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DarkBench: Benchmarking Dark Patterns in Large Language Models
https://openreview.net/forum?id=odjMSBSWRt
[ "Esben Kran", "Hieu Minh Nguyen", "Akash Kundu", "Sami Jawhar", "Jinsuk Park", "Mateusz Maria Jurewicz" ]
Oral
We introduce DarkBench, a comprehensive benchmark for detecting dark design patterns—manipulative techniques that influence user behavior—in interactions with large language models (LLMs). Our benchmark comprises 660 prompts across six categories: brand bias, user retention, sycophancy, anthropomorphism, harmful generation, and sneaking. We evaluate models from five leading companies (OpenAI, Anthropic, Meta, Mistral, Google) and find that some LLMs are explicitly designed to favor their developers' products and exhibit untruthful communication, among other manipulative behaviors. Companies developing LLMs should recognize and mitigate the impact of dark design patterns to promote more ethical Al.
Dark Patterns, AI Deception, Large Language Models
We introduce DarkBench, a benchmark revealing that many large language models employ manipulative dark design patterns. Organizations developing LLMs should actively recognize and mitigate the impact of dark design patterns to promote ethical Al.
14,257
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1
RM-Bench: Benchmarking Reward Models of Language Models with Subtlety and Style
https://openreview.net/forum?id=QEHrmQPBdd
[ "Yantao Liu", "Zijun Yao", "Rui Min", "Yixin Cao", "Lei Hou", "Juanzi Li" ]
Oral
Reward models are critical in techniques like Reinforcement Learning from Human Feedback (RLHF) and Inference Scaling Laws, where they guide language model alignment and select optimal responses. Despite their importance, existing reward model benchmarks often evaluate models by asking them to distinguish between responses generated by models of varying power. However, this approach fails to assess reward models on subtle but critical content changes and variations in style, resulting in a low correlation with policy model performance. To this end, we introduce RM-Bench, a novel benchmark designed to evaluate reward models based on their sensitivity to subtle content differences and resistance to style biases. Extensive experiments demonstrate that RM-Bench strongly correlates with policy model performance, making it a reliable reference for selecting reward models to align language models effectively. We evaluate nearly 40 reward models on RM-Bench. Our results reveal that even state-of-the-art models achieve an average performance of only 46.6%, which falls short of random-level accuracy (50%) when faced with style bias interference. These findings highlight the significant room for improvement in current reward models.
Reward Models, Language Models, Evaluation, Alignment
null
13,985
null
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2
TopoLM: brain-like spatio-functional organization in a topographic language model
https://openreview.net/forum?id=aWXnKanInf
[ "Neil Rathi", "Johannes Mehrer", "Badr AlKhamissi", "Taha Osama A Binhuraib", "Nicholas Blauch", "Martin Schrimpf" ]
Oral
Neurons in the brain are spatially organized such that neighbors on tissue often exhibit similar response profiles. In the human language system, experimental studies have observed clusters for syntactic and semantic categories, but the mechanisms underlying this functional organization remain unclear. Here, building on work from the vision literature, we develop TopoLM, a transformer language model with an explicit two-dimensional spatial representation of model units. By combining a next-token prediction objective with a spatial smoothness loss, representations in this model assemble into clusters that correspond to semantically interpretable groupings of text and closely match the functional organization in the brain's language system. TopoLM successfully predicts the emergence of a spatially organized cortical language system as well as the organization of functional clusters selective for fine-grained linguistic features empirically observed in human cortex. Our results suggest that the functional organization of the human language system is driven by a unified spatial objective, and provide a functionally and spatially aligned model of language processing in the brain.Neurons in the brain are spatially organized such that neighbors on tissue often exhibit similar response profiles. In the human language system, experimental studies have observed clusters for syntactic and semantic categories, but the mechanisms underlying this functional organization remain unclear. Here, building on work from the vision literature, we develop TopoLM, a transformer language model with an explicit two-dimensional spatial representation of model units. By combining a next-token prediction objective with a spatial smoothness loss, representations in this model assemble into clusters that correspond to semantically interpretable groupings of text and closely match the functional organization in the brain's language system. TopoLM successfully predicts the emergence of a spatially organized cortical language system as well as the organization of functional clusters selective for fine-grained linguistic features empirically observed in human cortex. Our results suggest that the functional organization of the human language system is driven by a unified spatial objective, and provide a functionally and spatially aligned model of language processing in the brain.
language modeling, topography, fMRI, neuroscience
We develop a transformer language model with topographically organized units predicting brain-like spatio-functional organization.
13,712
2410.11516
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3
Spider 2.0: Evaluating Language Models on Real-World Enterprise Text-to-SQL Workflows
https://openreview.net/forum?id=XmProj9cPs
[ "Fangyu Lei", "Jixuan Chen", "Yuxiao Ye", "Ruisheng Cao", "Dongchan Shin", "Hongjin SU", "ZHAOQING SUO", "Hongcheng Gao", "Wenjing Hu", "Pengcheng Yin", "Victor Zhong", "Caiming Xiong", "Ruoxi Sun", "Qian Liu", "Sida Wang", "Tao Yu" ]
Oral
Real-world enterprise text-to-SQL workflows often involve complex cloud or local data across various database systems, multiple SQL queries in various dialects, and diverse operations from data transformation to analytics. We introduce Spider 2.0, an evaluation framework comprising $632$ real-world text-to-SQL workflow problems derived from enterprise-level database use cases. The databases in Spider 2.0 are sourced from real data applications, often containing over 1,000 columns and stored in local or cloud database systems such as BigQuery and Snowflake. We show that solving problems in Spider 2.0 frequently requires understanding and searching through database metadata, dialect documentation, and even project-level codebases. This challenge calls for models to interact with complex SQL workflow environments, process extremely long contexts, perform intricate reasoning, and generate multiple SQL queries with diverse operations, often exceeding $100$ lines, which goes far beyond traditional text-to-SQL challenges. Our evaluations indicate that based on o1-preview, our code agent framework successfully solves only 21.3\% of the tasks, compared with 91.2\% on Spider 1.0 and 73.0\% on BIRD. Our results on Spider 2.0 show that while language models have demonstrated remarkable performance in code generation --- especially in prior text-to-SQL benchmarks --- they require significant improvement in order to achieve adequate performance for real-world enterprise usage. Progress on Spider 2.0 represents crucial steps towards developing intelligent, autonomous, code agents for real-world enterprise settings. Our code, baseline models, and data are available at [spider2-sql.github.io](spider2-sql.github.io) .
LLM Benchmark, Data Science and Engineering, Code Generation, Text-to-SQL, LLM Agent
A benchmark for enterprise-level Text-to-SQL involving complex databases, challenging tasks, and real-world scenarios.
13,657
2411.07763
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4
Knowledge Entropy Decay during Language Model Pretraining Hinders New Knowledge Acquisition
https://openreview.net/forum?id=eHehzSDUFp
[ "Jiyeon Kim", "Hyunji Lee", "Hyowon Cho", "Joel Jang", "Hyeonbin Hwang", "Seungpil Won", "Youbin Ahn", "Dohaeng Lee", "Minjoon Seo" ]
Oral
In this work, we investigate how a model's tendency to broadly integrate its parametric knowledge evolves throughout pretraining, and how this behavior affects overall performance, particularly in terms of knowledge acquisition and forgetting. We introduce the concept of knowledge entropy, which quantifies the range of memory sources the model engages with; high knowledge entropy indicates that the model utilizes a wide range of memory sources, while low knowledge entropy suggests reliance on specific sources with greater certainty. Our analysis reveals a consistent decline in knowledge entropy as pretraining advances. We also find that the decline is closely associated with a reduction in the model's ability to acquire and retain knowledge, leading us to conclude that diminishing knowledge entropy (smaller number of active memory sources) impairs the model's knowledge acquisition and retention capabilities. We find further support for this by demonstrating that increasing the activity of inactive memory sources enhances the model's capacity for knowledge acquisition and retention.
knowledge entropy, knowledge acquisition and forgetting, evolving behavior during LLM pretraining
As pretraining progresses, models exhibit narrower integration of memory vectors, reflected by decreasing knowledge entropy, which hinders both knowledge acquisition and retention.
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5
Diffusion-Based Planning for Autonomous Driving with Flexible Guidance
https://openreview.net/forum?id=wM2sfVgMDH
[ "Yinan Zheng", "Ruiming Liang", "Kexin ZHENG", "Jinliang Zheng", "Liyuan Mao", "Jianxiong Li", "Weihao Gu", "Rui Ai", "Shengbo Eben Li", "Xianyuan Zhan", "Jingjing Liu" ]
Oral
Achieving human-like driving behaviors in complex open-world environments is a critical challenge in autonomous driving. Contemporary learning-based planning approaches such as imitation learning methods often struggle to balance competing objectives and lack of safety assurance,due to limited adaptability and inadequacy in learning complex multi-modal behaviors commonly exhibited in human planning, not to mention their strong reliance on the fallback strategy with predefined rules. We propose a novel transformer-based Diffusion Planner for closed-loop planning, which can effectively model multi-modal driving behavior and ensure trajectory quality without any rule-based refinement. Our model supports joint modeling of both prediction and planning tasks under the same architecture, enabling cooperative behaviors between vehicles. Moreover, by learning the gradient of the trajectory score function and employing a flexible classifier guidance mechanism, Diffusion Planner effectively achieves safe and adaptable planning behaviors. Evaluations on the large-scale real-world autonomous planning benchmark nuPlan and our newly collected 200-hour delivery-vehicle driving dataset demonstrate that Diffusion Planner achieves state-of-the-art closed-loop performance with robust transferability in diverse driving styles.
diffusion planning, autonomous driving
null
13,578
2501.15564
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6
Learning to Search from Demonstration Sequences
https://openreview.net/forum?id=v593OaNePQ
[ "Dixant Mittal", "Liwei Kang", "Wee Sun Lee" ]
Oral
Search and planning are essential for solving many real-world problems. However, in numerous learning scenarios, only action-observation sequences, such as demonstrations or instruction sequences, are available for learning. Relying solely on supervised learning with these sequences can lead to sub-optimal performance due to the vast, unseen search space encountered during training. In this paper, we introduce Differentiable Tree Search Network (D-TSN), a novel neural network architecture that learns to construct search trees from just sequences of demonstrations by performing gradient descent on a best-first search tree construction algorithm. D-TSN enables the joint learning of submodules, including an encoder, value function, and world model, which are essential for planning. To construct the search tree, we employ a stochastic tree expansion policy and formulate it as another decision-making task. Then, we optimize the tree expansion policy via REINFORCE with an effective variance reduction technique for the gradient computation. D-TSN can be applied to problems with a known world model or to scenarios where it needs to jointly learn a world model with a latent state space. We study problems from these two scenarios, including Game of 24, 2D grid navigation, and Procgen games, to understand when D-TSN is more helpful. Through our experiments, we show that D-TSN is effective, especially when the world model with a latent state space is jointly learned. The code is available at https://github.com/dixantmittal/differentiable-tree-search-network.
planning, reasoning, learning to search, reinforcement learning, large language model
We propose a method that constructs search tree in a differetiable manner, and can be trained from just demonstration sequences.
13,425
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7
Measuring and Enhancing Trustworthiness of LLMs in RAG through Grounded Attributions and Learning to Refuse
https://openreview.net/forum?id=Iyrtb9EJBp
[ "Maojia Song", "Shang Hong Sim", "Rishabh Bhardwaj", "Hai Leong Chieu", "Navonil Majumder", "Soujanya Poria" ]
Oral
LLMs are an integral component of retrieval-augmented generation (RAG) systems. While many studies focus on evaluating the overall quality of end-to-end RAG systems, there is a gap in understanding the appropriateness of LLMs for the RAG task. To address this, we introduce Trust-Score, a holistic metric that evaluates the trustworthiness of LLMs within the RAG framework. Our results show that various prompting methods, such as in-context learning, fail to effectively adapt LLMs to the RAG task as measured by Trust-Score. Consequently, we propose Trust-Align, a method to align LLMs for improved Trust-Score performance. 26 out of 27 models aligned using Trust-Align substantially outperform competitive baselines on ASQA, QAMPARI, and ELI5. Specifically, in LLaMA-3-8b, Trust-Align outperforms FRONT on ASQA (↑12.56), QAMPARI (↑36.04), and ELI5 (↑17.69). Trust-Align also significantly enhances models’ ability to correctly refuse and provide quality citations. We also demonstrate the effectiveness of Trust-Align across different open-weight models, including the LLaMA series (1b to 8b), Qwen-2.5 series (0.5b to 7b), and Phi3.5 (3.8b). We release our code at https://github.com/declare-lab/trust-align.
Large Language Models, Trustworthiness, Hallucinations, Retrieval Augmented Generation
How to better evaluate and make LLM better for RAG task
13,377
2409.11242
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8
MAP: Multi-Human-Value Alignment Palette
https://openreview.net/forum?id=NN6QHwgRrQ
[ "Xinran Wang", "Qi Le", "Ammar Ahmed", "Enmao Diao", "Yi Zhou", "Nathalie Baracaldo", "Jie Ding", "Ali Anwar" ]
Oral
Ensuring that generative AI systems align with human values is essential but challenging, especially when considering multiple human values and their potential trade-offs. Since human values can be personalized and dynamically change over time, the desirable levels of value alignment vary across different ethnic groups, industry sectors, and user cohorts. Within existing frameworks, it is hard to define human values and align AI systems accordingly across different directions simultaneously, such as harmlessness, helpfulness, and positiveness. To address this, we develop a novel, first-principle approach called Multi-Human-Value Alignment Palette (MAP), which navigates the alignment across multiple human values in a structured and reliable way. MAP formulates the alignment problem as an optimization task with user-defined constraints, which define human value targets. It can be efficiently solved via a primal-dual approach, which determines whether a user-defined alignment target is achievable and how to achieve it. We conduct a detailed theoretical analysis of MAP by quantifying the trade-offs between values, the sensitivity to constraints, the fundamental connection between multi-value alignment and sequential alignment, and proving that linear weighted rewards are sufficient for multi-value alignment. Extensive experiments demonstrate MAP's ability to align multiple values in a principled manner while delivering strong empirical performance across various tasks.
Human value alignment, Generative model
The paper introduces Multi-Human-Value Alignment Palette (MAP), a novel approach to align generative models with multiple human values in a principled way.
13,248
2410.19198
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9
Can Neural Networks Achieve Optimal Computational-statistical Tradeoff? An Analysis on Single-Index Model
https://openreview.net/forum?id=is4nCVkSFA
[ "Siyu Chen", "Beining Wu", "Miao Lu", "Zhuoran Yang", "Tianhao Wang" ]
Oral
In this work, we tackle the following question: Can neural networks trained with gradient-based methods achieve the optimal statistical-computational tradeoff in learning Gaussian single-index models? Prior research has shown that any polynomial-time algorithm under the statistical query (SQ) framework requires $\Omega(d^{s^\star/2}\lor d)$ samples, where $s^\star$ is the generative exponent representing the intrinsic difficulty of learning the underlying model. However, it remains unknown whether neural networks can achieve this sample complexity. Inspired by prior techniques such as label transformation and landscape smoothing for learning single-index models, we propose a unified gradient-based algorithm for training a two-layer neural network in polynomial time. Our method is adaptable to a variety of loss and activation functions, covering a broad class of existing approaches. We show that our algorithm learns a feature representation that strongly aligns with the unknown signal $\theta^\star$, with sample complexity $\tilde O (d^{s^\star/2} \lor d)$, matching the SQ lower bound up to a polylogarithmic factor for all generative exponents $s^\star\geq 1$. Furthermore, we extend our approach to the setting where $\theta^\star$ is $k$-sparse for $k = o(\sqrt{d})$ by introducing a novel weight perturbation technique that leverages the sparsity structure. We derive a corresponding SQ lower bound of order $\tilde\Omega(k^{s^\star})$, matched by our method up to a polylogarithmic factor. Our framework, especially the weight perturbation technique, is of independent interest, and suggests potential gradient-based solutions to other problems such as sparse tensor PCA.
single-index model, feature learning, gradient-based method, computational-statistical tradeoff
We propose a unified gradient-based algorithm for feature learning in Gaussian single-index model with sample complexity matching the SQ lower bound
13,084
null
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