Invesco deal ends US funds probe
294384
Invesco Funds Group and affiliate AIM agree to pay $450m to settle allegations of improper trading, their UK owner Amvescap says.
765341
Goldman Sachs and Morgan Stanley settled allegations that they sought commitments from customers to buy shares after an initial public offering.
504470
Bank of America Corp.  said on Monday it completed its $3.3 billion purchase of the U.S. Trust business from Charles Schwab Corp. , and is defying analyst concern that it would have trouble retaining many of U.S. Trust's ultra-wealthy clients.
746111
_ State Attorney General Eliot Spitzer said he wand to end his office&#39;s investigations of investment banks, mutual funds and insurance companies and hand them over to federal regulators.
421000
Colorado Attorney General Ken Salazar on Friday announced final terms of a settlement over abusive trading practices at the defunct Invesco Funds Group and its sister company AIM Investments.
607995
Three former executives of the Invesco Funds Group were barred from the mutual fund industry and agreed to pay a combined $340,000 in fines to resolve accusations that they helped favored clients make about $58 billion in improper trades, regulators said
354807
SAN FRANCISCO (CBS.MW) -- Responding to a torrent of new money into its top-performing Vanguard International Explorer fund, the Vanguard Group closed the foreign stock portfolio Thursday to new investors.
738017
Brokerage giant Charles Schwab Corp. agreed yesterday to pay $350,000 to end a Securities and Exchange Commission investigation into allegations that its brokers improperly allowed some customers to change hundreds of mutual fund orders after the New York stock markets closed.
507378
BERLIN Infineon Technologies said Thursday that it had set aside enough funds to settle additional antitrust probes and civil suits after agreeing to plead guilty in the US to fixing prices for memory chips.
425940
Prosecutors dropped a criminal   securities fraud charge against former New York Stock Exchange   specialist Kevin Fee, who had been slated to go on trial   October 3, court documents showed.
494540
Amvescap&#39;s Invesco Funds Group and Federated Investors are among the money management companies trying to resolve allegations that they allowed improper mutual fund trading, a year after the probe began.
732571
Securities and Exchange Commission staff will recommend that the agency not pursue insider trading charges against $7 billion hedge fund Pequot Capital Management Inc., its management team, and former chairman John J. Mack, according to a letter sent to the fund's investors yesterday and three...
153722
DirecTV Group said an informal U.S. Securities and Exchange Commission inquiry into several financial transaction in 2004 is over.
532185
SEOUL -- US private-equity group Lone Star Funds said yesterday it was terminating a contract to sell its controlling stake in a South Korean bank, scrapping a deal worth billions of dollars amid a high-profile probe by prosecutors.
616132
Prudential Financial Inc. , the second-largest US life insurer, will shut its 420-person stock research and trading unit, one of the last traces of its failed attempt to become a financial supermarket.
457504
The announcement was called a breakthrough in the US Justice Department&#39;s long investigation into price-fixing allegations in the semiconductor industry.
698466
The EU antitrust investigation into Apple has ended after the company agreed to reduce the price of music downloads.