UPDATE 1-US SEC orders hedge fund adviser registration
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The US Securities and Exchange Commission voted 3-2 on Tuesday to adopt a rule that for the first time will require hedge fund advisers to register with the agency and submit to SEC examinations.
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GREENWICH, Connecticut  - The U.S. Securities and Exchange Commission is conducting more than 30 investigations into potential hedge fund manager misconduct in the northeast United States alone, with more in other parts of the country, officials said on Wednesday.
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The Securities and Exchange Commission has adopted rules ensuring that it can sue hedge funds for misleading investors.
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The nearly $1 trillion hedge fund industry has lost a yearlong battle to avoid extra scrutiny from US regulators. By a tight 3-2 vote, the Securities and Exchange Commission ruled yesterday
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Make way for a flood of additional Securities and Exchange Commission filings. That's the message from observers who expect new SEC rules taking effect Monday to more than double the number of regulatory filings known as Form 8-Ks.
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The Securities and Exchange Commission on Thursday filed fraud charges against hedge fund manager Robert Berlacher and the Lancaster group of hedge funds, alleging they engaged in an illegal trading scheme involving at least 10 unregistered securities offerings.
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Phillip Goldstein, manager of a small  hedge fund company, likes to stretch the definition of activist  investor. He's challenged the managers of closed-end funds and  questioned the judgment of the U.S. markets watchdog, the  Securities and Exchange Commission.
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No. 1 Internet search engine still waiting for SEC to give final green light before pricing stock. NEW YORK (CNN/Money) - Investors will have to wait a little longer for the Google initial public offering after the SEC said the company&#39;s registration ...
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New York - The Securities and Exchange Commission (SEC) released its 160-page rule extending its oversight to the $866 billion (R5.02 trillion) hedge fund industry more than a month after commissioners narrowly backed the move in a 3-2 vote.
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Hedge-fund managers who are opposed to plans to make them register as advisers are asking US regulators to find other ways to increase disclosure in the traditionally secretive industry.
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Top IPO underwriter Goldman Sachs Group Inc.  this week launched a platform allowing an exclusive club of big investors to trade unregistered, privately placed securities, in the latest challenge to U.S. equity markets.
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Hedge fund advisers will have to  register with the U.S. Securities and Exchange Commission and  submit to examinations under a new rule approved on Tuesday in  a 3-2 vote by the market-policing agency.
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A deeply divided Securities and Exchange Commission is expected to approve rules requiring all but the smallest hedge funds.
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The Treasury Department yesterday assembled two blue-ribbon groups that will explore ways to minimize the risks associated with hedge funds, the latest step to promote accountability in the $1 trillion sector without restricting its growth.
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Google IPO Registration Ends Today  Google has set their IPO registration deadline at today for investors to register for the Google initial public offering.  Investors wishing to participate in Google's initial public offering have until 5 pm today to register for the auction at ipo.google.com, according to a statement issued Tuesday on ...
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WASHINGTON (CBS.MW) - A narrow majority of Securities and Exchange Commission members voted Tuesday to require hedge funds to share more information with the agency.
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The U.S. Securities and Exchange  Commission is examining whether J.P. Morgan Chase & Co. should  have known that the Canary Capital Partners LLC hedge fund was  making improper trades, the Wall Street Journal reported on  Thursday.