SEC Suspends Trading for 35 Companies, Cites Spam Activity
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By Byron Acohido  The Securities and Exchange Commission on Thursday suspended trading for 35 companies that allegedly benefited from spam e-mail campaigns to hype their thinly traded penny stocks.
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The Securities and Exchange Commission on Tuesday began moving to suspend or terminate the right to issue stock against nine small companies, including a health Web site named for former Surgeon General C. Everett Koop, because they failed to file mandatory periodic financial reports on time.
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A San Francisco investment adviser for mutual funds will pay $30 million to settle charges that it secretly allowed favored clients to conduct frequent short-term trading, in violation of the funds&#39; rules and in exchange for extra fees, regulators said
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SHANGHAI: China&#39;s securities regulator suspended approval of initial public offerings pending rule changes that will allow the market to set the price of new shares, bringing the country&#39;s stock exchanges more into line with international standards.
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The Securities and Exchange Commission yesterday ordered mutual funds to stop paying higher commissions to brokers who promote the companies&#39; funds.
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SHANGHAI China&#39;s securities regulator said Tuesday that it had suspended approval of initial public offerings pending rule changes that would let the market set the price of new shares, revamping a system criticized for inflating company values and
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Business & money: Swiss bank suspends 'handful' of traders suspected of overvaluing asset-backed securities
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A [major spam outbreak] hit the Internet Wednesday causing the stock it was pumping to jump significantly in trading volume, according to communications security company IronPort.
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The chairman of on-line gambling website Sportingbet has been detained by authorities in the United States, the company announced, leading to a suspension of trading of its shares in London.
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Charles Schwab Corp. SCH.N, the  largest online brokerage, on Friday said it would cut online  stock-trading commissions by 35 percent for small investors,  the latest volley in a price war among brokers and a move that  will reduce the firm's revenue.
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U.S. Securities and Exchange Commission (SEC) reporting rules that govern listed companies are too much for Creative Technology, which has renewed plans to delist its shares from the Nasdaq stock exchange.
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US market regulators suspend trading in 35 firms that allegedly benefited from spam e-mail campaigns hyping up their stock.
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ZURICH, Switzerland -- Credit Suisse suspended a number of traders in connection with a $2.85 billion overvaluation of assets.
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The U.S. Securities and Exchange Commission is investigating about a dozen brokerage firms that may have failed to obtain the best price for stocks traded for customers, a source familiar with the matter said on Monday.
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Sanctions against botnet operators The Federal Trade Commission, the US consumer rights watchdog, has succeeded in shutting down four illegal spamming operations judged to have breached federal anti-spam laws. Targets of the lawsuits included an operation that offered the supposed chance to "date lonely wives" and two outfits that allegedly bombarded unwilling recipients with lurid ads for pornographic web sites, sent via compromised PCs.â¦
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The New York Stock Exchange said on Thursday that its electronic system for handling orders on its trading floor was experiencing problems, forcing some brokers to handle trades on paper.
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NEW YORK (Dow Jones/AP) _ At least four New York Stock Exchange traders were fired or suspended this week as federal and exchange regulators prepare to bring charges against them for allegedly