast, in order to excel rivals.",
                        "Die Lufft ist hei / vnd gibt viel Blitzen vnd Donnerwetter ...",
                        "The air is hot / and there are many lightnings and thunderstorms ..."
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "10": {
                    "title": "Conclusions",
                    "text": [
                        "I you can annotate semantic change in a corpus (so do it)",
                        "I entropy correlates strongly and significantly with degree of",
                        "I frequency correlates moderately, but non-significantly on small",
                        "I annotation and model are generalizable to different types of"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                }
            },
            "paper_title": "German in Flux: Detecting Metaphoric Change via Word Entropy",
            "paper_id": "1187",
            "paper": {
                "title": "German in Flux: Detecting Metaphoric Change via Word Entropy",
                "abstract": "This paper explores the informationtheoretic measure entropy to detect metaphoric change, transferring ideas from hypernym detection to research on language change. We also build the first diachronic test set for German as a standard for metaphoric change annotation. Our model shows high performance, is unsupervised, language-independent and generalizable to other processes of semantic change.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Recently, computational linguistics has shown an increasing interest in language change."
                    },
                    {
                        "id": 1,
                        "string": "This interest is focused on making semantic change measurable."
                    },
                    {
                        "id": 2,
                        "string": "However, even though different types of semantic change are well-known in historical linguistics, little effort has been made to distinguish between them."
                    },
                    {
                        "id": 3,
                        "string": "A very basic distinction in historical linguistics is the one between innovative meaning change (also polysemization)e.g., German brüten 'breed' > 'breed, brood over sth."
                    },
                    {
                        "id": 4,
                        "string": "'-and reductive meaning change-e.g., German schinden 'to skin, torture' > 'to torture' (cf."
                    },
                    {
                        "id": 5,
                        "string": "Koch, 2016, p. 24-27) ."
                    },
                    {
                        "id": 6,
                        "string": "Metaphoric meaning change is an important sub-process of innovative meaning change."
                    },
                    {
                        "id": 7,
                        "string": "Hence, a computational model of semantic change should be able to distinguish metaphoric change from other-typically less strong-types of change."
                    },
                    {
                        "id": 8,
                        "string": "Such a model, particularly if applicable to different languages, would be beneficial for a number of areas: (i), historical linguists may test their theoretical claims about semantic change on a large-scale empirical basis going beyond the traditional corpus-based approaches; (ii), linguists and psychologists working on metaphor in language or cognition may benefit by gaining new insights into the diachronic aspects of metaphor which are not yet as central in these fields as the synchronic aspects; and, finally, (iii), the Natural Language Processing research community may benefit by applying the model presented here to a wide range of tasks in which polysemy and non-literalness are involved."
                    },
                    {
                        "id": 9,
                        "string": "Our aim is to build an unsupervised and language-independent computational model which is able to distinguish metaphoric change from semantic stability."
                    },
                    {
                        "id": 10,
                        "string": "We apply entropy (a measure of uncertainty inherited from information theory) to a Distributional Semantic Model (DSM)."
                    },
                    {
                        "id": 11,
                        "string": "In particular, we exploit the idea of semantic generality applied in hypernym detection, to detect metaphoric change as a special process of meaning innovation."
                    },
                    {
                        "id": 12,
                        "string": "German will serve as a sample language, since there is a rich historical corpus available covering a large time period."
                    },
                    {
                        "id": 13,
                        "string": "Nevertheless, our model is presumably applicable to other languages requiring only minor adjustments."
                    },
                    {
                        "id": 14,
                        "string": "With the model, we introduce the first resource for evaluation of models of metaphoric change and propose a structured annotation process that is generalizable to the creation of gold standards for other types of semantic change."
                    },
                    {
                        "id": 15,
                        "string": "1 In the next section, we give an overview of related work on semantic change and automatic detection of metaphor."
                    },
                    {
                        "id": 16,
                        "string": "In Section 3, the basic linguistic notions we focus on are introduced and connected to their distributional properties, followed by a description of the corpus used to obtain vector representations of words in Section 4."
                    },
                    {
                        "id": 17,
                        "string": "In Section 5, the information-theoretic measures we apply to word vectors are described."
                    },
                    {
                        "id": 18,
                        "string": "Section 6 presents the annotation study conducted to create a metaphoric change test set for German."
                    },
                    {
                        "id": 19,
                        "string": "Section 7 illustrates how the measures' predictions shall be evaluated."
                    },
                    {
                        "id": 20,
                        "string": "The results are presented and discussed in Section 8."
                    },
                    {
                        "id": 21,
                        "string": "Section 9 will then conclude and give a short outlook to further research objectives."
                    },
                    {
                        "id": 22,
                        "string": "Related Work There is a number of recent approaches to trace semantic change via distributional methods."
                    },
                    {
                        "id": 23,
                        "string": "This includes mainly (i), semantic similarity models assuming one sense for each word and then measuring its spatial displacement by a similarity metric (such as cosine) in a semantic vector space (Gulordava and Baroni, 2011; Kim et al., 2014; Xu and Kemp, 2015; Eger and Mehler, 2016; Hellrich and Hahn, 2016; Hamilton et al., 2016a,b) and (ii), word sense induction models (WSI) inferring for each word a probability distribution over different word senses (or topics) in turn modeled as a distribution over words (Wang and Mccallum, 2006; Bamman and Crane, 2011; Wijaya and Yeniterzi, 2011; Lau et al., 2012; Mihalcea and Nastase, 2012; Frermann and Lapata, 2016) ."
                    },
                    {
                        "id": 24,
                        "string": "Most of the similarity models seem to be limited to quantify the degree of overall change rather than being able to qualify different types of semantic change."
                    },
                    {
                        "id": 25,
                        "string": "2 Similarity metrics, in particular, were shown not to distinguish well between words on different levels of the semantic hierarchy (Shwartz et al., 2016) ."
                    },
                    {
                        "id": 26,
                        "string": "Thus, we cannot expect diachronic similarity models to reflect changes in the semantic generality of a word over time, which was described to be a central effect of semantic change (cf."
                    },
                    {
                        "id": 27,
                        "string": "Bybee, 2015, p. 197) ."
                    },
                    {
                        "id": 28,
                        "string": "Additionally, they often pose the problem of vector space alignment (especially when relying on word embeddings), occurring when word vectors from different time periods have to be mapped to a common coordinate axis (cf."
                    },
                    {
                        "id": 29,
                        "string": "Hamilton et al., 2016b Hamilton et al., , p. 1492 ."
                    },
                    {
                        "id": 30,
                        "string": "Diachronic WSI models, on the contrary, are able to detect at least innovative (and reductive) meaning change, as they are designed to induce newly arising senses of words."
                    },
                    {
                        "id": 31,
                        "string": "However, they do not measure how these senses relate to each other in terms of semantic generality."
                    },
                    {
                        "id": 32,
                        "string": "Hence, ad hoc, they may not be able to distinguish different subtypes of innovative meaning change such as metaphoric vs. metonymic change."
                    },
                    {
                        "id": 33,
                        "string": "They may fail to detect meaning changes where no new senses can be induced as, e.g., in grammaticalization."
                    },
                    {
                        "id": 34,
                        "string": "Moreover, some models require elaborate training (e.g., Frermann and Lapata, 2016) ."
                    },
                    {
                        "id": 35,
                        "string": "Apart from similarity and WSI models, Sagi et al."
                    },
                    {
                        "id": 36,
                        "string": "(2009) measure semantic broadening and narrowing of words (shifting upwards and downwards in the semantic taxonomy respectively) via semantic density calculated as the average cosine of its context word vectors."
                    },
                    {
                        "id": 37,
                        "string": "Just as word entropy, semantic density is based on the measurement of linguistic context dispersion (see Section 3.1)."
                    },
                    {
                        "id": 38,
                        "string": "However, this method is only applied in a case study with very limited scope in terms of the number of phenomena covered and there is no verification of the test items via annotation."
                    },
                    {
                        "id": 39,
                        "string": "Hence, it remains to be shown that the method can generally distinguish broadening and narrowing or other types of meaning innovation."
                    },
                    {
                        "id": 40,
                        "string": "Two previous approaches to language change exploit the notion of entropy."
                    },
                    {
                        "id": 41,
                        "string": "Juola (2003) describes language change on a very general level by computing the relative entropy (or KL-divergence) of language stages, i.e."
                    },
                    {
                        "id": 42,
                        "string": "intuitively speaking, measuring how well later stages of English encode a prior stage."
                    },
                    {
                        "id": 43,
                        "string": "Kisselew et al."
                    },
                    {
                        "id": 44,
                        "string": "(2016) are interested in the diachronic properties of conversion usingamong other measures-a word entropy measure."
                    },
                    {
                        "id": 45,
                        "string": "Finally, research on synchronic metaphor identification has applied a wide range of approaches, including binary classification relying on standard distributional similarity (Birke and Sarkar, 2006 ), text cohesion measures (Li and Sporleder, 2009 ), classification relying on abstractness cues (Turney et al., 2011; Köper and Schulte im Walde, 2016) or cross-lingual information (Tsvetkov et al., 2014) , and soft clustering (Shutova et al., 2013) , among others."
                    },
                    {
                        "id": 46,
                        "string": "As to our knowledge, no previous work has explicitly exploited the idea of generalization (via hypernymy models) in metaphor detection yet."
                    },
                    {
                        "id": 47,
                        "string": "Metaphoric Change Metaphoric change plays a fundamental role in semantic change (cf."
                    },
                    {
                        "id": 48,
                        "string": "e.g."
                    },
                    {
                        "id": 49,
                        "string": "Ferraresi, 2014, p. 15) ."
                    },
                    {
                        "id": 50,
                        "string": "Within the framework of Conceptual Metaphor Theory (Lakoff and Johnson, 1980) the metaphorical effect can be described as a mapping from a source domain to a target domain."
                    },
                    {
                        "id": 51,
                        "string": "Following the terminology from Koch (2016, p. 24 ) innovative meaning change, as opposed to reductive meaning change, is where the existing meaning M A (the source concept) of a word acquires a new meaning M B (the target concept)."
                    },
                    {
                        "id": 52,
                        "string": "Metaphoric Change is, then, a subcategory of innovative meaning change where M B is related to M A by similarity or a reduced comparison (cf."
                    },
                    {
                        "id": 53,
                        "string": "Koch, 2016, p. 47, and also Steen, 2010, p. 10) ."
                    },
                    {
                        "id": 54,
                        "string": "While language is often used ad hoc in a non-literal meaning in discourse, not every of these uses constitutes an instance of metaphoric change."
                    },
                    {
                        "id": 55,
                        "string": "Only when a metaphoric innovation is conventionalized within the language, we can speak of metaphoric meaning change (cf."
                    },
                    {
                        "id": 56,
                        "string": "Koch, 2016, p. 27 )."
                    },
                    {
                        "id": 57,
                        "string": "Consider German umwälzen as an example."
                    },
                    {
                        "id": 58,
                        "string": "In Early New High German the word was only used in the sense 'to turn around something or someone physically' (M A ) as in (1)."
                    },
                    {
                        "id": 59,
                        "string": "3 In Contemporary New High German, though, the word is also frequently used in the sense 'to change something (possibly abstract) radically' (M B ) as in (2)."
                    },
                    {
                        "id": 60,
                        "string": "(1) ...muß ich mich vmbweltzen / vnd kan keinen schlaff in meine augen bringen 4 '...I have to turn around and cannot bring sleep into my eyes.'"
                    },
                    {
                        "id": 61,
                        "string": "(2) Kinadon wollte den Staat umwälzen... 5 'Kinadon wanted to revolutionize the state...' Distributional Properties As Bybee (2015) notes, and is also commonly agreed-upon, \"metaphorical meaning changes create polysemy\" (p. 199, her italics)."
                    },
                    {
                        "id": 62,
                        "string": "Campbell (1998, p. 258 ) describes this effect as \"extensions in the meaning of a word\" occurring through metaphoric change."
                    },
                    {
                        "id": 63,
                        "string": "It is only logical to assume that such extensions in meaning range imply an extension in the range of linguistic contexts a word occurs in."
                    },
                    {
                        "id": 64,
                        "string": "This extension, then, distinguishes words undergoing such a change from semantically stable words, but also from words undergoing different types of meaning change such as reductive meaning change where we expect an oppositional effect: a reduction of the range of contexts a word occurs in."
                    },
                    {
                        "id": 65,
                        "string": "Polysemization (and thus context extension) is, yet, not only a typical property of metaphoric change but of all types of innovative meaning change such as metonymic change, generalization, specialization, and grammaticalization (cf."
                    },
                    {
                        "id": 66,
                        "string": "Heine and Kuteva, 2007, p. 35) ."
                    },
                    {
                        "id": 67,
                        "string": "However, recall that metaphor involves a mapping between two different domains (as introduced in Lakoff and Johnson 1980) in contrast to other types of meaning change, which is why we would expect a relatively strong effect on the contextual distribution here."
                    },
                    {
                        "id": 68,
                        "string": "Moreover, not only the range of a word's meanings influences the range of contexts it occurs in, but also the particular nature of the individual meanings has an influence."
                    },
                    {
                        "id": 69,
                        "string": "As research in hypernymy detection shows, words at different levels of semantic generality have different distributional properties (Rimell, 2014; Santus et al., 2014; Shwartz et al., 2016) ."
                    },
                    {
                        "id": 70,
                        "string": "According to the distributional informativeness hypothesis, semantically more general words are less informative than special words as they occur in more general contexts (Rimell, 2014; Santus et al., 2014) ."
                    },
                    {
                        "id": 71,
                        "string": "Hence, differences in semantic generality of source and target concept should be reflected by their contextual distribution."
                    },
                    {
                        "id": 72,
                        "string": "6 Such differences occur particularly with taxonomic meaning changes like generalization and specialization, but also with metaphoric change, as it often results in the emergence of more abstract meanings of a word."
                    },
                    {
                        "id": 73,
                        "string": "Consider, e.g., the development of German glänzend with 'luminous' as source and 'very good' as target concept."
                    },
                    {
                        "id": 74,
                        "string": "The source concept only applies to a rather limited range of entities, i.e., physical ones."
                    },
                    {
                        "id": 75,
                        "string": "The target concept, on the contrary, given its abstractness, applies to nearly every entity."
                    },
                    {
                        "id": 76,
                        "string": "Interpreting such changes of words as a change in their semantic generality, we now aim to examine how well it is measurable with distributional methods."
                    },
                    {
                        "id": 77,
                        "string": "Corpus For our investigation, we use the corpus of Deutsches Textarchiv (erweitert) (DTA), which is accessible online and downloadable for free."
                    },
                    {
                        "id": 78,
                        "string": "7 The DTA provides more than 2447 lemmatized and POS-tagged texts (with more than 140M tokens), covering a time period from the late 15 th to the early 20 th century."
                    },
                    {
                        "id": 79,
                        "string": "Thus, it covers the developments of German from (late) Early New High German to Contemporary New High German."
                    },
                    {
                        "id": 80,
                        "string": "The corpus is POS-tagged using the STTS tagset (Schiller et al., 1999) ."
                    },
                    {
                        "id": 81,
                        "string": "The texts used by DTA include literary and scientific texts as well as functional writings, e.g., cookbooks."
                    },
                    {
                        "id": 82,
                        "string": "DTA aims at providing a corpus with a roughly equivalent number of texts from each of the aforementioned genres."
                    },
                    {
                        "id": 83,
                        "string": "The corpus is preprocessed in standard ways."
                    },
                    {
                        "id": 84,
                        "string": "(Find details in Appendix A.)"
                    },
                    {
                        "id": 85,
                        "string": "For the creation of the co-occurrence matrices, from which we calculate word entropy and the other measures, a standard model of distributional semantics with a symmetric window of size 2 is used."
                    },
                    {
                        "id": 86,
                        "string": "Entropy In hypernym detection a number of wellestablished measures compare the semantic generality of words on the basis of their distributional generality (Weeds and Weir, 2003; Clarke, 2009; Kotlerman et al., 2009) ."
                    },
                    {
                        "id": 87,
                        "string": "A promising candidate measure seems to be word entropy, which is introduced in Santus (2013) and Santus et al."
                    },
                    {
                        "id": 88,
                        "string": "(2014) ."
                    },
                    {
                        "id": 89,
                        "string": "Amongst other advantages, word entropy is independently measurable over time, which avoids the problem of vector space alignment."
                    },
                    {
                        "id": 90,
                        "string": "Entropy in Information Theory The term 'Entropy' was first introduced by Shannon (1948) who laid the foundations of information theory."
                    },
                    {
                        "id": 91,
                        "string": "Intuitively, it measures the unpredictability of a system."
                    },
                    {
                        "id": 92,
                        "string": "The entropy H of a discrete random variable X with possible values {x 1 , ..., x n } and probability mass function P (X) (a probability distribution) is H(X) = − n i=1 P (x i ) log b P (x i ) (3) where b is typically equal to 2 or 10 (Shannon, 1948, cf."
                    },
                    {
                        "id": 93,
                        "string": "p. 11) ."
                    },
                    {
                        "id": 94,
                        "string": "Word Entropy."
                    },
                    {
                        "id": 95,
                        "string": "Examining language statistically, a word w may be represented by its distribution in a corpus."
                    },
                    {
                        "id": 96,
                        "string": "This distribution is determined by the contexts of w, i.e., the words it cooccurs with, and how often it co-occurs with them."
                    },
                    {
                        "id": 97,
                        "string": "The distribution of w is usually recorded in a matrix, intuitively a table where rows correspond to target word distributions and columns to context word distributions."
                    },
                    {
                        "id": 98,
                        "string": "Rows are typically referred to as vectors and the whole matrix spans a vector space."
                    },
                    {
                        "id": 99,
                        "string": "We can interpret w's (normalized) vector then as a probability distribution where word co-occurrences of w with any other corpus word w correspond to events in the probability distribution."
                    },
                    {
                        "id": 100,
                        "string": "More specifically, assuming that C and T are discrete random variables of occurrences of context and target words respectively, we say that w's vector estimates the conditional probability distribution of context words given target word w with discrete random variable C and a probability mass function defined by P (C | T = w)."
                    },
                    {
                        "id": 101,
                        "string": "For every c ∈ C, P (c | w) (the probability that the context word c will occur given the occurrence of w as target word) is estimated by F req(w,c) F req(w) ."
                    },
                    {
                        "id": 102,
                        "string": "8 Now, we can apply any notion from probability theory to this distribution."
                    },
                    {
                        "id": 103,
                        "string": "Hence, the entropy of w's probability distribution is given by H(C) = − n i=1 P (c i | w) log 2 P (c i | w) (4) The entropy of w's estimated probability distribution-for the sake of convenience we will just write H(w)-measures the unpredictability of w's co-occurrences, i.e., how hard it is to predict with which word w will co-occur if we look at a random occurrence of w. In hypernym detection, word entropy is assumed to reflect semantic generality."
                    },
                    {
                        "id": 104,
                        "string": "While here it is mostly used to compare pairs of different words for their semantic relations, e.g., whether one is the hypernym of the other, we will compare the word entropy of one and the same word w in different time periods assuming this to reflect w's semantic development with respect to its generality."
                    },
                    {
                        "id": 105,
                        "string": "Normalization Depending on corpus size and other factors, the frequency of each target word will vary strongly."
                    },
                    {
                        "id": 106,
                        "string": "On top of that, the number of types in the corpus increases with the progression of time."
                    },
                    {
                        "id": 107,
                        "string": "These factors influence word entropy (and also other measures) without being tied to semantic change."
                    },
                    {
                        "id": 108,
                        "string": "Hence, we need a way to normalize for them."
                    },
                    {
                        "id": 109,
                        "string": "We test essentially two ways of normalizing word entropy for word frequency: Matching Occurrence Number (MON)."
                    },
                    {
                        "id": 110,
                        "string": "The first strategy assumes that, for the most part, the influence of word frequency on word entropy comes from the increasing number of context types with increasing number of contexts n used to construct a word vector (where n is dependent on word frequency)."
                    },
                    {
                        "id": 111,
                        "string": "Hence, we can suppress the influence of word frequency by comparing only word vectors constructed from an equal number of contexts (cf."
                    },
                    {
                        "id": 112,
                        "string": "Kisselew et al., 2016) ."
                    },
                    {
                        "id": 113,
                        "string": "In order to make the vectors of all target words from all time periods comparable, we choose a common number of contexts n for all target words."
                    },
                    {
                        "id": 114,
                        "string": "Additionally, in order to diminish the influence of chance (because we do not use all contexts, we have to pick a random subset), we average over the entropies computed for a number of k vectors, each constructed from a different n-sized set of contexts."
                    },
                    {
                        "id": 115,
                        "string": "(Find information on the setting of hyperparameters in Appendix A.)"
                    },
                    {
                        "id": 116,
                        "string": "Ordinary Least Squares Regression (OLS)."
                    },
                    {
                        "id": 117,
                        "string": "Another way of normalizing entropy for frequency relies on the observation that there is a correlation between word entropy and word frequency."
                    },
                    {
                        "id": 118,
                        "string": "We try to approximate this relationship by fitting an OLS model to the observations from the corpus, where each observed word type is a data point."
                    },
                    {
                        "id": 119,
                        "string": "This approximation can then serve as a prediction for the expected change of a word's entropy given a certain change in the word's frequency."
                    },
                    {
                        "id": 120,
                        "string": "Deviations from this expectation can further be interpreted as the change in entropy solely related to semantic generality."
                    },
                    {
                        "id": 121,
                        "string": "In order to get a good approximation for each target word we only fit the model to the local n data points next to the target word in the independent variable (frequency)."
                    },
                    {
                        "id": 122,
                        "string": "In Figure 1 we see the result of fitting the model described by Equation 5 to the 1000 data points (from a specific time period) next to the data point for the adjective locker, 'loose', in the independent variable."
                    },
                    {
                        "id": 123,
                        "string": "As we can see, the data point for locker slightly deviates from the regression curve, more precisely, by ∆ = 0.136."
                    },
                    {
                        "id": 124,
                        "string": "Taking this as a starting point for the semantic development of locker (reference time) we can now calculate locker's ∆ in a later time period (focus time)."
                    },
                    {
                        "id": 125,
                        "string": "We assume that ∆ stays approximately equal if only locker's frequency changes."
                    },
                    {
                        "id": 126,
                        "string": "If ∆, however, increases, we assume that the word underwent meaning innovation."
                    },
                    {
                        "id": 127,
                        "string": "We apply an analogous procedure to all target words."
                    },
                    {
                        "id": 128,
                        "string": "entropy ∼ α + β ln(f requency) (5) Other Measures Word Frequency."
                    },
                    {
                        "id": 129,
                        "string": "Concerning frequency, a similar argument can be brought forward as in Section 3.1: When a word acquires a new meaning and can be applied to a wider range of entities, then we would expect the word to be used more often."
                    },
                    {
                        "id": 130,
                        "string": "Furthermore, it is well known that certain types of semantic change correlate with frequency."
                    },
                    {
                        "id": 131,
                        "string": "For instance, desemanticization comes with a strong increase in frequency (cf."
                    },
                    {
                        "id": 132,
                        "string": "Bybee, 2015, p. 133) ."
                    },
                    {
                        "id": 133,
                        "string": "For this, we use the frequency of a word w as a baseline to word entropy (parallel to the practice in hypernym detection)."
                    },
                    {
                        "id": 134,
                        "string": "In order to diminish the influence of corpus size we normalize word frequency F req(w) by the number of tokens N in the relevant slice of the corpus: F req n (w) = F req(w) N (6) Second-Order Word Entropy."
                    },
                    {
                        "id": 135,
                        "string": "A variant of word entropy used in hypernym detection is second-order word entropy where entropy is not calculated directly for the word w, but rather for its most-associated context words."
                    },
                    {
                        "id": 136,
                        "string": "Then the median of these is w's second-order word entropy (cf."
                    },
                    {
                        "id": 137,
                        "string": "Santus et al., 2014, p. 40) ."
                    },
                    {
                        "id": 138,
                        "string": "This measure relies on the hypothesis that the more semantically general a word is, the more it co-occurs with general context words."
                    },
                    {
                        "id": 139,
                        "string": "Presumably, this measure is more immune to the influence of word frequency, because not w's own frequency plays a role, but rather the frequency of its most-associated context words."
                    },
                    {
                        "id": 140,
                        "string": "This may be helpful where we have rather accidental differences in the frequency of a word in different time periods, e.g., due to corpus size or text sort."
                    },
                    {
                        "id": 141,
                        "string": "In such a setting we reckon regular (firstorder) word entropy to be more prone to these accidental factors than second-order word entropy."
                    },
                    {
                        "id": 142,
                        "string": "Diachronic Metaphor Annotation Humans often have different intuitions about what is a metaphor and what is not."
                    },
                    {
                        "id": 143,
                        "string": "According to Steen (2010, p. 2) \"the identification of metaphoric language has become a matter of controversy\"."
                    },
                    {
                        "id": 144,
                        "string": "Therefore, we did not want to rely solely on our own intuitions, but identify metaphoric change of words via annotation."
                    },
                    {
                        "id": 145,
                        "string": "A number of structured annotation guidelines for synchronic metaphor identification have been proposed (Pragglejaz Group, 2007; Steen, 2010; Shutova, 2015) ."
                    },
                    {
                        "id": 146,
                        "string": "Steen (cf."
                    },
                    {
                        "id": 147,
                        "string": "2010, p. 8) distinguishes between linguistic and conceptual metaphor annotation."
                    },
                    {
                        "id": 148,
                        "string": "We adopted the former approach, since we were less interested in the exact mapping underlying a metaphoric use of a word."
                    },
                    {
                        "id": 149,
                        "string": "The crucial difference to synchronic metaphor identification is that we did not want annotators to judge individual uses but pairs of uses of lexical units."
                    },
                    {
                        "id": 150,
                        "string": "9 The metaphoric relation between the source and the target concept involved in the metaphoric change of a word w should be reflected in w's individual uses which is a common methodological assumption in historical linguistics."
                    },
                    {
                        "id": 151,
                        "string": "Individual uses bearing the meaning of source or target concept allow humans to infer these meanings which can then be judged as being (non-)metaphorical to each other."
                    },
                    {
                        "id": 152,
                        "string": "We operationalize this observation as annotation procedure."
                    },
                    {
                        "id": 153,
                        "string": "Target Selection."
                    },
                    {
                        "id": 154,
                        "string": "We preselected the target items for annotation so that they were likely to have undergone metaphoric change."
                    },
                    {
                        "id": 155,
                        "string": "For this, we scanned the literature on metaphoric change in German such as Fritz (2006) and Keller and Kirschbaum (2003) ."
                    },
                    {
                        "id": 156,
                        "string": "The richest list we found in Paul (2002) (ca."
                    },
                    {
                        "id": 157,
                        "string": "140 items)."
                    },
                    {
                        "id": 158,
                        "string": "However, this could not be taken directly as a gold standard."
                    },
                    {
                        "id": 159,
                        "string": "We first checked for every item whether we could attest metaphoric change in the corpus."
                    },
                    {
                        "id": 160,
                        "string": "If so, we determined a rough date of change according to when we found the metaphoric meaning clearly established in the corpus."
                    },
                    {
                        "id": 161,
                        "string": "We then checked whether the item had an occurrence frequency above a threshold of 40 around the date of change."
                    },
                    {
                        "id": 162,
                        "string": "Only then the item was added to the test set for annotation."
                    },
                    {
                        "id": 163,
                        "string": "10 For every metaphoric target word m in the test set we added a semantically stable word s with the same POS-tag from the same frequency area."
                    },
                    {
                        "id": 164,
                        "string": "For this, we checked the words in the immediate vicinity to m in the total frequency rank (of the first half of the century in which m's change oc-curred) in DWDS, a rich online etymological dictionary of German."
                    },
                    {
                        "id": 165,
                        "string": "11 If there was no meaning change indicated and we could not attest a clear meaning change in the corpus, we added the word to the test set."
                    },
                    {
                        "id": 166,
                        "string": "Thereby, we balanced metaphoric and stable words with respect to frequency."
                    },
                    {
                        "id": 167,
                        "string": "Stable words comprise concrete words, e.g."
                    },
                    {
                        "id": 168,
                        "string": "Palast 'palace', as well as more abstract words, e.g."
                    },
                    {
                        "id": 169,
                        "string": "freundlich 'friendly'."
                    },
                    {
                        "id": 170,
                        "string": "The test set contains nouns, verbs and adjectives."
                    },
                    {
                        "id": 171,
                        "string": "(Find it in Appendix C.) Next, parallel to the corpus slicing (see Section 7), we selected 20 contexts from two time periods."
                    },
                    {
                        "id": 172,
                        "string": "These periods were set in such a way that one was located before and one after the pre-identified date of change."
                    },
                    {
                        "id": 173,
                        "string": "Supposing that a word occurs in n contexts in a certain time period, we ordered them according to publication date and picked every (n/20) th context guaranteeing that contexts are well-distributed over authors and the time period."
                    },
                    {
                        "id": 174,
                        "string": "Contexts with less than 10 words and obvious parsing errors were excluded in order to provide enough information for the annotators and to avoid contexts excluded by them."
                    },
                    {
                        "id": 175,
                        "string": "Finally, contexts from the earlier period were combined randomly with contexts from the later period yielding 20 context pairs for every target."
                    },
                    {
                        "id": 176,
                        "string": "The order of every second pair was switched, minimizing the possibility that annotators infer the chronology of contexts."
                    },
                    {
                        "id": 177,
                        "string": "The pairs of all 28 target words were randomly sampled such that individual judgments were less influenced by earlier judgments of the same target, resulting in 560 context pairs presented to the annotators."
                    },
                    {
                        "id": 178,
                        "string": "Annotation Procedure."
                    },
                    {
                        "id": 179,
                        "string": "Three annotators were asked to judge for each of the 560 context pairs whether one of the contexts admitted inference of a meaning of the target word which is related metaphorically to the meaning in the other context."
                    },
                    {
                        "id": 180,
                        "string": "(Find an example in Appendix B.)"
                    },
                    {
                        "id": 181,
                        "string": "The annotators were linguists, two of them were marginally acquainted with historical linguistics."
                    },
                    {
                        "id": 182,
                        "string": "The annotation guidelines are a combination and modification of the processes described by Pragglejaz Group (2007) , Steen (2010) and Shutova (2015) ."
                    },
                    {
                        "id": 183,
                        "string": "Whether a meaning of a target word in context 2 (M2) is metaphorically related to the meaning in context 1 (M1) should be identified in 3 steps: 1."
                    },
                    {
                        "id": 184,
                        "string": "For each word its meaning in context is established; 2."
                    },
                    {
                        "id": 185,
                        "string": "It is decided whether M1 can be seen as a more basic meaning than M2."
                    },
                    {
                        "id": 186,
                        "string": "This is the case when M2 is related to M1 in one or more of the following ways: (i), M2 is less concrete than M1; (ii), M2 is less human-oriented than M1; (iii), M2 is not related to bodily action in contrast to M1; (iv), M2 is less precise than M1."
                    },
                    {
                        "id": 187,
                        "string": "3."
                    },
                    {
                        "id": 188,
                        "string": "If this is the case, then it is decided whether M2 contrasts with M1 but can be understood in comparison with it."
                    },
                    {
                        "id": 189,
                        "string": "If yes, M2 is judged as being metaphorically related to M1, otherwise as not being metaphorically related to M1."
                    },
                    {
                        "id": 190,
                        "string": "Step 2 is intended to exclude cases of nonmetaphorical polysemy, for which a more basic meaning should not be identifiable (cf."
                    },
                    {
                        "id": 191,
                        "string": "Pragglejaz Group, 2007, p. 30) ."
                    },
                    {
                        "id": 192,
                        "string": "It is a rather liberal variation of the existing guidelines in that already the fact that one of the criteria holds is sufficient to consider M1 to be more basic than M2."
                    },
                    {
                        "id": 193,
                        "string": "This is because of cases like Feder, 'feather, springclip', Blatt, 'leaf, sheet, newspaper', and Haube, 'cap, cover, marriage, crest', whose meaning change would else not be captured, although we reckon it metaphoric: The change of Feder 'feather' > 'feather, springclip' does not fall under all criteria in step 2, e.g., there is no mapping from concrete to abstract."
                    },
                    {
                        "id": 194,
                        "string": "The existing guidelines seem to implicitly exclude such cases of metaphors, which we want to overcome."
                    },
                    {
                        "id": 195,
                        "string": "Future studies may opt for different decisions here."
                    },
                    {
                        "id": 196,
                        "string": "Step 3 guarantees that the two meanings identified are sufficiently distinct and that there can be a mapping established between them."
                    },
                    {
                        "id": 197,
                        "string": "We cannot guarantee that annotators judge the context pairs in exactly the way we prescribe in the guidelines."
                    },
                    {
                        "id": 198,
                        "string": "(Find the full guidelines in Appendix B.)"
                    },
                    {
                        "id": 199,
                        "string": "Annotation Results."
                    },
                    {
                        "id": 200,
                        "string": "Annotators reported that they found the task hard, which is not surprising given that some contexts dated back 400 years making it sometimes difficult to interpret them."
                    },
                    {
                        "id": 201,
                        "string": "Accordingly, we expected this to be reflected in the inter-annotator agreement."
                    },
                    {
                        "id": 202,
                        "string": "Annotator 1 and Annotator 2 had a moderate agreement of κ = .40 (Fleiss' Kappa) for earlier and .46 for later contexts, while Annotator 3 had poor agreement with both, Annotator 1 (.26, .26) and Annotator 2 (.32, .29)."
                    },
                    {
                        "id": 203,
                        "string": "Given this deviation, we excluded Annotator 3 from the evaluation."
                    },
                    {
                        "id": 204,
                        "string": "(Further evaluation is performed for the judgments of Annotator 1 and Annotator 2.)"
                    },
                    {
                        "id": 205,
                        "string": "The agreement we found is only slightly lower than in comparable synchronic studies."
                    },
                    {
                        "id": 206,
                        "string": "Pragglejaz Group (2007, p. 21 ), e.g., report a κ between 0.56 and 0.72 for different tasks."
                    },
                    {
                        "id": 207,
                        "string": "We can attribute the difference in agreement to the higher level of difficulty of the task the annotators were faced with."
                    },
                    {
                        "id": 208,
                        "string": "The annotation results are summarized in Table 1."
                    },
                    {
                        "id": 209,
                        "string": "Target words are ordered decreasingly according to the increase in metaphorically tagged contexts over time (last column)."
                    },
                    {
                        "id": 210,
                        "string": "In addition to κ we also give the share of items with perfect agreement (%A), since κ underestimates agreement on rare effects (Feinstein and Cicchetti, 1990) ."
                    },
                    {
                        "id": 211,
                        "string": "As you can see, the annotators overall confirmed our judgments of the targets, as most metaphoric targets are at the top of the list."
                    },
                    {
                        "id": 212,
                        "string": "Target words differ strongly in the strength of metaphoric change assigned to them: between 82% (Donnerwetter) and -14% (Haube)."
                    },
                    {
                        "id": 213,
                        "string": "Yet, most targets exhibit positive judgment, which we would expect from a test set containing metaphoric and stable targets."
                    },
                    {
                        "id": 214,
                        "string": "Striking is the position of Feder and Haube at the bottom, which are tagged even negatively metaphoric."
                    },
                    {
                        "id": 215,
                        "string": "This means that the share of metaphorically tagged contexts was higher for the earlier contexts."
                    },
                    {
                        "id": 216,
                        "string": "We conjecture that the reason for this is that both words were already used in other metaphoric meanings in earlier contexts."
                    },
                    {
                        "id": 217,
                        "string": "The high position of freundlich and fett presumably results from the fact that they are abstract adjectives."
                    },
                    {
                        "id": 218,
                        "string": "Metaphor identification for adjectives is more difficult than for nouns and verbs, because their meanings tend to be less concrete and precise (cf."
                    },
                    {
                        "id": 219,
                        "string": "Pragglejaz Group, 2007, p. 28) ."
                    },
                    {
                        "id": 220,
                        "string": "They are typically applicable to a wider range of entities, increasing the probability to encounter a context pair in our study with two uses differing in abstractness and preciseness."
                    },
                    {
                        "id": 221,
                        "string": "We will pay particular attention to the targets rated differently by us and the annotators in the analysis of the measures' predictions."
                    },
                    {
                        "id": 222,
                        "string": "Evaluation As with Gulordava and Baroni (2011) or Hamilton et al."
                    },
                    {
                        "id": 223,
                        "string": "(2016b) , we assess the measures' performance by comparing their predictions in a corpus against a gold standard."
                    },
                    {
                        "id": 224,
                        "string": "Our gold standard is the rank of target words in Table 1 time period 1 before the starting point of change and in a time period 2 after that."
                    },
                    {
                        "id": 225,
                        "string": "We then compute the difference d in values between period 1 and 2 for each target word and further rank the target words according to d. Next, we compute the rank correlation between each of these predicted ranks and the gold rank as a performance measure."
                    },
                    {
                        "id": 226,
                        "string": "Time period 1 is usually the century before and period 2 the century after the century of change, e.g., ausstechen (1739) will be compared in 1600-1700 and 1800-1900."
                    },
                    {
                        "id": 227,
                        "string": "(Only for targets from 1800-1900 time period 2 is different, i.e., 1850-1926, since the corpus version we use only contains texts until 1926.)"
                    },
                    {
                        "id": 228,
                        "string": "Stable words are compared in the same time periods as their metaphoric counterparts (see Section 6)."
                    },
                    {
                        "id": 229,
                        "string": "With this procedure we have the possibility to evaluate the measures (i), only on targets from the same century, fixing influential side factors such as corpus size, and (ii), on all targets, which is a much harder task."
                    },
                    {
                        "id": 230,
                        "string": "(Find a list of time periods with corpus sizes in Appendix A.)"
                    },
                    {
                        "id": 231,
                        "string": "Table 2 shows Spearman's ρ quantifying the correlation between the measures' predicted ranks and the gold standard rank."
                    },
                    {
                        "id": 232,
                        "string": "We can directly see that word entropy (H) correlates significantly with the gold rank in different conditions."
                    },
                    {
                        "id": 233,
                        "string": "Moreover, the ranking it predicts for targets from 1700-1800 correlates much stronger (.64) with the gold rank than the other measures' predictions."
                    },
                    {
                        "id": 234,
                        "string": "Note that the correlation is highly significant despite the relatively small sample size."
                    },
                    {
                        "id": 235,
                        "string": "In the harder condition, where we look at the ranks across different time periods, H still correlates significantly and stronger than all other measures with the gold rank."
                    },
                    {
                        "id": 236,
                        "string": "However, apart from H, the conclusions we can draw about the other measures can only be preliminary, as there is no significance for their predicted ranks."
                    },
                    {
                        "id": 237,
                        "string": "Results At first glance, the normalized versions of entropy do not perform as expected: H MON never outperforms frequency and shows even negative correlation in one time period."
                    },
                    {
                        "id": 238,
                        "string": "Since we reckoned that the reason for this is the low setting of the hyperparameter n = 29 (which we adopted with the intention to construct all vectors from a common number of contexts), we also tested the measure on target words from 1700-1800 with a setting of n such that the maximum number of contexts is used to construct the word vector and the number of vectors to average over k = 10."
                    },
                    {
                        "id": 239,
                        "string": "In this setting H MON 's prediction has a highly significant correlation with the gold rank which is comparable in strength to H. Notably, H OLS has the best performance for targets from 1800-1900."
                    },
                    {
                        "id": 240,
                        "string": "We tried out different hyperparameter settings and found that our initial choice of the data window size n = 1000 may also not have been optimal, as higher n yield better, yet non-significant, results: n = 500/10000/20000/50000 yields ρ = 0.19/0.32/0.31/0.21 respectively, for targets from 1700-1800."
                    },
                    {
                        "id": 241,
                        "string": "Another factor possibly biasing H OLS are different variances in different corpora or frequency areas which may also connect to our observation that the measure correlates negatively with absolute changes in frequency, i.e., decrease in frequency often leads to increase in H OLS and vice versa."
                    },
                    {
                        "id": 242,
                        "string": "H 2 consistently performs poorly."
                    },
                    {
                        "id": 243,
                        "string": "Moreover, testing of different values for N yields a wide range of ρ values between -0.29 and 0.42 for targets from 1700-1800, not allowing conclusions on the performance of the measure because the correlation is not significant."
                    },
                    {
                        "id": 244,
                        "string": "Analyzing the predicted ranks reveals interesting insights."
                    },
                    {
                        "id": 245,
                        "string": "H and its normalized siblings rank Donnerwetter, which is at the top of the gold rank, at the very bottom."
                    },
                    {
                        "id": 246,
                        "string": "This is, presumably, because in its later metaphoric sense 'blowup' the word can be used as an interjection in very short sentences as in (7)."
                    },
                    {
                        "id": 247,
                        "string": "(7) Potz Donnerwetter!"
                    },
                    {
                        "id": 248,
                        "string": "12 'Man alive!'"
                    },
                    {
                        "id": 249,
                        "string": "This narrows down Donnerwetter's contextual distribution due to our model only considering words within a sentence as context."
                    },
                    {
                        "id": 250,
                        "string": "H 2 and frequency are not sensitive to this and rank the word much higher."
                    },
                    {
                        "id": 251,
                        "string": "This shows that, (i), different factors play a role in determining the contextual distribution of a word suggesting that a model of semantic change should incorporate different types of information and, (ii), that H 2 and frequency may still be helpful in detecting metaphoric change in certain settings."
                    },
                    {
                        "id": 252,
                        "string": "The dominance of H may also be a hint to this direction: Word entropy combines frequency and contextual distribution as it is influenced by both."
                    },
                    {
                        "id": 253,
                        "string": "Feder and Haube from the very bottom of the gold rank are not beyond the bottom-items of any measure's prediction."
                    },
                    {
                        "id": 254,
                        "string": "In H's prediction, which is the best-performing measure, they rank near the middle (12, 18) ."
                    },
                    {
                        "id": 255,
                        "string": "This indicates that their position at the bottom of the gold rank may not accurately reflect the semantic change they underwent."
                    },
                    {
                        "id": 256,
                        "string": "Similarly for the adjectives freundlich and fett ranking in all predictions near middle or lower (for H: 18, 10)."
                    },
                    {
                        "id": 257,
                        "string": "We still have to assess how these words behave in future studies."
                    },
                    {
                        "id": 258,
                        "string": "Conclusion Semantic generality is an important indicator of semantic change."
                    },
                    {
                        "id": 259,
                        "string": "As Bybee (cf."
                    },
                    {
                        "id": 260,
                        "string": "2015, p. 197 ) puts it, generalization and specialization are two basic principles of meaning change."
                    },
                    {
                        "id": 261,
                        "string": "We proposed a 12 Hauptmann, Gerhart: Der Biberpelz."
                    },
                    {
                        "id": 262,
                        "string": "Berlin, 1893. way to detect metaphoric change based on semantic generality and built a test set for the evaluation of computational models of metaphoric change in German."
                    },
                    {
                        "id": 263,
                        "string": "We proposed an annotation procedure strictly derived from comparable synchronic work and showed that annotators can show reasonable agreement."
                    },
                    {
                        "id": 264,
                        "string": "Different distributional measures based on the information-theoretic concept of entropy were compared against the annotators judgments and it was found that raw word entropy correlates strongly and significantly with the gold rank in different settings in contrast to most other entropy measures and frequency."
                    },
                    {
                        "id": 265,
                        "string": "We found evidence that H MON predicts well with certain parameter settings."
                    },
                    {
                        "id": 266,
                        "string": "Both, the annotation procedure and the computational model, are generalizable to different types of semantic change."
                    },
                    {
                        "id": 267,
                        "string": "Moreover, our model is unsupervised and language-independent as it relies, in principle, on minimal linguistic input, since entropy can be computed already from a raw token co-occurrence matrix."
                    },
                    {
                        "id": 268,
                        "string": "Yet, the model profits from richer input as indicated in Shwartz et al."
                    },
                    {
                        "id": 269,
                        "string": "(2016) ."
                    },
                    {
                        "id": 270,
                        "string": "Future studies should test how well word entropy distinguishes metaphoric change from other types of meaning innovation and how well it detects innovative and reductive meaning change in general."
                    },
                    {
                        "id": 271,
                        "string": "The latter may be tested straightforwardly on the English data of Gulordava and Baroni (2011) and Hamilton et al."
                    },
                    {
                        "id": 272,
                        "string": "(2016b) ."
                    },
                    {
                        "id": 273,
                        "string": "In doing so, it will be interesting to see how our model performs in comparison to diachronic similarity and WSI models."
                    },
                    {
                        "id": 274,
                        "string": "which is suggested by the work of Shwartz et al."
                    },
                    {
                        "id": 275,
                        "string": "(2016) ."
                    },
                    {
                        "id": 276,
                        "string": "For MON entropy normalization we choose n = 29, because that is the lowest context number of a word in one of its two relevant time periods, and k = 10000."
                    },
                    {
                        "id": 277,
                        "string": "For OLS normalization we choose n = 1000."
                    },
                    {
                        "id": 278,
                        "string": "A.2 Corpus Preprocessing Words that occur less than 5 times in the whole corpus, functional words and punctuation are deleted."
                    },
                    {
                        "id": 279,
                        "string": "As functional words we regard those which are not tagged with a POS-tag starting with either 'N', 'V' or 'AD'."
                    },
                    {
                        "id": 280,
                        "string": "Every token is then replaced by its lemma form combined with the starting of its POS-tag, e.g., geht is replaced by gehen:V. Note that both diachronic lemmatization and POS-tagging are provided by DTA."
                    },
                    {
                        "id": 281,
                        "string": "Steen, 2010, p. 10) Note that the annotation process described below is a combination and modification of the processes described by Pragglejaz Group (2007) , Steen (2010) and Shutova (2015) ."
                    },
                    {
                        "id": 282,
                        "string": "B.2 Annotation Process You will be given an OpenOffice table document with approximately 560 lines."
                    },
                    {
                        "id": 283,
                        "string": "In every line you will see in columns 2 and 3 two uses of a word (the target word contained in column 1) with its surrounding contexts."
                    },
                    {
                        "id": 284,
                        "string": "The relevant word is marked in bold font in both contexts."
                    },
                    {
                        "id": 285,
                        "string": "1."
                    },
                    {
                        "id": 286,
                        "string": "For each such use of a word establish its meaning in context, that is, how it applies to an entity, relation, or attribute in the situation evoked by the text (contextual meaning)."
                    },
                    {
                        "id": 287,
                        "string": "Take into account what comes before and after the word."
                    },
                    {
                        "id": 288,
                        "string": "Note that the word might be used differently from what you are familiar with."
                    },
                    {
                        "id": 289,
                        "string": "Don't let yourself be confused by alternative spelling."
                    },
                    {
                        "id": 290,
                        "string": "2."
                    },
                    {
                        "id": 291,
                        "string": "Try to find an interpretation where the meaning in the second context (M2) is related to the meaning in the first context (M1) in one or more of the following ways: • M2 is less concrete than M1 (what it evokes is harder to imagine, see, hear, feel, smell, and taste); • M2 is less human-oriented than M1; • M2 is not related to bodily action in contrast to M1; • M2 is less precise than M1 (precise as opposed to vague)."
                    },
                    {
                        "id": 292,
                        "string": "3."
                    },
                    {
                        "id": 293,
                        "string": "If M2 is indeed related to M1 in one or more of these ways, decide whether M2 contrasts with M1 but can be understood in comparison with it."
                    },
                    {
                        "id": 294,
                        "string": "(See below for an example.)"
                    },
                    {
                        "id": 295,
                        "string": "4."
                    },
                    {
                        "id": 296,
                        "string": "(i) If yes, fill in 1 into the column headed by 'M2 is metaphorically related to M1', judging M2 as being metaphorically related to M1."
                    },
                    {
                        "id": 297,
                        "string": "(ii) If no, fill in 0 into the column headed by 'M2 is is metaphorically related to M1', judging M2 as not being metaphorically related to M1."
                    },
                    {
                        "id": 298,
                        "string": "(iii) If you cannot decide, e.g., because the word marked in bold font doesn't match the word shown in column 1 in meaning or part of speech, you don't understand either of the contexts, one is too unspecific or other reasons, don't perform evaluation, fill in a 1 into the comments column and go on to the next test item."
                    },
                    {
                        "id": 299,
                        "string": "5."
                    },
                    {
                        "id": 300,
                        "string": "Compare the two meanings in the other direction, i.e., decide whether M1 is metaphorically related to M2 by going through steps 2 to 4 and fill your judgment into the column headed by 'M1 is metaphoric compared to M2'."
                    },
                    {
                        "id": 301,
                        "string": "Please make sure that you don't change anything in the file apart from column width, your judgments and comments."
                    },
                    {
                        "id": 302,
                        "string": "Finally, return the annotated document to the above-mentioned email address."
                    },
                    {
                        "id": 303,
                        "string": "If you have any further questions on the task, don't hesitate to ask."
                    },
                    {
                        "id": 304,
                        "string": "B.3 Annotation Example The following example illustrates how the procedure operates in practice."
                    },
                    {
                        "id": 305,
                        "string": "Consider Table 4 as an example table similar to the one you will receive for annotation."
                    },
                    {
                        "id": 306,
                        "string": "In line 1 you need to compare two uses of the word umwälzen."
                    },
                    {
                        "id": 307,
                        "string": "In context 1 umwälzen is used in the sense 'to turn around something or someone physically' (M1)."
                    },
                    {
                        "id": 308,
                        "string": "This contrasts with its use in context 2 where it is used in the sense 'to change something radically' (M2)."
                    },
                    {
                        "id": 309,
                        "string": "M2 is clearly less concrete than M1 and not necessarily related to bodily action."
                    },
                    {
                        "id": 310,
                        "string": "Moreover, M2 is less precise, since we may have greater disagreement about the question whether something 'changed radically' than we may have on the question whether someone or something (was) turned around."
                    },
                    {
                        "id": 311,
                        "string": "(You may have a different intuition here, which should then be reflected in your judgment accordingly.)"
                    },
                    {
                        "id": 312,
                        "string": "Now, as we saw, M2 contrasts with M1."
                    },
                    {
                        "id": 313,
                        "string": "However, it can be understood in comparison with it: We can understand abstract change in terms of physical or local change."
                    },
                    {
                        "id": 314,
                        "string": "Consequently, we fill in 1 in the column headed by 'M2 is metaphorically related to M1', judging M2 to be metaphorically related to M1."
                    },
                    {
                        "id": 315,
                        "string": "And, for the same reasons as mentioned above, we fill in a 0 in the column headed by 'M1 is metaphorically related to M2'."
                    },
                    {
                        "id": 316,
                        "string": "In line 2 both meanings of umwälzen, M1 and M2, are similarly concrete, human-oriented, related to bodily action and precise."
                    },
                    {
                        "id": 317,
                        "string": "They don't contrast with each other."
                    },
                    {
                        "id": 318,
                        "string": "(You may want to say that they are equal.)"
                    },
                    {
                        "id": 319,
                        "string": "Hence, neither meaning has a metaphoric relation to the other."
                    },
                    {
                        "id": 320,
                        "string": "Consequently, we fill in 0 into both columns."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 21
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 22,
                        "end": 46
                    },
                    {
                        "section": "Metaphoric Change",
                        "n": "3",
                        "start": 47,
                        "end": 60
                    },
                    {
                        "section": "Distributional Properties",
                        "n": "3.1",
                        "start": 61,
                        "end": 76
                    },
                    {
                        "section": "Corpus",
                        "n": "4",
                        "start": 77,
                        "end": 85
                    },
                    {
                        "section": "Entropy",
                        "n": "5",
                        "start": 86,
                        "end": 89
                    },
                    {
                        "section": "Entropy in Information Theory",
                        "n": "5.1",
                        "start": 90,
                        "end": 127
                    },
                    {
                        "section": "Other Measures",
                        "n": "5.2",
                        "start": 128,
                        "end": 141
                    },
                    {
                        "section": "Diachronic Metaphor Annotation",
                        "n": "6",
                        "start": 142,
                        "end": 221
                    },
                    {
                        "section": "Evaluation",
                        "n": "7",
                        "start": 222,
                        "end": 236
                    },
                    {
                        "section": "Results",
                        "n": "8",
                        "start": 237,
                        "end": 257
                    },
                    {
                        "section": "Conclusion",
                        "n": "9",
                        "start": 258,
                        "end": 320
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1187-Table4-1.png",
                        "caption": "Table 4: Example Annotation Table",
                        "page": 13,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 531.36,
                            "y1": 63.839999999999996,
                            "y2": 368.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1187-Table5-1.png",
                        "caption": "Table 5: Historical data: sta (stable), met (metaphoric). The date column indicates the year of the occurrence of the change for metaphoric items, but the year of the first occurrence for stable items. The last column (freq.) lists the frequency of the lexeme in the first half of the century in which the corresponding metaphoric change occurs.",
                        "page": 13,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 307.2,
                            "y1": 432.47999999999996,
                            "y2": 700.3199999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1187-Table1-1.png",
                        "caption": "Table 1: Annotation results divided into judgments for earlier and later contexts. %+ contains the share of metaphorically tagged items in all items for the respective target word on which there was perfect agreement. %A gives the share of items with perfect agreement and κ the Fleiss’ Kappa score for all annotators. The last column, ∆%+, contains the relative increase or decrease in metaphorically tagged items over time calculated by (%+later) − (%+earlier). Rows are ordered decreasingly according to the values in ∆%+.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 291.36,
                            "y1": 63.839999999999996,
                            "y2": 267.36
                        }
                    },
                    {
                        "filename": "../figure/image/1187-Table3-1.png",
                        "caption": "Table 3: Time periods for evaluation and their respective corpus sizes after preprocessing.",
                        "page": 11,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 288.0,
                            "y1": 316.8,
                            "y2": 336.0
                        }
                    },
                    {
                        "filename": "../figure/image/1187-Table2-1.png",
                        "caption": "Table 2: Summary of the predictions of word entropy (H), H normalized via MON (HMON), H normalized via OLS (HOLS), second-order word entropy (H2) and normalized frequency (Freqn) for the respective subset of target words from our test set for each time period. Values in cells refer to Spearman’s rank correlation coefficient ρ between the individual measure’s predicted rank and the relevant subrank from the annotated gold standard (Table 1).",
                        "page": 8,
                        "bbox": {
                            "x1": 81.6,
                            "x2": 281.28,
                            "y1": 500.64,
                            "y2": 568.3199999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1187-Figure1-1.png",
                        "caption": "Figure 1: Example of OLS for locker",
                        "page": 4,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 525.12,
                            "y1": 61.44,
                            "y2": 227.04
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-40"
        },
        {
            "slides": {
                "0": {
                    "title": "Emojis are Ubiquitous",
                    "text": [
                        "A study found that half of social media text contains emojis",
                        "The same parts of the brain are activated as when we look at a real human face",
                        "Oxford Dictionaries named Face",
                        "With Tears of Joy",
                        "Word of the year",
                        "http://instagram-engineering.tumblr.com/post/117889701472/emojineering-part-1-machine-learning-for-emoji Emoticons in mind: An event-related potential study by Churches O, Nicholls M, Thiessen M, Kohler M, Keage H (2014)"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Goal Emoji based Lexical Resources",
                    "text": [
                        "Standard word embeddings are not interpretable",
                        "Capture relationships among words only",
                        "No relationships between emotion and words",
                        "Interpretable Word Vectors based on",
                        "No lexicon for emoji-emotions yet",
                        "Use emoji to derive features/emotions for arbitrary words Emotion Text"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "3": {
                    "title": "Data Acquisition and Lexicons",
                    "text": [
                        "Collected ~20M tweets over a period of 1 year",
                        "100 tweets per day for each of 620 most frequently used emoji",
                        "Every single tweet contains at least one emoji",
                        "No more than 5 tweets from an individual user",
                        "Each tweet contains tweet-id, text, username, date, retweets, favorites, geo-location, emoji, hashtags"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Vector Induction",
                    "text": [
                        "Word2Vec on Tweets corpus",
                        "word word2 .. w ord",
                        "em oji em oji em oji3 e moji620",
                        "Cosine_Similarity( word2 , emoji3"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "6": {
                    "title": "Task WASSA Shared Task",
                    "text": [
                        "EmoInt WASSA Shared Task",
                        "Task: given a tweet and an emotion X, determine the intensity or degree of emotion",
                        "X felt by the speaker",
                        "Predicts the intensity of emotions in Tweets",
                        "Intensities are real valued scores in [0,1]",
                        "Emotions: classified as anger, fear, joy, sadness",
                        "Approach: Supervised Learning Method",
                        "Random Forest regressor with 800 trees",
                        "Combines many features including the output of a CNN-LSTM network that uses our Emoji Vectors as the word embedding"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "7": {
                    "title": "EmoInt Results Including Other Baselines",
                    "text": [
                        "Methods Anger Fear Joy Sadness Average Dim",
                        "Pearson Correlations between Gold Score and Predicted Emotion Score for Tweets"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "9": {
                    "title": "Sentiment Score Generation",
                    "text": [
                        "Evaluating Sentiment of Emojis",
                        "NRC EmoLex is used to capture sentiment words from EmoTag",
                        "Find top K words (based on EmoTag Similarity Scores) for a given emoji",
                        "Aggregated similarity scores (K=3) are the final sentiment score for that emoji",
                        "Evaluation we use Sentiment of Emojis by Novak et al. as ground truth"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "10": {
                    "title": "Sentiment Score Evaluation",
                    "text": [
                        "Comparison of Emoji Sentiment Score",
                        "Pearson Correlations of Our Sentiment",
                        "Score and Novaks Score"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": [
                        "figure/image/1189-Table5-1.png",
                        "figure/image/1189-Table4-1.png"
                    ]
                },
                "11": {
                    "title": "Emotion Score Generation",
                    "text": [
                        "Evaluating Emotion of Emojis",
                        "NRC EmoLex is used to capture emotion words from EmoTag",
                        "Rank top K words (based on EmoTag SImilarity Scores) for a given emoji",
                        "Weighted average scores (K=3) are the final emotion score for a given emoji",
                        "Affect Intensity Lexicon from NRC is used to reproduce their score using EmoTag",
                        "Rank top K emojis (based on EmoTag SImilarity Scores) for a given word",
                        "Arithmetic mean (K=10) is the final emotion scores for that word",
                        "Emoji2Emotion is used to predict Emotion Label for Emojis"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "12": {
                    "title": "Emotion Score Evaluation 1",
                    "text": [
                        "Snapshot of Proposed Emotion Score for Emojis",
                        "Pearson Correlations of Our Score & Gold Score for Affect Intensity Lexicon"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": [
                        "figure/image/1189-Table7-1.png"
                    ]
                },
                "13": {
                    "title": "Emotion Score Evaluation 2",
                    "text": [
                        "A comparison between Emoji2EMotion (E2E) and EmoTag"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "14": {
                    "title": "Conclusion EmoTag",
                    "text": [
                        "Its a huge and meaningful collection of Emoji centric Tweets",
                        "It shows how emojis and words co-occur in social media, including their connection to emotions",
                        "It provides a unique way to create interpretable word embedding with the help of emoji",
                        "Contact - abu.shoeb@rutgers.edu All resources can be found at http://emoji.nlproc.org"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                }
            },
            "paper_title": "EmoTag -Towards an Emotion-Based Analysis of Emojis",
            "paper_id": "1189",
            "paper": {
                "title": "EmoTag -Towards an Emotion-Based Analysis of Emojis",
                "abstract": "Despite being a fairly recent phenomenon, emojis have quickly become ubiquitous. Besides their extensive use in social media, they are now also invoked in customer surveys and feedback forms. Hence, there is a need for techniques to understand their sentiment and emotion. In this work, we provide a method to quantify the emotional association of basic emotions such as anger, fear, joy, and sadness for a set of emojis. We collect and process a unique corpus of 20 million emoji-centric tweets, such that we can capture rich emoji semantics using a comparably small dataset. We evaluate the induced emotion profiles of emojis with regard to their ability to predict word affect intensities as well as sentiment scores.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction In recent years, information technology has profoundly altered the way humans communicate."
                    },
                    {
                        "id": 1,
                        "string": "A substantial proportion of the global population has adopted the use of social media platforms (such as Twitter, Facebook, and Instagram) and messaging technology (such as Facebook Messenger, WeChat, and WhatsApp) to interact and voice their opinion."
                    },
                    {
                        "id": 2,
                        "string": "The unique properties and expressive capabilities afforded by computer and mobile device-mediated communication has led to quite distinct forms of expression in comparison with classic email etiquette, let alone traditional written correspondence."
                    },
                    {
                        "id": 3,
                        "string": "Meanwhile, for any meaningful analysis of social interactions or expression of opinions, it is critical to extract and understand the sentiment and the affect of the source."
                    },
                    {
                        "id": 4,
                        "string": "There are numerous studies investigating the connection between words or sentences and the affects they convey."
                    },
                    {
                        "id": 5,
                        "string": "However, emojis are a particularly prominent feature of modern online interaction."
                    },
                    {
                        "id": 6,
                        "string": "Thus, this paper introduces a new basis for studying this new modality with regard to conveyed affective associations."
                    },
                    {
                        "id": 7,
                        "string": "Emojis have become widespread in social media, and are variously used to carry emotional and contextual information pertaining to the content of social media posts."
                    },
                    {
                        "id": 8,
                        "string": "There have been studies exploring the relationship between hashtags and tweets (Ferragina et al., 2015) , and between emojis and tweets (Campero et al., 2017) ."
                    },
                    {
                        "id": 9,
                        "string": "Additional research has aimed at conducting sentiment analysis based on emojis and hashtags (Novak et al., 2015) ."
                    },
                    {
                        "id": 10,
                        "string": "A number of other works study the connection between words and emotions, resulting in datasets such as EmoLex (Mohammad and Turney, 2013) ."
                    },
                    {
                        "id": 11,
                        "string": "Most of these studies relied upon a crowdsourcing approach to compile the data and lexicons and to capture relationships among linguistic and paralinguistic elements (Kulahcioglu and de Melo, 2019) ."
                    },
                    {
                        "id": 12,
                        "string": "However, previous work has neglected to focus on the emotional aspects of emojis."
                    },
                    {
                        "id": 13,
                        "string": "For instance, we may ultimately be interested in devising a system that jointly assesses the affect conveyed by a tweet based not only on the words, but also in part on the emojis occurring within it."
                    },
                    {
                        "id": 14,
                        "string": "In some cases, an emoji may reinforce the emotion conveyed by the text."
                    },
                    {
                        "id": 15,
                        "string": "In other cases, it may reveal an additional dimension of affect."
                    },
                    {
                        "id": 16,
                        "string": "In some cases, it may also point in the opposite direction, e.g., by helping to discern sarcasm, which otherwise might be hard to ascertain in certain contexts."
                    },
                    {
                        "id": 17,
                        "string": "Currently, there are no readily available resources to understand the direct relationship between emojis and emotions."
                    },
                    {
                        "id": 18,
                        "string": "We address this gap by harvesting an emojicentric collection of tweets."
                    },
                    {
                        "id": 19,
                        "string": "From this, we create the EmoTag resource."
                    },
                    {
                        "id": 20,
                        "string": "The name alludes to its usefulness in exploiting emoji for emotional tag-ging."
                    },
                    {
                        "id": 21,
                        "string": "The resource is based on a series of cooccurrence statistics that allow us to quantify the emotional associations of individual emojis."
                    },
                    {
                        "id": 22,
                        "string": "We subsequently assess these connections in a series of experiments and case studies."
                    },
                    {
                        "id": 23,
                        "string": "Background Emotion and Communication."
                    },
                    {
                        "id": 24,
                        "string": "Facial expression has been an important aspect of communication that predates the emergence of mankind."
                    },
                    {
                        "id": 25,
                        "string": "Chevalier-Skolnikoff, in ascending order of phylogenetic complexity, draws connections between the degree of evolution of the brain and the spectrum of facial expression observed for a species (Chevalier-Skolnikoff, 1973) ."
                    },
                    {
                        "id": 26,
                        "string": "Charles Darwin's well-known volume on the expression of emotions (Darwin, 1872) analysed the connection between emotions and their expression."
                    },
                    {
                        "id": 27,
                        "string": "He remarked for instance, that for both animals and humans, anger coincides with eye muscle contractions and teeth exposure, and commented on the fact that humans lift their eyebrows in moments of surprise."
                    },
                    {
                        "id": 28,
                        "string": "His work then goes on to study the role of such forms of facial expression in conveying to others how an animal feels, studying primates as well as human infants and adults."
                    },
                    {
                        "id": 29,
                        "string": "In light of this, humans continue to rely extensively on such nonverbal cues even in oral forms of linguistic communication."
                    },
                    {
                        "id": 30,
                        "string": "Although a person's emotion and mood can to some extent be conveyed by means of suitable content words (e.g., \"I am happy to hear that!\")"
                    },
                    {
                        "id": 31,
                        "string": "or interjections (\"Wow!"
                    },
                    {
                        "id": 32,
                        "string": "\"), face-to-face communication has important properties that written communication tends to lack (Bordia, 1997) ."
                    },
                    {
                        "id": 33,
                        "string": "These include facial expressions of the aforementioned sort, but also gesture and intonation."
                    },
                    {
                        "id": 34,
                        "string": "In certain circumstances, e.g."
                    },
                    {
                        "id": 35,
                        "string": "certain problem-solving settings, face-to-face communication may hence prove more efficient and effective (Bordia, 1997) ."
                    },
                    {
                        "id": 36,
                        "string": "Accordingly, since the beginning of writing, humans have resorted to surrogate mechanisms to convey emotive signals, attempting to push the boundaries and overcome some of the inherent restrictions of plain written language as a medium."
                    },
                    {
                        "id": 37,
                        "string": "Examples include illustrative embellishments and ornaments, calligraphy, a judicious use of color, and various typographic instruments."
                    },
                    {
                        "id": 38,
                        "string": "For instance, it has been shown that the choice of font may radically alter the affective perception of a text (Juni and Gross, 2008; Kulahcioglu and de Melo, 2018) ."
                    },
                    {
                        "id": 39,
                        "string": "Emoticons and Emoji."
                    },
                    {
                        "id": 40,
                        "string": "While emoticons such as \":-)\" and Japanese 顔文字 (kaomoji) such as \"(ˆˆ)\", both based on regular characters, have been in use for several decades, emojis originated in Japan in the 1990s and have only recently spread globally."
                    },
                    {
                        "id": 41,
                        "string": "Despite the lexicographic similarity between the two words emoji and emotion, etymologically, the former stems from the Japanese words 絵 (e, picture) and 文字 (moji, character)."
                    },
                    {
                        "id": 42,
                        "string": "Emoji characters, similar to earlier dingbat characters, are pictorial and colorful."
                    },
                    {
                        "id": 43,
                        "string": "Their principal use has indeed been to convey emotion, particularly via facial expression emojis."
                    },
                    {
                        "id": 44,
                        "string": "In 2015, Oxford Dictionaries declared the Face with Tears of Joy emoji its Word of the Year 2015."
                    },
                    {
                        "id": 45,
                        "string": "Kaye et al."
                    },
                    {
                        "id": 46,
                        "string": "(2017) explained how emojis may aid the interlocutor in disambiguating utterances that would otherwise remain ambiguous."
                    },
                    {
                        "id": 47,
                        "string": "Emojis may also be useful as a more instantaneously and widely recognized form of communicating degrees of satisfaction."
                    },
                    {
                        "id": 48,
                        "string": "Kay et al."
                    },
                    {
                        "id": 49,
                        "string": "go as far as suggesting them for consideration as possible alternatives to regular Likert scales (Kaye et al., 2017) ."
                    },
                    {
                        "id": 50,
                        "string": "Historically, the spread of emojis has been driven in large part by their adoption in popular messaging and social media platforms, which led, among things, to their inclusion in Shift JIS, and, subsequently, the Unicode standard."
                    },
                    {
                        "id": 51,
                        "string": "Nowadays, they are ubiquitous in social media and chat applications, but increasingly also in emails and other digital correspondence."
                    },
                    {
                        "id": 52,
                        "string": "Related Work Emoticons."
                    },
                    {
                        "id": 53,
                        "string": "Early studies focused on the use of emoticons in social media."
                    },
                    {
                        "id": 54,
                        "string": "Go et al."
                    },
                    {
                        "id": 55,
                        "string": "(2009) proposed a form of distant supervision by using emoticons as noisy labels for Twitter sentiment classification."
                    },
                    {
                        "id": 56,
                        "string": "Davidov et al."
                    },
                    {
                        "id": 57,
                        "string": "(2010) adopted a fairly similar approach by handpicking smileys and hashtags as tweet labels and relying on a supervised method for sentiment analysis of tweets."
                    },
                    {
                        "id": 58,
                        "string": "Emoji Semantics."
                    },
                    {
                        "id": 59,
                        "string": "A prominent work on emojis is the DeepMoji project (Campero et al., 2017) from MIT."
                    },
                    {
                        "id": 60,
                        "string": "It provided a model that recommends emojis given a natural language sentence as input."
                    },
                    {
                        "id": 61,
                        "string": "The deep learning model was trained on a collection of 1.2B tweets to learn the sentiment, emotions, and the use of sarcasm in short text."
                    },
                    {
                        "id": 62,
                        "string": "Barbieri et al."
                    },
                    {
                        "id": 63,
                        "string": "(2016) proposed a method to learn vector space embeddings of emojis using the standard word2vec skip-gram approach, applied to a large collection of tweets."
                    },
                    {
                        "id": 64,
                        "string": "In contrast, Eisner et al."
                    },
                    {
                        "id": 65,
                        "string": "(2016) attempted to learn vector embeddings of emojis based on their short descriptions in the Unicode standard."
                    },
                    {
                        "id": 66,
                        "string": "Emoji Associations."
                    },
                    {
                        "id": 67,
                        "string": "The first paper that thoroughly investigated the sentiment of emojis (Novak et al., 2015) proposed a sentiment ranking of 715 emojis on a corpus of 70,000 tweets."
                    },
                    {
                        "id": 68,
                        "string": "This work provides a basis for future research on the logographic usage of emojis in social media."
                    },
                    {
                        "id": 69,
                        "string": "Zhou and Wang (2017) trained a natural language conversation model that accounts for the underlying emotion of utterances by exploiting the existence of emojis as a signal."
                    },
                    {
                        "id": 70,
                        "string": "Rakhmetullina et al."
                    },
                    {
                        "id": 71,
                        "string": "(2018) proposed a method to classify emojis with regard to their sentiment and emotion."
                    },
                    {
                        "id": 72,
                        "string": "Their corpus consists of 500 labeled tweets, and they categorize emojis by assigning them labels for 8 emotions."
                    },
                    {
                        "id": 73,
                        "string": "For this, they applied a distant supervision technique for a reliable mapping based on manually annotated data."
                    },
                    {
                        "id": 74,
                        "string": "EmoTag Given the prominence of emojis in human communication, our work seeks to study relevant associations of emojis."
                    },
                    {
                        "id": 75,
                        "string": "We begin by assembling a dataset for this purpose (Section 4.1), and subsequently induce a series of lexicons that reveal potential connections (Section 4.2), including between words and emojis, as well as between emojis and emotions."
                    },
                    {
                        "id": 76,
                        "string": "Data Collection In assembling a collection of social media postings containing both emojis and hashtags with tweets, one strategy would be to rely on available datasets and filter them so as to retain only those entries that contain both emojis and hashtags."
                    },
                    {
                        "id": 77,
                        "string": "However, this approach results in a comparably small number of postings."
                    },
                    {
                        "id": 78,
                        "string": "Despite the overall surge in popularity of emojis, only a fraction of all postings includes emojis."
                    },
                    {
                        "id": 79,
                        "string": "Instead, we proceeded to compile a new dataset of about 20.8 million tweets by specifically searching for postings that contain emojis."
                    },
                    {
                        "id": 80,
                        "string": "For the set of target emojis, our goal was to focus on emojis associated with emotions, as opposed to generic symbols from domains such as transportation or household appliances."
                    },
                    {
                        "id": 81,
                        "string": "To this end, we relied on a set of most frequently used 620 emojis from No-vak et al."
                    },
                    {
                        "id": 82,
                        "string": "(2015) and from Emoji Tracker 1 , a website that monitors the use of emojis on Twitter in realtime."
                    },
                    {
                        "id": 83,
                        "string": "Using our set of frequent emojis as search terms, we retrieved tweets that specifically contain one or more of these target emojis."
                    },
                    {
                        "id": 84,
                        "string": "The number of tweets is evenly distributed across different emojis."
                    },
                    {
                        "id": 85,
                        "string": "While tweets can be in any language, we only collected tweets labeled as being in English."
                    },
                    {
                        "id": 86,
                        "string": "In total, we obtained a set of 20.8 million tweets over a span of one year."
                    },
                    {
                        "id": 87,
                        "string": "In addition to the volume that such a large time span provides, collecting the data for every day of the year aids in mitigating the effect of potential biases in the data."
                    },
                    {
                        "id": 88,
                        "string": "All collected tweets contain at least one emoji."
                    },
                    {
                        "id": 89,
                        "string": "Note that only a fraction of all tweets have hashtags."
                    },
                    {
                        "id": 90,
                        "string": "Specifically, within our collected data, we found that only 10-15% of our tweets with emojis also include hashtags."
                    },
                    {
                        "id": 91,
                        "string": "To clean up the data, we removed usernames (marked with @-symbol), tweets consisting only of hashtags and emojis but no text, tweets that only contain a short time stamp such as \"6AM\" or simply a URL (with or without the \"http://\" prefix), as well as all duplicate tweets."
                    },
                    {
                        "id": 92,
                        "string": "Lexicon Induction Based on the corpus, EmoTag is constructed as a series of lexicons."
                    },
                    {
                        "id": 93,
                        "string": "Co-occurring Emojis We first collect a series of co-occurrence based lexicons."
                    },
                    {
                        "id": 94,
                        "string": "Each entry in such a lexicon is the representation of pairwise count of desired unigram tokens."
                    },
                    {
                        "id": 95,
                        "string": "These resources can be useful for the community, but also allow us to conduct analyses of the data."
                    },
                    {
                        "id": 96,
                        "string": "In our tweet collection, there are roughly 36K tweets per emoji, and these have a uniform distribution across the collection time period."
                    },
                    {
                        "id": 97,
                        "string": "Inspecting the results, we observe that the overall top-ranked pair of co-occurring emojis in our dataset is U+1F61D and U+1F61C ."
                    },
                    {
                        "id": 98,
                        "string": "These showed up together 42K times, which is fairly frequent in comparison with other pairs."
                    },
                    {
                        "id": 99,
                        "string": "Note that U+1F61D is the \"face with stuck-out tongue and tightly-closed eyes\" emoji, while U+1F61C is the \"face with stuck-out tongue and winking eye\" emoji."
                    },
                    {
                        "id": 100,
                        "string": "Another emoji, U+1F602 , the \"face with tears of joy\" one, appears to be the most common emojis to co-occur saliently with others."
                    },
                    {
                        "id": 101,
                        "string": "It appears  Three other popular emojis that co-occurred with U+1F602 include U+1F62D (\"loudly crying face\"), U+1F648 (\"see-no-evil monkey\"), and U+1F629 (\"weary face\")."
                    },
                    {
                        "id": 102,
                        "string": "Somewhat different from the previous cases, the fourth pair in Table 1 involves the emoji U+1F62D , i.e., a crying face, and U+1F602 , i.e., a face with tears of joy."
                    },
                    {
                        "id": 103,
                        "string": "This is unusual in the sense that these two emojis possess opposite sentiment polarities."
                    },
                    {
                        "id": 104,
                        "string": "According to Novak et al."
                    },
                    {
                        "id": 105,
                        "string": "(2015) , the sentiment value of U+1F62D is -0.093, whereas the sentiment value of U+1F602 is 0.221, i.e., a positive sentiment."
                    },
                    {
                        "id": 106,
                        "string": "This suggests that people tend to conflate the two due to their similar appearance, as both involve tears."
                    },
                    {
                        "id": 107,
                        "string": "Another possibility is that people may be using one of the two sarcastically."
                    },
                    {
                        "id": 108,
                        "string": "As shown in the table, similar observations can also be made for certain other pairs of emojis."
                    },
                    {
                        "id": 109,
                        "string": "Our results also show a correlation between U+1F60D and U+1F629 ."
                    },
                    {
                        "id": 110,
                        "string": "The two are paired up around 2,500 times, illustrating another connection between a positive and a negative sentiment emoji."
                    },
                    {
                        "id": 111,
                        "string": "U+1F629 is the \"weary face\" emoji, whereas U+1F60D is the \"smiling face with heart-shaped eyes\" one."
                    },
                    {
                        "id": 112,
                        "string": "This appears to stem from tweets that express positive sentiment about a target entity, but also negative sentiment about the current situation."
                    },
                    {
                        "id": 113,
                        "string": "Emoji-Words Lexicon Another lexicon that we produce aims to provide co-occurring words for a given emoji, or, vice versa, emojis for a given word."
                    },
                    {
                        "id": 114,
                        "string": "Table 2 shows an excerpt of the emoji-word lexicon, grouped by words."
                    },
                    {
                        "id": 115,
                        "string": "For example, the word \"miss\" co-  occurs with a wide range of emojis, but the top co-occurring emojis are U+1F62D , U+2764 , and U+1F622 ."
                    },
                    {
                        "id": 116,
                        "string": "These emojis are likely to be used when someone misses someone or something."
                    },
                    {
                        "id": 117,
                        "string": "Similarly, the words \"happy\" and \"love\" appear with numerous emojis that carry happy and positive sentiment."
                    },
                    {
                        "id": 118,
                        "string": "Emoji-Hashtags Lexicon This lexicon provides a collection of hashtags along with the emojis that they co-occur with."
                    },
                    {
                        "id": 119,
                        "string": "The resource also includes the corresponding cooccurrence frequencies between emojis and hashtags."
                    },
                    {
                        "id": 120,
                        "string": "According to our findings, the emoji U+1F637 (\"face with medical mask\") co-occurs with the hashtags #sick, #flu, #yuck, #cold, #insomnia, and #dying, which all are clearly semantically relevant for this emoji."
                    },
                    {
                        "id": 121,
                        "string": "Interpretable Emoji-Based Word Vectors Interpretability and explainability are widely regarded as highly desirable attributes of AI-driven decision making (Xian et al., 2019) ."
                    },
                    {
                        "id": 122,
                        "string": "Dense word vectors such as those produced by word2vec (Mikolov et al., 2013) are ubiquitous in NLP (de Melo, 2017) ."
                    },
                    {
                        "id": 123,
                        "string": "However, it is often remarked that they lack interpretability, in the sense that individual values in such vectors do not carry any easily interpretable inherent significance."
                    },
                    {
                        "id": 124,
                        "string": "Previous work has proposed interpretable word vectors consisting of one or more sentiment polarity scores for a word ."
                    },
                    {
                        "id": 125,
                        "string": "Given that emojis represent a wide spectrum of aspects considered relevant in human communication, we study to what extent emojis can serve as a means of inducing word vectors endowed with interpretability."
                    },
                    {
                        "id": 126,
                        "string": "Figure 1: Inducing Interpretable Word Vectors via Emojis This can be achieved by assigning every word a 620-dimensional word vector, in which each dimension reflects the association of that word with one out of 620 emojis."
                    },
                    {
                        "id": 127,
                        "string": "Since we use a list of the 620 most frequent emojis, the dimensionality of a vector becomes 620."
                    },
                    {
                        "id": 128,
                        "string": "An obvious method would be to adopt just simple frequency counts as the values in these vectors, i.e., for a given word, the entries in its word vector would simply reflect the number of times that word co-occurred with a given emoji."
                    },
                    {
                        "id": 129,
                        "string": "However, we can improve over this by relying on the word2vec Skip-Gram with Negative Sampling algorithm (Mikolov et al., 2013) as an intermediate representation, as illustrated in Fig."
                    },
                    {
                        "id": 130,
                        "string": "1 ."
                    },
                    {
                        "id": 131,
                        "string": "We first train such a word2vec model on the EmoTag corpus."
                    },
                    {
                        "id": 132,
                        "string": "Then a cosine similarity score is calculated between all words and emojis."
                    },
                    {
                        "id": 133,
                        "string": "This yields a semantic relatedness score in [0, 1] for any wordemoji pair."
                    },
                    {
                        "id": 134,
                        "string": "Thus, we can view the score as reflecting to what extent a word correlates with an emoji."
                    },
                    {
                        "id": 135,
                        "string": "We use these correlation coefficients to form a word vector v w ∈ [0, 1] d for every word w, such that each of the d = 620 dimensions reflects the correlation with a particular emoji."
                    },
                    {
                        "id": 136,
                        "string": "This is the final EmoTag word vector representation that we use in all experiments."
                    },
                    {
                        "id": 137,
                        "string": "Evaluation In the following, we evaluate EmoTag for machine learning-driven emotion analysis of tweets and show how it can be used to reveal the sentiment and emotion of individual emojis."
                    },
                    {
                        "id": 138,
                        "string": "The first study aims at evaluating the usefulness of our interpretable EmoTag word vectors in a downstream task, exploiting them in a machine learning-driven system that seeks to identify the emotion intensity of tweets."
                    },
                    {
                        "id": 139,
                        "string": "Subsequently, we use our data to compute sentiment polarity scores for emojis, comparing these against existing human annotations of emoji senti-ment."
                    },
                    {
                        "id": 140,
                        "string": "Finally, we develop the first resource providing emotion scores for emojis."
                    },
                    {
                        "id": 141,
                        "string": "We evaluate these by showing how they can be used to automatically induce emotion scores for words."
                    },
                    {
                        "id": 142,
                        "string": "Emotion Intensity Prediction with Interpretable Emoji-Based Word Vectors We begin by evaluating the interpretable emojibased word vectors, assessing to what extent they are able to keep up with regular word vectors in a downstream task relating to emotions."
                    },
                    {
                        "id": 143,
                        "string": "Benchmark."
                    },
                    {
                        "id": 144,
                        "string": "In particular, we consider the EmoInt Shared Task from WASSA (Workshop on Computational Approaches to Subjectivity, Sentiment & Social Media Analysis) 2017 (Mohammad and Bravo-Marquez, 2017a ), which involves determining the intensity or degree of emotion felt by a speaker when a tweet and a target emotion are given."
                    },
                    {
                        "id": 145,
                        "string": "Tweets were provided for four different emotion categories (anger, fear, joy, and sadness), and the ground truth intensity values range between 0 and 1."
                    },
                    {
                        "id": 146,
                        "string": "The Affective Tweets (AT) package was provided to all participants as a baseline for the competition (Mohammad and Bravo-Marquez, 2017b) , providing a rich set of features constructed based on several emotion and sentiment lexicons such as NRC-EmoLex, NRC10E, etc."
                    },
                    {
                        "id": 147,
                        "string": "(Mohammad and Bravo-Marquez, 2017a) ."
                    },
                    {
                        "id": 148,
                        "string": "Model."
                    },
                    {
                        "id": 149,
                        "string": "We rely on a deep neural network to predict the emotion intensity for each tweet, adopting a similar CNN-LSTM architecture as that of IMS (Köper et al., 2017) , the 2nd-ranked system among all participants in the competition, with the CNN architecture based on that proposed by Kim (2014) ."
                    },
                    {
                        "id": 150,
                        "string": "In training, each tweet is represented by a matrix of size m x d, where d is the dimensionality of the pre-trained word vectors and m = 50 is the maximal token sequence length considered for Table 3 : Comparing with other methods, with regard to anger (A), fear (F), joy (J), sadness (S), average (Avg), dimensionality (d)."
                    },
                    {
                        "id": 151,
                        "string": "a tweet."
                    },
                    {
                        "id": 152,
                        "string": "We can thus feed in either regular word vectors or our interpretable emoji-based EmoTag vectors for the series of words in the tweet."
                    },
                    {
                        "id": 153,
                        "string": "We applied a dropout rate of 0.25."
                    },
                    {
                        "id": 154,
                        "string": "The obtained matrix then serves as input to a convolutional layer with a window size of 3, followed by a max-pooling layer (size 2) and an LSTM (Hochreiter and Schmidhuber, 1997) to predict a numerical output for each tweet."
                    },
                    {
                        "id": 155,
                        "string": "This numerical value was then added as a feature along with other auxiliary features, and passed to a Random Forest regressor to obtain the final intensity score for a particular emotion."
                    },
                    {
                        "id": 156,
                        "string": "The IMS team used a total of 142 features, including the 45 baselines features from Affective Tweets."
                    },
                    {
                        "id": 157,
                        "string": "Since we are comparing our results with both the baseline features and the features used by the IMS team, our classifier is also fed with the 142 features."
                    },
                    {
                        "id": 158,
                        "string": "All features were passed to a random forest regressor with 800 trees for identifying the intensity of a given emotion."
                    },
                    {
                        "id": 159,
                        "string": "A separate model is trained for each of the four target emotions."
                    },
                    {
                        "id": 160,
                        "string": "Results."
                    },
                    {
                        "id": 161,
                        "string": "Novak et al."
                    },
                    {
                        "id": 162,
                        "string": "(2015) ."
                    },
                    {
                        "id": 163,
                        "string": "tion, EmoTag actually outperforms the IMS team's baseline."
                    },
                    {
                        "id": 164,
                        "string": "Evaluating the Sentiment of Emojis Next, we evaluate to what extent our interpretable word-emoji vectors can aid in revealing the sentiment of emojis."
                    },
                    {
                        "id": 165,
                        "string": "Method."
                    },
                    {
                        "id": 166,
                        "string": "For obtaining sentiment scores, we rely on the NRC Emotion Lexicon EmoLex (Mohammad and Turney, 2013), a list of English words and their associations with eight basic emotions (anger, fear, anticipation, trust, surprise, sadness, joy, and disgust) and two sentiments (negative and positive)."
                    },
                    {
                        "id": 167,
                        "string": "The associations are merely given as Boolean labels (0 or 1)."
                    },
                    {
                        "id": 168,
                        "string": "To obtain a sentiment score for an individual emoji, we first consider all words with a sentiment score of 1 in EmoLex."
                    },
                    {
                        "id": 169,
                        "string": "Then, we rank all words associated with the given emoji based on their similarity score according to our interpretable word vectors, where a higher similarity score results in a higher rank."
                    },
                    {
                        "id": 170,
                        "string": "According to the ranking, the top K = 3 words are picked and their similarity scores are aggregated using a simple addition, which becomes the ultimate sentiment score for the given target emoji."
                    },
                    {
                        "id": 171,
                        "string": "Results."
                    },
                    {
                        "id": 172,
                        "string": "To evaluate the sentiment score of emojis, we measure the Pearson correlations for several groups of emojis treating the scores by Novak et al."
                    },
                    {
                        "id": 173,
                        "string": "(2015) as gold scores."
                    },
                    {
                        "id": 174,
                        "string": "Table 5 summarizes the Pearson correlations for several groups of emojis."
                    },
                    {
                        "id": 175,
                        "string": "The first row of the table represents Novak's top 100 positive sentiment emojis."
                    },
                    {
                        "id": 176,
                        "string": "We also consider additional groups based on the Unicode standard emoji descriptions, particularly those with a face and those with monkey faces."
                    },
                    {
                        "id": 177,
                        "string": "Note that we observed a high positive sentiment score for all emojis with kiss symbol or kissing face in our data, compared to Novak's scores."
                    },
                    {
                        "id": 178,
                        "string": "For some emojis, our model obtains a high sentiment score such as 0.991 for \"Kissing Cat Face Emoji Group Correlations Top 100 positive emojis 0.71 Emojis with face 0.45 Monkey face emojis 0.53 Emojis with kissing 0.14 Table 5 : Pearson Correlations for Sentiment Score with Closed Eyes\" U+1F63D, whereas the score by Novak et al."
                    },
                    {
                        "id": 179,
                        "string": "(2015) is 0.571."
                    },
                    {
                        "id": 180,
                        "string": "This can happen for several reasons."
                    },
                    {
                        "id": 181,
                        "string": "In some cases, the sentiment scores they propose may be misleading for certain emojis, especially if they are less frequent in their dataset."
                    },
                    {
                        "id": 182,
                        "string": "An example is U+1F63D, which has an occurrence frequency of 88 only, compared to emojis such as \"Face with Tears of Joy\" U+1F602, which occurred 14,622 times."
                    },
                    {
                        "id": 183,
                        "string": "Thus, in some cases, their results may not be reliable."
                    },
                    {
                        "id": 184,
                        "string": "Still, the results often show a strong agreement, although our method produces sentiment scores for emojis only indirectly via their associations with words."
                    },
                    {
                        "id": 185,
                        "string": "Table 4 provides examples of such sentiment scores generated by EmoTag and Novak et al."
                    },
                    {
                        "id": 186,
                        "string": "(2015) ."
                    },
                    {
                        "id": 187,
                        "string": "Evaluating Emotion Profiles of Emojis Finally, we use our data to evaluate to what extent emojis are associated with certain emotions."
                    },
                    {
                        "id": 188,
                        "string": "For this, we again rely on our emoji-based word vectors in conjunction with EmoLex, the NRC Emotion Lexicon (Mohammad and Turney, 2013) ."
                    },
                    {
                        "id": 189,
                        "string": "EmoLex provides a set of words along with a set of binary labels, where 1 signifies that the word carries a particular association, while 0 represents the negative case."
                    },
                    {
                        "id": 190,
                        "string": "Method."
                    },
                    {
                        "id": 191,
                        "string": "First, for each emoji, we identify the top K in EmoLex according to their cosine similarity with the emoji, as obtained in our interpretable word vectors, where a higher similarity score entails a higher rank."
                    },
                    {
                        "id": 192,
                        "string": "For the top K words, we compute a weighted average of emotion labels."
                    },
                    {
                        "id": 193,
                        "string": "The emotion labels are taken from EmoLex, while the similarity scores are used as weights."
                    },
                    {
                        "id": 194,
                        "string": "This weighted average then serves as the final emotion score of the emoji."
                    },
                    {
                        "id": 195,
                        "string": "The same process is followed for all emojis."
                    },
                    {
                        "id": 196,
                        "string": "Results."
                    },
                    {
                        "id": 197,
                        "string": "We evaluate our induced emoji emotion scores indirectly by using them to reproduce emotion intensity scores for words, for which we have ground truth intensity scores in the Affect Intensity lexicon by (Mohammad, 2018) ."
                    },
                    {
                        "id": 198,
                        "string": "This lexicon comes with 6K tokens, where tokes are grouped by the four emotions anger, fear, joy, and sadness."
                    },
                    {
                        "id": 199,
                        "string": "It provides crowdsourced emotion intensity scores, which range between 0 and 1, with 1 meaning that the word exhibits the highest degree of association with a particular emotion and 0 referring to the lowest degree."
                    },
                    {
                        "id": 200,
                        "string": "Note that this ground truth resource is distinct from the NRC Emotion Lexicon used in inducing our scores."
                    },
                    {
                        "id": 201,
                        "string": "The latter merely provides Boolean labels for word-emotion pairs, and thus it is non-trivial to derive affect intensity scores from it, particularly via emojis."
                    },
                    {
                        "id": 202,
                        "string": "To reproduce word emotion intensities based on our emoji emotion scores, we proceed as follows."
                    },
                    {
                        "id": 203,
                        "string": "For a given word w, we rank the top K emojis based on their similarity score in the EmoTag word vectors, where higher scores entail a higher rank."
                    },
                    {
                        "id": 204,
                        "string": "Once the top K emojis have been identified, we then compute the arithmetic mean of the emotion scores of those related emojis, which yields the final emotion score for the target word w. We chose K = 10, which led to better results than alternative values."
                    },
                    {
                        "id": 205,
                        "string": "Table 8 depicts the Pearson correlations for different subsets of the Affect Intensity lexicon."
                    },
                    {
                        "id": 206,
                        "string": "These correlations reveal how close we are in predicting the emotion score for a given word based on our emoji emotion scores."
                    },
                    {
                        "id": 207,
                        "string": "The first row shows the scores for words that are common to all four emotion groups, whereas the last row includes all words."
                    },
                    {
                        "id": 208,
                        "string": "Table 7 provides examples of emotion scores for a few select emojis."
                    },
                    {
                        "id": 209,
                        "string": "Analysis."
                    },
                    {
                        "id": 210,
                        "string": "For further analysis, we compare our scores with the classification obtained by Rakhmetullina et al."
                    },
                    {
                        "id": 211,
                        "string": "(2018) ."
                    },
                    {
                        "id": 212,
                        "string": "Table 6 compares the emotional label that their classification provides against our emotion scores for anger, joy, sadness."
                    },
                    {
                        "id": 213,
                        "string": "Note that this is the complete set of emoji results provided in their paper, apart from one additional emoji for the emotion surprise, which our method currently does not support, due to its omission in EmoLex."
                    },
                    {
                        "id": 214,
                        "string": "Their labeling did not include the emotion fear, so we omit it in our comparison."
                    },
                    {
                        "id": 215,
                        "string": "The bold scores in the last three columns indicate what emotion labeling we would obtain if we had to select a single label for an emoji based on our obtained emotion intensity scores."
                    },
                    {
                        "id": 216,
                        "string": "For example, in our case, emoji \"Folded Hands\" U+1F64F obtains the highest score 0.485 for the emotion joy, which is labeled as being in the joy category in their study as well."
                    },
                    {
                        "id": 217,
                        "string": "There are three cases (high- Table 8 : Pearson Correlations of gold scores and our predicted scores for Affect Intensity lexicon lighted in red) at which our scoring would fail."
                    },
                    {
                        "id": 218,
                        "string": "According to their labeling system and results, emoji \"Weary Face\" U+1F629 should have obtained its highest score for sadness (0.234) instead of anger (0.236), though both scores are very close in our case."
                    },
                    {
                        "id": 219,
                        "string": "The emoji \"Face With Tears of Joy\" U+1F602 scored 0.381 on anger, which is the highest among all scores for it, although the authors of Emoji2Emotion marked it as belonging to the joy category."
                    },
                    {
                        "id": 220,
                        "string": "This may stem from the phenomenon of people frequently confusing this emoji with the \"Loudly Crying Face\" U+1F62D emoji."
                    },
                    {
                        "id": 221,
                        "string": "In Table  1 , we observe that both appear together very often, which results in a strong association with a negative emotion (anger) for an emoji that intrinsically ought to be more associated with joy."
                    },
                    {
                        "id": 222,
                        "string": "Conclusion The characteristics of a medium profoundly affect the way that people express themselves using said medium."
                    },
                    {
                        "id": 223,
                        "string": "While written communication lacks the non-verbal cues that make face-to-face communication particularly effective for problem-solving (Bordia, 1997) , modern social media, and messaging platforms have unique properties that are interesting in their own right."
                    },
                    {
                        "id": 224,
                        "string": "Among these, the use of emojis stands out as meriting very special consideration, not least due to their ability to compensate for some of the shortcomings of written language as a medium in conveying emotion and affect."
                    },
                    {
                        "id": 225,
                        "string": "While research in social science and social media analytics has extensively studied the use of emojis in everyday communication, previous work has not fully explored the connection between emojis and emotion."
                    },
                    {
                        "id": 226,
                        "string": "This paper presents a detailed analysis of how emojis and words co-occur in social media, including their connection to emotions."
                    },
                    {
                        "id": 227,
                        "string": "It also shows how an interpretable word embedding can be formed with the help of emojis, which shows promise as an additional ingredient in emotion detection-related tasks."
                    },
                    {
                        "id": 228,
                        "string": "Another key contribution of this work is the creation of a large resource, consisting of several different sub-lexicons that describe connections among emoji, words, and other items, as well as emotion scores for emojis, which are released to the public 2 ."
                    },
                    {
                        "id": 229,
                        "string": "We hence believe that this work will substantially benefit other researchers in several different fields."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 22
                    },
                    {
                        "section": "Background",
                        "n": "2",
                        "start": 23,
                        "end": 51
                    },
                    {
                        "section": "Related Work",
                        "n": "3",
                        "start": 52,
                        "end": 72
                    },
                    {
                        "section": "EmoTag",
                        "n": "4",
                        "start": 73,
                        "end": 75
                    },
                    {
                        "section": "Data Collection",
                        "n": "4.1",
                        "start": 76,
                        "end": 91
                    },
                    {
                        "section": "Lexicon Induction",
                        "n": "4.2",
                        "start": 92,
                        "end": 92
                    },
                    {
                        "section": "Co-occurring Emojis",
                        "n": "4.2.1",
                        "start": 93,
                        "end": 112
                    },
                    {
                        "section": "Emoji-Words Lexicon",
                        "n": "4.2.2",
                        "start": 113,
                        "end": 117
                    },
                    {
                        "section": "Emoji-Hashtags Lexicon",
                        "n": "4.2.3",
                        "start": 118,
                        "end": 120
                    },
                    {
                        "section": "Interpretable Emoji-Based Word Vectors",
                        "n": "4.3",
                        "start": 121,
                        "end": 136
                    },
                    {
                        "section": "Evaluation",
                        "n": "5",
                        "start": 137,
                        "end": 141
                    },
                    {
                        "section": "Emotion Intensity Prediction with Interpretable Emoji-Based Word Vectors",
                        "n": "5.1",
                        "start": 142,
                        "end": 163
                    },
                    {
                        "section": "Evaluating the Sentiment of Emojis",
                        "n": "5.2",
                        "start": 164,
                        "end": 186
                    },
                    {
                        "section": "Evaluating Emotion Profiles of Emojis",
                        "n": "5.3",
                        "start": 187,
                        "end": 221
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 222,
                        "end": 229
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1189-Table4-1.png",
                        "caption": "Table 4: Comparison of emoji sentiment scores from EmoTag and Novak et al. (2015).",
                        "page": 5,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 531.36,
                            "y1": 62.879999999999995,
                            "y2": 156.0
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table3-1.png",
                        "caption": "Table 3: Comparing with other methods, with regard to anger (A), fear (F), joy (J), sadness (S), average (Avg), dimensionality (d).",
                        "page": 5,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 297.12,
                            "y1": 62.879999999999995,
                            "y2": 168.0
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table5-1.png",
                        "caption": "Table 5: Pearson Correlations for Sentiment Score",
                        "page": 6,
                        "bbox": {
                            "x1": 84.96,
                            "x2": 274.08,
                            "y1": 62.879999999999995,
                            "y2": 132.96
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table6-1.png",
                        "caption": "Table 6: A comparison between Emoji2Emotion (E2E) and EmoTag",
                        "page": 7,
                        "bbox": {
                            "x1": 76.8,
                            "x2": 518.4,
                            "y1": 62.879999999999995,
                            "y2": 259.2
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table7-1.png",
                        "caption": "Table 7: Emotion scores of emojis for anger (A), fear (F), joy (J), sadness (S).",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 294.24,
                            "y1": 298.56,
                            "y2": 392.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table8-1.png",
                        "caption": "Table 8: Pearson Correlations of gold scores and our predicted scores for Affect Intensity lexicon",
                        "page": 7,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 286.08,
                            "y1": 445.44,
                            "y2": 478.08
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table1-1.png",
                        "caption": "Table 1: Similarities and Contrasts of Cooccurring Emojis",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.879999999999995,
                            "y2": 209.28
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Table2-1.png",
                        "caption": "Table 2: Co-occurring Emojis and Words",
                        "page": 3,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 214.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1189-Figure1-1.png",
                        "caption": "Figure 1: Inducing Interpretable Word Vectors via Emojis",
                        "page": 4,
                        "bbox": {
                            "x1": 92.64,
                            "x2": 502.08,
                            "y1": 61.44,
                            "y2": 165.12
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-41"
        },
        {
            "slides": {
                "0": {
                    "title": "SNLI Bowman et al 2015",
                    "text": [
                        "A large scale dataset for NLI (Natural Language Inference;",
                        "Recognizing Textual Entailment [Dagan et al., 2013])",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 2 / 13",
                        "Premises are image captions, hypotheses generated by crowdsourcing workers:",
                        "Street performer is doing his act for kids",
                        "A person performing for children on the street ENTAILMENT",
                        "A juggler entertaining a group of children on the street NEUTRAL",
                        "A magician performing for an audience in a nightclub CONTRADICTION"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3,
                        4,
                        5,
                        6,
                        7,
                        8
                    ],
                    "images": []
                },
                "1": {
                    "title": "Neural NLI Models",
                    "text": [
                        "End-to-end, either sentence-encoding or attention-based",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 3 / 13",
                        "Premise Hypothesis Premise Hypothesis",
                        "Lexical knowledge: only from pre-trained word embeddings",
                        "As opposed to using resources like WordNet",
                        "SOTA exceeds human performance..."
                    ],
                    "page_nums": [
                        9,
                        10,
                        11,
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "2": {
                    "title": "New Test Set",
                    "text": [
                        "We constructed a new test set to answer this question",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 5 / 13",
                        "Premise: sentences from the SNLI training set",
                        "Replacing a single term w in the premise with a related term w w is in the SNLI vocabulary and in pre-trained embeddings",
                        "Crowdsourcing labels (mostly contradictions!)",
                        "The man is holding a saxophone The man is holding an electric guitar",
                        "A little girl is very sad A little girl is very unhappy",
                        "A couple drinking wine A couple drinking champagne"
                    ],
                    "page_nums": [
                        16,
                        17,
                        18,
                        19,
                        20,
                        21,
                        22,
                        23
                    ],
                    "images": []
                },
                "3": {
                    "title": "Evaluation Setting",
                    "text": [
                        "Residual-Stacked-Encoder [Nie and Bansal, 2017]",
                        "ESIM (Enhanced Sequential Inference Model) [Chen et al., 2017]",
                        "Decomposable Attention [Parikh et al., 2016]",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 6 / 13",
                        "Train on SNLI training set, test on the original & new test set",
                        "In the paper: enhancing with additional existing datasets"
                    ],
                    "page_nums": [
                        24,
                        25
                    ],
                    "images": []
                },
                "4": {
                    "title": "Results Can neural NLI models recognize lexical inferences",
                    "text": [
                        "Decomposable Attention ESIM Residual-Stacked-Encoder",
                        "Dramatic drop in performance across models.",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 7 / 13"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                },
                "5": {
                    "title": "Sanity Check Performance of WordNet informed Models",
                    "text": [
                        "The test set is solvable using WordNet.",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 8 / 13"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                },
                "6": {
                    "title": "Analysis 1 Word Similarity",
                    "text": [
                        "Models err on contradicting word-pairs with similar embeddings",
                        "A man starts his day in India A man starts his day in Malaysia",
                        "Cosine Similarity of (word, replacement) Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 10 / 13",
                        "Especially for fixed word embeddings"
                    ],
                    "page_nums": [
                        29,
                        30
                    ],
                    "images": []
                },
                "7": {
                    "title": "Analysis 2 Frequency in Training",
                    "text": [
                        "Tuning embeddings may associate specific (word, replacement) pairs to a label, e.g. (man, woman) contradiction",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 11 / 13",
                        "Accuracy increases with frequency in training set",
                        "Frequency of (word, replacement) pairs in contradiction training examples"
                    ],
                    "page_nums": [
                        31,
                        32
                    ],
                    "images": []
                },
                "8": {
                    "title": "Recap",
                    "text": [
                        "New NLI test set that evaluates systems ability to make inferences that require very simple lexical knowledge",
                        "Max Glockner, Vered Shwartz and Yoav Goldberg Breaking NLI Systems with Sentences that Require Simple Lexical Inferences 12 / 13",
                        "SOTA systems perform poorly on the test set",
                        "Systems are limited in their generalization ability",
                        "May be used as a complementary test set to assess the lexical inference abilities of NLI systems"
                    ],
                    "page_nums": [
                        33,
                        34,
                        35,
                        36,
                        37
                    ],
                    "images": []
                }
            },
            "paper_title": "Breaking NLI Systems with Sentences that Require Simple Lexical Inferences",
            "paper_id": "1204",
            "paper": {
                "title": "Breaking NLI Systems with Sentences that Require Simple Lexical Inferences",
                "abstract": "We create a new NLI test set that shows the deficiency of state-of-the-art models in inferences that require lexical and world knowledge. The new examples are simpler than the SNLI test set, containing sentences that differ by at most one word from sentences in the training set. Yet, the performance on the new test set is substantially worse across systems trained on SNLI, demonstrating that these systems are limited in their generalization ability, failing to capture many simple inferences. Introduction Recognizing textual entailment (RTE) (Dagan et al., 2013) , recently framed as natural language inference (NLI) (Bowman et al., 2015) is a task concerned with identifying whether a premise sentence entails, contradicts or is neutral with the hypothesis sentence. Following the release of the large-scale SNLI dataset (Bowman et al., 2015) , many end-to-end neural models have been developed for the task, achieving high accuracy on the test set. As opposed to previous-generation methods, which relied heavily on lexical resources, neural models only make use of pre-trained word embeddings. The few efforts to incorporate external lexical knowledge resulted in negligible performance gain (Chen et al., 2018) . This raises the question whether (1) neural methods are inherently stronger, obviating the need of external lexical knowledge; (2) large-scale training data allows for implicit learning of previously explicit lexical knowledge; or (3) the NLI datasets are simpler than early RTE datasets, requiring less knowledge. 1  The contradiction example follows the assumption in Bowman et al. (2015) that the premise contains the most prominent information in the event, hence the premise can't describe the event of a man holding both instruments.",
                "text": [
                    {
                        "id": 0,
                        "string": "Premise/Hypothesis Label The man is holding a saxophone contradiction 1 The man is holding an electric guitar A little girl is very sad."
                    },
                    {
                        "id": 1,
                        "string": "entailment A little girl is very unhappy."
                    },
                    {
                        "id": 2,
                        "string": "A couple drinking wine neutral A couple drinking champagne In this paper we show that state-of-the-art NLI systems are limited in their generalization ability, and fail to capture many simple inferences that require lexical and world knowledge."
                    },
                    {
                        "id": 3,
                        "string": "Inspired by the work of Jia and Liang (2017) on reading comprehension, we create a new NLI test set with examples that capture various kinds of lexical knowledge (Table 1 )."
                    },
                    {
                        "id": 4,
                        "string": "For example, that champagne is a type of wine (hypernymy), and that saxophone and electric guitar are different musical instruments (co-hyponyms)."
                    },
                    {
                        "id": 5,
                        "string": "To isolate lexical knowledge aspects, our constructed examples contain only words that appear both in the training set and in pre-trained embeddings, and differ by a single word from sentences in the training set."
                    },
                    {
                        "id": 6,
                        "string": "The performance on the new test set is substantially worse across systems, demonstrating that the SNLI test set alone is not a sufficient measure of language understanding capabilities."
                    },
                    {
                        "id": 7,
                        "string": "Our results are in line with Gururangan et al."
                    },
                    {
                        "id": 8,
                        "string": "(2018) and Poliak et al."
                    },
                    {
                        "id": 9,
                        "string": "(2018) , who showed that the label can be identified by looking only at the hypothesis and exploiting annotation artifacts such as word choice and sentence length."
                    },
                    {
                        "id": 10,
                        "string": "Further investigation shows that what mostly affects the systems' ability to correctly predict a test example is the amount of similar examples found in the training set."
                    },
                    {
                        "id": 11,
                        "string": "Given that training data will always be limited, this is a rather inefficient way to learn lexical inferences, stressing the need to develop methods that do this more effectively."
                    },
                    {
                        "id": 12,
                        "string": "Our test set can be used to evaluate such models' ability to recognize lexical inferences, and it is available at https://github."
                    },
                    {
                        "id": 13,
                        "string": "com/BIU-NLP/Breaking_NLI."
                    },
                    {
                        "id": 14,
                        "string": "2 Background NLI Datasets."
                    },
                    {
                        "id": 15,
                        "string": "The SNLI dataset (Stanford Natural Language Inference, Bowman et al., 2015) consists of 570k sentence-pairs manually labeled as entailment, contradiction, and neutral."
                    },
                    {
                        "id": 16,
                        "string": "Premises are image captions from Young et al."
                    },
                    {
                        "id": 17,
                        "string": "(2014) , while hypotheses were generated by crowd-sourced workers who were shown a premise and asked to generate entailing, contradicting, and neutral sentences."
                    },
                    {
                        "id": 18,
                        "string": "Workers were instructed to judge the relation between sentences given that they describe the same event."
                    },
                    {
                        "id": 19,
                        "string": "Hence, sentences that differ by a single mutually-exclusive term should be considered contradicting, as in \"The president visited Alabama\" and \"The president visited Mississippi\"."
                    },
                    {
                        "id": 20,
                        "string": "This differs from traditional RTE datasets, which do not assume event coreference, and in which such sentence-pairs would be considered neutral."
                    },
                    {
                        "id": 21,
                        "string": "Following criticism on the simplicity of the dataset, stemming mostly from its narrow domain, two additional datasets have been collected."
                    },
                    {
                        "id": 22,
                        "string": "The MultiNLI dataset (Multi-Genre Natural Language Inference, Williams et al., 2018) was collected similarly to SNLI, though covering a wider range of genres, and supporting a cross-genre evaluation."
                    },
                    {
                        "id": 23,
                        "string": "The SciTail dataset (Khot et al., 2018) , created from science exams, is somewhat different from the two datasets, being smaller (27,026 examples), and labeled only as entailment or neutral."
                    },
                    {
                        "id": 24,
                        "string": "The domain makes this dataset different in nature from the other two datasets, and it consists of more factual sentences rather than scene descriptions."
                    },
                    {
                        "id": 25,
                        "string": "Neural Approaches for NLI."
                    },
                    {
                        "id": 26,
                        "string": "Following the release of SNLI, there has been tremendous interest in the task, and many end-to-end neural models were developed, achieving promising results."
                    },
                    {
                        "id": 27,
                        "string": "2 Methods are divided into two main approaches."
                    },
                    {
                        "id": 28,
                        "string": "Sentence-encoding models (e.g."
                    },
                    {
                        "id": 29,
                        "string": "Bowman et al., 2015 Bowman et al., , 2016 Nie and Bansal, 2017; Shen et al., 2018) encode the premise and hypothesis individually, while attention-based models align words in the premise with similar words in the hypothesis, encoding the two sentences together (e.g."
                    },
                    {
                        "id": 30,
                        "string": "Rocktäschel et al., 2016; Chen et al., 2017) ."
                    },
                    {
                        "id": 31,
                        "string": "External Lexical Knowledge."
                    },
                    {
                        "id": 32,
                        "string": "Traditional RTE methods typically relied on resources such as WordNet (Fellbaum, 1998) to identify lexical inferences."
                    },
                    {
                        "id": 33,
                        "string": "Conversely, neural methods rely solely on pre-trained word embeddings, yet, they achieve high accuracy on SNLI."
                    },
                    {
                        "id": 34,
                        "string": "The only neural model to date that incorporates external lexical knowledge (from WordNet) is KIM (Chen et al., 2018) , however, gaining only a small addition of 0.6 points in accuracy on the SNLI test set."
                    },
                    {
                        "id": 35,
                        "string": "This raises the question whether the small performance gap is a result of the model not capturing lexical knowledge well, or the SNLI test set not requiring this knowledge in the first place."
                    },
                    {
                        "id": 36,
                        "string": "Data Collection We construct a test set with the goal of evaluating the ability of state-of-the-art NLI models to make inferences that require simple lexical knowledge."
                    },
                    {
                        "id": 37,
                        "string": "We automatically generate sentence pairs ( §3.1) which are then manually verified ( §3.2)."
                    },
                    {
                        "id": 38,
                        "string": "Generating Adversarial Examples In order to isolate the lexical knowledge aspects, the premises are taken from the SNLI training set."
                    },
                    {
                        "id": 39,
                        "string": "For each premise we generate several hypotheses by replacing a single word within the premise by a different word."
                    },
                    {
                        "id": 40,
                        "string": "We also allow some multi-word noun phrases (\"electric guitar\") and adapt determiners and prepositions when needed."
                    },
                    {
                        "id": 41,
                        "string": "We focus on generating only entailment and contradiction examples, while neutral examples may be generated as a by-product."
                    },
                    {
                        "id": 42,
                        "string": "Entailment examples are generated by replacing a word with its synonym or hypernym, while contradiction examples are created by replacing words with mutually exclusive co-hyponyms and antonyms (see Table 1 )."
                    },
                    {
                        "id": 43,
                        "string": "The generation steps are detailed below."
                    },
                    {
                        "id": 44,
                        "string": "Replacement Words."
                    },
                    {
                        "id": 45,
                        "string": "We collected the replacement words using online resources for English learning."
                    },
                    {
                        "id": 46,
                        "string": "3 The newly introduced words are all present in the SNLI training set: from occurrence in a single training example (\"Portugal\") up to 248,051 examples (\"man\"), with a mean of 3,663.1 and a median of 149.5."
                    },
                    {
                        "id": 47,
                        "string": "The words are also available in the pre-trained embeddings vocabulary."
                    },
                    {
                        "id": 48,
                        "string": "The goal of this constraint is to isolate lexical knowledge aspects, and evaluate the models' ability to generalize and make new inferences for known words."
                    },
                    {
                        "id": 49,
                        "string": "Table 2 : Statistics of the test sets."
                    },
                    {
                        "id": 50,
                        "string": "9,815 is the number of samples with majority agreement in the SNLI test set, whose full size is 9,824."
                    },
                    {
                        "id": 51,
                        "string": "Replacement words are divided into topical categories detailed in Table 4 ."
                    },
                    {
                        "id": 52,
                        "string": "In several categories we applied additional processing to ensure that examples are indeed mutually-exclusive, topicallysimilar, and interchangeable in context."
                    },
                    {
                        "id": 53,
                        "string": "We included WordNet antonyms with the same part-ofspeech and with a cosine similarity score above a threshold, using GloVe (Pennington et al., 2014) ."
                    },
                    {
                        "id": 54,
                        "string": "In nationalities and countries we focused on countries which are related geographically (Japan, China) or culturally (Argentina, Spain)."
                    },
                    {
                        "id": 55,
                        "string": "Sentence-Pairs."
                    },
                    {
                        "id": 56,
                        "string": "To avoid introducing new information not present in the training data, we sampled premises from the SNLI training set that contain words from our lists, and generated hypotheses by replacing the selected word with its replacement."
                    },
                    {
                        "id": 57,
                        "string": "Some of the generated sentences may be ungrammatical or nonsensical, for instance, when replacing Jordan with Syria in sentences discussing Michael Jordan."
                    },
                    {
                        "id": 58,
                        "string": "We used Wikipedia bigrams 4 to discard sentences in which the replaced word created a bigram with less than 10 occurrences."
                    },
                    {
                        "id": 59,
                        "string": "Manual Verification We manually verify the correctness of the automatically constructed examples using crowdsourced workers in Amazon Mechanical Turk."
                    },
                    {
                        "id": 60,
                        "string": "To ensure the quality of workers, we applied a qualification test and required a 99% approval rate for at least 1,000 prior tasks."
                    },
                    {
                        "id": 61,
                        "string": "We assigned each annotation to 3 workers."
                    },
                    {
                        "id": 62,
                        "string": "Following the SNLI guidelines, we instructed the workers to consider the sentences as describing the same event, but we simplified the annotation process into answering 3 simple yes/no questions: We then discarded any sentence-pair in which at least one worker answered the third question positively."
                    },
                    {
                        "id": 63,
                        "string": "If the answer to the first question was negative, we considered the label as contradiction."
                    },
                    {
                        "id": 64,
                        "string": "Otherwise, we considered the label as entailment if the answer to the second question was negative and neutral if it was positive."
                    },
                    {
                        "id": 65,
                        "string": "We used the majority vote to determine the gold label."
                    },
                    {
                        "id": 66,
                        "string": "The annotations yielded substantial agreement, with Fleiss' Kappa κ = 0.61 (Landis and Koch, 1977) ."
                    },
                    {
                        "id": 67,
                        "string": "We estimate human performance to 94.1%, using the method described in Gong et al."
                    },
                    {
                        "id": 68,
                        "string": "(2018) , showing that the new test set is substantially easier to humans than SNLI."
                    },
                    {
                        "id": 69,
                        "string": "Table 2 provides additional statistics on the test set."
                    },
                    {
                        "id": 70,
                        "string": "5 Evaluation Models Without External Knowledge."
                    },
                    {
                        "id": 71,
                        "string": "We chose 3 representative models in different approaches (sentence encoding and/or attention): RESIDUAL-STACKED-ENCODER (Nie and Bansal, 2017) is a biLSTM-based single sentence-encoding model without attention."
                    },
                    {
                        "id": 72,
                        "string": "As opposed to traditional multilayer biLSTMs, the input to each next layer is the concatenation of the word embedding and the summation of outputs from previous layers."
                    },
                    {
                        "id": 73,
                        "string": "ESIM (Enhanced Sequential Inference Model, Chen et al., 2017 ) is a hybrid TreeLSTM-based and biLSTM-based model."
                    },
                    {
                        "id": 74,
                        "string": "We use the biL-STM model, which uses an inter-sentence attention mechanism to align words across sentences."
                    },
                    {
                        "id": 75,
                        "string": "Finally, DECOMPOSABLE ATTENTION (Parikh et al., 2016) performs soft alignment of words from the premise to words in the hypothesis using attention mechanism, and decomposes the task into comparison of aligned words."
                    },
                    {
                        "id": 76,
                        "string": "Lexical-level decisions are merged to produce the final classification."
                    },
                    {
                        "id": 77,
                        "string": "We use the AllenNLP re-implementation, 6 which does not implement the optional intrasentence attention, and achieves an accuracy of 84.7% on the SNLI test set, comparable to 86.3% by the original system."
                    },
                    {
                        "id": 78,
                        "string": "We chose models which are amongst the best performing within their approaches (excluding ensembles) and have available code."
                    },
                    {
                        "id": 79,
                        "string": "All models are based on pre-trained GloVe embeddings (Pennington et al., 2014) , which are either fine-tuned during training (RESIDUAL-STACKED-ENCODER and ESIM) or stay fixed (DECOMPOSABLE AT-TENTION)."
                    },
                    {
                        "id": 80,
                        "string": "All models predict the label using a concatenation of features derived from the sentence representations (e.g."
                    },
                    {
                        "id": 81,
                        "string": "maximum, mean), for example as in Mou et al."
                    },
                    {
                        "id": 82,
                        "string": "(2016) ."
                    },
                    {
                        "id": 83,
                        "string": "We use the recommended hyper-parameters for each model, as they appear in the provided code."
                    },
                    {
                        "id": 84,
                        "string": "With External Knowledge."
                    },
                    {
                        "id": 85,
                        "string": "We provide a simple WORDNET BASELINE, in which we classify a sentence-pair according to the WordNet relation that holds between the original word w p and the replaced word w h ."
                    },
                    {
                        "id": 86,
                        "string": "We predict entailment if w p is a hyponym of w h or if they are synonyms, neutral if w p is a hypernym of w h , and contradiction if w p and w h are antonyms or if they share a common hypernym ancestor (up to 2 edges)."
                    },
                    {
                        "id": 87,
                        "string": "Word pairs with no WordNet relations are classified as other."
                    },
                    {
                        "id": 88,
                        "string": "We also report the performance of KIM (Knowledge-based Inference Model, Chen et al., 2018) , an extension of ESIM with external knowledge from WordNet, which was kindly provided to us by Qian Chen."
                    },
                    {
                        "id": 89,
                        "string": "KIM improves the attention mechanism by taking into account the existence of WordNet relations between the words."
                    },
                    {
                        "id": 90,
                        "string": "The lexical inference component, operating over pairs of aligned words, is enriched with a vector encoding the specific WordNet relations between the words."
                    },
                    {
                        "id": 91,
                        "string": "Experimental Settings We trained each model on 3 different datasets: (1) SNLI train set, (2) a union of the SNLI train set and the MultiNLI train set, and (3) a union of the SNLI train set and the SciTail train set."
                    },
                    {
                        "id": 92,
                        "string": "The motivation is that while SNLI might lack the training data needed to learn the required lexical knowledge, it may be available in the other datasets, which are presumably richer."
                    },
                    {
                        "id": 93,
                        "string": "Table 3 displays the results for all the models on the original SNLI test set and the new test set."
                    },
                    {
                        "id": 94,
                        "string": "Despite the task being considerably simpler, the drop in performance is substantial, ranging from 11 to 33 points in accuracy."
                    },
                    {
                        "id": 95,
                        "string": "Adding MultiNLI to the training data somewhat mitigates this drop in accuracy, thanks to almost doubling the amount of training data."
                    },
                    {
                        "id": 96,
                        "string": "We note that adding SciTail to the training data did not similarly improve the performance; we conjecture that this stems from the differences between the datasets."
                    },
                    {
                        "id": 97,
                        "string": "Results KIM substantially outperforms the other neural models, demonstrating that lexical knowledge is the only requirement for good performance on the new test set, and stressing the inability of the other models to learn it."
                    },
                    {
                        "id": 98,
                        "string": "Both WordNet-informed models leave room for improvement: possibly due to limited WordNet coverage and the implications of applying lexical inferences within context."
                    },
                    {
                        "id": 99,
                        "string": "Analysis We take a deeper look into the predictions of the models that don't employ external knowledge, focusing on the models trained on SNLI."
                    },
                    {
                        "id": 100,
                        "string": "on categories such as planets, which rarely occur in SNLI."
                    },
                    {
                        "id": 101,
                        "string": "These models perform better than the WordNet baseline on entailment examples (synonyms), suggesting that they do so due to high lexical overlap between the premise and the hypothesis rather than recognizing synonymy."
                    },
                    {
                        "id": 102,
                        "string": "We therefore focus the rest of the discussion on contradiction examples."
                    },
                    {
                        "id": 103,
                        "string": "Accuracy by Category Accuracy by Word Similarity The accuracies for ordinals, nationalities and countries are especially low."
                    },
                    {
                        "id": 104,
                        "string": "We conjecture that this stems from the proximity of the contradicting words in the embedding space."
                    },
                    {
                        "id": 105,
                        "string": "Indeed, the Decomposable Attention model-which does not update its embeddings during training-seems to suffer the most."
                    },
                    {
                        "id": 106,
                        "string": "Grouping its prediction accuracy by the cosine similarity between the contradicting words reveals a clear trend that the model errs more on contradicting pairs with similar pre-trained vectors: 7 Similarity 0.5-0.6 0.6-0.7 0.7-0.8 0.8-0.9 0.9-1.0 Accuracy 46.2% 42.3% 37.5% 29.7% 20.2% Accuracy by Frequency in Training Models that fine-tune the word embeddings may benefit from training examples consisting of test replacement pairs."
                    },
                    {
                        "id": 107,
                        "string": "Namely, for a given replacement pair (w p , w h ), if many training examples labeled as contradiction contain w p in the premise and w h in the hypothesis, the model may update their embeddings to optimize predicting contradiction."
                    },
                    {
                        "id": 108,
                        "string": "Indeed, we show that the ESIM accuracy on test pairs increases with the frequency in which 7 We ignore multi-word replacements in §5.2 and §5.3."
                    },
                    {
                        "id": 109,
                        "string": "their replacement words appear in contradiction examples in the training data: Frequency 0 1-4 5-9 10-49 50-99 100+ Accuracy 40.2% 70.6% 91.4% 92.1% 97.5% 98.5% This demonstrates that the model is capable of learning lexical knowledge when sufficient training data is given, but relying on explicit training examples is a very inefficient way of obtaining simple lexical knowledge."
                    },
                    {
                        "id": 110,
                        "string": "Conclusion We created a new NLI test set with the goal of evaluating systems' ability to make inferences that require simple lexical knowledge."
                    },
                    {
                        "id": 111,
                        "string": "Although the test set is constructed to be much simpler than SNLI, and does not introduce new vocabulary, the state-of-the-art systems perform poorly on it, suggesting that they are limited in their generalization ability."
                    },
                    {
                        "id": 112,
                        "string": "The test set can be used in the future to assess the lexical inference abilities of NLI systems and to tease apart the performance of otherwise very similarly-performing systems."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 33,
                        "end": 35
                    },
                    {
                        "section": "Data Collection",
                        "n": "3",
                        "start": 36,
                        "end": 37
                    },
                    {
                        "section": "Generating Adversarial Examples",
                        "n": "3.1",
                        "start": 38,
                        "end": 58
                    },
                    {
                        "section": "Manual Verification",
                        "n": "3.2",
                        "start": 59,
                        "end": 69
                    },
                    {
                        "section": "Models",
                        "n": "4.1",
                        "start": 70,
                        "end": 90
                    },
                    {
                        "section": "Experimental Settings",
                        "n": "4.2",
                        "start": 91,
                        "end": 96
                    },
                    {
                        "section": "Results",
                        "n": "4.3",
                        "start": 97,
                        "end": 98
                    },
                    {
                        "section": "Analysis",
                        "n": "5",
                        "start": 99,
                        "end": 102
                    },
                    {
                        "section": "Accuracy by Word Similarity",
                        "n": "5.2",
                        "start": 103,
                        "end": 105
                    },
                    {
                        "section": "Accuracy by Frequency in Training",
                        "n": "5.3",
                        "start": 106,
                        "end": 108
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 109,
                        "end": 112
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1204-Table2-1.png",
                        "caption": "Table 2: Statistics of the test sets. 9,815 is the number of samples with majority agreement in the SNLI test set, whose full size is 9,824.",
                        "page": 2,
                        "bbox": {
                            "x1": 87.84,
                            "x2": 270.24,
                            "y1": 62.4,
                            "y2": 205.92
                        }
                    },
                    {
                        "filename": "../figure/image/1204-Table4-1.png",
                        "caption": "Table 4: The number of instances and accuracy per category achieved by each model.",
                        "page": 4,
                        "bbox": {
                            "x1": 58.559999999999995,
                            "x2": 531.36,
                            "y1": 65.75999999999999,
                            "y2": 255.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1204-Table3-1.png",
                        "caption": "Table 3: Accuracy of various models trained on SNLI or a union of SNLI with another dataset (MultiNLI, SciTail), and tested on the original SNLI test set and the new test set.",
                        "page": 3,
                        "bbox": {
                            "x1": 132.0,
                            "x2": 466.08,
                            "y1": 62.4,
                            "y2": 211.2
                        }
                    },
                    {
                        "filename": "../figure/image/1204-Table1-1.png",
                        "caption": "Table 1: Examples from the new test set.",
                        "page": 0,
                        "bbox": {
                            "x1": 309.59999999999997,
                            "x2": 518.4,
                            "y1": 222.23999999999998,
                            "y2": 316.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-42"
        },
        {
            "slides": {
                "0": {
                    "title": "Background Personalized Machine Translation",
                    "text": [
                        "The language we produce reflects our personality",
                        "Demographics: gender, age, geography etc.",
                        "Personality: extraversion, agreeableness, openness, conscientiousness, neuroticism (the Big Five)",
                        "Authorial traits affect our perception of the content we face",
                        "We may have a preference to a specific authorial style",
                        "Preserving authorial traits in manual and machine translation (Mirkin et al., 2015)",
                        "Predicting users translation preference (Mirkin and Meunier, 2015)"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Background Authorial Gender",
                    "text": [
                        "Male and female speech differs, to an extent distinguishable by automatic",
                        "Male speakers use nouns and numerals more frequently",
                        "associated with the alleged information emphasis",
                        "Female prominent signals include verbs and pronouns",
                        "e.g., we as a marker of group identity"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Research Questions",
                    "text": [
                        "Are the prominent authorial signals preserved through translation?",
                        "Human (a translator involved) and machine translation",
                        "Can machine-translation models be adapted to better preserve authorial traits?",
                        "Are authorial traits in translated text retained from the source?",
                        "Do they differ from those of the target language?",
                        "We focus on SMT adaptation to better preserve authorial gender markers through automatic translation",
                        "ERS ANSLATION: PRESERVING ORIGINAL AUTHOR TRAITS"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Datasets",
                    "text": [
                        "Europarl - proceedings of the European Parliament",
                        "Automatically annotated1 for speaker gender and age using:",
                        "Wikidata (manually curated dataset)",
                        "Michael Cramer instance of: human",
                        "(Germany) sex or gender: male position held: member of the European parliament",
                        "Genderize.io (based on persons first name and country)",
                        "Alchemy vision (image classification for gender)",
                        "Estimated accuracy of gender annotation in the dataset is 99.8%",
                        "Based on an evaluation against the Wikidata ground truth"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Datasets cont",
                    "text": [
                        "English-French corpus of IWSLT 2014 Evaluation Campaigns MT track",
                        "Annotated for speaker gender (Mirkin et al., 2015)",
                        "additional (not annotated) data 1.7M 1.5M",
                        "# of sentences by M speakers 140K",
                        "* the numbers refer to sentences originally uttered in the source language"
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Personalized MT Approach",
                    "text": [
                        "Personalization as a domain-adaptation task",
                        "Gender-specific model components (TM and LM)",
                        "Baseline model disregarding the gender information",
                        "A single TM and LM is built using male, female and unlabeled data",
                        "Tuning is done using a random sample of sentences"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "6": {
                    "title": "Personalized MT Models",
                    "text": [
                        "MT-PERS1: a single system with 3 TMs and 3 LMs trained on male (M), female (F) and additional unlabeled data",
                        "The model was tuned using the gender-specific tuning set",
                        "Resulting in 2 sub-models that differ in their tuning",
                        "ERS G ORIGINAL AUTHOR TRAITS"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "7": {
                    "title": "Personalized MT Models cont",
                    "text": [
                        "MT-PERS2: two separate systems, each one comprising gender-specific",
                        "(M or F), as well as unlabeled TM and LM",
                        "Both models were tuned using the gender-specific tuning set"
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": []
                },
                "8": {
                    "title": "MT Evaluation Results BLEU",
                    "text": [
                        "Phrase-based SMT Moses (Koehn et al., 2007)",
                        "Language modeling done using KenLM (Heafield, 2011)",
                        "5-gram LMs with Kneser-Ney smoothing",
                        "Personalized models do not harm MT quality"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "9": {
                    "title": "Preserving Gender Traits Evaluation",
                    "text": [
                        "Binary (M vs F) classification of each model output",
                        "Features: frequencies of function words and POS-trigrams",
                        "Classification units: random chunks of 1K tokens",
                        "Inline with Schler et al., 2006 (classified blog posts)",
                        "Gender classification at small units, e.g., sentence, is practically impossible",
                        "Linear SVM classifier, 10-fold cross-validation evaluation"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "10": {
                    "title": "Preserving Gender Traits Results",
                    "text": [
                        "Binary classification using function words and top-1000 POS-trigrams",
                        "en O en O",
                        "fr O en-fr HT",
                        "fr-en MT-baseline en-fr MT-PERS1",
                        "fr-en MT-PERS1 en-fr MT-PERS2",
                        "ERS RESERVIG ORIGNAL AUHOR TRITS",
                        "* similar results obtained for en-de and de-en translations"
                    ],
                    "page_nums": [
                        11,
                        12,
                        13,
                        14,
                        15,
                        16
                    ],
                    "images": []
                },
                "11": {
                    "title": "Analysis Gender Markers",
                    "text": [
                        "Are gender markers of the original language preserved in translation?",
                        "Distribution of individual gender markers varies between languages",
                        "English: must is a male marker",
                        "French: doit and doivent are more frequent in female speech",
                        "English: we exhibits nearly equal frequencies in male and female texts",
                        "German: wir is a prominent female marker",
                        "Translations tend to embrace gender tendencies of the original language",
                        "Resulting in a hybrid outcome where M and F traits are affected both by markers of the source and (to a much lesser extent) the target language"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "13": {
                    "title": "Summary",
                    "text": [
                        "Author gender is strongly marked in original texts",
                        "This signal is obfuscated in human and machine translation",
                        "Simple personalized SMT models using standard domain adaptation techniques offer a good approach for preserving gender traits in automatic translation",
                        "State-of-the-art NMT models for personalization in translation",
                        "Additional domains, datasets and language-pairs",
                        "Additional authorial traits, e.g., age"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                }
            },
            "paper_title": "Personalized Machine Translation: Preserving Original Author Traits",
            "paper_id": "1241",
            "paper": {
                "title": "Personalized Machine Translation: Preserving Original Author Traits",
                "abstract": "The language that we produce reflects our personality, and various personal and demographic characteristics can be detected in natural language texts. We focus on one particular personal trait of the author, gender, and study how it is manifested in original texts and in translations. We show that author's gender has a powerful, clear signal in originals texts, but this signal is obfuscated in human and machine translation. We then propose simple domainadaptation techniques that help retain the original gender traits in the translation, without harming the quality of the translation, thereby creating more personalized machine translation systems.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Among many factors that mold the makeup of a text, gender and other authorial traits play a major role in our perception of the content we face."
                    },
                    {
                        "id": 1,
                        "string": "Many studies have shown that these traits can be identified by means of automatic classification methods."
                    },
                    {
                        "id": 2,
                        "string": "Classical examples include gender identification (Koppel et al., 2002) , and authorship attribution and profiling (Seroussi et al., 2014) ."
                    },
                    {
                        "id": 3,
                        "string": "Most research, however, addressed texts in a single language, typically English."
                    },
                    {
                        "id": 4,
                        "string": "We investigate a related but different question: we are interested in understanding what happens to personality and demographic textual markers during the translation process."
                    },
                    {
                        "id": 5,
                        "string": "It is generally agreed that good translation goes beyond transformation of the original content, by preserving more subtle and implicit characteristics inferred by author's personality, as well as era, geography, and various cultural and sociological aspects."
                    },
                    {
                        "id": 6,
                        "string": "In this work we explore whether translations preserve the stylistic characteristic of the author and, furthermore, whether the prominent signals of the source are retained in the target language."
                    },
                    {
                        "id": 7,
                        "string": "As a first step, we focus on gender as a demographic trait (partially due to the absence of parallel data annotated for other traits)."
                    },
                    {
                        "id": 8,
                        "string": "We evaluate the accuracy of automatic gender classification on original texts, on their manual translations and on their automatic translations generated through statistical machine translation (SMT)."
                    },
                    {
                        "id": 9,
                        "string": "We show that while gender has a strong signal in originals, this signal is obfuscated in human and machine translation."
                    },
                    {
                        "id": 10,
                        "string": "Surprisingly, determining gender over manual translation is even harder than over SMT; this may be an artifact of the translation process itself or the human translators involved in it."
                    },
                    {
                        "id": 11,
                        "string": "were the first to show that authorial gender signals tend to vanish through both manual and automatic translation, using a small TED talks dataset."
                    },
                    {
                        "id": 12,
                        "string": "We use their data and extend it with a version of Europarl that we annotated with age and gender ( §3)."
                    },
                    {
                        "id": 13,
                        "string": "Furthermore, we conduct experiments with two language pairs, in both directions ( §4)."
                    },
                    {
                        "id": 14,
                        "string": "We also adopt a different classification methodology based on the finding that the translation process itself has a stronger signal than the author's gender ( §4.1)."
                    },
                    {
                        "id": 15,
                        "string": "We then move on to assessing gender traits in SMT ( §5)."
                    },
                    {
                        "id": 16,
                        "string": "Since SMT systems typically do not take personality or demographic information into account, we hypothesize that the author's style, affected by their personality, will fade."
                    },
                    {
                        "id": 17,
                        "string": "Furthermore, we propose simple domain-adaptation techniques that do consider gender information and can therefore better retain the original traits."
                    },
                    {
                        "id": 18,
                        "string": "We build \"gender-aware\" SMT systems, and show ( §6) that they retain gender markers while preserving general translation quality."
                    },
                    {
                        "id": 19,
                        "string": "Our findings therefore suggest that SMT can be made much more personalized, leading to translations that are more faith-ful to the style of the original texts."
                    },
                    {
                        "id": 20,
                        "string": "Finally, we analyze the prominent features that reflect gender in originals and translations ( §7)."
                    },
                    {
                        "id": 21,
                        "string": "Our experiments reveal that gender markers differ greatly by language, and the specific source language has a significant impact on the features and classification accuracy of the translated text."
                    },
                    {
                        "id": 22,
                        "string": "In particular, gender traits of the original language overshadow those of the target language in both manual and automatic translation products."
                    },
                    {
                        "id": 23,
                        "string": "The main contributions of this paper are thus: (i) a new parallel corpus annotated with gender and age information, (ii) an in-depth assessment of the projection of gender traits in manual and automatic translation, and (iii) experiments showing that gender-personalized SMT systems better project gender traits while maintaining translation quality."
                    },
                    {
                        "id": 24,
                        "string": "Related work While modeling of demographic traits has been proven beneficial in some NLP tasks such as sentiment analysis (Volkova et al., 2013) or topic classification (Hovy, 2015) , very little attention has been paid to translation."
                    },
                    {
                        "id": 25,
                        "string": "We provide here a brief summary of research relevant to our work."
                    },
                    {
                        "id": 26,
                        "string": "Machine translation (MT) Virtually no previous work in MT takes into account personal traits."
                    },
                    {
                        "id": 27,
                        "string": "State-of-the-art MT systems are built from examples of translations, where the general assumption is that the more data available to train models, the better, and a single model is usually produced."
                    },
                    {
                        "id": 28,
                        "string": "Exceptions to this assumption revolve around work on domain adaption, where systems are customized by using data that comes from a particular text domain (Hasler et al., 2014; Cuong and Sima'an, 2015) ; and work on data cleaning, where spurious data is removed from the training set to ensure the quality of the final models (Cui et al., 2013; Simard, 2014) ."
                    },
                    {
                        "id": 29,
                        "string": "Personal traits, sometimes well marked in the translation examples, are therefore not explicitly addressed."
                    },
                    {
                        "id": 30,
                        "string": "Learning from different, sometimes conflicting writing styles can hinder model performance and lead to translations that are unfaithful to the source text."
                    },
                    {
                        "id": 31,
                        "string": "Focusing on reader preferences, Mirkin and Meunier (2015) used a collaborative filtering approach from recommender systems, where a user's preferred translation is predicted based on the preferences of similar users."
                    },
                    {
                        "id": 32,
                        "string": "However, the user preferences in this case refer to the overall choice between MT systems of a specific reader, rather than a choice based on traits of the writer."
                    },
                    {
                        "id": 33,
                        "string": "motivated the need for personalization of MT models by showing that automatic translation does not preserve demographic and psychometric traits."
                    },
                    {
                        "id": 34,
                        "string": "They suggested treating the problem as a domain adaptation one, but did not provide experimental results of personalized MT models."
                    },
                    {
                        "id": 35,
                        "string": "Gender classification A large body of research has been devoted to isolating distinguishing traits of male and female linguistic variations, both theoretically and empirically."
                    },
                    {
                        "id": 36,
                        "string": "Apart from content, male and female speech has been shown to exhibit stylistic and syntactic differences."
                    },
                    {
                        "id": 37,
                        "string": "Several studies demonstrated that literary texts and blog posts produced by male and female writers can be distinguished by means of automatic classification, using (content-independent) function words and ngrams of POS tags (Koppel et al., 2002; Schler et al., 2006; Burger et al., 2011) ."
                    },
                    {
                        "id": 38,
                        "string": "Although the tendencies of individual word usage are a subject of controversy, distributions of word categories across male and female English speech is nearly consensual: pronouns and verbs are more frequent in female texts, while nouns and numerals are more typical to male productions."
                    },
                    {
                        "id": 39,
                        "string": "Newman et al."
                    },
                    {
                        "id": 40,
                        "string": "(2008) carried out a comprehensive empirical study corroborating these findings with large and diverse datasets."
                    },
                    {
                        "id": 41,
                        "string": "However, little effort has been dedicated to investigating the variation of individual markers of demographic traits across different languages."
                    },
                    {
                        "id": 42,
                        "string": "Johannsen et al."
                    },
                    {
                        "id": 43,
                        "string": "(2015) conducted a large-scale study on linguistic variation over age and gender across multiple languages in a social media domain."
                    },
                    {
                        "id": 44,
                        "string": "They showed that gender differences captured by shallow syntactic features were preserved across languages, when examined by linguistic categories."
                    },
                    {
                        "id": 45,
                        "string": "However, they did not study the distribution of individual gender markers across domains and languages."
                    },
                    {
                        "id": 46,
                        "string": "Our work demonstrates that while marker categories are potentially preserved, individual words typical to male and female language vary across languages and, more prominently, across different domains."
                    },
                    {
                        "id": 47,
                        "string": "Authorial traits in translationese A large body of previous research has established that translations constitute an autonomic language variety: a special dialect of the target language, often re-ferred to as translationese (Gellerstam, 1986) ."
                    },
                    {
                        "id": 48,
                        "string": "Recent corpus-based investigations of translationese demonstrated that originals and translations are distinguishable by means of supervised and unsupervised classification (Baroni and Bernardini, 2006; Volansky et al., 2015; ."
                    },
                    {
                        "id": 49,
                        "string": "The identification of machinetranslated text has also been proven an easy task (Arase and Zhou, 2013; Aharoni et al., 2014) ."
                    },
                    {
                        "id": 50,
                        "string": "Previous work has investigated how gender artifacts are carried over into human translation in the context of social and gender studies, as well as cultural transfer (Simon, 2003; Von Flotow, 2010) ."
                    },
                    {
                        "id": 51,
                        "string": "Shlesinger et al."
                    },
                    {
                        "id": 52,
                        "string": "(2009) conducted a computational study exploring the implications of the translator's gender on the final product."
                    },
                    {
                        "id": 53,
                        "string": "They conclude that \"the computer could not be trained to accurately predict the gender of the translator\"."
                    },
                    {
                        "id": 54,
                        "string": "Preservation of authorial style in literary translations was studied by Lynch (2014) , identifying Russian authors of translated English literature, by using (shallow) stylistic and syntactic features."
                    },
                    {
                        "id": 55,
                        "string": "Forsyth and Lam (2014) investigated authorial discriminability in translations of French originals into English, inspecting two distinct human translations, as well as automatic translation of the same sources."
                    },
                    {
                        "id": 56,
                        "string": "Our work, to the best of our knowledge, is the first to automatically identify speaker gender in manual, and more prominently, automatic translations over multiple domains and languagepairs, examining distribution of gender markers in source and target languages."
                    },
                    {
                        "id": 57,
                        "string": "Europarl with demographic info We created a resource 1 based on the parallel corpus of the European Parliament (Europarl) Proceedings (Koehn, 2005) ."
                    },
                    {
                        "id": 58,
                        "string": "More specifically, we utilize the extension of its en-fr and en-de parallel versions , where each sentence-pair is annotated with speaker name, the original language the sentence was uttered in, and the date of the corresponding session protocol."
                    },
                    {
                        "id": 59,
                        "string": "To extend speaker information with demographic properties, we used the Europarl website's MEP information pages 2 and applied a procedure of gender and age identification, as further detailed in §3.1."
                    },
                    {
                        "id": 60,
                        "string": "The final resource comprises en-fr and en-de parallel bilingual corpora where metadata of mem-1 Available at http://cl.haifa.ac.il/projects/pmt 2 http://www.europarl.europa.eu/meps/en/ bers of the European Parliament (MEPs) is enriched with their gender and age at the time of the corresponding session."
                    },
                    {
                        "id": 61,
                        "string": "The data is restricted to sentence-pairs originally produced in English, French, or German."
                    },
                    {
                        "id": 62,
                        "string": "Table 1 provides statistics on the two datasets."
                    },
                    {
                        "id": 63,
                        "string": "We also release the full list of 3, 586 MEPs with their meta information."
                    },
                    {
                        "id": 64,
                        "string": "en-fr fr-en en-de de-en Table 1 : Europarl corpora (EP) statistics (# of sentence-pairs); gender refers to an author of the source utterance."
                    },
                    {
                        "id": 65,
                        "string": "male 100K 67K 101K 88K female 44K 40K 61K 43K total 144K 107K 162K 131K Identification of MEP gender Gender annotation was conducted using three different resources: Wikidata, Genderize and Alche-myVision, which we briefly describe below."
                    },
                    {
                        "id": 66,
                        "string": "Wikidata ( AlchemyVision The European Parliament website maintains a page for every MEP, including personal photos."
                    },
                    {
                        "id": 67,
                        "string": "We classified MEP personal images using AlchemyVision, 6 a publicly available image recognition service."
                    },
                    {
                        "id": 68,
                        "string": "In total, we retrieved the gender of 2, 236 MEPs using AlchemyVision."
                    },
                    {
                        "id": 69,
                        "string": "Similarly to Genderize, we filtered out all predictions with a confidence score below 0.9, thus obtaining the gender of 2, 138 MEPs (60% of total), of which 1, 528 are male and 610 female (71% and 29%, respectively)."
                    },
                    {
                        "id": 70,
                        "string": "Resource evaluation and statistics Even though Wikidata was created manually, to verify its correctness, we manually annotated the gender of 100 randomly selected MEPs with available Wikidata gender information; we found the metadata perfectly accurate."
                    },
                    {
                        "id": 71,
                        "string": "We therefore rely on Wikidata as a gold-standard against which we can assess the accuracy of the two other resources."
                    },
                    {
                        "id": 72,
                        "string": "Table 2 presents the accuracy and coverage of each resource based on this methodology."
                    },
                    {
                        "id": 73,
                        "string": "Given information obtained from the three resources, we assign each MEP with a single gender prediction in the following way: whenever it is found in Wikidata (2, 618 MEPs), the gender is determined by this resource."
                    },
                    {
                        "id": 74,
                        "string": "Otherwise, if both Genderize and AlchemyVision produced agreed-upon gender information (336 out of 338 cases), we set gender according to this prediction; the same applies to the case where only one of Genderize or AlchemyVision provided a prediction (346 and 178, respectively)."
                    },
                    {
                        "id": 75,
                        "string": "We ended up with gender annotation for a total of 3, 478 out of 3, 586 members."
                    },
                    {
                        "id": 76,
                        "string": "The remaining 108 MEPs (92 male, 16 female) were annotated manually, a rather laborintensive annotation in this case."
                    },
                    {
                        "id": 77,
                        "string": "In total, the resource includes 947 (26%) female and 2, 639 (74%) male MEPs."
                    },
                    {
                        "id": 78,
                        "string": "Based on the above accuracy estimations, and assuming that manual annotation is correct, the overall accuracy of gender information in this resource is 99.88%."
                    },
                    {
                        "id": 79,
                        "string": "Utilizing the information on session dates and 6 https://www.ibm.com/smarterplanet/us/en/ ibmwatson/developercloud/alchemy-vision.html MEPs dates of birth available in the metadata, we also annotated each sentence-pair with the age of the MEP at the time the sentence was uttered."
                    },
                    {
                        "id": 80,
                        "string": "To summarize, we release the following resources: (i) meta information for 3, 586 MEPs, as described above, (ii) bilingual parallel en-fr and en-de corpora, where each sentence-pair metadata is enriched with speaker MEPID, gender and age."
                    },
                    {
                        "id": 81,
                        "string": "Experimental setup We evaluate the extent to which gender traits are preserved in translation by evaluating the accuracy of gender classification of original and translated texts."
                    },
                    {
                        "id": 82,
                        "string": "The rationale is that the more prominent gender markers are in the text, the easier it is to classify the gender of its author."
                    },
                    {
                        "id": 83,
                        "string": "Translationese vs. gender traits Since we use the accuracy of gender identification as our evaluation metric, we isolate the dimension of gender in our data: the classification experiments are carried out separately on original, human translated text, as well as on each one of the MT products."
                    },
                    {
                        "id": 84,
                        "string": "Human, and more prominently, machine translations constitute distinct and distinguishable language variation, characterized by unique feature distributions ( §2)."
                    },
                    {
                        "id": 85,
                        "string": "We posit that in both human and machine translation products, the differences between original texts and translations overshadow the differences in gender."
                    },
                    {
                        "id": 86,
                        "string": "We corroborate this assumption by analysing a sample data distribution by two dimensions: (i) translation status and (ii) gender."
                    },
                    {
                        "id": 87,
                        "string": "Figure 1 presents the results for the English Europarl corpus."
                    },
                    {
                        "id": 88,
                        "string": "Both charts display data distributions of the same four classes: original (O) and translated (T) English 7 by male (M) and female (F) speakers (OM, OF, TM, TF)."
                    },
                    {
                        "id": 89,
                        "string": "For the sake of visualization, the dimension of function words feature vectors was reduced to 2, using principal component analysis (Jolliffe, 2002) ."
                    },
                    {
                        "id": 90,
                        "string": "The left graph depicts color-separation by gender (male vs. female), while the right one by translation status (original vs. translated)."
                    },
                    {
                        "id": 91,
                        "string": "Evidently, the linguistic variable of translationese stands out against the weaker signal of gender."
                    },
                    {
                        "id": 92,
                        "string": "Datasets In addition to the Europarl corpus annotated for gender ( §3), we experimented with a corpus of TED talks (transcripts and translations): a collection of texts from a completely different genre, where demographic traits may manifest differently."
                    },
                    {
                        "id": 93,
                        "string": "Testing the potential benefits of personalized SMT models on these two very diverse datasets allows us to examine the robustness of our approach."
                    },
                    {
                        "id": 94,
                        "string": "We used the TED gender-annotated data from ."
                    },
                    {
                        "id": 95,
                        "string": "8 This corpus contains annotation of the speaker's gender included in the English-French corpus of the IWSLT 2014 Evaluation Campaign's MT track (Cettolo et al., 2012) ."
                    },
                    {
                        "id": 96,
                        "string": "We annotated 68 additional talks from the development and test sets of IWSLT 2014, 2015 and 2016."
                    },
                    {
                        "id": 97,
                        "string": "Using the full set, we split the TED parallel corpora by gender to obtain sub-corpora of 140K and 43K sentence pairs for male and female speakers, respectively."
                    },
                    {
                        "id": 98,
                        "string": "The sizes of the datasets used for training, tuning and testing of SMT models are shown in Table 3 ."
                    },
                    {
                        "id": 99,
                        "string": "Relatively large test sets are used for evaluation of the MT results for the sake of reliable per-outcome gender classification ( §4.1)."
                    },
                    {
                        "id": 100,
                        "string": "Although the size of the training/tuning/test sets in either direction for any language-pair is the same, their content is different."
                    },
                    {
                        "id": 101,
                        "string": "We use data in both translation directions (i.e., en-fr and fr-en, or en-de and de-en) for both SMT experiments."
                    },
                    {
                        "id": 102,
                        "string": "Out of these data, 2K and 15K sentence-pairs (for each gender) are held out for tuning and test, respectively, where they comply with the translation direction."
                    },
                    {
                        "id": 103,
                        "string": "That is, for en-fr experiments, tuning and test sets are sampled from the en-fr direction only and vice-versa."
                    },
                    {
                        "id": 104,
                        "string": "The additional bilingual data (ADD) for training the models comes from the gender-unannotated portion of Europarl (all but the gender-annotated sub-corpus detailed in §3) for the EP experiments, and from combining TED's male and female data for the experiments with TED."
                    },
                    {
                        "id": 105,
                        "string": "8 Downloaded from http://cm.xrce.xerox.com/."
                    },
                    {
                        "id": 106,
                        "string": "Classification setting All datasets were split by sentence, filtering out sentence alignments other than one-to-one."
                    },
                    {
                        "id": 107,
                        "string": "For POS tagging, we employed the Stanford implementation 9 with its models for English, French and German."
                    },
                    {
                        "id": 108,
                        "string": "We divided all datasets into chunks of approximately 1,000 tokens, respecting sentence boundaries, and normalized the values of lexical features by the actual number of tokens in each chunk."
                    },
                    {
                        "id": 109,
                        "string": "For classification, we used Platt's sequential minimal optimization algorithm (Keerthi et al., 2001) to train support vector machine classifiers with the default linear kernel (Hall et al., 2009) ."
                    },
                    {
                        "id": 110,
                        "string": "In all experiments we used (the maximal) equal amount of data from each category (M and F), specifically, 370 chunks for each gender."
                    },
                    {
                        "id": 111,
                        "string": "Aiming to abstract away from content and capture instead stylistic and syntactic characteristics, we used as our feature set the combination of function words (FW) 10 and (the top-1,000 most frequent) POS-trigrams."
                    },
                    {
                        "id": 112,
                        "string": "We employ 10-fold crossvalidation for evaluation of classification accuracy."
                    },
                    {
                        "id": 113,
                        "string": "SMT setting We trained phrase-based SMT models with Moses (Koehn et al., 2007) , an open source SMT system."
                    },
                    {
                        "id": 114,
                        "string": "KenLM (Heafield, 2011) was used for language modeling."
                    },
                    {
                        "id": 115,
                        "string": "We trained 5-gram language models with Kneser-Ney smoothing (Chen and Goodman, 1996) ."
                    },
                    {
                        "id": 116,
                        "string": "The models were tuned using Minimum Error Rate Tuning (MERT) (Och, 2003) ."
                    },
                    {
                        "id": 117,
                        "string": "Our preprocessing included cleaning (removal of empty, long and misaligned sentences), tokenization and punctuation normalization."
                    },
                    {
                        "id": 118,
                        "string": "The Stanford tokenizer (Manning et al., 2014) was used for tokenization and standard Moses scripts were used for other preprocessing tasks."
                    },
                    {
                        "id": 119,
                        "string": "We used BLEU (Papineni et al., 2002) to evaluate MT quality against one reference translation."
                    },
                    {
                        "id": 120,
                        "string": "Personalized SMT models In order to investigate and improve gender traits transfer in MT, we devise and experiment with gender-aware SMT models."
                    },
                    {
                        "id": 121,
                        "string": "We demonstrate that despite their simplicity, these models lead to better preservation of gender traits, while not harming the general quality of the translations."
                    },
                    {
                        "id": 122,
                        "string": "We treat the task of personalizing SMT models as a domain adaptation task, where the domain is the gender."
                    },
                    {
                        "id": 123,
                        "string": "We applied two common techniques: (i) gender-specific model components (phrase table and language model (LM)) and (ii) genderspecific tuning sets."
                    },
                    {
                        "id": 124,
                        "string": "These personalized configurations are further compared to a baseline model where gender information is disregarded, as described below."
                    },
                    {
                        "id": 125,
                        "string": "In all cases, we use a single reordering table built from the entire training set."
                    },
                    {
                        "id": 126,
                        "string": "Baseline The baseline (MT-B) system was trained using the complete parallel corpus available for a language-pair."
                    },
                    {
                        "id": 127,
                        "string": "The training set contained both gender-specific and unannotated data, but no distinction was made between them."
                    },
                    {
                        "id": 128,
                        "string": "A single translation model and a single LM were built, and the model was tuned using a random sample of 2K sentence-pairs from the mixed data dedicated for tuning, preserving, therefore, the gender distribution of the underlying dataset."
                    },
                    {
                        "id": 129,
                        "string": "Personalized models These models use three datasets: male, female, and additional in-domain bilingual data."
                    },
                    {
                        "id": 130,
                        "string": "Two configurations were devised: MT-P1, a model with three phrase tables and three LMs trained on the three datasets; and MT-P2, where for each gender a phrase table and a language model were built using only the genderspecific data, as well as a general phrase table and LM."
                    },
                    {
                        "id": 131,
                        "string": "In both configurations, each of the two genderized model variants was tuned using the gender-specific tuning set."
                    },
                    {
                        "id": 132,
                        "string": "In order to evaluate the translation quality of a personalized model, we separately translated the male and female source segments, merged the outputs and evaluated the merged result."
                    },
                    {
                        "id": 133,
                        "string": "Results Recall that we use the accuracy of gender classification as a measure of the strength of gender markers in texts."
                    },
                    {
                        "id": 134,
                        "string": "We assessed this accuracy below on originals and (human and machine) translations."
                    },
                    {
                        "id": 135,
                        "string": "First, however, we establish that the quality of SMT is not harmed with our personalized models."
                    },
                    {
                        "id": 136,
                        "string": "MT evaluation We trained a baseline (MT-B) and two personalized models (MT-P1 and MT-P2) for each language pair as detailed in §5."
                    },
                    {
                        "id": 137,
                        "string": "The BLEU scores of en-fr and fr-en personalized models were 38.42, 38.34 and 37.16, 37.16 , with the baseline models scoring 38.65 and 37.35, respectively."
                    },
                    {
                        "id": 138,
                        "string": "Similarly, for experiments with en-de and de-en and the TED data, the baseline scores (21.95, 26.37 and 33.25) were only marginally higher than those of the personalized models (21.65, 21.80; 26.35, 26.21; and 33.19, 33.16) , with differences ranging from 0.02 to 0.3."
                    },
                    {
                        "id": 139,
                        "string": "Neither MT-P1 nor MT-P2 was consistently better than the other."
                    },
                    {
                        "id": 140,
                        "string": "We conclude, therefore, that all MT systems are comparable in terms of general quality."
                    },
                    {
                        "id": 141,
                        "string": "Tables 4 and 5 present the results of gender classification accuracy in original (O), human-(HT) and machine-translated texts in the EP corpus."
                    },
                    {
                        "id": 142,
                        "string": "Female texts are distinguishable from their male counterparts with 77.3% and 77.1% accuracy for English originals, in line with accuracies reported in the literature (Koppel et al., 2002) ."
                    },
                    {
                        "id": 143,
                        "string": "Classification of original French and German texts reach 81.4% (Table 4) and 76.1% (Table 5) Table 5 : EP en-de, de-en classification scores (%)."
                    },
                    {
                        "id": 144,
                        "string": "chine translation."
                    },
                    {
                        "id": 145,
                        "string": "The relatively low accuracy for human translation can be (partially) explained by the extensive editing procedure applied on Europarl proceedings prior to publishing (Cucchi, 2012) , as well as the potential \"fingerprints\" of (male or female) human translators left on the final product."
                    },
                    {
                        "id": 146,
                        "string": "Classification accuracy Both MT-P1 and MT-P2 models yield translations that better preserve gender traits, compared to their manual and gender-agnostic automatic counterparts: accuracy improvements vary between 3.8 for fr-en translations to 7.0 percent points for de-en 11 (MT-P1 vs MT-B in both cases)."
                    },
                    {
                        "id": 147,
                        "string": "Per-class precision and recall scores do not exhibit significant differences, despite the unbalanced amount of per-gender data used for training the MT models."
                    },
                    {
                        "id": 148,
                        "string": "Gender classification results in the TED dataset are presented in Table 6 ."
                    },
                    {
                        "id": 149,
                        "string": "The classification accuracy of English originals is 80.4%."
                    },
                    {
                        "id": 150,
                        "string": "While, similarly to Europarl, the gender signal is generally weakened in human translations 12 and baseline MT, overall accuracies are in most cases higher than in Europarl across all models."
                    },
                    {
                        "id": 151,
                        "string": "We attribute this difference to the more emotional and personal nature of TED speeches, compared with the formal language of the EP proceedings."
                    },
                    {
                        "id": 152,
                        "string": "Both personalized SMT models significantly outperform their baseline counterpart, as well as the manual translation, yielding 77.2% and 77.7% accuracy for MT-P1 and MT-P2, respectively."
                    },
                    {
                        "id": 153,
                        "string": "Analysis Analysis of gender markers To analyze the extent to which personal traits are preserved in translations, we extract the set of most discriminative FWs in various texts by employing the InfoGain feature selection procedure (Gray, 1990) ."
                    },
                    {
                        "id": 154,
                        "string": "Gender markers vary across original languages (with few exceptions); in EP, the most discriminating English features are also, very, perhaps, as, its, others, you."
                    },
                    {
                        "id": 155,
                        "string": "The French list includes on, vous, dire, afin, doivent, doit, aussi, avait, voilà, je, while the German list consists of wir, man, wirklich, sollten, von, für, dass, allen, ob."
                    },
                    {
                        "id": 156,
                        "string": "The list of discriminative markers in the TED English dataset contains mainly personal pronouns: she, her, I, you, my, our, me, and, who, it."
                    },
                    {
                        "id": 157,
                        "string": "Figure 2 (top) presents weights assigned to various gender markers by the InfoGain attribute evaluator in originals and translations."
                    },
                    {
                        "id": 158,
                        "string": "Gender markers are carried over to (both manual and machine) translations to an extent that overshadows the original markers of the target language."
                    },
                    {
                        "id": 159,
                        "string": "In particular, the markers observed in translated English mirror their original French counterparts, in the same marker role: I (M) in English translations reflecting the original French je (M), say (M) reflecting dire (M), must (F) translated from doit (F) and doivent (F); the latter contradicting the original English must which characterizes M speech."
                    },
                    {
                        "id": 160,
                        "string": "The original English prominent gender markers (e.g., also, very) almost completely lose their discriminative power in translations."
                    },
                    {
                        "id": 161,
                        "string": "A similar phenomenon is exhibited by English translations from German, as depicted in Figure 2 (bottom) : the German wir (we), für (for) and ob (whether) are preserved in (both manual and machine) English translations, in the same marker role."
                    },
                    {
                        "id": 162,
                        "string": "We conclude that (i) gender traits in translation are weakened, compared to their originals."
                    },
                    {
                        "id": 163,
                        "string": "Furthermore, (ii) translations tend to embrace gender tendencies of the original language, thus resulting in a hybrid outcome, where male and female traits are affected both by markers of the source and (to a much lesser extent) the target language."
                    },
                    {
                        "id": 164,
                        "string": "Capturing the \"personalization\" effect Both manual-and all machine-translations of Europarl are tested on a strictly identical set of sentences; therefore, the performance gap introduced by personalized SMT models can be captured by a subset of sentences misclassified by the baseline model, but classified correctly when applying a more personalized approach."
                    },
                    {
                        "id": 165,
                        "string": "The inspection of differences in these translations can shed some light on the underlying nature of our personalized models."
                    },
                    {
                        "id": 166,
                        "string": "Table 7 (top) shows manual, baseline, and personalized machine translations of examples of French and German sentences."
                    },
                    {
                        "id": 167,
                        "string": "The translation of the French word \"vraiment\" (in a male utterance) varies in English as \"really\" or \"exactly\", where the former is more frequent in female English texts, and the latter is a male marker."
                    },
                    {
                        "id": 168,
                        "string": "The choice of a male English marker over its female equivalent by the gender-aware SMT model demonstrates the effect of personalization as proposed in this paper."
                    },
                    {
                        "id": 169,
                        "string": "The translations of the German female sentence into English, as presented in Table 7 (bottom), further highlight this phenomenon by choosing the English female marker think in its personalized translation over the more neutral consider and believe in the manual and baseline versions, respectively."
                    },
                    {
                        "id": 170,
                        "string": "Conclusions We presented preliminary results of employing personalized SMT models for better preservation of gender traits in automatic translation."
                    },
                    {
                        "id": 171,
                        "string": "This work leaves much room for further research and practical activities."
                    },
                    {
                        "id": 172,
                        "string": "Authors' personal traits are utilized by recommendation systems, conversational agents and other personalized applications."
                    },
                    {
                        "id": 173,
                        "string": "While resources annotated for personality traits mainly exist for English (and recently, for a small set of additional languages), they are scarce or missing from most other languages."
                    },
                    {
                        "id": 174,
                        "string": "Employing MT models that are sensitive to authors' personal traits can fr O ... on a corrigé la traduction du mot qui aété traduit en français par \"propriété\" qui n'est pas vraiment la même chose qu' \"appropriation\"."
                    },
                    {
                        "id": 175,
                        "string": "fr-en HT ... it had been translated into French using the word for \"property\", which is not really the same thing as \"ownership\"."
                    },
                    {
                        "id": 176,
                        "string": "fr-en MT-B ... it was corrected the translation of the word which has been translated into French as \"ownership\", which is not really the same as \"ownership\"."
                    },
                    {
                        "id": 177,
                        "string": "fr-en MT-P1 ... it has corrected the translation of the word which has been translated into French as \"ownership\", which is not exactly the same as \"ownership\"."
                    },
                    {
                        "id": 178,
                        "string": "de O Entsprechend halte ich es auch für notwendig, daß die Kennzeichnung möglichst schnell und verpflichtend eingeführt wird, und zwar für Rinder und für Rindfleisch ."
                    },
                    {
                        "id": 179,
                        "string": "de-en HT Accordingly, I consider it essential that both the identification of cattle and the labelling of beef be introduced as quickly as possible on a compulsory basis."
                    },
                    {
                        "id": 180,
                        "string": "de-en MT-B Similarly, I believe that it is necessary, as quickly as possible and that compulsory labelling will be introduced, and for bovine animals and for beef and veal."
                    },
                    {
                        "id": 181,
                        "string": "de-en MT-P1 Accordingly, I also think it is essential that the labelling and become mandatory as quickly as possible, and for bovine animals and for beef."
                    },
                    {
                        "id": 182,
                        "string": "facilitate user modeling in other languages as well as augment English data with translated content."
                    },
                    {
                        "id": 183,
                        "string": "Our future plans include experimenting with more sophisticated MT models, and with additional demographic traits, domains and languagepairs."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 23
                    },
                    {
                        "section": "Related work",
                        "n": "2",
                        "start": 24,
                        "end": 56
                    },
                    {
                        "section": "Europarl with demographic info",
                        "n": "3",
                        "start": 57,
                        "end": 64
                    },
                    {
                        "section": "Identification of MEP gender",
                        "n": "3.1",
                        "start": 65,
                        "end": 69
                    },
                    {
                        "section": "Resource evaluation and statistics",
                        "n": "3.2",
                        "start": 70,
                        "end": 79
                    },
                    {
                        "section": "Experimental setup",
                        "n": "4",
                        "start": 80,
                        "end": 82
                    },
                    {
                        "section": "Translationese vs. gender traits",
                        "n": "4.1",
                        "start": 83,
                        "end": 91
                    },
                    {
                        "section": "Datasets",
                        "n": "4.2",
                        "start": 92,
                        "end": 105
                    },
                    {
                        "section": "Classification setting",
                        "n": "4.3",
                        "start": 106,
                        "end": 112
                    },
                    {
                        "section": "SMT setting",
                        "n": "4.4",
                        "start": 113,
                        "end": 119
                    },
                    {
                        "section": "Personalized SMT models",
                        "n": "5",
                        "start": 120,
                        "end": 132
                    },
                    {
                        "section": "Results",
                        "n": "6",
                        "start": 133,
                        "end": 152
                    },
                    {
                        "section": "Analysis",
                        "n": "7",
                        "start": 153,
                        "end": 169
                    },
                    {
                        "section": "Conclusions",
                        "n": "8",
                        "start": 170,
                        "end": 183
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1241-Table4-1.png",
                        "caption": "Table 4: EP en-fr, fr-en classification scores (%).",
                        "page": 5,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 523.1999999999999,
                            "y1": 545.76,
                            "y2": 705.12
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Table3-1.png",
                        "caption": "Table 3: MT datasets split for train, tuning and test, after cleaning.",
                        "page": 5,
                        "bbox": {
                            "x1": 129.6,
                            "x2": 467.03999999999996,
                            "y1": 61.44,
                            "y2": 132.0
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Table6-1.png",
                        "caption": "Table 6: TED en-fr classification scores (%).",
                        "page": 6,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 523.1999999999999,
                            "y1": 61.44,
                            "y2": 156.0
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Table5-1.png",
                        "caption": "Table 5: EP en-de, de-en classification scores (%).",
                        "page": 6,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 288.0,
                            "y1": 61.44,
                            "y2": 219.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Table1-1.png",
                        "caption": "Table 1: Europarl corpora (EP) statistics (# of sentence-pairs); gender refers to an author of the source utterance.",
                        "page": 2,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 524.16,
                            "y1": 168.48,
                            "y2": 224.16
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Figure2-1.png",
                        "caption": "Figure 2: Persistence of en and fr markers in fr-en translations (top); en and de markers in de-en translations (bottom). The transparent bars refer to (weak) F/M markers, assigned weight<0.01 by InfoGain.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 61.44,
                            "y2": 394.08
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Table2-1.png",
                        "caption": "Table 2: Gender prediction performance (%).",
                        "page": 3,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 288.0,
                            "y1": 373.44,
                            "y2": 417.12
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Table7-1.png",
                        "caption": "Table 7: Translation of fr (M) and de (F) sentences into English manually, and by different MT models.",
                        "page": 8,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 522.24,
                            "y1": 61.44,
                            "y2": 288.96
                        }
                    },
                    {
                        "filename": "../figure/image/1241-Figure1-1.png",
                        "caption": "Figure 1: English EP data distributions across two dimensions: gender (left) and trans. status (right).",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 292.32,
                            "y1": 62.879999999999995,
                            "y2": 139.2
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-43"
        },
        {
            "slides": {
                "0": {
                    "title": "Co Authors",
                    "text": [
                        "John Hewitt Dan Roth"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "4": {
                    "title": "Suffix Ambiguity",
                    "text": [
                        "I have an observament!"
                    ],
                    "page_nums": [
                        7,
                        8,
                        9
                    ],
                    "images": []
                },
                "7": {
                    "title": "Orthographic Model",
                    "text": [
                        "Reranking with frequency information"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                },
                "8": {
                    "title": "Seq2Seq Baseline",
                    "text": [
                        "c o m p o s i"
                    ],
                    "page_nums": [
                        25,
                        26,
                        27,
                        28,
                        29
                    ],
                    "images": []
                },
                "9": {
                    "title": "Dictionary Constrained Decoding",
                    "text": [
                        "Seq2Seq models generate many unattested words, but are reasonable guesses",
                        "Intuition: constrain model to only generate known words"
                    ],
                    "page_nums": [
                        30,
                        31,
                        32,
                        33,
                        34,
                        35,
                        36,
                        37,
                        38,
                        39,
                        40,
                        41
                    ],
                    "images": []
                },
                "10": {
                    "title": "Reranking with Frequency Information",
                    "text": [
                        "Model Output Model Score"
                    ],
                    "page_nums": [
                        42,
                        43,
                        44,
                        45,
                        46
                    ],
                    "images": []
                },
                "11": {
                    "title": "Distributional Model",
                    "text": [
                        "Orthographic information can be unreliable",
                        "Semantic transformation remains the same"
                    ],
                    "page_nums": [
                        49,
                        50,
                        51,
                        52,
                        53,
                        54
                    ],
                    "images": []
                },
                "12": {
                    "title": "Aggregation Model",
                    "text": [
                        "Ortho Score Distributional Score Aggregation Selection"
                    ],
                    "page_nums": [
                        57,
                        58,
                        59,
                        60
                    ],
                    "images": []
                },
                "14": {
                    "title": "Experiment Details",
                    "text": [
                        "Token information: Google Book NGrams",
                        "Google News pre-trained word embeddings",
                        "Evaluation: full-token match accuracy"
                    ],
                    "page_nums": [
                        63
                    ],
                    "images": []
                },
                "16": {
                    "title": "Results",
                    "text": [
                        "Dist Seq Aggr Seq+Freq Aggr+Freq",
                        "Significant improvement when combining Dist and Seq",
                        "Frequency statistics are a valuable signal",
                        "Combined model still outperforms separate models",
                        "22% and 37% relative error reductions over Seq"
                    ],
                    "page_nums": [
                        65,
                        66,
                        67,
                        68,
                        69,
                        70,
                        71,
                        72
                    ],
                    "images": []
                },
                "17": {
                    "title": "Results by Transformation",
                    "text": [
                        "Nominal Result Agent Adverb"
                    ],
                    "page_nums": [
                        73,
                        74,
                        75,
                        76,
                        77,
                        78,
                        79
                    ],
                    "images": []
                },
                "19": {
                    "title": "Conclusion",
                    "text": [
                        "Aggregation model for English derivational morphology",
                        "Best open- and closed-vocabulary models demonstrate 22% and 37% reduction in error"
                    ],
                    "page_nums": [
                        88
                    ],
                    "images": []
                }
            },
            "paper_title": "A Distributional and Orthographic Aggregation Model for English Derivational Morphology",
            "paper_id": "1276",
            "paper": {
                "title": "A Distributional and Orthographic Aggregation Model for English Derivational Morphology",
                "abstract": "Modeling derivational morphology to generate words with particular semantics is useful in many text generation tasks, such as machine translation or abstractive question answering. In this work, we tackle the task of derived word generation. That is, given the word \"run,\" we attempt to generate the word \"runner\" for \"someone who runs.\" We identify two key problems in generating derived words from root words and transformations: suffix ambiguity and orthographic irregularity. We contribute a novel aggregation model of derived word generation that learns derivational transformations both as orthographic functions using sequence-to-sequence models and as functions in distributional word embedding space. Our best open-vocabulary model, which can generate novel words, and our best closed-vocabulary model, show 22% and 37% relative error reductions over current state-of-the-art systems on the same dataset.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction The explicit modeling of morphology has been shown to improve a number of tasks (Seeker and Ç etinoglu, 2015; Luong et al., 2013) ."
                    },
                    {
                        "id": 1,
                        "string": "In a large number of the world's languages, many words are composed through morphological operations on subword units."
                    },
                    {
                        "id": 2,
                        "string": "Some languages are rich in inflectional morphology, characterized by syntactic transformations like pluralization."
                    },
                    {
                        "id": 3,
                        "string": "Similarly, languages like English are rich in derivational morphology, where the semantics of words are composed from * These authors contributed equally; listed alphabetically."
                    },
                    {
                        "id": 4,
                        "string": "smaller parts."
                    },
                    {
                        "id": 5,
                        "string": "The AGENT derivational transformation, for example, answers the question, what is the word for 'someone who runs'?"
                    },
                    {
                        "id": 6,
                        "string": "with the answer, a runner."
                    },
                    {
                        "id": 7,
                        "string": "1 Here, AGENT is spelled out as suffixing -ner onto the root verb run."
                    },
                    {
                        "id": 8,
                        "string": "We tackle the task of derived word generation."
                    },
                    {
                        "id": 9,
                        "string": "In this task, a root word x and a derivational transformation t are given to the learner."
                    },
                    {
                        "id": 10,
                        "string": "The learner's job is to produce the result of the transformation on the root word, called the derived word y."
                    },
                    {
                        "id": 11,
                        "string": "Table  1 gives examples of these transformations."
                    },
                    {
                        "id": 12,
                        "string": "Previous approaches to derived word generation model the task as a character-level sequenceto-sequence (seq2seq) problem (Cotterell et al., 2017b) ."
                    },
                    {
                        "id": 13,
                        "string": "The letters from the root word and some encoding of the transformation are given as input to a neural encoder, and the decoder is trained to produce the derived word, one letter at a time."
                    },
                    {
                        "id": 14,
                        "string": "We identify the following problems with these approaches: First, because these models are unconstrained, they can generate sequences of characters that do not form actual words."
                    },
                    {
                        "id": 15,
                        "string": "We argue that requiring the model to generate a known word is a reasonable constraint in the special case of English derivational morphology, and doing so avoids a large number of common errors."
                    },
                    {
                        "id": 16,
                        "string": "Second, sequence-based models can only generalize string manipulations (such as \"add -ment\") if they appear frequently in the training data."
                    },
                    {
                        "id": 17,
                        "string": "Because of this, they are unable to generate derived words that do not follow typical patterns, such as generating truth as the nominative derivation of true."
                    },
                    {
                        "id": 18,
                        "string": "We propose to learn a function for each transformation in a low dimensional vector space that corresponds to mapping from representations of the root word to the derived word."
                    },
                    {
                        "id": 19,
                        "string": "This eliminates the reliance on orthographic information, unlike related approaches to distributional semantics, which operate at the suffix level (Gupta et al., 2017) ."
                    },
                    {
                        "id": 20,
                        "string": "We contribute an aggregation model of derived word generation that produces hypotheses independently from two separate learned models: one from a seq2seq model with only orthographic information, and one from a feed-forward network using only distributional semantic information in the form of pretrained word vectors."
                    },
                    {
                        "id": 21,
                        "string": "The model learns to choose between the hypotheses according to the relative confidence of each."
                    },
                    {
                        "id": 22,
                        "string": "This system can be interpreted as learning to decide between positing an orthographically regular form or a semantically salient word."
                    },
                    {
                        "id": 23,
                        "string": "See Figure 1 for a diagram of our model."
                    },
                    {
                        "id": 24,
                        "string": "We show that this model helps with two open problems with current state-of-the-art seq2seq derived word generation systems, suffix ambiguity and orthographic irregularity (Section 2)."
                    },
                    {
                        "id": 25,
                        "string": "We also improve the accuracy of seq2seq-only derived word systems by adding external information through constrained decoding and hypothesis rescoring."
                    },
                    {
                        "id": 26,
                        "string": "These methods provide orthogonal gains to our main contribution."
                    },
                    {
                        "id": 27,
                        "string": "We evaluate models in two categories: open vocabulary models that can generate novel words unattested in a preset vocabulary, and closedvocabulary models, which cannot."
                    },
                    {
                        "id": 28,
                        "string": "Our best openvocabulary and closed-vocabulary models demonstrate 22% and 37% relative error reductions over the current state of the art."
                    },
                    {
                        "id": 29,
                        "string": "Background: Derivational Morphology Derivational transformations generate novel words that are semantically composed from the root word and the transformation."
                    },
                    {
                        "id": 30,
                        "string": "We identify two unsolved problems in derived word transformation, each of which we address in Sections 3 and 4."
                    },
                    {
                        "id": 31,
                        "string": "First, many plausible choices of suffix for a single pair of root word and transformation."
                    },
                    {
                        "id": 32,
                        "string": "For example, for the verb ground, the RESULT transformation could plausibly take as many forms as 2 (ground, RESULT) → grounding (ground, RESULT) → *groundation (ground, RESULT) → *groundment (ground, RESULT) → *groundal However, only one is correct, even though each suffix appears often in the RESULT transformation of other words."
                    },
                    {
                        "id": 33,
                        "string": "We will refer to this problem as \"suffix ambiguity.\""
                    },
                    {
                        "id": 34,
                        "string": "Second, many derived words seem to lack a generalizable orthographic relationship to their root words."
                    },
                    {
                        "id": 35,
                        "string": "For example, the RESULT of the verb speak is speech."
                    },
                    {
                        "id": 36,
                        "string": "It is unlikely, given an orthographically similar verb creak, that the RESULT be creech instead of, say, creaking."
                    },
                    {
                        "id": 37,
                        "string": "Seq2seq models must grapple with the problem of derived words that are the result of unlikely or potentially unseen string transformations."
                    },
                    {
                        "id": 38,
                        "string": "We refer to this problem as \"orthographic irregularity.\""
                    },
                    {
                        "id": 39,
                        "string": "Sequence Models and Corpus Knowledge In this section, we introduce the prior state-of-theart model, which serves as our baseline system."
                    },
                    {
                        "id": 40,
                        "string": "Then we build on top of this system by incorporating a dictionary constraint and rescoring the model's hypotheses with token frequency information to address the suffix ambiguity problem."
                    },
                    {
                        "id": 41,
                        "string": "Baseline Architecture We begin by formalizing the problem and defining some notation."
                    },
                    {
                        "id": 42,
                        "string": "For source word x = x 1 , x 2 , ."
                    },
                    {
                        "id": 43,
                        "string": "."
                    },
                    {
                        "id": 44,
                        "string": "."
                    },
                    {
                        "id": 45,
                        "string": "x m , a derivational transformation t, and target word y = y 1 , y 2 , ."
                    },
                    {
                        "id": 46,
                        "string": "."
                    },
                    {
                        "id": 47,
                        "string": "."
                    },
                    {
                        "id": 48,
                        "string": "y n , our goal is to learn some function from the pair (x, t) to y."
                    },
                    {
                        "id": 49,
                        "string": "Here, x i and y j are the ith and jth characters of the input strings x and y."
                    },
                    {
                        "id": 50,
                        "string": "We will sometimes use x 1:i to denote x 1 , x 2 , ."
                    },
                    {
                        "id": 51,
                        "string": "."
                    },
                    {
                        "id": 52,
                        "string": "."
                    },
                    {
                        "id": 53,
                        "string": "x i , and similarly for y 1:j ."
                    },
                    {
                        "id": 54,
                        "string": "The current state-of-the-art model for derivedform generation approaches this problem by learning a character-level encoder-decoder neural network with an attention mechanism (Cotterell et al., 2017b; Bahdanau et al., 2014) ."
                    },
                    {
                        "id": 55,
                        "string": "The input to the bidirectional LSTM encoder (Hochreiter and Schmidhuber, 1997; Graves and Schmidhuber, 2005) is the sequence #, x 1 , x 2 , ."
                    },
                    {
                        "id": 56,
                        "string": "."
                    },
                    {
                        "id": 57,
                        "string": "."
                    },
                    {
                        "id": 58,
                        "string": "x m , #, t, where # is a special symbol to denote the start and end of a word, and the encoding of the derivational transformation t is concatenated to the input characters."
                    },
                    {
                        "id": 59,
                        "string": "The model is trained to minimize the cross entropy of the training data."
                    },
                    {
                        "id": 60,
                        "string": "We refer to our reimplementation of this model as SEQ."
                    },
                    {
                        "id": 61,
                        "string": "For a more detailed treatment of neural sequenceto-sequence models with attention, we direct the reader to Luong et al."
                    },
                    {
                        "id": 62,
                        "string": "(2015) ."
                    },
                    {
                        "id": 63,
                        "string": "Dictionary Constraint The suffix ambiguity problem poses challenges for models which rely exclusively on input characters for information."
                    },
                    {
                        "id": 64,
                        "string": "As previously demonstrated, words derived via the same transformation may take different suffixes, and it is hard to select among them based on character information alone."
                    },
                    {
                        "id": 65,
                        "string": "Here, we describe a process for restricting our inference procedure to only generate known English words, which we call a dictionary constraint."
                    },
                    {
                        "id": 66,
                        "string": "We believe that for English morphology, a large enough corpus will contain the vast majority of derived forms, so while this approach is somewhat restricting, it removes a significant amount of ambiguity from the problem."
                    },
                    {
                        "id": 67,
                        "string": "To describe how we implemented this dictionary constraint, it is useful first to discuss how decoding in a seq2seq model is equivalent to solving a shortest path problem."
                    },
                    {
                        "id": 68,
                        "string": "The notation is specific to our model, but the argument is applicable to seq2seq models in general."
                    },
                    {
                        "id": 69,
                        "string": "The goal of decoding is to find the most probable structureŷ conditioned on some observation x and transformation t. That is, the problem is to solvê y = arg max y∈Y p(y | x, t) (1) = arg min y∈Y − log p(y | x, t) (2) where Y is the set of valid structures."
                    },
                    {
                        "id": 70,
                        "string": "Sequential models have a natural ordering y = y 1 , y 2 , ."
                    },
                    {
                        "id": 71,
                        "string": "."
                    },
                    {
                        "id": 72,
                        "string": "."
                    },
                    {
                        "id": 73,
                        "string": "y n over which − log p(y | x, t) can be decomposed − log p(y | x, t) = n t=1 − log p(y t | y 1:t−1 , x, t) (3) Solving Equation 2 can be viewed as solving a shortest path problem from a special starting state to a special ending state via some path which uniquely represents y."
                    },
                    {
                        "id": 74,
                        "string": "Each vertex in the graph represents some sequence y 1:i , and the weight of the edge from y 1:i to y 1:i+1 is given by − log p(y i+1 | y 1:i−1 , x, t) (4) The weight of the path from the start state to the end state via the unique path that describes y is exactly equal to Equation 3."
                    },
                    {
                        "id": 75,
                        "string": "When the vocabulary size is too large, the exact shortest path is intractable, and approximate search methods, such as beam search, are used instead."
                    },
                    {
                        "id": 76,
                        "string": "In derived word generation, Y is an infinite set of strings."
                    },
                    {
                        "id": 77,
                        "string": "Since Y is unrestricted, almost all of the strings in Y are not valid words."
                    },
                    {
                        "id": 78,
                        "string": "Given a dictionary Y D , the search space is restricted to only those words in the dictionary by searching over the trie induced from Y D , which is a subgraph of the unrestricted graph."
                    },
                    {
                        "id": 79,
                        "string": "By limiting the search space to Y D , the decoder is guaranteed to generate some known word."
                    },
                    {
                        "id": 80,
                        "string": "Models which use this dictionaryconstrained inference procedure will be labeled with +DICT."
                    },
                    {
                        "id": 81,
                        "string": "Algorithm 1 has the pseudocode for our decoding procedure."
                    },
                    {
                        "id": 82,
                        "string": "We discuss specific details of the search procedure and interesting observations of the search space in Section 6."
                    },
                    {
                        "id": 83,
                        "string": "Section 5.2 describes how we obtained the dictionary of valid words."
                    },
                    {
                        "id": 84,
                        "string": "Word Frequency Knowledge through Rescoring We also consider the inclusion of explicit word frequency information to help solve suffix ambiguity, using the intuition that \"real\" derived words are likely to be frequently attested."
                    },
                    {
                        "id": 85,
                        "string": "This permits a high-recall, potentially noisy dictionary."
                    },
                    {
                        "id": 86,
                        "string": "We are motivated by very high top-10 accuracy compared to top-1 accuracy, even among dictionary-constrained models."
                    },
                    {
                        "id": 87,
                        "string": "By rescoring the hypotheses of a model using word frequency (a word-global signal) as a feature, attempt to recover a portion of this top-10 accuracy."
                    },
                    {
                        "id": 88,
                        "string": "When a model has been trained, we query it for its top-10 most likely hypotheses."
                    },
                    {
                        "id": 89,
                        "string": "The union of all hypotheses for a subset of the training observations forms the training set for a classifier that learns to predict whether a hypothesis generated by the model is correct."
                    },
                    {
                        "id": 90,
                        "string": "Each hypothesis is labelled with its correctness, a value in {±1}."
                    },
                    {
                        "id": 91,
                        "string": "We train a simple combination of two scores: the seq2seq model score for the hypothesis, and the log of the word frequency of the hypothesis."
                    },
                    {
                        "id": 92,
                        "string": "To permit a nonlinear combination of word frequency and model score, we train a small multilayer perceptron with the model score and the frequency of a derived word hypothesis as features."
                    },
                    {
                        "id": 93,
                        "string": "At testing time, the 10 hypotheses generated by a single seq2seq model for a single observation are rescored."
                    },
                    {
                        "id": 94,
                        "string": "The new model top-1 hypothesis, then, is the argmax over the 10 hypotheses according to the rescorer."
                    },
                    {
                        "id": 95,
                        "string": "In this way, we are able to incorporate word-global information, e.g."
                    },
                    {
                        "id": 96,
                        "string": "word frequency, that is ill-suited for incorporation at each character prediction step of the seq2seq model."
                    },
                    {
                        "id": 97,
                        "string": "We label models that are rescored in this way +FREQ."
                    },
                    {
                        "id": 98,
                        "string": "Distributional Models So far, we have presented models that learn derivational transformations as orthographic operations."
                    },
                    {
                        "id": 99,
                        "string": "Such models struggle by construction with the orthographic irregularity problem, as they are trained to generalize orthographic information."
                    },
                    {
                        "id": 100,
                        "string": "However, the semantic relationships between root words and derived words are the same even when the orthography is dissimilar."
                    },
                    {
                        "id": 101,
                        "string": "It is salient, for example, that irregular word speech is related to its root speak in about the same way as how exploration is related to the word explore."
                    },
                    {
                        "id": 102,
                        "string": "We model distributional transformations as functions in dense distributional word embedding spaces, crucially learning a function per derivational transformation, not per suffix pair."
                    },
                    {
                        "id": 103,
                        "string": "In this way, we aim to explicitly model the semantic transformation, not the othographic information."
                    },
                    {
                        "id": 104,
                        "string": "Feed-forward derivational transformations For all source words x and all target words y, we look up static distributional embeddings v x , v y ∈ R d ."
                    },
                    {
                        "id": 105,
                        "string": "For each derivational transformation t, we learn a function f t : R d → R d that maps v x to v y ."
                    },
                    {
                        "id": 106,
                        "string": "f t is parametrized as two-layer perceptron, trained using a squared loss, L = b T b (5) b = f t (v x ) − v y (6) We perform inference by nearest neighbor search in the embedding space."
                    },
                    {
                        "id": 107,
                        "string": "This inference strategy requires a subset of strings for our embedding dictionary, Y V ."
                    },
                    {
                        "id": 108,
                        "string": "Upon receiving (x, t) at test time, we compute f t (v x ) and find the most similar embeddings in Y V ."
                    },
                    {
                        "id": 109,
                        "string": "Specifically, we find the top-k most similar embeddings, and take the most similar derived word that starts with the same 4 letters as the root word, and is not identical to it."
                    },
                    {
                        "id": 110,
                        "string": "This heuristic filters out highly implausible hypotheses."
                    },
                    {
                        "id": 111,
                        "string": "We use the single-word subset of the Google News vectors (Mikolov et al., 2013) as Y V , so the size of the vocabulary is 929k words."
                    },
                    {
                        "id": 112,
                        "string": "SEQ and DIST Aggregation The seq2seq and distributional models we have presented learn with disjoint information to solve separate problems."
                    },
                    {
                        "id": 113,
                        "string": "We leverage this intuition to build a model that chooses, for each observation, whether to generate according to orthographic information via the SEQ model, or produce a potentially irregular form via the DIST model."
                    },
                    {
                        "id": 114,
                        "string": "To train this model, we use a held-out portion of the training set, and filter it to only observations for which exactly one of the two models produces the correct derived form."
                    },
                    {
                        "id": 115,
                        "string": "Finally, we make the strong assumption that the probability of a derived form being generated correctly according to 1 model as opposed to the other is dependent only on the unnormalized model score from each."
                    },
                    {
                        "id": 116,
                        "string": "We model this as a logistic regression (t is omitted for clarity): P (·|y D , y S , x) = softmax(W e [DIST(y D |x); SEQ(y S |x)] + b e ) where W e and b e are learned parameters, y D and y S are the hypotheses of the distributional and seq2seq models, and DIST(·) and SEQ(·) are the models' likelihood functions."
                    },
                    {
                        "id": 117,
                        "string": "We denote this aggregate AGGR in our results."
                    },
                    {
                        "id": 118,
                        "string": "Datasets In this section we describe the derivational morphology dataset used in our experiments and how we collected the dictionary and token frequencies used in the dictionary constraint and rescorer."
                    },
                    {
                        "id": 119,
                        "string": "Derivational Morphology In our experiments, we use the derived word generation derivational morphology dataset released in Cotterell et al."
                    },
                    {
                        "id": 120,
                        "string": "(2017b) ."
                    },
                    {
                        "id": 121,
                        "string": "The dataset, derived from NomBank (Meyers et al., 2004) , consists of 4,222 training, 905 validation, and 905 test triples of the form (x, t, y)."
                    },
                    {
                        "id": 122,
                        "string": "The transformations are from the following categories: ADVERB (ADJ → ADV), RESULT (V → N), AGENT (V → N), and NOMI-NAL (ADJ → N)."
                    },
                    {
                        "id": 123,
                        "string": "Examples from the dataset can be found in Table 1 ."
                    },
                    {
                        "id": 124,
                        "string": "Dictionary and Token Frequency Statistics The dictionary and token frequency statistics used in the dictionary constraint and frequency reranking come from the Google Books NGram corpus (Michel et al., 2011) ."
                    },
                    {
                        "id": 125,
                        "string": "The unigram frequency counts were aggregated across years, and any tokens which appear fewer than approximately 2,000 times, do not end in a known possible suffix, or contain a character outside of our vocabulary were removed."
                    },
                    {
                        "id": 126,
                        "string": "The frequency threshold was determined using development data, optimizing for high recall."
                    },
                    {
                        "id": 127,
                        "string": "We collect a set of known suffixes from the training data by removing the longest common prefix between the source and target words from the target word."
                    },
                    {
                        "id": 128,
                        "string": "The result is a dictionary with frequency information for around 360k words, which covers 98% of the target words in the training data."
                    },
                    {
                        "id": 129,
                        "string": "3 Inference Procedure Discussion In many sequence models where the vocabulary size is large, exact inference by finding the true shortest path in the graph discussed in Section 3.2 is intractable."
                    },
                    {
                        "id": 130,
                        "string": "As a result, approximate inference techniques such as beam search are often used, or the size of the search space is reduced, for example, by using a Markov assumption."
                    },
                    {
                        "id": 131,
                        "string": "We, however, observed that exact inference via a shortest path algorithm is not only tractable in our model, but 3 The remaining 2% is mostly words with hyphens or mistakes in the dataset."
                    },
                    {
                        "id": 132,
                        "string": "Method Accuracy  only slightly more expensive than greedy search and significantly less expensive than beam search."
                    },
                    {
                        "id": 133,
                        "string": "Avg."
                    },
                    {
                        "id": 134,
                        "string": "To quantify this claim, we measured the accuracy and number of states explored by greedy search, beam search, and shortest path with and without a dictionary constraint on the development data."
                    },
                    {
                        "id": 135,
                        "string": "Table 2 shows the results averaged over 30 runs."
                    },
                    {
                        "id": 136,
                        "string": "As expected, beam search and shortest path have higher accuracies than greedy search and explore more of the search space."
                    },
                    {
                        "id": 137,
                        "string": "Surprisingly, beam search and shortest path have nearly identical accuracies, but shortest path explores significantly fewer hypotheses."
                    },
                    {
                        "id": 138,
                        "string": "At least two factors contribute to the tractability of exact search in our model."
                    },
                    {
                        "id": 139,
                        "string": "First, our characterlevel sequence model has a vocabulary size of 63, which is significantly smaller than token-level models, in which a vocabulary of 50k words is not uncommon."
                    },
                    {
                        "id": 140,
                        "string": "The search space of sequence models is dependent upon the size of the vocabulary, so the model's search space is dramatically smaller than for a token-level model."
                    },
                    {
                        "id": 141,
                        "string": "Second, the inherent structure of the task makes it easy to eliminate large subgraphs of the search space."
                    },
                    {
                        "id": 142,
                        "string": "The first several characters of the input word and output word are almost always the same, so the model assigns very low probability to any sequence with different starting characters than the input."
                    },
                    {
                        "id": 143,
                        "string": "Then, the rest of the search procedure is dedicated to deciding between suffixes."
                    },
                    {
                        "id": 144,
                        "string": "Any suffix which does not appear frequently in the training data receives a low score, leaving the search to decide between a handful of possible options."
                    },
                    {
                        "id": 145,
                        "string": "The result is that the learned probability distribution is very spiked; it puts very high probability on just a few output sequences."
                    },
                    {
                        "id": 146,
                        "string": "It is empirically true that the top few most probable sequences have significantly higher scores than the next most probable sequences, which supports this hypothesis."
                    },
                    {
                        "id": 147,
                        "string": "In our subsequent experiments, we decode using Algorithm 1 The decoding procedure uses a shortest-path algorithm to find the most probable output sequence."
                    },
                    {
                        "id": 148,
                        "string": "The dictionary constraint is (optionally) implemented on line 9 by only considering prefixes that are contained in some trie T ."
                    },
                    {
                        "id": 149,
                        "string": "if y ∈ T then 10: s ← FORWARD(x, t, y ) 11: H.insert(s, y ) exact inference by running a shortest path algorithm (see Algorithm 1)."
                    },
                    {
                        "id": 150,
                        "string": "For reranking models, instead of typically using a beam of size k, we use the top k most probable sequences."
                    },
                    {
                        "id": 151,
                        "string": "Results In all of our experiments, we use the training, development, and testing splits provided by Cotterell et al."
                    },
                    {
                        "id": 152,
                        "string": "(2017b) and average over 30 random restarts."
                    },
                    {
                        "id": 153,
                        "string": "Table 3 displays the accuracies and average edit distances on the test set of each of the systems presented in this work and the state-of-the-art model from Cotterell et al."
                    },
                    {
                        "id": 154,
                        "string": "(2017b) ."
                    },
                    {
                        "id": 155,
                        "string": "First, we observed that SEQ outperforms the results reported in Cotterell et al."
                    },
                    {
                        "id": 156,
                        "string": "(2017b) by a large margin, despite the fact that the model architectures are the same."
                    },
                    {
                        "id": 157,
                        "string": "We attribute this difference to better hyperparameter settings and improved learning rate annealing."
                    },
                    {
                        "id": 158,
                        "string": "Then, it is clear that the accuracy of the distributional model, DIST, is significantly lower than any seq2seq model."
                    },
                    {
                        "id": 159,
                        "string": "We believe the orthographyinformed models perform better because most observations in the dataset are orthographically regular, providing low-hanging fruit."
                    },
                    {
                        "id": 160,
                        "string": "depth analysis of the strengths of SEQ and DIST in Section 7.1."
                    },
                    {
                        "id": 161,
                        "string": "Open-vocabulary models Closed-vocabulary models We now consider closed-vocabulary models that improve upon the seq2seq model in AGGR."
                    },
                    {
                        "id": 162,
                        "string": "First, we see that restricting the decoder to only generate known words is extremely useful, with SEQ+DICT improving over SEQ by 6.2 points."
                    },
                    {
                        "id": 163,
                        "string": "Qualitatively, we note that this constraint helps solve the suffix ambiguity problem, since orthographically plausible incorrect hypotheses are pruned as non-words."
                    },
                    {
                        "id": 164,
                        "string": "See Table 6 for examples of this phenomenon."
                    },
                    {
                        "id": 165,
                        "string": "Additionally, we observe that the dictionary-constrained model outperforms the unconstrained model according to top-10 accuracy (see Table 5 )."
                    },
                    {
                        "id": 166,
                        "string": "Rescoring (+FREQ) provides further improvement of 0.8 points, showing that the decoding dictionary constraint provides a higher-quality beam that still has room for top-1 improvement."
                    },
                    {
                        "id": 167,
                        "string": "All together, AGGR+FREQ+DICT provides a 4.4 point improvement over the best open-vocabulary model, AGGR."
                    },
                    {
                        "id": 168,
                        "string": "This shows the disambiguating power of assuming a closed vocabulary."
                    },
                    {
                        "id": 169,
                        "string": "Edit Distance One interesting side effect of the dictionary constraint appears when comparing AGGR+FREQ with and without the dictionary constraint."
                    },
                    {
                        "id": 170,
                        "string": "Although the accuracy of the dictionaryconstrained model is better, the average edit distance is worse."
                    },
                    {
                        "id": 171,
                        "string": "The unconstrained model is free to put invalid words which are orthographically similar to the target word in its top-k, however the constrained model can only choose valid words."
                    },
                    {
                        "id": 172,
                        "string": "This means it is easier for the unconstrained model to generate words which have a low edit distance to the ground truth, whereas the constrained model  can only do that if such a word exists."
                    },
                    {
                        "id": 173,
                        "string": "The result is a more accurate, yet more orthographically diverse, set of hypotheses."
                    },
                    {
                        "id": 174,
                        "string": "Results by Transformation Next, we compare our best open vocabulary and closed vocabulary models to previous work across each derivational transformation."
                    },
                    {
                        "id": 175,
                        "string": "These results are in Table 4 ."
                    },
                    {
                        "id": 176,
                        "string": "The largest improvement over the baseline system is for NOMINAL transformations, in which the AGGR has a 49% reduction in error."
                    },
                    {
                        "id": 177,
                        "string": "We attribute most of this gain to the difficulty of this particular transformation."
                    },
                    {
                        "id": 178,
                        "string": "NOMINAL is challenging because there are several plausible endings (e.g."
                    },
                    {
                        "id": 179,
                        "string": "-ity, -ness, -ence) which occur at roughly the same rate."
                    },
                    {
                        "id": 180,
                        "string": "Additionally, NOMINAL examples are the least frequent transformation in the dataset, so it is challenging for a sequential model to learn to generalize."
                    },
                    {
                        "id": 181,
                        "string": "The distributional model, which does not rely on suffix information, does not have this same weakness, so the aggregation AGGR model has better results."
                    },
                    {
                        "id": 182,
                        "string": "The performance of AGGR+FREQ+DICT is worse than AGGR, however."
                    },
                    {
                        "id": 183,
                        "string": "This is surprising because, in all other transformations, adding dictionary information improves the accuracies."
                    },
                    {
                        "id": 184,
                        "string": "We believe this is due to the ambiguity of the ground truth: Many root words have seemingly multiple plausible nominal transformations, such as rigid → {rigidness, rigidity} and equivalent → {equivalence, equivalency}."
                    },
                    {
                        "id": 185,
                        "string": "The dictionary constraint produces a better set of hypotheses to rescore, as demonstrated in Table 5 ."
                    },
                    {
                        "id": 186,
                        "string": "Therefore, the dictionary-constrained model is likely to have more of these ambiguous cases, which makes the task more difficult."
                    },
                    {
                        "id": 187,
                        "string": "Strengths of SEQ and DIST In this subsection we explore why AGGR improves consistently over SEQ even though it maintains an open vocabulary."
                    },
                    {
                        "id": 188,
                        "string": "We have argued that DIST is able to correctly produce derived words that are Cotterell et al."
                    },
                    {
                        "id": 189,
                        "string": "(2017b) Table 5 : The accuracies of the top-10 best outputs for the SEQ, SEQ+DICT, and prior work demonstrate that the dictionary constraint significantly improves the overall candidate quality."
                    },
                    {
                        "id": 190,
                        "string": "Figure 2 : Aggregating across 30 random restarts, we tallied when SEQ and DIST correctly produced derived forms of each suffix."
                    },
                    {
                        "id": 191,
                        "string": "The y-axis shows the logarithm of the difference, per suffix, between the tally for DIST and the tally for SEQ."
                    },
                    {
                        "id": 192,
                        "string": "On the x-axis is the logarithm of the frequency of derived words with each suffix in the training data."
                    },
                    {
                        "id": 193,
                        "string": "A linear regression line is plotted to show the relationship between log suffix frequency and log difference in correct predictions."
                    },
                    {
                        "id": 194,
                        "string": "Suffixes that differ only by the first letter, as with -ger and -er, have been merged and represented by the more frequent of the two."
                    },
                    {
                        "id": 195,
                        "string": "orthographically irregular or infrequent in the training data."
                    },
                    {
                        "id": 196,
                        "string": "Figure 2 quantifies this phenomenon, analyzing the difference in accuracy between the two models, and plotting this in relationship to the frequency of the suffix in the training data."
                    },
                    {
                        "id": 197,
                        "string": "The plot shows that SEQ excels at generating derived words ending in -ly, -ion, and other suffixes that appeared frequently in the training data."
                    },
                    {
                        "id": 198,
                        "string": "DIST's improvements over SEQ are generally much less frequent in the training data, or as in the case of -ment, are less frequent than other suffixes for the same transformation (like -ion.)"
                    },
                    {
                        "id": 199,
                        "string": "By producing derived words whose suffixes show up rarely in the training data, DIST helps solve the orthographic irregularity problem."
                    },
                    {
                        "id": 200,
                        "string": "Prior Work There has been much work on the related task of inflected word generation (Durrett and DeNero, Table 6 : Sample output from a selection of models."
                    },
                    {
                        "id": 201,
                        "string": "The words in bold mark the correct derivations."
                    },
                    {
                        "id": 202,
                        "string": "\"Hindrance\" and \"vacancy\" are the expected derived words for the last two rows."
                    },
                    {
                        "id": 203,
                        "string": "2013; Rastogi et al., 2016; Hulden et al., 2014) ."
                    },
                    {
                        "id": 204,
                        "string": "It is a structurally similar task to ours, but does not have the same difficulty of challenges (Cotterell et al., 2017a,b) , which we have addressed in our work."
                    },
                    {
                        "id": 205,
                        "string": "The paradigm completion for derivational morphology dataset we use in this work was introduced in Cotterell et al."
                    },
                    {
                        "id": 206,
                        "string": "(2017b) ."
                    },
                    {
                        "id": 207,
                        "string": "They apply the model that won the 2016 SIGMORPHON shared task on inflectional morphology to derivational morphology (Kann and Schütze, 2016; ."
                    },
                    {
                        "id": 208,
                        "string": "We use this as our baseline."
                    },
                    {
                        "id": 209,
                        "string": "Our implementation of the dictionary constraint is an example of a special constraint which can be directly incorporated into the inference algorithm at little additional cost."
                    },
                    {
                        "id": 210,
                        "string": "Yih (2004, 2007) propose a general inference procedure that naturally incorporates constraints through recasting inference as solving an integer linear program."
                    },
                    {
                        "id": 211,
                        "string": "Beam or hypothesis rescoring to incorporate an expensive or non-decomposable signal into search has a history in machine translation (Huang and Chiang, 2007) ."
                    },
                    {
                        "id": 212,
                        "string": "In inflectional morphology, Nicolai et al."
                    },
                    {
                        "id": 213,
                        "string": "(2015) use this idea to rerank hypotheses using orthographic features and Faruqui et al."
                    },
                    {
                        "id": 214,
                        "string": "(2016) use a character-level language model."
                    },
                    {
                        "id": 215,
                        "string": "Our approach is similar to Faruqui et al."
                    },
                    {
                        "id": 216,
                        "string": "(2016) in that we use statistics from a raw corpus, but at the token level."
                    },
                    {
                        "id": 217,
                        "string": "There have been several attempts to use distributional information in morphological generation and analysis."
                    },
                    {
                        "id": 218,
                        "string": "Soricut and Och (2015) collect pairs of words related by any morphological change in an unsupervised manner, then select a vector offset which best explains their observations."
                    },
                    {
                        "id": 219,
                        "string": "There has been subsequent work exploring the vector offset method, finding it unsuccessful in captur-ing derivational transformations (Gladkova et al., 2016) ."
                    },
                    {
                        "id": 220,
                        "string": "However, we use more expressive, nonlinear functions to model derivational transformations and report positive results."
                    },
                    {
                        "id": 221,
                        "string": "Gupta et al."
                    },
                    {
                        "id": 222,
                        "string": "(2017) then learn a linear transformation per orthographic rule to solve a word analogy task."
                    },
                    {
                        "id": 223,
                        "string": "Our distributional model learns a function per derivational transformation, not per orthographic rule, which allows it to generalize to unseen orthography."
                    },
                    {
                        "id": 224,
                        "string": "Implementation Details Our models are implemented in Python using the DyNet deep learning library (Neubig et al., 2017) ."
                    },
                    {
                        "id": 225,
                        "string": "The code is freely available for download."
                    },
                    {
                        "id": 226,
                        "string": "4 Sequence Model The sequence-to-sequence model uses character embeddings of size 20, which are shared across the encoder and decoder, with a vocabulary size of 63."
                    },
                    {
                        "id": 227,
                        "string": "The hidden states of the LSTMs are of size 40."
                    },
                    {
                        "id": 228,
                        "string": "For training, we use Adam with an initial learning rate of 0.005, a batch size of 5, and train for a maximum of 30 epochs."
                    },
                    {
                        "id": 229,
                        "string": "If after one epoch of the training data, the loss on the validation set does not decrease, we anneal the learning rate by half and revert to the previous best model."
                    },
                    {
                        "id": 230,
                        "string": "During decoding, we find the top 1 most probable sequence as discussed in Section 6 unless rescoring is used, in which we use the top 10."
                    },
                    {
                        "id": 231,
                        "string": "Rescorer The rescorer is a 1-hidden-layer perceptron with a tanh nonlinearity and 4 hidden units."
                    },
                    {
                        "id": 232,
                        "string": "It is trained for a maximum of 5 epochs."
                    },
                    {
                        "id": 233,
                        "string": "Distributional Model The DIST model is a 1hidden-layer perceptron with a tanh nonlinearity and 100 hidden units."
                    },
                    {
                        "id": 234,
                        "string": "It is trained for a maximum of 25 epochs."
                    },
                    {
                        "id": 235,
                        "string": "Conclusion In this work, we present a novel aggregation model for derived word generation."
                    },
                    {
                        "id": 236,
                        "string": "This model learns to choose between the predictions of orthographicallyand distributionally-informed models."
                    },
                    {
                        "id": 237,
                        "string": "This ameliorates suffix ambiguity and orthographic irregularity, the salient problems of the generation task."
                    },
                    {
                        "id": 238,
                        "string": "Concurrently, we show that derivational transformations can be usefully modeled as nonlinear functions on distributional word embeddings."
                    },
                    {
                        "id": 239,
                        "string": "The distributional and orthographic models aggregated contribute orthogonal information to the aggregate, as shown by substantial improvements over state-of-the-art results, and qualitative analysis."
                    },
                    {
                        "id": 240,
                        "string": "Two ways of incorporating corpus knowledge -constrained decoding and rescoring -demonstrate further improvements to our main contribution."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 28
                    },
                    {
                        "section": "Background: Derivational Morphology",
                        "n": "2",
                        "start": 29,
                        "end": 37
                    },
                    {
                        "section": "Sequence Models and Corpus Knowledge",
                        "n": "3",
                        "start": 38,
                        "end": 40
                    },
                    {
                        "section": "Baseline Architecture",
                        "n": "3.1",
                        "start": 41,
                        "end": 62
                    },
                    {
                        "section": "Dictionary Constraint",
                        "n": "3.2",
                        "start": 63,
                        "end": 83
                    },
                    {
                        "section": "Word Frequency Knowledge through Rescoring",
                        "n": "3.3",
                        "start": 84,
                        "end": 97
                    },
                    {
                        "section": "Distributional Models",
                        "n": "4",
                        "start": 98,
                        "end": 103
                    },
                    {
                        "section": "Feed-forward derivational transformations",
                        "n": "4.1",
                        "start": 104,
                        "end": 111
                    },
                    {
                        "section": "SEQ and DIST Aggregation",
                        "n": "4.2",
                        "start": 112,
                        "end": 117
                    },
                    {
                        "section": "Datasets",
                        "n": "5",
                        "start": 118,
                        "end": 118
                    },
                    {
                        "section": "Derivational Morphology",
                        "n": "5.1",
                        "start": 119,
                        "end": 123
                    },
                    {
                        "section": "Dictionary and Token Frequency Statistics",
                        "n": "5.2",
                        "start": 124,
                        "end": 128
                    },
                    {
                        "section": "Inference Procedure Discussion",
                        "n": "6",
                        "start": 129,
                        "end": 150
                    },
                    {
                        "section": "Results",
                        "n": "7",
                        "start": 151,
                        "end": 186
                    },
                    {
                        "section": "Strengths of SEQ and DIST",
                        "n": "7.1",
                        "start": 187,
                        "end": 199
                    },
                    {
                        "section": "Prior Work",
                        "n": "8",
                        "start": 200,
                        "end": 223
                    },
                    {
                        "section": "Implementation Details",
                        "n": "9",
                        "start": 224,
                        "end": 234
                    },
                    {
                        "section": "Conclusion",
                        "n": "10",
                        "start": 235,
                        "end": 240
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1276-Figure1-1.png",
                        "caption": "Figure 1: Diagram depicting the flow of our aggregation model. Two models generate a hypothesis according to orthogonal information; then one is chosen as the final model generation. Here, the hypothesis from the distributional model is chosen.",
                        "page": 0,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 221.76,
                            "y2": 372.0
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Table3-1.png",
                        "caption": "Table 3: The accuracies and edit distances of the models presented in this paper and prior work. For edit distance, lower is better. The dictionary-constrained models are on the lower half of the table.",
                        "page": 5,
                        "bbox": {
                            "x1": 330.71999999999997,
                            "x2": 502.08,
                            "y1": 62.4,
                            "y2": 196.32
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Table1-1.png",
                        "caption": "Table 1: The goal of derived word generation is to produce the derived word, y, given both the root word, x, and the transformation t, as demonstrated here with examples from the dataset.",
                        "page": 1,
                        "bbox": {
                            "x1": 73.92,
                            "x2": 289.44,
                            "y1": 62.4,
                            "y2": 208.32
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Table4-1.png",
                        "caption": "Table 4: The accuracies and edit distances of our best open-vocabulary and closed-vocabulary models, AGGR and AGGR+FREQ+DICT compared to prior work, evaluated at the transformation level. For edit distance, lower is better.",
                        "page": 6,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 289.44,
                            "y1": 63.36,
                            "y2": 144.0
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Table5-1.png",
                        "caption": "Table 5: The accuracies of the top-10 best outputs for the SEQ, SEQ+DICT, and prior work demonstrate that the dictionary constraint significantly improves the overall candidate quality.",
                        "page": 6,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 524.16,
                            "y1": 63.36,
                            "y2": 152.16
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Figure2-1.png",
                        "caption": "Figure 2: Aggregating across 30 random restarts, we tallied when SEQ and DIST correctly produced derived forms of each suffix. The y-axis shows the logarithm of the difference, per suffix, between the tally for DIST and the tally for SEQ. On the x-axis is the logarithm of the frequency of derived words with each suffix in the training data. A linear regression line is plotted to show the relationship between log suffix frequency and log difference in correct predictions. Suffixes that differ only by the first letter, as with -ger and -er, have been merged and represented by the more frequent of the two.",
                        "page": 6,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 208.79999999999998,
                            "y2": 372.0
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Table6-1.png",
                        "caption": "Table 6: Sample output from a selection of models. The words in bold mark the correct derivations. “Hindrance” and “vacancy” are the expected derived words for the last two rows.",
                        "page": 7,
                        "bbox": {
                            "x1": 96.96,
                            "x2": 500.15999999999997,
                            "y1": 62.4,
                            "y2": 211.2
                        }
                    },
                    {
                        "filename": "../figure/image/1276-Table2-1.png",
                        "caption": "Table 2: The average accuracies and number of states explored in the search graph of 30 runs of the SEQ model with various search procedures. The BEAM models use a beam size of 10.",
                        "page": 4,
                        "bbox": {
                            "x1": 324.0,
                            "x2": 509.28,
                            "y1": 62.4,
                            "y2": 150.23999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-44"
        },
        {
            "slides": {
                "0": {
                    "title": "Meta view",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "the task",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4",
                        "e Input: a text which is perhaps ungramatical e Output: a grammatical text saying the same",
                        "Example: However , there are both sides of stories"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "The task",
                    "text": [
                        "e Input: a text which is perhaps ungramatieal ungrammatical e Output: a grammatical text saying conveying the same",
                        "Example: However , there are beth sides-of stories >",
                        "However , there are two sides to the story."
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Test Set",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluati",
                        "ion - Level 3 Peers - Level 4",
                        "e Learner sentences (perhaps ungrammatical)",
                        "e References - word edits and the error type corrected by them",
                        "Since ancient times , human interact with others face by face . +",
                        "Since ancient times , human humans (Noun number) interact with others face by to (Wrong Preposition) face ."
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "Metrics",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3",
                        "There are many suggestions for evaluation metrics:",
                        "More on that in the paper.",
                        "Peers - Level 4"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Human Rankings",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4",
                        "You have become powerful, | sense the dark side in you.",
                        "Powerful you have become, | sense the dark side in you.",
                        "You have become powerful, the dark side I sense in you.",
                        "Powerful you have become, the dark side | sense in you.",
                        "Since ancient times , Auman humans (Noun number) interact with others face by to (Wrong Preposition) face .",
                        "2 Since ancient times , humans interact with others face to face ."
                    ],
                    "page_nums": [
                        8,
                        13
                    ],
                    "images": []
                },
                "6": {
                    "title": "Existing Metric Validation",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4",
                        "e Annotation Humans rank system corrections e Two benchmarks GJG15 (Grundkiewicz et al. 2015), and",
                        "e Score correlation between metric and human rankings",
                        "e Rank each system by the metric scores of its outputs e Rank each system by the human ranks of its outputs",
                        "e Correlate the two"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "7": {
                    "title": "Human Rankings not a perfect solution",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers",
                        "What Machine Translation has already found :",
                        "e Costly e Low agreement e Ranking is hard (correcting is easy)",
                        "e Some sentences are uncomparable",
                        "p P-val p Rank p Rank"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "8": {
                    "title": "Human Rankings CHR inherent biases",
                    "text": [
                        "uation - Level 2 Evaluation of evaluation - Level 3",
                        ". Metrics are favored if they discern high-performing and low-performing existing systems",
                        ". Systems are fitted against metrics",
                        "e Systems have similar biases under-correct & favor correcting",
                        "specific error types (Choshen & Abend 2018)",
                        "e Metrics are evaluated based on distribution of errors in",
                        "outputs, rather than true distribution"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "9": {
                    "title": "MAEGE Methodology for Automatic Evaluation of GEC Evaluation",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4",
                        "e Annotation Humans correct errors in sentences",
                        "e Widely available regular GEC corpora e Lattice graded quality e Original sentences O; e Partial corrections, apply some edits",
                        "e Reference sentences RY"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": [
                        "figure/image/1283-Figure2-1.png"
                    ]
                },
                "10": {
                    "title": "Corpus Level",
                    "text": [
                        "The task - Lev",
                        "el 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4",
                        "Models Set of randomly chosen corrections",
                        "MAEGE score the expected number of applied edits e We sample models from the lattices with different distributions",
                        "Score correlation between the two rankings",
                        "e Positive low correlation with CHR",
                        "e The best metric is LT (number of detected errors)",
                        "e With precision-oriented models MAEGE is similar to CHR",
                        "e Indication that CHR is biased due to precision-oriented models"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "11": {
                    "title": "Types",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4",
                        "1. Pick sentence pairs with one correction difference",
                        "2. Find A: the change in metric score",
                        "3. Compute average A per type"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "12": {
                    "title": "Types sensitivity analysis",
                    "text": [
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3",
                        "Peers - Level 4",
                        "1. All metrics penalize for validly correcting certain error types",
                        "2. Some error types (close class) are more commonly penalized than others (open class)"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "13": {
                    "title": "Take home message",
                    "text": [
                        "The task - Evaluation - Level 2 Evaluation of evaluation - Peers - Level 4",
                        "e Metrics emphasize some aspects of the task over others.",
                        "e Metric validation should tell you which e If validation is opaque, metrics and systems may tune towards",
                        "one another (vicious loop) e MAEGE breaks the loop by not relying on system outputs e Instead compile naturally ranked corpus",
                        "The task - Level 1 Evaluation - Level 2 Evaluation of evaluation - Level 3 Peers - Level 4"
                    ],
                    "page_nums": [
                        18,
                        19
                    ],
                    "images": []
                }
            },
            "paper_title": "Automatic Metric Validation for Grammatical Error Correction",
            "paper_id": "1283",
            "paper": {
                "title": "Automatic Metric Validation for Grammatical Error Correction",
                "abstract": "Metric validation in Grammatical Error Correction (GEC) is currently done by observing the correlation between human and metric-induced rankings. However, such correlation studies are costly, methodologically troublesome, and suffer from low inter-rater agreement. We propose MAEGE, an automatic methodology for GEC metric validation, that overcomes many of the difficulties with existing practices. Experiments with MAEGE shed a new light on metric quality, showing for example that the standard M 2 metric fares poorly on corpus-level ranking. Moreover, we use MAEGE to perform a detailed analysis of metric behavior, showing that correcting some types of errors is consistently penalized by existing metrics.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Much recent effort has been devoted to automatic evaluation, both within GEC (Napoles et al., 2015; Felice and Briscoe, 2015; Ng et al., 2014; Dahlmeier and Ng, 2012, see §2) , and more generally in text-to-text generation tasks."
                    },
                    {
                        "id": 1,
                        "string": "Within Machine Translation (MT), an annual shared task is devoted to automatic metric development, accompanied by an extensive analysis of metric behavior (Bojar et al., 2017) ."
                    },
                    {
                        "id": 2,
                        "string": "Metric validation is also raising interest in GEC, with several recent works on the subject (Grundkiewicz et al., 2015; Napoles et al., 2015 Napoles et al., , 2016b Sakaguchi et al., 2016) , all using correlation with human rankings (henceforth, CHR) as their methodology."
                    },
                    {
                        "id": 3,
                        "string": "Human rankings are often considered as ground truth in text-to-text generation, but using them reliably can be challenging."
                    },
                    {
                        "id": 4,
                        "string": "Other than the costs of compiling a sizable validation set, human rank-ings are known to yield poor inter-rater agreement in MT (Bojar et al., 2011; Lopez, 2012; Graham et al., 2012) , and to introduce a number of methodological problems that are difficult to overcome, notably the treatment of ties in the rankings and uncomparable sentences (see §3)."
                    },
                    {
                        "id": 5,
                        "string": "These difficulties have motivated several proposals to alter the MT metric validation protocol (Koehn, 2012; Dras, 2015) , leading to a recent abandoning of evaluation by human rankings due to its unreliability (Graham et al., 2015; ."
                    },
                    {
                        "id": 6,
                        "string": "These conclusions have not yet been implemented in GEC, despite their relevance."
                    },
                    {
                        "id": 7,
                        "string": "In §3 we show that human rankings in GEC also suffer from low inter-rater agreement, motivating the development of alternative methodologies."
                    },
                    {
                        "id": 8,
                        "string": "The main contribution of this paper is an automatic methodology for metric validation in GEC called MAEGE (Methodology for Automatic Evaluation of GEC Evaluation), which addresses these difficulties."
                    },
                    {
                        "id": 9,
                        "string": "MAEGE requires no human rankings, and instead uses a corpus with gold standard GEC annotation to generate lattices of corrections with similar meanings but varying degrees of grammaticality."
                    },
                    {
                        "id": 10,
                        "string": "For each such lattice, MAEGE generates a partial order of correction quality, a quality score for each correction, and the number and types of edits required to fully correct each."
                    },
                    {
                        "id": 11,
                        "string": "It then computes the correlation of the induced partial order with the metric-induced rankings."
                    },
                    {
                        "id": 12,
                        "string": "MAEGE addresses many of the problems with existing methodology: • Human rankings yield low inter-rater and intra-rater agreement ( §3)."
                    },
                    {
                        "id": 13,
                        "string": "Indeed, Choshen and Abend (2018a) show that while annotators often generate different corrections given a sentence, they generally agree on whether a correction is valid or not."
                    },
                    {
                        "id": 14,
                        "string": "Unlike CHR, MAEGE bases its scores on human corrections, rather than on rankings."
                    },
                    {
                        "id": 15,
                        "string": "• CHR uses system outputs to obtain human rankings, which may be misleading, as systems may share similar biases, thus neglecting to evaluate some types of valid corrections ( §7)."
                    },
                    {
                        "id": 16,
                        "string": "MAEGE addresses this issue by systematically traversing an inclusive space of corrections."
                    },
                    {
                        "id": 17,
                        "string": "• The difficulty in handling ties is addressed by only evaluating correction pairs where one contains a sub-set of the errors of the other, and is therefore clearly better."
                    },
                    {
                        "id": 18,
                        "string": "• MAEGE uses established statistical tests for determining the significance of its results, thereby avoiding ad-hoc methodologies used in CHR to tackle potential biases in human rankings ( §5, §6)."
                    },
                    {
                        "id": 19,
                        "string": "In experiments on the standard NUCLE test set (Dahlmeier et al., 2013) , we find that MAEGE often disagrees with CHR as to the quality of existing metrics."
                    },
                    {
                        "id": 20,
                        "string": "For example, we find that the standard GEC metric, M 2 , is a poor predictor of corpuslevel ranking, but a good predictor of sentencelevel pair-wise rankings."
                    },
                    {
                        "id": 21,
                        "string": "The best predictor of corpus-level quality by MAEGE is the referenceless LT metric (Miłkowski, 2010; Napoles et al., 2016b) , while of the reference-based metrics, GLEU (Napoles et al., 2015) fares best."
                    },
                    {
                        "id": 22,
                        "string": "In addition to measuring metric reliability, MAEGE can also be used to analyze the sensitivities of the metrics to corrections of different types, which to our knowledge is a novel contribution of this work."
                    },
                    {
                        "id": 23,
                        "string": "Specifically, we find that not only are valid edits of some error types better rewarded than others, but that correcting certain error types is consistently penalized by existing metrics (Section 7)."
                    },
                    {
                        "id": 24,
                        "string": "The importance of interpretability and detail in evaluation practices (as opposed to just providing bottom-line figures), has also been stressed in MT evaluation (e.g., Birch et al., 2016) ."
                    },
                    {
                        "id": 25,
                        "string": "Examined Metrics We turn to presenting the metrics we experiment with."
                    },
                    {
                        "id": 26,
                        "string": "The standard practice in GEC evaluation is to define differences between the source and a correction (or a reference) as a set of edits (Dale et al., 2012) ."
                    },
                    {
                        "id": 27,
                        "string": "An edit is a contiguous span of tokens to be edited, a substitute string, and the corrected error type."
                    },
                    {
                        "id": 28,
                        "string": "For example: \"I want book\" might have an edit (2-3, \"a book\", ArtOrDet); applying the edit results in \"I want a book\"."
                    },
                    {
                        "id": 29,
                        "string": "Edits are defined (by the annotation guidelines) to be maximally independent, so that each edit can be applied independently of the others."
                    },
                    {
                        "id": 30,
                        "string": "We denote the examined set of metrics with METRICS."
                    },
                    {
                        "id": 31,
                        "string": "BLEU."
                    },
                    {
                        "id": 32,
                        "string": "BLEU (Papineni et al., 2002) is a reference-based metric that averages the outputreference n-gram overlap precision values over different ns."
                    },
                    {
                        "id": 33,
                        "string": "While commonly used in MT and other text generation tasks (Sennrich et al., 2017; Krishna et al., 2017; Yu et al., 2017) , BLEU was shown to be a problematic metric in monolingual translation tasks, in which much of the source sentence should remain unchanged (Xu et al., 2016) ."
                    },
                    {
                        "id": 34,
                        "string": "We use the NLTK implementation of BLEU, using smoothing method 3 by Chen and Cherry (2014) ."
                    },
                    {
                        "id": 35,
                        "string": "GLEU."
                    },
                    {
                        "id": 36,
                        "string": "GLEU (Napoles et al., 2015) is a reference-based GEC metric inspired by BLEU."
                    },
                    {
                        "id": 37,
                        "string": "Recently, it was updated to better address multiple references (Napoles et al., 2016a) ."
                    },
                    {
                        "id": 38,
                        "string": "GLEU rewards n-gram overlap of the correction with the reference and penalizes unchanged n-grams in the correction that are changed in the reference."
                    },
                    {
                        "id": 39,
                        "string": "iBLEU."
                    },
                    {
                        "id": 40,
                        "string": "iBLEU (Sun and Zhou, 2012) was introduced to monolingual translation in order to balance BLEU, by averaging it with the BLEU score of the source and the output."
                    },
                    {
                        "id": 41,
                        "string": "This yields a metric that rewards similarity to the source, and not only overlap with the reference: iBLEU (S, R, O) = αBLEU (O, R)−(1−α)BLEU (O, S) We set α = 0.8 as suggested by Sun and Zhou."
                    },
                    {
                        "id": 42,
                        "string": "F -Score computes the overlap of edits to the source in the reference, and in the output."
                    },
                    {
                        "id": 43,
                        "string": "As system edits can be constructed in multiple ways, the standard M 2 scorer (Dahlmeier and Ng, 2012) computes the set of edits that yields the maximum F -score."
                    },
                    {
                        "id": 44,
                        "string": "As M 2 requires edits from the source to the reference, and as MAEGE generates new source sentences, we use an established protocol to automatically construct edits from pairs of strings (Felice et al., 2016; Bryant et al., 2017) ."
                    },
                    {
                        "id": 45,
                        "string": "The protocol was shown to produce similar M 2 scores to those produced with manual edits."
                    },
                    {
                        "id": 46,
                        "string": "Following common practice, we use the Precision-oriented F 0.5 ."
                    },
                    {
                        "id": 47,
                        "string": "SARI."
                    },
                    {
                        "id": 48,
                        "string": "SARI (Xu et al., 2016) is a referencebased metric proposed for sentence simplification."
                    },
                    {
                        "id": 49,
                        "string": "SARI averages three scores, measuring the extent to which n-grams are correctly added to the source, deleted from it and retained in it."
                    },
                    {
                        "id": 50,
                        "string": "Where multiple references are present, SARI's score is determined not as the maximum single-reference score, but some averaging over them."
                    },
                    {
                        "id": 51,
                        "string": "As this may lead to an unintuitive case, where a correction which is identical to the output gets a score of less than 1, we experiment with an additional metric, MAX-SARI, which coincides with SARI for a single reference, and computes the maximum singlereference SARI score for multiple-references."
                    },
                    {
                        "id": 52,
                        "string": "Levenshtein Distance."
                    },
                    {
                        "id": 53,
                        "string": "We use the Levenshtein distance (Kruskal and Sankoff, 1983) , i.e., the number of character edits needed to convert one string to another, between the correction and its closest reference (M inLD O→R )."
                    },
                    {
                        "id": 54,
                        "string": "To enrich the discussion, we also report results with a measure of conservatism, LD S→O , i.e., the Levenshtein distance between the correction and the source."
                    },
                    {
                        "id": 55,
                        "string": "Both distances are normalized by the number of characters in the second string (R, O respectively)."
                    },
                    {
                        "id": 56,
                        "string": "In order to convert these distance measures into measures of similarity, we report 1 − LD(c1,c2) len(c1) ."
                    },
                    {
                        "id": 57,
                        "string": "Grammaticality is a reference-less metric, which uses grammatical error detection tools to assess the grammaticality of GEC system outputs."
                    },
                    {
                        "id": 58,
                        "string": "We use LT (Miłkowski, 2010) , the best performing non-proprietary grammaticality metric (Napoles et al., 2016b) ."
                    },
                    {
                        "id": 59,
                        "string": "The detection tool at the base of LT can be much improved."
                    },
                    {
                        "id": 60,
                        "string": "Indeed, Napoles et al."
                    },
                    {
                        "id": 61,
                        "string": "(2016b) reported that the proprietary tool they used detected 15 times more errors than LT. A sentence's score is defined to be 1 − #errors #tokens ."
                    },
                    {
                        "id": 62,
                        "string": "See (Asano et al., 2017; Choshen and Abend, 2018b) for additional reference-less measures, published concurrently with this work."
                    },
                    {
                        "id": 63,
                        "string": "I-Measure."
                    },
                    {
                        "id": 64,
                        "string": "I-Measure (Felice and Briscoe, 2015) is a weighted accuracy metric over tokens."
                    },
                    {
                        "id": 65,
                        "string": "I-measure rank determines whether a correction is better than the source and to what extent."
                    },
                    {
                        "id": 66,
                        "string": "Unlike in this paper, I-measure assumes that every pair of intersecting edits (i.e., edits whose spans of tokens overlap) are alternating, and that non-intersecting edits are independent."
                    },
                    {
                        "id": 67,
                        "string": "Consequently, where multiple references are present, it extends the set of references, by generating every possible combination of independent edits."
                    },
                    {
                        "id": 68,
                        "string": "As the number of combinations is generally exponential in the number of references, the procedure can be severely inefficient."
                    },
                    {
                        "id": 69,
                        "string": "Indeed, a sentence in the test set has 3.5 billion references on average, where the median is 512 (See Figure 1 )."
                    },
                    {
                        "id": 70,
                        "string": "I-measure can also be run without generating new references, but despite parallelization efforts, this version did not terminate after 140 CPU days, while the cumulative CPU time of the rest of the metrics was less than 1.5 days."
                    },
                    {
                        "id": 71,
                        "string": "Human Ranking Experiments Correlation with human rankings (CHR) is the standard methodology for assessing the validity of GEC metrics."
                    },
                    {
                        "id": 72,
                        "string": "While informative, human rankings are costly to produce, present low inter-rater agreement (shown for MT evaluation in (Bojar et al., 2011; Dras, 2015) ), and introduce methodological difficulties that are hard to overcome."
                    },
                    {
                        "id": 73,
                        "string": "We begin by showing that existing sets of human rankings produce inconsistent results with respect to the quality of different metrics, and proceed by proposing an improved protocol for computing this correlation in the future."
                    },
                    {
                        "id": 74,
                        "string": "There are two existing sets of human rankings for GEC that were compiled concurrently: GJG15 by Grundkiewicz et al."
                    },
                    {
                        "id": 75,
                        "string": "(2015) , and NSPT15 by Napoles et al."
                    },
                    {
                        "id": 76,
                        "string": "(2015) ."
                    },
                    {
                        "id": 77,
                        "string": "Both sets are based on system outputs from the CoNLL 2014 (Ng et al., 2014) shared task, using sentences from the NUCLE test set."
                    },
                    {
                        "id": 78,
                        "string": "We compute CHR against each."
                    },
                    {
                        "id": 79,
                        "string": "System-level correlations are computed by TrueSkill (Sakaguchi et al., 2014) , which adopts its methodology from MT."
                    },
                    {
                        "id": 80,
                        "string": "1 Table 1 shows CHR with Spearman ρ (Pearson r shows similar trends)."
                    },
                    {
                        "id": 81,
                        "string": "Results on the two datasets diverge considerably, despite their use of the same systems and corpus (albeit a different sub-set thereof)."
                    },
                    {
                        "id": 82,
                        "string": "For example, BLEU receives a high positive correlation on GJG15, but a negative one on NSPT15; GLEU receives a correlation of 0.51 against GJG15 and 0.76 against NSPT15; and M 2 ranges between 0.4 (GJG15) and 0.7 (NSPT15)."
                    },
                    {
                        "id": 83,
                        "string": "In fact, this variance is already apparent in the published correlations of GLEU, e.g., Napoles et al."
                    },
                    {
                        "id": 84,
                        "string": "(2015) reported a ρ of 0.56 against NSPT15 and Napoles et al."
                    },
                    {
                        "id": 85,
                        "string": "(2016b) reported a ρ of 0.85 against GJG15."
                    },
                    {
                        "id": 86,
                        "string": "2 This variance in the metrics' scores is an example of the low agreement between human rankings, echoing similar findings in MT (Bojar et al., 2011; Lopez, 2012; Dras, 2015) ."
                    },
                    {
                        "id": 87,
                        "string": "Another source of inconsistency in CHR is that the rankings are relative and sampled, so datasets rank different sets of outputs (Lopez, 2012) ."
                    },
                    {
                        "id": 88,
                        "string": "For example, if a system is judged against the best systems more often then others, it may unjustly receive a lower score."
                    },
                    {
                        "id": 89,
                        "string": "TrueSkill is the best known practice to tackle such issues (Bojar et al., 2014) , but it produces a probabilistic corpus-level score, which can vary between runs (Sakaguchi et al., 2016) ."
                    },
                    {
                        "id": 90,
                        "string": "3 This makes CHR more difficult to interpret, compared to classic correlation coefficients."
                    },
                    {
                        "id": 91,
                        "string": "We conclude by proposing a practice for reporting CHR in future work."
                    },
                    {
                        "id": 92,
                        "string": "First, we combine both sets of human judgments to arrive at the statistically most powerful test."
                    },
                    {
                        "id": 93,
                        "string": "Second, we compute the metrics' corpus-level rankings according to the same subset of sentences used for human rankings."
                    },
                    {
                        "id": 94,
                        "string": "The current practice of allowing metrics to rank systems based on their output on the entire CoNLL test set (while human rankings are only collected for a sub-set thereof), may bias the results due to potential non-uniform system performance on the test set."
                    },
                    {
                        "id": 95,
                        "string": "We report CHR according to the proposed protocol in Table 1 (left column)."
                    },
                    {
                        "id": 96,
                        "string": "Constructing Lattices of Corrections In the following sections we present MAEGE an alternative methodology to CHR, which uses human corrections to induce more reliable and scalable rankings to compare metrics against."
                    },
                    {
                        "id": 97,
                        "string": "We begin our presentation by detailing the method MAEGE 2 The difference between our results and previously reported ones is probably due to a recent update in GLEU to better tackles multiple references (Napoles et al., 2016a) ."
                    },
                    {
                        "id": 98,
                        "string": "3 The standard deviation of the results is about 0.02.  j is the j-th perfect correction of Oi (i.e., the perfect correction that result from applying all the edits of the j-th annotation of Oi)."
                    },
                    {
                        "id": 99,
                        "string": "R (1) 1 R (1) k · · · O 1 R (n) 1 R (n) k · · · · · · O n uses to generate source-correction pairs and a partial order between them."
                    },
                    {
                        "id": 100,
                        "string": "MAEGE operates by using a corpus with gold annotation, given as edits, to generate lattices of corrections, each defined by a sub-set of the edits."
                    },
                    {
                        "id": 101,
                        "string": "Within the lattice, every pair of sentences can be regarded as a potential source and a potential output."
                    },
                    {
                        "id": 102,
                        "string": "We create sentence chains, in an increasing order of quality, taking a source sentence and applying edits in some order one after the other (see Figure 2 and 3)."
                    },
                    {
                        "id": 103,
                        "string": "Formally, for each sentence s in the corpus and each annotation a, we have a set of typed edits edits(s, a) = {e (1) s,a , ."
                    },
                    {
                        "id": 104,
                        "string": "."
                    },
                    {
                        "id": 105,
                        "string": "."
                    },
                    {
                        "id": 106,
                        "string": ", e (ns,a) s,a } of size n s,a ."
                    },
                    {
                        "id": 107,
                        "string": "We call 2 edits(s,a) the corrections lattice, and denote it with E s,a ."
                    },
                    {
                        "id": 108,
                        "string": "We call, s, the correction corresponding to ∅ the original."
                    },
                    {
                        "id": 109,
                        "string": "We define a partial order relation between x, y ∈ E s,a such that x < y if x ⊂ y."
                    },
                    {
                        "id": 110,
                        "string": "This order relation is assumed to be the gold standard ranking between the corrections."
                    },
                    {
                        "id": 111,
                        "string": "For our experiments, we use the NUCLE test data (Ng et al., 2014) ."
                    },
                    {
                        "id": 112,
                        "string": "Each sentence is paired with two annotations."
                    },
                    {
                        "id": 113,
                        "string": "The other eight available  references, produced by Bryant and Ng (2015) , are used as references for the reference-based metrics."
                    },
                    {
                        "id": 114,
                        "string": "Denote the set of references for s with R s ."
                    },
                    {
                        "id": 115,
                        "string": "Sentences which require no correction according to at least one of the two annotations are discarded."
                    },
                    {
                        "id": 116,
                        "string": "In 26 cases where two edit spans intersect in the same annotation (out of a total of about 40K edits), the edits are manually merged or split."
                    },
                    {
                        "id": 117,
                        "string": "Corpus-level Analysis We conduct a corpus-level analysis, namely testing the ability of metrics to determine which corpus of corrections is of better quality."
                    },
                    {
                        "id": 118,
                        "string": "In practice, this procedure is used to rank systems based on their outputs on the test corpus."
                    },
                    {
                        "id": 119,
                        "string": "In order to compile corpora corresponding to systems of different quality levels, we define sev-eral corpus models, each applying a different expected number of edits to the original."
                    },
                    {
                        "id": 120,
                        "string": "Models are denoted with the expected number of edits they apply to the original which is a positive number M ∈ R + ."
                    },
                    {
                        "id": 121,
                        "string": "Given a corpus model M , we generate a corpus of corrections by traversing the original sentences, and for each sentence s uniformly sample an annotation a (i.e., a set of edits that results in a perfect correction), and the number of edits applied n edits , which is sampled from a clipped binomial probability with mean M and variance 0.9."
                    },
                    {
                        "id": 122,
                        "string": "Given n edits , we uniformly sample from the lattice E s,a a sub-set of edits of size n edits , and apply this set of edits to s. The corpus of M = 0 is the set of originals."
                    },
                    {
                        "id": 123,
                        "string": "The corpus of source sentences, against which all other corpora are compared, is sampled by traversing the original sentences, and for each sentence s, uniformly sample an annotation a, and given s, a, uniformly sample a sentence from E s,a ."
                    },
                    {
                        "id": 124,
                        "string": "Given a metric m ∈ METRICS, we compute its score for each sampled corpus."
                    },
                    {
                        "id": 125,
                        "string": "Where corpuslevel scores are not defined by the metrics themselves, we use the average sentence score instead."
                    },
                    {
                        "id": 126,
                        "string": "We compare the rankings induced by the scores of m and the ranking of systems according to their corpus model (i.e., systems that have a higher M should be ranked higher), and report the correlation between these rankings."
                    },
                    {
                        "id": 127,
                        "string": "Experiments Setup."
                    },
                    {
                        "id": 128,
                        "string": "For each model, we sample one correction per NUCLE sentence, noting that it is possible to reduce the variance of the metrics' corpuslevel scores by sampling more."
                    },
                    {
                        "id": 129,
                        "string": "Corpus models of integer values between 0 and 10 are taken."
                    },
                    {
                        "id": 130,
                        "string": "We report Spearman ρ, commonly used for system-level rankings (Bojar et al., 2017)."
                    },
                    {
                        "id": 131,
                        "string": "4 Results."
                    },
                    {
                        "id": 132,
                        "string": "Results, presented in Table 2 (left part), shows that LT correlates best with the rankings induced by MAEGE, where GLEU is second."
                    },
                    {
                        "id": 133,
                        "string": "M 2 's correlation is only 0.06."
                    },
                    {
                        "id": 134,
                        "string": "We note that the LT requires a complementary metric to penalize grammatical outputs that diverge in meaning from the source (Napoles et al., 2016b) ."
                    },
                    {
                        "id": 135,
                        "string": "See §8."
                    },
                    {
                        "id": 136,
                        "string": "Comparing the metrics' quality in corpus-level evaluation with their quality according to CHR ( §3), we find they are often at odds."
                    },
                    {
                        "id": 137,
                        "string": "Figure 4 plots the Spearman correlation of the different metrics according to the two validation methodologies, LT correlates best at the corpus level and has the highest sentence-level τ , while iBLEU has the highest sentence-level r. showing correlations are slightly correlated, but disagreements as to metric quality are frequent and substantial (e.g., with iBLEU or SARI)."
                    },
                    {
                        "id": 138,
                        "string": "Sentence-level Analysis We proceed by presenting a method for assessing the correlation between metric-induced scores of corrections of the same sentence, and the scores given to these corrections by MAEGE."
                    },
                    {
                        "id": 139,
                        "string": "Given a sentence s and an annotation a, we sample a random permutation over the edits in edits(s, a)."
                    },
                    {
                        "id": 140,
                        "string": "We denote the permutation with σ ∈ S ns,a , where S ns,a is the permutation group over {1, · · · , n s,a }."
                    },
                    {
                        "id": 141,
                        "string": "Given σ, we define a monotonic chain in E i,j as: For each chain, we uniformly sample one of its elements, mark it as the source, and denote it with src."
                    },
                    {
                        "id": 142,
                        "string": "In order to generate a set of chains, MAEGE traverses the original sentences and annotations, and for each sentence-annotation pair, uniformly samples n ch chains without repetition."
                    },
                    {
                        "id": 143,
                        "string": "It then uniformly samples a source sentence from each chain."
                    },
                    {
                        "id": 144,
                        "string": "If the number of chains in E s,a is smaller than n ch , MAEGE selects all the chains."
                    },
                    {
                        "id": 145,
                        "string": "Given a metric m ∈ METRICS, we compute its score for every correction in each sampled chain against the sampled source and available references."
                    },
                    {
                        "id": 146,
                        "string": "We compute the sentence-level correlation of the rankings induced by the scores of m and the rankings induced by <."
                    },
                    {
                        "id": 147,
                        "string": "For computing rank correlation (such as Spearman ρ or Kendall τ ), such a relative ranking is sufficient."
                    },
                    {
                        "id": 148,
                        "string": "We report Kendall τ , which is only sensitive to the relative ranking of correction pairs within the same chain."
                    },
                    {
                        "id": 149,
                        "string": "Kendall is minimalistic in its assumptions, as it does not require numerical scores, but only assuming that < is well-motivated, i.e., that applying a set of valid edits is better in quality than applying only a subset of it."
                    },
                    {
                        "id": 150,
                        "string": "As < is a partial order, and as Kendall τ is standardly defined over total orders, some modification is required."
                    },
                    {
                        "id": 151,
                        "string": "τ is a function of the number of compared pairs and of discongruent pairs (ordered differently in the compared rankings): τ = 1 − 2 |discongruent pairs| |all pairs| ."
                    },
                    {
                        "id": 152,
                        "string": "To compute these quantities, we extract all unique pairs of corrections that can be compared with < (i.e., one applies a sub-set of the edits of the other), and count the number of discongruent ones between the metric's ranking and <."
                    },
                    {
                        "id": 153,
                        "string": "Significance is modified accordingly."
                    },
                    {
                        "id": 154,
                        "string": "5 Spearman ρ is less applicable in this setting, as it compares total orders whereas here we compare partial orders."
                    },
                    {
                        "id": 155,
                        "string": "To compute linear correlation with Pearson r, we make the simplifying assumption that all edits contribute equally to the overall quality."
                    },
                    {
                        "id": 156,
                        "string": "Specifically, we assume that a perfect correction (i.e., the top of a chain) receives a score of 1."
                    },
                    {
                        "id": 157,
                        "string": "Each original sentence s (the bottom of a chain), for which there exists annotations a 1 , ."
                    },
                    {
                        "id": 158,
                        "string": "."
                    },
                    {
                        "id": 159,
                        "string": "."
                    },
                    {
                        "id": 160,
                        "string": ", a n , receives a score of 1 − min i |edits(s, a i )| |tokens(s)| ."
                    },
                    {
                        "id": 161,
                        "string": "The scores of partial (non-perfect) corrections in each chain are linearly spaced between the score of the perfect correction and that of the original."
                    },
                    {
                        "id": 162,
                        "string": "This scoring system is well-defined, as a partial correction receives the same score according to all chains it is in, as all paths between a partial correction and the original have the same length."
                    },
                    {
                        "id": 163,
                        "string": "Experiments Setup."
                    },
                    {
                        "id": 164,
                        "string": "We experiment with n ch = 1, yielding 7936 sentences in 1312 chains (same as the number of original sentences in the NUCLE test set)."
                    },
                    {
                        "id": 165,
                        "string": "We report the Pearson correlation over the scores of all sentences in all chains (r), and Kendall τ over all pairs of corrections within the same chain."
                    },
                    {
                        "id": 166,
                        "string": "Results."
                    },
                    {
                        "id": 167,
                        "string": "Results are presented in Table 2 (right  part) ."
                    },
                    {
                        "id": 168,
                        "string": "No metric scores very high, neither according to Pearson r nor according to Kendall τ ."
                    },
                    {
                        "id": 169,
                        "string": "iBLEU correlates best with < according to r, obtaining a correlation of 0.23, whereas LT fares best according to τ , obtaining 0.222."
                    },
                    {
                        "id": 170,
                        "string": "Results show a discrepancy between the low corpus-level and sentence-level r correlations of M 2 and its high sentence-level τ ."
                    },
                    {
                        "id": 171,
                        "string": "It seems that although M 2 orders pairs of corrections well, its scores are not a linear function of MAEGE's scores."
                    },
                    {
                        "id": 172,
                        "string": "This may be due to M 2 's assignment of the minimal possible score to the source, regardless of its quality."
                    },
                    {
                        "id": 173,
                        "string": "M 2 thus seems to predict well the relative quality of corrections of the same sentence, but to be less effective in yielding a globally coherent score (cf."
                    },
                    {
                        "id": 174,
                        "string": "Felice and Briscoe (2015) )."
                    },
                    {
                        "id": 175,
                        "string": "GLEU shows the inverse behaviour, failing to correctly order pairs of corrections of the same sentence, while managing to produce globally coherent scores."
                    },
                    {
                        "id": 176,
                        "string": "We test this hypothesis by computing the average difference in GLEU score between all pairs in the sampled chains, and find it to be slightly negative (-0.00025), which is in line with GLEU's small negative τ ."
                    },
                    {
                        "id": 177,
                        "string": "On the other hand, plotting the GLEU scores of the originals grouped by the number of errors they contain, we find they correlate well ( Figure 5 ), indicating that GLEU performs well in comparing the quality of corrections of different sentences."
                    },
                    {
                        "id": 178,
                        "string": "Four sentences with considerably more errors than the others were considered outliers and removed."
                    },
                    {
                        "id": 179,
                        "string": "Metric Sensitivity by Error Type MAEGE's lattice can be used to analyze how the examined metrics reward corrections of errors of different types."
                    },
                    {
                        "id": 180,
                        "string": "For each edit type t, we denote with S t the set of correction pairs from the lattice that only differ in an edit of type t. For each such pair (c, c ) and for each metric m, we compute the difference in the score assigned by m to c and c ."
                    },
                    {
                        "id": 181,
                        "string": "The average difference is denoted with ∆ m,t ."
                    },
                    {
                        "id": 182,
                        "string": "∆ m,t = 1 |S t | (c,c )∈St m(src, c, R)−m(src, c , R) R is the corresponding reference set."
                    },
                    {
                        "id": 183,
                        "string": "A negative (positive) ∆ m,t indicates that m penalizes (awards) valid corrections of type t. Experiments Setup."
                    },
                    {
                        "id": 184,
                        "string": "We sample chains using the same sampling method as in §6, and uniformly sample a source from each chain."
                    },
                    {
                        "id": 185,
                        "string": "For each edit type t, we detect all pairs of corrections in the sampled chains that only differ in an edit of type t, and use them to compute ∆ m,t ."
                    },
                    {
                        "id": 186,
                        "string": "We use the set of 27 edit types given in the NUCLE corpus."
                    },
                    {
                        "id": 187,
                        "string": "Results."
                    },
                    {
                        "id": 188,
                        "string": "Table 3 presents the results, showing that under all metrics, some edits types are penalized and others rewarded."
                    },
                    {
                        "id": 189,
                        "string": "iBLEU and LT penalize the least edit types, and GLEU penalizes the most, providing another perspective on GLEU's negative Kendall τ ( §6)."
                    },
                    {
                        "id": 190,
                        "string": "Certain types are penalized by almost all metrics."
                    },
                    {
                        "id": 191,
                        "string": "One such type is Vm, wrong verb modality (e.g., \"as they [∅ ; may] not want to know\")."
                    },
                    {
                        "id": 192,
                        "string": "Another such type is Npos, a problem in noun possessive (e.g., \"their [facebook's ; Facebook] page\")."
                    },
                    {
                        "id": 193,
                        "string": "Other types, such as Mec, mechanical (e.g., \"[real-life ; real life]\"), and V0, missing verb (e.g., \"'Privacy', this is the word that [∅ ; is] popular\"), are often rewarded by the metrics."
                    },
                    {
                        "id": 194,
                        "string": "In general, the tendency of reference-based metrics (the vast majority of GEC metrics) to penalize edits of various types suggests that many edit Table 3 : Average change in metric score by metric and edit types (∆m,t; see text)."
                    },
                    {
                        "id": 195,
                        "string": "Rows correspond to edit types (abbreviations in Dahlmeier et al."
                    },
                    {
                        "id": 196,
                        "string": "(2013) ); columns correspond to metrics."
                    },
                    {
                        "id": 197,
                        "string": "Some edit types are consistently penalized."
                    },
                    {
                        "id": 198,
                        "string": "types are under-represented in available reference sets."
                    },
                    {
                        "id": 199,
                        "string": "Automatic evaluation of systems that perform these edit types may, therefore, be unreliable."
                    },
                    {
                        "id": 200,
                        "string": "Moreover, not addressing these biases in the metrics may hinder progress in GEC."
                    },
                    {
                        "id": 201,
                        "string": "Indeed, M 2 and GLEU, two of the most commonly used metrics, only award a small sub-set of edit types, thus offering no incentive for systems to improve performance on such types."
                    },
                    {
                        "id": 202,
                        "string": "6 Discussion We revisit the argument that using system outputs to perform metric validation poses a methodological difficulty."
                    },
                    {
                        "id": 203,
                        "string": "Indeed, as GEC systems are developed, trained and tested using available metrics, and as metrics tend to reward some correction types and penalize others ( §7), it is possible that GEC development adjusts to the metrics, and neglects some error types."
                    },
                    {
                        "id": 204,
                        "string": "Resulting tendencies in GEC systems would then yield biased sets of outputs for human rankings, which in turn would result in biases in the validation process."
                    },
                    {
                        "id": 205,
                        "string": "To make this concrete, GEC systems are often precision-oriented: trained to prefer not to correct than to invalidly correct."
                    },
                    {
                        "id": 206,
                        "string": "Indeed, Choshen and 6 LDS→O tends to award valid corrections of almost all types."
                    },
                    {
                        "id": 207,
                        "string": "As source sentences are randomized across chains, this indicates that on average, corrections with more applied edits tend to be more similar to comparable corrections on the lattice."
                    },
                    {
                        "id": 208,
                        "string": "This is also reflected by the slightly positive sentencelevel correlation of LDS→O ( §6)."
                    },
                    {
                        "id": 209,
                        "string": "Abend (2018a) show that modern systems tend to be highly conservative, often performing an order of magnitude fewer changes to the source than references do."
                    },
                    {
                        "id": 210,
                        "string": "Validating metrics on their ability to rank conservative system outputs (as is de facto the common practice) may produce a different picture of metric quality than when considering a more inclusive set of corrections."
                    },
                    {
                        "id": 211,
                        "string": "We use MAEGE to mimic a setting of ranking against precision-oriented outputs."
                    },
                    {
                        "id": 212,
                        "string": "To do so, we perform corpus-level and sentence-level analyses, but instead of randomly sampling a source, we invariably take the original sentence as the source."
                    },
                    {
                        "id": 213,
                        "string": "We thereby create a setting where all edits applied are valid (but not all valid edits are applied)."
                    },
                    {
                        "id": 214,
                        "string": "Comparing the results to the regular MAEGE correlation (Table 4) , we find that LT remains reliable, while M 2 , that assumes the source receives the worst possible score, gains from this unbalanced setting."
                    },
                    {
                        "id": 215,
                        "string": "iBLEU drops, suggesting it may need to be retuned to this setting and give less weight to BLEU (O, S), thus becoming more like BLEU and GLEU."
                    },
                    {
                        "id": 216,
                        "string": "The most drastic change we see is in SARI and MAX-SARI, which flip their sign and present strong performance."
                    },
                    {
                        "id": 217,
                        "string": "Interestingly, the metrics that benefit from this precisionoriented setting in the corpus-level are the same metrics that perform better according to CHR than to MAEGE (Figure 4) ."
                    },
                    {
                        "id": 218,
                        "string": "This indicates the different trends produced by MAEGE Table 4 : Corpus-level Spearman ρ, sentence-level Pearson r and Kendall τ correlations using origin as the source with the various metrics (left)."
                    },
                    {
                        "id": 219,
                        "string": "Correlations using a random source are found in parenthesis."
                    },
                    {
                        "id": 220,
                        "string": "† represents P − value < 0.001."
                    },
                    {
                        "id": 221,
                        "string": "LT is the best corpus correlated, and has the best τ while iBLEU has the best r from the latter's use of precision-oriented outputs."
                    },
                    {
                        "id": 222,
                        "string": "Drawbacks."
                    },
                    {
                        "id": 223,
                        "string": "Like any methodology MAEGE has its simplifying assumptions and drawbacks; we wish to make them explicit."
                    },
                    {
                        "id": 224,
                        "string": "First, any biases introduced in the generation of the test corpus are inherited by MAEGE (e.g., that edits are contiguous and independent of each other)."
                    },
                    {
                        "id": 225,
                        "string": "Second, MAEGE does not include errors that a human will not perform but machines might, e.g., significantly altering the meaning of the source."
                    },
                    {
                        "id": 226,
                        "string": "This partially explains why LT, which measures grammaticality but not meaning preservation, excels in our experiments."
                    },
                    {
                        "id": 227,
                        "string": "Third, MAEGE's scoring system ( §6) assumes that all errors damage the score equally."
                    },
                    {
                        "id": 228,
                        "string": "While this assumption is made by GEC metrics, we believe it should be refined in future work by collecting user information."
                    },
                    {
                        "id": 229,
                        "string": "Conclusion In this paper, we show how to leverage existing annotation in GEC for performing validation reliably."
                    },
                    {
                        "id": 230,
                        "string": "We propose a new automatic methodology, MAEGE, which overcomes many of the shortcomings of the existing methodology."
                    },
                    {
                        "id": 231,
                        "string": "Experiments with MAEGE reveal a different picture of metric quality than previously reported."
                    },
                    {
                        "id": 232,
                        "string": "Our analysis suggests that differences in observed metric quality are partly due to system outputs sharing consistent tendencies, notably their tendency to under-predict corrections."
                    },
                    {
                        "id": 233,
                        "string": "As existing methodology ranks system outputs, these shared tendencies bias the validation process."
                    },
                    {
                        "id": 234,
                        "string": "The difficulties in basing validation on system outputs may be applicable to other text-to-text generation tasks, a question we will explore in future work."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 24
                    },
                    {
                        "section": "Examined Metrics",
                        "n": "2",
                        "start": 25,
                        "end": 70
                    },
                    {
                        "section": "Human Ranking Experiments",
                        "n": "3",
                        "start": 71,
                        "end": 95
                    },
                    {
                        "section": "Constructing Lattices of Corrections",
                        "n": "4",
                        "start": 96,
                        "end": 116
                    },
                    {
                        "section": "Corpus-level Analysis",
                        "n": "5",
                        "start": 117,
                        "end": 126
                    },
                    {
                        "section": "Experiments",
                        "n": "5.1",
                        "start": 127,
                        "end": 137
                    },
                    {
                        "section": "Sentence-level Analysis",
                        "n": "6",
                        "start": 138,
                        "end": 162
                    },
                    {
                        "section": "Experiments",
                        "n": "6.1",
                        "start": 163,
                        "end": 178
                    },
                    {
                        "section": "Metric Sensitivity by Error Type",
                        "n": "7",
                        "start": 179,
                        "end": 183
                    },
                    {
                        "section": "Experiments",
                        "n": "7.1",
                        "start": 184,
                        "end": 201
                    },
                    {
                        "section": "Discussion",
                        "n": "8",
                        "start": 202,
                        "end": 228
                    },
                    {
                        "section": "Conclusion",
                        "n": "9",
                        "start": 229,
                        "end": 234
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1283-Table2-1.png",
                        "caption": "Table 2: Corpus-level Spearman ρ, sentence-level Pearson r and Kendall τ with the metrics (left). † represents P-value< 0.001. LT correlates best at the corpus level and has the highest sentence-level τ , while iBLEU has the highest sentence-level r.",
                        "page": 5,
                        "bbox": {
                            "x1": 171.84,
                            "x2": 426.24,
                            "y1": 72.48,
                            "y2": 201.12
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Figure5-1.png",
                        "caption": "Figure 5: Average GLEU score of originals (y-axis), plotted against the number of errors they contain (x-axis). Their substantial correlation indicates that GLEU is globally reliable.",
                        "page": 5,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 269.28,
                            "y1": 249.6,
                            "y2": 397.91999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Figure1-1.png",
                        "caption": "Figure 1: Histogram and rug plot of the log number of references under I-measure assumptions, i.e. overlapping edits alternate as valid corrections of the same error. There are billions of ways to combine 8 references on average.",
                        "page": 2,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 504.0,
                            "y1": 61.44,
                            "y2": 211.2
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Table3-1.png",
                        "caption": "Table 3: Average change in metric score by metric and edit types (∆m,t; see text). Rows correspond to edit types (abbreviations in Dahlmeier et al. (2013)); columns correspond to metrics. Some edit types are consistently penalized.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 71.52,
                            "y2": 308.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Table1-1.png",
                        "caption": "Table 1: Metrics correlation with human judgments. The Combined column presents the Spearman correlation coefficient (ρ) according to the combined set of human rankings, with its associated P-value. The GJG15 and NSPT15 columns present the Spearman correlation according to the two sets of human rankings, as well as the rank of the metric according to this correlation. Measures are ordered by their rank in the combined human judgments. The discrepancy between the ρ values obtained against GJG15 and NSPT15 demonstrate low inter-rater agreement in human rankings.",
                        "page": 3,
                        "bbox": {
                            "x1": 308.64,
                            "x2": 524.16,
                            "y1": 72.48,
                            "y2": 181.92
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Figure2-1.png",
                        "caption": "Figure 2: An illustration of the generated corrections lattices. The Ois are the original sentences, directed edges represent an application of an edit andR(i)j is the j-th perfect correction of Oi (i.e., the perfect correction that result from applying all the edits of the j-th annotation of Oi).",
                        "page": 3,
                        "bbox": {
                            "x1": 315.84,
                            "x2": 519.84,
                            "y1": 306.24,
                            "y2": 380.64
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Table4-1.png",
                        "caption": "Table 4: Corpus-level Spearman ρ, sentence-level Pearson r and Kendall τ correlations using origin as the source with the various metrics (left). Correlations using a random source are found in parenthesis. † represents P − value < 0.001. LT is the best corpus correlated, and has the best τ while iBLEU has the best r",
                        "page": 8,
                        "bbox": {
                            "x1": 123.83999999999999,
                            "x2": 473.28,
                            "y1": 72.48,
                            "y2": 201.12
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Figure4-1.png",
                        "caption": "Figure 4: A scatter plot of the corpus-level correlation of metrics according to the different methodologies. The x-axis corresponds to the correlation according to human rankings (Combined setting), and the y-axis corresponds to the correlation according to MAEGE. While some get similar correlation (e.g., GLEU), other metrics change drastically (e.g., SARI).",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 269.28,
                            "y1": 289.44,
                            "y2": 438.24
                        }
                    },
                    {
                        "filename": "../figure/image/1283-Figure3-1.png",
                        "caption": "Figure 3: An example chain from a corrections lattice – each sentence is the result of applying a single edit to the sentence below it. The top sentence is a perfect correction, while the bottom is the original.",
                        "page": 4,
                        "bbox": {
                            "x1": 90.24,
                            "x2": 275.52,
                            "y1": 67.67999999999999,
                            "y2": 220.79999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-45"
        },
        {
            "slides": {
                "0": {
                    "title": "Background Unsupervised MT",
                    "text": [
                        "Recently: Unsupervised neural machine translation",
                        "Initialization via unsupervised cross-lingual alignment of word embedding spaces"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3,
                        4
                    ],
                    "images": []
                },
                "1": {
                    "title": "Background Cross lingual word embeddings",
                    "text": [
                        "Cross-lingual word embeddings enable cross-lingual transfer",
                        "Most common approach: Project one word embedding space into another by learning a transformation matrix W between n source embeddings xi and their translations yi",
                        "i=1 More recently: Use an adversarial setup to learn an",
                        "Assumption: Word embedding spaces are approximately isomorphic, i.e. same number of vertices, connected the same way."
                    ],
                    "page_nums": [
                        5,
                        6,
                        7,
                        8,
                        9,
                        10
                    ],
                    "images": []
                },
                "2": {
                    "title": "How similar are embeddings across languages",
                    "text": [
                        "Nearest neighbour (NN) graphs of top 10 most frequent words in English and German are not isomorphic.",
                        "NN graphs of top 10 most frequent English words and their translations into German",
                        "Word embeddings are not approximately isomorphic across languages."
                    ],
                    "page_nums": [
                        11,
                        12,
                        13,
                        14,
                        15,
                        16,
                        17,
                        18
                    ],
                    "images": []
                },
                "3": {
                    "title": "How do we quantify similarity",
                    "text": [
                        "Need a metric to measure how similar two NN graphs G1 and G2 of different languages are",
                        "A1, A2 : adjacency matrices of G1, G2",
                        ": eigenvalues (spectra) of L1, L2",
                        "Quantifies how much two NN graphs are isospectral, i.e. they have the same spectrum (same sets of eigenvalues).",
                        "Isomorphic isospectral, but isospectral isomorphic",
                        "G1, G2 are isospectral (very similar)",
                        "G1, G2 become less similar"
                    ],
                    "page_nums": [
                        19,
                        20,
                        21,
                        22,
                        23,
                        24,
                        25,
                        26,
                        27,
                        28,
                        29,
                        30,
                        31,
                        32
                    ],
                    "images": []
                },
                "4": {
                    "title": "Unsupervised cross lingual learning assumptions",
                    "text": [
                        "Besides isomorphism, several other implicit assumptions",
                        "May or may not scale to low-resource languages",
                        "Dependent-marking, Languages Agglutinative, many cases fusional and isolating",
                        "Languages Dependent-marking, fusional and isolating Agglutinative, many cases",
                        "Corpora Comparable (Wikipedia) Different domains",
                        "Algorithms/ hyperparameters Same Different"
                    ],
                    "page_nums": [
                        33,
                        34,
                        35,
                        36,
                        37,
                        38,
                        39
                    ],
                    "images": []
                },
                "5": {
                    "title": "Conneau et al 2018",
                    "text": [
                        "Learn monolingual vector spaces X and Y",
                        "Learn a translation matrix W . Train discriminator to discriminate samples from WX and Y",
                        "Build bilingual dictionary of frequent words using W . Learn a new W based on frequent word pairs.",
                        "Cross-domain similarity local scaling (CSLS):",
                        "Use similarity measure that increases similarity of isolated word vectors, decreases similarity of vectors in dense areas."
                    ],
                    "page_nums": [
                        40,
                        41,
                        42,
                        43,
                        44
                    ],
                    "images": []
                },
                "6": {
                    "title": "A simple weakly supervised method",
                    "text": [
                        "Extract identically spelled words in both languages",
                        "Use these as bilingual seed words",
                        "Run refinement step of Conneau et al. (2018)"
                    ],
                    "page_nums": [
                        45,
                        46,
                        47,
                        48
                    ],
                    "images": []
                },
                "7": {
                    "title": "Experiments Bilingual dictionary induction",
                    "text": [
                        "Given a list of source language words, find the closest target language word in the cross-lingual embedding space",
                        "Compare against a gold standard dictionary",
                        "Metric: Precision at 1 (P@1)",
                        "Use fastText monolingual embeddings",
                        "French, German, Chinese, Russian, Spanish",
                        "Estonian (ET), Finnish (FI), Greek (EL), Hungarian (HU), Polish (PL), Turkish"
                    ],
                    "page_nums": [
                        49,
                        50,
                        51,
                        52,
                        53,
                        54
                    ],
                    "images": []
                },
                "8": {
                    "title": "Impact of language similarity",
                    "text": [
                        "EN-ES EN-ET EN-FI EN-EL EN-HU EN-PL EN-TR ET-FI",
                        "Unsupervised (Adversarial) Weakly supervised (Identical strings)",
                        "Unsupervised approaches are challenged by languages that are not isolating and not dependent marking",
                        "Naive supervision leads to competitive performance on similar language pairs and better results for dissimilar pairs",
                        "Eigenvector similarity 6 4 2",
                        "Eigenvector similarity strongly correlates with BDI performance"
                    ],
                    "page_nums": [
                        55,
                        56,
                        57,
                        58,
                        59,
                        60,
                        61
                    ],
                    "images": []
                },
                "9": {
                    "title": "Impact of domain differences",
                    "text": [
                        "Source and target embeddings induced on 3 corpora:",
                        "EuroParl (EP), Wikipedia (Wiki), Medical (EMEA)",
                        "EP-EP EP-Wiki EP-EMEA Wiki-EP Wiki-Wiki Wiki-EMEA EMEA-EP EMEA-Wiki EMEA-EMEA",
                        "Domain similarity Unsupervised Weakly supervised",
                        "Unsupervised approaches break down when domains are dissimilar",
                        "Domain differences may exacerbate difficulties of generalising across dissimilar languages",
                        "Weak supervision helps to bridge domain differences, but performance still deteriorates"
                    ],
                    "page_nums": [
                        62,
                        63,
                        64,
                        65,
                        66,
                        67,
                        68,
                        69,
                        70,
                        71,
                        72,
                        73,
                        74
                    ],
                    "images": []
                },
                "10": {
                    "title": "Impact of hyper parameters",
                    "text": [
                        "Settings: English with skipgram, win=2, ngrams=3-6",
                        "Vary hyper-parameters of Spanish embeddings",
                        "with skipgram, of Spanish win=2, embeddings ngrams=3-6",
                        "English-Spanish (skipgram) English-Spanish (cbow)",
                        "introduce embedding spaces with"
                    ],
                    "page_nums": [
                        75,
                        76,
                        77,
                        78,
                        79,
                        80,
                        81
                    ],
                    "images": []
                },
                "11": {
                    "title": "Impact of dimensionality",
                    "text": [
                        "EN-ES EN-ET EN-FI EN-EL EN-HU EN-PL EN-TR",
                        "300-dimensional embeddings 40-dimensional embeddings",
                        "Worse performance overall, but better performance for dissimilar language pairs (Estonian, Finnish, Greek).",
                        "Monolingual word embeddings may overfit to rare peculiarities of languages."
                    ],
                    "page_nums": [
                        82,
                        83,
                        84,
                        85
                    ],
                    "images": []
                },
                "12": {
                    "title": "Impact of evaluation procedure",
                    "text": [
                        "Performance on verbs is lowest across the board.",
                        "Sensitivity to frequency for Hungarian, but less so for",
                        "Lower precision due to loan words/proper names. High precision for free with weak supervision."
                    ],
                    "page_nums": [
                        86,
                        87,
                        88,
                        89
                    ],
                    "images": []
                },
                "13": {
                    "title": "Takeaways",
                    "text": [
                        "Word embedding spaces are not approximately isomorphic across languages.",
                        "We can use eigenvector similarity to characterise the relatedness of two monolingual vector spaces.",
                        "Eigenvector similarity strongly correlates with unsupervised bilingual dictionary induction performance.",
                        "Limitations of unsupervised bilingual dictionary induction:",
                        "Corpora from different domains.",
                        "Different word embedding algorithms."
                    ],
                    "page_nums": [
                        90,
                        91,
                        92,
                        93,
                        94,
                        95,
                        96,
                        97
                    ],
                    "images": []
                }
            },
            "paper_title": "On the Limitations of Unsupervised Bilingual Dictionary Induction",
            "paper_id": "1289",
            "paper": {
                "title": "On the Limitations of Unsupervised Bilingual Dictionary Induction",
                "abstract": "Unsupervised machine translation-i.e., not assuming any cross-lingual supervision signal, whether a dictionary, translations, or comparable corpora-seems impossible, but nevertheless, Lample et al. (2018a) recently proposed a fully unsupervised machine translation (MT) model. The model relies heavily on an adversarial, unsupervised alignment of word embedding spaces for bilingual dictionary induction (Conneau et al., 2018) , which we examine here. Our results identify the limitations of current unsupervised MT: unsupervised bilingual dictionary induction performs much worse on morphologically rich languages that are not dependent marking, when monolingual corpora from different domains or different embedding algorithms are used. We show that a simple trick, exploiting a weak supervision signal from identical words, enables more robust induction, and establish a near-perfect correlation between unsupervised bilingual dictionary induction performance and a previously unexplored graph similarity metric.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Cross-lingual word representations enable us to reason about word meaning in multilingual contexts and facilitate cross-lingual transfer (Ruder et al., 2018) ."
                    },
                    {
                        "id": 1,
                        "string": "Early cross-lingual word embedding models relied on large amounts of parallel data (Klementiev et al., 2012; Mikolov et al., 2013a) , but more recent approaches have tried to minimize the amount of supervision necessary Levy et al., 2017; Artetxe et al., 2017) ."
                    },
                    {
                        "id": 2,
                        "string": "Some researchers have even presented unsupervised methods that do not rely on any form of cross-lingual supervision at all (Barone, 2016; Conneau et al., 2018; Zhang et al., 2017) ."
                    },
                    {
                        "id": 3,
                        "string": "Unsupervised cross-lingual word embeddings hold promise to induce bilingual lexicons and machine translation models in the absence of dictionaries and translations (Barone, 2016; Zhang et al., 2017; Lample et al., 2018a) , and would therefore be a major step toward machine translation to, from, or even between low-resource languages."
                    },
                    {
                        "id": 4,
                        "string": "Unsupervised approaches to learning crosslingual word embeddings are based on the assumption that monolingual word embedding graphs are approximately isomorphic, that is, after removing a small set of vertices (words) (Mikolov et al., 2013b; Barone, 2016; Zhang et al., 2017; Conneau et al., 2018) ."
                    },
                    {
                        "id": 5,
                        "string": "In the words of Barone (2016): ."
                    },
                    {
                        "id": 6,
                        "string": "."
                    },
                    {
                        "id": 7,
                        "string": "."
                    },
                    {
                        "id": 8,
                        "string": "we hypothesize that, if languages are used to convey thematically similar information in similar contexts, these random processes should be approximately isomorphic between languages, and that this isomorphism can be learned from the statistics of the realizations of these processes, the monolingual corpora, in principle without any form of explicit alignment."
                    },
                    {
                        "id": 9,
                        "string": "Our results indicate this assumption is not true in general, and that approaches based on this assumption have important limitations."
                    },
                    {
                        "id": 10,
                        "string": "Contributions We focus on the recent stateof-the-art unsupervised model of Conneau et al."
                    },
                    {
                        "id": 11,
                        "string": "(2018) ."
                    },
                    {
                        "id": 12,
                        "string": "1 Our contributions are: (a) In §2, we show that the monolingual word embeddings used in Conneau et al."
                    },
                    {
                        "id": 13,
                        "string": "(2018) are not approximately isomorphic, using the VF2 algorithm (Cordella et al., 2001) and we therefore introduce a metric for quantifying the similarity of word embeddings, based on Laplacian eigenvalues."
                    },
                    {
                        "id": 14,
                        "string": "(b) In §3, we identify circumstances under which the unsupervised bilingual dictionary induction (BDI) algorithm proposed in Conneau et al."
                    },
                    {
                        "id": 15,
                        "string": "(2018) does not lead to good performance."
                    },
                    {
                        "id": 16,
                        "string": "(c) We show that a simple trick, exploiting a weak supervision signal from words that are identical across languages, makes the algorithm much more robust."
                    },
                    {
                        "id": 17,
                        "string": "Our main finding is that the performance of unsupervised BDI depends heavily on all three factors: the language pair, the comparability of the monolingual corpora, and the parameters of the word embedding algorithms."
                    },
                    {
                        "id": 18,
                        "string": "2 How similar are embeddings across languages?"
                    },
                    {
                        "id": 19,
                        "string": "As mentioned, recent work focused on unsupervised BDI assumes that monolingual word embedding spaces (or at least the subgraphs formed by the most frequent words) are approximately isomorphic."
                    },
                    {
                        "id": 20,
                        "string": "In this section, we show, by investigating the nearest neighbor graphs of word embedding spaces, that word embeddings are far from isomorphic."
                    },
                    {
                        "id": 21,
                        "string": "We therefore introduce a method for computing the similarity of non-isomorphic graphs."
                    },
                    {
                        "id": 22,
                        "string": "In §4.7, we correlate our similarity metric with performance on unsupervised BDI."
                    },
                    {
                        "id": 23,
                        "string": "Isomorphism To motivate our study, we first establish that word embeddings are far from graph isomorphic 2 -even for two closely re-2 Two graphs that contain the same number of graph vertices connected in the same way are said to be isomorphic."
                    },
                    {
                        "id": 24,
                        "string": "In the context of weighted graphs such as word embeddings, a lated languages, English and German, and using embeddings induced from comparable corpora (Wikipedia) with the same hyper-parameters."
                    },
                    {
                        "id": 25,
                        "string": "If we take the top k most frequent words in English, and the top k most frequent words in German, and build nearest neighbor graphs for English and German using the monolingual word embeddings used in Conneau et al."
                    },
                    {
                        "id": 26,
                        "string": "(2018) , the graphs are of course very different."
                    },
                    {
                        "id": 27,
                        "string": "This is, among other things, due to German case and the fact that the translates into der, die, and das, but unsupervised alignment does not have access to this kind of information."
                    },
                    {
                        "id": 28,
                        "string": "Even if we consider the top k most frequent English words and their translations into German, the nearest neighbor graphs are not isomorphic."
                    },
                    {
                        "id": 29,
                        "string": "Word embeddings are particularly good at capturing relations between nouns, but even if we consider the top k most frequent English nouns and their translations, the graphs are not isomorphic; see Figure 1c -d. We take this as evidence that word embeddings are not approximately isomorphic across languages."
                    },
                    {
                        "id": 30,
                        "string": "We also ran graph isomorphism checks on 10 random samples of frequent English nouns and their translations into Spanish, and only in 1/10 of the samples were the corresponding nearest neighbor graphs isomorphic."
                    },
                    {
                        "id": 31,
                        "string": "Eigenvector similarity Since the nearest neighbor graphs are not isomorphic, even for frequent translation pairs in neighboring languages, we want to quantify the potential for unsupervised BDI using a metric that captures varying degrees of graph similarity."
                    },
                    {
                        "id": 32,
                        "string": "Eigenvalues are compact representations of global properties of graphs, and we introduce a spectral metric based on Laplacian eigenvalues (Shigehalli and Shettar, 2011 ) that quantifies the extent to which the nearest neighbor graphs are isospectral."
                    },
                    {
                        "id": 33,
                        "string": "Note that (approximately) isospectral graphs need not be (approximately) isomorphic, but (approximately) isomorphic graphs are always (approximately) isospectral (Gordon et al., 1992) ."
                    },
                    {
                        "id": 34,
                        "string": "Let A 1 and A 2 be the adjacency matrices of the nearest neighbor graphs G 1 and G 2 of our two word embeddings, respectively."
                    },
                    {
                        "id": 35,
                        "string": "Let L 1 = D 1 − A 1 and L 2 = D 2 − A 2 be the Laplacians of the nearest neighbor graphs, where D 1 and D 2 are the corresponding diagonal matrices of degrees."
                    },
                    {
                        "id": 36,
                        "string": "We now weak version of this is to require that the underlying nearest neighbor graphs for the most frequent k words are isomorphic."
                    },
                    {
                        "id": 37,
                        "string": "compute the eigensimilarity of the Laplacians of the nearest neighbor graphs, L 1 and L 2 ."
                    },
                    {
                        "id": 38,
                        "string": "For each graph, we find the smallest k such that the sum of the k largest Laplacian eigenvalues is <90% of the Laplacian eigenvalues."
                    },
                    {
                        "id": 39,
                        "string": "We take the smallest k of the two, and use the sum of the squared differences between the largest k Laplacian eigenvalues ∆ as our similarity metric."
                    },
                    {
                        "id": 40,
                        "string": "∆ = k i=1 (λ 1 i − λ 2 i ) 2 where k is chosen s.t."
                    },
                    {
                        "id": 41,
                        "string": "min j { k i=1 λ j i n i=1 λ ji > 0.9} Note that ∆ = 0 means the graphs are isospectral, and the metric goes to infinite."
                    },
                    {
                        "id": 42,
                        "string": "Thus, the higher ∆ is, the less similar the graphs (i.e., their Laplacian spectra)."
                    },
                    {
                        "id": 43,
                        "string": "We discuss the correlation between unsupervised BDI performance and approximate isospectrality or eigenvector similarity in §4.7."
                    },
                    {
                        "id": 44,
                        "string": "3 Unsupervised cross-lingual learning Learning scenarios Unsupervised neural machine translation relies on BDI using cross-lingual embeddings (Lample et al., 2018a; Artetxe et al., 2018) , which in turn relies on the assumption that word embedding graphs are approximately isomorphic."
                    },
                    {
                        "id": 45,
                        "string": "The work of Conneau et al."
                    },
                    {
                        "id": 46,
                        "string": "(2018) , which we focus on here, also makes several implicit assumptions that may or may not be necessary to achieve such isomorphism, and which may or may not scale to low-resource languages."
                    },
                    {
                        "id": 47,
                        "string": "The algorithms are not intended to be limited to learning scenarios where these assumptions hold, but since they do in the reported experiments, it is important to see to what extent these assumptions are necessary for the algorithms to produce useful embeddings or dictionaries."
                    },
                    {
                        "id": 48,
                        "string": "We focus on the work of Conneau et al."
                    },
                    {
                        "id": 49,
                        "string": "(2018) , who present a fully unsupervised approach to aligning monolingual word embeddings, induced using fastText (Bojanowski et al., 2017) ."
                    },
                    {
                        "id": 50,
                        "string": "We describe the learning algorithm in §3.2."
                    },
                    {
                        "id": 51,
                        "string": "Conneau et al."
                    },
                    {
                        "id": 52,
                        "string": "(2018) consider a specific set of learning scenarios: (a) The authors work with the following languages: English-{French, German, Chinese, Russian, Spanish}."
                    },
                    {
                        "id": 53,
                        "string": "These languages, except French, are dependent marking (Table 1) ."
                    },
                    {
                        "id": 54,
                        "string": "3 We evaluate Conneau et al."
                    },
                    {
                        "id": 55,
                        "string": "(2018) on (English to) Estonian (ET), Finnish (FI), Greek (EL), Hungarian (HU), Polish (PL), and Turkish (TR) in §4.2, to test whether the selection of languages in the original study introduces a bias."
                    },
                    {
                        "id": 56,
                        "string": "(b) The monolingual corpora in their experiments are comparable; Wikipedia corpora are used, except for an experiment in which they include Google Gigawords."
                    },
                    {
                        "id": 57,
                        "string": "We evaluate across different domains, i.e., on all combinations of Wikipedia, EuroParl, and the EMEA medical corpus, in §4.3."
                    },
                    {
                        "id": 58,
                        "string": "We believe such scenarios are more realistic for low-resource languages."
                    },
                    {
                        "id": 59,
                        "string": "(c) The monolingual embedding models are induced using the same algorithms with the same hyper-parameters."
                    },
                    {
                        "id": 60,
                        "string": "We evaluate Conneau et al."
                    },
                    {
                        "id": 61,
                        "string": "(2018) on pairs of embeddings induced with different hyper-parameters in §4.4."
                    },
                    {
                        "id": 62,
                        "string": "While keeping hyper-parameters fixed is always possible, it is of practical interest to know whether the unsupervised methods work on any set of pre-trained word embeddings."
                    },
                    {
                        "id": 63,
                        "string": "We also investigate the sensitivity of unsupervised BDI to the dimensionality of the monolingual word embeddings in §4.5."
                    },
                    {
                        "id": 64,
                        "string": "The motivation for this is that dimensionality reduction will alter the geometric shape and remove characteristics of the embedding graphs that are important for alignment; but on the other hand, lower dimensionality introduces regularization, which will make the graphs more similar."
                    },
                    {
                        "id": 65,
                        "string": "Finally, in §4.6, we investigate the impact of different types of query test words on performance, including how performance varies across part-of-speech word classes and on shared vocabulary items."
                    },
                    {
                        "id": 66,
                        "string": "Summary of Conneau et al."
                    },
                    {
                        "id": 67,
                        "string": "(2018) We now introduce the method of Conneau et al."
                    },
                    {
                        "id": 68,
                        "string": "(2018) ."
                    },
                    {
                        "id": 69,
                        "string": "4 The approach builds on existing work on learning a mapping between monolingual word embeddings (Mikolov et al., 2013b; Xing et al., 2015) and consists of the following steps: 1) Monolingual word embeddings: An off-the-shelf word embedding algorithm (Bojanowski et al., 2017 ) is used to learn source and target language spaces X and Y ."
                    },
                    {
                        "id": 70,
                        "string": "2) Adversarial mapping: A translation matrix W is learned between the spaces X and Y using adversarial techniques (Ganin et al., 2016) ."
                    },
                    {
                        "id": 71,
                        "string": "A discriminator is trained to discriminate samples from the translated source space W X from the target space Y , while W is trained to prevent this."
                    },
                    {
                        "id": 72,
                        "string": "This, again, is motivated by the assumption that source and target language word embeddings are approximately isomorphic."
                    },
                    {
                        "id": 73,
                        "string": "3) Refinement (Procrustes analysis): W is used to build a small bilingual dictionary of frequent words, which is pruned such that only bidirectional translations are kept ."
                    },
                    {
                        "id": 74,
                        "string": "A new translation matrix W that translates between the spaces X and Y of these frequent word pairs is then induced by solving the Orthogonal Procrustes problem: W * = argmin W W X − Y F = U V s.t."
                    },
                    {
                        "id": 75,
                        "string": "U ΣV = SVD(Y X ) (1) This step can be used iteratively by using the new matrix W to create new seed translation pairs."
                    },
                    {
                        "id": 76,
                        "string": "It requires frequent words to serve as reliable anchors for learning a translation matrix."
                    },
                    {
                        "id": 77,
                        "string": "In the experiments in Conneau et al."
                    },
                    {
                        "id": 78,
                        "string": "(2018) , as well as in ours, the iterative Procrustes refinement improves performance across the board."
                    },
                    {
                        "id": 79,
                        "string": "4) Cross-domain similarity local scaling (CSLS) is used to expand high-density areas and condense low-density ones, for more accurate nearest neighbor calculation, CSLS reduces the hubness problem in high-dimensional spaces (Radovanović et al., 2010; Dinu et al., 2015) ."
                    },
                    {
                        "id": 80,
                        "string": "It relies on the mean similarity of a source language embedding x to its K target language nearest neighbours (K = 10 suggested) nn 1 , ."
                    },
                    {
                        "id": 81,
                        "string": "."
                    },
                    {
                        "id": 82,
                        "string": "."
                    },
                    {
                        "id": 83,
                        "string": ", nn K : mnn T (x) = 1 K K i=1 cos(x, nn i ) (2) where cos is the cosine similarity."
                    },
                    {
                        "id": 84,
                        "string": "mnn S (y) is defined in an analogous manner for any target language embedding y. CSLS(x, y) is then calculated as follows: 2cos(x, y) − mnn T (x) − mnn S (y) (3) A simple supervised method Instead of learning cross-lingual embeddings completely without supervision, we can extract inexpensive supervision signals by harvesting identically spelled words as in, e.g."
                    },
                    {
                        "id": 85,
                        "string": "(Artetxe et al., 2017; Smith et al., 2017) ."
                    },
                    {
                        "id": 86,
                        "string": "Specifically, we use identically spelled words that occur in the vocabularies of both languages as bilingual seeds, without employing any additional transliteration or lemmatization/normalization methods."
                    },
                    {
                        "id": 87,
                        "string": "Using this seed dictionary, we then run the refinement step using Procrustes analysis of Conneau et al."
                    },
                    {
                        "id": 88,
                        "string": "(2018) ."
                    },
                    {
                        "id": 89,
                        "string": "Experiments In the following experiments, we investigate the robustness of unsupervised cross-lingual word embedding learning, varying the language pairs, monolingual corpora, hyper-parameters, etc., to obtain a better understanding of when and why unsupervised BDI works."
                    },
                    {
                        "id": 90,
                        "string": "Task: Bilingual dictionary induction After the shared cross-lingual space is induced, given a list of N source language words x u,1 , ."
                    },
                    {
                        "id": 91,
                        "string": "."
                    },
                    {
                        "id": 92,
                        "string": "."
                    },
                    {
                        "id": 93,
                        "string": ", x u,N , the task is to find a target language word t for each query word x u relying on the representations in the space."
                    },
                    {
                        "id": 94,
                        "string": "t i is the target language word closest to the source language word x u,i in the induced cross-lingual space, also known as the cross-lingual nearest neighbor."
                    },
                    {
                        "id": 95,
                        "string": "The set of learned N (x u,i , t i ) pairs is then run against a gold standard dictionary."
                    },
                    {
                        "id": 96,
                        "string": "We use bilingual dictionaries compiled by Conneau et al."
                    },
                    {
                        "id": 97,
                        "string": "(2018) as gold standard, and adopt their evaluation procedure: each test set in each language consists of 1500 gold translation pairs."
                    },
                    {
                        "id": 98,
                        "string": "We rely on CSLS for retrieving the nearest neighbors, as it consistently outperformed the cosine similarity in all our experiments."
                    },
                    {
                        "id": 99,
                        "string": "Following a standard evaluation practice (Vulić and Moens, 2013; Mikolov et al., 2013b; Conneau et al., 2018) , we report Precision at 1 scores (P@1): how many times one of the correct translations of a source word w is retrieved as the nearest neighbor of w in the target language."
                    },
                    {
                        "id": 100,
                        "string": "Experimental setup Our default experimental setup closely follows the setup of Conneau et al."
                    },
                    {
                        "id": 101,
                        "string": "(2018) ."
                    },
                    {
                        "id": 102,
                        "string": "For each language we induce monolingual word embeddings for all languages from their respective tokenized and lowercased Polyglot Wikipedias (Al-Rfou et al., 2013) using fastText (Bojanowski et al., 2017) ."
                    },
                    {
                        "id": 103,
                        "string": "Only words with more than 5 occurrences are retained for training."
                    },
                    {
                        "id": 104,
                        "string": "Our fastText setup relies on skip-gram with negative sampling (Mikolov et al., 2013a) with standard hyper-parameters: bag-of-words contexts with the window size 2, 15 negative samples, subsampling rate 10 −4 , and character n-gram length Table 2 : Bilingual dictionary induction scores (P@1×100%) using a) the unsupervised method with adversarial training; b) the supervised method with a bilingual seed dictionary consisting of identical words (shared between the two languages)."
                    },
                    {
                        "id": 105,
                        "string": "The third columns lists eigenvector similarities between 10 randomly sampled source language nearest neighbor subgraphs of 10 nodes and the subgraphs of their translations, all from the benchmark dictionaries in Conneau et al."
                    },
                    {
                        "id": 106,
                        "string": "(2018) ."
                    },
                    {
                        "id": 107,
                        "string": "3-6."
                    },
                    {
                        "id": 108,
                        "string": "All embeddings are 300-dimensional."
                    },
                    {
                        "id": 109,
                        "string": "As we analyze the impact of various modeling assumptions in the following sections (e.g., domain differences, algorithm choices, hyper-parameters), we also train monolingual word embeddings using other corpora and different hyper-parameter choices."
                    },
                    {
                        "id": 110,
                        "string": "Quick summaries of each experimental setup are provided in the respective subsections."
                    },
                    {
                        "id": 111,
                        "string": "Agglutinative languages with mixed or double marking show more morphological variance with content words, and we speculate whether unsupervised BDI is challenged by this kind of morphological complexity."
                    },
                    {
                        "id": 112,
                        "string": "To evaluate this, we experiment with Estonian and Finnish, and we include Greek, Hungarian, Polish, and Turkish to see how their approach fares on combinations of these two morphological traits."
                    },
                    {
                        "id": 113,
                        "string": "Impact of language similarity We show results in the left column of Table 2 ."
                    },
                    {
                        "id": 114,
                        "string": "The results are quite dramatic."
                    },
                    {
                        "id": 115,
                        "string": "The approach achieves impressive performance for Spanish, one of the languages Conneau et al."
                    },
                    {
                        "id": 116,
                        "string": "(2018) include in their paper."
                    },
                    {
                        "id": 117,
                        "string": "For the languages we add here, performance is less impressive."
                    },
                    {
                        "id": 118,
                        "string": "For the languages with dependent marking (Hungarian, Polish, and Turkish), P@1 scores are still reasonable, with Turkish being slightly lower (0.327) than the others."
                    },
                    {
                        "id": 119,
                        "string": "However, for Estonian and Finnish, the method fails completely."
                    },
                    {
                        "id": 120,
                        "string": "Only in less than 1/1000 cases does a nearest neighbor search in the induced embeddings return a correct translation of a query word."
                    },
                    {
                        "id": 121,
                        "string": "5 The sizes of Wikipedias naturally vary across languages: e.g., fastText trains on approximately 16M sentences and 363M word tokens for Spanish, while it trains on 1M sentences and 12M words for Finnish."
                    },
                    {
                        "id": 122,
                        "string": "However, the difference in performance cannot be explained by the difference in training data sizes."
                    },
                    {
                        "id": 123,
                        "string": "To verify that near-zero performance in Finnish is not a result of insufficient training data, we have conducted another experiment using the large Finnish WaC corpus (Ljubešić et al., 2016) containing 1.7B words in total (this is similar in size to the English Polyglot Wikipedia)."
                    },
                    {
                        "id": 124,
                        "string": "However, even with this large Finnish corpus, the model does not induce anything useful: P@1 equals 0.0."
                    },
                    {
                        "id": 125,
                        "string": "We note that while languages with mixed marking may be harder to align, it seems unsupervised BDI is possible between similar, mixed marking languages."
                    },
                    {
                        "id": 126,
                        "string": "So while unsupervised learning fails for English-Finnish and English-Estonian, performance is reasonable and stable for the more similar Estonian-Finnish pair ( Table 2 )."
                    },
                    {
                        "id": 127,
                        "string": "In general, unsupervised BDI, using the approach in Conneau et al."
                    },
                    {
                        "id": 128,
                        "string": "(2018) , seems challenged when pairing En-glish with languages that are not isolating and do not have dependent marking."
                    },
                    {
                        "id": 129,
                        "string": "6 The promise of zero-supervision models is that we can learn cross-lingual embeddings even for low-resource languages."
                    },
                    {
                        "id": 130,
                        "string": "On the other hand, a similar distribution of embeddings requires languages to be similar."
                    },
                    {
                        "id": 131,
                        "string": "This raises the question whether we need fully unsupervised methods at all."
                    },
                    {
                        "id": 132,
                        "string": "In fact, our supervised method that relies on very naive supervision in the form of identically spelled words leads to competitive performance for similar language pairs and better results for dissimilar pairs."
                    },
                    {
                        "id": 133,
                        "string": "The fact that we can reach competitive and more robust performance with such a simple heuristic questions the true applicability of fully unsupervised approaches and suggests that it might often be better to rely on available weak supervision."
                    },
                    {
                        "id": 134,
                        "string": "Impact of domain differences Monolingual word embeddings used in Conneau et al."
                    },
                    {
                        "id": 135,
                        "string": "(2018) are induced from Wikipedia, a nearparallel corpus."
                    },
                    {
                        "id": 136,
                        "string": "In order to assess the sensitivity of unsupervised BDI to the comparability and domain similarity of the monolingual corpora, we replicate the experiments in Conneau et al."
                    },
                    {
                        "id": 137,
                        "string": "(2018) using combinations of word embeddings extracted from three different domains: 1) parliamentary proceedings from EuroParl.v7 (Koehn, 2005) , 2) Wikipedia (Al- Rfou et al., 2013) , and 3) the EMEA corpus in the medical domain (Tiedemann, 2009) ."
                    },
                    {
                        "id": 138,
                        "string": "We report experiments with three language pairs: English-{Spanish, Finnish, Hungarian}."
                    },
                    {
                        "id": 139,
                        "string": "To control for the corpus size, we restrict each corpus in each language to 1.1M sentences in total (i.e., the number of sentences in the smallest, EMEA corpus)."
                    },
                    {
                        "id": 140,
                        "string": "300-dim fastText vectors are induced as in §4.1, retaining all words with more than 5 occurrences in the training data."
                    },
                    {
                        "id": 141,
                        "string": "For each pair of monolingual corpora, we compute their domain (dis)similarity by calculating the Jensen-Shannon divergence (El-Gamal, 1991) , based on term distributions."
                    },
                    {
                        "id": 142,
                        "string": "7 The domain similarities are displayed in Figures 2a-c. 8 We show the results of unsupervised BDI in Figures 2g-i."
                    },
                    {
                        "id": 143,
                        "string": "For Spanish, we see good performance in all three cases where the English and Spanish corpora are from the same domain."
                    },
                    {
                        "id": 144,
                        "string": "When the two corpora are from different domains, performance is close to zero."
                    },
                    {
                        "id": 145,
                        "string": "For Finnish and Hungarian, performance is always poor, suggesting that more data is needed, even when domains are similar."
                    },
                    {
                        "id": 146,
                        "string": "This is in sharp contrast with the results of our minimally supervised approach (Figures 2d-f ) based on identical words, which achieves decent performance in many set-ups."
                    },
                    {
                        "id": 147,
                        "string": "We also observe a strong decrease in P@1 for English-Spanish (from 81.19% to 46.52%) when using the smaller Wikipedia corpora."
                    },
                    {
                        "id": 148,
                        "string": "This result indicates the importance of procuring large monolingual corpora from similar domains in order to enable unsupervised dictionary induction."
                    },
                    {
                        "id": 149,
                        "string": "However, resource-lean languages, for which the unsupervised method was designed in the first place, cannot be guaranteed to have as large monolingual training corpora as available for English, Spanish or other major resource-rich languages."
                    },
                    {
                        "id": 150,
                        "string": "Impact of hyper-parameters Conneau et al."
                    },
                    {
                        "id": 151,
                        "string": "(2018) use the same hyperparameters for inducing embeddings for all languages."
                    },
                    {
                        "id": 152,
                        "string": "This is of course always practically possible, but we are interested in seeing whether their approach works on pre-trained embeddings induced with possibly very different hyper-parameters."
                    },
                    {
                        "id": 153,
                        "string": "We focus on two hyper-parameters: context windowsize (win) and the parameter controlling the number of n-gram features in the fastText model (chn), while at the same time varying the underlying algorithm: skip-gram vs. cbow."
                    },
                    {
                        "id": 154,
                        "string": "The results for English-Spanish are listed in Table 3 ."
                    },
                    {
                        "id": 155,
                        "string": "The small variations in the hyper-parameters with the same underlying algorithm (i.e., using skipgram or cbow for both EN and ES) yield only slight drops in the final scores."
                    },
                    {
                        "id": 156,
                        "string": "Still, the best scores are obtained with the same configuration on both sides."
                    },
                    {
                        "id": 157,
                        "string": "Our main finding here is that unsupervised BDI fails (even) for EN-ES when the two monolingual embedding spaces are induced by two different algorithms (see the results of the entire Spanish cbow column)."
                    },
                    {
                        "id": 158,
                        "string": "9 In sum, this means that the unsupervised approach is unlikely to work on pre-trained word embeddings unless they are induced on same-  or comparable-domain, reasonably-sized training data using the same underlying algorithm."
                    },
                    {
                        "id": 159,
                        "string": "Impact of dimensionality We also perform an experiment on 40-dimensional monolingual word embeddings."
                    },
                    {
                        "id": 160,
                        "string": "This leads to reduced expressivity, and can potentially make the geometric shapes of embedding spaces harder to align; on the other hand, reduced dimensionality may also lead to less overfitting."
                    },
                    {
                        "id": 161,
                        "string": "We generally see worse performance (P@1 is 50.33 for Spanish, 21.81 for Hungarian, 20.11 for Polish, and 22.03 for Turkish) -but, very interestingly, we obtain better performance for Estonian (13.53), Finnish (15.33), and Greek (24.17) than we did with 300 dimensions."
                    },
                    {
                        "id": 162,
                        "string": "We hypothesize this indicates monolingual word embedding algorithms over-fit to some of the rarer peculiarities of these languages."
                    },
                    {
                        "id": 163,
                        "string": "4.6 Impact of evaluation procedure BDI models are evaluated on a held-out set of query words."
                    },
                    {
                        "id": 164,
                        "string": "Here, we analyze the performance of the unsupervised approach across different parts-ofspeech, frequency bins, and with respect to query words that have orthographically identical counterparts in the target language with the same or a different meaning."
                    },
                    {
                        "id": 165,
                        "string": "Part-of-speech We show the impact of the partof-speech of the query words in Table 4 ; again on a representative subset of our languages."
                    },
                    {
                        "id": 166,
                        "string": "The results indicate that performance on verbs is lowest across the board."
                    },
                    {
                        "id": 167,
                        "string": "This is consistent with research on distributional semantics and verb meaning (Schwartz et al., 2015; Gerz et al., 2016) ."
                    },
                    {
                        "id": 168,
                        "string": "Frequency We also investigate the impact of the frequency of query words."
                    },
                    {
                        "id": 169,
                        "string": "We calculate the word frequency of English words based on Google's Trillion Word Corpus: query words are divided in groups based on their rank -i.e., the first group contains the top 100 most frequent words, the second one contains the 101th-1000th most frequent words, etc."
                    },
                    {
                        "id": 170,
                        "string": "-and plot performance (P@1) relative to rank in Figure 3 ."
                    },
                    {
                        "id": 171,
                        "string": "For EN-FI, P@1 was 0 across all frequency ranks."
                    },
                    {
                        "id": 172,
                        "string": "The plot shows sensitivity to frequency for HU, but less so for ES."
                    },
                    {
                        "id": 173,
                        "string": "whether these are representative or harder to align than other words."
                    },
                    {
                        "id": 174,
                        "string": "Table 5 lists performance for three sets of query words: (a) source words that have homographs (words that are spelled the same way) with the same meaning (homonyms) in the target language, e.g., many proper names; (b) source words that have homographs that are not homonyms in the target language, e.g., many short words; and (c) other words."
                    },
                    {
                        "id": 175,
                        "string": "Somewhat surprisingly, words which have translations that are homographs, are associated with lower precision than other words."
                    },
                    {
                        "id": 176,
                        "string": "This is probably due to loan words and proper names, but note that using homographs as supervision for alignment, we achieve high precision for this part of the vocabulary for free."
                    },
                    {
                        "id": 177,
                        "string": "Homographs Evaluating eigenvector similarity Finally, in order to get a better understanding of the limitations of unsupervised BDI, we correlate the graph similarity metric described in §2 (right column of Table 2 ) with performance across languages (left column)."
                    },
                    {
                        "id": 178,
                        "string": "Since we already established that the monolingual word embeddings are far from isomorphic-in contrast with the intuitions motivating previous work (Mikolov et al., 2013b; Barone, 2016; Zhang et al., 2017; Conneau et al., 2018 )we would like to establish another diagnostic metric that identifies embedding spaces for which the approach in Conneau et al."
                    },
                    {
                        "id": 179,
                        "string": "(2018) is likely to work."
                    },
                    {
                        "id": 180,
                        "string": "Differences in morphology, domain, or embedding parameters seem to be predictive of poor performance, but a metric that is independent of linguistic categorizations and the characteristics of the monolingual corpora would be more widely applicable."
                    },
                    {
                        "id": 181,
                        "string": "We plot the values in Table 2 in Figure 4 ."
                    },
                    {
                        "id": 182,
                        "string": "Recall that our graph similarity metric returns a value in the half-open interval [0, ∞)."
                    },
                    {
                        "id": 183,
                        "string": "The correlation between BDI performance and graph similarity is strong (ρ ∼ 0.89)."
                    },
                    {
                        "id": 184,
                        "string": "Related work Cross-lingual word embeddings Cross-lingual word embedding models typically, unlike Conneau et al."
                    },
                    {
                        "id": 185,
                        "string": "(2018) , require aligned words, sentences, or documents (Levy et al., 2017) ."
                    },
                    {
                        "id": 186,
                        "string": "Most approaches based on word alignments learn an explicit mapping between the two embedding spaces (Mikolov et al., 2013b; Xing et al., 2015) ."
                    },
                    {
                        "id": 187,
                        "string": "Recent approaches try to minimize the amount of supervision needed Artetxe et al., 2017; Smith et al., 2017) ."
                    },
                    {
                        "id": 188,
                        "string": "See Upadhyay et al."
                    },
                    {
                        "id": 189,
                        "string": "(2016) and Ruder et al."
                    },
                    {
                        "id": 190,
                        "string": "(2018) for surveys."
                    },
                    {
                        "id": 191,
                        "string": "Unsupervised cross-lingual learning Haghighi et al."
                    },
                    {
                        "id": 192,
                        "string": "(2008) were first to explore unsupervised BDI, using features such as context counts and orthographic substrings, and canonical correlation analysis."
                    },
                    {
                        "id": 193,
                        "string": "Recent approaches use adversarial learning (Goodfellow et al., 2014) and employ a discriminator, trained to distinguish between the translated source and the target language space, and a generator learning a translation matrix (Barone, 2016)."
                    },
                    {
                        "id": 194,
                        "string": "Zhang et al."
                    },
                    {
                        "id": 195,
                        "string": "(2017) , in addition, use different forms of regularization for convergence, while Conneau et al."
                    },
                    {
                        "id": 196,
                        "string": "(2018) uses additional steps to refine the induced embedding space."
                    },
                    {
                        "id": 197,
                        "string": "Unsupervised machine translation Research on unsupervised machine translation (Lample et al., 2018a; Artetxe et al., 2018; Lample et al., 2018b) has generated a lot of interest recently with a promise to support the construction of MT systems for and between resource-poor languages."
                    },
                    {
                        "id": 198,
                        "string": "All unsupervised NMT methods critically rely on accurate unsupervised BDI and back-translation."
                    },
                    {
                        "id": 199,
                        "string": "Models are trained to reconstruct a corrupted version of the source sentence and to translate its translated version back to the source language."
                    },
                    {
                        "id": 200,
                        "string": "Since the crucial input to these systems are indeed cross-lingual word embedding spaces induced in an unsupervised fashion, in this paper we also implicitly investigate one core limitation of such unsupervised MT techniques."
                    },
                    {
                        "id": 201,
                        "string": "Conclusion We investigated when unsupervised BDI (Conneau et al., 2018) is possible and found that differences in morphology, domains or word embedding algorithms may challenge this approach."
                    },
                    {
                        "id": 202,
                        "string": "Further, we found eigenvector similarity of sampled nearest neighbor subgraphs to be predictive of unsupervised BDI performance."
                    },
                    {
                        "id": 203,
                        "string": "We hope that this work will guide further developments in this new and exciting field."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 43
                    },
                    {
                        "section": "Learning scenarios",
                        "n": "3.1",
                        "start": 44,
                        "end": 66
                    },
                    {
                        "section": "Summary of Conneau et al. (2018)",
                        "n": "3.2",
                        "start": 67,
                        "end": 83
                    },
                    {
                        "section": "A simple supervised method",
                        "n": "3.3",
                        "start": 84,
                        "end": 88
                    },
                    {
                        "section": "Experiments",
                        "n": "4",
                        "start": 89,
                        "end": 99
                    },
                    {
                        "section": "Experimental setup",
                        "n": "4.1",
                        "start": 100,
                        "end": 112
                    },
                    {
                        "section": "Impact of language similarity",
                        "n": "4.2",
                        "start": 113,
                        "end": 133
                    },
                    {
                        "section": "Impact of domain differences",
                        "n": "4.3",
                        "start": 134,
                        "end": 149
                    },
                    {
                        "section": "Impact of hyper-parameters",
                        "n": "4.4",
                        "start": 150,
                        "end": 158
                    },
                    {
                        "section": "Impact of dimensionality",
                        "n": "4.5",
                        "start": 159,
                        "end": 176
                    },
                    {
                        "section": "Evaluating eigenvector similarity",
                        "n": "4.7",
                        "start": 177,
                        "end": 183
                    },
                    {
                        "section": "Related work",
                        "n": "5",
                        "start": 184,
                        "end": 199
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 200,
                        "end": 203
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1289-Figure1-1.png",
                        "caption": "Figure 1: Nearest neighbor graphs.",
                        "page": 1,
                        "bbox": {
                            "x1": 91.67999999999999,
                            "x2": 299.52,
                            "y1": 61.44,
                            "y2": 307.2
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Figure2-1.png",
                        "caption": "Figure 2: Influence of language-pair and domain similarity on BLI performance, with three language pairs (en-es/fi/hu). Top row, (a)-(c): Domain similarity (higher is more similar) computed as dsim = 1− JS, where JS is Jensen-Shannon divergence; Middle row, (d)-(f): baseline BLI model which learns a linear mapping between two monolingual spaces based on a set of identical (i.e., shared) words; Bottom row, (g)-(i): fully unsupervised BLI model relying on the distribution-level alignment and adversarial training. Both BLI models apply the Procrustes analysis and use CSLS to retrieve nearest neighbours.",
                        "page": 6,
                        "bbox": {
                            "x1": 81.11999999999999,
                            "x2": 510.24,
                            "y1": 63.839999999999996,
                            "y2": 517.92
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Table4-1.png",
                        "caption": "Table 4: P@1× 100% scores for query words with different parts-of-speech.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 236.16,
                            "y2": 304.32
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Figure3-1.png",
                        "caption": "Figure 3: P@1 scores for EN-ES and EN-HU for queries with different frequency ranks.",
                        "page": 7,
                        "bbox": {
                            "x1": 335.03999999999996,
                            "x2": 497.76,
                            "y1": 62.879999999999995,
                            "y2": 178.56
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Table3-1.png",
                        "caption": "Table 3: Varying the underlying fastText algorithm and hyper-parameters. The first column lists differences in training configurations between English and Spanish monolingual embeddings.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 62.879999999999995,
                            "y2": 160.32
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Table5-1.png",
                        "caption": "Table 5: Scores (P@1 × 100%) for query words with same and different spellings and meanings.",
                        "page": 7,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 526.0799999999999,
                            "y1": 224.64,
                            "y2": 274.08
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Figure4-1.png",
                        "caption": "Figure 4: Strong correlation (ρ = 0.89) between BDI performance (x) and graph similarity (y)",
                        "page": 8,
                        "bbox": {
                            "x1": 109.44,
                            "x2": 250.07999999999998,
                            "y1": 77.75999999999999,
                            "y2": 184.79999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Table1-1.png",
                        "caption": "Table 1: Languages in Conneau et al. (2018) and in our experiments (lower half)",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 62.4,
                            "y2": 208.32
                        }
                    },
                    {
                        "filename": "../figure/image/1289-Table2-1.png",
                        "caption": "Table 2: Bilingual dictionary induction scores (P@1×100%) using a) the unsupervised method with adversarial training; b) the supervised method with a bilingual seed dictionary consisting of identical words (shared between the two languages). The third columns lists eigenvector similarities between 10 randomly sampled source language nearest neighbor subgraphs of 10 nodes and the subgraphs of their translations, all from the benchmark dictionaries in Conneau et al. (2018).",
                        "page": 4,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 291.36,
                            "y1": 257.76,
                            "y2": 381.12
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-46"
        },
        {
            "slides": {
                "0": {
                    "title": "Natural Language Understanding",
                    "text": [
                        "How long does it take to get a PhD?"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3,
                        4,
                        5
                    ],
                    "images": []
                },
                "2": {
                    "title": "Teach Machines to Ask Clarification Questions",
                    "text": [
                        "How long does it take to get a PhD ? Give me a recipe for lasagna",
                        "In which field? Any dietary",
                        "Please bring me my coffee mug from the kitchen What color is your coffee mug?",
                        "Context-aware questions about missing information"
                    ],
                    "page_nums": [
                        10,
                        11,
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "3": {
                    "title": "Reading Comprehension Question Generation",
                    "text": [
                        "My class is going to the movies on a field trip next week.",
                        "We have to get permission slips signed before we go.",
                        "We are going to see a movie that tells the story from a",
                        "Goal: Assess someones understanding of the text",
                        "Q: What do the students need to do before going to the movies?",
                        "o Heilman. Automatic factual question generation from text Ph.D. thesis 2011",
                        "o Vasile, et al. \"The first question generation shared task evaluation challenge. NLG 2010",
                        "o Olney, Graesser, and Person. \"Question generation from concept maps.\" Dialogue & Discourse 2012",
                        "o Chali and Hasan. \"Towards Topic-to-Question Generation.\" ACL 2015",
                        "Serban, et al. \"Generating Factoid Questions With Recurrent Neural Networks ACL 2016",
                        "Du, Shao & Cardie \"Learning to ask: Neural question generation for reading comprehension\" ACL 2017",
                        "Tang et al. \"Learning to Collaborate for Question Answering and Asking.\" NAACL 2018",
                        "Mrinmaya and Xing. \"Self-Training for Jointly Learning to Ask and Answer Questions.\" NAACL 2018"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "4": {
                    "title": "Question Generation for Slot Filling",
                    "text": [
                        "I want to go to Melbourne on July 14",
                        "What time do you want to leave?",
                        "I must be in Melbourne by 11 am",
                        "Would you like a Delta flight that arrives at 10.15 am?",
                        "In what name should I make the reservation?",
                        "o Goddeau, et al. \"A form-based dialogue manager for spoken language applications. 1996",
                        "o Bobrow., et al. \"GUS, a frame-driven dialog system.\" Artificial intelligence 1977",
                        "o Lemon, et al. \"An ISU dialogue system exhibiting reinforcement learning of dialogue policies: generic",
                        "slot-filling in the TALK in-car system. EACL 2006",
                        "Williams, et al. The Dialog State Tracking Challenge SIGDIAL 2013",
                        "Young, et al. Pomdp-based statistical spoken dialog systems: A review. IEEE 2013",
                        "o Dhingra, et al. \"Towards End-to-End Reinforcement Learning of Dialogue Agents for Information",
                        "o Bordes, et al. \"Learning end-to-end goal-oriented dialog. ICLR 2017"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "5": {
                    "title": "Other types of Question Generation",
                    "text": [
                        "o Liu, et al. Automatic question generation for literature review writing support.\"",
                        "International Conference on Intelligent Tutoring Systems. 2010",
                        "o Penas and Hovy, Filling knowledge gaps in text for machine reading International",
                        "Conference on Computational Linguistics: Posters ACL 2010",
                        "o Artzi & Zettlemoyer, Bootstrapping semantic parsers from conversations EMNLP 2011",
                        "o Labutov, et al.Deep questions without deep understanding ACL 2015",
                        "o Mostafazadeh et al. \"Generating natural questions about an image.\" ACL 2016",
                        "o Mostafazadeh et al. \"Multimodal Context for Natural Question and Response",
                        "o Rothe, Lake and Gureckis. Question asking as program generation NIPS 2017."
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "6": {
                    "title": "Clarification Questions Dataset",
                    "text": [
                        "How to configure path or set environment variables for installation?",
                        "I'm aiming to install ape, a simple code for pseudopotential generation.",
                        "I'm having this error message while running ./configure",
                        "So I have the library but the program installation isn't finding it.",
                        "Any help? Thanks in advance!",
                        "Finding: Questions go unanswered for a long time if they are not clear enough",
                        "Asaduzzaman, Muhammad, et al. \"Answering questions about unanswered questions of stack overflow. Working Conference on Mining Software Repositories. IEEE Press, 2013.",
                        "What version of ubuntu do you have?",
                        "I'm aiming to install ape in Ubuntu 14.04 LTS, a simple code for pseudopotential generation.",
                        "Edit as an answer to the question",
                        "post question answer triples",
                        "question Clarification question posted in comments",
                        "answer Edit made to the post in response to the question",
                        "OR authors reply to the question comment",
                        "Dataset Size: ~77 K triples",
                        "Domains: Askubuntu, Unix, Superuser",
                        "Note: We identify a question using the question mark (?) token. We match the edit to the answer using timestamp & word embedding similarity based heuristics."
                    ],
                    "page_nums": [
                        20,
                        21,
                        22,
                        23,
                        24,
                        25,
                        26,
                        27
                    ],
                    "images": []
                },
                "7": {
                    "title": "Problem Formulation Question Ranking",
                    "text": [
                        "What is the make of your wifi card?",
                        "How to configure path or set environment variables for installation?",
                        "What is the make What version of of your wifi card? Ubuntu do you have?",
                        "What OS are you using?",
                        "Rank the question candidates",
                        "I'm aiming to install ape, a simple code for pseudopotential generation.",
                        "I'm having this error message while running ./configure",
                        "So I have the library but the program installation isn't finding it.",
                        "Any help? Thanks in advance!",
                        "What version of Ubuntu do you have?",
                        "How are you installing ape? Shortlist of useful questions",
                        "Do you have GSL installed?"
                    ],
                    "page_nums": [
                        29,
                        30,
                        31,
                        32
                    ],
                    "images": []
                },
                "8": {
                    "title": "Expected Value of Perfect Information EVPI inspired model",
                    "text": [
                        "How to configure path or set environment variables for installation?",
                        "I'm aiming to install ape, a simple code for pseudopotential generation.",
                        "I'm having this error message while running ./configure",
                        "So I have the library but the program installation isn't finding it.",
                        "Any help? Thanks in advance!",
                        "(a) What version of Ubuntu do you have? Just right",
                        "(b) What is the make of your wifi card? Not useful",
                        "(c) Are you running Ubuntu 14.10 kernel 4.4.0-59- generic on an x86 64 architecture? Unlikely to add value",
                        "o Use EVPI to identify questions that add the most value to the given post",
                        "Avriel, Mordecai, and A. C. Williams. \"The value of information and stochastic programming.\" Operations Research 18.5 (1970)",
                        "o Definition: Value of Perfect Information VPI (x)",
                        "How much value does x add to a given information content c?",
                        "o Since we have not acquired x, we define its value in expectation",
                        "Likelihood of x given c",
                        "Value of updating c with x",
                        "EVPI formulation for our problem",
                        "p : given post",
                        "qi : question from set of question candidates Q",
                        "Likelihood of aj being the answer to qi on post p",
                        "EVPI qi p P aj p qi U( p aj",
                        "Utility of updating the post p with answer aj",
                        "aj : answer from set of answer candidates A",
                        "We rank questions based on their EVPI value",
                        "Question & Answer Candidate Generator",
                        "Post p as query",
                        "Ten posts similar to given post p",
                        "Lucene Search Engine pj qj aj",
                        "Questions paired with those posts",
                        "Answers paired with those posts",
                        "Documents p2 q2 a2",
                        "P qi aj p qi Embans( p",
                        "P aj p qi cosine_sim(Embans( p qi aj",
                        "Embans( p Average Feedforward",
                        "Close to true ai paired with p p Close to ak qi paired with qk ai : Ubuntu 14.04 LTS similar to true qi",
                        "qi Which version of",
                        "Embans( qi p Average Feedforward",
                        "Word embedding module ak : Ubuntu 11.10",
                        "qK What OS are you using? p qi aj",
                        "Value between 0 and 1",
                        "qj : What OS are you using? y = 0 aj : Ubuntu 11.10 Post LSTM Question LSTM Answer LSTM",
                        "qi : Which version of Ubuntu do you have? y = 1",
                        "qk : What is the make of your wifi card? y = 0 Word embedding module ak : TP-Link TL-WDN4800",
                        "Training (Minimize binary cross-entropy)",
                        "Train time behavior: For each (p, q, a) in our train set",
                        "Generate question candidates (Q) and answer candidates (A)",
                        "Train Answer Model and Utility Calculator",
                        "using joint loss function : lossans (p, q, a, Q) + lossutil (y, p, q, a)",
                        "Test time behavior: Given a post from our test set",
                        "Calculate P(aj |p, qi) for each q Q using Answer Model",
                        "Calculate U(p + aj) for each a A using Utility Calculator",
                        "Rank questions by EVPI (qi | p) = P(aj | p, qi) U(p + aj) aj A",
                        "LONG SHORT TERM MEMORY (LSTM)",
                        "Sepp Hochreiter and Jurgen Schmidhuber. 1997. Long short-term memory. Neural computation , 9(8):17351780.",
                        "Jeffrey Pennington, Richard Socher, and Christopher D Manning. 2014. Glove: Global vectors for word representation In Empirical Methods on Natural Language Processing."
                    ],
                    "page_nums": [
                        34,
                        35,
                        36,
                        37,
                        38,
                        39,
                        40,
                        41,
                        42,
                        43,
                        44,
                        45,
                        46,
                        47,
                        48,
                        49,
                        50,
                        51,
                        52,
                        53,
                        54,
                        55,
                        56,
                        57,
                        58,
                        59,
                        60,
                        61,
                        62,
                        63,
                        64,
                        65,
                        66,
                        67,
                        68,
                        69,
                        70,
                        71,
                        72,
                        73,
                        74,
                        75,
                        110
                    ],
                    "images": []
                },
                "9": {
                    "title": "Evaluation",
                    "text": [
                        "Too much disk read/write when launching an application",
                        "I have Xubuntu 13.04 on an old Dell Inspiron.",
                        "When I launch an application it takes a pretty long time to be launched and I see a lot of",
                        "If the system was short on memory, this would be understandable as the system would",
                        "use swap. But that's not the case in my situation (i.e. I have this problem even when the",
                        "RAM is almost empty).",
                        "How much ram do you have installed ? and what size it the swap disk partition ?",
                        "If you do not have any problem with getting a little techy then may i suggest a method ?",
                        "How is it slow exactly ? boot time ? hdd read/write ? cpu time ? graphics rendering ?",
                        "What is the longest time you have let it run ?",
                        "This may be a silly question but ... did you make your usb stick bootable ?",
                        "Do your system were recently updated ?",
                        "Why not have two ssds in raid 1 for redundancy ?",
                        "Is that a `parted -- list` on the synology device ? Can you tell us a little about your configuration ? Did you turn hardware virtualization on in bios/efi ?",
                        "Question Candidates Contains more than one good question!",
                        "o We recruit 10 Unix admin experts using UpWork",
                        "o Given a post and the set of ten question candidates",
                        "Mark the one best question",
                        "Mark any other valid questions",
                        "o We annotate a total of 500 posts from our test set",
                        "o Each post is annotated by two experts",
                        "Union of Bests: Questions marked as best by either of the annotators",
                        "Intersection of Valids: Questions marked as valid by both annotators",
                        "Intersection of Valids: Q1, Q3, Q5",
                        "Random: Randomly permute the 10 candidate questions",
                        "Bag-of-ngrams: Train linear classifier using bag-of-ngrams of p, q and a",
                        "o SemEval Task: Rank comments by relevance to post on Qatar Living",
                        "o Winning model: Logistic regression trained with string similarity & word embedding based features (Nandi et al., 2017)",
                        "o Our baseline: We retrain this model on our dataset",
                        "have similar no. of parameters Post LSTM Ques LSTM Ans LSTM",
                        "Feedforward Neural (p, q, a)",
                        "pi qi ai Both Neural (p, q, a) and EVPI (q | p, a)",
                        "Explicitly modeling answer is useful",
                        "Both use only (p, q)",
                        "Note: Difference between EVPI and all baselines is statistically significant with p < 0.05",
                        "Mainly differ in their",
                        "Intersection of Valids Union of Best",
                        "Neural (p, q) significant",
                        "Union of Best (with true removed)"
                    ],
                    "page_nums": [
                        77,
                        78,
                        79,
                        80,
                        81,
                        82,
                        83,
                        84,
                        85,
                        86,
                        87,
                        88,
                        89,
                        90,
                        91,
                        92,
                        93,
                        94,
                        95,
                        96,
                        103,
                        104,
                        105,
                        106,
                        107
                    ],
                    "images": []
                },
                "10": {
                    "title": "Conclusion",
                    "text": [
                        "Create a dataset of ~77K clarification questions (and answers) with context",
                        "Introduce novel model that integrates deep learning with classic notion of",
                        "expected value of perfect information",
                        "Create an evaluation set of size 500 with expert human annotations",
                        "A context can have multiple good clarification question",
                        "Explicitly modeling the answer helps in identifying good questions",
                        "EVPI formalism provides leverage over similarly expressive feedforward network",
                        "Sequence-to-sequence based question generation model",
                        "How to automatically evaluate performance?",
                        "CODE + DATA: https://github.com/raosudha89/ranking_clarification_questions"
                    ],
                    "page_nums": [
                        98,
                        99,
                        100,
                        101
                    ],
                    "images": []
                },
                "12": {
                    "title": "Sample output",
                    "text": [
                        "Too much disk read/write when launching an application",
                        "I have Xubuntu 13.04 on an old Dell Inspiron.",
                        "When I launch an application it takes a pretty long time to be launched and I see a lot of",
                        "If the system was short on memory, this would be understandable as the system would",
                        "use swap. But that's not the case in my situation (i.e. I have this problem even when the",
                        "RAM is almost empty).",
                        "Ranking of Question Candidates EVPI value Best Valid",
                        "How much ram do you have installed? and what size is the swap disk partition",
                        "Can you tell us a little about your configuration ?",
                        "What is the longest time you have let it run ?",
                        "How is it slow exactly ? boot time ? hdd read/write ? cpu time ?",
                        "If you do not have any problem with getting a little techy may i suggest a method ?",
                        "This may be a silly question but ... did you make your usb stick bootable ?",
                        "Do your system were recently updated ?",
                        "Why not have two ssds in raid 1 for redundancy ? Is that a `parted -- list` on the synology device ? Did you turn hardware virtualization on in bios/efi ?",
                        "No wifi after restart in Ubuntu 16.04",
                        "After upgrading to 16.04, there is no wifi whenever I restart the system. My wireless",
                        "On iwconfig I got the following eth0 no wireless extensions.",
                        "Currently to start wifi again I have to shutdown, then boot the system again. How to fix the problem?",
                        "EVPI value Best Valid Ranking of Question Candidates",
                        "I doubt it, shutdown and reboot are exactly identical! are you really rebooting?",
                        "Be clear about the problem. Is Ubuntu not showing them even though they are present?",
                        "What is 4g wifi connection?",
                        "Can you type `iwconfig` in terminal and paste what it returns here?",
                        "What does this tell us?",
                        "If I post it as an answer, would you kindle mark as such?",
                        "What exactly do you mean by make fails? Welcome to ask Ubuntu! ; - ) Is the wireless lan disabled in the bios? Is Ubuntu detecting your wireless card ? **iwconfig** does list your card?"
                    ],
                    "page_nums": [
                        108,
                        109
                    ],
                    "images": []
                }
            },
            "paper_title": "Learning to Ask Good Questions: Ranking Clarification Questions using Neural Expected Value of Perfect Information",
            "paper_id": "1296",
            "paper": {
                "title": "Learning to Ask Good Questions: Ranking Clarification Questions using Neural Expected Value of Perfect Information",
                "abstract": "Inquiry is fundamental to communication, and machines cannot effectively collaborate with humans unless they can ask questions. In this work, we build a neural network model for the task of ranking clarification questions. Our model is inspired by the idea of expected value of perfect information: a good question is one whose expected answer will be useful. We study this problem using data from StackExchange, a plentiful online resource in which people routinely ask clarifying questions to posts so that they can better offer assistance to the original poster. We create a dataset of clarification questions consisting of ∼77K posts paired with a clarification question (and answer) from three domains of StackExchange: askubuntu, unix and superuser. We evaluate our model on 500 samples of this dataset against expert human judgments and demonstrate significant improvements over controlled baselines.",
                "text": [
                    {
                        "id": 0,
                        "string": "Inquiry is fundamental to communication, and machines cannot effectively collaborate with humans unless they can ask questions."
                    },
                    {
                        "id": 1,
                        "string": "In this work, we build a neural network model for the task of ranking clarification questions."
                    },
                    {
                        "id": 2,
                        "string": "Our model is inspired by the idea of expected value of perfect information: a good question is one whose expected answer will be useful."
                    },
                    {
                        "id": 3,
                        "string": "We study this problem using data from StackExchange, a plentiful online resource in which people routinely ask clarifying questions to posts so that they can better offer assistance to the original poster."
                    },
                    {
                        "id": 4,
                        "string": "We create a dataset of clarification questions consisting of ∼77K posts paired with a clarification question (and answer) from three domains of StackExchange: askubuntu, unix and superuser."
                    },
                    {
                        "id": 5,
                        "string": "We evaluate our model on 500 samples of this dataset against expert human judgments and demonstrate significant improvements over controlled baselines."
                    },
                    {
                        "id": 6,
                        "string": "Introduction A principle goal of asking questions is to fill information gaps, typically through clarification questions."
                    },
                    {
                        "id": 7,
                        "string": "1 We take the perspective that a good question is the one whose likely answer will be useful."
                    },
                    {
                        "id": 8,
                        "string": "Consider the exchange in Figure 1 , in which an initial poster (who we call \"Terry\") asks for help configuring environment variables."
                    },
                    {
                        "id": 9,
                        "string": "This post is underspecified and a responder (\"Parker\") asks a clarifying question (a) below, but could alternatively have asked (b) Parker should not ask (b) because an answer is unlikely to be useful; they should not ask (c) because it is too specific and an answer like \"No\" or \"I do not know\" gives little help."
                    },
                    {
                        "id": 10,
                        "string": "Parker's question (a) is much better: it is both likely to be useful, and is plausibly answerable by Terry."
                    },
                    {
                        "id": 11,
                        "string": "In this work, we design a model to rank a candidate set of clarification questions by their usefulness to the given post."
                    },
                    {
                        "id": 12,
                        "string": "We imagine a use case (more discussion in § 7) in which, while Terry is writing their post, a system suggests a shortlist of questions asking for information that it thinks people like Parker might need to provide a solution, thus enabling Terry to immediately clarify their post, potentially leading to a much quicker resolution."
                    },
                    {
                        "id": 13,
                        "string": "Our model is based on the decision theoretic framework of the Expected Value of Perfect Information (EVPI) (Avriel and Williams, 1970) , a measure of the value of gathering additional information."
                    },
                    {
                        "id": 14,
                        "string": "In our setting, we use EVPI to calculate which questions are most likely to elicit an answer that would make the post more informative."
                    },
                    {
                        "id": 15,
                        "string": "Figure 2: The behavior of our model during test time: Given a post p, we retrieve 10 posts similar to post p using Lucene."
                    },
                    {
                        "id": 16,
                        "string": "The questions asked to those 10 posts are our question candidates Q and the edits made to the posts in response to the questions are our answer candidates A."
                    },
                    {
                        "id": 17,
                        "string": "For each question candidate q i , we generate an answer representation F (p, q i ) and calculate how close is the answer candidate a j to our answer representation F (p, q i )."
                    },
                    {
                        "id": 18,
                        "string": "We then calculate the utility of the post p if it were updated with the answer a j ."
                    },
                    {
                        "id": 19,
                        "string": "Finally, we rank the candidate questions Q by their expected utility given the post p (Eq 1)."
                    },
                    {
                        "id": 20,
                        "string": "Our work has two main contributions: 1."
                    },
                    {
                        "id": 21,
                        "string": "A novel neural-network model for addressing the task of ranking clarification question built on the framework of expected value of perfect information ( §2)."
                    },
                    {
                        "id": 22,
                        "string": "2."
                    },
                    {
                        "id": 23,
                        "string": "A novel dataset, derived from StackExchange 2 , that enables us to learn a model to ask clarifying questions by looking at the types of questions people ask ( §3)."
                    },
                    {
                        "id": 24,
                        "string": "We formulate this task as a ranking problem on a set of potential clarification questions."
                    },
                    {
                        "id": 25,
                        "string": "We evaluate models both on the task of returning the original clarification question and also on the task of picking any of the candidate clarification questions marked as good by experts ( §4)."
                    },
                    {
                        "id": 26,
                        "string": "We find that our EVPI model outperforms the baseline models when evaluated against expert human annotations."
                    },
                    {
                        "id": 27,
                        "string": "We include a few examples of human annotations along with our model performance on them in the supplementary material."
                    },
                    {
                        "id": 28,
                        "string": "We have released our dataset of ∼77K (p, q, a) triples and the expert annotations on 500 triples to help facilitate further research in this task."
                    },
                    {
                        "id": 29,
                        "string": "3 Model description We build a neural network model inspired by the theory of expected value of perfect information (EVPI)."
                    },
                    {
                        "id": 30,
                        "string": "EVPI is a measurement of: if I were to acquire information X, how useful would that be to 2 We use data from StackExchange; per license cc-by-sa 3.0, the data is \"intended to be shared and remixed\" (with attribution)."
                    },
                    {
                        "id": 31,
                        "string": "3 https://github.com/raosudha89/ ranking_clarification_questions me?"
                    },
                    {
                        "id": 32,
                        "string": "However, because we haven't acquired X yet, we have to take this quantity in expectation over all possible X, weighted by each X's likelihood."
                    },
                    {
                        "id": 33,
                        "string": "In our setting, for any given question q i that we can ask, there is a set A of possible answers that could be given."
                    },
                    {
                        "id": 34,
                        "string": "For each possible answer a j ∈ A, there is some probability of getting that answer, and some utility if that were the answer we got."
                    },
                    {
                        "id": 35,
                        "string": "The value of this question q i is the expected utility, over all possible answers: EVPI(q i |p) = a j ∈A P[a j |p, q i ]U(p + a j ) (1) In Eq 1, p is the post, q i is a potential question from a set of candidate questions Q and a j is a potential answer from a set of candidate answers A."
                    },
                    {
                        "id": 36,
                        "string": "Here, P[a j |p, q i ] measures the probability of getting an answer a j given an initial post p and a clarifying question q i , and U(p + a j ) is a utility function that measures how much more complete p would be if it were augmented with answer a j ."
                    },
                    {
                        "id": 37,
                        "string": "The modeling question then is how to model: 1."
                    },
                    {
                        "id": 38,
                        "string": "The probability distribution P[a j |p, q i ] and 2."
                    },
                    {
                        "id": 39,
                        "string": "The utility function U(p + a j )."
                    },
                    {
                        "id": 40,
                        "string": "In our work, we represent both using neural networks over the appropriate inputs."
                    },
                    {
                        "id": 41,
                        "string": "We train the parameters of the two models jointly to minimize a joint loss defined such that an answer that has a higher potential of increasing the utility of a post gets a higher probability."
                    },
                    {
                        "id": 42,
                        "string": "Figure 2 describes the behavior of our model during test time."
                    },
                    {
                        "id": 43,
                        "string": "Given a post p, we generate a set of candidate questions and a set of candidate Training of our answer generator."
                    },
                    {
                        "id": 44,
                        "string": "Given a post p i and its question q i , we generate an answer representation that is not only close to its original answer a i , but also close to one of its candidate answers a j if the candidate question q j is close to the original question q i ."
                    },
                    {
                        "id": 45,
                        "string": "answers ( §2.1)."
                    },
                    {
                        "id": 46,
                        "string": "Given a post p and a question candidate q i , we calculate how likely is this question to be answered using one of our answer candidates a j ( §2.2)."
                    },
                    {
                        "id": 47,
                        "string": "Given a post p and an answer candidate a j , we calculate the utility of the updated post i.e."
                    },
                    {
                        "id": 48,
                        "string": "U(p + a j ) ( §2.3)."
                    },
                    {
                        "id": 49,
                        "string": "We compose these modules into a joint neural network that we optimize end-to-end over our data ( §2.4)."
                    },
                    {
                        "id": 50,
                        "string": "Question & answer candidate generator Given a post p, our first step is to generate a set of question and answer candidates."
                    },
                    {
                        "id": 51,
                        "string": "One way that humans learn to ask questions is by looking at how others ask questions in a similar situation."
                    },
                    {
                        "id": 52,
                        "string": "Using this intuition we generate question candidates for a given post by identifying posts similar to the given post and then looking at the questions asked to those posts."
                    },
                    {
                        "id": 53,
                        "string": "For identifying similar posts, we use Lucene 4 , a software extensively used in information retrieval for extracting documents relevant to a given query from a pool of documents."
                    },
                    {
                        "id": 54,
                        "string": "Lucene implements a variant of the term frequency-inverse document frequency (TF-IDF) model to score the extracted documents according to their relevance to the query."
                    },
                    {
                        "id": 55,
                        "string": "We use Lucene to find the top 10 posts most similar to a given post from our dataset ( § 3)."
                    },
                    {
                        "id": 56,
                        "string": "We consider the questions asked to these 10 posts as our set of question candidates Q and the edits made to the posts in response to the questions as our set of answer candidates A."
                    },
                    {
                        "id": 57,
                        "string": "Since the top-most similar candidate extracted by Lucene is always the original post itself, the original question and answer paired with the post is always one of the candidates in Q and A."
                    },
                    {
                        "id": 58,
                        "string": "§3 describes in detail the process of extracting the 4 https://lucene.apache.org/ (post, question, answer) triples from the StackExchange datadump."
                    },
                    {
                        "id": 59,
                        "string": "Answer modeling Given a post p and a question candidate q i , our second step is to calculate how likely is this question to be answered using one of our answer candidates a j ."
                    },
                    {
                        "id": 60,
                        "string": "We first generate an answer representation by combining the neural representations of the post and the question using a function F ans (p,q i ) (details in §2.4)."
                    },
                    {
                        "id": 61,
                        "string": "Given such a representation, we measure the distance between this answer representation and one of the answer candidates a j using the function below: dist(Fans(p,qi),âj) = 1 − cos sim(Fans(p,qi),âj) The likelihood of an answer candidate a j being the answer to a question q i on post p is finally calculated by combining this distance with the cosine similarity between the question q i and the question q j paired with the answer candidate a j : P[aj|p, qi] = exp −dist(Fans(p,q i ),â j ) * cos sim(qi,qj) (2) whereâ j ,q i andq j are the average word vector of a j , q i and q j respectively (details in § 2.4) and cos sim is the cosine similarity between the two input vectors."
                    },
                    {
                        "id": 62,
                        "string": "We model our answer generator using the following intuition: a question can be asked in several different ways."
                    },
                    {
                        "id": 63,
                        "string": "For e.g."
                    },
                    {
                        "id": 64,
                        "string": "in Figure 1 , the question \"What version of Ubuntu do you have?\""
                    },
                    {
                        "id": 65,
                        "string": "can be asked in other ways like \"What version of operating system are you using?"
                    },
                    {
                        "id": 66,
                        "string": "\", \"Version of OS?"
                    },
                    {
                        "id": 67,
                        "string": "\", etc."
                    },
                    {
                        "id": 68,
                        "string": "Additionally, for a given post and a question, there can be several different answers to that question."
                    },
                    {
                        "id": 69,
                        "string": "For instance, \"Ubuntu 14.04 LTS\", \"Ubuntu 12.0\", \"Ubuntu 9.0\", are all valid answers."
                    },
                    {
                        "id": 70,
                        "string": "To generate an answer representation capturing these generalizations, we train our answer generator on our triples dataset ( §3) using the loss function below: lossans(pi, qi, ai, Qi) = dist(Fans(pi,qi),âi) (3) + j∈Q dist(Fans(pi,qi),âj) * cos sim (qi,qj) where,â andq is the average word vectors of a and q respectively (details in §2.4), cos sim is the cosine similarity between the two input vectors."
                    },
                    {
                        "id": 71,
                        "string": "This loss function can be explained using the example in Figure 3 ."
                    },
                    {
                        "id": 72,
                        "string": "Question q i is the question paired with the given post p i ."
                    },
                    {
                        "id": 73,
                        "string": "In Eq 3, the first term forces the function F ans (p i ,q i ) to generate an answer representation as close as possible to the correct answer a i ."
                    },
                    {
                        "id": 74,
                        "string": "Now, a question can be asked in several different ways."
                    },
                    {
                        "id": 75,
                        "string": "Let Q i be the set of candidate questions for post p i , retrieved from the dataset using Lucene ( § 2.1)."
                    },
                    {
                        "id": 76,
                        "string": "Suppose a question candidate q j is very similar to the correct question q i ( i.e."
                    },
                    {
                        "id": 77,
                        "string": "cos sim(q i ,q j ) is near zero)."
                    },
                    {
                        "id": 78,
                        "string": "Then the second term forces the answer representation F ans (p i ,q i ) to be close to the answer a j corresponding to the question q j as well."
                    },
                    {
                        "id": 79,
                        "string": "Thus in Figure 3, the answer representation will be close to a j (since q j is similar to q i ), but may not be necessarily close to a k (since q k is dissimilar to q i )."
                    },
                    {
                        "id": 80,
                        "string": "Utility calculator Given a post p and an answer candidate a j , the third step is to calculate the utility of the updated post i.e."
                    },
                    {
                        "id": 81,
                        "string": "U(p + a j )."
                    },
                    {
                        "id": 82,
                        "string": "As expressed in Eq 1, this utility function measures how useful it would be if a given post p were augmented with an answer a j paired with a different question q j in the candidate set."
                    },
                    {
                        "id": 83,
                        "string": "Although theoretically, the utility of the updated post can be calculated only using the given post (p) and the candidate answer (a j ), empirically we find that our neural EVPI model performs better when the candidate question (q j ) paired with the candidate answer is a part of the utility function."
                    },
                    {
                        "id": 84,
                        "string": "We attribute this to the fact that much information about whether an answer increases the utility of a post is also contained in the question asked to the post."
                    },
                    {
                        "id": 85,
                        "string": "We train our utility calculator using our dataset of (p, q, a) triples ( §3)."
                    },
                    {
                        "id": 86,
                        "string": "We label all the (p i , q i , a i ) pairs from our triples dataset with label y = 1."
                    },
                    {
                        "id": 87,
                        "string": "To get negative samples, we make use of the answer candidates generated using Lucene as described in §2.1."
                    },
                    {
                        "id": 88,
                        "string": "For each a j ∈ A i , where A i is the set of answer candidates for post p i , we label the pair (p i , q j , a j ) with label y = 0, except for when a j = a i ."
                    },
                    {
                        "id": 89,
                        "string": "Thus, for each post p i in our triples dataset, we have one positive sample and nine negative samples."
                    },
                    {
                        "id": 90,
                        "string": "It should be noted that this is a noisy labelling scheme since a question not paired with the original question in our dataset can often times be a good question to ask to the post ( § 4)."
                    },
                    {
                        "id": 91,
                        "string": "However, since we do not have annotations for such other good questions at train time, we assume such a labelling."
                    },
                    {
                        "id": 92,
                        "string": "Given a post p i and an answer a j paired with the question q j , we combine their neural representations using a function F util (p i ,q j ,ā j ) (details in § 2.4)."
                    },
                    {
                        "id": 93,
                        "string": "The utility of the updated post is then defined as U(p i + a j ) = σ(F util (p i ,q j ,ā j )) 5 ."
                    },
                    {
                        "id": 94,
                        "string": "We want this utility to be close to 1 for all the positively labelled (p, q, a) triples and close to 0 for all the negatively labelled (p, q, a) triples."
                    },
                    {
                        "id": 95,
                        "string": "We therefore define our loss using the binary cross-entropy formulation below: loss util (y i ,p i ,q j ,ā j ) = y i log(σ(F util (p i ,q j ,ā j ))) (4) Our joint neural network model Our fundamental representation is based on recurrent neural networks over word embeddings."
                    },
                    {
                        "id": 96,
                        "string": "We obtain the word embeddings using the GloVe (Pennington et al., 2014) model trained on the entire datadump of StackExchange."
                    },
                    {
                        "id": 97,
                        "string": "6 ."
                    },
                    {
                        "id": 98,
                        "string": "In Eq 2 and Eq 3, the average word vector representationsq andâ are obtained by averaging the GloVe word embeddings for all words in the question and the answer respectively."
                    },
                    {
                        "id": 99,
                        "string": "Given an initial post p, we generate a post neural representationp using a post LSTM (long short-term memory architecture) (Hochreiter and Schmidhuber, 1997) ."
                    },
                    {
                        "id": 100,
                        "string": "The input layer consists of word embeddings of the words in the post which is fed into a single hidden layer."
                    },
                    {
                        "id": 101,
                        "string": "The output of each of the hidden states is averaged together to get our neural representationp."
                    },
                    {
                        "id": 102,
                        "string": "Similarly, given a question q and an answer a, we generate the neural representationsq andā using a question LSTM and an answer LSTM respectively."
                    },
                    {
                        "id": 103,
                        "string": "We define the function F ans in our answer model as a feedforward neural network with five hidden layers on the inputsp andq."
                    },
                    {
                        "id": 104,
                        "string": "Likewise, we define the function F util in our utility calculator as a feedforward neural network with five hidden layers on the inputsp,q andā."
                    },
                    {
                        "id": 105,
                        "string": "We train the parameters of the three LSTMs corresponding to p, q and a, and the parameters of the two feedforward neural networks jointly to minimize the sum of the loss of our answer model (Eq 3) and our utility calculator (Eq 4) over our entire dataset: i j loss ans (p i ,q i ,ā i , Q i ) + loss util (y i ,p i ,q j ,ā j ) (5) Given such an estimate P[a j |p, q i ] of an answer and a utility U(p + a j ) of the updated post, we rank the candidate questions by their value as calculated using Eq 1."
                    },
                    {
                        "id": 106,
                        "string": "The remaining question, then, is how to get data that enables us to train our answer model and our utility calculator."
                    },
                    {
                        "id": 107,
                        "string": "Given data, the training becomes a multitask learning problem, where we learn simultaneously to predict utility and to estimate the probability of answers."
                    },
                    {
                        "id": 108,
                        "string": "Dataset creation StackExchange is a network of online question answering websites about varied topics like academia, ubuntu operating system, latex, etc."
                    },
                    {
                        "id": 109,
                        "string": "The data dump of StackExchange contains timestamped information about the posts, comments on the post and the history of the revisions made to the post."
                    },
                    {
                        "id": 110,
                        "string": "We use this data dump to create our dataset of (post, question, answer) triples: where the post is the initial unedited post, the question is the comment containing a question and the answer is either the edit made to the post after the question or the author's response to the question in the comments section."
                    },
                    {
                        "id": 111,
                        "string": "Extract posts: We use the post histories to identify posts that have been updated by its author."
                    },
                    {
                        "id": 112,
                        "string": "We use the timestamp information to retrieve the initial unedited version of the post."
                    },
                    {
                        "id": 113,
                        "string": "Extract questions: For each such initial version of the post, we use the timestamp information of its comments to identify the first question comment made to the post."
                    },
                    {
                        "id": 114,
                        "string": "We truncate the comment till its question mark '?'"
                    },
                    {
                        "id": 115,
                        "string": "to retrieve the question part of the comment."
                    },
                    {
                        "id": 116,
                        "string": "We find that about 7% of these are rhetoric questions that indirectly suggest a solution to the post."
                    },
                    {
                        "id": 117,
                        "string": "For e.g."
                    },
                    {
                        "id": 118,
                        "string": "\"have you considered installing X?\"."
                    },
                    {
                        "id": 119,
                        "string": "We do a manual analysis of  these non-clarification questions and hand-crafted a few rules to remove them."
                    },
                    {
                        "id": 120,
                        "string": "7 Extract answers: We extract the answer to a clarification question in the following two ways: (a) Edited post: Authors tend to respond to a clarification question by editing their original post and adding the missing information."
                    },
                    {
                        "id": 121,
                        "string": "In order to account for edits made for other reasons like stylistic updates and grammatical corrections, we consider only those edits that are longer than four words."
                    },
                    {
                        "id": 122,
                        "string": "Authors can make multiple edits to a post in response to multiple clarification questions."
                    },
                    {
                        "id": 123,
                        "string": "8 To identify the edit made corresponding to the given question comment, we choose the edit closest in time following the question."
                    },
                    {
                        "id": 124,
                        "string": "(b) Response to the question: Authors also respond to clarification questions as subsequent comments in the comment section."
                    },
                    {
                        "id": 125,
                        "string": "We extract the first comment by the author following the clarification question as the answer to the question."
                    },
                    {
                        "id": 126,
                        "string": "In cases where both the methods above yield an answer, we pick the one that is the most semantically similar to the question, where the measure of similarity is the cosine distance between the average word embeddings of the question and the answer."
                    },
                    {
                        "id": 127,
                        "string": "We extract a total of 77,097 (post, question, answer) triples across three domains in Stack-Exchange (Table 1 )."
                    },
                    {
                        "id": 128,
                        "string": "We will release this dataset along with the the nine question and answer candidates per triple that we generate using lucene ( § 2.1)."
                    },
                    {
                        "id": 129,
                        "string": "We include an analysis of our dataset in the supplementary material."
                    },
                    {
                        "id": 130,
                        "string": "Evaluation design We define our task as given a post p, and a set of candidate clarification questions Q, rank the questions according to their usefulness to the post."
                    },
                    {
                        "id": 131,
                        "string": "Since the candidate set includes the original question q that was asked to the post p, one possible approach to evaluation would be to look at how often the original question is ranked higher up in the ranking predicted by a model."
                    },
                    {
                        "id": 132,
                        "string": "However, there are two problems to this approach: 1) Our dataset creation process is noisy."
                    },
                    {
                        "id": 133,
                        "string": "The original question paired with the post may not be a useful question."
                    },
                    {
                        "id": 134,
                        "string": "For e.g."
                    },
                    {
                        "id": 135,
                        "string": "\"are you seriously asking this question?"
                    },
                    {
                        "id": 136,
                        "string": "\", \"do you mind making that an answer?\""
                    },
                    {
                        "id": 137,
                        "string": "9 ."
                    },
                    {
                        "id": 138,
                        "string": "2) The nine other questions in the candidate set are obtained by looking at questions asked to posts that are similar to the given post."
                    },
                    {
                        "id": 139,
                        "string": "10 This greatly increases the possibility of some other question(s) being more useful than the original question paired with the post."
                    },
                    {
                        "id": 140,
                        "string": "This motivates an evaluation design that does not rely solely on the original question but also uses human judgments."
                    },
                    {
                        "id": 141,
                        "string": "We randomly choose a total of 500 examples from the test sets of the three domains proportional to their train set sizes (askubuntu:160, unix:90 and superuser:250) to construct our evaluation set."
                    },
                    {
                        "id": 142,
                        "string": "Annotation scheme Due to the technical nature of the posts in our dataset, identifying useful questions requires technical experts."
                    },
                    {
                        "id": 143,
                        "string": "We recruit 10 such experts on Upwork 11 who have prior experience in unix based operating system administration."
                    },
                    {
                        "id": 144,
                        "string": "12 We provide the annotators with a post and a randomized list of the ten question candidates obtained using Lucene ( § 2.1) and ask them to select a single \"best\" (B) question to ask, and additionally mark as \"valid\" (V ) other questions that they thought would be okay to ask in the context of the original post."
                    },
                    {
                        "id": 145,
                        "string": "We enforce that the \"best\" question be always marked as a \"valid\" question."
                    },
                    {
                        "id": 146,
                        "string": "We group the 10 annotators into 5 pairs and assign the same 100 examples to the two annotators in a pair."
                    },
                    {
                        "id": 147,
                        "string": "Annotation analysis We calculate the inter-annotator agreement on the \"best\" and the \"valid\" annotations using Cohen's Kappa measurement."
                    },
                    {
                        "id": 148,
                        "string": "When calculating the agreement on the \"best\" in the strict sense, we get a low 9 Data analysis included in the supplementary material suggests 9% of the questions are not useful."
                    },
                    {
                        "id": 149,
                        "string": "10 Note that this setting is different from the distractorbased setting popularly used in dialogue (Lowe et al., 2015) where the distractor candidates are chosen randomly from the corpus."
                    },
                    {
                        "id": 150,
                        "string": "11 https://upwork.com 12 Details in the supplementary material."
                    },
                    {
                        "id": 151,
                        "string": "agreement of 0.15."
                    },
                    {
                        "id": 152,
                        "string": "However, when we relax this to a case where the question marked as\"best\" by one annotator is marked as \"valid\" by another, we get an agreement of 0.87."
                    },
                    {
                        "id": 153,
                        "string": "The agreement on the \"valid\" annotations, on the other hand, was higher: 0.58."
                    },
                    {
                        "id": 154,
                        "string": "We calculate this agreement on the binary judgment of whether a question was marked as valid by the annotator."
                    },
                    {
                        "id": 155,
                        "string": "Given these annotations, we calculate how often is the original question marked as \"best\" or \"valid\" by the two annotators."
                    },
                    {
                        "id": 156,
                        "string": "We find that 72% of the time one of the annotators mark the original as the \"best\", whereas only 20% of the time both annotators mark it as the \"best\" suggesting against an evaluation solely based on the original question."
                    },
                    {
                        "id": 157,
                        "string": "On the other hand, 88% of the time one of the two annotators mark it as a \"valid\" question confirming the noise in our training data."
                    },
                    {
                        "id": 158,
                        "string": "13 Figure 4 shows the distribution of the counts of questions in the intersection of \"valid\" annotations (blue legend)."
                    },
                    {
                        "id": 159,
                        "string": "We see that about 85% of the posts have more than 2 valid questions and 50% have more than 3 valid questions."
                    },
                    {
                        "id": 160,
                        "string": "The figure also shows the distribution of the counts when the original question is removed from the intersection (red legend)."
                    },
                    {
                        "id": 161,
                        "string": "Even in this set, we find that about 60% of the posts have more than two valid questions."
                    },
                    {
                        "id": 162,
                        "string": "These numbers suggests that the candidate set of questions retrieved using Lucene ( §2.1) very often contains useful clarification questions."
                    },
                    {
                        "id": 163,
                        "string": "Experimental results Our primary research questions that we evaluate experimentally are: 1."
                    },
                    {
                        "id": 164,
                        "string": "Does a neural network architecture improve upon non-neural baselines?"
                    },
                    {
                        "id": 165,
                        "string": "Table 2 : Model performances on 500 samples when evaluated against the union of the \"best\" annotations (B1 ∪ B2), intersection of the \"valid\" annotations (V 1 ∩ V 2) and the original question paired with the post in the dataset."
                    },
                    {
                        "id": 166,
                        "string": "The difference between the bold and the non-bold numbers is statistically significant with p < 0.05 as calculated using bootstrap test."
                    },
                    {
                        "id": 167,
                        "string": "p@k is the precision of the k questions ranked highest by the model and MAP is the mean average precision of the ranking predicted by the model."
                    },
                    {
                        "id": 168,
                        "string": "B1 ∪ B2 V 1 ∩ V 2."
                    },
                    {
                        "id": 169,
                        "string": "Does the EVPI formalism provide leverage over a similarly expressive feedforward network?"
                    },
                    {
                        "id": 170,
                        "string": "3."
                    },
                    {
                        "id": 171,
                        "string": "Are answers useful in identifying the right question?"
                    },
                    {
                        "id": 172,
                        "string": "4."
                    },
                    {
                        "id": 173,
                        "string": "How do the models perform when evaluated on the candidate questions excluding the original?"
                    },
                    {
                        "id": 174,
                        "string": "Baseline methods We compare our model with following baselines: Random: Given a post, we randomly permute its set of 10 candidate questions uniformly."
                    },
                    {
                        "id": 175,
                        "string": "14 Bag-of-ngrams: Given a post and a set of 10 question and answer candidates, we construct a bag-of-ngrams representation for the post, question and answer."
                    },
                    {
                        "id": 176,
                        "string": "We train the baseline on all the positive and negative candidate triples (same as in our utility calculator ( §2.3)) to minimize hinge loss on misclassification error using cross-product features between each of (p, q), (q, a) and (p, a)."
                    },
                    {
                        "id": 177,
                        "string": "We tune the ngram length and choose n=3 which performs best on the tune set."
                    },
                    {
                        "id": 178,
                        "string": "The question candidates are finally ranked according to their predictions for the positive label."
                    },
                    {
                        "id": 179,
                        "string": "Community QA: The recent SemEval2017 Community Question-Answering (CQA) (Nakov et al., 2017) included a subtask for ranking a set of comments according to their relevance to a given post in the Qatar Living 15 forum."
                    },
                    {
                        "id": 180,
                        "string": "Nandi et al."
                    },
                    {
                        "id": 181,
                        "string": "(2017) , winners of this subtask, developed a logistic regression model using features based on string similarity, word embeddings, etc."
                    },
                    {
                        "id": 182,
                        "string": "We train this model on all the positively and negatively labelled (p, q) pairs in our dataset (same as in our utility calculator ( § 2.3), but without a)."
                    },
                    {
                        "id": 183,
                        "string": "We use a subset of their features relevant to our task."
                    },
                    {
                        "id": 184,
                        "string": "16 Neural baselines: We construct the following neural baselines based on the LSTM representation of their inputs (as described in §2."
                    },
                    {
                        "id": 185,
                        "string": "Given these inputs, we construct a fully connected feedforward neural network with 10 hidden layers and train it to minimize the binary cross entropy across all positive and negative candidate triples (same as in our utility calculator ( § 2.3))."
                    },
                    {
                        "id": 186,
                        "string": "The major difference between the neural baselines and our EVPI model is in the loss function: the EVPI model is trained to minimize the joint loss between the answer model (defined on F ans (p, q) in Eq 3) and the utility calculator (defined on F util (p, q, a) in Eq 4) whereas the neural baselines are trained to minimize the loss directly on F (p, q), F (p, a) or F (p, q, a)."
                    },
                    {
                        "id": 187,
                        "string": "We include the implementation details of all our neural models in the supplementary material."
                    },
                    {
                        "id": 188,
                        "string": "Results Evaluating against expert annotations We first describe the results of the different models when evaluated against the expert annotations we collect on 500 samples ( §4)."
                    },
                    {
                        "id": 189,
                        "string": "Since the annotators had a low agreement on a single best, we evaluate against the union of the \"best\" annotations (B1 ∪ B2 in Table 2 ) and against the intersection of the \"valid\" annotations (V 1 ∩ V 2 in Table 2 )."
                    },
                    {
                        "id": 190,
                        "string": "Among non-neural baselines, we find that the bag-of-ngrams baseline performs slightly better than random but worse than all the other models."
                    },
                    {
                        "id": 191,
                        "string": "The Community QA baseline, on the other hand, performs better than the neural baseline (Neural (p, q)), both of which are trained without using the answers."
                    },
                    {
                        "id": 192,
                        "string": "The neural baselines with answers (Neural(p, q, a) and Neural(p, a)) outperform the neural baseline without answers (Neural(p, q)) , showing that answer helps in selecting the right question."
                    },
                    {
                        "id": 193,
                        "string": "More importantly, EVPI outperforms the Neural (p, q, a) baseline across most metrics."
                    },
                    {
                        "id": 194,
                        "string": "Both models use the same information regarding the true question and answer and are trained using the same number of model parameters."
                    },
                    {
                        "id": 195,
                        "string": "17 However, the EVPI model, unlike the neural baseline, additionally makes use of alternate question and answer candidates to compute its loss function."
                    },
                    {
                        "id": 196,
                        "string": "This shows that when the candidate set consists of questions similar to the original question, summing over their utilities gives us a boost."
                    },
                    {
                        "id": 197,
                        "string": "Evaluating against the original question The last column in Table 2 shows the results when evaluated against the original question paired with the post."
                    },
                    {
                        "id": 198,
                        "string": "The bag-of-ngrams baseline performs similar to random, unlike when evaluated against human judgments."
                    },
                    {
                        "id": 199,
                        "string": "The Community QA baseline again outperforms Neural(p, q) model and comes very close to the Neural (p, a) model."
                    },
                    {
                        "id": 200,
                        "string": "As before, the neural baselines that make use of the answer outperform the one that does not use the answer and the EVPI model performs significantly better than Neural(p, q, a)."
                    },
                    {
                        "id": 201,
                        "string": "Excluding the original question In the preceding analysis, we considered a setting in which the \"ground truth\" original question was in the candidate set Q."
                    },
                    {
                        "id": 202,
                        "string": "While this is a common evaluation framework in dialog response selection (Lowe et al., 2015) , it is overly optimistic."
                    },
                    {
                        "id": 203,
                        "string": "We, therefore, evaluate against the \"best\" and the \"valid\" annotations on the nine other question candidates."
                    },
                    {
                        "id": 204,
                        "string": "We find that the neural models beat the question comment which is not only relevant to the post but will also elicit useful information missing from the post."
                    },
                    {
                        "id": 205,
                        "string": "Hoogeveen et al."
                    },
                    {
                        "id": 206,
                        "string": "(2015) created the CQADupStack dataset using StackExchange forums for the task of duplicate question retrieval."
                    },
                    {
                        "id": 207,
                        "string": "Our dataset, on the other hand, is designed for the task of ranking clarification questions asked as comments to a post."
                    },
                    {
                        "id": 208,
                        "string": "Conclusion We have constructed a new dataset for learning to rank clarification questions, and proposed a novel model for solving this task."
                    },
                    {
                        "id": 209,
                        "string": "Our model integrates well-known deep network architectures with the classic notion of expected value of perfect information, which effectively models a pragmatic choice on the part of the questioner: how do I imagine the other party would answer if I were to ask this question."
                    },
                    {
                        "id": 210,
                        "string": "Such pragmatic principles have recently been shown to be useful in other tasks as well (Golland et al., 2010; Smith et al., 2013; Orita et al., 2015; Andreas and Klein, 2016) ."
                    },
                    {
                        "id": 211,
                        "string": "One can naturally extend our EVPI approach to a full reinforcement learning approach to handle multi-turn conversations."
                    },
                    {
                        "id": 212,
                        "string": "Our results shows that the EVPI model is a promising formalism for the question generation task."
                    },
                    {
                        "id": 213,
                        "string": "In order to move to a full system that can help users like Terry write better posts, there are three interesting lines of future work."
                    },
                    {
                        "id": 214,
                        "string": "First, we need it to be able to generalize: for instance by constructing templates of the form \"What version of are you running?\""
                    },
                    {
                        "id": 215,
                        "string": "into which the system would need to fill a variable."
                    },
                    {
                        "id": 216,
                        "string": "Second, in order to move from question ranking to question generation, one could consider sequence-to-sequence based neural network models that have recently proven to be effective for several language generation tasks (Sutskever et al., 2014; Yin et al., 2016) ."
                    },
                    {
                        "id": 217,
                        "string": "Third is in evaluation: given that this task requires expert human annotations and also given that there are multiple possible good questions to ask, how can we automatically measure performance at this task?, a question faced in dialog and generation more broadly (Paek, 2001; Lowe et al., 2015; Liu et al., 2016) ."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 6,
                        "end": 28
                    },
                    {
                        "section": "Model description",
                        "n": "2",
                        "start": 29,
                        "end": 49
                    },
                    {
                        "section": "Question & answer candidate generator",
                        "n": "2.1",
                        "start": 50,
                        "end": 58
                    },
                    {
                        "section": "Answer modeling",
                        "n": "2.2",
                        "start": 59,
                        "end": 79
                    },
                    {
                        "section": "Utility calculator",
                        "n": "2.3",
                        "start": 80,
                        "end": 94
                    },
                    {
                        "section": "Our joint neural network model",
                        "n": "2.4",
                        "start": 95,
                        "end": 107
                    },
                    {
                        "section": "Dataset creation",
                        "n": "3",
                        "start": 108,
                        "end": 129
                    },
                    {
                        "section": "Evaluation design",
                        "n": "4",
                        "start": 130,
                        "end": 141
                    },
                    {
                        "section": "Annotation scheme",
                        "n": "4.1",
                        "start": 142,
                        "end": 146
                    },
                    {
                        "section": "Annotation analysis",
                        "n": "4.2",
                        "start": 147,
                        "end": 162
                    },
                    {
                        "section": "Experimental results",
                        "n": "5",
                        "start": 163,
                        "end": 173
                    },
                    {
                        "section": "Baseline methods",
                        "n": "5.1",
                        "start": 174,
                        "end": 187
                    },
                    {
                        "section": "Evaluating against expert annotations",
                        "n": "5.2.1",
                        "start": 188,
                        "end": 196
                    },
                    {
                        "section": "Evaluating against the original question",
                        "n": "5.2.2",
                        "start": 197,
                        "end": 200
                    },
                    {
                        "section": "Excluding the original question",
                        "n": "5.2.3",
                        "start": 201,
                        "end": 207
                    },
                    {
                        "section": "Conclusion",
                        "n": "7",
                        "start": 208,
                        "end": 217
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1296-Figure1-1.png",
                        "caption": "Figure 1: A post on an online Q & A forum “askubuntu.com” is updated to fill the missing information pointed out by the question comment.",
                        "page": 0,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 203.51999999999998,
                            "y2": 368.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1296-Figure4-1.png",
                        "caption": "Figure 4: Distribution of the count of questions in the intersection of the “valid” annotations.",
                        "page": 5,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 531.36,
                            "y1": 61.44,
                            "y2": 202.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1296-Figure2-1.png",
                        "caption": "Figure 2: The behavior of our model during test time: Given a post p, we retrieve 10 posts similar to post p using Lucene. The questions asked to those 10 posts are our question candidates Q and the edits made to the posts in response to the questions are our answer candidates A. For each question candidate qi, we generate an answer representation F (p, qi) and calculate how close is the answer candidate aj to our answer representation F (p, qi). We then calculate the utility of the post p if it were updated with the answer aj . Finally, we rank the candidate questions Q by their expected utility given the post p (Eq 1).",
                        "page": 1,
                        "bbox": {
                            "x1": 116.64,
                            "x2": 481.44,
                            "y1": 51.839999999999996,
                            "y2": 192.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1296-Table2-1.png",
                        "caption": "Table 2: Model performances on 500 samples when evaluated against the union of the “best” annotations (B1 ∪ B2), intersection of the “valid” annotations (V 1 ∩ V 2) and the original question paired with the post in the dataset. The difference between the bold and the non-bold numbers is statistically significant with p < 0.05 as calculated using bootstrap test. p@k is the precision of the k questions ranked highest by the model and MAP is the mean average precision of the ranking predicted by the model.",
                        "page": 6,
                        "bbox": {
                            "x1": 122.88,
                            "x2": 474.24,
                            "y1": 62.4,
                            "y2": 176.16
                        }
                    },
                    {
                        "filename": "../figure/image/1296-Figure3-1.png",
                        "caption": "Figure 3: Training of our answer generator. Given a post pi and its question qi, we generate an answer representation that is not only close to its original answer ai, but also close to one of its candidate answers aj if the candidate question qj is close to the original question qi.",
                        "page": 2,
                        "bbox": {
                            "x1": 93.6,
                            "x2": 503.03999999999996,
                            "y1": 61.44,
                            "y2": 189.12
                        }
                    },
                    {
                        "filename": "../figure/image/1296-Table1-1.png",
                        "caption": "Table 1: Table above shows the sizes of the train, tune and test split of our dataset for three domains.",
                        "page": 4,
                        "bbox": {
                            "x1": 336.96,
                            "x2": 495.35999999999996,
                            "y1": 62.4,
                            "y2": 115.19999999999999
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-47"
        },
        {
            "slides": {
                "0": {
                    "title": "Motivations",
                    "text": [
                        "Distributed representations for words / text have had lots of successes in NLP",
                        "(language models, machine translation, text classification)",
                        "Can we induce embeddings for all kinds of features, especially those wi th very few occ urrences (e.g. ngrams, rare words) - Simple text embeddings using ngram embeddings which perform well on classification tasks",
                        "Can we develop simple methods for unsupervised text embedding that compete well with state-of-the-art LSTM methods",
                        "We make progress on both problems",
                        "(ngrams, rare words, synsets)"
                    ],
                    "page_nums": [
                        1,
                        2,
                        3,
                        4
                    ],
                    "images": []
                },
                "1": {
                    "title": "Word embeddings",
                    "text": [
                        "Core idea: Cooccurring words are trained to have high inner product",
                        "E.g. LSA, word2vec, GloVe and variants",
                        "Require few passes over a very large text corpus and do non-convex optimization",
                        "Used for solving analogies, language models, machine translation, text classification"
                    ],
                    "page_nums": [
                        5,
                        6,
                        7
                    ],
                    "images": []
                },
                "2": {
                    "title": "Feature embeddings",
                    "text": [
                        "Capturing meaning of other natural language features",
                        "E.g. ngrams, phrases, sentences, annotated words, synsets",
                        "Interesting setting: features with zero or few occurrences",
                        "One approach (extension of word embeddings): Learn embeddings for all features in a text corpus",
                        "Usually need to learn embeddings for all features together",
                        "Need to learn many parameters",
                        "Computation cost paid is prix fixe rather than a la carte",
                        "Bad quality for rare features",
                        "Firth revisited: Feature derives meaning from words around it",
                        "Given a feature and one (few) context(s) of words around it, can we find a reliable embedding for efficiently?",
                        "Scientists attending ACL work on cutting edge research in NLP",
                        "Petrichor: the earthy scent produce when rain falls on dry soil",
                        "Roger Federer won the first setNN of the match"
                    ],
                    "page_nums": [
                        8,
                        9,
                        10,
                        11,
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "3": {
                    "title": "Problem setup",
                    "text": [
                        "Given: Text corpus and high quality word embeddings trained on it",
                        "Input: A feature in context(s) Output: Good quality embedding for the feature"
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "4": {
                    "title": "Linear approach",
                    "text": [
                        "Given a feature f and words in a context c around it",
                        "stop words (is, the) are frequent but are less informative",
                        "Word vectors tend to share common components which will be amplified"
                    ],
                    "page_nums": [
                        16,
                        17
                    ],
                    "images": []
                },
                "5": {
                    "title": "Potential fixes",
                    "text": [
                        "SIF weights1: Down-weight frequent words (similar to tf-idf)",
                        "is frequency of w in corpus",
                        "All-but-the-top2: Remove the component of top direction from word vectors"
                    ],
                    "page_nums": [
                        18,
                        19,
                        20
                    ],
                    "images": []
                },
                "6": {
                    "title": "Our more general approach",
                    "text": [
                        "Down-weighting and removing directions can be achieved by matrix multiplication",
                        "Learn by using words as features",
                        "Learn by linear regression and is unsupervised"
                    ],
                    "page_nums": [
                        21,
                        22
                    ],
                    "images": []
                },
                "7": {
                    "title": "Theoretical justification",
                    "text": [
                        "[Arora et al. TACL 18] prove that under a generative model for text, there exists a matrix which satisfies",
                        "Empirically we find that the best recovers the original word vectors"
                    ],
                    "page_nums": [
                        23,
                        24
                    ],
                    "images": []
                },
                "8": {
                    "title": "A la carte embeddings",
                    "text": [
                        "1. Learn induction matrix"
                    ],
                    "page_nums": [
                        25,
                        26,
                        27
                    ],
                    "images": []
                },
                "9": {
                    "title": "Advantages",
                    "text": [
                        "a la carte: Compute embedding only for given feature",
                        "Simple optimization: Linear regression",
                        "Computational efficiency: One pass over corpus and contexts",
                        "Sample efficiency: Learn only !\"parameters for (rather than",
                        "Versatility: Works for any feature which has at least 1 context"
                    ],
                    "page_nums": [
                        28
                    ],
                    "images": []
                },
                "10": {
                    "title": "Effect of induction matrix",
                    "text": [
                        "We plot the extent to which down-weights words against frequency of words compared to all-but-the-top",
                        "Change in Embedding Norm under Transform",
                        "mainly down-weights words with very high and very low frequency",
                        "All-but-the-top mainly down-weights frequent words"
                    ],
                    "page_nums": [
                        29,
                        30
                    ],
                    "images": [
                        "figure/image/1311-Figure1-1.png"
                    ]
                },
                "11": {
                    "title": "Effect of number of contexts",
                    "text": [
                        "Contextual Rare Words (CRW) dataset1 providing contexts for rare words",
                        "Task: Predict human-rated similarity scores for pairs of words",
                        "Evaluation: Spearmans rank coefficient between inner product and score",
                        "1: Subset of RW dataset [Luong et al. 13]",
                        "Compare to the following methods:",
                        "Average of words in context",
                        "Average of non stop words",
                        "SIF weighted average all-but-the-top",
                        "Average Average, all-but-the-top Average, no stop words SIF SIF + all-but-the-top a la carte"
                    ],
                    "page_nums": [
                        31,
                        32
                    ],
                    "images": [
                        "figure/image/1311-Figure2-1.png"
                    ]
                },
                "12": {
                    "title": "Nonce definitional task",
                    "text": [
                        "Task: Find embedding for unseen word/concept given its definition",
                        "Evaluation: Rank of word/concept based on cosine similarity with true embedding",
                        "iodine: is a chemical element with symbol I and atomic number 53",
                        "1: Herbelot and Baroni 17",
                        "Method Mean Reciprocal Rank Median Rank",
                        "of word2vec average, no stop words"
                    ],
                    "page_nums": [
                        33,
                        34
                    ],
                    "images": []
                },
                "13": {
                    "title": "Ngram embeddings",
                    "text": [
                        "Induce embeddings for ngrams using contexts from a text corpus",
                        "We evaluate the quality of embedding for a bigram by looking at closest words to this embedding by cosine similarity.",
                        "Method beef up cutting edge harry potter tight lipped meat, out cut, edges deathly, azkaban loose, fitting",
                        "but, however which, both which, but but, however",
                        "add, reallocate weft, edges",
                        "science, multidisciplinary robards, keach naruto, pokemon scaly, bristly wintel, codebase",
                        "a la carte need, improve innovative, technology deathly, hallows worried, very"
                    ],
                    "page_nums": [
                        35
                    ],
                    "images": []
                },
                "14": {
                    "title": "Unsupervised text embeddings",
                    "text": [
                        "This movie is great!",
                        "Predict surrounding words / sentences",
                        "SOTA on some tasks",
                        "Sum of word/ngram embeddings",
                        "Compete with Bag-of-ngrams and LSTMs on some tasks"
                    ],
                    "page_nums": [
                        36,
                        37
                    ],
                    "images": []
                },
                "15": {
                    "title": "A la carte text embeddings",
                    "text": [
                        "Linear schemes are typically weighted sums of ngram embeddings",
                        "Types of ngrams embeddings",
                        "Method n dimension MR CR SUBJ MPQA TREC SST (1) SST IMDB"
                    ],
                    "page_nums": [
                        38,
                        39,
                        40,
                        41
                    ],
                    "images": []
                },
                "16": {
                    "title": "Conclusions",
                    "text": [
                        "Simple and efficient method for inducing embeddings for many kinds of features, given at least one context of usage",
                        "Embeddings produced are in same semantic space as word embeddings",
                        "Good empirical performance for rare words, ngrams and synsets",
                        "Text embeddings that compete with unsupervised LSTMs",
                        "Code is on github: https://github.com/NLPrinceton/ALaCarte",
                        "CRW dataset available: http://nlp.cs.princeton.edu/CRW/"
                    ],
                    "page_nums": [
                        42
                    ],
                    "images": []
                },
                "17": {
                    "title": "Future work",
                    "text": [
                        "Zero shot learning of feature embeddings",
                        "Harder to annotate features (synsets)",
                        "Contexts based on other syntactic structures"
                    ],
                    "page_nums": [
                        43
                    ],
                    "images": []
                }
            },
            "paper_title": "A La Carte Embedding: Cheap but Effective Induction of Semantic Feature Vectors",
            "paper_id": "1311",
            "paper": {
                "title": "A La Carte Embedding: Cheap but Effective Induction of Semantic Feature Vectors",
                "abstract": "Motivations like domain adaptation, transfer learning, and feature learning have fueled interest in inducing embeddings for rare or unseen words, n-grams, synsets, and other textual features. This paper introducesà la carte embedding, a simple and general alternative to the usual word2vec-based approaches for building such representations that is based upon recent theoretical results for GloVe-like embeddings. Our method relies mainly on a linear transformation that is efficiently learnable using pretrained word vectors and linear regression. This transform is applicable \"on the fly\" in the future when a new text feature or rare word is encountered, even if only a single usage example is available. We introduce a new dataset showing how theà la carte method requires fewer examples of words in context to learn high-quality embeddings and we obtain state-of-the-art results on a nonce task and some unsupervised document classification tasks.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Distributional word embeddings, which represent the \"meaning\" of a word via a low-dimensional vector, have been widely applied by many natural language processing (NLP) pipelines and algorithms (Goldberg, 2016) ."
                    },
                    {
                        "id": 1,
                        "string": "Following the success of recent neural (Mikolov et al., 2013) and matrixfactorization (Pennington et al., 2014) methods, researchers have sought to extend the approach to other text features, from subword elements to n-grams to sentences (Bojanowski et al., 2016; Poliak et al., 2017; Kiros et al., 2015) ."
                    },
                    {
                        "id": 2,
                        "string": "However, the performance of both word embeddings and their extensions is known to degrade in small corpus settings  or when embedding sparse, low-frequency features (Lazaridou et al., 2017) ."
                    },
                    {
                        "id": 3,
                        "string": "Attempts to address these issues often involve task-specific approaches (Rothe and Schütze, 2015; Iacobacci et al., 2015; Pagliardini et al., 2018) or extensively tuning existing architectures such as skip-gram (Poliak et al., 2017; Herbelot and Baroni, 2017) ."
                    },
                    {
                        "id": 4,
                        "string": "For computational efficiency it is desirable that methods be able to induce embeddings for only those features (e.g."
                    },
                    {
                        "id": 5,
                        "string": "bigrams or synsets) needed by the downstream task, rather than having to pay a computational prix fixe to learn embeddings for all features occurring frequently-enough in a corpus."
                    },
                    {
                        "id": 6,
                        "string": "We propose an alternative, novel solution vià a la carte embedding, a method which bootstraps existing high-quality word vectors to learn a feature representation in the same semantic space via a linear transformation of the average word embeddings in the feature's available contexts."
                    },
                    {
                        "id": 7,
                        "string": "This can be seen as a shallow extension of the distributional hypothesis (Harris, 1954) , \"a feature is characterized by the words in its context,\" rather than the computationally more-expensive \"a feature is characterized by the features in its context\" that has been used implicitly by past work (Rothe and Schütze, 2015; Logeswaran and Lee, 2018) ."
                    },
                    {
                        "id": 8,
                        "string": "Despite its elementary formulation, we demonstrate that theà la carte method can learn faithful word embeddings from single examples and feature vectors improving performance on important downstream tasks."
                    },
                    {
                        "id": 9,
                        "string": "Furthermore, the approach is resource-efficient, needing only pretrained embed-dings of common words and the text corpus used to train them, and easy to implement and compute via vector addition and linear regression."
                    },
                    {
                        "id": 10,
                        "string": "After motivating and specifying the method, we illustrate these benefits through several applications: • Embeddings of rare words: we introduce a dataset 1 for few-shot learning of word vectors and achieve state-of-the-art results on the task of representing unseen words using only the definition (Herbelot and Baroni, 2017) ."
                    },
                    {
                        "id": 11,
                        "string": "• Synset embeddings: we show how the method can be applied to learn more finegrained lexico-semantic representations and give evidence of its usefulness for standard word-sense disambiguation tasks (Navigli et al., 2013; Moro and Navigli, 2015) ."
                    },
                    {
                        "id": 12,
                        "string": "• n-gram embeddings: we build seven million n-gram embeddings from large text corpora and use them to construct document embeddings that are competitive with unsupervised deep learning approaches when evaluated on linear text classification."
                    },
                    {
                        "id": 13,
                        "string": "Our experimental results 2 clearly demonstrate the advantages ofà la carte embedding."
                    },
                    {
                        "id": 14,
                        "string": "For word embeddings, the approach is an easy way to get a good vector for a new word from its definition or a few examples in context."
                    },
                    {
                        "id": 15,
                        "string": "For feature embeddings, the method can embed anything that does not need labeling (such as a bigram) or occurs in an annotated corpus (such as a word-sense)."
                    },
                    {
                        "id": 16,
                        "string": "Our document embeddings, constructed directly using a la carte n-gram vectors, compete well with recent deep neural representations; this provides further evidence that simple methods can outperform modern deep learning on many NLP benchmarks Mu and Viswanath, 2018; Arora et al., 2018a,b; Pagliardini et al., 2018) ."
                    },
                    {
                        "id": 17,
                        "string": "Related Work Many methods have been proposed for extending word embeddings to semantic feature vectors, with the aim of using them as interpretable and structure-aware building blocks of NLP pipelines (Kiros et al., 2015; Yamada et al., 2016) ."
                    },
                    {
                        "id": 18,
                        "string": "Many exploit the structure and resources available for specific feature types, such as methods for sense, synsets, and lexemes (Rothe and Schütze, 2015; Iacobacci et al., 2015) that make heavy use of the graph structure of the Princeton WordNet (PWN) and similar resources (Fellbaum, 1998 )."
                    },
                    {
                        "id": 19,
                        "string": "By contrast, our work is more general, with incorporation of structure left as an open problem."
                    },
                    {
                        "id": 20,
                        "string": "Embeddings of n-grams are of special interest because they do not need annotation or expert knowledge and can often be effective on downstream tasks."
                    },
                    {
                        "id": 21,
                        "string": "Their computation has been studied both explicitly (Yin and Schutze, 2014; Poliak et al., 2017) and as an implicit part of models for document embeddings (Hill et al., 2016; Pagliardini et al., 2018) , which we use for comparison."
                    },
                    {
                        "id": 22,
                        "string": "Supervised and multitask learning of text embeddings has also been attempted (Wang et al., 2017; Wu et al., 2017) ."
                    },
                    {
                        "id": 23,
                        "string": "A main motivation of our work is to learn good embeddings, of both words and features, from only one or a few examples."
                    },
                    {
                        "id": 24,
                        "string": "Efforts in this area can in many cases be split into contextual approaches (Lazaridou et al., 2017; Herbelot and Baroni, 2017) and morphological methods (Luong et al., 2013; Bojanowski et al., 2016; Pado et al., 2016) ."
                    },
                    {
                        "id": 25,
                        "string": "The current paper provides a more effective formulation for context-based embeddings, which are often simpler to implement, can improve with more context information, and do not require morphological annotation."
                    },
                    {
                        "id": 26,
                        "string": "Subword approaches, on the other hand, are often more compositional and flexible, and we leave the extension of our method to handle subword information to future work."
                    },
                    {
                        "id": 27,
                        "string": "Our work is also related to some methods in domain adaptation and multi-lingual correlation, such as that of Bollegala et al."
                    },
                    {
                        "id": 28,
                        "string": "(2014) ."
                    },
                    {
                        "id": 29,
                        "string": "Mathematically, this work builds upon the linear algebraic understanding of modern word embeddings developed by Arora et al."
                    },
                    {
                        "id": 30,
                        "string": "(2018b) via an extension to the latent-variable embedding model of Arora et al."
                    },
                    {
                        "id": 31,
                        "string": "(2016) ."
                    },
                    {
                        "id": 32,
                        "string": "Although there have been several other applications of this model for natural language representation Mu and Viswanath, 2018) , ours is the first to provide a general approach for learning semantic features using corpus context."
                    },
                    {
                        "id": 33,
                        "string": "Method Specification We begin by assuming a large text corpus C V consisting of contexts c of words w in a vocabulary V, with the contexts themselves being sequences of words in V (e.g."
                    },
                    {
                        "id": 34,
                        "string": "a fixed-size window around the word or feature)."
                    },
                    {
                        "id": 35,
                        "string": "We further assume that we have trained word embeddings v w ∈ R d on this collo-cation information using a standard algorithm (e.g."
                    },
                    {
                        "id": 36,
                        "string": "word2vec / GloVe)."
                    },
                    {
                        "id": 37,
                        "string": "Our goal is to construct a good embedding v f ∈ R d of a text feature f given a set C f of contexts it occurs in."
                    },
                    {
                        "id": 38,
                        "string": "Both f and its contexts are assumed to arise via the same process that generates the large corpus C V ."
                    },
                    {
                        "id": 39,
                        "string": "In many settings below, the number |C f | of contexts available for a feature f of interest is much smaller than the number |C w | of contexts that the typical word w ∈ V occurs in."
                    },
                    {
                        "id": 40,
                        "string": "This could be because the feature is rare (e.g."
                    },
                    {
                        "id": 41,
                        "string": "unseen words, n-grams) or due to limited human annotation (e.g."
                    },
                    {
                        "id": 42,
                        "string": "word senses, named entities)."
                    },
                    {
                        "id": 43,
                        "string": "A Linear Approach A naive first approach to construct feature embeddings using context is additive, i.e."
                    },
                    {
                        "id": 44,
                        "string": "taking the average over all contexts of a feature f of the average word vector in each context: v additive f = 1 |C f | c∈C f 1 |c| w∈c v w (1) This formulation reflects the training of commonly used embeddings, which employs additive composition to represent the context (Mikolov et al., 2013; Pennington et al., 2014) ."
                    },
                    {
                        "id": 45,
                        "string": "It has proved successful in the bag-of-embeddings approach to sentence representation (Wieting et al., 2016; , which can compete with LSTM representations, and has also been given theoretical justification as the maximum a posteriori (MAP) context vector under a generative model related to popular embedding objectives (Arora et al., 2016) ."
                    },
                    {
                        "id": 46,
                        "string": "Lazaridou et al."
                    },
                    {
                        "id": 47,
                        "string": "(2017) use this approach to learn embeddings of unknown word amalgamations, or chimeras, given a few context examples."
                    },
                    {
                        "id": 48,
                        "string": "The additive approach has some limitations because the set of all word vectors is seen to share a few common directions."
                    },
                    {
                        "id": 49,
                        "string": "Simple addition amplifies the component in these directions, at the expense of less common directions that presumably carry more \"signal.\""
                    },
                    {
                        "id": 50,
                        "string": "Stop-word removal can help to ameliorate this (Lazaridou et al., 2017; Herbelot and Baroni, 2017) , but does not deal with the fact that content-words also have significant components in the same direction as these deleted words."
                    },
                    {
                        "id": 51,
                        "string": "Another mathematical framework to address this lacuna is to remove the top one or top few principal components, either from the word embeddings themselves (Mu and Viswanath, 2018) or from their summations ."
                    },
                    {
                        "id": 52,
                        "string": "However, this approach is liable to either not remove Change in Embedding Norm under Transform Figure 1 : Plot of the ratio of embedding norms after transformation as a function of word count."
                    },
                    {
                        "id": 53,
                        "string": "While All-but-the-Top tends to affect only very frequent words,à la carte learns to remove components even from less common words."
                    },
                    {
                        "id": 54,
                        "string": "enough noise or cause too much information loss without careful tuning (c.f."
                    },
                    {
                        "id": 55,
                        "string": "Figure 1) ."
                    },
                    {
                        "id": 56,
                        "string": "We now note that removing the component along the top few principal directions is tantamount to multiplying the additive composition by a fixed (but data-dependent) matrix."
                    },
                    {
                        "id": 57,
                        "string": "Thus a natural extension is to use an arbitrary linear transformation which will be learned from the data, and hence guaranteed to do at least as well as any of the above ideas."
                    },
                    {
                        "id": 58,
                        "string": "Specifically, we find the transform that can best recover existing word vectors v w -which are presumed to be of high qualityfrom their additive context embeddings v additive w ."
                    },
                    {
                        "id": 59,
                        "string": "This can be posed as the following linear regression problem v w ≈ Av additive w = A 1 |C w | c∈Cw w ∈c v w (2) where A ∈ R d×d is learned and we assume for simplicity that 1 |c| is constant (e.g."
                    },
                    {
                        "id": 60,
                        "string": "if c has a fixed window size) and is thus subsumed by the transform."
                    },
                    {
                        "id": 61,
                        "string": "After learning the matrix, we can embed any text feature in the same semantic space as the word embeddings via the following expression: v f = Av additive f = A   1 |C f | c∈C f w∈c v w   (3) Note that A is fixed for a given corpus and set of pretrained word embeddings and so does not need to be re-computed to embed different features or feature types."
                    },
                    {
                        "id": 62,
                        "string": "Algorithm 1: The basicà la carte feature embedding induction method."
                    },
                    {
                        "id": 63,
                        "string": "All contexts c consist of sequences of words drawn from the vocabulary V. (2) holds exactly in expectation for some matrix A when contexts c ∈ C are generated by sampling a context vector v c ∈ R d from a zero-mean Gaussian with fixed covariance and drawing |c| words using P(w|v c ) ∝ exp v c , v w ."
                    },
                    {
                        "id": 64,
                        "string": "The correctness (again in expectation) of (3) under this model is a direct extension."
                    },
                    {
                        "id": 65,
                        "string": "Arora et al."
                    },
                    {
                        "id": 66,
                        "string": "(2018b) use large text corpora to verify their model assumptions, providing theoretical justification for our approach."
                    },
                    {
                        "id": 67,
                        "string": "We observe that the best linear transform A can recover vectors with mean cosine similarity as high as 0.9 or more with the embeddings used to learn it, thus also justifying the method empirically."
                    },
                    {
                        "id": 68,
                        "string": "Data: vocabulary V, corpus C V , vectors v w ∈ R d ∀ w ∈ V, feature f , corpus C f of contexts of f Result: feature embedding v f ∈ R d 1 for w ∈ V do 2 let C w ⊂ C V be the subcorpus of contexts of w 3 u w ← 1 |Cw| c∈Cw w ∈c v w // compute each word's context embedding u w 4 A ← arg min A∈R d×d w∈V v w − Au w 2 2 // compute context-to-feature transform A 5 u f ← 1 |C f | c∈C f w∈c v w // compute feature's context embedding u f 6 v f ← Au f // Practical Details The basicà la carte method, as motivated in Section 3.1 and specified in Algorithm 1, is straightforward and parameter-free (the dimension d is assumed to have been chosen beforehand, along with the other parameters of the original word embeddings)."
                    },
                    {
                        "id": 69,
                        "string": "In practice we may wish to modify the regression step in an attempt to learn a better transformation matrix A."
                    },
                    {
                        "id": 70,
                        "string": "However, the standard first approach of using 2 -regularized (Ridge) regression instead of simple linear regression gives little benefit, even when we have more parameters than word embeddings (i.e."
                    },
                    {
                        "id": 71,
                        "string": "when d 2 > |V|)."
                    },
                    {
                        "id": 72,
                        "string": "A more useful modification is to weight each point by some non-decreasing function α of each word's corpus count c w , i.e."
                    },
                    {
                        "id": 73,
                        "string": "to solve A = arg min A∈R d×d w∈V α(c w ) v w − Au w 2 2 (4) where u w is the additive context embedding."
                    },
                    {
                        "id": 74,
                        "string": "This reflects the fact that more frequent words likely have better pretrained embeddings."
                    },
                    {
                        "id": 75,
                        "string": "In settings where |V| is large we find that a hard threshold (α(c) = 1 c≥τ for some τ ≥ 1) is often useful."
                    },
                    {
                        "id": 76,
                        "string": "When we do not have many embeddings we can still give more importance to words with better embeddings via a function such as α(c) = log c, which we use in Section 5.1."
                    },
                    {
                        "id": 77,
                        "string": "One-Shot and Few-Shot Learning of Word Embeddings While we can use our method to embed any type of text feature, its simplicity and effectiveness is rooted in word-level semantics: the approach assumes pre-existing high quality word embeddings and only considers collocations of features with words rather than with other features."
                    },
                    {
                        "id": 78,
                        "string": "Thus to verify that our approach is reasonable we first check how it performs on word representation tasks, specifically those where word embeddings need to be learned from very few examples."
                    },
                    {
                        "id": 79,
                        "string": "In this section we first investigate how representation quality varies with number of occurrences, as measured by performance on a similarity task that we introduce."
                    },
                    {
                        "id": 80,
                        "string": "We then apply theà la carte method to two tasks measuring the ability to learn new or synthetic words from context, achieving strong results on the nonce task of Herbelot and Baroni (2017) ."
                    },
                    {
                        "id": 81,
                        "string": "Similarity Correlation vs."
                    },
                    {
                        "id": 82,
                        "string": "Sample Size Performance on pairwise word similarity tasks is a standard way to evaluate word embeddings, with success measured via the Spearman correlation between a human score and the cosine similarity between word vectors."
                    },
                    {
                        "id": 83,
                        "string": "An overview of widely used datasets is given by Faruqui and Dyer (2014) ."
                    },
                    {
                        "id": 84,
                        "string": "However, none of these datasets can be used directly to measure the effect of word frequency on embedding quality, which would help us understand the data requirements of our approach."
                    },
                    {
                        "id": 85,
                        "string": "We address this issue by introducing the Contextual Rare Words (CRW) dataset, a subset of 562 pairs from the Rare Word (RW) dataset (Luong et al., 2013) supplemented by 255 sentences (contexts) for each rare word sampled from the Westbury Wikipedia Corpus (WWC) (Shaoul and Westbury, 2010) ."
                    },
                    {
                        "id": 86,
                        "string": "In addition we provide a subset of the WWC from which all sentences containing these rare words have been removed."
                    },
                    {
                        "id": 87,
                        "string": "The task is to use embeddings trained on this subcorpus to induce rare word embeddings from the sampled contexts."
                    },
                    {
                        "id": 88,
                        "string": "More specifically, the CRW dataset is constructed using all pairs from the RW dataset where the rarer word occurs between 512 and 10000 times in WWC; this yields a set of 455 distinct rare words."
                    },
                    {
                        "id": 89,
                        "string": "The lower bound ensures that we have a sufficient number of rare word contexts, while the upper bound ensures that a significant fraction of the sentences from the original WWC remain in the subcorpus we provide."
                    },
                    {
                        "id": 90,
                        "string": "In CRW, the first word in every pair is the more frequent word and occurs in the subcorpus, while the second word occurs in the 255 sampled contexts but not in the subcorpus."
                    },
                    {
                        "id": 91,
                        "string": "We provide word2vec embeddings trained on all words occurring at least 100 times in the WWC subcorpus; these vectors include those assigned to the first (non-rare) words in the evaluation pairs."
                    },
                    {
                        "id": 92,
                        "string": "Evaluation: For every rare word the method under consideration is given eight disjoint subsets containing 1, 2, 4, ."
                    },
                    {
                        "id": 93,
                        "string": "."
                    },
                    {
                        "id": 94,
                        "string": "."
                    },
                    {
                        "id": 95,
                        "string": ", 128 example contexts."
                    },
                    {
                        "id": 96,
                        "string": "The method induces an embedding of the rare word for each subset, letting us track how the quality of rare word vectors changes with more examples."
                    },
                    {
                        "id": 97,
                        "string": "We report the Spearman ρ (as described above) at each sample size, averaged over 100 trials obtained by shuffling each rare word's 255 contexts."
                    },
                    {
                        "id": 98,
                        "string": "The results in Figure 2 show that ourà la carte method significantly outperforms the additive baseline (1) and its variants, including stopword removal, SIF-weighting , and top principal component removal (Mu and Viswanath, 2018) ."
                    },
                    {
                        "id": 99,
                        "string": "We find that combining SIFweighting and top component removal also beats these baselines, but still does worse than our method."
                    },
                    {
                        "id": 100,
                        "string": "These experiments consolidate our intuitions from Section 3 that removing common components and frequent words is important and that learning a data-dependent transformation is an effective way to do this."
                    },
                    {
                        "id": 101,
                        "string": "However, if we train Figure 2 : Spearman correlation between cosine similarity and human scores for pairs of words in the CRW dataset given an increasing number of contexts per rare word."
                    },
                    {
                        "id": 102,
                        "string": "Ourà la carte method outperforms all previous approaches, even when restricted to only eight example contexts."
                    },
                    {
                        "id": 103,
                        "string": "word2vec embeddings from scratch on the subcorpus together with the sampled contexts we achieve a Spearman correlation of 0.45; this gap between word2vec and our method shows that there remains room for even better approaches for fewshot learning of word embeddings."
                    },
                    {
                        "id": 104,
                        "string": "Learning Embeddings of New Concepts: Nonces and Chimeras We now evaluate our work directly on the tasks posed by Herbelot and Baroni (2017) , who developed simple datasets and methods to \"simulate the process by which a competent speaker encounters a new word in known contexts.\""
                    },
                    {
                        "id": 105,
                        "string": "The general goal will be to construct embeddings of new concepts in the same semantic space as a known embedding vocabulary using contextual information consisting of definitions or example sentences."
                    },
                    {
                        "id": 106,
                        "string": "Nonces: We first discuss the definitional nonce dataset made by the authors themselves, which has a test-set consisting of 300 single-word concepts and their definitions."
                    },
                    {
                        "id": 107,
                        "string": "The task of learning each concept's embedding is simulated by removing or randomly re-initializing its vector and requiring the system to use the remaining embeddings and the definition to make a new vector that is close to the original."
                    },
                    {
                        "id": 108,
                        "string": "Because the embeddings were constructed using data that includes these concepts, an implicit assumption is made that including or excluding one word does not greatly affect the se- (Herbelot and Baroni, 2017) on few-shot embedding tasks."
                    },
                    {
                        "id": 109,
                        "string": "Performance on the chimeras task is measured using the Spearman correlation with human ratings."
                    },
                    {
                        "id": 110,
                        "string": "Note that the additive baseline requires removing stop-words in order to improve with more data."
                    },
                    {
                        "id": 111,
                        "string": "mantic space; this assumption is necessary in order to have a good target vector for the system to be evaluated against."
                    },
                    {
                        "id": 112,
                        "string": "Using 259,376 word2vec embeddings trained on Wikipedia as the base vectors, Herbelot and Baroni (2017) heavily modify the skip-gram algorithm to successfully learn on one definition, creating the nonce2vec system."
                    },
                    {
                        "id": 113,
                        "string": "The original skipgram algorithm and v additive w are used as baselines, with performance measured as the mean reciprocal rank and median rank of the concept's original vector among the nearest neighbors of the output."
                    },
                    {
                        "id": 114,
                        "string": "To compare directly to their approach, we use their word2vec embeddings along with contexts from the Wikipedia corpus to construct context vectors u w for all words w apart from the 300 nonces."
                    },
                    {
                        "id": 115,
                        "string": "We then learn theà la carte transform A, weighting the data points in the regression (4) using a hard threshold of at least 1000 occurrences in Wikipedia."
                    },
                    {
                        "id": 116,
                        "string": "An embedding for each nonce can then be constructed by multiplying A by the sum over all word embeddings in the nonce's definition."
                    },
                    {
                        "id": 117,
                        "string": "As can be seen in Table 1 , this approach significantly improves over both baselines and nonce2vec; the median rank of 165.5 of the original embedding among the nearest neighbors of the nonce vector is very low considering the vocabulary size is more than 250,000, and is also significantly lower than that of all previous methods."
                    },
                    {
                        "id": 118,
                        "string": "Chimeras: The second dataset Herbelot and Baroni (2017) consider is that of Lazaridou et al."
                    },
                    {
                        "id": 119,
                        "string": "(2017) , who construct unseen concepts by combining two related words into a fake nonce word (the \"chimera\") and provide two, four, or six example sentences for this nonce drawn from sentences containing one of the two component words."
                    },
                    {
                        "id": 120,
                        "string": "The desired nonce embeddings is then evaluated via the correlation of its cosine similar-ity with the embeddings of several other words, with ratings provided by human judges."
                    },
                    {
                        "id": 121,
                        "string": "We use the same approach as in the nonce task, except that the chimera embedding is the result of summing over multiple sentences."
                    },
                    {
                        "id": 122,
                        "string": "From Table 1 we see that, while our method is consistently better than both the additive baseline and nonce2vec, removing stop-words from the additive baseline leads to stronger performance for more sentences."
                    },
                    {
                        "id": 123,
                        "string": "Since theà la carte algorithm explicitly trains the transform to match the true word embedding rather than human similarity measures, it is perhaps not surprising that our approach is much more dominant on the definitional nonce task."
                    },
                    {
                        "id": 124,
                        "string": "Building Feature Embeddings using Large Corpora Having witnessed its success at representing unseen words, we now apply theà la carte method to two types of feature embeddings: synset embeddings and n-gram embeddings."
                    },
                    {
                        "id": 125,
                        "string": "Using these two examples we demonstrate the flexibility and adaptability of our approach when handling different corpora, base word embeddings, and downstream applications."
                    },
                    {
                        "id": 126,
                        "string": "Supervised Synset Embeddings for Word-Sense Disambiguation Embeddings of synsets, or sets of cognitive synonyms, and related entities such as senses and lexemes have been widely studied, often due to the desire to account for polysemy (Rothe and Schütze, 2015; Iacobacci et al., 2015) ."
                    },
                    {
                        "id": 127,
                        "string": "Such representations can be evaluated in several ways, including via their use for word-sense disambiguation (WSD), the task of determining a word's sense from context."
                    },
                    {
                        "id": 128,
                        "string": "While current state-of-theart methods often use powerful recurrent models (Raganato et al., 2017) , we will instead use a sim- Raganato et al."
                    },
                    {
                        "id": 129,
                        "string": "(2017) 66.9 72.4 Table 2 : Application ofà la carte synset embeddings to two standard WSD tasks."
                    },
                    {
                        "id": 130,
                        "string": "As all systems always return exactly one answer, performance is measured in terms of accuracy."
                    },
                    {
                        "id": 131,
                        "string": "Results due to Raganato et al."
                    },
                    {
                        "id": 132,
                        "string": "(2017) , who use a bi-LSTM for this task, are given as the recent state-of-the-art result."
                    },
                    {
                        "id": 133,
                        "string": "ple similarity-based approach that heavily depends on the synset embedding itself and thus serves as a more useful indicator of representation quality."
                    },
                    {
                        "id": 134,
                        "string": "A major target for our simple systems is to beat the most-frequent sense (MFS) method, which returns for each word the sense that occurs most frequently in a corpus such as SemCor."
                    },
                    {
                        "id": 135,
                        "string": "This baseline is \"notoriously hard-to-beat,\" routinely besting many systems in SemEval WSD competitions (Navigli et al., 2013) ."
                    },
                    {
                        "id": 136,
                        "string": "Synset Embeddings: We use SemCor (Langone et al., 2004) , a subset of the Brown Corpus (BC) (Francis and Kucera, 1979 ) annotated using PWN synsets."
                    },
                    {
                        "id": 137,
                        "string": "However, because the corpus is quite small we use GloVe trained on Wikipedia instead of on BC itself."
                    },
                    {
                        "id": 138,
                        "string": "The transform A is learned using context embeddings u w computed with windows of size ten around occurrences of w in BC and weighting each word by the log of its count during the regression stage (4)."
                    },
                    {
                        "id": 139,
                        "string": "Then we set the context embedding u s of each synset s to be the average sum of word embeddings representation over all sentences in SemCor containing s. Finally, we apply theà la carte transform to get the synset embedding v s = Au s ."
                    },
                    {
                        "id": 140,
                        "string": "Sense Disambiguation: To determine the sense of a word w given its context c, we convert c into a vector using theà la carte transform A on the sum of its word embeddings and return the synset s of w whose embedding v s is most similar to this vector."
                    },
                    {
                        "id": 141,
                        "string": "We try two different synset embeddings: those induced from SemCor as above and those obtained by embedding a synset using its gloss, or PWN-provided definition, in the same way as a nonce in Section 4.2."
                    },
                    {
                        "id": 142,
                        "string": "We also consider a combined approach in which we fall back on the gloss vector if the synset does not appear in SemCor and thus has no induced embedding."
                    },
                    {
                        "id": 143,
                        "string": "As shown in Table 2 , synset embeddings induced from SemCor alone beat MFS overall, largely due to good noun results."
                    },
                    {
                        "id": 144,
                        "string": "The method improves further when combined with the gloss approach."
                    },
                    {
                        "id": 145,
                        "string": "While we do not match the state-of-theart, our success in besting a difficult baseline using very little fine-tuning and exploiting none of the underlying graph structure suggests that theà la carte method can learn useful synset embeddings, even from relatively small data."
                    },
                    {
                        "id": 146,
                        "string": "N-Gram Embeddings for Classification As some of the simplest and most useful linguistic features, n-grams have long been a focus of embedding studies."
                    },
                    {
                        "id": 147,
                        "string": "Compositional approaches, such as sums and products of unigram vectors, are often used and work well on some evaluations, but are often order-insensitive or very high-dimensional (Mitchell and Lapata, 2010) ."
                    },
                    {
                        "id": 148,
                        "string": "Recent work by Poliak et al."
                    },
                    {
                        "id": 149,
                        "string": "(2017) works around this while staying compositional; however, as we will see their approach does not seem to capture a bigram's meaning much better than the sum of its word vectors."
                    },
                    {
                        "id": 150,
                        "string": "n-grams embeddings have also gained interest for low-dimensional document representation schemes (Hill et al., 2016; Pagliardini et al., 2018; Arora et al., 2018a) , largely due to the success of their sparse high-dimensional Bag-of-n-Grams (BonG) counterparts (Wang and Manning, 2012) ."
                    },
                    {
                        "id": 151,
                        "string": "This setting of document embeddings derived from n-gram features will be used for quantitative evaluation in this section."
                    },
                    {
                        "id": 152,
                        "string": "We build n-gram embeddings using two corpora: 300-dimensional Wikipedia embeddings, which we evaluate qualitatively, and 1600dimensional embeddings on the Amazon Product Corpus (McAuley et al., 2015) , which we use for document classification."
                    },
                    {
                        "id": 153,
                        "string": "For both we use as source embeddings GloVe vectors trained on the respec-  tive corpora over words occurring at least a hundred times."
                    },
                    {
                        "id": 154,
                        "string": "Context embeddings are constructed using a window of size ten and a hard threshold at 1000 occurrences is used as the word-weighting function in the regression (4)."
                    },
                    {
                        "id": 155,
                        "string": "Unlike Poliak et al."
                    },
                    {
                        "id": 156,
                        "string": "(2017) , who can construct arbitrary embeddings but need to train at least two sets of vectors of dimension at least 2d to do so, and Yin and Schutze (2014) , who determine which n-grams to represent via corpus counts, ourà la carte approach allows us to train exactly those embeddings that we need for downstream tasks."
                    },
                    {
                        "id": 157,
                        "string": "This, combined with our method's efficiency, allows us to construct more than two million bigram embeddings and more than five million trigram embeddings, constrained only by their presence in the large source corpus."
                    },
                    {
                        "id": 158,
                        "string": "Qualitative Evaluation: We first compare bigram embedding methods by picking some idiomatic and entity-related bigrams and examining the closest word vectors to their representations."
                    },
                    {
                        "id": 159,
                        "string": "These word-pairs are picked because we expect sophisticated feature embedding methods to encode a better vector than the sum of the two embeddings, which we use as a baseline."
                    },
                    {
                        "id": 160,
                        "string": "From Table 3 we see that embeddings based on corpora rather than composition are better able to embed these bigrams to be close to concepts that are semantically similar."
                    },
                    {
                        "id": 161,
                        "string": "On the other hand, as discussed in Section 3 and evident from these results, the additive context approach is liable to emphasize stop-word directions due to their high frequency."
                    },
                    {
                        "id": 162,
                        "string": "Document Embedding: Our main application and quantitative evaluation of n-gram vectors is to use them to construct document embeddings."
                    },
                    {
                        "id": 163,
                        "string": "Given a length L document D = {w 1 , ."
                    },
                    {
                        "id": 164,
                        "string": "."
                    },
                    {
                        "id": 165,
                        "string": "."
                    },
                    {
                        "id": 166,
                        "string": ", w L }, we define its embedding v D as a weighted con-catenation over sums of our induced n-gram embeddings, i.e."
                    },
                    {
                        "id": 167,
                        "string": "v T D = L t=1 v T wt · · · 1 n L−n+1 t=1 v T (wt,...,w t+n−1 ) where v (wt,...,w t+n−1 ) is the embedding of the ngram (w t , ."
                    },
                    {
                        "id": 168,
                        "string": "."
                    },
                    {
                        "id": 169,
                        "string": "."
                    },
                    {
                        "id": 170,
                        "string": ", w t+n−1 )."
                    },
                    {
                        "id": 171,
                        "string": "Following Arora et al."
                    },
                    {
                        "id": 172,
                        "string": "(2018a), we weight each n-gram component by 1 n to reflect the fact that higher-order n-grams have lower quality embeddings because they occur less often in the source corpus."
                    },
                    {
                        "id": 173,
                        "string": "While we concatenate across unigram, bigram, and trigram embeddings to construct our text representations, separate experiments show that simply adding up the vectors of all features also yields a smaller but still substantial improvement over the unigram performance."
                    },
                    {
                        "id": 174,
                        "string": "The higher embedding dimension due to concatenation is in line with previous methods and can also be theoretically supported as yielding a less lossy compression of the n-gram information (Arora et al., 2018a) ."
                    },
                    {
                        "id": 175,
                        "string": "In Table 4 we display the result of running cross-validated, 2 -regularized logistic regression on documents from MR movie reviews (Pang and Lee, 2005) , CR customer reviews (Hu and Liu, 2004) , SUBJ subjectivity dataset (Pang and Lee, 2004) , MPQA opinion polarity subtask (Wiebe et al., 2005) , TREC question classification (Li and Roth, 2002) , SST sentiment classification (binary and fine-grained) , and IMDB movie reviews (Maas et al., 2011) ."
                    },
                    {
                        "id": 176,
                        "string": "The first four are evaluated using tenfold cross-validation, while the others have train-test splits."
                    },
                    {
                        "id": 177,
                        "string": "Despite the simplicity of our embeddings (a concatenation over sums ofà la carte n-gram vectors), we find that our results are very competitive with many recent unsupervised methods, achieving the best word-level results on two of the tested (Pagliardini et al., 2018; Kiros et al., 2015; Radford et al., 2017) Evaluation conducted using latest pretrained models."
                    },
                    {
                        "id": 178,
                        "string": "Note that the latest available skip-thoughts implementation returns an error on the IMDB task."
                    },
                    {
                        "id": 179,
                        "string": "2,4,5,6 (Arora et al., 2018a; Hill et al., 2016; Gan et al., 2017; Logeswaran and Lee, 2018) Best results from publication."
                    },
                    {
                        "id": 180,
                        "string": "Table 4 : Performance of document embeddings built usingà la carte n-gram vectors and recent unsupervised word-level approaches on classification tasks, with the character LSTM of (Radford et al., 2017) shown for comparison."
                    },
                    {
                        "id": 181,
                        "string": "Top three results are bolded and the best word-level performance is underlined."
                    },
                    {
                        "id": 182,
                        "string": "datasets."
                    },
                    {
                        "id": 183,
                        "string": "The fact that we do especially well on the sentiment tasks indicates strong exploitation of the Amazon review corpus, which was also used by DisC, CNN-LSTM, and byte mLSTM."
                    },
                    {
                        "id": 184,
                        "string": "At the same time, the fact that our results are comparable to neural approaches indicates that local wordorder may contain much of the information needed to do well on these tasks."
                    },
                    {
                        "id": 185,
                        "string": "On the other hand, separate experiments do not show a substantial improvement from our approach over unigram methods such as SIF  on sentence similarity tasks such as STS (Cer et al., 2017) ."
                    },
                    {
                        "id": 186,
                        "string": "This could reflect either noise in the n-gram embeddings themselves or the comparative lower importance of local word-order for textual similarity compared to classification."
                    },
                    {
                        "id": 187,
                        "string": "Conclusion We have introducedà la carte embedding, a simple method for representing semantic features using unsupervised context information."
                    },
                    {
                        "id": 188,
                        "string": "A natural and principled integration of recent ideas for composing word vectors, the approach achieves strong performance on several tasks and promises to be useful in many linguistic settings and to yield many further research directions."
                    },
                    {
                        "id": 189,
                        "string": "Of particular interest is the replacement of simple window contexts by other structures, such as dependency parses, that could yield results in domains such as question answering or semantic role labeling."
                    },
                    {
                        "id": 190,
                        "string": "Ex-tensions of the mathematical formulation, such as the use of word weighting when building context vectors as in Arora et al."
                    },
                    {
                        "id": 191,
                        "string": "(2018b) or of spectral information along the lines of Mu and Viswanath (2018) , are also worthy of further study."
                    },
                    {
                        "id": 192,
                        "string": "More practically, the Contextual Rare Words (CRW) dataset we provide will support research on few-shot learning of word embeddings."
                    },
                    {
                        "id": 193,
                        "string": "Both in this area and for n-grams there is great scope for combining our approach with compositional approaches (Bojanowski et al., 2016; Poliak et al., 2017) that can handle settings such as zero-shot learning."
                    },
                    {
                        "id": 194,
                        "string": "More work is needed to understand the usefulness of our method for representing (potentially cross-lingual) entities such as synsets, whose embeddings have found use in enhancing WordNet and related knowledge bases (Camacho-Collados et al., 2016; Khodak et al., 2017) ."
                    },
                    {
                        "id": 195,
                        "string": "Finally, there remain many language features, such as named entities and morphological forms, whose representation by our method remains unexplored."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 16
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 17,
                        "end": 32
                    },
                    {
                        "section": "Method Specification",
                        "n": "3",
                        "start": 33,
                        "end": 42
                    },
                    {
                        "section": "A Linear Approach",
                        "n": "3.1",
                        "start": 43,
                        "end": 68
                    },
                    {
                        "section": "Practical Details",
                        "n": "3.2",
                        "start": 69,
                        "end": 76
                    },
                    {
                        "section": "One-Shot and Few-Shot Learning of Word Embeddings",
                        "n": "4",
                        "start": 77,
                        "end": 81
                    },
                    {
                        "section": "Similarity Correlation vs. Sample Size",
                        "n": "4.1",
                        "start": 82,
                        "end": 103
                    },
                    {
                        "section": "Learning Embeddings of New Concepts: Nonces and Chimeras",
                        "n": "4.2",
                        "start": 104,
                        "end": 122
                    },
                    {
                        "section": "Building Feature Embeddings using Large Corpora",
                        "n": "5",
                        "start": 123,
                        "end": 125
                    },
                    {
                        "section": "Supervised Synset Embeddings for Word-Sense Disambiguation",
                        "n": "5.1",
                        "start": 126,
                        "end": 145
                    },
                    {
                        "section": "N-Gram Embeddings for Classification",
                        "n": "5.2",
                        "start": 146,
                        "end": 186
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 187,
                        "end": 195
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1311-Table1-1.png",
                        "caption": "Table 1: Comparison with baselines and nonce2vec (Herbelot and Baroni, 2017) on few-shot embedding tasks. Performance on the chimeras task is measured using the Spearman correlation with human ratings. Note that the additive baseline requires removing stop-words in order to improve with more data.",
                        "page": 5,
                        "bbox": {
                            "x1": 74.88,
                            "x2": 523.1999999999999,
                            "y1": 64.8,
                            "y2": 165.12
                        }
                    },
                    {
                        "filename": "../figure/image/1311-Table2-1.png",
                        "caption": "Table 2: Application of à la carte synset embeddings to two standard WSD tasks. As all systems always return exactly one answer, performance is measured in terms of accuracy. Results due to Raganato et al. (2017), who use a bi-LSTM for this task, are given as the recent state-of-the-art result.",
                        "page": 6,
                        "bbox": {
                            "x1": 87.84,
                            "x2": 509.28,
                            "y1": 64.8,
                            "y2": 169.92
                        }
                    },
                    {
                        "filename": "../figure/image/1311-Figure1-1.png",
                        "caption": "Figure 1: Plot of the ratio of embedding norms after transformation as a function of word count. While All-but-the-Top tends to affect only very frequent words, à la carte learns to remove components even from less common words.",
                        "page": 2,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 522.24,
                            "y1": 62.879999999999995,
                            "y2": 229.92
                        }
                    },
                    {
                        "filename": "../figure/image/1311-Table3-1.png",
                        "caption": "Table 3: Closest word embeddings (measured via cosine similarity) to the embeddings of four idiomatic or entity-associated bigrams. From these examples we see that purely compositional methods may struggle to construct context-aware bigram embeddings, even when the features are present in the corpus. On the other hand, adding up corpus contexts (1) is dominated by stop-word information. Sent2Vec is successful on half the examples, reflecting its focus on good sentence, not bigram, embeddings.",
                        "page": 7,
                        "bbox": {
                            "x1": 76.8,
                            "x2": 520.3199999999999,
                            "y1": 64.8,
                            "y2": 153.12
                        }
                    },
                    {
                        "filename": "../figure/image/1311-Table4-1.png",
                        "caption": "Table 4: Performance of document embeddings built using à la carte n-gram vectors and recent unsupervised word-level approaches on classification tasks, with the character LSTM of (Radford et al., 2017) shown for comparison. Top three results are bolded and the best word-level performance is underlined.",
                        "page": 8,
                        "bbox": {
                            "x1": 79.67999999999999,
                            "x2": 518.4,
                            "y1": 61.44,
                            "y2": 277.44
                        }
                    },
                    {
                        "filename": "../figure/image/1311-Figure2-1.png",
                        "caption": "Figure 2: Spearman correlation between cosine similarity and human scores for pairs of words in the CRW dataset given an increasing number of contexts per rare word. Our à la carte method outperforms all previous approaches, even when restricted to only eight example contexts.",
                        "page": 4,
                        "bbox": {
                            "x1": 310.56,
                            "x2": 519.36,
                            "y1": 72.96,
                            "y2": 237.12
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-48"
        },
        {
            "slides": {
                "0": {
                    "title": "Semantic Parsing",
                    "text": [
                        "Mapping natural language to structured representations",
                        "all flights from dallas before 10am",
                        "Example from ATIS (Kwiatkowski et al., 2011)"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Neural Semantic Parsing",
                    "text": [
                        "Sequence decoder (Jia and Liang, 2016; Dong and Lapata, 2016; Ling",
                        "Syntactically-constrained decoder (Dong and Lapata, 2016;",
                        "do not require a",
                        "Input Structured Encoder Decoder Utterance Representation"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "This Work",
                    "text": [
                        "all flights from dallas before 10am",
                        "(e.g., arguments and variable names)"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Meaning Sketch",
                    "text": [
                        "if length of bits is lesser than integer 3 or second",
                        "element of bits is not equal to string as ,",
                        "if len ( NAME ) < NUMBER or NAME [ NUMBER ] != STRING :",
                        "What record company did conductor Mikhail Snitko",
                        "WHERE > AND =",
                        "SELECT Record Company WHERE (Year of Recording",
                        "AND (Conductor Mikhail Snitko)",
                        "Disentangle high-level from low-level semantics",
                        "Model meaning at different levels of granularity",
                        "More compact meaning representation",
                        "Explicit sharing coarse structure",
                        "For examples that have the same basic meaning",
                        "Provide global context to fine meaning decoder",
                        "Know what the basic meaning of input looks like"
                    ],
                    "page_nums": [
                        4,
                        5
                    ],
                    "images": []
                },
                "4": {
                    "title": "Method",
                    "text": [
                        "tT t T tT tT <s> \\lambdat2 land fight@t departure 2 ) ) )",
                        "<s> (lambda#2 (and flight@1 (< departure ? _time@1 Input Encoding all flights before tiO",
                        "Sketch-Guided t t t t t t f",
                        "T tT T <s> (lambda#2 ( land fight (< departure ?",
                        "_time@1 Input extinn O-O-O-O",
                        "Sketch constrains the decoding output",
                        "Example 1: one augment is missing",
                        "Example 2: type information"
                    ],
                    "page_nums": [
                        6,
                        7,
                        8,
                        9
                    ],
                    "images": []
                },
                "5": {
                    "title": "Training and Inference",
                    "text": [
                        ": input, : sketch, : meaning representation",
                        "Training: maximize the log likelihood"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "6": {
                    "title": "Neural Semantic Parsing Tasks",
                    "text": [
                        "Natural language to logical form (Geo/ATIS)",
                        "what is the population of the state with the largest area?",
                        "Natural language to source code (Django)",
                        "if length of bits is lesser than integer 3 or second element of bits is not equal to string as ,",
                        "Natural language to SQL (WikiSQL)",
                        "Pianist Conductor Record Company Year of Recording Format",
                        "What record company did conductor Mikhail Snitko record for after 1996?",
                        "SELECT Record Company WHERE (Year of Recording AND"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "7": {
                    "title": "Natural Language to Logical Form",
                    "text": [
                        "Arguments of predicate or operator"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "8": {
                    "title": "Natural Language to Source Code",
                    "text": [
                        "Substitute tokens with their token types",
                        "Built-in keywords (e.g., True, and while)"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "9": {
                    "title": "Natural Language to SQL",
                    "text": [
                        "WHERE (cond_column cond_operator cond_value)",
                        "WHERE (Year of Recording AND (Conductor Mikhail Snitko)",
                        "WHERE > AND =",
                        "How many presidents are graduated from A?",
                        "SELECT COUNT(President) WHERE (College A)",
                        "College Number of Presidents",
                        "SELECT Number of Presidents WHERE (College A)",
                        "Q uestion- to-Table Attentio n",
                        "college number of presidents ||",
                        "Input Question Column 1 Column 2",
                        "MIN, MAX, SUM, AVG}",
                        "What record company did conductor",
                        "Mikhail Snitko record for after 1996 ?",
                        "Sketch Classification WHERE AND",
                        "Point to a table column",
                        "Point to a text span"
                    ],
                    "page_nums": [
                        14,
                        15,
                        16,
                        17,
                        18,
                        19,
                        20
                    ],
                    "images": [
                        "figure/image/1312-Table5-1.png",
                        "figure/image/1312-Figure2-1.png",
                        "figure/image/1312-Figure3-1.png"
                    ]
                },
                "10": {
                    "title": "Experimental Results",
                    "text": [
                        "Seq2Seq Seq2Tree ASN OneStage Coarse2Fine",
                        "Aug Pointer Network (Zhong et al., 2017)"
                    ],
                    "page_nums": [
                        21,
                        22,
                        23
                    ],
                    "images": []
                },
                "11": {
                    "title": "Sketch Accuracy",
                    "text": [
                        "Geo ATIS Django WikiSQL"
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": [
                        "figure/image/1312-Table5-1.png"
                    ]
                },
                "12": {
                    "title": "Oracle Meaning Sketch",
                    "text": [
                        "Geo ATIS Django WikiSQL",
                        "Coarse2Fine + Oracle Sketch"
                    ],
                    "page_nums": [
                        25
                    ],
                    "images": []
                },
                "13": {
                    "title": "Future Work",
                    "text": [
                        "Alternative ways of defining meaning sketches",
                        "Different levels of granularity",
                        "Meaning sketch reduces search space",
                        "Only annotate meaning sketches for some examples"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": []
                }
            },
            "paper_title": "Coarse-to-Fine Decoding for Neural Semantic Parsing",
            "paper_id": "1312",
            "paper": {
                "title": "Coarse-to-Fine Decoding for Neural Semantic Parsing",
                "abstract": "Semantic parsing aims at mapping natural language utterances into structured meaning representations. In this work, we propose a structure-aware neural architecture which decomposes the semantic parsing process into two stages. Given an input utterance, we first generate a rough sketch of its meaning, where low-level information (such as variable names and arguments) is glossed over. Then, we fill in missing details by taking into account the natural language input and the sketch itself. Experimental results on four datasets characteristic of different domains and meaning representations show that our approach consistently improves performance, achieving competitive results despite the use of relatively simple decoders.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Semantic parsing maps natural language utterances onto machine interpretable meaning representations (e.g., executable queries or logical forms)."
                    },
                    {
                        "id": 1,
                        "string": "The successful application of recurrent neural networks to a variety of NLP tasks (Bahdanau et al., 2015; Vinyals et al., 2015) has provided strong impetus to treat semantic parsing as a sequence-to-sequence problem (Jia and Liang, 2016; Dong and Lapata, 2016; ."
                    },
                    {
                        "id": 2,
                        "string": "The fact that meaning representations are typically structured objects has prompted efforts to develop neural architectures which explicitly account for their structure."
                    },
                    {
                        "id": 3,
                        "string": "Examples include tree decoders (Dong and Lapata, 2016; Alvarez-Melis and Jaakkola, 2017) , decoders constrained by a grammar model (Xiao et al., 2016; Yin and Neubig, 2017; , or modular decoders which use syntax to dynamically compose various submodels (Rabinovich et al., 2017) ."
                    },
                    {
                        "id": 4,
                        "string": "In this work, we propose to decompose the decoding process into two stages."
                    },
                    {
                        "id": 5,
                        "string": "The first decoder focuses on predicting a rough sketch of the meaning representation, which omits low-level details, such as arguments and variable names."
                    },
                    {
                        "id": 6,
                        "string": "Example sketches for various meaning representations are shown in Table 1 ."
                    },
                    {
                        "id": 7,
                        "string": "Then, a second decoder fills in missing details by conditioning on the natural language input and the sketch itself."
                    },
                    {
                        "id": 8,
                        "string": "Specifically, the sketch constrains the generation process and is encoded into vectors to guide decoding."
                    },
                    {
                        "id": 9,
                        "string": "We argue that there are at least three advantages to the proposed approach."
                    },
                    {
                        "id": 10,
                        "string": "Firstly, the decomposition disentangles high-level from low-level semantic information, which enables the decoders to model meaning at different levels of granularity."
                    },
                    {
                        "id": 11,
                        "string": "As shown in Table 1 , sketches are more compact and as a result easier to generate compared to decoding the entire meaning structure in one go."
                    },
                    {
                        "id": 12,
                        "string": "Secondly, the model can explicitly share knowledge of coarse structures for the examples that have the same sketch (i.e., basic meaning), even though their actual meaning representations are different (e.g., due to different details)."
                    },
                    {
                        "id": 13,
                        "string": "Thirdly, after generating the sketch, the decoder knows what the basic meaning of the utterance looks like, and the model can use it as global context to improve the prediction of the final details."
                    },
                    {
                        "id": 14,
                        "string": "Our framework is flexible and not restricted to specific tasks or any particular model."
                    },
                    {
                        "id": 15,
                        "string": "We conduct experiments on four datasets representative of various semantic parsing tasks ranging from logical form parsing, to code generation, and SQL query generation."
                    },
                    {
                        "id": 16,
                        "string": "We adapt our architecture to these tasks and present several ways to obtain sketches from their respective meaning representations."
                    },
                    {
                        "id": 17,
                        "string": "Experimental results show that our framework achieves competitive performance compared Dataset Length Example GEO 7.6 13.7 6.9 x : which state has the most rivers running through it?"
                    },
                    {
                        "id": 18,
                        "string": "y : (argmax $0 (state:t $0) (count $1 (and (river:t $1) (loc:t $1 $0)))) a : (argmax#1 state:t@1 (count#1 (and river:t@1 loc:t@2 ) ) ) ATIS 11.1 21.1 9.2 x : all flights from dallas before 10am y : (lambda $0 e (and (flight $0) (from $0 dallas:ci) (< (departure time $0) 1000:ti))) a : (lambda#2 (and flight@1 from@2 (< departure time@1 ? )"
                    },
                    {
                        "id": 19,
                        "string": ") ) DJANGO 14.4 8.7 8.0 x : if length of bits is lesser than integer 3 or second element of bits is not equal to string 'as' , y : if len(bits) < 3 or bits[1] != 'as': a : if len ( NAME ) < NUMBER or NAME [ NUMBER ] != STRING : WIKISQL 17.9 13.3 13.0 2.7 Related Work Various models have been proposed over the years to learn semantic parsers from natural language expressions paired with their meaning representations (Tang and Mooney, 2000; Ge and Mooney, 2005; Zettlemoyer and Collins, 2007; Wong and Mooney, 2007; Lu et al., 2008; Kwiatkowski et al., 2011; Andreas et al., 2013; Zhao and Huang, 2015) ."
                    },
                    {
                        "id": 20,
                        "string": "These systems typically learn lexicalized mapping rules and scoring models to construct a meaning representation for a given input."
                    },
                    {
                        "id": 21,
                        "string": "More recently, neural sequence-to-sequence models have been applied to semantic parsing with promising results (Dong and Lapata, 2016; Jia and Liang, 2016; , eschewing the need for extensive feature engineering."
                    },
                    {
                        "id": 22,
                        "string": "Several ideas have been explored to enhance the performance of these models such as data augmentation Jia and Liang, 2016) , transfer learning (Fan et al., 2017) , sharing parameters for multiple languages or meaning representations (Susanto and Lu, 2017; Herzig and Berant, 2017) , and utilizing user feedback signals (Iyer et al., 2017) ."
                    },
                    {
                        "id": 23,
                        "string": "There are also efforts to develop structured decoders that make use of the syntax of meaning representations."
                    },
                    {
                        "id": 24,
                        "string": "Dong and Lapata (2016) and Alvarez-Melis and Jaakkola (2017) develop models which generate tree structures in a topdown fashion."
                    },
                    {
                        "id": 25,
                        "string": "Xiao et al."
                    },
                    {
                        "id": 26,
                        "string": "(2016) and  employ the grammar to constrain the decoding process."
                    },
                    {
                        "id": 27,
                        "string": "Cheng et al."
                    },
                    {
                        "id": 28,
                        "string": "(2017) use a transition system to generate variable-free queries."
                    },
                    {
                        "id": 29,
                        "string": "Yin and Neubig (2017) design a grammar model for the generation of abstract syntax trees (Aho et al., 2007) in depth-first, left-to-right order."
                    },
                    {
                        "id": 30,
                        "string": "Rabinovich et al."
                    },
                    {
                        "id": 31,
                        "string": "(2017) propose a modular decoder whose submodels are dynamically composed according to the generated tree structure."
                    },
                    {
                        "id": 32,
                        "string": "Our own work also aims to model the structure of meaning representations more faithfully."
                    },
                    {
                        "id": 33,
                        "string": "The flexibility of our approach enables us to easily apply sketches to different types of meaning representations, e.g., trees or other structured objects."
                    },
                    {
                        "id": 34,
                        "string": "Coarse-to-fine methods have been popular in the NLP literature, and are perhaps best known for syntactic parsing (Charniak et al., 2006; Petrov, 2011) ."
                    },
                    {
                        "id": 35,
                        "string": "and Zhang et al."
                    },
                    {
                        "id": 36,
                        "string": "(2017) use coarse lexical entries or macro grammars to reduce the search space of semantic parsers."
                    },
                    {
                        "id": 37,
                        "string": "Compared with coarse-to-fine inference for lexical induction, sketches in our case are abstractions of the final meaning representation."
                    },
                    {
                        "id": 38,
                        "string": "The idea of using sketches as intermediate representations has also been explored in the field of program synthesis (Solar-Lezama, 2008; Zhang and Sun, 2013; Feng et al., 2017) ."
                    },
                    {
                        "id": 39,
                        "string": "Yaghmazadeh et al."
                    },
                    {
                        "id": 40,
                        "string": "(2017) use SEMPRE (Berant et al., 2013) to map a sentence into SQL sketches which are completed using program synthesis techniques and iteratively repaired if they are faulty."
                    },
                    {
                        "id": 41,
                        "string": "Problem Formulation Our goal is to learn semantic parsers from instances of natural language expressions paired with their structured meaning representations."
                    },
                    {
                        "id": 42,
                        "string": "Figure 1 : We first generate the meaning sketch a for natural language input x."
                    },
                    {
                        "id": 43,
                        "string": "Then, a fine meaning decoder fills in the missing details (shown in red) of meaning representation y."
                    },
                    {
                        "id": 44,
                        "string": "The coarse structure a is used to guide and constrain the output decoding."
                    },
                    {
                        "id": 45,
                        "string": "Let x = x 1 · · · x |x| denote a natural language expression, and y = y 1 · · · y |y| its meaning representation."
                    },
                    {
                        "id": 46,
                        "string": "We wish to estimate p (y|x), the conditional probability of meaning representation y given input x."
                    },
                    {
                        "id": 47,
                        "string": "We decompose p (y|x) into a twostage generation process: p (y|x) = p (y|x, a) p (a|x) (1) where a = a 1 · · · a |a| is an abstract sketch representing the meaning of y."
                    },
                    {
                        "id": 48,
                        "string": "We defer detailed description of how sketches are extracted to Section 4."
                    },
                    {
                        "id": 49,
                        "string": "Suffice it to say that the extraction amounts to stripping off arguments and variable names in logical forms, schema specific information in SQL queries, and substituting tokens with types in source code (see Table 1 )."
                    },
                    {
                        "id": 50,
                        "string": "As shown in Figure 1 , we first predict sketch a for input x, and then fill in missing details to generate the final meaning representation y by conditioning on both x and a."
                    },
                    {
                        "id": 51,
                        "string": "The sketch is encoded into vectors which in turn guide and constrain the decoding of y."
                    },
                    {
                        "id": 52,
                        "string": "We view the input expression x, the meaning representation y, and its sketch a as sequences."
                    },
                    {
                        "id": 53,
                        "string": "The generation probabilities are factorized as: p (a|x) = |a| t=1 p (a t |a <t , x) (2) p (y|x, a) = |y| t=1 p (y t |y <t , x, a) (3) where a <t = a 1 · · · a t−1 , and y <t = y 1 · · · y t−1 ."
                    },
                    {
                        "id": 54,
                        "string": "In the following, we will explain how p (a|x) and p (y|x, a) are estimated."
                    },
                    {
                        "id": 55,
                        "string": "Sketch Generation An encoder is used to encode the natural language input x into vector representations."
                    },
                    {
                        "id": 56,
                        "string": "Then, a decoder learns to compute p (a|x) and generate the sketch a conditioned on the encoding vectors."
                    },
                    {
                        "id": 57,
                        "string": "Input Encoder Every input word is mapped to a vector via x t = W x o (x t ), where W x ∈ R n×|Vx| is an embedding matrix, |V x | is the vo- cabulary size, and o (x t ) a one-hot vector."
                    },
                    {
                        "id": 58,
                        "string": "We use a bi-directional recurrent neural network with long short-term memory units (LSTM, Hochreiter and Schmidhuber 1997) as the input encoder."
                    },
                    {
                        "id": 59,
                        "string": "The encoder recursively computes the hidden vectors at the t-th time step via: − → e t = f LSTM − → e t−1 , x t , t = 1, · · · , |x| (4) ← − e t = f LSTM ← − e t+1 , x t , t = |x|, · · · , 1 (5) e t = [ − → e t , ← − e t ] (6) where [·, ·] denotes vector concatenation, e t ∈ R n , and f LSTM is the LSTM function."
                    },
                    {
                        "id": 60,
                        "string": "Coarse Meaning Decoder The decoder's hidden vector at the t-th time step is computed by d t = f LSTM (d t−1 , a t−1 ) , where a t−1 ∈ R n is the embedding of the previously predicted token."
                    },
                    {
                        "id": 61,
                        "string": "The hidden states of the first time step in the decoder are initialized by the concatenated encoding vectors d 0 = [ − → e |x| , ← − e 1 ]."
                    },
                    {
                        "id": 62,
                        "string": "Additionally, we use an attention mechanism (Luong et al., 2015) to learn soft alignments."
                    },
                    {
                        "id": 63,
                        "string": "We compute the attention score for the current time step t of the decoder, with the k-th hidden state in the encoder as: s t,k = exp{d t · e k }/Z t (7) where Z t = |x| j=1 exp{d t · e j } is a normalization term."
                    },
                    {
                        "id": 64,
                        "string": "Then we compute p (a t |a <t , x) via: e d t = |x| k=1 s t,k e k (8) d att t = tanh W 1 d t + W 2 e d t (9) p (a t |a <t , x) = softmax at W o d att t + b o (10) where W 1 , W 2 ∈ R n×n , W o ∈ R |Va|×n , and b o ∈ R |Va| are parameters."
                    },
                    {
                        "id": 65,
                        "string": "Generation terminates once an end-of-sequence token \"</s>\" is emitted."
                    },
                    {
                        "id": 66,
                        "string": "Meaning Representation Generation Meaning representations are predicted by conditioning on the input x and the generated sketch a."
                    },
                    {
                        "id": 67,
                        "string": "The model uses the encoder-decoder architecture to compute p (y|x, a), and decorates the sketch a with details to generate the final output."
                    },
                    {
                        "id": 68,
                        "string": "Sketch Encoder As shown in Figure 1 , a bidirectional LSTM encoder maps the sketch sequence a into vectors {v k } |a| k=1 as in Equation (6) , where v k denotes the vector of the k-th time step."
                    },
                    {
                        "id": 69,
                        "string": "Fine Meaning Decoder The final decoder is based on recurrent neural networks with an attention mechanism, and shares the input encoder described in Section 3.1."
                    },
                    {
                        "id": 70,
                        "string": "The decoder's hidden states {h t } |y| t=1 are computed via: i t = v k y t−1 is determined by a k y t−1 otherwise (11) h t = f LSTM (h t−1 , i t ) where h 0 = [ − → e |x| , ← − e 1 ] , and y t−1 is the embedding of the previously predicted token."
                    },
                    {
                        "id": 71,
                        "string": "Apart from using the embeddings of previous tokens, the decoder is also fed with {v k } |a| k=1 ."
                    },
                    {
                        "id": 72,
                        "string": "If y t−1 is determined by a k in the sketch (i.e., there is a one-toone alignment between y t−1 and a k ), we use the corresponding token's vector v k as input to the next time step."
                    },
                    {
                        "id": 73,
                        "string": "The sketch constrains the decoding output."
                    },
                    {
                        "id": 74,
                        "string": "If the output token y t is already in the sketch, we force y t to conform to the sketch."
                    },
                    {
                        "id": 75,
                        "string": "In some cases, sketch tokens will indicate what information is missing (e.g., in Figure 1 , token \"flight@1\" indicates that an argument is missing for the predicate \"flight\")."
                    },
                    {
                        "id": 76,
                        "string": "In other cases, sketch tokens will not reveal the number of missing tokens (e.g., \"STRING\" in DJANGO) but the decoder's output will indicate whether missing details have been generated (e.g., if the decoder emits a closing quote token for \"STRING\")."
                    },
                    {
                        "id": 77,
                        "string": "Moreover, type information in sketches can be used to constrain generation."
                    },
                    {
                        "id": 78,
                        "string": "In Table 1 , sketch token \"NUMBER\" specifies that a numeric token should be emitted."
                    },
                    {
                        "id": 79,
                        "string": "For the missing details, we use the hidden vector h t to compute p (y t |y <t , x, a), analogously to Equations (7)-(10)."
                    },
                    {
                        "id": 80,
                        "string": "Training and Inference The model's training objective is to maximize the log likelihood of the generated meaning representations given natural language expressions: max (x,a,y)∈D log p (y|x, a) + log p (a|x) where D represents training pairs."
                    },
                    {
                        "id": 81,
                        "string": "At test time, the prediction for input x is obtained viaâ = arg max a p (a |x) andŷ = arg max y p (y |x,â), where a and y represent coarse-and fine-grained meaning candidates."
                    },
                    {
                        "id": 82,
                        "string": "Because probabilities p (a|x) and p (y|x, a) are factorized as shown in Equations (2)-(3) , we can obtain best results approximately by using greedy search to generate tokens one by one, rather than iterating over all candidates."
                    },
                    {
                        "id": 83,
                        "string": "Semantic Parsing Tasks In order to show that our framework applies across domains and meaning representations, we developed models for three tasks, namely parsing natural language to logical form, to Python source code, and to SQL query."
                    },
                    {
                        "id": 84,
                        "string": "For each of these tasks we describe the datasets we used, how sketches were extracted, and specify model details over and above the architecture presented in Section 3."
                    },
                    {
                        "id": 85,
                        "string": "Natural Language to Logical Form For our first task we used two benchmark datasets, namely GEO (880 language queries to a database of U.S. geography) and ATIS (5, 410 queries to a flight booking system)."
                    },
                    {
                        "id": 86,
                        "string": "Examples are shown in Table 1 (see the first and second block)."
                    },
                    {
                        "id": 87,
                        "string": "We used standard splits for both datasets: 600 training and 280 test instances for GEO (Zettlemoyer and Collins, 2005) ; 4, 480 training, 480 development, and 450 test examples for ATIS."
                    },
                    {
                        "id": 88,
                        "string": "Meaning representations in these datasets are based on λ-calculus (Kwiatkowski et al., 2011) ."
                    },
                    {
                        "id": 89,
                        "string": "We use brackets to linearize the hierarchical structure."
                    },
                    {
                        "id": 90,
                        "string": "Algorithm 1 Sketch for GEO and ATIS Input: t: Tree-structure λ-calculus expression t.pred: Predicate name, or operator name Output: a: Meaning sketch (count $0 (< (fare $0) 50:do))→(count#1 (< fare@1 ?))"
                    },
                    {
                        "id": 91,
                        "string": "function SKETCH(t) if t is leaf then No nonterminal in arguments return \"%s@%d\" % (t.pred, len(t.args)) if t.pred is λ operator, or quantifier then e.g., count Omit variable information defined by t.pred t.pred ← \"%s#%d\" % (t.pred, len(variable)) for c ← argument in t.args do if c is nonterminal then c ← SKETCH(c) else c ← \"?\""
                    },
                    {
                        "id": 92,
                        "string": "Placeholder for terminal return t The first element between a pair of brackets is an operator or predicate name, and any remaining elements are its arguments."
                    },
                    {
                        "id": 93,
                        "string": "Algorithm 1 shows the pseudocode used to extract sketches from λ-calculus-based meaning representations."
                    },
                    {
                        "id": 94,
                        "string": "We strip off arguments and variable names in logical forms, while keeping predicates, operators, and composition information."
                    },
                    {
                        "id": 95,
                        "string": "We use the symbol \"@\" to denote the number of missing arguments in a predicate."
                    },
                    {
                        "id": 96,
                        "string": "For example, we extract \"from@2\" from the expression \"(from $0 dallas:ci)\" which indicates that the predicate \"from\" has two arguments."
                    },
                    {
                        "id": 97,
                        "string": "We use \"?\""
                    },
                    {
                        "id": 98,
                        "string": "as a placeholder in cases where only partial argument information can be omitted."
                    },
                    {
                        "id": 99,
                        "string": "We also omit variable information defined by the lambda operator and quantifiers (e.g., exists, count, and argmax)."
                    },
                    {
                        "id": 100,
                        "string": "We use the symbol \"#\" to denote the number of omitted tokens."
                    },
                    {
                        "id": 101,
                        "string": "For the example in Figure 1 , \"lambda $0 e\" is reduced to \"lambda#2\"."
                    },
                    {
                        "id": 102,
                        "string": "The meaning representations of these two datasets are highly compositional, which motivates us to utilize the hierarchical structure of λ-calculus."
                    },
                    {
                        "id": 103,
                        "string": "A similar idea is also explored in the tree decoders proposed in Dong and Lapata (2016) and Yin and Neubig (2017) where parent hidden states are fed to the input gate of the LSTM units."
                    },
                    {
                        "id": 104,
                        "string": "On the contrary, parent hidden states serve as input to the softmax classifiers of both fine and coarse meaning decoders."
                    },
                    {
                        "id": 105,
                        "string": "Parent Feeding Taking the meaning sketch \"(and flight@1 from@2)\" as an example, the parent of \"from@2\" is \"(and\"."
                    },
                    {
                        "id": 106,
                        "string": "Let p t denote the parent of the t-th time step in the decoder."
                    },
                    {
                        "id": 107,
                        "string": "Compared with Equation (10) , we use the vector d att t and the hidden state of its parent d pt to compute the prob-ability p (a t |a <t , x) via: p (a t |a <t , x) = softmax at W o [d att t , d pt ] + b o where [·, ·] denotes vector concatenation."
                    },
                    {
                        "id": 108,
                        "string": "The parent feeding is used for both decoding stages."
                    },
                    {
                        "id": 109,
                        "string": "Natural Language to Source Code Our second semantic parsing task used DJANGO (Oda et al., 2015) , a dataset built upon the Python code of the Django library."
                    },
                    {
                        "id": 110,
                        "string": "The dataset contains lines of code paired with natural language expressions (see the third block in Table 1 ) and exhibits a variety of use cases, such as iteration, exception handling, and string manipulation."
                    },
                    {
                        "id": 111,
                        "string": "The original split has 16, 000 training, 1, 000 development, and 1, 805 test instances."
                    },
                    {
                        "id": 112,
                        "string": "We used the built-in lexical scanner of Python 1 to tokenize the code and obtain token types."
                    },
                    {
                        "id": 113,
                        "string": "Sketches were extracted by substituting the original tokens with their token types, except delimiters (e.g., \"[\", and \":\"), operators (e.g., \"+\", and \"*\"), and built-in keywords (e.g., \"True\", and \"while\")."
                    },
                    {
                        "id": 114,
                        "string": "For instance, the expression \"if s[:4].lower() == 'http':\" becomes \"if NAME [ : NUMBER ] ."
                    },
                    {
                        "id": 115,
                        "string": "NAME ( ) == STRING :\", with details about names, values, and strings being omitted."
                    },
                    {
                        "id": 116,
                        "string": "DJANGO is a diverse dataset, spanning various real-world use cases and as a result models are often faced with out-of-vocabulary (OOV) tokens (e.g., variable names, and numbers) that are unseen during training."
                    },
                    {
                        "id": 117,
                        "string": "We handle OOV tokens with a copying mechanism (Gu et al., 2016; Gulcehre et al., 2016; Jia and Liang, 2016) , which allows the fine meaning decoder (Section 3.2) to directly copy tokens from the natural language input."
                    },
                    {
                        "id": 118,
                        "string": "Copying Mechanism Recall that we use a softmax classifier to predict the probability distribution p (y t |y <t , x, a) over the pre-defined vocabulary."
                    },
                    {
                        "id": 119,
                        "string": "We also learn a copying gate g t ∈ [0, 1] to decide whether y t should be copied from the input or generated from the vocabulary."
                    },
                    {
                        "id": 120,
                        "string": "We compute the modified output distribution via: g t = sigmoid(w g · h t + b g ) p (y t |y <t , x, a) = (1 − g t )p (y t |y <t , x, a) + 1 [yt / ∈Vy] g t k:x k =yt s t,k where w g ∈ R n and b g ∈ R are parameters, and the indicator function 1 [yt / ∈Vy] is 1 only if y t is not in the target vocabulary V y ; the attention score s t,k (see Equation (7) ) measures how likely it is to copy y t from the input word x k ."
                    },
                    {
                        "id": 121,
                        "string": "Natural Language to SQL The WIKISQL (Zhong et al., 2017) dataset contains 80, 654 examples of questions and SQL queries distributed across 24, 241 tables from Wikipedia."
                    },
                    {
                        "id": 122,
                        "string": "The goal is to generate the correct SQL query for a natural language question and table schema (i.e., table column names), without using the content values of tables (see the last block in Table 1 for an example)."
                    },
                    {
                        "id": 123,
                        "string": "The dataset is partitioned into a training set (70%), a development set (10%), and a test set (20%)."
                    },
                    {
                        "id": 124,
                        "string": "Each table is present in one split to ensure generalization to unseen tables."
                    },
                    {
                        "id": 125,
                        "string": "WIKISQL queries follow the format \"SELECT agg op agg col WHERE (cond col cond op cond) AND ...\", which is a subset of the SQL syntax."
                    },
                    {
                        "id": 126,
                        "string": "SELECT identifies the column that is to be included in the results after applying the aggregation operator agg op 2 to column agg col. WHERE can have zero or multiple conditions, which means that column cond col must satisfy the constraints expressed by the operator cond op 3 and the condition value cond."
                    },
                    {
                        "id": 127,
                        "string": "Sketches for SQL queries are simply the (sorted) sequences of condition operators cond op in WHERE clauses."
                    },
                    {
                        "id": 128,
                        "string": "For example, in Table 1 , sketch \"WHERE > AND =\" has two condition operators, namely \">\" and \"=\"."
                    },
                    {
                        "id": 129,
                        "string": "The generation of SQL queries differs from our previous semantic parsing tasks, in that the table schema serves as input in addition to natural language."
                    },
                    {
                        "id": 130,
                        "string": "We therefore modify our input encoder in order to render it table-aware, so to speak."
                    },
                    {
                        "id": 131,
                        "string": "Furthermore, due to the formulaic nature of the SQL query, we only use our decoder to generate the WHERE clause (with the help of sketches)."
                    },
                    {
                        "id": 132,
                        "string": "The SELECT clause has a fixed number of slots (i.e., aggregation operator agg op and column agg col), which we straightforwardly predict with softmax classifiers (conditioned on the input)."
                    },
                    {
                        "id": 133,
                        "string": "We briefly explain how these components are modeled below."
                    },
                    {
                        "id": 134,
                        "string": "Figure 2 : Table- aware input encoder (left) and table column encoder (right) used for WIKISQL."
                    },
                    {
                        "id": 135,
                        "string": "as \" c 1,1 · · · c 1,|c 1 | · · · c M,1 · · · c M,|c M | \", where the k-th column (\"c k,1 · · · c k,|c k | \") has |c k | words."
                    },
                    {
                        "id": 136,
                        "string": "As shown in Figure 2 , we use bi-directional LSTMs to encode the whole sequence."
                    },
                    {
                        "id": 137,
                        "string": "Next, for column c k , the LSTM hidden states at positions c k,1 and c k,|c k | are concatenated."
                    },
                    {
                        "id": 138,
                        "string": "Finally, the concatenated vectors are used as the encoding vectors {c k } M k=1 for table columns."
                    },
                    {
                        "id": 139,
                        "string": "As mentioned earlier, the meaning representations of questions are dependent on the tables."
                    },
                    {
                        "id": 140,
                        "string": "As shown in Figure 2 , we encode the input question x into {e t } |x| t=1 using LSTM units."
                    },
                    {
                        "id": 141,
                        "string": "At each time step t, we use an attention mechanism towards table column vectors {c k } M k=1 to obtain the most relevant columns for e t ."
                    },
                    {
                        "id": 142,
                        "string": "The attention score from e t to c k is computed via u t,k ∝ exp{α(e t ) · α(c k )}, where α(·) is a one-layer neural network, and M k=1 u t,k = 1."
                    },
                    {
                        "id": 143,
                        "string": "Then we compute the context vector c e t = M k=1 u t,k c k to summarize the relevant columns for e t ."
                    },
                    {
                        "id": 144,
                        "string": "We feed the concate- ẽ = [ − → e |x| , ← − e 1 ] (12) analogously to Equations (4)-(6)."
                    },
                    {
                        "id": 145,
                        "string": "SELECT Clause We feed the question vectorẽ into a softmax classifier to obtain the aggregation operator agg op."
                    },
                    {
                        "id": 146,
                        "string": "If agg col is the k-th table column, its probability is computed via: σ(x) = w 3 · tanh (W 4 x + b 4 ) (13) p (agg col = k|x) ∝ exp{σ([ẽ, c k ])} (14) where M j=1 p (agg col = j|x) = 1, σ(·) is a scoring network, and W 4 ∈ R 2n×m , w 3 , b 4 ∈ R m are parameters."
                    },
                    {
                        "id": 147,
                        "string": "WHERE Clause We first generate sketches whose details are subsequently decorated by the fine meaning decoder described in Section 3.2."
                    },
                    {
                        "id": 148,
                        "string": "As the number of sketches in the training set is small (35 in total), we model sketch generation as a classification problem."
                    },
                    {
                        "id": 149,
                        "string": "We treat each sketch a as a category, and use a softmax classifier to compute p (a|x): p (a|x) = softmax a (W aẽ + b a ) where W a ∈ R |Va|×n , b a ∈ R |Va| are parameters, andẽ is the table-aware input representation defined in Equation (12) ."
                    },
                    {
                        "id": 150,
                        "string": "Once the sketch is predicted, we know the condition operators and number of conditions in the WHERE clause which follows the format \"WHERE (cond op cond col cond) AND ...\"."
                    },
                    {
                        "id": 151,
                        "string": "As shown in Figure 3 , our generation task now amounts to populating the sketch with condition columns cond col and their values cond."
                    },
                    {
                        "id": 152,
                        "string": "Let {h t } |y| t=1 denote the LSTM hidden states of the fine meaning decoder, and {h att t } |y| t=1 the vectors obtained by the attention mechanism as in Equation (9) ."
                    },
                    {
                        "id": 153,
                        "string": "The condition column cond col yt is selected from the table's headers."
                    },
                    {
                        "id": 154,
                        "string": "For the k-th column in the table, we compute p (cond col yt = k|y <t , x, a) as in Equation (14) , but use different parameters and compute the score via σ([h att t , c k ])."
                    },
                    {
                        "id": 155,
                        "string": "If the k-th table column is selected, we use c k for the input of the next LSTM unit in the decoder."
                    },
                    {
                        "id": 156,
                        "string": "Condition values are typically mentioned in the input questions."
                    },
                    {
                        "id": 157,
                        "string": "These values are often phrases with multiple tokens (e.g., Mikhail Snitko in Table 1)."
                    },
                    {
                        "id": 158,
                        "string": "We therefore propose to select a text span from input x for each condition value cond yt rather than copying tokens one by one."
                    },
                    {
                        "id": 159,
                        "string": "Let x l · · · x r denote the text span from which cond yt is copied."
                    },
                    {
                        "id": 160,
                        "string": "We factorize its probability as: p (cond yt = x l · · · x r |y <t , x, a) = p l L yt |y <t , x, a p r R yt |y <t , x, a, l L yt p l L yt |y <t , x, a ∝ exp{σ([h att t ,ẽ l ])} p r R yt |y <t , x, a, l L yt ∝ exp{σ([h att t ,ẽ l ,ẽ r ])} where l L yt / r R yt represents the first/last copying index of cond yt is l/r, the probabilities are normalized to 1, and σ(·) is the scoring network defined in Equation (13) ."
                    },
                    {
                        "id": 161,
                        "string": "Notice that we use different parameters for the scoring networks σ(·)."
                    },
                    {
                        "id": 162,
                        "string": "The copied span is represented by the concatenated vector [ẽ l ,ẽ r ], which is fed into a one-layer neural network and then used as the input to the next LSTM unit in the decoder."
                    },
                    {
                        "id": 163,
                        "string": "Experiments We present results on the three semantic parsing tasks discussed in Section 4."
                    },
                    {
                        "id": 164,
                        "string": "Our implementation and pretrained models are available at https:// github.com/donglixp/coarse2fine."
                    },
                    {
                        "id": 165,
                        "string": "Experimental Setup Preprocessing For GEO and ATIS, we used the preprocessed versions provided by Dong and Lapata (2016) , where natural language expressions are lowercased and stemmed with NLTK (Bird et al., 2009) , and entity mentions are replaced by numbered markers."
                    },
                    {
                        "id": 166,
                        "string": "We combined predicates and left brackets that indicate hierarchical structures to make meaning representations compact."
                    },
                    {
                        "id": 167,
                        "string": "We employed the preprocessed DJANGO data provided by Yin and Neubig (2017) , where input expressions are tokenized by NLTK, and quoted strings in the input are replaced with place holders."
                    },
                    {
                        "id": 168,
                        "string": "WIK-ISQL was preprocessed by the script provided by Zhong et al."
                    },
                    {
                        "id": 169,
                        "string": "(2017) , where inputs were lowercased and tokenized by Stanford CoreNLP ."
                    },
                    {
                        "id": 170,
                        "string": "Configuration Model hyperparameters were cross-validated on the training set for GEO, and were validated on the development split for the other datasets."
                    },
                    {
                        "id": 171,
                        "string": "Dimensions of hidden vectors and word embeddings were selected from {250, 300} and {150, 200, 250, 300}, respectively."
                    },
                    {
                        "id": 172,
                        "string": "The dropout rate was selected from {0.3, 0.5}."
                    },
                    {
                        "id": 173,
                        "string": "Label smoothing (Szegedy et al., 2016) was employed for GEO and ATIS."
                    },
                    {
                        "id": 174,
                        "string": "The smoothing parameter was set to 0.1."
                    },
                    {
                        "id": 175,
                        "string": "For WIKISQL, the hidden size of σ(·) Method GEO ATIS ZC07 (Zettlemoyer and Collins, 2007) 86.1 84.6 UBL (Kwiatkowksi et al., 2010) 87.9 71.4 FUBL (Kwiatkowski et al., 2011) 88.6 82.8 GUSP++ (Poon, 2013) -83.5 KCAZ13 (Kwiatkowski et al., 2013) 89.0 -DCS+L  87.9 -TISP (Zhao and Huang, 2015) 88.9 84.2 SEQ2SEQ (Dong and Lapata, 2016) 84.6 84.2 SEQ2TREE (Dong and Lapata, 2016) 87.1 84.6 ASN (Rabinovich et al., 2017) 85.7 85.3 ASN+SUPATT (Rabinovich et al., 2017) and α(·) in Equation (13) was set to 64."
                    },
                    {
                        "id": 176,
                        "string": "Word embeddings were initialized by GloVe (Pennington et al., 2014) , and were shared by table encoder and input encoder in Section 4.3."
                    },
                    {
                        "id": 177,
                        "string": "We appended 10-dimensional part-of-speech tag vectors to embeddings of the question words in WIKISQL."
                    },
                    {
                        "id": 178,
                        "string": "The part-of-speech tags were obtained by the spaCy toolkit."
                    },
                    {
                        "id": 179,
                        "string": "We used the RMSProp optimizer (Tieleman and Hinton, 2012) to train the models."
                    },
                    {
                        "id": 180,
                        "string": "The learning rate was selected from {0.002, 0.005}."
                    },
                    {
                        "id": 181,
                        "string": "The batch size was 200 for WIKISQL, and was 64 for other datasets."
                    },
                    {
                        "id": 182,
                        "string": "Early stopping was used to determine the number of epochs."
                    },
                    {
                        "id": 183,
                        "string": "Evaluation We use accuracy as the evaluation metric, i.e., the percentage of the examples that are correctly parsed to their gold standard meaning representations."
                    },
                    {
                        "id": 184,
                        "string": "For WIKISQL, we also execute generated SQL queries on their corresponding tables, and report the execution accuracy which is defined as the proportion of correct answers."
                    },
                    {
                        "id": 185,
                        "string": "Results and Analysis We compare our model (COARSE2FINE) against several previously published systems as well as various baselines."
                    },
                    {
                        "id": 186,
                        "string": "Specifically, we report results with a model which decodes meaning representations in one stage (ONESTAGE) without leveraging sketches."
                    },
                    {
                        "id": 187,
                        "string": "We also report the results of several ablation models, i.e., without a sketch encoder and without a table-aware input encoder."
                    },
                    {
                        "id": 188,
                        "string": "Table 2 presents our results on GEO and ATIS."
                    },
                    {
                        "id": 189,
                        "string": "Overall, we observe that COARSE2FINE outperforms ONESTAGE, which suggests that disentangling high-level from low-level information dur-    and Yin and Neubig (2017) ."
                    },
                    {
                        "id": 190,
                        "string": "ing decoding is beneficial."
                    },
                    {
                        "id": 191,
                        "string": "The results also show that removing the sketch encoder harms performance since the decoder loses access to additional contextual information."
                    },
                    {
                        "id": 192,
                        "string": "Compared with previous neural models that utilize syntax or grammatical information (SEQ2TREE, ASN; the second block in Table 2 ), our method performs competitively despite the use of relatively simple decoders."
                    },
                    {
                        "id": 193,
                        "string": "As an upper bound, we report model accuracy when gold meaning sketches are given to the fine meaning decoder (+oracle sketch)."
                    },
                    {
                        "id": 194,
                        "string": "As can be seen, predicting the sketch correctly boosts performance."
                    },
                    {
                        "id": 195,
                        "string": "The oracle results also indicate the accuracy of the fine meaning decoder."
                    },
                    {
                        "id": 196,
                        "string": "Table 3 reports results on DJANGO where we observe similar tendencies."
                    },
                    {
                        "id": 197,
                        "string": "COARSE2FINE outperforms ONESTAGE by a wide margin."
                    },
                    {
                        "id": 198,
                        "string": "It is also superior to the best reported result in the literature (SNM+COPY; see the second block in the table)."
                    },
                    {
                        "id": 199,
                        "string": "Again we observe that the sketch encoder is beneficial and that there is an 8.9 point difference in accuracy between COARSE2FINE and the oracle."
                    },
                    {
                        "id": 200,
                        "string": "Results on WIKISQL are shown in Table 4 ."
                    },
                    {
                        "id": 201,
                        "string": "Our model is superior to ONESTAGE as well as to previous best performing systems."
                    },
                    {
                        "id": 202,
                        "string": "COARSE2FINE's accuracies on aggregation agg op and agg col are 90.2% and 92.0%, respectively, which is comparable to SQLNET (Xu et al., 2017) ."
                    },
                    {
                        "id": 203,
                        "string": "So the most gain is obtained by the improved decoder of the WHERE clause."
                    },
                    {
                        "id": 204,
                        "string": "We also find that a tableaware input encoder is critical for doing well on this task, since the same question might lead to different SQL queries depending on the table schemas."
                    },
                    {
                        "id": 205,
                        "string": "Consider the question \"how many presidents are graduated from A \"."
                    },
                    {
                        "id": 206,
                        "string": "The SQL query over table \" President College \" is \"SELECT   COUNT(President) WHERE (College = A)\", but the query over table \" College Number of Presidents \" would be \"SELECT Number of Presidents WHERE (College = A)\"."
                    },
                    {
                        "id": 207,
                        "string": "We also examine the predicted sketches themselves in Table 5 ."
                    },
                    {
                        "id": 208,
                        "string": "We compare sketches generated by COARSE2FINE against ONESTAGE."
                    },
                    {
                        "id": 209,
                        "string": "The latter model generates meaning representations without an intermediate sketch generation stage."
                    },
                    {
                        "id": 210,
                        "string": "Nevertheless, we can extract sketches from the output of ONESTAGE following the procedures described in Section 4."
                    },
                    {
                        "id": 211,
                        "string": "Sketches produced by COARSE2FINE are more accurate across the board."
                    },
                    {
                        "id": 212,
                        "string": "This is not surprising because our model is trained explicitly to generate compact meaning sketches."
                    },
                    {
                        "id": 213,
                        "string": "Taken together (Tables 2-4), our results show that better sketches bring accuracy gains on GEO, ATIS, and DJANGO."
                    },
                    {
                        "id": 214,
                        "string": "On WIKISQL, the sketches predicted by COARSE2FINE are marginally better compared with ONESTAGE."
                    },
                    {
                        "id": 215,
                        "string": "Performance improvements on this task are mainly due to the fine meaning decoder."
                    },
                    {
                        "id": 216,
                        "string": "We conjecture that by decomposing decoding into two stages, COARSE2FINE can better match table columns and extract condition values without interference from the prediction of condition operators."
                    },
                    {
                        "id": 217,
                        "string": "Moreover, the sketch provides a canonical order of condition operators, which is beneficial for the decoding process (Vinyals et al., 2016; Xu et al., 2017) ."
                    },
                    {
                        "id": 218,
                        "string": "Conclusions In this paper we presented a coarse-to-fine decoding framework for neural semantic parsing."
                    },
                    {
                        "id": 219,
                        "string": "We first generate meaning sketches which abstract away from low-level information such as arguments and variable names and then predict missing details in order to obtain full meaning representations."
                    },
                    {
                        "id": 220,
                        "string": "The proposed framework can be easily adapted to different domains and meaning representations."
                    },
                    {
                        "id": 221,
                        "string": "Experimental results show that coarseto-fine decoding improves performance across tasks."
                    },
                    {
                        "id": 222,
                        "string": "In the future, we would like to apply the framework in a weakly supervised setting, i.e., to learn semantic parsers from question-answer pairs and to explore alternative ways of defining meaning sketches."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 18
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 19,
                        "end": 40
                    },
                    {
                        "section": "Problem Formulation",
                        "n": "3",
                        "start": 41,
                        "end": 54
                    },
                    {
                        "section": "Sketch Generation",
                        "n": "3.1",
                        "start": 55,
                        "end": 65
                    },
                    {
                        "section": "Meaning Representation Generation",
                        "n": "3.2",
                        "start": 66,
                        "end": 79
                    },
                    {
                        "section": "Training and Inference",
                        "n": "3.3",
                        "start": 80,
                        "end": 82
                    },
                    {
                        "section": "Semantic Parsing Tasks",
                        "n": "4",
                        "start": 83,
                        "end": 84
                    },
                    {
                        "section": "Natural Language to Logical Form",
                        "n": "4.1",
                        "start": 85,
                        "end": 108
                    },
                    {
                        "section": "Natural Language to Source Code",
                        "n": "4.2",
                        "start": 109,
                        "end": 120
                    },
                    {
                        "section": "Natural Language to SQL",
                        "n": "4.3",
                        "start": 121,
                        "end": 161
                    },
                    {
                        "section": "Experiments",
                        "n": "5",
                        "start": 162,
                        "end": 164
                    },
                    {
                        "section": "Experimental Setup",
                        "n": "5.1",
                        "start": 165,
                        "end": 184
                    },
                    {
                        "section": "Results and Analysis",
                        "n": "5.2",
                        "start": 185,
                        "end": 217
                    },
                    {
                        "section": "Conclusions",
                        "n": "6",
                        "start": 218,
                        "end": 222
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1312-Figure2-1.png",
                        "caption": "Figure 2: Table-aware input encoder (left) and table column encoder (right) used for WIKISQL.",
                        "page": 5,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 49.92,
                            "y2": 159.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Table1-1.png",
                        "caption": "Table 1: Examples of natural language expressions x, their meaning representations y, and meaning sketches a. The average number of tokens is shown in the second column.",
                        "page": 1,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 525.12,
                            "y1": 67.67999999999999,
                            "y2": 231.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Figure3-1.png",
                        "caption": "Figure 3: Fine meaning decoder of the WHERE clause used for WIKISQL.",
                        "page": 6,
                        "bbox": {
                            "x1": 75.36,
                            "x2": 284.64,
                            "y1": 62.879999999999995,
                            "y2": 185.28
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Figure1-1.png",
                        "caption": "Figure 1: We first generate the meaning sketch a for natural language input x. Then, a fine meaning decoder fills in the missing details (shown in red) of meaning representation y. The coarse structure a is used to guide and constrain the output decoding.",
                        "page": 2,
                        "bbox": {
                            "x1": 71.52,
                            "x2": 525.6,
                            "y1": 62.879999999999995,
                            "y2": 222.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Table2-1.png",
                        "caption": "Table 2: Accuracies on GEO and ATIS.",
                        "page": 7,
                        "bbox": {
                            "x1": 70.56,
                            "x2": 293.28,
                            "y1": 62.879999999999995,
                            "y2": 245.28
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Table3-1.png",
                        "caption": "Table 3: DJANGO results. Accuracies in the first and second block are taken from Ling et al. (2016) and Yin and Neubig (2017).",
                        "page": 7,
                        "bbox": {
                            "x1": 316.8,
                            "x2": 514.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 206.4
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Table4-1.png",
                        "caption": "Table 4: Evaluation results on WIKISQL. Accuracies in the first block are taken from Zhong et al. (2017) and Xu et al. (2017).",
                        "page": 8,
                        "bbox": {
                            "x1": 70.56,
                            "x2": 296.15999999999997,
                            "y1": 62.879999999999995,
                            "y2": 190.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1312-Table5-1.png",
                        "caption": "Table 5: Sketch accuracy. For ONESTAGE, sketches are extracted from the meaning representations it generates.",
                        "page": 8,
                        "bbox": {
                            "x1": 70.56,
                            "x2": 300.0,
                            "y1": 255.84,
                            "y2": 298.08
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-49"
        },
        {
            "slides": {
                "0": {
                    "title": "Generative Models for Conversations",
                    "text": [
                        "Context encoder: RNN hierarchical RNN",
                        "Objective: log probability of GT response given context.",
                        "Can generate novel responses for novel contexts!!"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Retrieval Models for Conversations",
                    "text": [
                        "Retrieve a response from a nearest neighbor index constructed from the training data.",
                        "Can be used for closed domain problems.",
                        "Answers are grounded in the domain.",
                        "Easy to prune answers according to requirements.",
                        "Can not generate novel responses.",
                        "Can we use generative models to fix this?"
                    ],
                    "page_nums": [
                        2
                    ],
                    "images": []
                },
                "2": {
                    "title": "Exemplar Encoder Decoder",
                    "text": [
                        "Build an index from all context-response pairs offline.",
                        "For each context c:",
                        "Retrieve a set of exemplar contexts and corresponding responses.",
                        "Input Context Index Exemplar conversations",
                        "Match the exemplar contexts with c and get the similarities.",
                        "Use these similarities to weigh the exemplar responses."
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Matching Exemplar Contexts",
                    "text": [
                        "Customer: hi . today i have received the wst non- compliance.",
                        "Agent: i see that you have an issue with wst non complaints.",
                        "Customer: its regarding the tem",
                        "Customer : i am getting wst non-complaint for tem install",
                        "Agent: okay . . let me create a ticket to l2 support team Customer : ok .",
                        "Customer : regarding wst non-compliant report . i am unable to install tivoli endpoint manager ( tem",
                        "Agent: what is error report you get ? Customer : this one.",
                        "Customer : i received an email action required : it security noncompliance reported by wst. Agent: is this showing as wst non complaint ? Customer : yes ... seems . may i show you the mail that i received ?",
                        "The normalized similarities are used to weigh the exemplar responses."
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Analyzing the Objective",
                    "text": [
                        "Think of exemplar contexts and responses as latent variables"
                    ],
                    "page_nums": [
                        6
                    ],
                    "images": []
                },
                "5": {
                    "title": "Evaluation",
                    "text": [
                        "TF-IDF for retrieving exemplar conversations",
                        "IBM Tech Support Dataset",
                        "Activity and Entity metrics"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "6": {
                    "title": "Activity and Entity metrics",
                    "text": [
                        "These metrics compare the precision, recall and F1 score of specific nouns and ve present in the generated response as compared to the groundtruth response.",
                        "For comparison, the retrieval only model has an activity F1 score of and entity F1 score of respectively."
                    ],
                    "page_nums": [
                        8
                    ],
                    "images": [
                        "figure/image/1325-Table4-1.png"
                    ]
                },
                "7": {
                    "title": "Embedding metrics",
                    "text": [
                        "These metrics compare the word embeddings of the generated response with the words of the groundtruth response.",
                        "These metrics do not correlate with human judgements for Ubuntu",
                        "1How NOT To Evaluate Your Dialogue System: An Empirical Study of Unsupervised Evaluation Metrics for Dialogue Response Generation"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": [
                        "figure/image/1325-Table5-1.png"
                    ]
                },
                "9": {
                    "title": "Discussion",
                    "text": [
                        "A generative model that utilizes similar conversations for response generation.",
                        "Can generate novel responses while ensuring that the responses are grounded in the domain.",
                        "Incorporating retrieved conversations during generation improves performance as evident from several metrics.",
                        "The proposed idea is general and can be used for image captioning and neural machine translation."
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                }
            },
            "paper_title": "Exemplar Encoder-Decoder for Neural Conversation Generation",
            "paper_id": "1325",
            "paper": {
                "title": "Exemplar Encoder-Decoder for Neural Conversation Generation",
                "abstract": "In this paper we present the Exemplar Encoder-Decoder network (EED), a novel conversation model that learns to utilize similar examples from training data to generate responses. Similar conversation examples (context-response pairs) from training data are retrieved using a traditional TF-IDF based retrieval model. The retrieved responses are used to create exemplar vectors that are used by the decoder to generate the response. The contribution of each retrieved response is weighed by the similarity of corresponding context with the input context. We present detailed experiments on two large data sets and find that our method outperforms state of the art sequence to sequence generative models on several recently proposed evaluation metrics. We also observe that the responses generated by the proposed EED model are more informative and diverse compared to existing state-of-the-art method.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction With the availability of large datasets and the recent progress made by neural methods, variants of sequence to sequence learning (seq2seq) (Sutskever et al., 2014) architectures have been successfully applied for building conversational systems (Serban et al., , 2017b ."
                    },
                    {
                        "id": 1,
                        "string": "However, despite these methods being the stateof-the art frameworks for conversation generation, they suffer from problems such as lack of diversity in responses and generation of short, repetitive and uninteresting responses (Liu et al., 2016; Serban et al., , 2017b ."
                    },
                    {
                        "id": 2,
                        "string": "A large body of recent literature has focused on overcoming such challenges (Li et al., 2016a; Lowe et al., 2017) ."
                    },
                    {
                        "id": 3,
                        "string": "In part, such problems arise as all information required to generate responses needs to be captured as part of the model parameters learnt from the training data."
                    },
                    {
                        "id": 4,
                        "string": "These model parameters alone may not be sufficient for generating natural conversations."
                    },
                    {
                        "id": 5,
                        "string": "Therefore, despite providing enormous amount of data, neural generative systems have been found to be ineffective for use in real world applications (Liu et al., 2016) ."
                    },
                    {
                        "id": 6,
                        "string": "In this paper, we focus our attention on closed domain conversations."
                    },
                    {
                        "id": 7,
                        "string": "A characteristic feature of such conversations is that over a period of time, some conversation contexts 1 are likely to have occurred previously (Lu et al., 2017b) ."
                    },
                    {
                        "id": 8,
                        "string": "For instance, Table 1 shows some contexts from the Ubuntu dialog corpus."
                    },
                    {
                        "id": 9,
                        "string": "Each row presents an input dialog context with its corresponding gold response followed by a similar context and response seen in training data -as can be seen, contexts for \"installing dms\", \"sharing files\", \"blocking ufw ports\" have all occurred in training data."
                    },
                    {
                        "id": 10,
                        "string": "We hypothesize that being able to refer to training responses for previously seen similar contexts could be a helpful signal to use while generating responses."
                    },
                    {
                        "id": 11,
                        "string": "In order to exploit this aspect of closed domain conversations we build our neural encoderdecoder architecture called the Exemplar Encoder Decoder (EED), that learns to generate a response for a given context by exploiting similar contexts from training conversations."
                    },
                    {
                        "id": 12,
                        "string": "Thus, instead of having the seq2seq model learn patterns of language only from aligned parallel corpora, we assist the model by providing it closely related (similar) samples from the training data that it can refer to while generating text."
                    },
                    {
                        "id": 13,
                        "string": "Specifically, given a context c, we retrieve a set  of context-response pairs (c (k) , r (k) ), 1 ≤ k ≤ K using an inverted index of training data."
                    },
                    {
                        "id": 14,
                        "string": "We create an exemplar vector e (k) by encoding the response r (k) (also referred to as exemplar response) along with an encoded representation of the current context c. We then learn the importance of each exemplar vector e (k) based on the likelihood of it being able to generate the ground truth response."
                    },
                    {
                        "id": 15,
                        "string": "We believe that e (k) may contain information that is helpful in generating the response."
                    },
                    {
                        "id": 16,
                        "string": "Table 1 highlights the words in exemplar responses that appear in the ground truth response as well."
                    },
                    {
                        "id": 17,
                        "string": "Contributions: We present a novel Exemplar Encoder-Decoder (EED) architecture that makes use of similar conversations, fetched from an index of training data."
                    },
                    {
                        "id": 18,
                        "string": "The retrieved contextresponse pairs are used to create exemplar vectors which are used by the decoder in the EED model, to learn the importance of training context-response pairs, while generating responses."
                    },
                    {
                        "id": 19,
                        "string": "We present detailed experiments on the publicly benchmarked Ubuntu dialog corpus data set (Lowe et al., 2015) as well a large collection of more than 127,000 technical support conversations."
                    },
                    {
                        "id": 20,
                        "string": "We compare the performance of the EED model with the existing state of the art generative models such as HRED  and VHRED (Serban et al., 2017b) ."
                    },
                    {
                        "id": 21,
                        "string": "We find that our model out-performs these models on a wide variety of metrics such as the recently proposed Activity Entity metrics (Serban et al., 2017a) as well as Embedding-based metrics (Lowe et al., 2015) ."
                    },
                    {
                        "id": 22,
                        "string": "In addition, we present qualitative insights into our results and we find that exemplar based responses are more informative and diverse."
                    },
                    {
                        "id": 23,
                        "string": "The rest of the paper is organized as follows."
                    },
                    {
                        "id": 24,
                        "string": "Section 2 briefly describes the recent works in neural dialogue generation The details of the proposed EED model for dialogue generation are described in detail in Section 3."
                    },
                    {
                        "id": 25,
                        "string": "In Section 4, we describe the datasets as well as the details of the models used during training."
                    },
                    {
                        "id": 26,
                        "string": "We present quantitative and qualitative results of EED model in Section 5."
                    },
                    {
                        "id": 27,
                        "string": "Related Work In this section, we compare our work against other data-driven end-to-end conversation models."
                    },
                    {
                        "id": 28,
                        "string": "Endto-end conversation models can be further classified into two broad categories -generation based models and retrieval based models."
                    },
                    {
                        "id": 29,
                        "string": "Generation based models cast the problem of dialogue generation as a sequence to sequence learning problem."
                    },
                    {
                        "id": 30,
                        "string": "Initial works treat the entire context as a single long sentence and learn an encoder-decoder framework to generate response word by word (Shang et al., 2015; Vinyals and Le, 2015) ."
                    },
                    {
                        "id": 31,
                        "string": "This was followed by work that models context better by breaking it into conversation history and last utterance (Sordoni et al., 2015b) ."
                    },
                    {
                        "id": 32,
                        "string": "Context was further modeled effectively by using a hierarchical encoder decoder (HRED) model which first learns a vector representation of each utterance and then combines these representations to learn vector representation of context ."
                    },
                    {
                        "id": 33,
                        "string": "Later, an alternative hierarchical model called VHRED (Serban et al., 2017b) was proposed, where generated responses were conditioned on latent variables."
                    },
                    {
                        "id": 34,
                        "string": "This leads to more in-formative responses and adds diversity to response generation."
                    },
                    {
                        "id": 35,
                        "string": "Models that explicitly incorporate diversity in response generation have also been studied in literature (Li et al., 2016b; Vijayakumar et al., 2016; Cao and Clark, 2017; ."
                    },
                    {
                        "id": 36,
                        "string": "Our work differs from the above as none of these above approaches utilize similar conversation contexts observed in the training data explicitly."
                    },
                    {
                        "id": 37,
                        "string": "Retrieval based models on the other hand treat the conversation context as a query and obtain a set of responses using information retrieval (IR) techniques from the conversation logs (Ji et al., 2014) ."
                    },
                    {
                        "id": 38,
                        "string": "There has been further work where the responses are further ranked using a deep learning based model (Yan et al., 2016a,b; Qiu et al., 2017) ."
                    },
                    {
                        "id": 39,
                        "string": "On the other hand of the spectrum, endto-end deep learning based rankers have also been employed to generate responses (Wu et al., 2017; Henderson et al., 2017) ."
                    },
                    {
                        "id": 40,
                        "string": "Recently a framework has also been proposed that uses a discriminative dialog network that ranks the candidate responses received from a response generator network and trains both the networks in an end to end manner (Lu et al., 2017a) ."
                    },
                    {
                        "id": 41,
                        "string": "In contrast to the above models, we use the input contexts as well as the retrieved responses for generating the final responses."
                    },
                    {
                        "id": 42,
                        "string": "Contemporaneous to our work, a generative model for machine translation that employs retrieved translation pairs has also been proposed (Gu et al., 2017) ."
                    },
                    {
                        "id": 43,
                        "string": "We note that while the underlying premise of both the papers remains the same, the difference lies in the mechanism of incorporating the retrieved data."
                    },
                    {
                        "id": 44,
                        "string": "Exemplar Encoder Decoder Overview A conversation consists of a sequence of utterances."
                    },
                    {
                        "id": 45,
                        "string": "At a given point in the conversation, the utterances expressed prior to it are jointly referred to as the context."
                    },
                    {
                        "id": 46,
                        "string": "The utterance that immediately follows the context is referred to as the response."
                    },
                    {
                        "id": 47,
                        "string": "As discussed in Section 1, given a conversational context, we wish to to generate a response by utilizing similar context-response pairs from the training data."
                    },
                    {
                        "id": 48,
                        "string": "We retrieve a set of K exemplar contextresponse pairs from an inverted index created using the training data in an off-line manner."
                    },
                    {
                        "id": 49,
                        "string": "The input and the retrieved context-response pairs are then fed to the Exemplar Encoder Decoder (EED) network."
                    },
                    {
                        "id": 50,
                        "string": "A schematic illustration of the EED network is presented in Figure 1 ."
                    },
                    {
                        "id": 51,
                        "string": "The EED encoder combines the input context and the retrieved responses to create a set of exemplar vectors."
                    },
                    {
                        "id": 52,
                        "string": "The EED decoder then uses the exemplar vectors based on the similarity between the input context and retrieved contexts to generate a response."
                    },
                    {
                        "id": 53,
                        "string": "We now provide details of each of these modules."
                    },
                    {
                        "id": 54,
                        "string": "Retrieval of Similar Context-Response Pairs Given a large collection of conversations as (context, response) pairs, we index each response and its corresponding context in tf − idf vector space."
                    },
                    {
                        "id": 55,
                        "string": "We further extract the last turn of a conversation and index it as an additional attribute of the context-response document pairs so as to allow directed queries based on it."
                    },
                    {
                        "id": 56,
                        "string": "Given an input context c, we construct a query that weighs the last utterance in the context twice as much as the rest of the context and use it to retrieve the top-k similar context-response pairs from the index based on a BM25 (Robertson et al., 2009 ) retrieval model."
                    },
                    {
                        "id": 57,
                        "string": "These retrieved pairs form our exemplar context-response pairs (c (k) , r (k) ), 1 ≤ k ≤ K. Exemplar Encoder Network Given the exemplar pairs (c (k) , r (k) ), 1 ≤ k ≤ K and an input context-response pair (c, r), we feed the input context c and the exemplar contexts c (1) , ."
                    },
                    {
                        "id": 58,
                        "string": "."
                    },
                    {
                        "id": 59,
                        "string": "."
                    },
                    {
                        "id": 60,
                        "string": ", c (K) through an encoder to generate the embeddings as given below: c e = Encode c (c) c (k) e = Encode c (c (k) ), 1 ≤ k ≤ K Note that we do not constrain our choice of encoder and that any parametrized differentiable architecture can be used as the encoder to generate the above embeddings."
                    },
                    {
                        "id": 61,
                        "string": "Similarly, we feed the exemplar responses r (1) , ."
                    },
                    {
                        "id": 62,
                        "string": "."
                    },
                    {
                        "id": 63,
                        "string": "."
                    },
                    {
                        "id": 64,
                        "string": ", r (K) through a response encoder to generate response embeddings r (1) e , ."
                    },
                    {
                        "id": 65,
                        "string": "."
                    },
                    {
                        "id": 66,
                        "string": "."
                    },
                    {
                        "id": 67,
                        "string": ", r (K) e , that is, r (k) e = Encode r (r (k) ), 1 ≤ k ≤ K (1) Next, we concatenate the exemplar response encoding r (c (k) , r (k) ), 1 ≤ k ≤ K. formation about similar responses along with the encoded input context representation."
                    },
                    {
                        "id": 68,
                        "string": "e (k) = [c e ; r (k) e ], 1 ≤ k ≤ K (2) The exemplar vectors e (k) , 1 ≤ k ≤ K are further used by the decoder for generating the ground truth response as described in the next section."
                    },
                    {
                        "id": 69,
                        "string": "Exemplar Decoder Network Recall that we want the exemplar responses to help generate the responses based on how similar the corresponding contexts are with the input context."
                    },
                    {
                        "id": 70,
                        "string": "More similar an exemplar context is to the input context, higher should be its effect in generating the response."
                    },
                    {
                        "id": 71,
                        "string": "To this end, we compute the similarity scores s (k) , 1 ≤ k ≤ K using the encodings computed in Section 3.3 as shown below."
                    },
                    {
                        "id": 72,
                        "string": "s (k) = exp(c T e c (k) e ) K l=1 exp(c T e c (l) e ) (3) Next, each exemplar vector e (k) computed in Section 3.3, is fed to a decoder, where the decoder is responsible for predicting the ground truth response from the exemplar vector."
                    },
                    {
                        "id": 73,
                        "string": "Let p dec (r|e (k) ) be the distribution of generating the ground truth response given the exemplar embedding."
                    },
                    {
                        "id": 74,
                        "string": "The objective function to be maximized, is expressed as a function of the scores s (k) , the decoding distribution p dec and the exemplar vectors e (k) as shown below: ll = K k=1 s (k) log p dec (r|e (k) ) (4) Note that we weigh the contribution of each exemplar vector to the final objective based on how similar the corresponding context is to the input context."
                    },
                    {
                        "id": 75,
                        "string": "Moreover, the similarities are differentiable function of the input and hence, trainable by back propagation."
                    },
                    {
                        "id": 76,
                        "string": "The model should learn to assign higher similarities to the exemplar contexts, whose responses are helpful for generating the correct response."
                    },
                    {
                        "id": 77,
                        "string": "The model description uses encoder and decoder networks that can be implemented using any differentiable parametrized architecture."
                    },
                    {
                        "id": 78,
                        "string": "We discuss our choices for the encoders and decoder in the next section."
                    },
                    {
                        "id": 79,
                        "string": "The Encoders and Decoder In this section, we discuss the various encoders and the decoder used by our model."
                    },
                    {
                        "id": 80,
                        "string": "The conversation context consists of an ordered sequence of utterances and each utterance can be further viewed as a sequence of words."
                    },
                    {
                        "id": 81,
                        "string": "Thus, context can be viewed as having multiple levels of hierarchies-at the word level and then at the utterance (sentence) level."
                    },
                    {
                        "id": 82,
                        "string": "We use a hierarchical recurrent encoder-popularly employed as part of the HRED framework for generating responses and query suggestions (Sordoni et al., 2015a; Serban et al., , 2017b ."
                    },
                    {
                        "id": 83,
                        "string": "The word-level encoder encodes the vector representations of words of an utterance to an utterance vector."
                    },
                    {
                        "id": 84,
                        "string": "Finally, the utterance-level encoder encodes the utterance vectors to a context vector."
                    },
                    {
                        "id": 85,
                        "string": "Let (u 1 , ."
                    },
                    {
                        "id": 86,
                        "string": "."
                    },
                    {
                        "id": 87,
                        "string": "."
                    },
                    {
                        "id": 88,
                        "string": ", u N ) be the utterances present in the context."
                    },
                    {
                        "id": 89,
                        "string": "Furthermore, let (w n1 , ."
                    },
                    {
                        "id": 90,
                        "string": "."
                    },
                    {
                        "id": 91,
                        "string": "."
                    },
                    {
                        "id": 92,
                        "string": ", w nMn ) be the words present in the n th utterance for 1 ≤ n ≤ N ."
                    },
                    {
                        "id": 93,
                        "string": "For each word in the utterance, we retrieve its corresponding embedding from an embedding matrix."
                    },
                    {
                        "id": 94,
                        "string": "The word embedding for w nm will be denoted as w enm ."
                    },
                    {
                        "id": 95,
                        "string": "The encoding of the n th utterance can be computed iteratively as follows: h nm = f 1 (h nm−1 , w enm ), 1 ≤ m ≤ M n (5) We use an LSTM (Hochreiter and Schmidhuber, 1997) to model the above equation."
                    },
                    {
                        "id": 96,
                        "string": "The last hidden state h nMn is referred to as the utterance encoding and will be denoted as h n ."
                    },
                    {
                        "id": 97,
                        "string": "The utterance-level encoder takes the utterance encodings h 1 , ."
                    },
                    {
                        "id": 98,
                        "string": "."
                    },
                    {
                        "id": 99,
                        "string": "."
                    },
                    {
                        "id": 100,
                        "string": ", h N as input and generates the encoding for the context as follows: c en = f 2 (c en−1 , h n ), 1 ≤ n ≤ N (6) Again, we use an LSTM to model the above equation."
                    },
                    {
                        "id": 101,
                        "string": "The last hidden state c eN is referred to as the context embedding and is denoted as c e ."
                    },
                    {
                        "id": 102,
                        "string": "A single level LSTM is used for embedding the response."
                    },
                    {
                        "id": 103,
                        "string": "In particular, let (w 1 , ."
                    },
                    {
                        "id": 104,
                        "string": "."
                    },
                    {
                        "id": 105,
                        "string": "."
                    },
                    {
                        "id": 106,
                        "string": ", w M ) be the sequence of words present in the response."
                    },
                    {
                        "id": 107,
                        "string": "For each word w, we retrieve the corresponding word embedding w e from a word embedding matrix."
                    },
                    {
                        "id": 108,
                        "string": "The response embedding is computed from the word embeddings iteratively as follows: r em = g(r em−1 , w em ), 1 ≤ m ≤ M (7) Again, we use an LSTM to model the above equation."
                    },
                    {
                        "id": 109,
                        "string": "The last hidden state r em is referred to as the response embedding and is denoted as r e ."
                    },
                    {
                        "id": 110,
                        "string": "(Lowe et al., 2015) , where |V | represents the size of vocabulary."
                    },
                    {
                        "id": 111,
                        "string": "Tech Support Dataset We also conduct our experiments on a large technical support dataset with more than 127K conversations."
                    },
                    {
                        "id": 112,
                        "string": "We will refer to this dataset as Tech Support dataset in the rest of the paper."
                    },
                    {
                        "id": 113,
                        "string": "Tech Support dataset contains conversations pertaining to an employee seeking assistance from an agent (technical support) -to resolve problems such as password reset, software installation/licensing, and wireless access."
                    },
                    {
                        "id": 114,
                        "string": "In contrast to Ubuntu dataset, this dataset has clearly two distinct users -employee and agent."
                    },
                    {
                        "id": 115,
                        "string": "In our experiments we model the agent responses only."
                    },
                    {
                        "id": 116,
                        "string": "For each conversation in the tech support data, we sample context and response pairs to create a dataset similar to the Ubuntu dataset format."
                    },
                    {
                        "id": 117,
                        "string": "Note that multiple context-response pairs can be generated from a single conversation."
                    },
                    {
                        "id": 118,
                        "string": "For each conversation, we sample 25% of the possible contextresponse pairs."
                    },
                    {
                        "id": 119,
                        "string": "We create validation pairs by selecting 5000 conversations randomly and sampling context response pairs)."
                    },
                    {
                        "id": 120,
                        "string": "Similarly, we create test pairs from a different subset of 5000 conversations."
                    },
                    {
                        "id": 121,
                        "string": "The remaining conversations are used to create training context-response pairs."
                    },
                    {
                        "id": 122,
                        "string": "Model and Training Details The EED and HRED models were implemented using the PyTorch framework (Paszke et al., 2017) ."
                    },
                    {
                        "id": 123,
                        "string": "We initialize the word embedding matrix as well as the weights of context and response encoders from the standard normal distribution with mean 0 and variance 0.01."
                    },
                    {
                        "id": 124,
                        "string": "The biases of the encoders and decoder are initialized with 0."
                    },
                    {
                        "id": 125,
                        "string": "The word embedding matrix is shared by the context and response encoders."
                    },
                    {
                        "id": 126,
                        "string": "For Ubuntu dataset, we use a word embedding size of 600, whereas the size of the hidden layers of the LSTMs in context and response encoders and the decoder is fixed at 1200."
                    },
                    {
                        "id": 127,
                        "string": "For Tech support dataset, we use a word embedding size of 128."
                    },
                    {
                        "id": 128,
                        "string": "Furthermore, the size of the hidden layers of the multiple LSTMs in context and response encoders and the decoder is fixed at 256."
                    },
                    {
                        "id": 129,
                        "string": "A smaller embedding size was chosen for the Tech Support dataset since we observed much less diversity in the responses of the Tech Support dataset as compared to Ubuntu dataset."
                    },
                    {
                        "id": 130,
                        "string": "Two different encoders are used for encoding the input context (not shown in Figure 1 for simplicity)."
                    },
                    {
                        "id": 131,
                        "string": "The output of the first context encoder is concatenated with the exemplar response vectors to generate exemplar vectors as detailed in Section 3.3."
                    },
                    {
                        "id": 132,
                        "string": "The output of the second context encoder is used to compute the scoring function as detailed in Section 3.4."
                    },
                    {
                        "id": 133,
                        "string": "For each input context, we retrieve 5 similar context-response pairs for Ubuntu dataset and 3 context-response pairs for Tech support dataset using the tf-idf mechanism discussed in Section 3.2."
                    },
                    {
                        "id": 134,
                        "string": "We use the Adam optimizer (Kingma and Ba, 2014) with a learning rate of 1e − 4 for training the model."
                    },
                    {
                        "id": 135,
                        "string": "A batch size of 20 samples was used during training."
                    },
                    {
                        "id": 136,
                        "string": "In order to prevent overfitting, we use early stopping with log-likelihood on validation set as the stopping criteria."
                    },
                    {
                        "id": 137,
                        "string": "In order to generate the samples using the proposed EED model, we identify the exemplar context that is most similar to the input context based on the learnt scoring function discussed in Section 3.4."
                    },
                    {
                        "id": 138,
                        "string": "The corresponding exemplar vector is fed to the decoder to generate the response."
                    },
                    {
                        "id": 139,
                        "string": "The samples are generated using a beam search with width 5."
                    },
                    {
                        "id": 140,
                        "string": "The average per-word log-likelihood is used to score the beams."
                    },
                    {
                        "id": 141,
                        "string": "Results & Evaluation Quantitative Evaluation Activity and Entity Metrics A traditional and popular metric used for comparing a generated sentence with a ground truth sentence is BLEU (Papineni et al., 2002) and is frequently used to evaluate machine translation."
                    },
                    {
                        "id": 142,
                        "string": "The metric has also been applied to compute scores for predicted responses in conversations, but it has been found to be less indicative of actual performance (Liu et al., 2016; Sordoni et al., 2015a; Serban et al., 2017a) , as it is extremely sensitive to the exact words in the ground truth response, and gives equal importance to stop words/phrases and informative words."
                    },
                    {
                        "id": 143,
                        "string": "Serban et al."
                    },
                    {
                        "id": 144,
                        "string": "(2017a) recently proposed a new set of metrics for evaluating dialogue responses for the Ubuntu corpus."
                    },
                    {
                        "id": 145,
                        "string": "It is important to highlight that these metrics have been specifically designed for the Ubuntu corpus and evaluate a generated response with the ground truth response by comparing the coarse level representation of an utterance (such as entities, activities, Ubuntu OS commands)."
                    },
                    {
                        "id": 146,
                        "string": "Here is a brief description of each metric: • Activity: Activity metric compares the activities present in a predicted response with the ground truth response."
                    },
                    {
                        "id": 147,
                        "string": "Activity can be thought of as a verb."
                    },
                    {
                        "id": 148,
                        "string": "Thus, all the verbs in a response are mapped to a set of manually identified list of 192 verbs."
                    },
                    {
                        "id": 149,
                        "string": "• Entity: This compares the technical entities that overlap with the ground truth response."
                    },
                    {
                        "id": 150,
                        "string": "A total of 3115 technical entities is identified using public resources such as Debian package manager APT."
                    },
                    {
                        "id": 151,
                        "string": "• Tense: This measure compares the time tense of ground truth with predicted response."
                    },
                    {
                        "id": 152,
                        "string": "• Cmd: This metric computes accuracy by comparing commands identified in ground truth utterance with a predicted response."
                    },
                    {
                        "id": 153,
                        "string": "Table 4 compares our model with other recent generative models (Serban et al., 2017a ) -LSTM (Shang et al., 2015) , HRED  & VHRED (Serban et al., 2017b) .We do not compare our model with Multi-Resolution RNN (MRNN) (Serban et al., 2017a) , as MRNN explicitly utilizes the activities and entities during the generation process."
                    },
                    {
                        "id": 154,
                        "string": "In contrast, the proposed EED model and the other models used for comparison are agnostic to the activity and entity information."
                    },
                    {
                        "id": 155,
                        "string": "We use the standard script 3 to compute the metrics."
                    },
                    {
                        "id": 156,
                        "string": "The EED model scores better than generative models on almost all of the metrics, indicating that we generate more informative responses than other state-of-the-art generative based approaches for Ubuntu corpus."
                    },
                    {
                        "id": 157,
                        "string": "The results show that responses associated with similar contexts may contain the activities and entities present in the ground truth response, and thus help in response generation."
                    },
                    {
                        "id": 158,
                        "string": "This is discussed further in Section 5.2."
                    },
                    {
                        "id": 159,
                        "string": "Additionally, we compared our proposed EED with a retrieval only baseline."
                    },
                    {
                        "id": 160,
                        "string": "The retrieval baseline achieves an activity F1 score of 4.23 and entity F1 score of 2.72 compared to 4.87 and 2.99 respectively achieved by our method on the Ubuntu corpus."
                    },
                    {
                        "id": 161,
                        "string": "The Tech Support dataset is not evaluated using the above metrics, since activity and entity information is not available for this dataset."
                    },
                    {
                        "id": 162,
                        "string": "3 https://github.com/julianser/Ubuntu-Multiresolution-Tools/blob/master/ActEntRepresentation/eval file.sh Embedding Metrics Embedding metrics (Lowe et al., 2017) were proposed as an alternative to word by word comparison metrics such as BLEU."
                    },
                    {
                        "id": 163,
                        "string": "We use pre-trained Google news word embeddings 4 similar to Serban et al."
                    },
                    {
                        "id": 164,
                        "string": "(2017b) , for easy reproducibility as these metrics are sensitive to the word embeddings used."
                    },
                    {
                        "id": 165,
                        "string": "The three metrics of interest utilize the word vectors in ground truth response and a predicted response and are discussed below: • Average: Average word embedding vectors are computed for the candidate response and ground truth."
                    },
                    {
                        "id": 166,
                        "string": "The cosine similarity is computed between these averaged embeddings."
                    },
                    {
                        "id": 167,
                        "string": "High similarity gives as indication that ground truth and predicted response have similar words."
                    },
                    {
                        "id": 168,
                        "string": "• Greedy: Greedy matching score finds the most similar word in predicted response to ground truth response using cosine similarity."
                    },
                    {
                        "id": 169,
                        "string": "• Extrema: Vector extrema score computes the maximum or minimum value of each dimension of word vectors in candidate response and ground truth."
                    },
                    {
                        "id": 170,
                        "string": "Of these, the embedding average metric is the most reflective of performance for our setup."
                    },
                    {
                        "id": 171,
                        "string": "The extrema representation, for instance, is very sensitive to text length and becomes ineffective beyond single length sentences (Forgues et al., 2014) ."
                    },
                    {
                        "id": 172,
                        "string": "We use the publicly available script 5 for all our computations."
                    },
                    {
                        "id": 173,
                        "string": "As the test outputs for HRED are not available for Technical Support dataset, we use our Table 7 : Contexts, exemplar responses and responses generated by HRED, VHRED and the proposed EED model."
                    },
                    {
                        "id": 174,
                        "string": "We use the published responses for HRED and VHRED."
                    },
                    {
                        "id": 175,
                        "string": "GT indicates the ground truth response."
                    },
                    {
                        "id": 176,
                        "string": "The change of turn is indicated by →."
                    },
                    {
                        "id": 177,
                        "string": "The highlighted words in bold are common between the exemplar response and the response predicted by EED."
                    },
                    {
                        "id": 178,
                        "string": "own implementation of HRED."
                    },
                    {
                        "id": 179,
                        "string": "Table 5 compares our model with HRED, and depicts that our model scores better on all metrics for Technical Support dataset, and on majority of the metrics for Ubuntu dataset."
                    },
                    {
                        "id": 180,
                        "string": "We note that the improvement achieved by the EED model on activity and entity metrics are much more significant than those on embedding metrics."
                    },
                    {
                        "id": 181,
                        "string": "This suggests that the EED model is better able to capture the specific information (objects and actions) present in the conversations."
                    },
                    {
                        "id": 182,
                        "string": "Finally, we evaluate the diversity of the generated responses for EED against HRED by counting the number of unique tokens, token-pairs and token-triplets present in the generated responses on Ubuntu and Tech Support dataset."
                    },
                    {
                        "id": 183,
                        "string": "The results are shown in Table 6 ."
                    },
                    {
                        "id": 184,
                        "string": "As can be observed, the responses in EED have a larger number of distinct tokens, token-pairs and token-triplets than HRED, and hence, are arguably more diverse."
                    },
                    {
                        "id": 185,
                        "string": "Table 7 presents the responses generated by HRED, VHRED and the proposed EED for a few selected contexts along with the corresponding similar exemplar responses."
                    },
                    {
                        "id": 186,
                        "string": "As can be observed from the table, the responses generated by EED tend to be more specific to the input context as compared to the responses of HRED and VHRED."
                    },
                    {
                        "id": 187,
                        "string": "For example, in conversations 1 and 2 we find that both HRED and VHRED generate simple generic responses whereas EED generates responses with additional information such as the type of disk partition used or a command not working."
                    },
                    {
                        "id": 188,
                        "string": "This is also confirmed by the quantitative results obtained using activity and entity metrics in the previous section."
                    },
                    {
                        "id": 189,
                        "string": "We further observe that the exemplar responses contain informative words that are utilized by the EED model for generating the responses as highlighted in Table 7 ."
                    },
                    {
                        "id": 190,
                        "string": "Qualitative Evaluation Conclusions In this work, we propose a deep learning method, Exemplar Encoder Decoder (EED), that given a conversation context uses similar contexts and corresponding responses from training data for generating a response."
                    },
                    {
                        "id": 191,
                        "string": "We show that by utilizing this information the system is able to outperform state of the art generative models on publicly available Ubuntu dataset."
                    },
                    {
                        "id": 192,
                        "string": "We further show improvements achieved by the proposed method on a large collection of technical support conversations."
                    },
                    {
                        "id": 193,
                        "string": "While in this work, we apply the exemplar encoder decoder network on conversational task, the method is generic and could be used with other tasks such as question answering and machine translation."
                    },
                    {
                        "id": 194,
                        "string": "In our future work we plan to extend the proposed method to these other applications."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 26
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 27,
                        "end": 43
                    },
                    {
                        "section": "Overview",
                        "n": "3.1",
                        "start": 44,
                        "end": 53
                    },
                    {
                        "section": "Retrieval of Similar Context-Response Pairs",
                        "n": "3.2",
                        "start": 54,
                        "end": 56
                    },
                    {
                        "section": "Exemplar Encoder Network",
                        "n": "3.3",
                        "start": 57,
                        "end": 68
                    },
                    {
                        "section": "Exemplar Decoder Network",
                        "n": "3.4",
                        "start": 69,
                        "end": 78
                    },
                    {
                        "section": "The Encoders and Decoder",
                        "n": "3.5",
                        "start": 79,
                        "end": 110
                    },
                    {
                        "section": "Tech Support Dataset",
                        "n": "4.1.2",
                        "start": 111,
                        "end": 121
                    },
                    {
                        "section": "Model and Training Details",
                        "n": "4.2",
                        "start": 122,
                        "end": 140
                    },
                    {
                        "section": "Activity and Entity Metrics",
                        "n": "5.1.1",
                        "start": 141,
                        "end": 161
                    },
                    {
                        "section": "Embedding Metrics",
                        "n": "5.1.2",
                        "start": 162,
                        "end": 189
                    },
                    {
                        "section": "Conclusions",
                        "n": "6",
                        "start": 190,
                        "end": 194
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1325-Table3-1.png",
                        "caption": "Table 3: Dataset statistics for Tech Support dataset.",
                        "page": 5,
                        "bbox": {
                            "x1": 115.67999999999999,
                            "x2": 246.23999999999998,
                            "y1": 103.2,
                            "y2": 216.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Table1-1.png",
                        "caption": "Table 1: Sample input contexts and corresponding gold responses from Ubuntu validation dataset along with similar contexts seen in training data and their corresponding responses. We refer to training data as training data for the Ubuntu corpus. The highlighted words are common between the gold response and the exemplar response.",
                        "page": 1,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 532.3199999999999,
                            "y1": 62.879999999999995,
                            "y2": 210.23999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Table4-1.png",
                        "caption": "Table 4: Activity & Entity metrics for the Ubuntu corpus. LSTM*, HRED* & VHRED* as reported by Serban et al. (2017a).",
                        "page": 6,
                        "bbox": {
                            "x1": 139.68,
                            "x2": 457.44,
                            "y1": 64.8,
                            "y2": 168.0
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Table6-1.png",
                        "caption": "Table 6: The number of unique tokens, token-pairs and token-triplets for Ubuntu and Technical Support Corpus.",
                        "page": 7,
                        "bbox": {
                            "x1": 104.64,
                            "x2": 493.44,
                            "y1": 164.64,
                            "y2": 228.0
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Table7-1.png",
                        "caption": "Table 7: Contexts, exemplar responses and responses generated by HRED, VHRED and the proposed EED model. We use the published responses for HRED and VHRED. GT indicates the ground truth response. The change of turn is indicated by →. The highlighted words in bold are common between the exemplar response and the response predicted by EED.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 547.1999999999999,
                            "y1": 276.48,
                            "y2": 633.12
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Table5-1.png",
                        "caption": "Table 5: Embedding Metrics (Lowe et al., 2015) for Ubuntu and Technical Support Corpus.",
                        "page": 7,
                        "bbox": {
                            "x1": 122.88,
                            "x2": 474.24,
                            "y1": 64.8,
                            "y2": 128.16
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Figure1-1.png",
                        "caption": "Figure 1: A schematic illustration of the EED network. The input context-response pair is (c, r), while the exemplar context-response pairs are (c(k), r(k)), 1 ≤ k ≤ K.",
                        "page": 3,
                        "bbox": {
                            "x1": 93.6,
                            "x2": 503.03999999999996,
                            "y1": 61.44,
                            "y2": 325.92
                        }
                    },
                    {
                        "filename": "../figure/image/1325-Table2-1.png",
                        "caption": "Table 2: Dataset statistics for Ubuntu Dialog Corpus v2.0 (Lowe et al., 2015), where |V | represents the size of vocabulary.",
                        "page": 4,
                        "bbox": {
                            "x1": 351.84,
                            "x2": 481.44,
                            "y1": 250.07999999999998,
                            "y2": 336.96
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-50"
        },
        {
            "slides": {
                "0": {
                    "title": "Paper Contributions",
                    "text": [
                        "Dataset Models Experiments Conclusion",
                        "In this paper, we contributed:",
                        "Noun phrase-annotated SMS corpus1",
                        "1Tao Chen and Min-Yen Kan (2013). Creating a live, public short message service corpus: the NUS SMS corpus. In: Language Resources and Evaluation. Vol. 47. Springer Netherlands, pp. 299335."
                    ],
                    "page_nums": [
                        1,
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "NP annotated SMS Corpus",
                    "text": [
                        "Contributions Models Experiments Conclusion",
                        "We used Brat Rapid Annotation Tool (BRAT)2 for annotations, recruiting undergraduate students to annotate the noun phrases."
                    ],
                    "page_nums": [
                        3,
                        4,
                        5,
                        6
                    ],
                    "images": []
                },
                "2": {
                    "title": "Annotations Statistics",
                    "text": [
                        "Contributions Models Experiments Conclusion"
                    ],
                    "page_nums": [
                        7,
                        8,
                        9,
                        10
                    ],
                    "images": []
                },
                "3": {
                    "title": "Models Comparison",
                    "text": [
                        "Contributions Dataset Experiments Conclusion",
                        "n : # words in the sentence, |Y| : # labels, L : max segment length",
                        "B B B N N N",
                        "N N N N N N",
                        "O O O O O O"
                    ],
                    "page_nums": [
                        12,
                        13,
                        14,
                        15,
                        16,
                        17,
                        18,
                        19,
                        20
                    ],
                    "images": []
                },
                "4": {
                    "title": "Empirical Verification",
                    "text": [
                        "Contributions Dataset Models Conclusion"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "5": {
                    "title": "F1 Score",
                    "text": [
                        "Contributions Dataset Models Conclusion",
                        "Linear CRF Semi-CRF Weak Semi-CRF",
                        "Basic features +affixes All features"
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": []
                },
                "6": {
                    "title": "Training Speed",
                    "text": [
                        "Contributions Dataset Models Conclusion",
                        "Avg. time per iteration (s)",
                        "# training instances (SMS)"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                },
                "7": {
                    "title": "Conclusion",
                    "text": [
                        "Contributions Dataset Models Experiments",
                        "We have created a new NP-annotated dataset on informal text",
                        "We can split the decisions of selecting segment length and segment type to improve the training time, while maintaining similar accuracy"
                    ],
                    "page_nums": [
                        24,
                        25,
                        26
                    ],
                    "images": []
                }
            },
            "paper_title": "Weak Semi-Markov CRFs for NP Chunking in Informal Text",
            "paper_id": "1326",
            "paper": {
                "title": "Weak Semi-Markov CRFs for NP Chunking in Informal Text",
                "abstract": "This paper introduces a new annotated corpus based on an existing informal text corpus: the NUS SMS Corpus (Chen and Kan, 2013). The new corpus includes 76,490 noun phrases from 26,500 SMS messages, annotated by university students. We then explored several graphical models, including a novel variant of the semi-Markov conditional random fields (semi-CRF) for the task of noun phrase chunking. We demonstrated through empirical evaluations on the new dataset that the new variant yielded similar accuracy but ran in significantly lower running time compared to the conventional semi-CRF.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Processing user-generated text data is getting more popular recently as a way to gather information, such as collecting facts about certain events (Ritter et al., 2015) , gathering and identifying user profiles (Layton et al., 2010; Li et al., 2014; Spitters et al., 2015) , or extracting information in open domain (Ritter et al., 2012; ."
                    },
                    {
                        "id": 1,
                        "string": "Most recent work focus on the texts generated through Twitter, which, due to the design of Twitter, contain a lot of announcement-like messages mostly intended for general public."
                    },
                    {
                        "id": 2,
                        "string": "In contrast, SMS was designed as a way to communicate short personal messages to a known person, and hence SMS messages tend to be more conversational and more informal compared to tweets."
                    },
                    {
                        "id": 3,
                        "string": "As conversational texts, SMS data often contains references to named entities such as people and locations relevant to certain events."
                    },
                    {
                        "id": 4,
                        "string": "Recognizing those Hmm Dr teh says the research presentation should still prepare, butshe's not to sure whether they'd time to present Figure 1 : Sample SMS, with NPs underlined references will be useful for further NLP tasks."
                    },
                    {
                        "id": 5,
                        "string": "One way to recognize those named entities is to first create a list of candidates, which can be further filtered to get the desired named entities."
                    },
                    {
                        "id": 6,
                        "string": "Nadeau (Nadeau and Sekine, 2007) lists several methods that work upon candidates for NER."
                    },
                    {
                        "id": 7,
                        "string": "As all named entities are nouns, recognizing noun phrases (NP) is therefore a task that can be potentially useful for further steps in the NLP pipeline to build upon."
                    },
                    {
                        "id": 8,
                        "string": "Figure 1 shows an example SMS message within which noun phrases are highlighted."
                    },
                    {
                        "id": 9,
                        "string": "As can be seen from this example, recognizing the NP information on such a dataset presents some additional challenges over conventional NP recognition tasks."
                    },
                    {
                        "id": 10,
                        "string": "Specifically, the texts are highly informal and noisy, with misspelling errors and without grammatical structures."
                    },
                    {
                        "id": 11,
                        "string": "The correct casing and punctuation information is often missing."
                    },
                    {
                        "id": 12,
                        "string": "The lack of spaces between adjacent words makes the detection of NP boundaries more challenging."
                    },
                    {
                        "id": 13,
                        "string": "Furthermore, the lack of available annotated data for such informal datasets prevents researchers from understanding what effective models can be used to resolve the above issues."
                    },
                    {
                        "id": 14,
                        "string": "In this work, we focus on tackling these issues while making the following two main contributions: • We build a new corpus of SMS data that is fully annotated with noun phrase information."
                    },
                    {
                        "id": 15,
                        "string": "• We propose and build a new variant of semi-Markov CRF (Sarawagi and Cohen, 2004) for the task of NP chunking on our corpus, which is faster and yields a performance similar to the conventional semi-Markov CRF models."
                    },
                    {
                        "id": 16,
                        "string": "NP-annotated SMS Corpus Our text corpus comes from the NUS SMS Corpus (Chen and Kan, 2013) , containing 55,835 SMS messages from university students, mostly in English."
                    },
                    {
                        "id": 17,
                        "string": "We used the 2011 version of the corpus, containing 45,718 messages, as it is more relevant to modern phone models using full keyboard layout."
                    },
                    {
                        "id": 18,
                        "string": "We note that there are a small portion of the messages written in non-English language, such as Tamil and Chinese."
                    },
                    {
                        "id": 19,
                        "string": "As we are focusing on English, we excluded messages written by non-native English speakers based on the metadata (21.3% of all messages)."
                    },
                    {
                        "id": 20,
                        "string": "We also excluded messages which contain only one word (6.1%) and we remove duplicate messages (8.1%)."
                    },
                    {
                        "id": 21,
                        "string": "1 We assigned the remaining 27,700 messages to 64 university students who conduct annotations, each annotating 500 with 100 messages co-annotated by two other annotators."
                    },
                    {
                        "id": 22,
                        "string": "After manual verification we excluded annotations with low quality from 3 students."
                    },
                    {
                        "id": 23,
                        "string": "We used the resulting 26,500 messages as our dataset."
                    },
                    {
                        "id": 24,
                        "string": "The students were asked to annotate the toplevel noun phrases found in each message using the BRAT rapid annotation tool 2 , where they were instructed to highlight character spans to be marked as noun phrases."
                    },
                    {
                        "id": 25,
                        "string": "The number of noun phrases per message can be found in Table 1 ."
                    },
                    {
                        "id": 26,
                        "string": "Due to the noisy nature of SMS messages, there may not be proper capitalization or punctuation, and in some cases there might be missing spaces between words."
                    },
                    {
                        "id": 27,
                        "string": "Figure 1 shows a sample SMS message taken from the corpus."
                    },
                    {
                        "id": 28,
                        "string": "We can see that \"Dr teh\" is not properly capitalized and \"she\" in \"butshe's\" is missing spaces around it."
                    },
                    {
                        "id": 29,
                        "string": "NPs which do not have clear boundaries (improper NPs) constitutes 4.0% of all NPs."
                    },
                    {
                        "id": 30,
                        "string": "We then use this dataset to evaluate some models on base NP chunking task, where, given a text, the system should return a list of character spans denoting the noun phrases found in the text."
                    },
                    {
                        "id": 31,
                        "string": "Models In this paper, we will build our models based on a class of discriminative graphical models, namely conditional random fields (CRFs) (Lafferty et al., 2001) , for extracting NPs."
                    },
                    {
                        "id": 32,
                        "string": "The edges in the graph represents the dependencies between states and the features are defined over each edge in the graph."
                    },
                    {
                        "id": 33,
                        "string": "Though CRFs are undirected graphical models, we can use directed acyclic graphs with a root, a leaf, and some inner nodes to represent label sequences 3 ."
                    },
                    {
                        "id": 34,
                        "string": "A path in the graph from the root to the leaf represents one possible label assignment to the input."
                    },
                    {
                        "id": 35,
                        "string": "In the labeled instance, there will be only one single path from the root to the leaf, while for the unlabeled instance, the graph will compactly encode all possible label assignments."
                    },
                    {
                        "id": 36,
                        "string": "The learning procedure is essentially the process that tries to tune the feature weights such that the true structures get assigned higher weights as compared to all other alternative structures in the graph."
                    },
                    {
                        "id": 37,
                        "string": "In general, a CRF tries to maximize the following objective function: L(T ) = (x,y)∈T   e∈E(x,y) w T f (e) − log Z w (x)   − λ||w|| 2 (1) where T is the training set, (x, y) is a training instance consisting of the sentence x and the label sequence y ∈ Y n for a label set Y, w is the feature weight vector, E(x, y) is the set of edges which defines the input x labeled with the label sequence y, f (e) is the feature vector of the edge e, Z w (x) is the normalization term which sums over all possible paths from the root to the leaf node, and λ is the regularization parameter."
                    },
                    {
                        "id": 38,
                        "string": "The set of edges and features defined in each model affects the feature expectation and the normalization term."
                    },
                    {
                        "id": 39,
                        "string": "Computation of the normalization term, being the highest in time complexity, will determine the overall complexity of training the model."
                    },
                    {
                        "id": 40,
                        "string": "The set of edges and the normalization term in each model will be described in the following sections."
                    },
                    {
                        "id": 41,
                        "string": "Linear CRF A linear-chain CRF, or linear CRF is a standard version of CRF which was introduced in Lafferty et al."
                    },
                    {
                        "id": 42,
                        "string": "(2001) , where each word in the sentence is given a set of nodes representing the possible labels, and edges are present between any two nodes from adjacent words, forming a trellis graph."
                    },
                    {
                        "id": 43,
                        "string": "Here we consider only the first-order linear CRF."
                    },
                    {
                        "id": 44,
                        "string": "The normalization term Z w (x) is calculated as: Z w (x) = y exp (y ,y,i)∈E(x,y) w T f x (y , y, i) (2) where f x (y , y, i) represents the feature vector on the edge connecting state y at position i − 1 to state y at position i."
                    },
                    {
                        "id": 45,
                        "string": "The time complexity of the inference procedure for this model is O(n |Y| 2 )."
                    },
                    {
                        "id": 46,
                        "string": "Semi-CRF In semi-CRF (Sarawagi and Cohen, 2004) , in addition to the edges defined in linear CRF, there are additional edges from a node to all nodes up to L next words away, representing a segment within which the words will be labeled with a single label."
                    },
                    {
                        "id": 47,
                        "string": "The normalization term Z w (x) is calculated as: Z w (x) = y∈Y n exp (y ,y,i−k,i)∈E(x,y) w T g x (y , y, i − k, i) (3) where g x (y , y, i−k, i) represents the feature vector on the edge connecting state y at position i − k to state y at position i."
                    },
                    {
                        "id": 48,
                        "string": "The time complexity for this model is O(nL |Y| 2 )."
                    },
                    {
                        "id": 49,
                        "string": "Weak Semi-CRF Note that in semi-CRF, each node is connected to L × |Y| next nodes."
                    },
                    {
                        "id": 50,
                        "string": "Intuitively, the model tries to decide the next segment length and type at the same time."
                    },
                    {
                        "id": 51,
                        "string": "We now propose a weaker variant that makes the two decisions separately by restricting each node to connect to either only the nodes of the same label up to L next words away, or to all the nodes only in the next word."
                    },
                    {
                        "id": 52,
                        "string": "We call this variant Weak Semi-CRF."
                    },
                    {
                        "id": 53,
                        "string": "To implement this, we need to split the original nodes into Begin and End nodes, representing the start and end of a segment."
                    },
                    {
                        "id": 54,
                        "string": "The End nodes connect only to the very next Begin nodes of any label, while the Begin nodes connect only to the End nodes of same label up to next L words."
                    },
                    {
                        "id": 55,
                        "string": "We denote the set of the earlier edges as E A (x, y) and the latter edges as E J (x, y)."
                    },
                    {
                        "id": 56,
                        "string": "The normalization term Z w (x) is then: Z w (x) = y∈Y n exp (y ,y,i)∈E A (x,y) w T f x (y , y, i) + (y,i−k,i)∈E J (x,y) w T g x (y, i − k, i) (4) where g x (y, i − k, i) represents the feature vector on the edge connecting the Begin node with state y at position i − k to the End node with the same state y at position i."
                    },
                    {
                        "id": 57,
                        "string": "Note that, different from the g x function defined in Equation (3) , this new g x function is defined over a single (current) y label only, making the time complexity O(n |Y| 2 + nL |Y|)."
                    },
                    {
                        "id": 58,
                        "string": "Theoretically this model is slightly more efficient than the conventional semi-CRF model."
                    },
                    {
                        "id": 59,
                        "string": "Unlike conventional (first-order) semi-Markov CRF, this new model does not allow us to capture the dependencies between one segment and its adjacent segment's label information."
                    },
                    {
                        "id": 60,
                        "string": "We argue that, however, such dependencies can be less crucial for our task."
                    },
                    {
                        "id": 61,
                        "string": "We will empirically assess this aspect through experiments."
                    },
                    {
                        "id": 62,
                        "string": "Figure 2 illustrates the differences among the three models."
                    },
                    {
                        "id": 63,
                        "string": "Features In linear CRF, the baseline feature set considers the previous word, current word, and the tag transition."
                    },
                    {
                        "id": 64,
                        "string": "In semi-CRF, following Sarawagi and Cohen (2004) we put each word which is not part of a noun phrase in its own segment, and put each noun phrase in one segment, possibly spanning over multiple words."
                    },
                    {
                        "id": 65,
                        "string": "Here we set L = 6 and ignored NPs with more than six words during training, which is less than 0.5% of all NPs."
                    },
                    {
                        "id": 66,
                        "string": "For each segment, we defined the following features as the baseline: (1) Linear CRF Semi CRF Weak Semi-CRF indexed words inside current segment, running from the start and from the end of the segment, (2) the word before and after current segment, and (3) the labels of previous segment and current segment."
                    },
                    {
                        "id": 67,
                        "string": "In weak semi-CRF we use the same feature set as semi-CRF, adjusting the features accordingly where segment-specific features (1) are defined only in the Begin-End edges, and transition features (3) are defined only in the End-Begin edges."
                    },
                    {
                        "id": 68,
                        "string": "For each model we then add the character prefixes and suffixes up to length 3 for each word (+a), Brown cluster (Brown et al., 1992) for current word (+b), and word shapes (+s)."
                    },
                    {
                        "id": 69,
                        "string": "For Brown cluster features we used 100 clusters trained on the whole NUS SMS Corpus."
                    },
                    {
                        "id": 70,
                        "string": "The cluster information is then used directly as a feature."
                    },
                    {
                        "id": 71,
                        "string": "Word shapes can be considered a generic representation of words that retains only the \"shape\" information, such as whether it starts with capital letter or whether it contains digits."
                    },
                    {
                        "id": 72,
                        "string": "The Brown clusters and word shapes features are applied to each of the word features described in each model."
                    },
                    {
                        "id": 73,
                        "string": "Experiments All models were built by us using Java, and were optimized with L-BFGS."
                    },
                    {
                        "id": 74,
                        "string": "Models are all tuned in the development set for optimal λ."
                    },
                    {
                        "id": 75,
                        "string": "The optimal λ values are noted in Table 2 ."
                    },
                    {
                        "id": 76,
                        "string": "Since the models that we consider are all wordbased 4 , we tokenize the corpus using a regex-based tokenizer similar to the wordpunct_tokenize function in Python NLTK package."
                    },
                    {
                        "id": 77,
                        "string": "We also included some rules to consider special anonymization tokens in the SMS dataset (Chen and Kan, 2013) ."
                    },
                    {
                        "id": 78,
                        "string": "The gold character spans are converted into word labels in BIO format, reducing or extending the character spans as necessary to the closest word boundaries."
                    },
                    {
                        "id": 79,
                        "string": "The converted annotations are regarded as gold word spans."
                    },
                    {
                        "id": 80,
                        "string": "Note that this conversion is lossy due to the presence of improper NPs, which makes it impossible for the converted format to represent the original gold standard."
                    },
                    {
                        "id": 81,
                        "string": "We evaluated the models in the original characterlevel spans and also in the converted word-level spans, to see the impact of the lossy conversion on the scores."
                    },
                    {
                        "id": 82,
                        "string": "In character-level evaluation, the system output is converted back into character boundaries and compared with the original gold standard, while in the word-level evaluation, the system output is compared directly with the gold word spans."
                    },
                    {
                        "id": 83,
                        "string": "For this reason, we anticipate that the scores in word-level evaluation will be higher than in the character-level evaluation."
                    },
                    {
                        "id": 84,
                        "string": "The results are shown in Table 3 ."
                    },
                    {
                        "id": 85,
                        "string": "The scores for \"Gold\" in the character-level evaluation mark the upperbound of word-based models due to the presence of improper NPs."
                    },
                    {
                        "id": 86,
                        "string": "The average time per training iteration on the base models is 1.311s, 2.072s, and 1.811s respectively for Linear CRF, Semi-CRF, and Weak Semi-CRF."
                    },
                    {
                        "id": 87,
                        "string": "Discussion First, we see that the two variants of semi-CRF models perform better compared to the baseline linear CRF model, showing the benefit of using segment features over only single word features."
                    },
                    {
                        "id": 88,
                        "string": "It is also interesting that, while being a weaker version of the semi-CRF, the weak semi-CRF can actually perform in the same level within 95% confidence interval as the conventional semi-CRF."
                    },
                    {
                        "id": 89,
                        "string": "This shows that some of the dependencies in the conventional semi-CRF do not really contribute to the strength of semi-CRF over standard linear CRF."
                    },
                    {
                        "id": 90,
                        "string": "As noted in Section 3.3, weak semi-CRF makes the decision on the segment type and length separately."
                    },
                    {
                        "id": 91,
                        "string": "This means there is enough information in the local features to decide the segment type and length separately, and so we can remove some combined features while retaining the same performance."
                    },
                    {
                        "id": 92,
                        "string": "This result, coupled with the fact that the weak semi-CRF requires 12.5% less time than the conventional semi-CRF (1.811s vs 2.072s), shows the po-tentials of using this weak semi-CRF as an alternative of the conventional semi-CRF."
                    },
                    {
                        "id": 93,
                        "string": "With more label types (here only two), the difference will be larger, since the weak semi-CRF is linear in number of label types, while conventional semi-CRF is quadratic."
                    },
                    {
                        "id": 94,
                        "string": "6 Related Work Ritter et al."
                    },
                    {
                        "id": 95,
                        "string": "(2011) previously showed that off-theshelf NP-chunker performs worse on informal text."
                    },
                    {
                        "id": 96,
                        "string": "Then they trained a linear-CRF model on additional in-domain data, reducing the error up to 22%."
                    },
                    {
                        "id": 97,
                        "string": "However no results on semi-CRF was given."
                    },
                    {
                        "id": 98,
                        "string": "Semi-CRF has proven effective in chunking tasks."
                    },
                    {
                        "id": 99,
                        "string": "Other variants of semi-CRF models also exist."
                    },
                    {
                        "id": 100,
                        "string": "Nguyen et al."
                    },
                    {
                        "id": 101,
                        "string": "(2014) explored the use of higherorder dependencies to improve the performance of semi-CRF models on synthetic data and on handwriting recognition."
                    },
                    {
                        "id": 102,
                        "string": "They exploited the sparsity of label sequence in order to make the training efficient."
                    },
                    {
                        "id": 103,
                        "string": "It is also known that feature selection is an important aspect when trying to use semi-CRF models to improve on the linear CRF."
                    },
                    {
                        "id": 104,
                        "string": "Andrew (2006) reported an error reduction of up to 25% when using features that are best exploited by semi-CRF."
                    },
                    {
                        "id": 105,
                        "string": "Conclusion and Future Work In this paper we present a new NP-annotated SMS corpus, together with a novel variant of the semi-CRF model, which runs in significantly lower time while maintaining similar accuracy on the NP chunking task on the new dataset."
                    },
                    {
                        "id": 106,
                        "string": "Future work includes the application of the weak semi-CRF model to other structured prediction problems, as well as performing investigations on handling other types of informal or noisy texts such as speech transcripts."
                    },
                    {
                        "id": 107,
                        "string": "We make the code and data available for download at http://statnlp.org/research/ie/."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 15
                    },
                    {
                        "section": "NP-annotated SMS Corpus",
                        "n": "2",
                        "start": 16,
                        "end": 30
                    },
                    {
                        "section": "Models",
                        "n": "3",
                        "start": 31,
                        "end": 40
                    },
                    {
                        "section": "Linear CRF",
                        "n": "3.1",
                        "start": 41,
                        "end": 45
                    },
                    {
                        "section": "Semi-CRF",
                        "n": "3.2",
                        "start": 46,
                        "end": 48
                    },
                    {
                        "section": "Weak Semi-CRF",
                        "n": "3.3",
                        "start": 49,
                        "end": 62
                    },
                    {
                        "section": "Features",
                        "n": "4",
                        "start": 63,
                        "end": 72
                    },
                    {
                        "section": "Experiments",
                        "n": "5",
                        "start": 73,
                        "end": 86
                    },
                    {
                        "section": "Discussion",
                        "n": "5.1",
                        "start": 87,
                        "end": 103
                    },
                    {
                        "section": "Conclusion and Future Work",
                        "n": "7",
                        "start": 104,
                        "end": 107
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1326-Table3-1.png",
                        "caption": "Table 3: Scores on test set (both character-level and word-level evaluation) using optimal λ. +a, +b, and +s refer to the affix, Brown cluster, and word shape features respectively. Best F1 scores are underlined, and values which are not significantly different in 95% confidence interval are in bold",
                        "page": 4,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 298.08,
                            "y1": 72.0,
                            "y2": 362.4
                        }
                    },
                    {
                        "filename": "../figure/image/1326-Table1-1.png",
                        "caption": "Table 1: Number of messages, NPs, number of improper NPs (as percentage in brackets), which are NPs that do not have clear boundaries, and number of tokens.",
                        "page": 1,
                        "bbox": {
                            "x1": 330.71999999999997,
                            "x2": 522.24,
                            "y1": 72.0,
                            "y2": 133.44
                        }
                    },
                    {
                        "filename": "../figure/image/1326-Table2-1.png",
                        "caption": "Table 2: Tuned regularization parameter λ from the set {0.125, 0.25, 0.5, 1.0, 2.0} for various feature sets. +a, +b, and +s refer to the affix, Brown cluster, and word shape features respectively.",
                        "page": 3,
                        "bbox": {
                            "x1": 312.96,
                            "x2": 537.12,
                            "y1": 221.76,
                            "y2": 322.08
                        }
                    },
                    {
                        "filename": "../figure/image/1326-Figure2-1.png",
                        "caption": "Figure 2: Graphical illustrations of the differences between three models. The bold arrows represent the path in each model to label “Dr Teh” as a noun phrase. For Linear CRF, this is a simplified diagram; in the implementation we used the “BIO” approach to represent text chunks. The underlined nodes in Weak Semi-CRF are the Begin nodes.",
                        "page": 3,
                        "bbox": {
                            "x1": 96.0,
                            "x2": 523.1999999999999,
                            "y1": 84.0,
                            "y2": 160.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-51"
        },
        {
            "slides": {
                "0": {
                    "title": "Core Dimensions of Meaning",
                    "text": [
                        "have shown that the three most important, largely independent, dimensions of word meaning: valence (V): positive/pleasure negative/displeasure arousal (A): active/stimulated sluggish/bored dominance (D): powerful/strong powerless/weak",
                        "Thus, when comparing the meanings of two words, we can compare their V, A, D scores. For example: banquet indicates more positiveness than funeral nervous indicates more arousal than lazy queen indicates more dominance than delicate"
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "1": {
                    "title": "Motivation",
                    "text": [
                        "Human annotations of words for VAD",
                        "For use by automatic systems: predicting VAD of words predicting sentiment and emotions of sentences, tweets, etc. detecting stance, personality traits, well-being, cyber-bullying, etc.",
                        "To draw inferences about people: to understand how we (or different groups of people) use language to express meaning and emotions analyze text written/spoken by different groups of people analyze VAD judgments of different groups of people"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "2": {
                    "title": "Related Work Existing VAD Lexicons Bids",
                    "text": [
                        "Affective Norms of English Words (ANEW) (Bradley and Lang, 1999)",
                        "Warriner et al. Norms (Warriner et al. 2013)",
                        "Small number of VAD lexicons in non-English languages as well",
                        "Redondo et al. (2007) for Spanish rating scale"
                    ],
                    "page_nums": [
                        5,
                        6
                    ],
                    "images": []
                },
                "3": {
                    "title": "Rating scales",
                    "text": [
                        "e 6 = Transformative: This paper is likely to change our field. Give this score exceptionally for papers worth best paper consideration. e 5= Exciting: The work presented in this submission includes original, creative contributions, the methods are solid, and the paper is well written. e 4= Interesting: The work described in this submission is original and basically sound, but there are a few problems with the method or paper. e 3-= Uninspiring: The work in this submission lacks creativity, originality, or insights. I'm",
                        "ambivalent about this one.",
                        "e 2= Borderline: This submission has some merits but there are significant issues with respect to originality, soundness, replicability or substance, readability, etc. e 1= Poor: | cannot find any reason for this submission to be accepted.",
                        "National Research Conseil national de A as i +i Council Canada recherches Canada y @SaifM Mohammad Canada"
                    ],
                    "page_nums": [
                        9
                    ],
                    "images": []
                },
                "4": {
                    "title": "Likert Item Likert 1932",
                    "text": [
                        "1. The website has a user friendly interface.",
                        "strongly agree neutral disagree strongly agree disagree",
                        "Note: A Likert scale is the sum of responses on several Likert items.",
                        "National Research Conseil national . BHM Coinci'cancda rechorenos Canada WV @SaifMMohammad Canada"
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "5": {
                    "title": "Problems with rating scales",
                    "text": [
                        "- difficult for an annotator to be self consistent",
                        "- scale region bias",
                        "National Research il national d . BD cotter Cancaa fecherehes Canada WV @SaifMMohammad Canada"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "6": {
                    "title": "Comparative Annotations",
                    "text": [
                        "If X is the property of interest (positive, useful, etc.), give two terms and ask which is more X less cognitive load helps with consistency issues requires a large number of annotations order N2, where N is number of terms to be annotated"
                    ],
                    "page_nums": [
                        12
                    ],
                    "images": []
                },
                "7": {
                    "title": "BestWorst Scaling BWS Louviere and Woodworth 1990",
                    "text": [
                        "The annotator is presented with four words (say, A, B, C, and D) and asked:",
                        "which word is associated with the most/highest X (property of interest, say valence) which word is associated with the least/lowest X",
                        "By answering just these two questions, five out of the six inequalities are known",
                        "If A: highest valence and D: lowest valence, then we know:"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "8": {
                    "title": "Best Worst Scaling Louviere and Woodworth 1990",
                    "text": [
                        "Each of these BWS questions can be presented to multiple annotators.",
                        "We can obtain real-valued scores for all the terms using a simple counting method",
                        "the scores range from:",
                        "-1 (least X) X = property of interest, say valence",
                        "the scores can then be used to rank all the terms",
                        "preserves the comparative nature keeps the number of annotations down to about 2N leads to more reliable, less biased, more discriminating annotations"
                    ],
                    "page_nums": [
                        14,
                        15,
                        25
                    ],
                    "images": []
                },
                "9": {
                    "title": "Creating the Valence Arousal and",
                    "text": [
                        "National Research Conseil national de . ne i* Council Canada recherches Canada yw @SaifMMohammad Canada"
                    ],
                    "page_nums": [
                        16
                    ],
                    "images": []
                },
                "10": {
                    "title": "Term Selection",
                    "text": [
                        "We wanted to include: commonly used English terms terms common in tweets terms that denotate or connotate emotions",
                        "All terms in the NRC Emotion Lexicon (Mohammad and Turney, 2013): ~14,000 labels indicate association with eight basic emotions anger, anticipation, disgust, fear, joy, sadness, surprise, and trust (Plutchik, 1980) includes terms that occur frequently in the Google n-gram corpus",
                        "All terms in the Warriner et al. lexicon",
                        "Words from the Rogets Thesaurus categories corresponding to the eight basic",
                        "High-frequency content terms, including emoticons, from the Hashtag Emotion Corpus (a tweets corpus) (Mohammad, 2012): ~1000"
                    ],
                    "page_nums": [
                        17
                    ],
                    "images": []
                },
                "11": {
                    "title": "Best Worst Questionnaires",
                    "text": [
                        "Q1. Which of the four words below is associated with the",
                        "LEAST happiness / pleasure / positiveness / satisfaction / contentedness / hopefulness",
                        "OR LEAST unhappiness / annoyance / negativeness / dissatisfaction / melancholy / despair?",
                        "(Four words listed as options)",
                        "Similar questions for arousal and dominance",
                        "This study was approved by the NRC Research Ethics Board (NRC-REB) under protocol number 2017-98. REB review seeks to ensure that research projects involving humans as participants meet Canadian standards of ethics."
                    ],
                    "page_nums": [
                        18
                    ],
                    "images": []
                },
                "12": {
                    "title": "Crowdsourcing and Quality Control i",
                    "text": [
                        "About 2% of the data was annotated internally beforehand (by the author)",
                        "These gold questions are interspersed with other questions",
                        "If one gets a gold question wrong, they are immediately notified of it feedback to improve task understanding",
                        "If ones accuracy on the gold questions falls below 80%, they are refused further annotation all of their annotations are discarded",
                        "Mechanism to avoid malicious or random annotations"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": []
                },
                "13": {
                    "title": "Valence Arousal and Dominance Annotations with BWS",
                    "text": [
                        "Annotators worldwide worldwide worldwide",
                        "il National Research Conseil national de Council Canada recherches Canada",
                        "Dataset #words Annotators Item #Items #Annotators MAI #Q/Item Annotations",
                        "~1000 annotators for each task",
                        "minimum and median annotations per 4-tuple",
                        "Location of Annotation #Best-Worst",
                        "number of pairs of bestworst annotations",
                        "Nati | Re he Co il national di . oI eee eer Cea ohercnos Canada W @SaifMMohammad Canadi 25"
                    ],
                    "page_nums": [
                        20,
                        21,
                        22,
                        23,
                        24
                    ],
                    "images": [
                        "figure/image/1329-Table1-1.png"
                    ]
                },
                "14": {
                    "title": "Example Entries in the VAD Lexicon",
                    "text": [
                        "Dimension Word Scoret Word Score|",
                        "Scores are in the range 0 (lowest V/A/D) to 1 (highest V/A/D)",
                        "Nati | Re he Co il national di . eee eer Cea ohercnos Canada W @SaifMMohammad Canadi_-.27"
                    ],
                    "page_nums": [
                        26
                    ],
                    "images": [
                        "figure/image/1329-Table2-1.png"
                    ]
                },
                "15": {
                    "title": "Reliability Reproducibility of Annotations",
                    "text": [
                        "Average split-half reliability (SHR): a commonly used approach to determine consistency (Kuder and Richardson, 1937; Cronbach, 1946)",
                        "Pearson correlation: -1(most inversely correlated) to 1(most correlated)"
                    ],
                    "page_nums": [
                        27
                    ],
                    "images": []
                },
                "16": {
                    "title": "Split Half Reliability Scores for VAD Annotations",
                    "text": [
                        "Annotations # Terms # Annotations V A D",
                        "Markedly lower SHR for A and D.",
                        "The dominance ratings seem especially problematic since the Warriner",
                        "Ours (Warriner terms) 6 per tuple",
                        "Ours (all terms) 6 per tuple",
                        "These SHR scores show for the first time that highly reliable fine-grained ratings can be obtained for valence, arousal, and dominance. Also, our V-D correlation is 0.48."
                    ],
                    "page_nums": [
                        28,
                        29,
                        30
                    ],
                    "images": []
                },
                "17": {
                    "title": "NRC VAD Lexicon and the Warriner et al Lexicon",
                    "text": [
                        "How Different are the Scores?",
                        "Annotations V A D",
                        "The especially low correlations for dominance and arousal indicate that our lexicon has substantially different scores and rankings of terms."
                    ],
                    "page_nums": [
                        31
                    ],
                    "images": []
                },
                "18": {
                    "title": "Shared Understanding of VAD",
                    "text": [
                        "With in and Across Demographic Groups",
                        "Human cognition and behaviour are impacted by evolutionary and socio-cultural factors",
                        "These factors impact different groups of people differently",
                        "Men, women, and other genders are substantially more alike than different",
                        "However, they have encountered different socio-cultural influences",
                        "Often these disparities have been a means to exert unequal status and asymmetric power relations",
                        "Gender studies examine both the overt and subtle impacts of these socio-cultural influences ways to mitigate the inequity how different genders perceive and use language"
                    ],
                    "page_nums": [
                        33
                    ],
                    "images": []
                },
                "19": {
                    "title": "Demographic Survey",
                    "text": [
                        "Annotators could optionally respond to a separate survey asking for their demographic information: age gender country personality traits we asked how they viewed themselves across the big five personality traits",
                        "991 people (55% of the VAD annotators) chose to provide their demographic information"
                    ],
                    "page_nums": [
                        34
                    ],
                    "images": []
                },
                "20": {
                    "title": "Experiment",
                    "text": [
                        "e For each demographic attribute, we partitioned the annotators into two groups:",
                        "male (m) and female (f) those 18 to 35 (young) and those over 35 (grownups) agreeable (Ag) and Disagreeable (Di) extrovert (Ex) and introvert (In) and so on",
                        "i+ gato nal Research Conseil natior nal de recherches Can W @SaifMMohammad Canadi s-.36",
                        "Calculated the extent to which people within the same group agreed with each other on the",
                        "VAD annotations whether the differences in average agreements in each group are significant chi-square test for independence and significance level of 0.05"
                    ],
                    "page_nums": [
                        35,
                        36
                    ],
                    "images": [
                        "figure/image/1329-Table3-1.png"
                    ]
                },
                "21": {
                    "title": "Differences in Average Agreements Gender",
                    "text": [
                        "Sub-group with Significantly Higher Agreement",
                        "SS [ Valence Arousal Dominance",
                        "Nati | Re he Co il ional de } BB Sstona! Research Conseil national de W @SaifMMohammad Canada 38",
                        "FF vs. MM MM FF MM",
                        "Women have a higher shared understanding of the degree of arousal of words.",
                        "Men have a higher shared understanding of the dominance and valence of words."
                    ],
                    "page_nums": [
                        37,
                        38
                    ],
                    "images": []
                },
                "22": {
                    "title": "Differences in Average Agreements Age",
                    "text": [
                        "Sub-group with Significantly Higher Agreement",
                        "[| Valence Arousal Dominance",
                        "Nati | Re he Co il ional de + eee eer Cea ohercnos Canada W @SaifMMohammad Canadi 40",
                        "YY vs. GG GG GG YY",
                        "The young have a higher shared understanding of the dominance of words.",
                        "The grownups have a higher shared understanding of valence and arousal of words."
                    ],
                    "page_nums": [
                        39,
                        40
                    ],
                    "images": []
                },
                "23": {
                    "title": "Differences in Average Agreements Big 5 Traits",
                    "text": [
                        "Sub-group with Significantly Higher Agreement",
                        "AgAg vs. DiDi AgAg AgAg DiDi",
                        "CoCo vs. EaEa CoCo CoCo",
                        "ExEx vs. InIn ExEx ExEx ExEx",
                        "NeNe vs SeSe SeSe SeSe",
                        "OpOp vs ClCl OpOp OpOp OpOp",
                        "Ag = Agreeableness (friendly and compassionate)",
                        "Di = Disagreeableness (careful in whom to trust, argumentative)",
                        "Co = Conscientiousness (efficient and organized) Ea = Easygoing (easy-going and carefree)",
                        "Ex = Extrovert (outgoing, energetic, seek the company of others) In = Introvert (solitary, reserved, meeting many people causes anxiety)",
                        "Ne = Neurotic (often feel anger, anxiety, depression, and vulnerability) Se = Secure (rarely feel anger, anxiety, depression, and vulnerability) Op = Open to experiences (inventive and curious; seek out new experiences) Cl = Closed to experiences (consistent and cautious; anxious about new experiences)"
                    ],
                    "page_nums": [
                        41
                    ],
                    "images": []
                },
                "24": {
                    "title": "Selected Applications and Future Work dy",
                    "text": [
                        "Source of features for systems in sentiment, emotion, and other affect-related tasks",
                        "useful to create emotion-aware word embeddings and emotion-aware sentence representations",
                        "Source of gold (reference) scores, to evaluate automatic methods of determining V,",
                        "Study the interplay between the basic emotion model and the VAD model of emotions (Mohammad, 2018: LREC paper)",
                        "Companion lexicon: NRC Emotion Intensity Lexicon provides real-valued affect intensity scores for ~6000 words with four basic emotions (anger, fear, sadness, joy)",
                        "Study the role of high VAD words in high emotion intensity sentences, tweets, snippets from literature"
                    ],
                    "page_nums": [
                        43
                    ],
                    "images": []
                },
                "25": {
                    "title": "Summary",
                    "text": [
                        "Created the NRC Valence, Arousal, and Dominance Lexicon: has entries for about 20,000 English words has fine-grained real-valued scores for V, A, and D (core dimensions of meaning) showed that the annotations are reliable (high split-half reliability scores)",
                        "Showed that certain demographic attributes impact how we view the world around",
                        "The VAD lexicon is useful in a wide range of applications and research projects."
                    ],
                    "page_nums": [
                        44
                    ],
                    "images": []
                },
                "26": {
                    "title": "The NRC Valence Arousal and Dominance Lexicon",
                    "text": [
                        "prov ides ratings of valence, arousal, and dominance for ~20,000 English words",
                        "The NRC WordEmotion Association Lexicon aka NRC Emotion Lexicon",
                        "provides associations for ~14,000 words with eight emotions (anger, fear, joy, sadness,",
                        "anticipation, disgust, surprise, trust) http://saifmohammad.com/WebPages/NRC-Emotion- Lexicon.htm",
                        "The NRC Emotion Intensity Lexicon aka Affect Intensity Lexicon",
                        "provides intensity scores for ~6000 words with four emotions (anger, fear, joy, sadness)",
                        "The NRC WordColour Association Lexicon provides associations for ~14,000 words with 11 common colours"
                    ],
                    "page_nums": [
                        45
                    ],
                    "images": []
                },
                "27": {
                    "title": "Pictures Attribution",
                    "text": [
                        "Family by b farias from the Noun Project",
                        "Shovel and Pitchfork by Symbolon from the Noun Project",
                        "Checklist by Nick Bluth from the Noun Project",
                        "Generation by Creative Mahira from the Noun Project",
                        "Human by Adrien Coquet from the Noun Project",
                        "Search by Maxim Kulikov from the Noun Project"
                    ],
                    "page_nums": [
                        46
                    ],
                    "images": []
                },
                "28": {
                    "title": "Resources Available at wwwsaifmohammadcom",
                    "text": [
                        "NRC Valence, Arousal, and Dominance Lexicon",
                        "NRC Emotion Lexicon and Emotion Intensity Lexicon",
                        "Many thanks to Svetlana Kiritchenko, Michael Wojatzki, and Norm Vinson for helpful discussions."
                    ],
                    "page_nums": [
                        47
                    ],
                    "images": []
                }
            },
            "paper_title": "Obtaining Reliable Human Ratings of Valence, Arousal, and Dominance for 20,000 English Words",
            "paper_id": "1329",
            "paper": {
                "title": "Obtaining Reliable Human Ratings of Valence, Arousal, and Dominance for 20,000 English Words",
                "abstract": "Words play a central role in language and thought. Factor analysis studies have shown that the primary dimensions of meaning are valence, arousal, and dominance (VAD). We present the NRC VAD Lexicon, which has human ratings of valence, arousal, and dominance for more than 20,000 English words. We use Best-Worst Scaling to obtain fine-grained scores and address issues of annotation consistency that plague traditional rating scale methods of annotation. We show that the ratings obtained are vastly more reliable than those in existing lexicons. We also show that there exist statistically significant differences in the shared understanding of valence, arousal, and dominance across demographic variables such as age, gender, and personality.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Words are the smallest meaningful utterances in language."
                    },
                    {
                        "id": 1,
                        "string": "They play a central role in our understanding and descriptions of the world around us."
                    },
                    {
                        "id": 2,
                        "string": "Some believe that the structure of a language even affects how we think (principle of linguistic relativity aka the SapirWhorf hypothesis)."
                    },
                    {
                        "id": 3,
                        "string": "Several influential factor analysis studies have shown that the three most important, largely independent, dimensions of word meaning are valence (positiveness-negativeness/pleasuredispleasure), arousal (active-passive), and dominance (dominant-submissive) (Osgood et al., 1957; Russell, 1980 Russell, , 2003 ."
                    },
                    {
                        "id": 4,
                        "string": "1 Thus, when comparing the meanings of two words, we can compare their degrees of valence, arousal, or domi-nance."
                    },
                    {
                        "id": 5,
                        "string": "For example, the word banquet indicates more positiveness than the word funeral; nervous indicates more arousal than lazy; and fight indicates more dominance than delicate."
                    },
                    {
                        "id": 6,
                        "string": "Access to these degrees of valence, arousal, and dominance of words is beneficial for a number of applications, including those in natural language processing (e.g., automatic sentiment and emotion analysis of text), in cognitive science (e.g., for understanding how humans represent and use language), in psychology (e.g., for understanding how people view the world around them), in social sciences (e.g., for understanding relationships between people), and even in evolutionary linguistics (e.g., for understanding how language and behaviour inter-relate to give us an advantage)."
                    },
                    {
                        "id": 7,
                        "string": "Existing VAD lexicons (Bradley and Lang, 1999; Warriner et al., 2013) were created using rating scales and thus suffer from limitations associated with the method (Presser and Schuman, 1996; Baumgartner and Steenkamp, 2001) ."
                    },
                    {
                        "id": 8,
                        "string": "These include: inconsistencies in annotations by different annotators, inconsistencies in annotations by the same annotator, scale region bias (annotators often have a bias towards a portion of the scale), and problems associated with a fixed granularity."
                    },
                    {
                        "id": 9,
                        "string": "In this paper, we describe how we obtained human ratings of valence, arousal, and dominance for more than 20,000 commonly used English words by crowdsourcing."
                    },
                    {
                        "id": 10,
                        "string": "Notably, we use a comparative annotation technique called Best-Worst Scaling (BWS) that addresses the limitations of traditional rating scales (Louviere, 1991; Cohen, 2003; Louviere et al., 2015) ."
                    },
                    {
                        "id": 11,
                        "string": "The scores are finegrained real-valued numbers in the interval from 0 (lowest V, A, or D) to 1 (highest V, A, or D)."
                    },
                    {
                        "id": 12,
                        "string": "We will refer to this new lexicon as the NRC Valence, Arousal, and Dominance (VAD) Lexicon."
                    },
                    {
                        "id": 13,
                        "string": "2 Correlations (r) between repeated annotations, through metrics such as split-half reliability (SHR), are a common way to evaluate the reliabilities of ordinal and rank annotations."
                    },
                    {
                        "id": 14,
                        "string": "We show that our annotations have SHR scores of r = 0.95 for valence, r = 0.90 for arousal, and r = 0.91 for dominance."
                    },
                    {
                        "id": 15,
                        "string": "These scores are well above the SHR scores obtained by Warriner et al."
                    },
                    {
                        "id": 16,
                        "string": "(2013) , and indicate high reliability."
                    },
                    {
                        "id": 17,
                        "string": "Respondents who provided valence, arousal, and dominance annotations, were given the option of additionally filling out a brief demographic questionnaire to provide details of their age, gender, and personality traits."
                    },
                    {
                        "id": 18,
                        "string": "This demographic information along with the VAD annotations allows us to determine whether attributes such as age, gender, and personality impact our understanding of the valence, arousal, and dominance of words."
                    },
                    {
                        "id": 19,
                        "string": "We show that even though overall the annotations are consistent (as seen from the high SHR scores), people aged over 35 are significantly more consistent in their annotations than people aged 35 or less."
                    },
                    {
                        "id": 20,
                        "string": "We show for the first time that men have a significantly higher shared understanding of dominance and valence of words, whereas women have a higher shared understanding of the degree of arousal of words."
                    },
                    {
                        "id": 21,
                        "string": "We find that some personality traits significantly impact a person's annotations of one or more of valence, arousal, and dominance."
                    },
                    {
                        "id": 22,
                        "string": "We hope that these and other findings described in the paper foster further research into how we use language, how we represent concepts in our minds, and how certain aspects of the world are more important to certain demographic groups leading to higher degrees of shared representations of those concepts within those groups."
                    },
                    {
                        "id": 23,
                        "string": "All of the annotation tasks described in this paper were approved by our institution's review board, which examined the methods to ensure that they were ethical."
                    },
                    {
                        "id": 24,
                        "string": "Special attention was paid to obtaining informed consent and protecting participant anonymity."
                    },
                    {
                        "id": 25,
                        "string": "The NRC VAD Lexicon is made freely available for research and non-commercial use through our project webpage."
                    },
                    {
                        "id": 26,
                        "string": "3 2 Related Work Primary Dimensions of Meaning: Osgood et al."
                    },
                    {
                        "id": 27,
                        "string": "(1957) asked human participants to rate words along dimensions of opposites such as heavylight, good-bad, strong-weak, etc."
                    },
                    {
                        "id": 28,
                        "string": "Factor analysis 3 http://saifmohammad.com/WebPages/nrc-vad.html of these judgments revealed that the three most prominent dimensions of meaning are evaluation (good-bad), potency (strong-weak), and activity (active-passive)."
                    },
                    {
                        "id": 29,
                        "string": "Russell (1980 Russell ( , 2003 showed through similar analyses of emotion words that the three primary independent dimensions of emotions are valence or pleasure (positivenessnegativeness/pleasure-displeasure), arousal (active-passive), and dominance (dominantsubmissive)."
                    },
                    {
                        "id": 30,
                        "string": "He argues that individual emotions such as joy, anger, and fear are points in a three-dimensional space of valence, arousal, and dominance."
                    },
                    {
                        "id": 31,
                        "string": "It is worth noting that even though the names given by Osgood et al."
                    },
                    {
                        "id": 32,
                        "string": "(1957) and Russell (1980) are different, they describe similar dimensions (Bakker et al., 2014) ."
                    },
                    {
                        "id": 33,
                        "string": "Existing Affect Lexicons: Bradley and Lang (1999) asked annotators to rate valence, arousal, and dominance-for more than 1,000 words-on a 9-point rating scale."
                    },
                    {
                        "id": 34,
                        "string": "The ratings from multiple annotators were averaged to obtain a score between 1 (lowest V, A, or D) to 9 (highest V, A, or D)."
                    },
                    {
                        "id": 35,
                        "string": "Their lexicon, called the Affective Norms of English Words (ANEW), has since been widely used across many different fields of study."
                    },
                    {
                        "id": 36,
                        "string": "More than a decade later, Warriner et al."
                    },
                    {
                        "id": 37,
                        "string": "(2013) created a similar lexicon for more than 13,000 words, using a similar annotation method."
                    },
                    {
                        "id": 38,
                        "string": "There exist a small number of VAD lexicons in non-English languages as well, such as the ones created by Moors et al."
                    },
                    {
                        "id": 39,
                        "string": "(2013) for Dutch, by Võ et al."
                    },
                    {
                        "id": 40,
                        "string": "(2009) for German, and by Redondo et al."
                    },
                    {
                        "id": 41,
                        "string": "(2007) for Spanish."
                    },
                    {
                        "id": 42,
                        "string": "The NRC VAD lexicon is the largest manually created VAD lexicon (in any language), and the only one that was created via comparative annotations (instead of rating scales)."
                    },
                    {
                        "id": 43,
                        "string": "Best-Worst Scaling: Best-Worst Scaling (BWS) was developed by (Louviere, 1991) , building on work in the 1960's in mathematical psychology and psychophysics."
                    },
                    {
                        "id": 44,
                        "string": "Annotators are given n items (an n-tuple, where n > 1 and commonly n = 4)."
                    },
                    {
                        "id": 45,
                        "string": "4 They are asked which item is the best (highest in terms of the property of interest) and which is the worst (least in terms of the property of interest)."
                    },
                    {
                        "id": 46,
                        "string": "When working on 4-tuples, best-worst annotations are particularly efficient because each best and worst annotation will reveal the order of five of the six item pairs (e.g., for a 4-tuple with items A, B, C, and D, if A is the best, and D is the worst, then A > B, A > C, A > D, B > D, and C > D)."
                    },
                    {
                        "id": 47,
                        "string": "Real-valued scores of association between the items and the property of interest can be determined using simple arithmetic on the number of times an item was chosen best and number of times it was chosen worst (as described in Section 3) (Orme, 2009; Flynn and Marley, 2014) ."
                    },
                    {
                        "id": 48,
                        "string": "It has been empirically shown that three annotations each for 2N 4-tuples is sufficient for obtaining reliable scores (where N is the number of items) (Louviere, 1991; Kiritchenko and Mohammad, 2016) ."
                    },
                    {
                        "id": 49,
                        "string": "Kiritchenko and Mohammad (2017) showed through empirical experiments that BWS produces more reliable and more discriminating scores than those obtained using rating scales."
                    },
                    {
                        "id": 50,
                        "string": "(See Mohammad (2016, 2017) for further details on BWS.)"
                    },
                    {
                        "id": 51,
                        "string": "Within the NLP community, BWS has been used for creating datasets for relational similarity (Jurgens et al., 2012) , word-sense disambiguation (Jurgens, 2013) , word-sentiment intensity (Kiritchenko and Mohammad, 2016), word-emotion intensity (Mohammad, 2018), and tweet-emotion intensity (Mohammad and Bravo-Marquez, 2017; ."
                    },
                    {
                        "id": 52,
                        "string": "Automatically Creating Affect Lexicons: There is growing work on automatically determining word-sentiment and word-emotion associations (Yang et al., 2007; Mohammad and Kiritchenko, 2015; Yu et al., 2015; Staiano and Guerini, 2014) ."
                    },
                    {
                        "id": 53,
                        "string": "The VAD Lexicon can be used to evaluate how accurately the automatic methods capture valence, arousal, and dominance."
                    },
                    {
                        "id": 54,
                        "string": "Obtaining Human Ratings of Valence, Arousal, and Dominance We now describe how we selected the terms to be annotated and how we crowdsourced the annotation of the terms using best-worst scaling."
                    },
                    {
                        "id": 55,
                        "string": "Term Selection We chose to annotate commonly used English terms."
                    },
                    {
                        "id": 56,
                        "string": "We especially wanted to include terms that denotate or connotate emotions."
                    },
                    {
                        "id": 57,
                        "string": "We also include terms common in tweets."
                    },
                    {
                        "id": 58,
                        "string": "5 Specifically, we include terms from the following sources: • All terms in the NRC Emotion Lexicon (Mohammad and Turney, 2013) ."
                    },
                    {
                        "id": 59,
                        "string": "It has about 14,000 words with labels indicating whether they are associated with any of the eight basic emotions: anger, anticipation, disgust, fear, joy, sadness, surprise, and trust (Plutchik, 1980) ."
                    },
                    {
                        "id": 60,
                        "string": "• All 4,206 terms in the positive and negative lists of the General Inquirer (Stone et al., 1966) ."
                    },
                    {
                        "id": 61,
                        "string": "• All 1,061 terms listed in ANEW (Bradley and Lang, 1999) ."
                    },
                    {
                        "id": 62,
                        "string": "• All 13,915 terms listed in the Warriner et al."
                    },
                    {
                        "id": 63,
                        "string": "(2013) lexicon."
                    },
                    {
                        "id": 64,
                        "string": "• 520 words from the Roget's Thesaurus categories corresponding to the eight basic Plutchik emotions."
                    },
                    {
                        "id": 65,
                        "string": "6 • About 1000 high-frequency content terms, including emoticons, from the Hashtag Emotion Corpus (HEC) (Mohammad, 2012)."
                    },
                    {
                        "id": 66,
                        "string": "7 The union of the above sets resulted in 20,007 terms that were then annotated for valence, arousal, and dominance."
                    },
                    {
                        "id": 67,
                        "string": "Annotating VAD via Best-Worst Scaling We describe below how we annotated words for valence."
                    },
                    {
                        "id": 68,
                        "string": "The same approach is followed for arousal and dominance."
                    },
                    {
                        "id": 69,
                        "string": "The annotators were presented with four words at a time (4-tuples) and asked to select the word with the highest valence and the word with the lowest valence."
                    },
                    {
                        "id": 70,
                        "string": "The questionnaire uses a set of paradigm words that signify the two ends of the valence dimension."
                    },
                    {
                        "id": 71,
                        "string": "The paradigm words were taken from past literature on VAD (Bradley and Lang, 1999; Osgood et al., 1957; Russell, 1980) ."
                    },
                    {
                        "id": 72,
                        "string": "The questions used for valence are shown below."
                    },
                    {
                        "id": 73,
                        "string": "Q1."
                    },
                    {
                        "id": 74,
                        "string": "Which of the four words below is associated with the MOST happiness / pleasure / positiveness / satisfaction / con-  Questions for arousal and dominance are similar."
                    },
                    {
                        "id": 75,
                        "string": "8 Detailed directions and example questions (with suitable responses) were provided in advance."
                    },
                    {
                        "id": 76,
                        "string": "2 × N distinct 4-tuples were randomly generated in such a manner that each word is seen in eight different 4-tuples and no two 4-tuples have more than two items in common (where N is the number of words to be annotated)."
                    },
                    {
                        "id": 77,
                        "string": "9 Crowdsourcing: We setup three separate crowdsourcing tasks corresponding to valence, arousal, and dominance."
                    },
                    {
                        "id": 78,
                        "string": "The 4-tuples of words were uploaded for annotation on the crowdsourcing platform, CrowdFlower."
                    },
                    {
                        "id": 79,
                        "string": "10 We obtained annotations from native speakers of English residing around the world."
                    },
                    {
                        "id": 80,
                        "string": "Annotators were free to provide responses to as many 4-tuples as they wished."
                    },
                    {
                        "id": 81,
                        "string": "The annotation tasks were approved by our institution's review board."
                    },
                    {
                        "id": 82,
                        "string": "About 2% of the data was annotated beforehand by the authors."
                    },
                    {
                        "id": 83,
                        "string": "These questions are referred to as gold questions."
                    },
                    {
                        "id": 84,
                        "string": "CrowdFlower interspersed the gold questions with the other questions."
                    },
                    {
                        "id": 85,
                        "string": "If a crowd worker answered a gold question incorrectly, then they were immediately notified, the annotation was discarded, and an additional annotation was requested from a different annotator."
                    },
                    {
                        "id": 86,
                        "string": "If an annotator's accuracy on the gold questions fell below 80%, then they were refused further annotation, and all of their annotations were discarded."
                    },
                    {
                        "id": 87,
                        "string": "This served as a mechanism to avoid malicious and random annotations."
                    },
                    {
                        "id": 88,
                        "string": "The gold questions also served as examples to guide the annotators."
                    },
                    {
                        "id": 89,
                        "string": "Table 2 : The terms with the highest (↑) and lowest (↓) valence (V), arousal (A), and dominance (D) scores in the VAD Lexicon."
                    },
                    {
                        "id": 90,
                        "string": "In the task settings for CrowdFlower, we specified that we needed annotations from six people for each word."
                    },
                    {
                        "id": 91,
                        "string": "11 However, because of the way the gold questions work in CrowdFlower, they were annotated by more than six people."
                    },
                    {
                        "id": 92,
                        "string": "Both the minimum and the median number of annotations per item was six."
                    },
                    {
                        "id": 93,
                        "string": "See Table 1 for summary statistics on the annotations."
                    },
                    {
                        "id": 94,
                        "string": "12 Annotation Aggregation: The final VAD scores were calculated from the BWS responses using a simple counting procedure (Orme, 2009; Flynn and Marley, 2014) : For each item, the score is the proportion of times the item was chosen as the best (highest V/A/D) minus the proportion of times the item was chosen as the worst (lowest V/A/D)."
                    },
                    {
                        "id": 95,
                        "string": "The scores were linearly transformed to the interval: 0 (lowest V/A/D) to 1 (the highest V/A/D)."
                    },
                    {
                        "id": 96,
                        "string": "We refer to the list of words along with their scores for valence, arousal, and dominance as the NRC Valence, Arousal, and Dominance Lexicon, or the NRC VAD Lexicon for short."
                    },
                    {
                        "id": 97,
                        "string": "Table 2 shows entries from the lexicon with the highest and lowest scores for V, A, and D. Demographic Survey Respondents who annotated our VAD questionnaires were given a special code through which they could then optionally respond to a separate CrowdFlower survey asking for their demographic information: age, gender, country they live in, and personality traits."
                    },
                    {
                        "id": 98,
                        "string": "For the latter, we asked how they viewed themselves across the big five (Barrick and Mount, 1991) personality traits: • Agreeableness (Ag) -Disagreeableness (Di): friendly and compassionate or careful in whom to trust, argumentative • Conscientiousness (Co) -Easygoing (Ea): efficient and organized (prefer planned and self-disciplined behaviour) or easy-going and carefree (prefer flexibility and spontaneity) • Extrovert (Ex) -Introvert (In): outgoing, energetic, seek the company of others or solitary, reserved, meeting many people causes anxiety • Neurotic (Ne) -Secure (Se): sensitive and nervous (often feel anger, anxiety, depression, and vulnerability) or secure and confident (rarely feel anger, anxiety, depression, and vulnerability) • Open to experiences (Op) -Closed to experiences (Cl): inventive and curious (seek out new experiences) or consistent and cautious (anxious about new experiences) The questionnaire described the two sides of the dimension using only the texts after the colons above."
                    },
                    {
                        "id": 99,
                        "string": "13 The questionnaire did not ask for identifying information such as name or date of birth."
                    },
                    {
                        "id": 100,
                        "string": "In total, 991 people (55% of the VAD annotators) chose to provide their demographic information."
                    },
                    {
                        "id": 101,
                        "string": "Table 3 shows the details."
                    },
                    {
                        "id": 102,
                        "string": "Table 4 shows the results."
                    },
                    {
                        "id": 103,
                        "string": "(These numbers were calculated for the 13,915 common terms across the two lexicons.)"
                    },
                    {
                        "id": 104,
                        "string": "Observe that the especially low correlations for dominance and arousal indicate that our lexicon has substantially different scores and rankings of terms by these dimensions."
                    },
                    {
                        "id": 105,
                        "string": "Even for valence, a correlation of 0.81 indicates a marked amount of differences in scores."
                    },
                    {
                        "id": 106,
                        "string": "Independence of Dimensions Russell (1980) found through his factor analysis work that valence, arousal, and dominance are nearly independent dimensions."
                    },
                    {
                        "id": 107,
                        "string": "However, Warriner et al."
                    },
                    {
                        "id": 108,
                        "string": "(2013) report that their scores for valence and dominance have substantial correlation (r = 0.717)."
                    },
                    {
                        "id": 109,
                        "string": "Given that the split-half reliability score for their dominance annotations is only 0.77, the high V-D correlations raises the suspicion whether annotators sufficiently understood the difference between dominance and valence."
                    },
                    {
                        "id": 110,
                        "string": "Reliability of the Annotations A useful measure of quality is reproducibility of the end result-repeated independent manual annotations from multiple respondents should result in similar scores."
                    },
                    {
                        "id": 111,
                        "string": "To assess this reproducibility, we calculate average split-half reliability (SHR) over 100 trials."
                    },
                    {
                        "id": 112,
                        "string": "All annotations for an item (in our case, 4-tuples) are randomly split into two halves."
                    },
                    {
                        "id": 113,
                        "string": "Two sets of scores are produced independently from the two halves."
                    },
                    {
                        "id": 114,
                        "string": "Then the correlation between the two sets of scores is calculated."
                    },
                    {
                        "id": 115,
                        "string": "If the annotations are of good quality, then the correlation between the two halves will be high."
                    },
                    {
                        "id": 116,
                        "string": "Warriner et al."
                    },
                    {
                        "id": 117,
                        "string": "(2013) , especially for arousal and dominance."
                    },
                    {
                        "id": 118,
                        "string": "All differences in SHR scores between rows b and c are statistically significant."
                    },
                    {
                        "id": 119,
                        "string": "Summary of Main Results: The low correlations between the scores in our lexicon and the Warriner lexicon (especially for D and A) show that the scores in the two lexicons are substantially different."
                    },
                    {
                        "id": 120,
                        "string": "The scores for correlations across all pairs of dimensions in our lexicon are low (r < 0.5)."
                    },
                    {
                        "id": 121,
                        "string": "SHR scores of 0.95 for valence, 0.9 for arousal, and 0.9 for dominance show for the first time that highly reliable fine-grained ratings can be obtained for valence, arousal, and dominance."
                    },
                    {
                        "id": 122,
                        "string": "Shared Understanding of VAD Within and Across Demographic Groups Human cognition and behaviour is impacted by evolutionary and socio-cultural factors."
                    },
                    {
                        "id": 123,
                        "string": "These factors are known to impact different groups of people differently (men vs. women, young vs. old, etc.)."
                    },
                    {
                        "id": 124,
                        "string": "Thus it is not surprising that our understanding of the world may be slightly different de-pending on our demographic attributes."
                    },
                    {
                        "id": 125,
                        "string": "Consider gender-a key demographic attribute."
                    },
                    {
                        "id": 126,
                        "string": "14 Men, women, and other genders are substantially more alike than they are different."
                    },
                    {
                        "id": 127,
                        "string": "However, they have encountered different socio-cultural influences for thousands of years."
                    },
                    {
                        "id": 128,
                        "string": "Often these disparities have been a means to exert unequal status and asymmetric power relations."
                    },
                    {
                        "id": 129,
                        "string": "Thus a crucial area in gender studies is to examine both the overt and subtle impacts of these socio-cultural influences, as well as ways to mitigate the inequity."
                    },
                    {
                        "id": 130,
                        "string": "Understanding how different genders perceive and use language is an important component of that research."
                    },
                    {
                        "id": 131,
                        "string": "Language use is also relevant to the understanding and treatment of neuropsychiatric disorders, such as sleep, mood, and anxiety disorders, which have been shown to occur more frequently in women than men (Bao and Swaab, 2011; Lewinsohn et al., 1998; McLean et al., 2011; Johnson et al., 2006; Chmielewski et al., 1995) ."
                    },
                    {
                        "id": 132,
                        "string": "In addition to the VAD Lexicon (created by aggregating human judgments), we also make available the demographic information of the annotators."
                    },
                    {
                        "id": 133,
                        "string": "This demographic information along with the individual judgments on the best-worst tuples forms a significant resource in the study of how demographic attributes are correlated with our understanding of language."
                    },
                    {
                        "id": 134,
                        "string": "The data can be used to shed light on research questions such as: 'are there significant differences in the shared understanding of word meanings in men and women?"
                    },
                    {
                        "id": 135,
                        "string": "', 'how is the social construct of gender reflected in language, especially in socio-political interactions?"
                    },
                    {
                        "id": 136,
                        "string": "', 'does age impact our view of the valence, arousal, and dominance of concepts?"
                    },
                    {
                        "id": 137,
                        "string": "', 'do people that view themselves as conscientious have slightly different judgments of valence, arousal, and dominance, than people who view themselves as easy going?"
                    },
                    {
                        "id": 138,
                        "string": "', and so on."
                    },
                    {
                        "id": 139,
                        "string": "14 Note that the term sex refers to a biological attribute pertaining to the anatomy of one's reproductive system and sex chromosomes, whereas gender refers to a psycho-sociocultural construct based on a person's sex or a person's self identification of levels of masculinity and femininity."
                    },
                    {
                        "id": 140,
                        "string": "One may identify their gender as female, male, agender, trans, queer, etc."
                    },
                    {
                        "id": 141,
                        "string": "Table 8 : Gender: Significance of difference in average agreement scores (p = 0.05)."
                    },
                    {
                        "id": 142,
                        "string": "'y' = yes significant."
                    },
                    {
                        "id": 143,
                        "string": "'-' = not significant."
                    },
                    {
                        "id": 144,
                        "string": "Experiments We now describe experiments we conducted to determine whether demographic attributes impact how we judge words for valence, arousal, and dominance."
                    },
                    {
                        "id": 145,
                        "string": "For each demographic attribute, we partitioned the annotators into two groups: male (m) and female (f), ages 18 to 35 (≤35) and ages over 35 (>35), and so on."
                    },
                    {
                        "id": 146,
                        "string": "15 For each of the five personality traits, annotators are partitioned into the two groups shown in the bullet list of Section 4."
                    },
                    {
                        "id": 147,
                        "string": "We then calculated the extent to which people within the same group agreed with each other, and the extent to which people across groups agreed with each other on the VAD annotations (as described in the paragraph below)."
                    },
                    {
                        "id": 148,
                        "string": "We also determined if the differences in agreement were statistically significant."
                    },
                    {
                        "id": 149,
                        "string": "For each dimension (V, A, and D), we first collected only those 4-tuples where at least two female and at least two male responses were available."
                    },
                    {
                        "id": 150,
                        "string": "We will refer to this set as the base set."
                    },
                    {
                        "id": 151,
                        "string": "For each of the base set 4-tuples, we calculated three agreement percentages: 1. the percentage of all female-female best-worst responses where the two agreed with each other, 2. the percentage of all male-male responses where the two agreed with each other, and 3. the percentage of all female-male responses where the two agreed with each other."
                    },
                    {
                        "id": 152,
                        "string": "We then calculated the averages of the agreement percentages across all the 4-tuples in the base set."
                    },
                    {
                        "id": 153,
                        "string": "We conducted similar experiments for age groups and personality traits."
                    },
                    {
                        "id": 154,
                        "string": "Table 10 : Age: Significance of difference in average agreement scores (p = 0.05)."
                    },
                    {
                        "id": 155,
                        "string": "Table 7 shows the results for gender."
                    },
                    {
                        "id": 156,
                        "string": "Note that the average agreement numbers are not expected to be high because often a 4-tuple may include two words that are close to each other in terms of the property of interest (V/A/D)."
                    },
                    {
                        "id": 157,
                        "string": "16 However, the relative values of the agreement percentages indicate the relative levels of agreements within groups and across groups."
                    },
                    {
                        "id": 158,
                        "string": "Table 7 numbers indicate that women have a higher shared understanding of the degree of arousal of words (higher f-f average agreement scores on A), whereas men have a higher shared understanding of dominance and valence of words (higher m-m average agreement scores on V and D)."
                    },
                    {
                        "id": 159,
                        "string": "The table also shows the cross-group (f-m) average agreements are the lowest for valence and arousal, but higher than f-f pairs for dominance."
                    },
                    {
                        "id": 160,
                        "string": "(Each of these agreements was determined from 1 to 1.5 million judgment pairs.)"
                    },
                    {
                        "id": 161,
                        "string": "Table 8 shows which of the Table 7 average agreements are statistically significantly different (shown with a 'y')."
                    },
                    {
                        "id": 162,
                        "string": "Significance values were calculated using the chi-square test for independence and significance level of 0.05."
                    },
                    {
                        "id": 163,
                        "string": "Observe that all score differences are statistically significant except for between f-f and f-m scores for V and mm and f-m scores for A."
                    },
                    {
                        "id": 164,
                        "string": "Tables 9 through 12 are similar to Tables 7 and  8 , but for age groups and personality traits."
                    },
                    {
                        "id": 165,
                        "string": "Tables 9 and 10 show that respondents over the age of 35 obtain significantly higher agreements with each other on valence and arousal and lower agreements on dominance, than respondents aged 35 and under (with each other)."
                    },
                    {
                        "id": 166,
                        "string": "Tables 11 and 12 show that  some personality traits significantly impact a person's annotations of one or more of V, A, and D. Notably, those who view themselves as conscientious have a particularly higher shared understanding of the dominance of words, as compared to those who view themselves as easy going."
                    },
                    {
                        "id": 167,
                        "string": "They also have higher in-group agreement for arousal, than those who view themselves as easy going, but the difference for valence is not statistically significant."
                    },
                    {
                        "id": 168,
                        "string": "Also notable, is that those who view themselves as extroverts have a particularly higher shared understanding of the valence, arousal, and dominance of words, as compared to those who view themselves as introverts."
                    },
                    {
                        "id": 169,
                        "string": "Finally, as a sanity check, we divided respondents into those whose CrowdFlower worker ids are odd and those whose worker ids are even."
                    },
                    {
                        "id": 170,
                        "string": "We then determined average agreements for even-even, odd-odd, and even-odd groups just as we did for the demographic variables."
                    },
                    {
                        "id": 171,
                        "string": "We found that, as expected, there were no significant differences in average agreements."
                    },
                    {
                        "id": 172,
                        "string": "Results Summary of Main Results: We showed that several demographic attributes such as age, gender, and personality traits impact how we judge words for valence, arousal, and dominance."
                    },
                    {
                        "id": 173,
                        "string": "Further,  people that share certain demographic attributes show a higher shared understanding of the relative rankings of words by (one or more of) V, A, or D than others."
                    },
                    {
                        "id": 174,
                        "string": "However, this raises new questions: why do certain demographic attributes impact our judgments of V, A, and D?"
                    },
                    {
                        "id": 175,
                        "string": "Are there evolutionary forces that caused some groups such as women to develop a higher shared understanding or the arousal, whereas different evolutionary forces caused some groups, such as men, to have a higher shared understanding of dominance?"
                    },
                    {
                        "id": 176,
                        "string": "We hope that the data collected as part of this project will spur further inquiry into these and other questions."
                    },
                    {
                        "id": 177,
                        "string": "Applications and Future Work The large number of entries in the VAD Lexicon and the high reliability of the scores make it useful for a number of research projects and applications."
                    },
                    {
                        "id": 178,
                        "string": "We list a few below: • To provide features for sentiment or emotion detection systems."
                    },
                    {
                        "id": 179,
                        "string": "They can also be used to obtain sentiment-aware word embeddings and sentiment-aware sentence representations."
                    },
                    {
                        "id": 180,
                        "string": "• To study the interplay between the basic emotion model and the VAD model of affect."
                    },
                    {
                        "id": 181,
                        "string": "The VAD lexicon can be used along with lists of words associated with emotions such as joy, sadness, fear, etc."
                    },
                    {
                        "id": 182,
                        "string": "to study the correlation of V, A, and D, with those emotions."
                    },
                    {
                        "id": 183,
                        "string": "• To study the role emotion words play in high emotion intensity sentences or tweets."
                    },
                    {
                        "id": 184,
                        "string": "The Tweet Emotion Intensity Dataset has emotion intensity and valence scores for whole tweets (Mohammad and Bravo-Marquez, 2017)."
                    },
                    {
                        "id": 185,
                        "string": "We will use the VAD lexicon to determine the extent to which high intensity and high valence tweets consist of high V, A, and D words, and to identify sentences that express high emotional intensity without using high V, A, and D words."
                    },
                    {
                        "id": 186,
                        "string": "• To identify syllables that tend to occur in words with high VAD scores, which in turn can be used to generate names for literary characters and commercial products that have the desired affectual response."
                    },
                    {
                        "id": 187,
                        "string": "• To identify high V, A, and D words in books and literature."
                    },
                    {
                        "id": 188,
                        "string": "To facilitate research in digital humanities."
                    },
                    {
                        "id": 189,
                        "string": "To facilitate work on literary analysis."
                    },
                    {
                        "id": 190,
                        "string": "• As a source of gold (reference) scores, the entries in the VAD lexicon can be used in the evaluation of automatic methods of determining V, A, and D. • To analyze V, A, ad D annotations for different groups of words, such as: hashtag words and emojis common in tweets, emotion denotating words, emotion associated words, neutral terms, words belonging to particular parts of speech such as nouns, verbs, and adjectives, etc."
                    },
                    {
                        "id": 191,
                        "string": "• To analyze interactions between demographic groups and specific groups of words, for example, whether younger annotators have a higher shared understanding of tweet terms, whether a certain gender is associated with a higher shared understanding of adjectives, etc."
                    },
                    {
                        "id": 192,
                        "string": "• To analyze the shared understanding of V, A, and D within and across geographic and language groups."
                    },
                    {
                        "id": 193,
                        "string": "We are interested in creating VAD lexicons for other languages."
                    },
                    {
                        "id": 194,
                        "string": "We can then explore characteristics of valence, arousal, and dominance that are common across cultures."
                    },
                    {
                        "id": 195,
                        "string": "We can also test whether some of the conclusions reached in this work apply only to English, or more broadly to multiple languages."
                    },
                    {
                        "id": 196,
                        "string": "• The dataset is of use to psychologists and evolutionary linguists interested in determining how evolution shaped our representation of the world around us, and why certain personality traits are associated with higher or lower shared understanding of V, A, and D. Conclusions We obtained reliable human ratings of valence, arousal, and dominance for more than 20,000 English words."
                    },
                    {
                        "id": 197,
                        "string": "(It has about 40% more words than the largest existing manually created VAD lexicon)."
                    },
                    {
                        "id": 198,
                        "string": "We used best-worst scaling to obtain finegrained scores (and word rankings) and addressed issues of annotation consistency that plague traditional rating scale methods of annotation."
                    },
                    {
                        "id": 199,
                        "string": "We showed that the lexicon has split-half reliability scores of 0.95 for valence, 0.90 for arousal, and 0.90 for dominance."
                    },
                    {
                        "id": 200,
                        "string": "These scores are markedly higher than that of existing lexicons."
                    },
                    {
                        "id": 201,
                        "string": "We analyzed demographic information to show that even though the annotations overall lead to consistent scores in repeated annotations, there exist statistically significant differences in agreements across demographic groups such as males and females, those above the age of 35 and those that are 35 or under, and across personality dimensions (extroverts and introverts, neurotic and secure, etc.)."
                    },
                    {
                        "id": 202,
                        "string": "These results show that certain demographic attributes impact how we view the world around us in terms of the relative valence, arousal, and dominance of the concepts in it."
                    },
                    {
                        "id": 203,
                        "string": "The NRC Valence, Arousal, and Dominance Lexicon is made available."
                    },
                    {
                        "id": 204,
                        "string": "17 It can be used in combination with other manually created affect lexicons such as the NRC Word-Emotion Association Lexicon (Mohammad and Turney, 2013) 18 and the NRC Affect Intensity Lexicon ."
                    },
                    {
                        "id": 205,
                        "string": "19"
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 53
                    },
                    {
                        "section": "Obtaining Human Ratings of Valence, Arousal, and Dominance",
                        "n": "3",
                        "start": 54,
                        "end": 54
                    },
                    {
                        "section": "Term Selection",
                        "n": "3.1",
                        "start": 55,
                        "end": 66
                    },
                    {
                        "section": "Annotating VAD via Best-Worst Scaling",
                        "n": "3.2",
                        "start": 67,
                        "end": 96
                    },
                    {
                        "section": "Demographic Survey",
                        "n": "4",
                        "start": 97,
                        "end": 105
                    },
                    {
                        "section": "Independence of Dimensions",
                        "n": "5.2",
                        "start": 106,
                        "end": 109
                    },
                    {
                        "section": "Reliability of the Annotations",
                        "n": "5.3",
                        "start": 110,
                        "end": 121
                    },
                    {
                        "section": "Shared Understanding of VAD Within and Across Demographic Groups",
                        "n": "6",
                        "start": 122,
                        "end": 143
                    },
                    {
                        "section": "Experiments",
                        "n": "6.1",
                        "start": 144,
                        "end": 176
                    },
                    {
                        "section": "Applications and Future Work",
                        "n": "7",
                        "start": 177,
                        "end": 196
                    },
                    {
                        "section": "Conclusions",
                        "n": "8",
                        "start": 197,
                        "end": 205
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1329-Table6-1.png",
                        "caption": "Table 6: Split-half reliabilities (as measured by Pearson correlation) for valence, arousal, and dominance scores obtained from our annotations and the Warriner et al. annotations.",
                        "page": 5,
                        "bbox": {
                            "x1": 109.92,
                            "x2": 488.15999999999997,
                            "y1": 62.879999999999995,
                            "y2": 104.16
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table7-1.png",
                        "caption": "Table 7: Gender: Average agreement % on best– worst responses.",
                        "page": 6,
                        "bbox": {
                            "x1": 106.56,
                            "x2": 255.35999999999999,
                            "y1": 62.879999999999995,
                            "y2": 104.16
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table10-1.png",
                        "caption": "Table 10: Age: Significance of difference in average agreement scores (p = 0.05).",
                        "page": 6,
                        "bbox": {
                            "x1": 318.71999999999997,
                            "x2": 514.0799999999999,
                            "y1": 154.56,
                            "y2": 197.28
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table8-1.png",
                        "caption": "Table 8: Gender: Significance of difference in average agreement scores (p = 0.05). ‘y’ = yes significant. ‘-’ = not significant.",
                        "page": 6,
                        "bbox": {
                            "x1": 103.67999999999999,
                            "x2": 259.2,
                            "y1": 157.44,
                            "y2": 200.16
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table9-1.png",
                        "caption": "Table 9: Age: Average agreement % on best– worst responses.",
                        "page": 6,
                        "bbox": {
                            "x1": 333.59999999999997,
                            "x2": 499.2,
                            "y1": 62.879999999999995,
                            "y2": 104.16
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table11-1.png",
                        "caption": "Table 11: Personality Trait: Average agreement % on best–worst responses.",
                        "page": 7,
                        "bbox": {
                            "x1": 97.92,
                            "x2": 264.0,
                            "y1": 62.879999999999995,
                            "y2": 335.03999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table12-1.png",
                        "caption": "Table 12: Personality Trait: Significance of difference in average agreement scores (p = 0.05).",
                        "page": 7,
                        "bbox": {
                            "x1": 342.71999999999997,
                            "x2": 490.08,
                            "y1": 62.879999999999995,
                            "y2": 286.08
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table1-1.png",
                        "caption": "Table 1: A summary of the annotations for valence, arousal, and dominance. MAI = minimum number of annotations per item. Q = questions. A total of 778,085 pairs of best–worst responses were obtained.",
                        "page": 3,
                        "bbox": {
                            "x1": 72.96,
                            "x2": 524.16,
                            "y1": 63.839999999999996,
                            "y2": 125.28
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table2-1.png",
                        "caption": "Table 2: The terms with the highest (↑) and lowest (↓) valence (V), arousal (A), and dominance (D) scores in the VAD Lexicon.",
                        "page": 3,
                        "bbox": {
                            "x1": 307.68,
                            "x2": 525.12,
                            "y1": 183.84,
                            "y2": 288.96
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table4-1.png",
                        "caption": "Table 4: Pearson correlations between our V, A, and D scores and the Warriner scores.",
                        "page": 4,
                        "bbox": {
                            "x1": 334.56,
                            "x2": 498.24,
                            "y1": 62.879999999999995,
                            "y2": 84.0
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table3-1.png",
                        "caption": "Table 3: Summary of the demographic information provided by the annotators.",
                        "page": 4,
                        "bbox": {
                            "x1": 99.84,
                            "x2": 262.08,
                            "y1": 62.879999999999995,
                            "y2": 148.32
                        }
                    },
                    {
                        "filename": "../figure/image/1329-Table5-1.png",
                        "caption": "Table 5: Pearson correlations between various pair-wise combinations of V, A, and D.",
                        "page": 4,
                        "bbox": {
                            "x1": 317.76,
                            "x2": 515.04,
                            "y1": 142.56,
                            "y2": 184.32
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-52"
        },
        {
            "slides": {
                "0": {
                    "title": "Background",
                    "text": [
                        "Naturally and consistently converse with",
                        "human-beings on open-domain topics."
                    ],
                    "page_nums": [
                        1
                    ],
                    "images": []
                },
                "2": {
                    "title": "Retrieval based Chatbot",
                    "text": [
                        "An information retrieval approach to short text conversation. Ji et al., 2014"
                    ],
                    "page_nums": [
                        3
                    ],
                    "images": []
                },
                "3": {
                    "title": "Adversarial Dialogue Generation",
                    "text": [
                        "Adversarial Learning for Neural Dialogue Generation. Li et al., EMNLP-2017"
                    ],
                    "page_nums": [
                        4
                    ],
                    "images": []
                },
                "4": {
                    "title": "Challenges",
                    "text": [
                        "Detecting truly matched segment pairs across context and response.",
                        "Segment pairs could be matched at different granularities.",
                        "Segment pairs, across context and response, could be matched because of textual relevance or semantic dependency."
                    ],
                    "page_nums": [
                        5
                    ],
                    "images": []
                },
                "5": {
                    "title": "Conversation Context",
                    "text": [
                        "Speaker A: Hi I am looking to see what packages are installed on my system,",
                        "I dont see a path, is the list being held somewhere else?",
                        "Speaker B: Try dpkg - get-selections Matching with surface text",
                        "Speaker A: What is that like? A database for packages instead of a flat file structure? Matching with dependency",
                        "Speaker B: dpkg is the debian package manager - get-selections simply shows you what packages are handed by it",
                        "Response of Speaker A: No clue what do you need it for, its just reassurance as I dont know the debian package manager",
                        "Speaker B: T rdykp dg p+k `g`i t- ge t-selections",
                        "Response of Speaker A: No clue what do you need it for, its just reassurance it + ``dpkg as I dont know the debian package manager"
                    ],
                    "page_nums": [
                        6,
                        7,
                        8,
                        9,
                        11,
                        12,
                        13,
                        14,
                        15,
                        16,
                        17,
                        18
                    ],
                    "images": []
                },
                "6": {
                    "title": "Motivation",
                    "text": [
                        "Use GRU/LSTM to encode segments and match context with response only considering textual relevance.",
                        "Self-Attention: Using intra-attention of utterance/response to gradually construct multi-grained semantic representations.",
                        "Cross-Attention: Using attention across context and response to match with dependency information."
                    ],
                    "page_nums": [
                        10
                    ],
                    "images": []
                },
                "7": {
                    "title": "Attentive Module",
                    "text": [
                        "Feed-Forward Qatt LayerNorm(Vatt +Q)",
                        "Attention is All You Need. Vaswani et al., NIPS-2017",
                        "Capture structures across Q and K-V",
                        "Composite semantic representations of captured structures with input embedding"
                    ],
                    "page_nums": [
                        19
                    ],
                    "images": [
                        "figure/image/1333-Figure3-1.png"
                    ]
                },
                "8": {
                    "title": "Experiment",
                    "text": [
                        "One-one multi-turn conversation Ubuntu Corpus V1 Douban Conversation",
                        "Train Dev Test Train Dev Test",
                        "One-one multi-turn conversation # candidates per context",
                        "Open domain topics # positive candidates per context",
                        "Min. # turns per context Task Max. # turns per context",
                        "Given multi-turn context and serval Avg. # turns per context",
                        "response candidates Avg. #words per utterance",
                        "Select the best candidate based on",
                        "Test stacking 3-7 self-attention layers",
                        "Sequential Matching Network (SMN) (Wu et al., ACL-2017), Multi-view Matching (Zhou et",
                        "LMNOP : without stacked self-attention",
                        "QROP : only using the last layer of stacked self-attention",
                        "OSQL : only using self-attention-match",
                        "TNUOO : only using cross-attention-match"
                    ],
                    "page_nums": [
                        27,
                        28
                    ],
                    "images": []
                },
                "10": {
                    "title": "Self Attention Match Visualization",
                    "text": [
                        "selfattentionmatch selfattentionmatch in in stack stack selfattentionmatch in stack 0 selfattentio selfattentionmatch selfattentionmatch match in in stack in stack stack selfattentionmatch selfattentionmatch selfattentionmatch in in stack stack in stack",
                        "man manager manager ger man manager manager ger man manager manager ger package package package package package package package package package debain debain debain debain debain debain debain debain debain the the the the the the the the the know know know know know know know know know dont dont dont dont dont i i dont dont dont i i i i dont",
                        "as as i as as as i as as as i reassurance reassurance reassurance",
                        "as reassurance reassurance reassurance just just just just its its just for. for. response reassurance just just just its its its its its its just for. for. for. for. for. its it it it it for. it it it for. need need it need need need need need it you you you you you need do do you you you need do do do do you what what do what what do what what what do clue clue what no clue clue clue clue clue what no no no clue no no clue no",
                        "somewhere somewhere else no no",
                        "hi i hi hi am i i looking am am to looking looking see to to what see see packages what what are packages packages installed are are on installed installed my on on system my my i.1 system system dont i.1 i.1 see.1 dont dont a see.1 see.1 path a a is path path the is is list the the being list list held being held else else being somewhere held hi i hi am i hi looking am i to looking am see to",
                        "looking what see to packages what see are packages what installed are packages on installed are my on",
                        "installed system my on i.1 system my dont i.1 system see.1 dont i.1 a see.1 dont path a see.1 is path a the is path list the is list held being held else else being the list somewhere being somewhere held somewhere else hi i hi am i hi looking am to i looking see am to what looking see packages to what are packages see installed are what on installed packages my on are system my",
                        "installed i.1 system on dont i.1 my see.1 dont system a see.1 i.1 path a dont is path see.1 the is a list the path being list is held being the held somewhere list else ls",
                        "turn 0 turn 0 turn 0 turn 0 turn 0 turn 0",
                        "selfattention selfattention Stack-0 of of response response in in stack stack turn 0 selfattention of turn 0 in stack 3 selfattention of turn 0 in stack 3 selfattention of response in stack 3 selfattention of turn 0 in stack 3 Stack-2 turn 0 attention of response over turn 0 in stack 4 attention of response over turn 0 in stack 4 Stack-4 turn 0",
                        "manager manager somewhere somewhere else else else attention of response over turn 0 in stac manager manager package manager pack somewhere h held ld package pack manager ge debain package deb in being being held the list being list debain debain package debain the know know the the list the the debain the is the is know know the"
                    ],
                    "page_nums": [
                        30
                    ],
                    "images": []
                },
                "11": {
                    "title": "Cross Attention Match Visualization",
                    "text": [
                        "selfattentionmatch in stack 0 selfattentionmatch in stack 2 selfattentionmatch in stack 0 selfattentionmatch in stack 2 selfattentionmatch in stack 4 selfattentionmatch in stack 4 crossattentionmatch in stack 4 crossattentionmatch in stack 4",
                        "manager manager manager manager manager manager manager manager package package package package package package package package debain debain debain debain debain the know dont i as debain debain the know dont i as debain the the the the the the know know know know know know dont dont dont dont dont dont i i i i i i",
                        "reassurance just its as as as as",
                        "just its as reassurance reassurance reassurance just just its its for. for. for. for. for. for. for. for. it it it it need need need need you you you you do do do do what what what what clue clue clue clue no no no no",
                        "do it need you do what clue no it need you you do what what clue clue no no",
                        "somewhere path else is the list being held somewhere else hi i am looking to see what hi packages i are am installed looking on to my see system what i.1 packages dont are see.1 installed a on path my is system the i.1 list dont being see.1 held a",
                        "somewhere path else is the list being held else somewhere hi i am looking to see hi what i packages am are looking installed to on see my what system packages i.1 are dont installed see.1 on a my path system is i.1 the dont list see.1 being a held path is else the list being held else somewhere somewhere hi i am looking to see hi what i packages am are looking installed to on see my what system packages i.1 are dont installed see.1 on a my path system is i.1 the dont list see.1 being a held path somewhere is else the list being held somewhere else",
                        "turn 0 turn 0 turn 0 turn 0 turn 0 turn 0 turn 0 turn 0",
                        "selfattention selfattention of response of in response stack 3 in stack 3 selfattention selfatte of turn tion 0 in of stack turn 0 in stack 3 Self-Attention attention of att response nti of over response turn Match over in stack urn 0 in stack 4 attention of turn 0 over response in stack 4 Catrteontisons -f Aturnt 0t evner treisoponns eM in satactkc 4h",
                        "manager manager else else somewhere somewhere manager manager else else"
                    ],
                    "page_nums": [
                        31
                    ],
                    "images": []
                },
                "12": {
                    "title": "Summary",
                    "text": [
                        "We propose a novel deep attention matching network for multi-turn",
                        "response selection that entirely based on attention.",
                        "We use stacked self-attention to construct multi-grained semantic",
                        "We use cross-attention to match context with its candidate response",
                        "considering both textual and dependency information"
                    ],
                    "page_nums": [
                        32
                    ],
                    "images": []
                }
            },
            "paper_title": "Multi-Turn Response Selection for Chatbots with Deep Attention Matching Network",
            "paper_id": "1333",
            "paper": {
                "title": "Multi-Turn Response Selection for Chatbots with Deep Attention Matching Network",
                "abstract": "Human generates responses relying on semantic and functional dependencies, including coreference relation, among dialogue elements and their context. In this paper, we investigate matching a response with its multi-turn context using dependency information based entirely on attention. Our solution is inspired by the recently proposed Transformer in machine translation (Vaswani et al., 2017) and we extend the attention mechanism in two ways. First, we construct representations of text segments at different granularities solely with stacked self-attention. Second, we try to extract the truly matched segment pairs with attention across the context and response. We jointly introduce those two kinds of attention in one uniform neural network. Experiments on two large-scale multi-turn response selection tasks show that our proposed model significantly outperforms the state-of-the-art models. * Equally contributed. † Work done as a visiting scholar at Baidu. Wayne Xin Zhao is an associate professor of Renmin University of China and can be reached at batmanfly@ruc.edu.cn.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Building a chatbot that can naturally and consistently converse with human-beings on opendomain topics draws increasing research interests in past years."
                    },
                    {
                        "id": 1,
                        "string": "One important task in chatbots is response selection, which aims to select the bestmatched response from a set of candidates given the context of a conversation."
                    },
                    {
                        "id": 2,
                        "string": "Besides playing a critical role in retrieval-based chatbots (Ji et al., 2014) , response selection models have been used in automatic evaluation of dialogue generation Figure 1 : Example of human conversation on Ubuntu system troubleshooting."
                    },
                    {
                        "id": 3,
                        "string": "Speaker A is seeking for a solution of package management in his/her system and speaker B recommend using, the debian package manager, dpkg."
                    },
                    {
                        "id": 4,
                        "string": "But speaker A does not know dpkg, and asks a backchannel-question (Stolcke et al., 2000) , i.e., \"no clue what do you need it for?"
                    },
                    {
                        "id": 5,
                        "string": "\", aiming to double-check if dpkg could solve his/her problem."
                    },
                    {
                        "id": 6,
                        "string": "Text segments with underlines in the same color across context and response can be seen as matched pairs."
                    },
                    {
                        "id": 7,
                        "string": "Early studies on response selection only use the last utterance in context for matching a reply, which is referred to as single-turn response selection (Wang et al., 2013) ."
                    },
                    {
                        "id": 8,
                        "string": "Recent works show that the consideration of a multi-turn context can facilitate selecting the next utterance Wu et al., 2017) ."
                    },
                    {
                        "id": 9,
                        "string": "The reason why richer contextual information works is that human generated responses are heavily dependent on the previous dialogue segments at different granularities (words, phrases, sentences, etc), both semantically and functionally, over multiple turns rather than one turn (Lee et al., 2006; Traum and Heeman, 1996) ."
                    },
                    {
                        "id": 10,
                        "string": "Figure 1 illustrates semantic connectivities between segment pairs across context and response."
                    },
                    {
                        "id": 11,
                        "string": "As demonstrated, generally there are two kinds of matched segment pairs at different granularities across context and response: (1) surface text relevance, for example the lexical overlap of words \"packages\"-\"package\" and phrases \"debian package manager\"-\"debian pack-age manager\"."
                    },
                    {
                        "id": 12,
                        "string": "(2) latent dependencies upon which segments are semantically/functionally related to each other."
                    },
                    {
                        "id": 13,
                        "string": "Such as the word \"it\" in the response, which refers to \"dpkg\" in the context, as well as the phrase \"its just reassurance\" in the response, which latently points to \"what packages are installed on my system\", the question that speaker A wants to double-check."
                    },
                    {
                        "id": 14,
                        "string": "Previous studies show that capturing those matched segment pairs at different granularities across context and response is the key to multiturn response selection (Wu et al., 2017) ."
                    },
                    {
                        "id": 15,
                        "string": "However, existing models only consider the textual relevance, which suffers from matching response that latently depends on previous turns."
                    },
                    {
                        "id": 16,
                        "string": "Moreover, Recurrent Neural Networks (RNN) are conveniently used for encoding texts, which is too costly to use for capturing multi-grained semantic representations (Lowe et al., 2015; Wu et al., 2017) ."
                    },
                    {
                        "id": 17,
                        "string": "As an alternative, we propose to match a response with multi-turn context using dependency information based entirely on attention mechanism."
                    },
                    {
                        "id": 18,
                        "string": "Our solution is inspired by the recently proposed Transformer in machine translation (Vaswani et al., 2017) , which addresses the issue of sequence-to-sequence generation only using attention, and we extend the key attention mechanism of Transformer in two ways: self-attention By making a sentence attend to itself, we can capture its intra word-level dependencies."
                    },
                    {
                        "id": 19,
                        "string": "Phrases, such as \"debian package manager\", can be modeled with wordlevel self-attention over word-embeddings, and sentence-level representations can be constructed in a similar way with phraselevel self-attention."
                    },
                    {
                        "id": 20,
                        "string": "By hierarchically stacking self-attention from word embeddings, we can gradually construct semantic representations at different granularities."
                    },
                    {
                        "id": 21,
                        "string": "cross-attention By making context and response attend to each other, we can generally capture dependencies between those latently matched segment pairs, which is able to provide complementary information to textual relevance for matching response with multi-turn context."
                    },
                    {
                        "id": 22,
                        "string": "We jointly introduce self-attention and crossattention in one uniform neural matching network, namely the Deep Attention Matching Network (DAM), for multi-turn response selection."
                    },
                    {
                        "id": 23,
                        "string": "In practice, DAM takes each single word of an utterance in context or response as the centric-meaning of an abstractive semantic segment, and hierarchically enriches its representation with stacked self-attention, gradually producing more and more sophisticated segment representations surrounding the centric-word."
                    },
                    {
                        "id": 24,
                        "string": "Each utterance in context and response are matched based on segment pairs at different granularities, considering both textual relevance and dependency information."
                    },
                    {
                        "id": 25,
                        "string": "In this way, DAM generally captures matching information between the context and the response from word-level to sentence-level, important matching features are then distilled with convolution & maxpooling operations, and finally fused into one single matching score via a single-layer perceptron."
                    },
                    {
                        "id": 26,
                        "string": "We test DAM on two large-scale public multiturn response selection datasets, the Ubuntu Corpus v1 and Douban Conversation Corpus."
                    },
                    {
                        "id": 27,
                        "string": "Experimental results show that our model significantly outperforms the state-of-the-art models, and the improvement to the best baseline model on R 10 @1 is over 4%."
                    },
                    {
                        "id": 28,
                        "string": "What is more, DAM is expected to be convenient to deploy in practice because most attention computation can be fully parallelized (Vaswani et al., 2017) ."
                    },
                    {
                        "id": 29,
                        "string": "Our contributions are two-folds: (1) we propose a new matching model for multi-turn response selection with selfattention and cross-attention."
                    },
                    {
                        "id": 30,
                        "string": "(2) empirical results show that our proposed model significantly outperforms the state-of-the-art baselines on public datasets, demonstrating the effectiveness of selfattention and cross-attention."
                    },
                    {
                        "id": 31,
                        "string": "Related Work Conversational System To build an automatic conversational agent is a long cherished goal in Artificial Intelligence (AI) (Turing, 1950) ."
                    },
                    {
                        "id": 32,
                        "string": "Previous researches include taskoriented dialogue system, which focuses on completing tasks in vertical domain, and chatbots, which aims to consistently and naturally converse with human-beings on open-domain topics."
                    },
                    {
                        "id": 33,
                        "string": "Most modern chatbots are data-driven, either in a fashion of information-retrieval (Ji et al., 2014; Banchs and Li, 2012; Nio et al., 2014; Ameixa et al., 2014) or sequence-generation (Ritter et al., 2011) ."
                    },
                    {
                        "id": 34,
                        "string": "The retrieval-based systems enjoy the advantage of informative and fluent responses because it searches a large dialogue repository and selects candidate that best matches the current context."
                    },
                    {
                        "id": 35,
                        "string": "The generation-based models, on the other hand, learn patterns of responding from dialogues and can directly generalize new responses."
                    },
                    {
                        "id": 36,
                        "string": "Response Selection Researches on response selection can be generally categorized into single-turn and multi-turn."
                    },
                    {
                        "id": 37,
                        "string": "Most early studies are single-turn that only consider the last utterance for matching response (Wang et al., 2013 (Wang et al., , 2015 ."
                    },
                    {
                        "id": 38,
                        "string": "Recent works extend it to multiturn conversation scenario, Lowe et al.,(2015) and  use RNN to read context and response, use the last hidden states to represent context and response as two semantic vectors, and measure their relevance."
                    },
                    {
                        "id": 39,
                        "string": "Instead of only considering the last states of RNN, Wu et al.,(2017) take hidden state at each time step as a text segment representation, and measure the distance between context and response via segment-segment matching matrixes."
                    },
                    {
                        "id": 40,
                        "string": "Nevertheless, matching with dependency information is generally ignored in previous works."
                    },
                    {
                        "id": 41,
                        "string": "Attention Attention has been proven to be very effective in Natural Language Processing (NLP) (Bahdanau et al., 2015; Yin et al., 2016; Lin et al., 2017) and other research areas (Xu et al., 2015) ."
                    },
                    {
                        "id": 42,
                        "string": "Recently, Vaswani et al.,(2017) propose a novel sequenceto-sequence generation network, the Transformer, which is entirely based on attention."
                    },
                    {
                        "id": 43,
                        "string": "Not only Transformer can achieve better translation results than convenient RNN-based models, but also it is very fast in training/predicting as the computation of attention can be fully parallelized."
                    },
                    {
                        "id": 44,
                        "string": "Previous works on attention mechanism show the superior ability of attention to capture semantic dependencies, which inspires us to improve multi-turn response selection with attention mechanism."
                    },
                    {
                        "id": 45,
                        "string": "3 Deep Attention Matching Network Problem Formalization Given a dialogue data set D = {(c, r, y) Z } N Z=1 , where c = {u 0 , ..., u n−1 } represents a conversation context with {u i } n−1 i=0 as utterances and r as a response candidate."
                    },
                    {
                        "id": 46,
                        "string": "y ∈ {0, 1} is a binary label, indicating whether r is a proper response for c. Our goal is to learn a matching model g(c, r) with D, which can measure the relevance between any context c and candidate response r. Figure 2 gives an overview of DAM, which generally follows the representation-matchingaggregation framework to match response with multi-turn context."
                    },
                    {
                        "id": 47,
                        "string": "For each utterance Model Overview u i = [w u i ,k ] nu i −1 k=0 in a context and its response candidate r = [w r,t ] nr−1 t=0 , where n u i and n r stand for the numbers of words, DAM first looks up a shared word embedding table and represents u i and r as sequences of word embeddings, namely U 0 i = [e 0 u i ,0 , ..., e 0 u i ,nu i −1 ] and R 0 = [e 0 r,0 , ..., e 0 r,nr−1 ] respectively, where e ∈ R d denotes a d-dimension word embedding."
                    },
                    {
                        "id": 48,
                        "string": "A representation module then starts to construct semantic representations at different granularities for u i and r. Practically, L identical layers of self-attention are hierarchically stacked, each l th self-attention layer takes the output of the l − 1 th layer as its input, and composites the input semantic vectors into more sophisticated representations based on self-attention."
                    },
                    {
                        "id": 49,
                        "string": "In this way, multigrained representations of u i and r are gradually constructed, denoted as [U l i ] L l=0 and [R l ] L l=0 re- spectively."
                    },
                    {
                        "id": 50,
                        "string": "Given [U 0 i , ..., U L i ] and [R 0 , ..., R L ] , utterance u i and response r are then matched with each other in a manner of segment-segment similarity matrix."
                    },
                    {
                        "id": 51,
                        "string": "Practically, for each granularity l ∈ [0...L], two kinds of matching matrixes are constructed, i.e., the self-attention-match M u i ,r,l self and cross-attention-match M u i ,r,l cross , measuring the relevance between utterance and response with textual information and dependency information respectively."
                    },
                    {
                        "id": 52,
                        "string": "Those matching scores are finally merged into a 3D matching image Q 1 ."
                    },
                    {
                        "id": 53,
                        "string": "Each dimension of Q represents each utterance in context, each word in utterance and each word in response respectively."
                    },
                    {
                        "id": 54,
                        "string": "Important matching information between segment pairs across multi-turn context and candidate response is then extracted via convolution with max-pooling operations, and further fused into one matching score via a single-layer perceptron, representing the matching degree between the response candidate and the whole context."
                    },
                    {
                        "id": 55,
                        "string": "Specifically, we use a shared component, the Attentive Module, to implement both selfattention in representation and cross-attention in matching."
                    },
                    {
                        "id": 56,
                        "string": "We will discuss in detail the implementation of Attentive Module and how we used it to implement both self-attention and cross-attention in following sections."
                    },
                    {
                        "id": 57,
                        "string": "Figure 3 shows the structure of Attentive Module, which is similar to that used in Transformer (Vaswani et al., 2017) ."
                    },
                    {
                        "id": 58,
                        "string": "Attentive Module has three input sentences: the query sentence, the key sentence and the value sentence, namely Q = Attentive Module [e i ] n Q −1 i=0 , K = [e i ] n K −1 i=0 , V = [e i ] n V −1 i=0 respec- 1 We refer to it as Q because it is like a cube."
                    },
                    {
                        "id": 59,
                        "string": "tively, where n Q , n K and n V denote the number of words in each sentence and e i stands for a ddimension embedding, n K is equal to n V ."
                    },
                    {
                        "id": 60,
                        "string": "The Attentive Module first takes each word in the query sentence to attend to words in the key sentence via Scaled Dot-Product Attention (Vaswani et al., 2017) , then applies those attention results upon the value sentence, which is defined as: Att(Q, K) = sof tmax( Q[i] · K T √ d ) n Q −1 i=0 (1) V att = Att(Q, K) · V ∈ R n Q ×d (2) where Q[i] is the i th embedding in the query sen- tence Q."
                    },
                    {
                        "id": 61,
                        "string": "Each row of V att , denoted as V att [i] , stores the fused semantic information of words in the value sentence that possibly have dependencies to the i th word in query sentence."
                    },
                    {
                        "id": 62,
                        "string": "For each i, V att [i] and Q[i] are then added up together, compositing them into a new representation that contains their joint meanings."
                    },
                    {
                        "id": 63,
                        "string": "A layer normalization operation (Ba et al., 2016) is then applied, which prevents vanishing or exploding of gradients."
                    },
                    {
                        "id": 64,
                        "string": "A feed-forward network FFN with RELU (LeCun et al., 2015) activation is then applied upon the normalization result, in order to further process the fused embeddings, defined as: FFN(x) = max(0, xW 1 + b 1 )W 2 + b 2 (3) where, x is a 2D-tensor in the same shape of query sentence Q and W 1 , b 1 , W 2 , b 2 are learnt parameters."
                    },
                    {
                        "id": 65,
                        "string": "This kind of activation is empirically useful in other works, and we also adapt it in our model."
                    },
                    {
                        "id": 66,
                        "string": "The result FFN(x) is a 2D-tensor that has the same shape as x, FFN(x) is then residually added (He et al., 2016) to x, and the fusion result is then normalized as the final outputs."
                    },
                    {
                        "id": 67,
                        "string": "We refer to the whole Attentive Module as: AttentiveModule(Q, K, V) (4) As described, Attentive Module can capture dependencies across query sentence and key sentence, and further use the dependency information to composite elements in the query sentence and the value sentence into compositional representations."
                    },
                    {
                        "id": 68,
                        "string": "We exploit this property of the Attentive Module to construct multi-grained semantic representations as well as match with dependency information."
                    },
                    {
                        "id": 69,
                        "string": "Representation Given U 0 i or R 0 , the word-level embedding representations for utterance u i or response r, DAM takes U 0 i ro R 0 as inputs and hierarchically stacks the Attentive Module to construct multi-grained representations of u i and r, which is formulated as: U l+1 i = AttentiveModule(U l i , U l i , U l i ) (5) R l+1 = AttentiveModule(R l , R l , R l ) (6) where l ranges from 0 to L − 1, denoting the different levels of granularity."
                    },
                    {
                        "id": 70,
                        "string": "By this means, words in each utterance or response repeatedly function together to composite more and more holistic representations, we refer to those multi-grained representations as [U 0 i , ..., U L i ] and [R 0 , ..., R L ] here- after."
                    },
                    {
                        "id": 71,
                        "string": "Utterance-Response Matching Given [U l i ] L l=0 and [R l ] L l=0 , two kinds of segmentsegment matching matrixes are constructed at each level of granularity l, i.e., the self-attention-match M u i ,r,l self and cross-attention-match M u i ,r,l cross ."
                    },
                    {
                        "id": 72,
                        "string": "M u i ,r,l self is defined as: M u i ,r,l self = {U l i [k] T · R l [t]} nu i ×nr (7) in which, each element in the matrix is the dot- product of U l i [k] and R l [t] , the k th embedding in U l i and the t th embedding in R l , reflecting the textual relevance between the k th segment in u i and t th segment in r at the l th granularity."
                    },
                    {
                        "id": 73,
                        "string": "The crossattention-match matrix is based on cross-attention, which is defined as: U l i = AttentiveModule(U l i , R l , R l ) (8) R l = AttentiveModule(R l , U l i , U l i ) (9) M u i ,r,l cross = { U l i [k] T · R l [t]} nu i ×nr (10) where we use Attentive Module to make U l i and R l crossly attend to each other, constructing two new representations for both of them, written as U l i and R l respectively."
                    },
                    {
                        "id": 74,
                        "string": "Both U l i and R l implicitly capture semantic structures that cross the utterance and response."
                    },
                    {
                        "id": 75,
                        "string": "In this way, those inter-dependent segment pairs are close to each other in representations, and dot-products between those latently inter-dependent pairs could get increased, providing dependency-aware matching information."
                    },
                    {
                        "id": 76,
                        "string": "Aggregation DAM finally aggregates all the segmental matching degrees across each utterance and response into a 3D matching image Q, which is defined as: Q = {Q i,k,t } n×nu i ×nr (11) where each pixel Q i,k,t is formulated as: Q i,k,t = [M u i ,r,l self [k, t]] L l=0 ⊕ [M u i ,r,l cross [k, t]] L l=0 (12) ⊕ is concatenation operation, and each pixel has 2(L + 1) channels, storing the matching degrees between one certain segment pair at different levels of granularity."
                    },
                    {
                        "id": 77,
                        "string": "DAM then leverages twolayered 3D convolution with max-pooling operations to distill important matching features from the whole image."
                    },
                    {
                        "id": 78,
                        "string": "The operation of 3D convolution with max-pooling is the extension of typical 2D convolution, whose filters and strides are 3D cubes 2 ."
                    },
                    {
                        "id": 79,
                        "string": "We finally compute matching score g(c, r) based on the extracted matching features f match (c, r) via a single-layer perceptron, which is formulated as: g(c, r) = σ(W 3 f match (c, r) + b 3 ) (13) where W 3 and b 3 are learnt parameters, and σ is sigmoid function that gives the probability if r is a proper candidate to c. The loss function of DAM is the negative log likelihood, defined as: p(y|c, r) = g(c, r)y + (1 − g(c, r))(1 − y) (14) L(·) = − (c, Dataset We test DAM on two public multi-turn response selection datasets, the Ubuntu Corpus V1 (Lowe et al., 2015) and the Douban Conversation Corpus (Wu et al., 2017) ."
                    },
                    {
                        "id": 80,
                        "string": "The former one contains multiturn dialogues about Ubuntu system troubleshooting in English and the later one is crawled from a Chinese social networking on open-domain topics."
                    },
                    {
                        "id": 81,
                        "string": "The Ubuntu training set contains 0.5 million multiturn contexts, and each context has one positive response that generated by human and one negative response which is randomly sampled."
                    },
                    {
                        "id": 82,
                        "string": "Both validation and testing sets of Ubuntu Corpus have 50k contexts, where each context is provided with one positive response and nine negative replies."
                    },
                    {
                        "id": 83,
                        "string": "The Douban corpus is constructed in a similar way to the Ubuntu Corpus, except that its validation set contains 50k instances with 1:1 positive-negative ratios and the testing set of Douban corpus is consisted of 10k instances, where each context has 10 candidate responses, collected via a tiny invertedindex system (Lucene 3 ), and labels are manually annotated."
                    },
                    {
                        "id": 84,
                        "string": "Evaluation Metric We use the same evaluation metrics as in previous works (Wu et al., 2017) ."
                    },
                    {
                        "id": 85,
                        "string": "Each comparison model is asked to select k best-matched response from n available candidates for the given conversation context c, and we calculate the recall of the true positive replies among the k selected ones as the main evaluation metric, denoted as R n @k = k i=1 y i n i=1 y i , where y i is the binary label for each candidate."
                    },
                    {
                        "id": 86,
                        "string": "In addition to R n @k, we use MAP (Mean Average Precision) (Baeza-3 https://lucenent.apache.org/ Yates et al., 1999) , MRR (Mean Reciprocal Rank) (Voorhees et al., 1999) , and Precision-at-one P @1 especially for Douban corpus, following the setting of previous works (Wu et al., 2017) ."
                    },
                    {
                        "id": 87,
                        "string": "Ablation : To verify the effects of multi-grained representation, we setup two comparison models, i.e., DAM f irst and DAM last , which dispense with the multi-grained representations in DAM, and use representation results from the 0 th layer and L th layer of self-attention instead."
                    },
                    {
                        "id": 88,
                        "string": "Moreover, we setup DAM self and DAM cross , which only use self-attention-match or cross-attention-match respectively, in order to examine the effectiveness of both self-attention-match and cross-attention-match."
                    },
                    {
                        "id": 89,
                        "string": "Comparison Methods RNN-based models Model Training We copy the reported evaluation results of all baselines for comparison."
                    },
                    {
                        "id": 90,
                        "string": "DAM is implemented in tensorflow 4 , and the used vocabularies, word em-bedding sizes for Ubuntu corpus and Douban corpus are all set as same as the SMN (Wu et al., 2017) ."
                    },
                    {
                        "id": 91,
                        "string": "We consider at most 9 turns and 50 words for each utterance (response) in our experiments, word embeddings are pre-trained using training sets via word2vec (Mikolov et al., 2013) , similar to previous works."
                    },
                    {
                        "id": 92,
                        "string": "We use zero-pad to handle the variable-sized input and parameters in FFN are set to 200, same as word-embedding size."
                    },
                    {
                        "id": 93,
                        "string": "We test stacking 1-7 self-attention layers, and reported our results with 5 stacks of self-attention because it gains the best scores on validation set."
                    },
                    {
                        "id": 94,
                        "string": "The 1 st convolution layer has 32 [3,3,3] filters with [1,1,1] stride, and its max-pooling size is [3, 3, 3] with [3,3,3] stride."
                    },
                    {
                        "id": 95,
                        "string": "The 2 nd convolution layer has 16 [3,3,3] filters with [1,1,1] stride, and its maxpooling size is also [3, 3, 3] with [3,3,3] stride."
                    },
                    {
                        "id": 96,
                        "string": "We tune DAM and the other ablation models with adam optimizer (Le et al., 2011) to minimize loss function defined in Eq 15."
                    },
                    {
                        "id": 97,
                        "string": "Learning rate is initialized as 1e-3 and gradually decreased during training, and the batch-size is 256."
                    },
                    {
                        "id": 98,
                        "string": "We use validation sets to select the best models and report their performances on test sets."
                    },
                    {
                        "id": 99,
                        "string": ", which is the state-of-the-art baseline, demonstrating the superior power of attention mechanism in matching response with multi-turn context."
                    },
                    {
                        "id": 100,
                        "string": "Besides, both the performances of DAM f irst and DAM self decrease a lot compared with DAM, which shows the effectiveness of self-attention and cross-attention."
                    },
                    {
                        "id": 101,
                        "string": "Both DAM f irst and DAM last underperform DAM, which demonstrates the benefits of using multigrained representations."
                    },
                    {
                        "id": 102,
                        "string": "Also the absence of self-attention-match brings down the precision, as shown in DAM cross , exhibiting the necessity of jointly considering textual relevance and dependency information in response selection."
                    },
                    {
                        "id": 103,
                        "string": "One notable point is that, while DAM f irst is able to achieve close performance to SMN dynamic , it is about 2.3 times faster than SMN dynamic in our implementation as it is very simple in computation."
                    },
                    {
                        "id": 104,
                        "string": "We believe that DAM f irst is more suitable to the scenario that has limitations in computation time or memories but requires high precise, such as industry application or working as an component in other neural networks like GANs."
                    },
                    {
                        "id": 105,
                        "string": "Experiment Result Analysis We use the Ubuntu Corpus for analyzing how selfattention and cross-attention work in DAM from both quantity analysis as well as visualization."
                    },
                    {
                        "id": 106,
                        "string": "Quantity Analysis We first study how DAM performs in different utterance number of context."
                    },
                    {
                        "id": 107,
                        "string": "The left part in Figure 4 shows the changes of R 10 @1 on Ubuntu Corpus across contexts with different number of utterance."
                    },
                    {
                        "id": 108,
                        "string": "As demonstrated, while being good at matching response with long context that has more than 4 utterances, DAM can still stably deal with short context that only has 2 turns."
                    },
                    {
                        "id": 109,
                        "string": "Moreover, the right part of Figure 4 gives the comparison of performance across different contexts with different average utterance text length and self-attention stack depth."
                    },
                    {
                        "id": 110,
                        "string": "As demonstrated, stacking self-attention can consistently improve matching performance for contexts having different average utterance text length, implying the stability advantage of using multi-grained semantic representations."
                    },
                    {
                        "id": 111,
                        "string": "The performance of matching short utterances, that have less than 10 words, is obviously lower than the other longer ones."
                    },
                    {
                        "id": 112,
                        "string": "This is because the shorter the utterance text is, the fewer information it contains, and the more difficult for selecting the next utterance, while stacking self-attention can still help in this case."
                    },
                    {
                        "id": 113,
                        "string": "However for long utterances like containing more than 30 words, stacking self-attention can significantly improve the matching performance, which means that the more information an utterance contains, the more stacked self-attention it needs to capture its intra semantic structures."
                    },
                    {
                        "id": 114,
                        "string": "prior-match posterior-match self-attention cross-attention self-attention-match in stack 0 self-attention-match in stack 2 self-attention-match in stack 4 cross-attention-match in stack 4 self-attention-match cross-attention-match Figure 5 : Visualization of self-attention-match, cross-attention-match as well as the distribution of self-attention and crossattention in matching response with the first utterance in Figure 1 ."
                    },
                    {
                        "id": 115,
                        "string": "Each colored grid represents the matching degree or attention score between two words."
                    },
                    {
                        "id": 116,
                        "string": "The deeper the color is, the more important this grid is."
                    },
                    {
                        "id": 117,
                        "string": "Visualization We study the case in Figure 1 for analyzing in detail how self-attention and cross-attention work."
                    },
                    {
                        "id": 118,
                        "string": "Practically, we apply a softmax operation over self-attention-match and cross-attention-match, to examine the variance of dominating matching pairs during stacking self-attention or applying cross-attention."
                    },
                    {
                        "id": 119,
                        "string": "Figure 5 gives the visualization results of the 0 th , 2 nd and 4 th self-attention-match matrixes, the 4 th cross-attention-match matrix, as well as the distribution of self-attention and crossattention in the 4 th layer in matching response with the first utterance (turn 0) due to space limitation."
                    },
                    {
                        "id": 120,
                        "string": "As demonstrated, important matching pairs in selfattention-match in stack 0 are nouns, verbs, like \"package\" and \"packages\", those are similar in topics."
                    },
                    {
                        "id": 121,
                        "string": "However matching scores between prepositions or pronouns pairs, such as \"do\" and \"what\", become more important in self-attention-match in stack 4."
                    },
                    {
                        "id": 122,
                        "string": "The visualization results of self-attention show the reason why matching between prepositions or pronouns matters, as demonstrated, selfattention generally capture the semantic structure of \"no clue what do you need package manager\" for \"do\" in response and \"what packages are installed\" for \"what\" in utterance, making segments surrounding \"do\" and \"what\" close to each other in representations, thus increases their dot-product results."
                    },
                    {
                        "id": 123,
                        "string": "Also as shown in Figure 5 , self-attentionmatch and cross-attention-match capture complementary information in matching utterance with response."
                    },
                    {
                        "id": 124,
                        "string": "Words like \"reassurance\" and \"its\" in response significantly get larger matching scores in cross-attention-match compared with self-attention-match."
                    },
                    {
                        "id": 125,
                        "string": "According to the visualization of cross-attention, \"reassurance\" generally depends on \"system\" \"don't\" and \"held\" in utterance, which makes it close to words like \"list\", \"installed\" or \"held\" of utterance."
                    },
                    {
                        "id": 126,
                        "string": "Scores of crossattention-match trend to centralize on several segments, which probably means that those segments in response generally capture structure-semantic information across utterance and response, amplifying their matching scores against the others."
                    },
                    {
                        "id": 127,
                        "string": "Error Analysis To understand the limitations of DAM and where the future improvements might lie, we analyze 100 strong bad cases from test-set that fail in R 10 @5."
                    },
                    {
                        "id": 128,
                        "string": "We find two major kinds of bad cases: (1) fuzzycandidate, where response candidates are basically proper for the conversation context, except for a few improper details."
                    },
                    {
                        "id": 129,
                        "string": "(2) logical-error, where response candidates are wrong due to logical mismatch, for example, given a conversation context A: \"I just want to stay at home tomorrow."
                    },
                    {
                        "id": 130,
                        "string": "\", B: \"Why not go hiking?"
                    },
                    {
                        "id": 131,
                        "string": "I can go with you."
                    },
                    {
                        "id": 132,
                        "string": "\", response candidate like \"Sure, I was planning to go out tomorrow.\""
                    },
                    {
                        "id": 133,
                        "string": "is logically wrong because it is contradictory to the first utterance of speaker A."
                    },
                    {
                        "id": 134,
                        "string": "We believe generating adversarial examples, rather than randomly sampling, during training procedure may be a good idea for addressing both fuzzy-candidate and logical-error, and to capture logic-level information hidden behind conversation text is also worthy to be studied in the future."
                    },
                    {
                        "id": 135,
                        "string": "Conclusion In this paper, we investigate matching a response with its multi-turn context using dependency information based entirely on attention."
                    },
                    {
                        "id": 136,
                        "string": "Our solution extends the attention mechanism of Transformer in two ways: (1) using stacked selfattention to harvest multi-grained semantic representations."
                    },
                    {
                        "id": 137,
                        "string": "(2) utilizing cross-attention to match with dependency information."
                    },
                    {
                        "id": 138,
                        "string": "Empirical results on two large-scale datasets demonstrate the effectiveness of self-attention and cross-attention in multi-turn response selection."
                    },
                    {
                        "id": 139,
                        "string": "We believe that both self-attention and cross-attention could benefit other research area, including spoken language understanding, dialogue state tracking or seq2seq dialogue generation."
                    },
                    {
                        "id": 140,
                        "string": "We would like to explore in depth how attention can help improve neural dialogue modeling for both chatbots and taskoriented dialogue systems in our future work."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 30
                    },
                    {
                        "section": "Conversational System",
                        "n": "2.1",
                        "start": 31,
                        "end": 35
                    },
                    {
                        "section": "Response Selection",
                        "n": "2.2",
                        "start": 36,
                        "end": 40
                    },
                    {
                        "section": "Attention",
                        "n": "2.3",
                        "start": 41,
                        "end": 43
                    },
                    {
                        "section": "Problem Formalization",
                        "n": "3.1",
                        "start": 44,
                        "end": 46
                    },
                    {
                        "section": "Model Overview",
                        "n": "3.2",
                        "start": 47,
                        "end": 57
                    },
                    {
                        "section": "Attentive Module",
                        "n": "3.3",
                        "start": 58,
                        "end": 67
                    },
                    {
                        "section": "Representation",
                        "n": "3.4",
                        "start": 68,
                        "end": 70
                    },
                    {
                        "section": "Utterance-Response Matching",
                        "n": "3.5",
                        "start": 71,
                        "end": 75
                    },
                    {
                        "section": "Aggregation",
                        "n": "3.6",
                        "start": 76,
                        "end": 79
                    },
                    {
                        "section": "Dataset",
                        "n": "4.1",
                        "start": 80,
                        "end": 83
                    },
                    {
                        "section": "Evaluation Metric",
                        "n": "4.2",
                        "start": 84,
                        "end": 88
                    },
                    {
                        "section": "Model Training",
                        "n": "4.4",
                        "start": 89,
                        "end": 104
                    },
                    {
                        "section": "Analysis",
                        "n": "5",
                        "start": 105,
                        "end": 105
                    },
                    {
                        "section": "Quantity Analysis",
                        "n": "5.1",
                        "start": 106,
                        "end": 116
                    },
                    {
                        "section": "Visualization",
                        "n": "5.2",
                        "start": 117,
                        "end": 126
                    },
                    {
                        "section": "Error Analysis",
                        "n": "5.3",
                        "start": 127,
                        "end": 134
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 135,
                        "end": 140
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1333-Figure1-1.png",
                        "caption": "Figure 1: Example of human conversation on Ubuntu system troubleshooting. Speaker A is seeking for a solution of package management in his/her system and speaker B recommend using, the debian package manager, dpkg. But speaker A does not know dpkg, and asks a backchannel-question (Stolcke et al., 2000), i.e., “no clue what do you need it for?”, aiming to double-check if dpkg could solve his/her problem. Text segments with underlines in the same color across context and response can be seen as matched pairs.",
                        "page": 0,
                        "bbox": {
                            "x1": 317.76,
                            "x2": 515.04,
                            "y1": 260.15999999999997,
                            "y2": 361.91999999999996
                        }
                    },
                    {
                        "filename": "../figure/image/1333-Table1-1.png",
                        "caption": "Table 1: Experimental results of DAM and other comparison approaches on Ubuntu Corpus V1 and Douban Conversation Corpus.",
                        "page": 5,
                        "bbox": {
                            "x1": 75.84,
                            "x2": 522.24,
                            "y1": 62.879999999999995,
                            "y2": 204.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1333-Figure4-1.png",
                        "caption": "Figure 4: DAM’s performance on Ubuntu Corpus across different contexts. The left part shows the performance in different utterance number of context. The right part shows performance in different average utterance text length of context as well as self-attention stack depth.",
                        "page": 6,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 535.1999999999999,
                            "y1": 334.56,
                            "y2": 403.2
                        }
                    },
                    {
                        "filename": "../figure/image/1333-Figure2-1.png",
                        "caption": "Figure 2: Overview of Deep Attention Matching Network.",
                        "page": 2,
                        "bbox": {
                            "x1": 100.8,
                            "x2": 496.32,
                            "y1": 64.8,
                            "y2": 294.24
                        }
                    },
                    {
                        "filename": "../figure/image/1333-Figure3-1.png",
                        "caption": "Figure 3: Attentive Module.",
                        "page": 3,
                        "bbox": {
                            "x1": 368.64,
                            "x2": 461.28,
                            "y1": 62.879999999999995,
                            "y2": 162.23999999999998
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-53"
        },
        {
            "slides": {
                "0": {
                    "title": "Textual Media",
                    "text": [
                        "People spend 12 hours everyday consuming media in 2018."
                    ],
                    "page_nums": [
                        3,
                        4,
                        5,
                        6
                    ],
                    "images": []
                },
                "1": {
                    "title": "Text Summarization",
                    "text": [
                        "To condense a piece of text to a shorter version while maintaining the important points"
                    ],
                    "page_nums": [
                        7
                    ],
                    "images": []
                },
                "2": {
                    "title": "Examples of Text Summarization",
                    "text": [
                        "Bulletins (weather forecasts/stock market reports)"
                    ],
                    "page_nums": [
                        8,
                        9,
                        10,
                        11,
                        12
                    ],
                    "images": []
                },
                "3": {
                    "title": "Automatic Text Summarization",
                    "text": [
                        "To condense a piece of text to a shorter version while maintaining the important points",
                        "Extractive Summarization Abstractive Summarization",
                        "select text from the article generate the summary word-by-word"
                    ],
                    "page_nums": [
                        13
                    ],
                    "images": []
                },
                "4": {
                    "title": "Extractive Summarization",
                    "text": [
                        "Select phrases or sentences from the source document"
                    ],
                    "page_nums": [
                        14
                    ],
                    "images": []
                },
                "5": {
                    "title": "Abstractive Summarization",
                    "text": [
                        "Select phrases or sentences from the source document",
                        "Alexander M Rush, Sumit Chopra, and Jason Weston. A neural attention model for abstractive sentence summarization. EMNLP 2015. Ramesh Nallapati, Bowen Zhou, Cicero dos Santos, Caglar Gulcehre, and Bing Xiang. Abstractive text summarization using sequence- tosequence rnns and beyond. CoNLL 2016. Abigail See, Peter J Liu, and Christopher D Manning. Get to the point: Summarization with pointergenerator networks. ACL 2017. Romain Paulus, Caiming Xiong, and Richard Socher. A deep reinforced model for abstractive summarization. ICLR 2018. Fan, Angela, David Grangier, and Michael Auli. Controllable abstractive summarization. arXiv preprint arXiv:1711.05217 (2017)."
                    ],
                    "page_nums": [
                        15
                    ],
                    "images": []
                },
                "6": {
                    "title": "Motivation",
                    "text": [
                        "(select sentences): Italian artist Johannes Stoetter has painted two naked women",
                        "to look like a chameleon.",
                        "important, correct incoherent or not concise The 37-year-old has previously transformed his models into",
                        "frogs and parrots but this may be his most intricate and impressive artwork to date. Abstractive summary",
                        "readable, concise may lose or mistake some facts",
                        "important, correct readable, concise",
                        "Johannes Stoetter has previously transformed his models into frogs and parrots but this chameleon may be his most impressive artwork to date.",
                        "Justin Bieber Johannes Stoetter has previously transformed his models into",
                        "Unified summary: frogs and parrots but this chameleon may be his most impressive artwork to date."
                    ],
                    "page_nums": [
                        16,
                        17,
                        18,
                        19
                    ],
                    "images": []
                },
                "7": {
                    "title": "Models",
                    "text": [
                        "Ramesh Nallapati, Feifei Zhai, and Bowen Zhou. Summarunner: A recurrent neural network based sequence model for extractive summarization of documents. AAAI 2017 Abigail See, Peter J Liu, and Christopher D Manning. Get to the point: Summarization with pointer-generator networks. ACL 2017"
                    ],
                    "page_nums": [
                        21,
                        22,
                        23,
                        24
                    ],
                    "images": []
                },
                "8": {
                    "title": "Combined Attention",
                    "text": [
                        ": word index : sentence index : generated word index",
                        "Cindy is lucky. She won $1000. She is going to",
                        "Our unified model combines sentence-level and word-level attentions to take advantage of both extractive and abstractive summarization approaches.",
                        "Updated word attention is used for calculating the context vector and final word distribution"
                    ],
                    "page_nums": [
                        25,
                        26,
                        27,
                        28,
                        29,
                        30
                    ],
                    "images": [
                        "figure/image/1352-Figure2-1.png",
                        "figure/image/1352-Figure4-1.png"
                    ]
                },
                "9": {
                    "title": "Encourage Consistency",
                    "text": [
                        "We propose a novel inconsistency loss function to ensure our unified model to be mutually beneficial to both extractive and abstractive summarization.",
                        "multiplied attention of top K attended words",
                        "encourage consistency of the top K attended words at each decoder time step.",
                        "inconsistency loss: consistent < inconsistent",
                        "Sentence 1 Sentence 2 Sentence 3"
                    ],
                    "page_nums": [
                        31,
                        32
                    ],
                    "images": []
                },
                "10": {
                    "title": "Training Procedures",
                    "text": [
                        "Extractive Summarization Abstractive Summarization",
                        "select sentences from the article generate the summary word-by-word",
                        "3 types of loss functions:",
                        "Abigail See, Peter J Liu, and Christopher D Manning. Get to the point: Summarization with pointer-generator networks. ACL 2017",
                        "2. End-to-end training without inconsistency loss",
                        "The extractor is used as a classifier to select sentences with high informativity and output only those sentences. = Hard attention on the original article.",
                        "simply combine the extractor and abstracter by feeding the extracted sentences to the abstracter.",
                        "extracted article Extractor Abstracter summary sentences",
                        "the sentence-level attention is soft attention and will be combined with the word-level attention",
                        "minimize extractor loss, abstracter loss and inconsistency loss:"
                    ],
                    "page_nums": [
                        34,
                        35,
                        36,
                        37,
                        38,
                        41,
                        42,
                        43,
                        44,
                        45,
                        46
                    ],
                    "images": [
                        "figure/image/1352-Figure5-1.png"
                    ]
                },
                "11": {
                    "title": "Training Procedures Extractor Target",
                    "text": [
                        "To extract sentences with high informativity:",
                        "the extracted sentences should contain information that is needed to generate an abstractive summary as much as possible.",
                        "1. Measure the informativity of each sentence in the article by computing the",
                        "ROUGE-L recall score bet ween the sentence and the reference abstractive summary.",
                        "2. Select the sentence in the order of high to low informativity and add one sentence at a time if the new sentence can increase the informativity of all the selected sentences.",
                        "Ramesh Nallapati, Feifei Zhai, and Bowen Zhou. Summarunner: A recurrent neural network based sequence model for extractive summarization of documents. AAAI 2017"
                    ],
                    "page_nums": [
                        39
                    ],
                    "images": []
                },
                "12": {
                    "title": "Training Procedures Combined Attention",
                    "text": [
                        ": word index : sentence index : generated word index"
                    ],
                    "page_nums": [
                        40
                    ],
                    "images": []
                },
                "13": {
                    "title": "Dataset CNN DailyMail Dataset",
                    "text": [
                        "Article Highlight 700 words 50 words"
                    ],
                    "page_nums": [
                        48,
                        49
                    ],
                    "images": []
                },
                "15": {
                    "title": "Results Inconsistency Rate Rinc",
                    "text": [
                        "inconsistency step inconsistency rate:",
                        "sentence attention and word attention in time step"
                    ],
                    "page_nums": [
                        53,
                        54,
                        55,
                        56
                    ],
                    "images": [
                        "figure/image/1352-Table4-1.png"
                    ]
                },
                "16": {
                    "title": "Results Human Evaluation on MTurk",
                    "text": [
                        "how well does the summary capture the important parts of the article?",
                        "is the summary clear enough to explain everything without being redundant?",
                        "how well-written (fluent and grammatical) the summary is?"
                    ],
                    "page_nums": [
                        57
                    ],
                    "images": []
                },
                "17": {
                    "title": "Results Human Evaluation",
                    "text": [
                        "Informativity: how well does the summary capture the important parts of the article?",
                        "Conciseness: is the summary clear enough to explain everything without being redundant?",
                        "Readability: how well-written (fluent and grammatical) the summary is?"
                    ],
                    "page_nums": [
                        58
                    ],
                    "images": [
                        "figure/image/1352-Table3-1.png"
                    ]
                },
                "18": {
                    "title": "Conclusion and Future work",
                    "text": [
                        "We propose a unified model combining the strength of extractive and abstractive summarization.",
                        "A novel inconsistency loss function is introduced to penalize the inconsistency between two levels of attentions. The inconsistency loss enables extractive and abstractive summarization to be mutually beneficial.",
                        "By end-to-end training of our model, we achieve the best ROUGE scores while being the most informative and readable summarization on the CNN/Daily Mail dataset in a solid human evaluation."
                    ],
                    "page_nums": [
                        60
                    ],
                    "images": []
                }
            },
            "paper_title": "A Unified Model for Extractive and Abstractive Summarization using Inconsistency Loss",
            "paper_id": "1352",
            "paper": {
                "title": "A Unified Model for Extractive and Abstractive Summarization using Inconsistency Loss",
                "abstract": "We propose a unified model combining the strength of extractive and abstractive summarization. On the one hand, a simple extractive model can obtain sentence-level attention with high ROUGE scores but less readable. On the other hand, a more complicated abstractive model can obtain word-level dynamic attention to generate a more readable paragraph. In our model, sentence-level attention is used to modulate the word-level attention such that words in less attended sentences are less likely to be generated. Moreover, a novel inconsistency loss function is introduced to penalize the inconsistency between two levels of attentions. By end-to-end training our model with the inconsistency loss and original losses of extractive and abstractive models, we achieve state-of-theart ROUGE scores while being the most informative and readable summarization on the CNN/Daily Mail dataset in a solid human evaluation.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Text summarization is the task of automatically condensing a piece of text to a shorter version while maintaining the important points."
                    },
                    {
                        "id": 1,
                        "string": "The ability to condense text information can aid many applications such as creating news digests, presenting search results, and generating reports."
                    },
                    {
                        "id": 2,
                        "string": "There are mainly two types of approaches: extractive and abstractive."
                    },
                    {
                        "id": 3,
                        "string": "Extractive approaches assemble summaries directly from the source text typically selecting one whole sentence at a time."
                    },
                    {
                        "id": 4,
                        "string": "In contrast, abstractive approaches can generate novel words and phrases not copied from the source text."
                    },
                    {
                        "id": 5,
                        "string": "Original Article: McDonald's says......"
                    },
                    {
                        "id": 6,
                        "string": "The company says it expects the new 'Artisan Grilled Chicken' to be in its more than 14,300 U.S. stores by the end of next week, in products including a new sandwich, as well as existing sandwiches, wraps and salads."
                    },
                    {
                        "id": 7,
                        "string": "It says the biggest change is the removal of sodium phosphates, which it said was used to keep the chicken moist, in favor of vegetable starch."
                    },
                    {
                        "id": 8,
                        "string": "The new recipe also does not use maltodextrin, which Mc-Donald's said is generally used as a sugar to increase browning or as a carrier for seasoning."
                    },
                    {
                        "id": 9,
                        "string": "Jessica Foust, director of culinary innovation at McDonald's, said the changes were made because customers said they want 'simple, clean ingredients' they are familiar with...... And Panera Bread has said it plans to purge artificial colors, flavors and preservatives from its food by 2016...... Extractive Approach: The company says it expects the new 'Artisan Grilled Chicken' to be in its more than 14,300 U.S. stores by the end of next week, in products including a new sandwich, as well as existing sandwiches, wraps and salads."
                    },
                    {
                        "id": 10,
                        "string": "It says the biggest change is the removal of sodium phosphates, which it said was used to keep the chicken moist, in favor of vegetable starch."
                    },
                    {
                        "id": 11,
                        "string": "The new recipe also does not use maltodextrin, which Mc-Donald's said is generally used as a sugar to increase browning or as a carrier for seasoning."
                    },
                    {
                        "id": 12,
                        "string": "Abstractive Approach: McDonald's says it expects the new 'Artisan Grilled Chicken' to be in its more than 14,300 U.S. stores by the end of next week."
                    },
                    {
                        "id": 13,
                        "string": "The company says the changes were made because customers said they want 'simple, clean ingredients' they are familiar with."
                    },
                    {
                        "id": 14,
                        "string": "McDonald's said it plans to purge artificial colors, flavors and preservatives from its food by 2016."
                    },
                    {
                        "id": 15,
                        "string": "Unified Approach: McDonald's says it expects the new 'Artisan Grilled Chicken' to be in its more than 14,300 U.S. stores by the end of next week, in products including a new sandwich, as well as existing sandwiches, wraps and salads."
                    },
                    {
                        "id": 16,
                        "string": "It says the biggest change is the removal of sodium phosphates."
                    },
                    {
                        "id": 17,
                        "string": "The new recipe also does not use maltodextrin, which McDonald's said is generally used as a sugar to increase browning or as a carrier for seasoning."
                    },
                    {
                        "id": 18,
                        "string": "Figure 1 : Comparison of extractive, abstractive, and our unified summaries on a news article."
                    },
                    {
                        "id": 19,
                        "string": "The extractive model picks most important but incoherent or not concise (see blue bold font) sentences."
                    },
                    {
                        "id": 20,
                        "string": "The abstractive summary is readable, concise but still loses or mistakes some facts (see red italics font)."
                    },
                    {
                        "id": 21,
                        "string": "The final summary rewritten from fragments (see underline font) has the advantages from both extractive (importance) and abstractive advantage (coherence (see green bold font))."
                    },
                    {
                        "id": 22,
                        "string": "Hence, abstractive summaries can be more coherent and concise than extractive summaries."
                    },
                    {
                        "id": 23,
                        "string": "Extractive approaches are typically simpler."
                    },
                    {
                        "id": 24,
                        "string": "They output the probability of each sentence to be selected into the summary."
                    },
                    {
                        "id": 25,
                        "string": "Many earlier works on summarization (Cheng and Lapata, 2016; Nallapati et al., 2016a Nallapati et al., , 2017 Narayan et al., 2017; Yasunaga et al., 2017) focus on extractive summarization."
                    },
                    {
                        "id": 26,
                        "string": "Among them, Nallapati et al."
                    },
                    {
                        "id": 27,
                        "string": "(2017) have achieved high ROUGE scores."
                    },
                    {
                        "id": 28,
                        "string": "On the other hand, abstractive approaches (Nallapati et al., 2016b; See et al., 2017; Paulus et al., 2017; Fan et al., 2017; typically involve sophisticated mechanism in order to paraphrase, generate unseen words in the source text, or even incorporate external knowledge."
                    },
                    {
                        "id": 29,
                        "string": "Neural networks (Nallapati et al., 2017; See et al., 2017) based on the attentional encoder-decoder model (Bahdanau et al., 2014) were able to generate abstractive summaries with high ROUGE scores but suffer from inaccurately reproducing factual details and an inability to deal with outof-vocabulary (OOV) words."
                    },
                    {
                        "id": 30,
                        "string": "Recently, See et al."
                    },
                    {
                        "id": 31,
                        "string": "(2017) propose a pointer-generator model which has the abilities to copy words from source text as well as generate unseen words."
                    },
                    {
                        "id": 32,
                        "string": "Despite recent progress in abstractive summarization, extractive approaches (Nallapati et al., 2017; Yasunaga et al., 2017) and lead-3 baseline (i.e., selecting the first 3 sentences) still achieve strong performance in ROUGE scores."
                    },
                    {
                        "id": 33,
                        "string": "We propose to explicitly take advantage of the strength of state-of-the-art extractive and abstractive summarization and introduced the following unified model."
                    },
                    {
                        "id": 34,
                        "string": "Firstly, we treat the probability output of each sentence from the extractive model (Nallapati et al., 2017) as sentence-level attention."
                    },
                    {
                        "id": 35,
                        "string": "Then, we modulate the word-level dynamic attention from the abstractive model (See et al., 2017) with sentence-level attention such that words in less attended sentences are less likely to be generated."
                    },
                    {
                        "id": 36,
                        "string": "In this way, extractive summarization mostly benefits abstractive summarization by mitigating spurious word-level attention."
                    },
                    {
                        "id": 37,
                        "string": "Secondly, we introduce a novel inconsistency loss function to encourage the consistency between two levels of attentions."
                    },
                    {
                        "id": 38,
                        "string": "The loss function can be computed without additional human annotation and has shown to ensure our unified model to be mutually beneficial to both extractive and abstractive summarization."
                    },
                    {
                        "id": 39,
                        "string": "On CNN/Daily Mail dataset, our unified model achieves state-of-theart ROUGE scores and outperforms a strong extractive baseline (i.e., lead-3)."
                    },
                    {
                        "id": 40,
                        "string": "Finally, to ensure the quality of our unified model, we conduct a solid human evaluation and confirm that our method significantly outperforms recent state-ofthe-art methods in informativity and readability."
                    },
                    {
                        "id": 41,
                        "string": "To summarize, our contributions are twofold: • We propose a unified model combining sentence-level and word-level attentions to take advantage of both extractive and abstractive summarization approaches."
                    },
                    {
                        "id": 42,
                        "string": "• We propose a novel inconsistency loss function to ensure our unified model to be mutually beneficial to both extractive and abstractive summarization."
                    },
                    {
                        "id": 43,
                        "string": "The unified model with inconsistency loss achieves the best ROUGE scores on CNN/Daily Mail dataset and outperforms recent state-of-the-art methods in informativity and readability on human evaluation."
                    },
                    {
                        "id": 44,
                        "string": "Related Work Text summarization has been widely studied in recent years."
                    },
                    {
                        "id": 45,
                        "string": "We first introduce the related works of neural-network-based extractive and abstractive summarization."
                    },
                    {
                        "id": 46,
                        "string": "Finally, we introduce a few related works with hierarchical attention mechanism."
                    },
                    {
                        "id": 47,
                        "string": "Extractive summarization."
                    },
                    {
                        "id": 48,
                        "string": "Kågebäck et al."
                    },
                    {
                        "id": 49,
                        "string": "(2014) and Yin and Pei (2015) use neural networks to map sentences into vectors and select sentences based on those vectors."
                    },
                    {
                        "id": 50,
                        "string": "Cheng and Lapata (2016) , Nallapati et al."
                    },
                    {
                        "id": 51,
                        "string": "(2016a) and Nallapati et al."
                    },
                    {
                        "id": 52,
                        "string": "(2017) use recurrent neural networks to read the article and get the representations of the sentences and article to select sentences."
                    },
                    {
                        "id": 53,
                        "string": "Narayan et al."
                    },
                    {
                        "id": 54,
                        "string": "(2017) utilize side information (i.e., image captions and titles) to help the sentence classifier choose sentences."
                    },
                    {
                        "id": 55,
                        "string": "Yasunaga et al."
                    },
                    {
                        "id": 56,
                        "string": "(2017) Figure 2: Our unified model combines the word-level and sentence-level attentions."
                    },
                    {
                        "id": 57,
                        "string": "Inconsistency occurs when word attention is high but sentence attention is low (see red arrow)."
                    },
                    {
                        "id": 58,
                        "string": "(Vinyals et al., 2015) into their models to deal with out-of-vocabulary (OOV) words."
                    },
                    {
                        "id": 59,
                        "string": "Chen et al."
                    },
                    {
                        "id": 60,
                        "string": "(2016) and See et al."
                    },
                    {
                        "id": 61,
                        "string": "(2017) restrain their models from attending to the same word to decrease repeated phrases in the generated summary."
                    },
                    {
                        "id": 62,
                        "string": "Paulus et al."
                    },
                    {
                        "id": 63,
                        "string": "(2017) use policy gradient on summarization and state out the fact that high ROUGE scores might still lead to low human evaluation scores."
                    },
                    {
                        "id": 64,
                        "string": "Fan et al."
                    },
                    {
                        "id": 65,
                        "string": "(2017) apply convolutional sequenceto-sequence model and design several new tasks for summarization."
                    },
                    {
                        "id": 66,
                        "string": "achieve high readability score on human evaluation using generative adversarial networks."
                    },
                    {
                        "id": 67,
                        "string": "Hierarchical attention."
                    },
                    {
                        "id": 68,
                        "string": "Attention mechanism was first proposed by Bahdanau et al."
                    },
                    {
                        "id": 69,
                        "string": "(2014) ."
                    },
                    {
                        "id": 70,
                        "string": "Yang et al."
                    },
                    {
                        "id": 71,
                        "string": "(2016) proposed a hierarchical attention mechanism for document classification."
                    },
                    {
                        "id": 72,
                        "string": "We adopt the method of combining sentence-level and word-level attention in Nallapati et al."
                    },
                    {
                        "id": 73,
                        "string": "(2016b) ."
                    },
                    {
                        "id": 74,
                        "string": "However, their sentence attention is dynamic, which means it will be different for each generated word."
                    },
                    {
                        "id": 75,
                        "string": "Whereas our sentence attention is fixed for all generated words."
                    },
                    {
                        "id": 76,
                        "string": "Inspired by the high performance of extractive summarization, we propose to use fixed sentence attention."
                    },
                    {
                        "id": 77,
                        "string": "Our model combines state-of-the-art extractive model (Nallapati et al., 2017) and abstractive model (See et al., 2017) by combining sentencelevel attention from the former and word-level attention from the latter."
                    },
                    {
                        "id": 78,
                        "string": "Furthermore, we design an inconsistency loss to enhance the cooperation between the extractive and abstractive models."
                    },
                    {
                        "id": 79,
                        "string": "Our Unified Model We propose a unified model to combine the strength of both state-of-the-art extractor (Nallapati et al., 2017) and abstracter (See et al., 2017) ."
                    },
                    {
                        "id": 80,
                        "string": "Before going into details of our model, we first define the tasks of the extractor and abstracter."
                    },
                    {
                        "id": 81,
                        "string": "Problem definition."
                    },
                    {
                        "id": 82,
                        "string": "The input of both extrac-tor and abstracter is a sequence of words w = [w 1 , w 2 , ..., w m , ...], where m is the word index."
                    },
                    {
                        "id": 83,
                        "string": "The sequence of words also forms a sequence of sentences s = [s 1 , s 2 , ..., s n , ...], where n is the sentence index."
                    },
                    {
                        "id": 84,
                        "string": "The m th word is mapped into the n(m) th sentence, where n(·) is the mapping function."
                    },
                    {
                        "id": 85,
                        "string": "The output of the extractor is the sentencelevel attention β = [β 1 , β 2 , ..., β n , ...], where β n is the probability of the n th sentence been extracted into the summary."
                    },
                    {
                        "id": 86,
                        "string": "On the other hand, our attention-based abstractor computes word-level attention α t = α t 1 , α t 2 , ..., α t m , ... dynamically while generating the t th word in the summary."
                    },
                    {
                        "id": 87,
                        "string": "The output of the abstracter is the summary text y = y 1 , y 2 , ..., y t , ... , where y t is t th word in the summary."
                    },
                    {
                        "id": 88,
                        "string": "In the following, we introduce the mechanism to combine sentence-level and word-level attentions in Sec."
                    },
                    {
                        "id": 89,
                        "string": "3.1."
                    },
                    {
                        "id": 90,
                        "string": "Next, we define the novel inconsistency loss that ensures extractor and abstracter to be mutually beneficial in Sec."
                    },
                    {
                        "id": 91,
                        "string": "3.2."
                    },
                    {
                        "id": 92,
                        "string": "We also give the details of our extractor in Sec."
                    },
                    {
                        "id": 93,
                        "string": "3.3 and our abstracter in Sec."
                    },
                    {
                        "id": 94,
                        "string": "3.4."
                    },
                    {
                        "id": 95,
                        "string": "Finally, our training procedure is described in Sec."
                    },
                    {
                        "id": 96,
                        "string": "3.5."
                    },
                    {
                        "id": 97,
                        "string": "Combining Attentions Pieces of evidence (e.g., Vaswani et al."
                    },
                    {
                        "id": 98,
                        "string": "(2017)) show that attention mechanism is very important for NLP tasks."
                    },
                    {
                        "id": 99,
                        "string": "Hence, we propose to explicitly combine the sentence-level β n and word-level α t m attentions by simple scalar multiplication and renormalization."
                    },
                    {
                        "id": 100,
                        "string": "The updated word attentionα t m isα t m = α t m × β n(m) m α t m × β n(m) ."
                    },
                    {
                        "id": 101,
                        "string": "(1) The multiplication ensures that only when both word-level α t m and sentence-level β n attentions are high, the updated word attentionα t m can be high."
                    },
                    {
                        "id": 102,
                        "string": "Since the sentence-level attention β n from the extractor already achieves high ROUGE GRU GRU GRU GRU GRU GRU GRU GRU GRU 1 2 3 4 5 6 7 8 9 GRU GRU GRU Sentence-level RNN Word-level RNN Sentence-Level Attention 0.9 0.2 0.5 Figure 3 : Architecture of the extractor."
                    },
                    {
                        "id": 103,
                        "string": "We treat the sigmoid output of each sentence as sentencelevel attention ∈ [0, 1]."
                    },
                    {
                        "id": 104,
                        "string": "scores, β n intuitively modulates the word-level attention α t m to mitigate spurious word-level attention such that words in less attended sentences are less likely to be generated (see Fig."
                    },
                    {
                        "id": 105,
                        "string": "2 )."
                    },
                    {
                        "id": 106,
                        "string": "As highlighted in Sec."
                    },
                    {
                        "id": 107,
                        "string": "3.4, the word-level attentionα t m significantly affects the decoding process of the abstracter."
                    },
                    {
                        "id": 108,
                        "string": "Hence, an updated word-level attention is our key to improve abstractive summarization."
                    },
                    {
                        "id": 109,
                        "string": "Inconsistency Loss Instead of only leveraging the complementary nature between sentence-level and word-level attentions, we would like to encourage these two-levels of attentions to be mostly consistent to each other during training as an intrinsic learning target for free (i.e., without additional human annotation)."
                    },
                    {
                        "id": 110,
                        "string": "Explicitly, we would like the sentence-level attention to be high when the word-level attention is high."
                    },
                    {
                        "id": 111,
                        "string": "Hence, we design the following inconsistency loss, L inc = − 1 T T t=1 log( 1 |K| m∈K α t m × β n(m) ), (2) where K is the set of top K attended words and T is the number of words in the summary."
                    },
                    {
                        "id": 112,
                        "string": "This implicitly encourages the distribution of the wordlevel attentions to be sharp and sentence-level attention to be high."
                    },
                    {
                        "id": 113,
                        "string": "To avoid the degenerated solution for the distribution of word attention to be one-hot and sentence attention to be high, we include the original loss functions for training the extractor ( L ext in Sec."
                    },
                    {
                        "id": 114,
                        "string": "3.3) and abstracter (L abs and L cov in Sec."
                    },
                    {
                        "id": 115,
                        "string": "3.4)."
                    },
                    {
                        "id": 116,
                        "string": "Note that Eq."
                    },
                    {
                        "id": 117,
                        "string": "1 is the only part that the extractor is interacting with the abstracter."
                    },
                    {
                        "id": 118,
                        "string": "Our proposed inconsistency loss facilitates our end-to-end trained unified model to be mutually beneficial to both the extractor and abstracter."
                    },
                    {
                        "id": 119,
                        "string": "Extractor Our extractor is inspired by Nallapati et al."
                    },
                    {
                        "id": 120,
                        "string": "(2017) ."
                    },
                    {
                        "id": 121,
                        "string": "The main difference is that our extractor does not need to obtain the final summary."
                    },
                    {
                        "id": 122,
                        "string": "It mainly needs to obtain a short list of important sentences with a high recall to further facilitate the abstractor."
                    },
                    {
                        "id": 123,
                        "string": "We first introduce the network architecture and the loss function."
                    },
                    {
                        "id": 124,
                        "string": "Finally, we define our ground truth important sentences to encourage high recall."
                    },
                    {
                        "id": 125,
                        "string": "Architecture."
                    },
                    {
                        "id": 126,
                        "string": "The model consists of a hierarchical bidirectional GRU which extracts sentence representations and a classification layer for predicting the sentence-level attention β n for each sentence (see Fig."
                    },
                    {
                        "id": 127,
                        "string": "3 )."
                    },
                    {
                        "id": 128,
                        "string": "Extractor loss."
                    },
                    {
                        "id": 129,
                        "string": "The following sigmoid cross entropy loss is used, L ext = − 1 N N n=1 (g n log β n + (1 − g n ) log(1 − β n )), (3) where g n ∈ {0, 1} is the ground-truth label for the n th sentence and N is the number of sentences."
                    },
                    {
                        "id": 130,
                        "string": "When g n = 1, it indicates that the n th sentence should be attended to facilitate abstractive summarization."
                    },
                    {
                        "id": 131,
                        "string": "Ground-truth label."
                    },
                    {
                        "id": 132,
                        "string": "The goal of our extractor is to extract sentences with high informativity, which means the extracted sentences should contain information that is needed to generate an abstractive summary as much as possible."
                    },
                    {
                        "id": 133,
                        "string": "To obtain the ground-truth labels g = {g n } n , first, we measure the informativity of each sentence s n in the article by computing the ROUGE-L recall score (Lin, 2004) between the sentence s n and the reference abstractive summaryŷ = {ŷ t } t ."
                    },
                    {
                        "id": 134,
                        "string": "Second, we sort the sentences by their informativity and select the sentence in the order of high to low informativity."
                    },
                    {
                        "id": 135,
                        "string": "We add one sentence at a time if the new sentence can increase the informativity of all the selected sentences."
                    },
                    {
                        "id": 136,
                        "string": "Finally, we obtain the ground-truth labels g and train our extractor by minimizing Eq."
                    },
                    {
                        "id": 137,
                        "string": "3."
                    },
                    {
                        "id": 138,
                        "string": "Note that our method is different from Nallapati et al."
                    },
                    {
                        "id": 139,
                        "string": "(2017) who aim to extract a final summary for an article so they use ROUGE F-1 score to select ground-truth sentences; while we focus on high informativity, hence, we use ROUGE recall score to obtain as much information as possible with respect to the reference summaryŷ."
                    },
                    {
                        "id": 140,
                        "string": "Abstracter The second part of our model is an abstracter that reads the article; then, generate a summary Figure 4 : Decoding mechanism in the abstracter."
                    },
                    {
                        "id": 141,
                        "string": "In the decoder step t, our updated word attentionα t is used to generate context vector h * (α t )."
                    },
                    {
                        "id": 142,
                        "string": "Hence, it updates the final word distribution P f inal ."
                    },
                    {
                        "id": 143,
                        "string": "word-by-word."
                    },
                    {
                        "id": 144,
                        "string": "We use the pointer-generator network proposed by See et al."
                    },
                    {
                        "id": 145,
                        "string": "(2017) and combine it with the extractor by combining sentence-level and word-level attentions (Sec."
                    },
                    {
                        "id": 146,
                        "string": "3.1)."
                    },
                    {
                        "id": 147,
                        "string": "Pointer-generator network."
                    },
                    {
                        "id": 148,
                        "string": "The pointergenerator network (See et al., 2017 ) is a specially designed sequence-to-sequence attentional model that can generate the summary by copying words in the article or generating words from a fixed vocabulary at the same time."
                    },
                    {
                        "id": 149,
                        "string": "The model contains a bidirectional LSTM which serves as an encoder to encode the input words w and a unidirectional LSTM which serves as a decoder to generate the summary y."
                    },
                    {
                        "id": 150,
                        "string": "For details of the network architecture, please refer to See et al."
                    },
                    {
                        "id": 151,
                        "string": "(2017) ."
                    },
                    {
                        "id": 152,
                        "string": "In the following, we describe how the updated word attentionα t affects the decoding process."
                    },
                    {
                        "id": 153,
                        "string": "Notations."
                    },
                    {
                        "id": 154,
                        "string": "We first define some notations."
                    },
                    {
                        "id": 155,
                        "string": "h e m is the encoder hidden state for the m th word."
                    },
                    {
                        "id": 156,
                        "string": "h d t is the decoder hidden state in step t. h * (α t ) = M mα t m × h e m is the context vector which is a function of the updated word attentionα t ."
                    },
                    {
                        "id": 157,
                        "string": "P vocab (h * (α t )) is the probability distribution over the fixed vocabulary before applying the copying mechanism."
                    },
                    {
                        "id": 158,
                        "string": "P vocab (h * (α t )) (4) = softmax(W 2 (W 1 [h d t , h * (α t )] + b 1 ) + b 2 ), where W 1 , W 2 , b 1 and b 2 are learnable parame- ters."
                    },
                    {
                        "id": 159,
                        "string": "P vocab = {P vocab w } w where P vocab w (h * (α t )) is the probability of word w being decoded."
                    },
                    {
                        "id": 160,
                        "string": "p gen (h * (α t )) ∈ [0, 1] is the generating probability (see Eq.8 in See et al."
                    },
                    {
                        "id": 161,
                        "string": "(2017) ) and 1 − p gen (h * (α t )) is the copying probability."
                    },
                    {
                        "id": 162,
                        "string": "Final word distribution."
                    },
                    {
                        "id": 163,
                        "string": "P f inal w (α t ) is the final probability of word w being decoded (i.e., y t = w)."
                    },
                    {
                        "id": 164,
                        "string": "It is related to the updated word attentionα t as follows (see Fig."
                    },
                    {
                        "id": 165,
                        "string": "4 ), P f inal w (α t ) = p gen (h * (α t ))P vocab w (h * (α t )) (5) + (1 − p gen (h * (α t ))) m:wm=wα t m ."
                    },
                    {
                        "id": 166,
                        "string": "Note that P f inal = {P f inal w } w is the probability distribution over the fixed vocabulary and out-ofvocabulary (OOV) words."
                    },
                    {
                        "id": 167,
                        "string": "Hence, OOV words can be decoded."
                    },
                    {
                        "id": 168,
                        "string": "Most importantly, it is clear from Eq."
                    },
                    {
                        "id": 169,
                        "string": "5 that P f inal w (α t ) is a function of the updated word attentionα t ."
                    },
                    {
                        "id": 170,
                        "string": "Finally, we train the abstracter to minimize the negative log-likelihood: L abs = − 1 T T t=1 log P f inal y t (α t ) , (6) whereŷ t is the t th token in the reference abstractive summary."
                    },
                    {
                        "id": 171,
                        "string": "Coverage mechanism."
                    },
                    {
                        "id": 172,
                        "string": "We also apply coverage mechanism (See et al., 2017) to prevent the abstracter from repeatedly attending to the same place."
                    },
                    {
                        "id": 173,
                        "string": "In each decoder step t, we calculate the coverage vector c t = t−1 t =0α t which indicates so far how much attention has been paid to every input word."
                    },
                    {
                        "id": 174,
                        "string": "The coverage vector c t will be used to calculate word attentionα t (see Eq.11 in See et al."
                    },
                    {
                        "id": 175,
                        "string": "(2017) )."
                    },
                    {
                        "id": 176,
                        "string": "Moreover, coverage loss L cov is calculated to directly penalize the repetition in updated word attentionα t : L cov = 1 T T t=1 M m=1 min(α t m , c t m ) ."
                    },
                    {
                        "id": 177,
                        "string": "(7) The objective function for training the abstracter with coverage mechanism is the weighted sum of negative log-likelihood and coverage loss."
                    },
                    {
                        "id": 178,
                        "string": "Training Procedure We first pre-train the extractor by minimizing L ext in Eq."
                    },
                    {
                        "id": 179,
                        "string": "3 and the abstracter by minimizing L abs and L cov in Eq."
                    },
                    {
                        "id": 180,
                        "string": "6 and Eq."
                    },
                    {
                        "id": 181,
                        "string": "7, respectively."
                    },
                    {
                        "id": 182,
                        "string": "When pre-training, the abstracter takes ground-truth extracted sentences (i.e., sentences with g n = 1) as input."
                    },
                    {
                        "id": 183,
                        "string": "To combine the extractor and abstracter, we proposed two training settings : (1) two-stages training and (2) end-to-end training."
                    },
                    {
                        "id": 184,
                        "string": "Two-stages training."
                    },
                    {
                        "id": 185,
                        "string": "In this setting, we view the sentence-level attention β from the pre-trained extractor as hard attention."
                    },
                    {
                        "id": 186,
                        "string": "The extractor becomes a classifier to select sentences with high attention (i.e., β n > threshold)."
                    },
                    {
                        "id": 187,
                        "string": "We simply combine the extractor and abstracter by feeding the extracted sentences to the abstracter."
                    },
                    {
                        "id": 188,
                        "string": "Note that we finetune the abstracter since the input text becomes extractive summary which is obtained from the extractor."
                    },
                    {
                        "id": 189,
                        "string": "End-to-end training."
                    },
                    {
                        "id": 190,
                        "string": "For end-to-end training, the sentence-level attention β is soft attention and will be combined with the word-level attention α t as described in Sec."
                    },
                    {
                        "id": 191,
                        "string": "3.1."
                    },
                    {
                        "id": 192,
                        "string": "We end-to-end train the extractor and abstracter by minimizing four loss functions: L ext , L abs , L cov , as well as L inc in Eq."
                    },
                    {
                        "id": 193,
                        "string": "2."
                    },
                    {
                        "id": 194,
                        "string": "The final loss is as below: L e2e = λ 1 L ext + λ 2 L abs + λ 3 L cov + λ 4 L inc , (8) where λ 1 , λ 2 , λ 3 , λ 4 are hyper-parameters."
                    },
                    {
                        "id": 195,
                        "string": "In our experiment, we give L ext a bigger weight (e.g., λ 1 = 5) when end-to-end training with L inc since we found that L inc is relatively large such that the extractor tends to ignore L ext ."
                    },
                    {
                        "id": 196,
                        "string": "Experiments We introduce the dataset and implementation details of our method evaluated in our experiments."
                    },
                    {
                        "id": 197,
                        "string": "Dataset We evaluate our models on the CNN/Daily Mail dataset (Hermann et al., 2015; Nallapati et al., 2016b; See et al., 2017) which contains news stories in CNN and Daily Mail websites."
                    },
                    {
                        "id": 198,
                        "string": "Each article in this dataset is paired with one humanwritten multi-sentence summary."
                    },
                    {
                        "id": 199,
                        "string": "This dataset has two versions: anonymized and non-anonymized."
                    },
                    {
                        "id": 200,
                        "string": "The former contains the news stories with all the named entities replaced by special tokens (e.g., @entity2); while the latter contains the raw text of each news story."
                    },
                    {
                        "id": 201,
                        "string": "We follow See et al."
                    },
                    {
                        "id": 202,
                        "string": "(2017) and obtain the non-anonymized version of this dataset which has 287,113 training pairs, 13,368 validation pairs and 11,490 test pairs."
                    },
                    {
                        "id": 203,
                        "string": "Implementation Details We train our extractor and abstracter with 128dimension word embeddings and set the vocabulary size to 50k for both source and target text."
                    },
                    {
                        "id": 204,
                        "string": "We follow Nallapati et al."
                    },
                    {
                        "id": 205,
                        "string": "(2017) and See et al."
                    },
                    {
                        "id": 206,
                        "string": "(2017) and set the hidden dimension to 200 and 256 for the extractor and abstracter, respectively."
                    },
                    {
                        "id": 207,
                        "string": "We use Adagrad optimizer (Duchi et al., 2011) and apply early stopping based on the validation set."
                    },
                    {
                        "id": 208,
                        "string": "In the testing phase, we limit the length of the summary to 120."
                    },
                    {
                        "id": 209,
                        "string": "Pre-training."
                    },
                    {
                        "id": 210,
                        "string": "We use learning rate 0.15 when pretraining the extractor and abstracter."
                    },
                    {
                        "id": 211,
                        "string": "For the extractor, we limit both the maximum number of sentences per article and the maximum number of tokens per sentence to 50 and train the model for 27k iterations with the batch size of 64."
                    },
                    {
                        "id": 212,
                        "string": "For the abstracter, it takes ground-truth extracted sentences (i.e., sentences with g n = 1) as input."
                    },
                    {
                        "id": 213,
                        "string": "We limit the length of the source text to 400 and the length of the summary to 100 and use the batch size of 16."
                    },
                    {
                        "id": 214,
                        "string": "We train the abstracter without coverage mechanism for 88k iterations and continue training for 1k iterations with coverage mechanism (L abs : L cov = 1 : 1)."
                    },
                    {
                        "id": 215,
                        "string": "Two-stages training."
                    },
                    {
                        "id": 216,
                        "string": "The abstracter takes extracted sentences with β n > 0.5, where β is obtained from the pre-trained extractor, as input during two-stages training."
                    },
                    {
                        "id": 217,
                        "string": "We finetune the abstracter for 10k iterations."
                    },
                    {
                        "id": 218,
                        "string": "End-to-end training."
                    },
                    {
                        "id": 219,
                        "string": "During end-to-end training, we will minimize four loss functions (Eq."
                    },
                    {
                        "id": 220,
                        "string": "8) with λ 1 = 5 and λ 2 = λ 3 = λ 4 = 1."
                    },
                    {
                        "id": 221,
                        "string": "We set K to 3 for computing L inc ."
                    },
                    {
                        "id": 222,
                        "string": "Due to the limitation of the memory, we reduce the batch size to 8 and thus use a smaller learning rate 0.01 for stability."
                    },
                    {
                        "id": 223,
                        "string": "The abstracter here reads the whole article."
                    },
                    {
                        "id": 224,
                        "string": "Hence, we increase the maximum length of source text to 600."
                    },
                    {
                        "id": 225,
                        "string": "We end-to-end train the model for 50k iterations."
                    },
                    {
                        "id": 226,
                        "string": "Results Our unified model not only generates an abstractive summary but also extracts the important sentences in an article."
                    },
                    {
                        "id": 227,
                        "string": "Our goal is that both of the two types of outputs can help people to read and understand an article faster."
                    },
                    {
                        "id": 228,
                        "string": "Hence, in this section, we evaluate the results of our extractor in Sec."
                    },
                    {
                        "id": 229,
                        "string": "5.1 and unified model in Sec."
                    },
                    {
                        "id": 230,
                        "string": "5.2."
                    },
                    {
                        "id": 231,
                        "string": "Furthermore, in Sec."
                    },
                    {
                        "id": 232,
                        "string": "5.3, we perform human evaluation and show that our model can provide a better abstractive summary than other baselines."
                    },
                    {
                        "id": 233,
                        "string": "Results of Extracted Sentences To evaluate whether our extractor obtains enough information for the abstracter, we use full-length ROUGE recall scores 1 between the extracted sentences and reference abstractive summary."
                    },
                    {
                        "id": 234,
                        "string": "High ROUGE recall scores can be obtained if the extracted sentences include more words or sequences overlapping with the reference abstractive summary."
                    },
                    {
                        "id": 235,
                        "string": "For each article, we select sentences with the sentence probabilities β greater than 0.5."
                    },
                    {
                        "id": 236,
                        "string": "We show the results of the ground-truth sentence labels (Sec."
                    },
                    {
                        "id": 237,
                        "string": "3.3) and our models on the  test set of the CNN/Daily Mail dataset in Table  1 ."
                    },
                    {
                        "id": 238,
                        "string": "Note that the ground-truth extracted sentences can't get ROUGE recall scores of 100 because reference summary is abstractive and may contain some words and sequences that are not in the article."
                    },
                    {
                        "id": 239,
                        "string": "Our extractor performs the best when end-toend trained with inconsistency loss."
                    },
                    {
                        "id": 240,
                        "string": "Results of Abstractive Summarization We use full-length ROUGE-1, ROUGE-2 and ROUGE-L F-1 scores to evaluate the generated summaries."
                    },
                    {
                        "id": 241,
                        "string": "We compare our models (two-stage and end-to-end) with state-of-the-art abstractive summarization models (Nallapati et al., 2016b; Paulus et al., 2017; See et al., 2017; and a strong lead-3 baseline which directly uses the first three article sentences as the summary."
                    },
                    {
                        "id": 242,
                        "string": "Due to the writing style of news articles, the most important information is often written at the beginning of an article which makes lead-3 a strong baseline."
                    },
                    {
                        "id": 243,
                        "string": "The results of ROUGE F-1 scores are shown in Table 2 ."
                    },
                    {
                        "id": 244,
                        "string": "We prove that with help of the extractor, our unified model can outperform pointer-generator (the third row in Table 2) even with two-stages training (the fifth row in Table 2 )."
                    },
                    {
                        "id": 245,
                        "string": "After end-to-end training without inconsistency loss, our method already achieves better ROUGE scores by cooperating with each other."
                    },
                    {
                        "id": 246,
                        "string": "Moreover, our model end-to-end trained with inconsistency loss achieves state-of-the-art ROUGE scores and exceeds lead-3 baseline."
                    },
                    {
                        "id": 247,
                        "string": "In order to quantify the effect of inconsistency loss, we design a metric -inconsistency rate R inc -to measure the inconsistency for each generated summary."
                    },
                    {
                        "id": 248,
                        "string": "For each decoder step t, if the word with maximum attention belongs to a sentence with low attention (i.e., β n(argmax(α t )) < mean(β)), we define this step as an inconsistent step t inc ."
                    },
                    {
                        "id": 249,
                        "string": "The inconsistency rate R inc is then defined as the percentage of the inconsistent steps in the summary."
                    },
                    {
                        "id": 250,
                        "string": "R inc = Count(t inc ) T , (9) where T is the length of the summary."
                    },
                    {
                        "id": 251,
                        "string": "The average inconsistency rates on test set are shown in Table 4 ."
                    },
                    {
                        "id": 252,
                        "string": "Our inconsistency loss significantly decrease R inc from about 20% to 4%."
                    },
                    {
                        "id": 253,
                        "string": "An example of inconsistency improvement is shown in Fig."
                    },
                    {
                        "id": 254,
                        "string": "5 ."
                    },
                    {
                        "id": 255,
                        "string": "Method informativity conciseness readability DeepRL (Paulus et al., 2017) 3.23 2.97 2.85 pointer-generator (See et al., 2017) 3.18 3.36 3.47 GAN  3 Figure 5 : Visualizing the consistency between sentence and word attentions on the original article."
                    },
                    {
                        "id": 256,
                        "string": "We highlight word (bold font) and sentence (underline font) attentions."
                    },
                    {
                        "id": 257,
                        "string": "We compare our methods trained with and without inconsistency loss."
                    },
                    {
                        "id": 258,
                        "string": "Inconsistent fragments (see red bold font) occur when trained without the inconsistency loss."
                    },
                    {
                        "id": 259,
                        "string": "Human Evaluation We perform human evaluation on Amazon Mechanical Turk (MTurk) 2 to evaluate the informativity, conciseness and readability of the summaries."
                    },
                    {
                        "id": 260,
                        "string": "We compare our best model (end2end with inconsistency loss) with pointer-generator (See et al., 2017) , generative adversarial network ) and deep reinforcement model (Paulus et al., 2017) ."
                    },
                    {
                        "id": 261,
                        "string": "For these three models, we use the test set outputs provided by the authors 3 ."
                    },
                    {
                        "id": 262,
                        "string": "2 https://www.mturk.com/ 3 https://github.com/abisee/ pointer-generator and https://likicode.com for the first two."
                    },
                    {
                        "id": 263,
                        "string": "For DeepRL, we asked through email."
                    },
                    {
                        "id": 264,
                        "string": "We randomly pick 100 examples in the test set."
                    },
                    {
                        "id": 265,
                        "string": "All generated summaries are re-capitalized and de-tokenized."
                    },
                    {
                        "id": 266,
                        "string": "Since Paulus et al."
                    },
                    {
                        "id": 267,
                        "string": "(2017) trained their model on anonymized data, we also recover the anonymized entities and numbers of their outputs."
                    },
                    {
                        "id": 268,
                        "string": "We show the article and 6 summaries (reference summary, 4 generated summaries and a random summary) to each human evaluator."
                    },
                    {
                        "id": 269,
                        "string": "The random summary is a reference summary randomly picked from other articles and is used as a trap."
                    },
                    {
                        "id": 270,
                        "string": "We show the instructions of three different aspects as: (1) Informativity: how well does the summary capture the important parts of the article?"
                    },
                    {
                        "id": 271,
                        "string": "(2) Conciseness: is the summary clear enough to explain everything without being redundant?"
                    },
                    {
                        "id": 272,
                        "string": "(3) Readability: how well-written (fluent and grammatical) the summary is?"
                    },
                    {
                        "id": 273,
                        "string": "The user interface of our human evaluation is shown in the supplementary material."
                    },
                    {
                        "id": 274,
                        "string": "We ask the human evaluator to evaluate each summary by scoring the three aspects with 1 to 5 score (higher the better)."
                    },
                    {
                        "id": 275,
                        "string": "We reject all the evaluations that score the informativity of the random summary as 3, 4 and 5."
                    },
                    {
                        "id": 276,
                        "string": "By using this trap mechanism, we can ensure a much better quality of our human evaluation."
                    },
                    {
                        "id": 277,
                        "string": "For each example, we first ask 5 human evaluators to evaluate."
                    },
                    {
                        "id": 278,
                        "string": "However, for those articles that are too long, which are always skipped by the evaluators, it is hard to collect 5 reliable evaluations."
                    },
                    {
                        "id": 279,
                        "string": "Hence, we collect at least 3 evaluations for every example."
                    },
                    {
                        "id": 280,
                        "string": "For each summary, we average the scores over different human evaluators."
                    },
                    {
                        "id": 281,
                        "string": "The results are shown in Table 3 ."
                    },
                    {
                        "id": 282,
                        "string": "The reference summaries get the best score on conciseness since the recent abstractive models tend to copy sentences from the input articles."
                    },
                    {
                        "id": 283,
                        "string": "However, our model learns well to select important information and form complete sentences so we even get slightly better scores on informativity and readability than the reference summaries."
                    },
                    {
                        "id": 284,
                        "string": "We show a typical example of our model comparing with other state-of-Original article (truncated): A chameleon balances carefully on a branch, waiting calmly for its prey... except that if you look closely, you will see that this picture is not all that it seems."
                    },
                    {
                        "id": 285,
                        "string": "For the 'creature' poised to pounce is not a colourful species of lizard but something altogether more human."
                    },
                    {
                        "id": 286,
                        "string": "Featuring two carefully painted female models, it is a clever piece of sculpture designed to create an amazing illusion."
                    },
                    {
                        "id": 287,
                        "string": "It is the work of Italian artist Johannes Stoetter."
                    },
                    {
                        "id": 288,
                        "string": "Scroll down for video."
                    },
                    {
                        "id": 289,
                        "string": "Can you see us?"
                    },
                    {
                        "id": 290,
                        "string": "Italian artist Johannes Stoetter has painted two naked women to look like a chameleon."
                    },
                    {
                        "id": 291,
                        "string": "The 37-year-old has previously transformed his models into frogs and parrots but this may be his most intricate and impressive piece to date."
                    },
                    {
                        "id": 292,
                        "string": "Stoetter daubed water-based body paint on the naked models to create the multicoloured effect, then intertwined them to form the shape of a chameleon."
                    },
                    {
                        "id": 293,
                        "string": "To complete the deception, the models rested on a bench painted to match their skin and held the green branch in the air beneath them."
                    },
                    {
                        "id": 294,
                        "string": "Stoetter can take weeks to plan one of his pieces and hours to paint it."
                    },
                    {
                        "id": 295,
                        "string": "Speaking about The Chameleon, he said: 'I worked about four days to design the motif bigger and paint it with colours."
                    },
                    {
                        "id": 296,
                        "string": "The body painting took me about six hours with the help of an assistant."
                    },
                    {
                        "id": 297,
                        "string": "I covered the hair with natural clay to make the heads look bald.'"
                    },
                    {
                        "id": 298,
                        "string": "Camouflage job: A few finishing touches are applied to the two naked models to complete the transformation."
                    },
                    {
                        "id": 299,
                        "string": "'There are different difficulties on different levels as in every work, but I think that my passion and love to my work is so big, that I figure out a way to deal with difficulties."
                    },
                    {
                        "id": 300,
                        "string": "My main inspirations are nature, my personal life-philosophy, every-day-life and people themselves.'"
                    },
                    {
                        "id": 301,
                        "string": "However, the finished result existed only briefly before the models were able to get up and wash the paint off with just a video and some photographs to record it."
                    },
                    {
                        "id": 302,
                        "string": "(...) Figure 6 : Typical Comparison."
                    },
                    {
                        "id": 303,
                        "string": "Our model attended at the most important information (blue bold font) matching well with the reference summary; while other state-of-the-art methods generate repeated or less important information (red italic font)."
                    },
                    {
                        "id": 304,
                        "string": "the-art methods in Fig."
                    },
                    {
                        "id": 305,
                        "string": "6 ."
                    },
                    {
                        "id": 306,
                        "string": "More examples (5 using CNN/Daily Mail news articles and 3 using nonnews articles as inputs) are provided in the supplementary material."
                    },
                    {
                        "id": 307,
                        "string": "Conclusion We propose a unified model combining the strength of extractive and abstractive summarization."
                    },
                    {
                        "id": 308,
                        "string": "Most importantly, a novel inconsistency loss function is introduced to penalize the inconsistency between two levels of attentions."
                    },
                    {
                        "id": 309,
                        "string": "The inconsistency loss enables extractive and abstractive summarization to be mutually beneficial."
                    },
                    {
                        "id": 310,
                        "string": "By end-to-end training of our model, we achieve the best ROUGE-recall and ROUGE while being the most informative and readable summarization on the CNN/Daily Mail dataset in a solid human evaluation."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 43
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 44,
                        "end": 78
                    },
                    {
                        "section": "Our Unified Model",
                        "n": "3",
                        "start": 79,
                        "end": 96
                    },
                    {
                        "section": "Combining Attentions",
                        "n": "3.1",
                        "start": 97,
                        "end": 108
                    },
                    {
                        "section": "Inconsistency Loss",
                        "n": "3.2",
                        "start": 109,
                        "end": 118
                    },
                    {
                        "section": "Extractor",
                        "n": "3.3",
                        "start": 119,
                        "end": 139
                    },
                    {
                        "section": "Abstracter",
                        "n": "3.4",
                        "start": 140,
                        "end": 177
                    },
                    {
                        "section": "Training Procedure",
                        "n": "3.5",
                        "start": 178,
                        "end": 195
                    },
                    {
                        "section": "Experiments",
                        "n": "4",
                        "start": 196,
                        "end": 196
                    },
                    {
                        "section": "Dataset",
                        "n": "4.1",
                        "start": 197,
                        "end": 202
                    },
                    {
                        "section": "Implementation Details",
                        "n": "4.2",
                        "start": 203,
                        "end": 225
                    },
                    {
                        "section": "Results",
                        "n": "5",
                        "start": 226,
                        "end": 232
                    },
                    {
                        "section": "Results of Extracted Sentences",
                        "n": "5.1",
                        "start": 233,
                        "end": 239
                    },
                    {
                        "section": "Results of Abstractive Summarization",
                        "n": "5.2",
                        "start": 240,
                        "end": 258
                    },
                    {
                        "section": "Human Evaluation",
                        "n": "5.3",
                        "start": 259,
                        "end": 306
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 307,
                        "end": 310
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1352-Figure1-1.png",
                        "caption": "Figure 1: Comparison of extractive, abstractive, and our unified summaries on a news article. The extractive model picks most important but incoherent or not concise (see blue bold font) sentences. The abstractive summary is readable, concise but still loses or mistakes some facts (see red italics font). The final summary rewritten from fragments (see underline font) has the advantages from both extractive (importance) and abstractive advantage (coherence (see green bold font)).",
                        "page": 0,
                        "bbox": {
                            "x1": 306.71999999999997,
                            "x2": 535.1999999999999,
                            "y1": 221.76,
                            "y2": 486.24
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Table1-1.png",
                        "caption": "Table 1: ROUGE recall scores of the extracted sentences. pre-trained indicates the extractor trained on the ground-truth labels. end2end indicates the extractor after end-to-end training with the abstracter. Note that ground-truth labels show the upper-bound performance since the reference summary to calculate ROUGE-recall is abstractive. All our ROUGE scores have a 95% confidence interval with at most ±0.33.",
                        "page": 6,
                        "bbox": {
                            "x1": 134.88,
                            "x2": 463.2,
                            "y1": 62.879999999999995,
                            "y2": 135.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Table2-1.png",
                        "caption": "Table 2: ROUGE F-1 scores of the generated abstractive summaries on the CNN/Daily Mail test set. Our two-stages model outperforms pointer-generator model on ROUGE-1 and ROUGE-2. In addition, our model trained end-to-end with inconsistency loss exceeds the lead-3 baseline. All our ROUGE scores have a 95% confidence interval with at most ±0.24. ‘∗’ indicates the model is trained and evaluated on the anonymized dataset and thus is not strictly comparable with ours.",
                        "page": 6,
                        "bbox": {
                            "x1": 120.0,
                            "x2": 477.12,
                            "y1": 219.84,
                            "y2": 344.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Figure2-1.png",
                        "caption": "Figure 2: Our unified model combines the word-level and sentence-level attentions. Inconsistency occurs when word attention is high but sentence attention is low (see red arrow).",
                        "page": 2,
                        "bbox": {
                            "x1": 74.39999999999999,
                            "x2": 523.1999999999999,
                            "y1": 66.24,
                            "y2": 159.35999999999999
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Table4-1.png",
                        "caption": "Table 4: Inconsistency rate of our end-to-end trained model with and without inconsistency loss.",
                        "page": 7,
                        "bbox": {
                            "x1": 113.75999999999999,
                            "x2": 248.16,
                            "y1": 185.76,
                            "y2": 228.95999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Figure5-1.png",
                        "caption": "Figure 5: Visualizing the consistency between sentence and word attentions on the original article. We highlight word (bold font) and sentence (underline font) attentions. We compare our methods trained with and without inconsistency loss. Inconsistent fragments (see red bold font) occur when trained without the inconsistency loss.",
                        "page": 7,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 290.4,
                            "y1": 275.52,
                            "y2": 450.24
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Table3-1.png",
                        "caption": "Table 3: Comparing human evaluation results with state-of-the-art methods.",
                        "page": 7,
                        "bbox": {
                            "x1": 118.56,
                            "x2": 478.08,
                            "y1": 62.879999999999995,
                            "y2": 145.92
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Figure6-1.png",
                        "caption": "Figure 6: Typical Comparison. Our model attended at the most important information (blue bold font) matching well with the reference summary; while other state-of-the-art methods generate repeated or less important information (red italic font).",
                        "page": 8,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 526.0799999999999,
                            "y1": 62.879999999999995,
                            "y2": 336.0
                        }
                    },
                    {
                        "filename": "../figure/image/1352-Figure4-1.png",
                        "caption": "Figure 4: Decoding mechanism in the abstracter. In the decoder step t, our updated word attention α̂t is used to generate context vector h∗(α̂t). Hence, it updates the final word distribution Pfinal.",
                        "page": 4,
                        "bbox": {
                            "x1": 72.48,
                            "x2": 290.4,
                            "y1": 64.8,
                            "y2": 157.92
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-54"
        },
        {
            "slides": {
                "0": {
                    "title": "Intuition",
                    "text": [
                        "When humans perform Reading Comprehension, we answer all the given questions consistently.",
                        "But, when we test Machine Comprehension, most computational settings consider each question or each choice in isolation.",
                        "When were the eggs added to the pan to make the omelette?",
                        "When they turned on the stove",
                        "When the pan was the right temperature J",
                        "Why did they use stove to cook omelette?",
                        "They didnt use the stove but a microwave",
                        "Because they needed to heat up the pan J"
                    ],
                    "page_nums": [
                        1,
                        2
                    ],
                    "images": []
                },
                "1": {
                    "title": "Intuition contd",
                    "text": [
                        "Similarly, in settings where multiple choices could be correct, we could use the relationships between choices.",
                        "How can the military benefit from the existence of the CIA?",
                        "They can use them as they wish",
                        "The agency is keenly attentive to the militarys strategic and tactical requirements J",
                        "The CIA knows what intelligence the military requires and has the resources to obtain that intelligence J",
                        "c3 entails c2 flip c2 from wrong to correct.",
                        "Source: MultiRC dataset ([Khashabi et al. 2018])"
                    ],
                    "page_nums": [
                        3,
                        4
                    ],
                    "images": []
                },
                "2": {
                    "title": "Abstract",
                    "text": [
                        "We propose a method to leverage entailment and contradiction relations between the answer choices to improve machine comprehension.",
                        "We first perform Question Answering (QA) and weakly-supervised Natural Language Inference (NLI) relation detection separately. Then, we use the NLI relations to re-evaluate the answers.",
                        "We also propose a multitask learning model that learns both the tasks jointly."
                    ],
                    "page_nums": [
                        5,
                        6,
                        7
                    ],
                    "images": []
                },
                "4": {
                    "title": "Stand alone QA System",
                    "text": [
                        "We use the TriAN-single model proposed by",
                        "Figure: TriAN model architecture (figure adopted from [Wang et al. 2018])"
                    ],
                    "page_nums": [
                        11
                    ],
                    "images": []
                },
                "5": {
                    "title": "NLI System",
                    "text": [
                        "Our NLI system was inspired from decomposable-attention model proposed by [Parikh et al. 2016]",
                        "Issue: Choices are often short phrases. NLI relations among them exist only in the context of the given question.",
                        "What do human children learn by playing games and sports?",
                        "Learn about the world J",
                        "Resolution: We modified the architecture proposed in",
                        "[Parikh et al. 2016] to accommodate the question-choice pairs as opposed to sentence pairs in the original model."
                    ],
                    "page_nums": [
                        12,
                        13,
                        14
                    ],
                    "images": []
                },
                "6": {
                    "title": "Inference",
                    "text": [
                        "We enforce consistency between the QA answers and the NLI relations at inference time.",
                        "The answers and the relations are scored by the confidence scores from the QA and the NLI systems.",
                        "We used the following rules to enforce consistency:",
                        "ci is true & ci entails cj cj is true. ci is true & ci contradicts cj cj is false.",
                        "We used Deep Relational Learning (DRaiL) framework proposed by [Zhang et al. 2016] for inference"
                    ],
                    "page_nums": [
                        15,
                        16,
                        17,
                        18
                    ],
                    "images": []
                },
                "7": {
                    "title": "Self Training",
                    "text": [
                        "We devised a self-training protocol to adopt the NLI system to the Machine Comprehension datasets (weak-supervision)",
                        "If the SNLI-trained NLI model predicted entailment with a confidence above a threshold and the gold labels of the ordered choice pair were true-true, the relation was labeled entailment, and similarly we generate data for"
                    ],
                    "page_nums": [
                        19,
                        20
                    ],
                    "images": []
                },
                "8": {
                    "title": "Joint Model",
                    "text": [
                        "The design of our joint model is motivated by the two objec- tives:",
                        "To leverage the benefit of multitask learning",
                        "To obtain a better representation for the question-choice pair for"
                    ],
                    "page_nums": [
                        21
                    ],
                    "images": []
                },
                "9": {
                    "title": "MultiRC Results",
                    "text": [
                        "Table: Summary of results on MultiRC dataset. EM0 is the percentage of",
                        "questions for which all the choices are correct. EM1 is the the percentage of questions for which at most one choice is wrong."
                    ],
                    "page_nums": [
                        22
                    ],
                    "images": [
                        "figure/image/1356-Table2-1.png"
                    ]
                },
                "10": {
                    "title": "SemEval 2018 Results",
                    "text": [
                        "Table: Accuracy of various models on SemEval18 task-11 dataset"
                    ],
                    "page_nums": [
                        23
                    ],
                    "images": []
                },
                "11": {
                    "title": "Error Analysis",
                    "text": [
                        "Identification of NLI relations is far from perfect.",
                        "NLI system returns entailment when there is a high lexical overlap",
                        "NLI system returns contradiction upon the presence of a strong negation word such as not."
                    ],
                    "page_nums": [
                        24
                    ],
                    "images": []
                },
                "12": {
                    "title": "Summary",
                    "text": [
                        "We proposed a framework to use entailment and contradiction relations to improve Machine Comprehension",
                        "Self-training results suggest the presence of other subtle relationships among choices.",
                        "I went shopping this extended weekend",
                        "I ate a lot of junk food recently",
                        "Text: I snack when I shop"
                    ],
                    "page_nums": [
                        25,
                        26,
                        27,
                        28
                    ],
                    "images": []
                }
            },
            "paper_title": "Using Natural Language Relations between Answer Choices for Machine Comprehension",
            "paper_id": "1356",
            "paper": {
                "title": "Using Natural Language Relations between Answer Choices for Machine Comprehension",
                "abstract": "When evaluating an answer choice for Reading Comprehension task, other answer choices available for the question and the answers of related questions about the same paragraph often provide valuable information. In this paper, we propose a method to leverage the natural language relations between the answer choices, such as entailment and contradiction, to improve the performance of machine comprehension. We use a stand-alone question answering (QA) system to perform QA task and a Natural Language Inference (NLI) system to identify the relations between the choice pairs. Then we perform inference using an Integer Linear Programming (ILP)-based relational framework to re-evaluate the decisions made by the standalone QA system in light of the relations identified by the NLI system. We also propose a multitask learning model that learns both the tasks jointly.",
                "text": [
                    {
                        "id": 0,
                        "string": "Introduction Given an input text and a set of related questions with multiple answer choices, the reading comprehension (RC) task evaluates the correctness of each answer choice."
                    },
                    {
                        "id": 1,
                        "string": "Current approaches to the RC task quantify the relationship between each question and answer choice independently and pick the highest scoring option."
                    },
                    {
                        "id": 2,
                        "string": "In this paper, we follow the observation that when humans approach such RC tasks, they tend to take a holistic view ensuring that their answers are consistent across the given questions and answer choices."
                    },
                    {
                        "id": 3,
                        "string": "In this work we attempt to model these pragmatic inferences, by leveraging the entailment and contradiction relations between the answer choices to improve machine comprehension."
                    },
                    {
                        "id": 4,
                        "string": "To help clarify these concepts, consider the following examples: How can the military benefit from the existence of the CIA?"
                    },
                    {
                        "id": 5,
                        "string": "c 1 : They can use them c 2 : These agencies are keenly attentive to the military's strategic and tactical requirements () c 3 : The CIA knows what intelligence the military requires and has the resources to obtain that intelligence () The above example contains multiple correct answer choices, some are easier to capture than others."
                    },
                    {
                        "id": 6,
                        "string": "For example, identifying that c 3 is true might be easier than c 2 based on its alignment with the input text."
                    },
                    {
                        "id": 7,
                        "string": "However, capturing that c 3 entails c 2 allows us to predict c 2 correctly as well."
                    },
                    {
                        "id": 8,
                        "string": "Classification of the answer in red (marked ) could be corrected using the blue (marked ) answer choice."
                    },
                    {
                        "id": 9,
                        "string": "Q1: When were the eggs added to the pan to make the omelette?"
                    },
                    {
                        "id": 10,
                        "string": "c 1 1 : When they turned on the stove c 1 2 : When the pan was the right temperature () Q2: Why did they use stove to cook omelette?"
                    },
                    {
                        "id": 11,
                        "string": "c 2 1 : They didn't use the stove but a microwave c 2 2 : Because they needed to heat up the pan () Similarly, answering Q1 correctly helps in answering Q2."
                    },
                    {
                        "id": 12,
                        "string": "Our goal is to leverage such inferences for machine comprehension."
                    },
                    {
                        "id": 13,
                        "string": "Our approach contains three steps."
                    },
                    {
                        "id": 14,
                        "string": "First, we use a stand-alone QA system to classify the answer choices as true/false."
                    },
                    {
                        "id": 15,
                        "string": "Then, we classify the relation between each pair of choices for a given question as entailment, contradiction or neutral."
                    },
                    {
                        "id": 16,
                        "string": "Finally, we re-evaluate the labels assigned to choices using an Integer Linear Programming based inference procedure."
                    },
                    {
                        "id": 17,
                        "string": "We discuss different training protocols and representation choices for the combined decision problem."
                    },
                    {
                        "id": 18,
                        "string": "An overview is in figure 1."
                    },
                    {
                        "id": 19,
                        "string": "We empirically evaluate on two recent datasets, MultiRC (Khashabi et al., 2018) and SemEval-2018 task-11 (Ostermann et al., 2018 and show that it improves machine comprehension in both."
                    },
                    {
                        "id": 20,
                        "string": "Related Work Recently, several QA datasets have been proposed to test machine comprehension (Richardson, 2013; Weston et al., 2015; Rajpurkar et al., 2016; Trischler et al., 2016a; Nguyen et al., 2016) ."
                    },
                    {
                        "id": 21,
                        "string": "Yatskar (2018) showed that a high performance on these datasets could be achieved without necessarily achieving the capability of making commonsense inferences."
                    },
                    {
                        "id": 22,
                        "string": "Trischler et al."
                    },
                    {
                        "id": 23,
                        "string": "(2016b) , Kumar et al."
                    },
                    {
                        "id": 24,
                        "string": "(2016) , Liu and Perez (2017) , Min et al."
                    },
                    {
                        "id": 25,
                        "string": "(2018) and Xiong et al."
                    },
                    {
                        "id": 26,
                        "string": "(2016) proposed successful models on those datasets."
                    },
                    {
                        "id": 27,
                        "string": "To address this issue, new QA datasets which require commonsense reasoning have been proposed (Khashabi et al., 2018; Ostermann et al., 2018; ."
                    },
                    {
                        "id": 28,
                        "string": "Using common sense inferences in Machine Comprehension is a far from solved problem."
                    },
                    {
                        "id": 29,
                        "string": "There have been several attempts in literature to use inferences to answer questions."
                    },
                    {
                        "id": 30,
                        "string": "Most of the previous works either attempt to infer the answer from the given text (Sachan and Xing, 2016; or an external commonsense knowledge base (Das et al., 2017; Mihaylov and Frank, 2018; Bauer et al., 2018; Weissenborn et al., 2017) ."
                    },
                    {
                        "id": 31,
                        "string": "While neural models can capture some dependencies between choices through shared representations, to the best of our knowledge, inferences capturing the dependencies between answer choices or different questions have been not explicitly modeled."
                    },
                    {
                        "id": 32,
                        "string": "Model Formally, the task of machine comprehension can be defined as: given text P and a set of n related questions Q = {q 1 , q 2 , ."
                    },
                    {
                        "id": 33,
                        "string": "."
                    },
                    {
                        "id": 34,
                        "string": "."
                    },
                    {
                        "id": 35,
                        "string": ", q n } each having m choices C = {c i 1 , c i 2 , ."
                    },
                    {
                        "id": 36,
                        "string": "."
                    },
                    {
                        "id": 37,
                        "string": "."
                    },
                    {
                        "id": 38,
                        "string": ", c i m }∀q i ∈ Q, the task is to assign true/false value for each choice c i j ."
                    },
                    {
                        "id": 39,
                        "string": "Model Architecture Our model consists of three separate systems, one for each step, namely, the stand-alone question answering (QA) system, the Natural Language Inference (NLI) system and the inference framework connecting the two."
                    },
                    {
                        "id": 40,
                        "string": "First, we assign a true/false label to each question-choice pair using the standalone QA system along with an associated confidence score s 1 ."
                    },
                    {
                        "id": 41,
                        "string": "Consequently, we identify the natural language relation (entailment, contradiction or neutral) between each ordered pair of choices for a given question, along with an associated confidence score s 2 ."
                    },
                    {
                        "id": 42,
                        "string": "Then, we use a relational framework to perform inference using the information obtained from the stand-alone QA and the NLI systems."
                    },
                    {
                        "id": 43,
                        "string": "Each of the components is described in detail in the following sub-sections."
                    },
                    {
                        "id": 44,
                        "string": "We further propose a joint model whose parameters are trained jointly on both the tasks."
                    },
                    {
                        "id": 45,
                        "string": "The joint model uses the answer choice representation generated by the stand-alone QA system as input to the NLI detection system."
                    },
                    {
                        "id": 46,
                        "string": "The architecture of our joint model is shown in figure 2."
                    },
                    {
                        "id": 47,
                        "string": "Stand-alone QA system We use the TriAN-single model proposed by  for SemEval-2018 task-11 as our stand-alone QA system."
                    },
                    {
                        "id": 48,
                        "string": "We use the implementation 1 provided by  for our experiments."
                    },
                    {
                        "id": 49,
                        "string": "The system is a tri-attention model that takes passage-question-choice triplet as input and produces the probability of the choice being true as its output."
                    },
                    {
                        "id": 50,
                        "string": "NLI System Our NLI system is inspired from decomposableattention model proposed by Parikh et al."
                    },
                    {
                        "id": 51,
                        "string": "(2016) ."
                    },
                    {
                        "id": 52,
                        "string": "We modified the architecture proposed in Parikh et al."
                    },
                    {
                        "id": 53,
                        "string": "(2016) to accommodate the question-choice pairs as opposed to sentence pairs in the original model."
                    },
                    {
                        "id": 54,
                        "string": "We added an additional sequence-attention layer for the question-choice pairs to allow for the Att seq (u, {v i } n i=1 ) = n i=1 α i v i α i = sof tmax i (f (W 1 u) T f (W 1 v i )) (1) where u and v i are word embeddings, W 1 is the associated weight parameter and f is non-linearity."
                    },
                    {
                        "id": 55,
                        "string": "Self-attention is Att seq of a vector onto itself."
                    },
                    {
                        "id": 56,
                        "string": "The embedding of each word in the answer choice is attended to by the sequence of question word embeddings."
                    },
                    {
                        "id": 57,
                        "string": "We use pre-trained GloVe (Pennington et al., 2014) embeddings to represent the words."
                    },
                    {
                        "id": 58,
                        "string": "The question-attended choices are then passed through the decomposable-attention layer proposed in Parikh et al."
                    },
                    {
                        "id": 59,
                        "string": "(2016) ."
                    },
                    {
                        "id": 60,
                        "string": "Inference using DRAIL We use Deep Relational Learning (DRaiL) framework proposed by  to perform the final inference."
                    },
                    {
                        "id": 61,
                        "string": "The framework allows for declaration of predicate logic rules to perform relational inference."
                    },
                    {
                        "id": 62,
                        "string": "The rules are scored by the confidence scores obtained from the stand-alone QA and the NLI systems."
                    },
                    {
                        "id": 63,
                        "string": "DRaiL uses an Integer Linear Programming (ILP) based inference procedure to output binary prediction for each of the choices."
                    },
                    {
                        "id": 64,
                        "string": "We use the following constraints for our inference: 1. c i is true & c i entails c j =⇒ c j is true."
                    },
                    {
                        "id": 65,
                        "string": "2. c i is true & c i contradicts c j =⇒ c j is false."
                    },
                    {
                        "id": 66,
                        "string": "On the MultiRC dataset, we use the dependencies between the answer choices for a given question."
                    },
                    {
                        "id": 67,
                        "string": "On SemEval dataset, we use the dependencies between different questions about the same paragraph."
                    },
                    {
                        "id": 68,
                        "string": "Joint Model The design of our joint model is motivated by the two objectives: 1) to obtain a better representation for the question-choice pair for NLI detection and 2) to leverage the benefit of multitask learning."
                    },
                    {
                        "id": 69,
                        "string": "Hence, in the joint model, choice representation from stand-alone QA system is input to the decomposable-attention layer of the NLI system."
                    },
                    {
                        "id": 70,
                        "string": "The joint model takes two triplets (p, q i , c i ) and (p, q j , c j ) as input."
                    },
                    {
                        "id": 71,
                        "string": "It outputs a true/false for each choice and an NLI relation (entailment, contradiction or neutral) between the choices."
                    },
                    {
                        "id": 72,
                        "string": "The representations for passage, question and choice are obtained using Bi-LSTMs."
                    },
                    {
                        "id": 73,
                        "string": "The hidden states of the Bi-LSTM are concatenated to generate the representation."
                    },
                    {
                        "id": 74,
                        "string": "This part of the model is similar to TriAN model proposed in ."
                    },
                    {
                        "id": 75,
                        "string": "The choice representations of c i and c j are passed as input to the decomposable attention layer proposed in Parikh et al."
                    },
                    {
                        "id": 76,
                        "string": "(2016) ."
                    },
                    {
                        "id": 77,
                        "string": "The architecture of the joint model is shown in figure 2."
                    },
                    {
                        "id": 78,
                        "string": "Training We train the stand-alone QA system using the MultiRC and SemEval datasets for respective experiments."
                    },
                    {
                        "id": 79,
                        "string": "We experiment with 2 different training settings for the NLI system."
                    },
                    {
                        "id": 80,
                        "string": "In the first setting, we use SNLI dataset (Bowman et al., 2015) to train the NLI system."
                    },
                    {
                        "id": 81,
                        "string": "The sequence-attention layer is left untrained during this phase."
                    },
                    {
                        "id": 82,
                        "string": "Hence, we only use the answer choice and do not consider the question for NLI detection."
                    },
                    {
                        "id": 83,
                        "string": "Self-Training: Subsequently, to help the system adapt to our settings, we devise a self-training protocol over the RC datasets to train the NLI sys-tem."
                    },
                    {
                        "id": 84,
                        "string": "Self-training examples for the NLI system were obtained using the following procedure: if the SNLI-trained NLI model predicted entailment and the gold labels of the ordered choice pair were true-true, then the choice pair is labeled as entailment."
                    },
                    {
                        "id": 85,
                        "string": "Similarly, if the SNLI-trained NLI model predicted contradiction and the gold labels of the ordered choice pair were true-false, then the choice pair is labeled as contradiction."
                    },
                    {
                        "id": 86,
                        "string": "This is noisy labelling as the labels do not directly indicate the presence of NLI relations between the choices."
                    },
                    {
                        "id": 87,
                        "string": "The NLI model was additionally trained using this data."
                    },
                    {
                        "id": 88,
                        "string": "To train the joint model we use ordered choice pairs, labeled as entailment if the gold labels are true-true and labeled as contradiction if the gold labels are true-false."
                    },
                    {
                        "id": 89,
                        "string": "This data was also used to test the effectiveness of the self-training procedure."
                    },
                    {
                        "id": 90,
                        "string": "The results on the development set of MultiRC dataset are in table 1."
                    },
                    {
                        "id": 91,
                        "string": "The NLI model trained on SNLI dataset achieves 55.11% accuracy."
                    },
                    {
                        "id": 92,
                        "string": "Training the N LI model on the data from MultiRC data increases the overall accuracy to 66.31%."
                    },
                    {
                        "id": 93,
                        "string": "Further discussion about self-training is provided in section 5."
                    },
                    {
                        "id": 94,
                        "string": "Experiments We perform experiments in four phases."
                    },
                    {
                        "id": 95,
                        "string": "In the first phase, we evaluate the stand-alone QA system."
                    },
                    {
                        "id": 96,
                        "string": "In the second phase, we train the NLI system on SNLI data and evaluate the approach shown in figure 1."
                    },
                    {
                        "id": 97,
                        "string": "In the third phase, we train the NLI system using the self-training data."
                    },
                    {
                        "id": 98,
                        "string": "In the fourth phase, we evaluate the proposed joint model."
                    },
                    {
                        "id": 99,
                        "string": "We evaluate all models on MultiRC dataset."
                    },
                    {
                        "id": 100,
                        "string": "The results are shown in table 2."
                    },
                    {
                        "id": 101,
                        "string": "We evaluate the joint model on SemEval dataset, shown in table 3."
                    },
                    {
                        "id": 102,
                        "string": "Datasets We use two datasets for our experiments, MultiRC dataset 2 and the SemEval 2018 task 11 dataset 3 ."
                    },
                    {
                        "id": 103,
                        "string": "MultiRC dataset consisted of a training and development set with a hidden test set."
                    },
                    {
                        "id": 104,
                        "string": "We split the given training set into training and development sets and use the given development set as test set."
                    },
                    {
                        "id": 105,
                        "string": "Each question in the MultiRC dataset has approximately 5 choices on average."
                    },
                    {
                        "id": 106,
                        "string": "Multiple of them may be true for a given question."
                    },
                    {
                        "id": 107,
                        "string": "The training split of MultiRC consisted of 433 paragraphs and 4, 853 questions with 25, 818 answer choices."
                    },
                    {
                        "id": 108,
                        "string": "The development split has 23 paragraphs and 275 questions with 1, 410 answer choices."
                    },
                    {
                        "id": 109,
                        "string": "Test set has 83 paragraphs and 953 questions with 4, 848 answer choices."
                    },
                    {
                        "id": 110,
                        "string": "SemEval dataset has 2 choices for each question, exactly one of them is true."
                    },
                    {
                        "id": 111,
                        "string": "The training set consists of 1, 470 paragraphs with 9, 731 questions."
                    },
                    {
                        "id": 112,
                        "string": "The development set has 219 paragraphs with 1, 411 questions."
                    },
                    {
                        "id": 113,
                        "string": "And the test set has 430 paragraphs with 2, 797 questions."
                    },
                    {
                        "id": 114,
                        "string": "Evaluation Metrics For MultiRC dataset, we use two metrics for evaluating our approach, namely EM 0 and EM 1."
                    },
                    {
                        "id": 115,
                        "string": "EM 0 refers to the percentage of questions for which all the choices have been correctly classified."
                    },
                    {
                        "id": 116,
                        "string": "EM 1 is the the percentage of questions for which at most one choice is wrongly classified."
                    },
                    {
                        "id": 117,
                        "string": "For the SemEval dataset, we use accuracy metric."
                    },
                    {
                        "id": 118,
                        "string": "Results Results of our experiments are summarized in tables 2 & 3."
                    },
                    {
                        "id": 119,
                        "string": "EM 0 on MC task improves from 18.15% to 19.41% when we use the NLI model trained over SNLI data and it further improves to 21.62% when we use MultiRC self-training data."
                    },
                    {
                        "id": 120,
                        "string": "Joint model achieves 20.36% on EM 0 but achieves the highest EM 1 of 57.08%."
                    },
                    {
                        "id": 121,
                        "string": "Human EM 0 is 56.56%."
                    },
                    {
                        "id": 122,
                        "string": "."
                    },
                    {
                        "id": 123,
                        "string": "The results we obtained using their implementation are stand-alone QA results."
                    },
                    {
                        "id": 124,
                        "string": "With the same setting, joint model got 85.4% on dev set and 82.1% on test set."
                    },
                    {
                        "id": 125,
                        "string": "The difference in performance of the models in tables 2 and 3 is statistically significant according to Mc-Nemar's chi-squared test."
                    },
                    {
                        "id": 126,
                        "string": "Method Model Dev Test TriAN-single  83.84% 81.94% Stand-alone QA 83.20% 80.80% Joint Model 85.40% 82.10% Table 3 : Accuracy of various models on SemEval'18 task-11 dataset Discussion We have shown that capturing the relationship between various answer choices or subsequent questions helps in answering questions better."
                    },
                    {
                        "id": 127,
                        "string": "Our experimental results, shown in tables 2 & 3, are only a first step towards leveraging this relationship to help construct better machine reading systems."
                    },
                    {
                        "id": 128,
                        "string": "We suggest two possible extensions to our model, that would help realize the potential of these relations."
                    },
                    {
                        "id": 129,
                        "string": "1."
                    },
                    {
                        "id": 130,
                        "string": "Improving the performance of entailment and contradiction detection."
                    },
                    {
                        "id": 131,
                        "string": "2."
                    },
                    {
                        "id": 132,
                        "string": "Using the information given in the text to identify the relations between choices better."
                    },
                    {
                        "id": 133,
                        "string": "As shown in table 1, identification of entailment/contradiction is far from perfect."
                    },
                    {
                        "id": 134,
                        "string": "Entailment detection is particularly worse because often the system returns entailment when there is a high lexical overlap."
                    },
                    {
                        "id": 135,
                        "string": "Moreover, the presence of a strong negation word (not) causes the NLI system to predict contradiction even for entailment and neutral cases."
                    },
                    {
                        "id": 136,
                        "string": "This issue impedes the performance of our model on SemEval'18 dataset as roughly 40% of the questions have yes/no answers."
                    },
                    {
                        "id": 137,
                        "string": "Naik et al."
                    },
                    {
                        "id": 138,
                        "string": "(2018) show that this is a common issue with stateof-the-art NLI detection models."
                    },
                    {
                        "id": 139,
                        "string": "Self-training (table 1) results suggest that there are other types of relationships present among answer choice pairs that do not come under the strict definitions of entailment or contradiction."
                    },
                    {
                        "id": 140,
                        "string": "Upon investigating, we found that although some answer hypotheses do not directly have an inference relation between them, they might be related in context of the given text."
                    },
                    {
                        "id": 141,
                        "string": "For example, consider the sentence, 'I snack when I shop' and the answer choices: c 1 : 'She went shopping this extended weekend' and c 2 : 'She ate a lot of junk food recently'."
                    },
                    {
                        "id": 142,
                        "string": "Although the sentences don't have an explicit relationship when considered in isolation, the text suggests that c 1 might entail c 2 ."
                    },
                    {
                        "id": 143,
                        "string": "Capturing these kinds of relationships could potentially improve MC further."
                    },
                    {
                        "id": 144,
                        "string": "Conclusion In this paper we take a first step towards modeling an accumulative knowledge state for machine comprehension, ensuring consistency between the model's answers."
                    },
                    {
                        "id": 145,
                        "string": "We show that by adapting NLI to the MC task using self-training, performance over multiple tasks improves."
                    },
                    {
                        "id": 146,
                        "string": "In the future, we intend to generalize our model to other relationships beyond strict entailment and contradiction relations."
                    }
                ],
                "headers": [
                    {
                        "section": "Introduction",
                        "n": "1",
                        "start": 0,
                        "end": 19
                    },
                    {
                        "section": "Related Work",
                        "n": "2",
                        "start": 20,
                        "end": 31
                    },
                    {
                        "section": "Model",
                        "n": "3",
                        "start": 32,
                        "end": 38
                    },
                    {
                        "section": "Model Architecture",
                        "n": "3.1",
                        "start": 39,
                        "end": 46
                    },
                    {
                        "section": "Stand-alone QA system",
                        "n": "3.1.1",
                        "start": 47,
                        "end": 49
                    },
                    {
                        "section": "NLI System",
                        "n": "3.2",
                        "start": 50,
                        "end": 59
                    },
                    {
                        "section": "Inference using DRAIL",
                        "n": "3.2.1",
                        "start": 60,
                        "end": 67
                    },
                    {
                        "section": "Joint Model",
                        "n": "3.3",
                        "start": 68,
                        "end": 77
                    },
                    {
                        "section": "Training",
                        "n": "3.4",
                        "start": 78,
                        "end": 93
                    },
                    {
                        "section": "Experiments",
                        "n": "4",
                        "start": 94,
                        "end": 101
                    },
                    {
                        "section": "Datasets",
                        "n": "4.1",
                        "start": 102,
                        "end": 113
                    },
                    {
                        "section": "Evaluation Metrics",
                        "n": "4.2",
                        "start": 114,
                        "end": 117
                    },
                    {
                        "section": "Results",
                        "n": "4.3",
                        "start": 118,
                        "end": 126
                    },
                    {
                        "section": "Discussion",
                        "n": "5",
                        "start": 127,
                        "end": 142
                    },
                    {
                        "section": "Conclusion",
                        "n": "6",
                        "start": 143,
                        "end": 146
                    }
                ],
                "figures": [
                    {
                        "filename": "../figure/image/1356-Figure2-1.png",
                        "caption": "Figure 2: Architecture of the Joint Model",
                        "page": 2,
                        "bbox": {
                            "x1": 96.96,
                            "x2": 265.44,
                            "y1": 61.44,
                            "y2": 452.15999999999997
                        }
                    },
                    {
                        "filename": "../figure/image/1356-Table3-1.png",
                        "caption": "Table 3: Accuracy of various models on SemEval’18 task-11 dataset",
                        "page": 4,
                        "bbox": {
                            "x1": 84.96,
                            "x2": 277.44,
                            "y1": 166.56,
                            "y2": 238.07999999999998
                        }
                    },
                    {
                        "filename": "../figure/image/1356-Figure1-1.png",
                        "caption": "Figure 1: Proposed Approach",
                        "page": 1,
                        "bbox": {
                            "x1": 88.8,
                            "x2": 274.08,
                            "y1": 99.84,
                            "y2": 298.08
                        }
                    },
                    {
                        "filename": "../figure/image/1356-Table1-1.png",
                        "caption": "Table 1: Accuracy of entailment and contradiction detection on the development set of self-training data for NLI model trained on SNLI data (NLISNLI ) vs training set of selftraining data (NLIMultiRC )",
                        "page": 3,
                        "bbox": {
                            "x1": 72.0,
                            "x2": 298.08,
                            "y1": 250.56,
                            "y2": 293.28
                        }
                    },
                    {
                        "filename": "../figure/image/1356-Table2-1.png",
                        "caption": "Table 2: Summary of the results on MultiRC dataset. EM0 is the percentage of questions for which all the choices are correct. EM1 is the the percentage of questions for which at most one choice is wrong.",
                        "page": 3,
                        "bbox": {
                            "x1": 329.76,
                            "x2": 503.03999999999996,
                            "y1": 583.68,
                            "y2": 668.16
                        }
                    }
                ]
            },
            "gem_id": "GEM-SciDuet-validation-55"
        }
    ]
}