ING Reveals Improper Trading Case Details
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A U.S. unit of Dutch financial services group ING Groep NV said on Wednesday a review of improper trading in its mutual funds showed only isolated incidents of impropriety.
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New details about the actions of a former SociÃ©tÃ© GÃ©nÃ©rale trader accused of making billions of dollars of unauthorized bets showed that his losses began in July.
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Government indicts five former natural gas traders it says used false sales to manipulate prices. HOUSTON  - Federal prosecutors Monday said they believe they now know how natural gas traders manipulated index prices by reporting false trades.
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The U.S. government on Thursday  charged 13 people, including employees at major Wall Street  banks, with securities fraud, wire fraud, bribery and other  charges in what authorities are calling one of the most  pervasive insider trading rings in years.
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Insurance brokerage firm Marsh &amp; McLennan (nyse: MMC - news - people ) was charged with fraud and antitrust violations in connection with allegations of bid steering and lucrative payoffs from major insurance firms, alleged New York State Attorney General
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A U.S. unit of Dutch financial  services group ING Groep NV said on Wednesday a review of  improper trading in its mutual funds showed only isolated  incidents of impropriety.
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The Boston office of the Securities and Exchange Commission is conducting a &quot;mini-sweep&quot; of about two dozen mutual fund companies, to hunt for any improper trading by fund managers, traders, and other high-ranking insiders over the past three years, two SEC officials confirmed.
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Employees of some of Wall Street's top banks were among more than a dozen people charged on Thursday in what authorities called one of the most pervasive insider trading rings since the 1980s, accused of using leaked information and even blackmail to make millions of dollars.
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The Securities and Exchange Commission on Thursday filed fraud charges against hedge fund manager Robert Berlacher and the Lancaster group of hedge funds, alleging they engaged in an illegal trading scheme involving at least 10 unregistered securities offerings.
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NEW YORK (Dow Jones/AP) _ At least four New York Stock Exchange traders were fired or suspended this week as federal and exchange regulators prepare to bring charges against them for allegedly
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The Securities and Commission is conducting an investigation into circulation reporting in the newspaper industry following several disclosures of fraudulent practices in recent months.
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NEW YORK, Sept. 25 -- A former hedge fund manager has been charged with criminal insider trading for allegedly profiting from confidential information she had received from Arlington investment firm Friedman Billings Ramsey Group Inc.
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TORONTO (CP) - The Ontario Securities Commission has told four Canadian mutual fund companies they face &quot;potential enforcement proceedings&quot; for improper trading.
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A Hong Kong accounting firm made $2.7 million from illegal insider trades by hacking into computers to view press releases before they were published, according to the Securities and Exchange Commission .
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By MICHAEL J. MARTINEZ      NEW YORK  -- Ever read a company's Security and Exchange Commission filings? No? Consider yourself lucky...
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LONDON, November 22  - Dutch banking and insurance company, ING Group (INN.ETR), has agreed to sell its Baring Asset Management division in two separate deals, for collective net gains of about â¬250 million.
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In a strange anomaly to American securities laws, it is not clear that someone who illegally obtained insider information has broken the law by trading on that information.