NASD Bars Ex-Banker Quattrone for Life
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The NASD on Monday permanently barred former star technology banker Frank Quattrone from the securities industry for refusing to testify about his possible role in destroying documents and obstructing justice.
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A federal judge slammed former Wall Street banking star Frank P. Quattrone Wednesday with an 18-month prison sentence for obstructing a federal securities investigation, ruling that the investment banker lied on the stand during his trial.
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Frank P. Quattrone, the banker whose deal making helped fuel the 1990Âs technology boom, is expected to receive a sentence of 16 months.
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The NASD said Wednesday that it had fined Wells Fargo and its former director of research for failing to disclose that an analyst had taken a job with the company she was recommending.
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Facing prison in late October, former star investment banker Frank Quattrone is hoping a federal appeals court will overturn his obstruction-of-justice conviction.
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Frank P. Quattrone, the former chief technology banker at Credit Suisse First Boston who was sentenced to 18 months in prison last week, accused the judge in his case yesterday of callousness
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The convicted murderer of a millionaire banker received the maximum sentence of 25 years to life in prison Tuesday at an emotional hearing where the victim's two children denounced the killer for stealing their childhoods.
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Frank Quattrone, a former star investment banker who once earned &#36;120 million in a year, will be sentenced on Wednesday for obstructing a federal investigation into some of the most popular stock offerings of the 1990s.
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Frank P. Quattrone, a leading investment banker of the 1990's, was sentenced to 18 months in prison for obstruction of justice.
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Former investment banker Frank  Quattrone on Wednesday requested a court order that would allow  him to remain free on bail while he appeals his obstruction of  justice conviction.
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The bad boy of the Internet bubble - investment banker Frank Quattrone â-as been barred for life from Wall Street. Quattrone, whose career high points include taking
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Frank Quattrone, once one of Wall Street's most celebrated bankers, is jailed for obstruction of justice.
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A broker-dealer firm sued brokerages  watchdog NASD and the New York Stock Exchange on Friday to  block a deal to merge oversight functions, saying the  arrangement would be unfair to NASD members.
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The NASD on Monday censured Citigroup  Global Markets Inc. and fined it $250,000 for distributing  misleading sales material on hedge funds, the latest regulatory  mishap for the world's largest financial services company.
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_ Former star investment banker Frank Quattrone asked a federal appeals court Wednesday to let him stay out of prison while he appeals his conviction on obstruction-of-justice charges.
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Former Qwest CEO Joseph Nacchio should serve more than seven years for insider trading, prosecutors recommend.
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Securities industry regulators barred former investment banker Frank P. Quattrone yesterday from ever working in the securities industry again, ruling he had failed to cooperate with an official investigation.