Sunrise Senior Living Says It Is Under SEC Investigation
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The Securities and Exchange Commission has opened a formal investigation into Sunrise Senior Living after previously requesting information from the McLean company about insider stock sales, the timing of stock-option grants and its accounting practices.
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US securities regulators may file suit against Morningstar Inc., a provider of mutual fund and stock research, over incorrect data it published about a mutual fund, the company said on Friday.
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KB Home, the No. 5 U.S. home builder, said on Friday the Justice Department was looking into past stock options practices at KB, but added the agency said KB Home was not a target of the investigation.
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Insurance giant American International Group Inc. on Wednesday said its financial products unit is being investigated by the Department of Justice over possible violations of securities laws.
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The U.S. Securities and Exchange Commission is investigating Dow Jones & Co. Inc.  board member David Li over an insider trading case linked to News Corp.'s  bid for the Wall Street Journal publisher, Dow Jones reported on Wednesday.
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U.S. securities regulators may file  suit against Morningstar Inc., a provider of mutual fund and  stock research, over incorrect data it published about a mutual  fund, the company said on Friday.
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NU Online News Service, Dec. 30, 2:29 pm ESTâGeneral Re Corporation said it has received a letter of inquiry from the US Securities and Exchange Commission relating to non-traditional or loss mitigation insurance products.
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KB Home, the No. 5 U.S. home builder, said on Friday the Justice Department was looking into past stock options practices at KB, but added the agency said KB was not a target of the investigation.
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HARTFORD -- The Securities and Exchange Commission has opened another front in the widening investigation of insurance brokerage fees, launching a probe of Hartford Life , a unit of the Hartford Financial Services Group Inc.
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WR Grace &amp; Co. and several of its senior-level employees are the targets of a federal grand jury investigation relating to possible violations of environmental laws in Montana, the company announced Friday.
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Shareholders have rebuffed Sunrise Senior Living, the McLean assisted-living provider, on two issues of corporate governance.
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US markets regulator the SEC is investigating troubled sub-prime mortgage lender New Century.
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U.S. regulators, led by the Securities  and Exchange Commission, are probing how financial firms priced  mortgage securities on their books and whether they should have  told investors earlier about the declining value of those  securities, The Wall Street Journal reported on Friday.
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New Century Financial Corp.  on  Tuesday said the U.S. Securities and Exchange Commission is  investigating the subprime mortgage lender, after the agency  recently asked to meet with management to discuss its  accounting.
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The Securities and Commission is conducting an investigation into circulation reporting in the newspaper industry following several disclosures of fraudulent practices in recent months.
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Insider sales at Sunrise have spurred a shareholder to demand the appointment of an independent monitor to investigate the accounting.
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Morningstar, the research firm that tracks more than 16,000 mutual funds, is under investigation by the Securities and Exchange Commission.