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which sits a boy, relaxing in the heat, while two floors below him a woman-perhaps his
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mother-gazes out of the window from her apartment which sits directly above a picture
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gallery where a young man is standing, looking at a picture of a ship in the harbor of a
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small town, perhaps a Maltese town-What!? We are back on the same level as we began,
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though all logic dictates that we cannot be. Let us draw a diagram of what we see (Fig.
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143) .
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What this diagram shows is three kinds of "in-ness". The gallery is physically in the town
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("inclusion"); the town is artistically in the picture ("depiction"); the picture is mentally
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in the person ("representation"). Now while this diagram may seem satisfying, in fact it is
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arbitrary, for the number of levels shown is quite arbitrary. Look below at another way of
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representing the top half alone (Fig. 144).
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inclusion
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We have eliminated the "town" level; conceptually it was useful, but can just as well be
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done without. Figure 144 looks just like the diagram for Drawing Hands: a Strange Loop
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of two steps. The division markers are arbitrary, even if they seem natural to our minds.
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This can be further accentuated by showing even more "collapsed" schematic diagrams of
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Print Gallery , such as that in Figure 145.
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inclusion + depiction
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This exhibits the paradox of the picture in the starkest terms. Now-if the picture is "inside
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itself', then is the young man also inside himself-. This question is answered in Figure
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146.
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inclusion + depiction + representation
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Thus, we see the young man "inside himself, in a funny sense which is made up of
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compounding three distinct senses of "in”.
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This diagram reminds us of the Epimenides paradox with its one-step self¬
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reference, while the two-step diagram resembles the sentence pair each of which refers to
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the other. We cannot make the loop any tighter, but we can open it wider, by choosing to
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insert any number of intermediate levels, such as "picture frame", "arcade", and
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"building". If we do so, we will have many-step Strange Loops, whose diagrams are
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isomorphic to those of Waterfall (Fig. 5) or Ascending and Descending (Fig. 6). The
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number of levels is determined by what we feel is "natural", which may vary according to
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context, purpose, or frame of mind. The Central Xmaps-Dog, Crab, Sloth, and Pipe-can
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all be seen as involving three-step Strange Loops; alternatively, they can all be collapsed
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into two- or one-step loops;, then again, they can be expanded out into multistage loops.
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Where one perceives the levels is a matter of intuition and esthetic preference.
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Now are we, the observers of Print Gallery, also sucked into ourselves by virtue
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of looking at it? Not really. We manage to escape that particular vortex by being outside
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of the system. And when we look at the picture, we see things which the young man can
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certainly not see, such as Escher’s
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Signature, "MCE", in the central "blemish". Though the blemish seems like a defect,
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perhaps the defect lies in our expectations, for in fact Escher could not have completed
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that portion of the picture without being inconsistent with the rules by which he was
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drawing the picture. That center of the whorl is-and must be-incomplete. Escher could
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have made it arbitrarily small, but he could not have gotten rid of it. Thus we, on the
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outside, can know that Print Gallery is essentially incomplete-a fact which the young
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man, on the inside, can never know. Escher has thus given a pictorial parable for Godel’s
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Incompleteness Theorem. And that is why the strands of Godel and Escher are so deeply
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interwoven in my book.
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A Bach Vortex Where All Levels Cross
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One cannot help being reminded, when one looks at the diagrams of Strange Loops, of
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the Endlessly Rising Canon from the Musical Offering. A diagram of it would consist of
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six steps, as is shown in Figure 147. It is too
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bad that when it returns to C, it is an octave higher rather than at the exact original pitch.
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Astonishingly enough, it is possible to arrange for it to return exactly to the starting pitch,
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by using what are called Shepard tones, after the psychologist Roger Shepard, who
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discovered the idea. The principle of a Shepard-tone scale is shown in Figure 14$. In
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words, it is this: you play parallel scales in several different octave ranges. Each note is
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weighted independently, and as the notes rise, the weights shift. You make the top
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octave gradually fade out, while at the same time you are gradually bringing in the
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bottom octave. Just at the moment you would ordinarily be one octave higher, the
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weights have shifted precisely so as to reproduce the starting pitch ... Thus you can go
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"up and up forever", never getting any higher! You can try it at your piano. It works even
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better if the pitches can be synthesized accurately under computer control. Then the
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illusion is bewilderingly strong.
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This wonderful musical discovery allows the Endlessly Rising Canon to be played
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in such a way that it joins back onto itself after going "up" an octave. This idea, which
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Scott Kim and I conceived jointly, has been realized on tape, using a computer music
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system. The effect is very subtle-but very real. It is quite interesting that Bach himself
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was apparently aware, in some sense, of such scales, for in his music one can
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occasionally find passages which roughly exploit the general principle of Shepard tones-
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for instance, about halfway through the Fantasia from the Fantasia and Fugue in G Minor,
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for organ.
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In his book /. S. Bach's Musical Offering, Hans Theodore David writes:
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Throughout the Musical Offering, the reader, performer, or listener is to search for
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the Royal theme in all its forms. The entire work, therefore, is a ricercar in the
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original, literal sense of the word.'
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I think this is true; one cannot look deeply enough into the Musical Offering. There is
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always more after one thinks one knows everything. For instance, towards the very end of
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the Six-Part Ricercar, the one he declined to improvise, Bach slyly hid his own name,
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split between two of the upper voices. Things are going on on many levels in the Musical
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Offering. There are tricks with notes and letters; there are ingenious variations on the
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King's Theme; there are original kinds of canons; there are extraordinarily complex
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fugues; there is beauty and extreme depth of emotion; even an exultation in the many-
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leveledness of the work comes through. The Musical Offering is a fugue of fugues, a
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