SEC Suspends Trading for 35 Companies Due to Spam
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The U.S. Securities and Exchange Commission says the companies allegedly benefited from spam e-mail campaigns to hype their stocks.
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WELLINGTON (Dow Jones)--The New Zealand Exchange Ltd. (NZX.NZ) said Monday it has suspended Access Brokerage from trading in the stock market, and referred the matter to the Serious Fraud Office, the Securities Commission and the Minister of Commerce.
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SAN FRANCISCO (CBS.MW) -- Gold Fields Ltd. said Friday that the New York Stock Exchange has suspended trading of its shares until it receives preliminary figures from Harmony Gold Mining on the number of Gold
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Anti-spam vendors hit back on Tuesday against analyst firm Gartner&#39;s claims that the level of spam is falling. &quot;I don&#39;t agree with it at all,&quot; said Mark Sommer, chief technology officer at MessageLabs.
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The Securities and Exchange Commission said on Thursday it charged a total of 38 traders in a multi-million dollar scheme that involved phony finder fees and illegal kickbacks in the "stock loan" industry.
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The Securities and Exchange Commission suspended trading on Thursday in the stocks of 35 small companies linked to spam e-mail campaigns urging small investors to buy shares.
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Twenty-nine investment firms, including some of Wall Street's biggest names, have been fined a total $9.2 million by securities regulators who said they were late in reporting disciplinary history and other data about their brokers. The investment arms of Merrill Lynch &amp; Co. and Wachovia Corp. were barred from registering new brokers for five business days.
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WASHINGTON -- Twenty-nine investment firms, including some of Wall Street&#39;s biggest names, have been fined a total $9.2 million by securities regulators who said they were late in reporting disciplinary history and other data about their brokers.
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U.S. Securities and Exchange Commission (SEC) reporting rules that govern listed companies are too much for Creative Technology, which has renewed plans to delist its shares from the Nasdaq stock exchange.
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The U.S. Securities and Exchange  Commission barred U.S. mutual funds on Wednesday from  channeling brokerage commissions toward Wall Street firms based  on their promotion of the funds' shares.
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The Securities and Exchange Commission is expected to vote Wednesday to prohibit mutual fund companies from funneling stock trades to brokerage firms that agree to promote their funds to investors.
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In a Feb. 7 story about cellular "spam," The Associated Press erroneously described a list published by the Federal Communications Commission aimed at stopping unwanted commercial e-mail and text messages sent to cell phones. It is a list of domain names to which telemarketers may not send e-mail without permission from cell phone subscribers, not listings of the Web sites that transmit unwanted data.
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Trading in shares of Chiron Corporation was halted today after United Kingdom regulators suspended its manufacturing license for a flu vaccine.
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US market regulators suspend trading in 35 firms that allegedly benefited from spam e-mail campaigns hyping up their stock.
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NEW YORK, Nov. 8 -- The Securities and Exchange Commission is investigating whether more than a dozen big brokerage firms failed to execute certain trades at the best possible prices for individual investors, sources familiar with the probe said.
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A controversial anti-spam campaign by Lycos Europe appears to have been put on hold.
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Web hosting and connectivity company Savvis Communications on Wednesday confirmed that it has canceled about 40 accounts from businesses that were earmarked as spammers.