text: Abstract We propose a novel convolutional neural network approach to address the fine-grained recognition problem of multi-view dynamic facial action unit detection. We leverage recent gains in large-scale object recognition by formulating the task of predicting the presence or absence of a specific action unit in a still image of a human face as holistic classification. We then explore the design space of our approach by considering both shared and independent representations for separate action units, and also different CNN architectures for combining color and motion information. We then move to the novel setup of the FERA 2017 Challenge, in which we propose a multi-view extension of our approach that operates by first predicting the viewpoint from which the video was taken, and then evaluating an ensemble of action unit detectors that were trained for that specific viewpoint. Our approach is holistic, efficient, and modular, since new action units can be easily included in the overall system. Our approach significantly outperforms the baseline of the FERA 2017 Challenge, with an absolute improvement of 14 on the F1-metric. Additionally, it compares favorably against the winner of the FERA 2017 Challenge.
  @cite_33: Region learning (RL) and multi-label learning (ML) have recently attracted increasing attentions in the field of facial Action Unit (AU) detection. Knowing that AUs are active on sparse facial regions, RL aims to identify these regions for a better specificity. On the other hand, a strong statistical evidence of AU correlations suggests that ML is a natural way to model the detection task. In this paper, we propose Deep Region and Multi-label Learning (DRML), a unified deep network that simultaneously addresses these two problems. One crucial aspect in DRML is a novel region layer that uses feed-forward functions to induce important facial regions, forcing the learned weights to capture structural information of the face. Our region layer serves as an alternative design between locally connected layers (i.e., confined kernels to individual pixels) and conventional convolution layers (i.e., shared kernels across an entire image). Unlike previous studies that solve RL and ML alternately, DRML by construction addresses both problems, allowing the two seemingly irrelevant problems to interact more directly. The complete network is end-to-end trainable, and automatically learns representations robust to variations inherent within a local region. Experiments on BP4D and DISFA benchmarks show that DRML performs the highest average F1-score and AUC within and across datasets in comparison with alternative methods.
  @cite_55: Automatic facial expression recognition (FER) is an important component of affect-aware technologies. Because of the lack of labeled spontaneous data, majority of existing automated FER systems were trained on posed facial expressions, however in real-world applications we deal with (subtle) spontaneous facial expression. This paper introduces an extension of DISFA, a previously released and well-accepted face dataset. Extended DISFA (DISFA+) has the following features: 1) it contains a large set of posed and spontaneous facial expressions data for a same group of individuals, 2) it provides the manually labeled framebased annotations of 5-level intensity of twelve FACS facial actions, 3) it provides meta data (i.e. facial landmark points in addition to the self-report of each individual regarding every posed facial expression). This paper introduces and employs DISFA+, to analyze and compare temporal patterns and dynamic characteristics of posed and spontaneous facial expressions.
  @cite_42: The face is one of the most powerful channel of nonverbal communication. The most commonly used taxonomy to describe facial behaviour is the Facial Action Coding System (FACS). FACS segments the visible effects of facial muscle activation into 30+ action units (AUs). AUs, which may occur alone and in thousands of combinations, can describe nearly all-possible facial expressions. Most existing methods for automatic AU detection treat the problem using one-vs-all classifiers and fail to exploit dependencies among AU and facial features. We introduce joint-patch and multi-label learning (JPML) to address these issues. JPML leverages group sparsity by selecting a sparse subset of facial patches while learning a multi-label classifier. In four of five comparisons on three diverse datasets, CK+, GFT, and BP4D, JPML produced the highest average F1 scores in comparison with state-of-the art.
  @cite_52: 
  @cite_27: In this paper we tackle the problem of facial action unit (AU) recognition by exploiting the complex semantic relationships among AUs, which carry crucial top-down information yet have not been thoroughly exploited. Towards this goal, we build a hierarchical model that combines the bottom-level image features and the top-level AU relationships to jointly recognize AUs in a principled manner. The proposed model has two major advantages over existing methods. 1) Unlike methods that can only capture local pair-wise AU dependencies, our model is developed upon the restricted Boltzmann machine and therefore can exploit the global relationships among AUs. 2) Although AU relationships are influenced by many related factors such as facial expressions, these factors are generally ignored by the current methods. Our model, however, can successfully capture them to more accurately characterize the AU relationships. Efficient learning and inference algorithms of the proposed model are also developed. Experimental results on benchmark databases demonstrate the effectiveness of the proposed approach in modelling complex AU relationships as well as its superior AU recognition performance over existing approaches.
  @cite_46: Emotion is expressed in multiple modalities, yet most research has considered at most one or two. This stems in part from the lack of large, diverse, well-annotated, multimodal databases with which to develop and test algorithms. We present a well-annotated, multimodal, multidimensional spontaneous emotion corpus of 140 participants. Emotion inductions were highly varied. Data were acquired from a variety of sensors of the face that included high-resolution 3D dynamic imaging, high-resolution 2D video, and thermal (infrared) sensing, and contact physiological sensors that included electrical conductivity of the skin, respiration, blood pressure, and heart rate. Facial expression was annotated for both the occurrence and intensity of facial action units from 2D video by experts in the Facial Action Coding System (FACS). The corpus further includes derived features from 3D, 2D, and IR (infrared) sensors and baseline results for facial expression and action unit detection. The entire corpus will be made available to the research community.
summary: Given that groups of action units can co-occur or be mutually exclusive in the human face, several methods @cite_33 @cite_27 @cite_42 @cite_52 have approached the task as multi-label learning. However, as AUs databases are becoming larger and better annotated @cite_46 @cite_55 , these methods need to be completely retrained to integrate new action units. In contrast, AUNets are modular by design, and can naturally evolve towards more general datasets and new action units. Furthermore, by analyzing the whole face, AUNets learn naturally the relevant local face regions for predicting each action unit.